Основная статистика
| LEI | 5493008YRORGCE2SNH23 |
| CIK | 1329606 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Clean Energy Technologies, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 21, 2025 |
As filed with the United States Securities and Exchange Commission on August 21, 2025 As filed with the United States Securities and Exchange Commission on August 21, 2025 Registration No. |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41654 CLEAN ENER |
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| August 18, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 15, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 1340 Reynolds Avenue Unit 120, Irvine, CA 92614 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 150 Grossman Drive, Suite 205, B |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement CLEAN ENERGY TECHNOLOGIES, INC. |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) NV 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) |
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| August 18, 2025 |
Promissory Note, dated August 15, 2025, by the Company to Mast Hill * Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| August 14, 2025 |
SECURITIES AND EXCHANGE COMMISSION UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING 001-41654 CUSIP NUMBER 18452H206 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2 |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement CLEAN ENERGY TECHNOLOGIES, INC. |
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| August 4, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 30, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with its address at 2990 Redhill Ave., Costa Mesa, California 92626 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 623, A |
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| August 4, 2025 |
Promissory Note, dated July 30, 2025, issued by the Company to 1800 Diagonal Lending LLC * Exhibit 10.2 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) NV 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) 13 |
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| July 29, 2025 |
As filed with the United States Securities and Exchange Commission on July 28, 2025 As filed with the United States Securities and Exchange Commission on July 28, 2025 Registration No. |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 18, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) NV 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) 13 |
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| July 23, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 18, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 1340 Reynolds Ave., Unit 120, Irvine, California 92614 (the “Company”), and FIRSTFIRE GLOBAL OPPORTUNITIES FUND, LLC, a Delaware limited liability company, with its address at 1 |
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| July 23, 2025 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| June 23, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CLEAN ENERGY TECHNOLOGIES, INC. |
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| June 23, 2025 |
As filed with the United States Securities and Exchange Commission on June 23, 2025 As filed with the United States Securities and Exchange Commission on June 23, 2025 Registration No. |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41 |
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| June 5, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 3, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 1340 Reynolds Avenue Unit 120, Irvine, CA 92614 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 150 Grossman Drive, Suite 205, Brai |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) NV 134 |
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| June 5, 2025 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| May 22, 2025 |
Exhibit 10.2 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) NV 134 |
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| May 22, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of May 19, 2025, is entered into by and between Clean Energy Technologies, Inc., a Nevada corporation, (the “Company”), and Lucas Ventures, LLC, a Arizona limited liability company (the “Buyer”). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exe |
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| May 20, 2025 |
Certification of CEO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41654 CLEAN ENE |
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| May 20, 2025 |
Certification of Principal Financial Officer Pursuant to Rule 13a-14 Exhibit 31.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Calvin Pang, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended March 31, 2025; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| May 20, 2025 |
Certification of CFO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| May 20, 2025 |
Certification of Principal Executive Officer Pursuant to Rule 13a-14 Exhibit 31.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Kambiz Mahdi, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended March 31, 2025; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi |
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| May 15, 2025 |
SECURITIES AND EXCHANGE COMMISSION UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING 001-41654 CUSIP NUMBER 18452H206 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, |
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| May 12, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 8, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with its address at 2990 Redhill Ave., Costa Mesa, California 92626 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 623, Ale |
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| May 12, 2025 |
Promissory Note, dated May 8, 2025 (included as Exhibit 10.2 to Form 8-K filed on May 12, 2025). Exhibit 10.2 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) NV 1340 |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) Nevada |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement CLEAN ENERGY TECHNOLOGIES, INC. |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) 1340 Re |
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| May 7, 2025 |
Exhibit 10.1 SUBSCRIPTION AGREEMENT Clean Energy Technologies, Inc. 1340 Reynolds Avenue Unit 120 Irvine, California 92614 Private Placement Units Consisting of One Share of Common Stock i THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURITIES DESCRIBED HE |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) 1340 |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement CLEAN ENERGY TECHNOLOGIES, INC. |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) NV 001-41654 20-2675800 Entity Incorporation (Commission File Number) (IRS Employer Ide |
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| April 24, 2025 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| April 24, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 22, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 1340 Reynolds Ave., Unit 120, Irvine, CA 92614 (the “Company”), and PACIFIC PIER CAPITAL II, LLC, a Delaware limited liability company, with its address at 285 East Imperial Hi |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41 |
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| April 15, 2025 |
Exhibit 97.1 CLEAN ENERGY TECHNOLOGIES, INC. CLAWBACK POLICY Introduction The Board of Directors (the “Board”) of Clean Energy Technologies, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41654 CLEAN ENERGY TEC |
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| April 10, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 4, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 1340 Reynolds Ave., Unit 120, Irvine, CA 92614 (the “Company”), and PACIFIC PIER CAPITAL II, LLC, a Delaware limited liability company, with its address at 285 East Imperial Hig |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 4, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number |
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| April 10, 2025 |
Promissory Note, dated April 4, 2025 (included as Exhibit 10.2 to Form 8-K filed on April 10, 2025). Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| March 31, 2025 |
SECURITIES AND EXCHANGE COMMISSION UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING 001-41654 CUSIP NUMBER 18452H206 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 3 |
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| March 13, 2025 |
Exhibit 10.73 AMENDMENT TO PROMISSORY NOTE This Amendment to Promissory Note (the “Amendment”) is made and entered into as of December 23, 2024, by and between Clean Energy Technologies, Inc., a Nevada corporation (the “Borrower”), and Coventry Enterprises LLC, a Delaware limited liability company (the “Holder”). WHEREAS, the Borrower and Holder entered into that certain Promissory Note dated Nove |
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| March 13, 2025 |
As filed with the United States Securities and Exchange Commission on March 13, 2025 As filed with the United States Securities and Exchange Commission on March 13, 2025 Registration No. |
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| March 13, 2025 |
Exhibit 1.2 If the foregoing correctly sets forth the understanding between the Company and the Agent, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement between the Company and the Agent. Very truly yours, CLEAN ENERGY TECHNOLOGIES, INC. By: /s/ Kambiz Mahdi Name: Kambiz Mahdi Title: Chief Executive Officer ACCEPTED as of th |
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| March 13, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CLEAN ENERGY TECHNOLOGIES, INC. |
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| March 4, 2025 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| March 4, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 27, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 1340 Reynolds Avenue Unit 120, Irvine, CA 92614 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 150 Grossman Drive, Suite 205, |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) 1 |
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| March 4, 2025 |
Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| January 22, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 16, 2025, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 1340 Reynolds Avenue Unit 120, Irvine, CA 92614 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 150 Grossman Drive, Suite 205, |
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| January 22, 2025 |
Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| January 22, 2025 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2025 Clean Energy Technologies, Inc. (Exact name of registrant as specified in its charter) 001-41654 20-2675800 (Commission File Number) (IRS Employer Identification Number) 13 |
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| January 10, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 10, 2025 (January 8, 2025). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commi |
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| December 16, 2024 |
Exhibit 10.1 |
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| December 16, 2024 |
Exhibit 10.2 |
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| December 16, 2024 |
Exhibit 10.3 |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2024 (December 11, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Co |
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| December 11, 2024 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of December 5, 2024, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein shall have the re |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2024 (December 5, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Com |
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| December 11, 2024 |
Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| December 11, 2024 |
Exhibit 10.1 EQUITY PURCHASE AGREEMENT This equity purchase agreement is entered into as of December 5, 2024 (this “Agreement”), by and between Clean Energy Technologies, Inc., a Nevada corporation (the “Company”), and Mast Hill Fund, L.P., a Delaware limited partnership (the “Investor”, and collectively with the Company, the “Parties”). WHEREAS, the Parties desire that, upon the terms and subject |
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| December 4, 2024 |
Exhibit 10.2 |
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| December 4, 2024 |
Exhibit 10.1 |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2024 (November 29, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Com |
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| November 19, 2024 |
Certification of Principal Financial Officer Pursuant to Rule 13a-14 Exhibit 31.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Calvin Pang, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended September 30, 2024; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41654 CLEAN |
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| November 19, 2024 |
Certification of CEO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| November 19, 2024 |
Certification of CFO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| November 19, 2024 |
Certification of Principal Executive Officer Pursuant to Rule 13a-14 Exhibit 31.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Kambiz Mahdi, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended September 30, 2024; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a ma |
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| November 14, 2024 |
Exhibit 10.1 |
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| November 14, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2024 (November 8, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Com |
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| November 14, 2024 |
Exhibit 10.2 |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2024 (November 5, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Comm |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2024 (October 15, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Comm |
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| October 18, 2024 |
Exhibit 10.2 |
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| October 18, 2024 |
Exhibit 10.1 |
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| October 3, 2024 |
Exhibit 10.2 |
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| October 3, 2024 |
Exhibit 10.1 |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2024 (September 30, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Com |
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| September 13, 2024 |
Exhibit 10.2 FORM OF SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of [ ], 2024, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 2990 Redhill Ave., Costa Mesa, CA 92626 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker Road, Wellesley, MA 02482 (t |
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| September 13, 2024 |
Exhibit 10.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2024 (September 10, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction ( |
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| September 13, 2024 |
Exhibit 10.1 FORM OF AMENDMENT #1 THIS AMENDMENT #1 to the Note (as defined below) (the “Amendment”) is entered into as of September [ ], 2024 (the “Effective Date”), by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership (the “Holder”) (collectively the “Parties”). BACKGROUND A. The Company and Holder are the |
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| September 6, 2024 |
Exhibit 10.2 |
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| September 6, 2024 |
Exhibit 10.1 |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 6, 2024 (September 2, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Co |
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| August 27, 2024 |
Exhibit 10.2 |
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| August 27, 2024 |
Exhibit 10.1 |
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| August 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2024 (August 22, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commis |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41654 CLEAN ENER |
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| August 19, 2024 |
Certification of CEO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| August 19, 2024 |
Certification of Principal Executive Officer Pursuant to Rule 13a-14 Exhibit 31.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Kambiz Mahdi, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended June 30, 2024; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| August 19, 2024 |
Certification of CFO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| August 19, 2024 |
Certification of Principal Financial Officer Pursuant to Rule 13a-14 Exhibit 31.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Calvin Pang, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended June 30, 2024; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Quarterly Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transit |
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| June 26, 2024 |
Exhibit 10.2 |
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| June 26, 2024 |
Exhibit 10.1 |
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| June 26, 2024 |
Exhibit 10.3 |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2024 (June 21, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commission |
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| June 26, 2024 |
Exhibit 10.4 |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2024 (June 18, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commission |
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| June 24, 2024 |
Exhibit 10.1 SUBSCRIPTION AGREEMENT Clean Energy Technologies, Inc. 1340 Reynolds Avenue Unit 120 Irvine, California 92614 Private Placement Units Consisting of One Share of Common Stock and One Warrant i THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURIT |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-4165 |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-4165 |
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| June 20, 2024 |
June 20, 2024 VIA EDGAR Liz Packebusch and Laura Nicholson United States Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| May 20, 2024 |
Certification of CEO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| May 20, 2024 |
Certification of CFO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the quart |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41654 CLEAN ENE |
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| May 20, 2024 |
Certification of Principal Financial Officer Pursuant to Rule 13a-14 Exhibit 31.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Calvin Pang, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended March 31, 2024; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| May 20, 2024 |
Certification of Principal Executive Officer Pursuant to Rule 13a-14 Exhibit 31.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Kambiz Mahdi, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. for the quarterly period ended March 31, 2024; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio |
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| May 10, 2024 |
Exhibit 1.2 If the foregoing correctly sets forth the understanding between the Company and the Agent, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement between the Company and the Agent. Very truly yours, CLEAN ENERGY TECHNOLOGIES, INC. By: /s/ Kambiz Mahdi Name: Kambiz Mahdi Title: Chief Executive Officer ACCEPTED as of th |
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| May 10, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CLEAN ENERGY TECHNOLOGIES, INC. |
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| May 10, 2024 |
As filed with the United States Securities and Exchange Commission on May 10, 2024 As filed with the United States Securities and Exchange Commission on May 10, 2024 Registration No. |
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| May 10, 2024 |
Exhibit 10.18 Concerted Action Agreement This Concerted Action Agreement (hereinafter referred to as the “Agreement”) is signed by the following three parties at Chengdu on January 1, 2023: 1. Jiangsu Huanya Jieneng New Energy Co., Ltd. Legal person: Wang Jiangtao Unified social credit code: 91320703MA267AP00F Registered address: Room 58047, No.201, Sunshine Free Trade Building, Lianyun District, |
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| May 10, 2024 |
Exhibit 10.19 Agreement on the Termination of the Concerted Action Agreement This termination agreement (the “Agreement”) is entered into on the first day of January, 2024, at Chengdu, by and between the following three parties: 1. Jiangsu Huanya Jieneng New Energy Co., Ltd. Legal person: Wang Jiangtao Unified social credit code: 91320703MA267AP00F Registered address: Room 58047, No. 201 Sunshine |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 (April 26, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commission |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-4165 |
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| April 19, 2024 |
Exhibit 10.136 Agreement Number：XGSR-21-040 Shenzhen Gas (Hong Kong) International Co., Limited and Leading Wave Limited Strategic Cooperation Framework Agreement 2021 August 30 Guangdong·Shenzhen Party A: Shenzhen Gas (Hong Kong) International Co., Limited Company Registration No.:1640848 Registered Address: Block F, 20/F, Seabright Plaza, 9-23 Shell St., North Point, Hong Kong Party B: Leading W |
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| April 19, 2024 |
Exhibit 21.1 List of Subsidiaries Clean Energy HRS LLC CETY Europe, SRL CETY CAP LLC CETY Hong Kong Hainan Clean Energy Technologies, Inc. Meishan Clean Energy Technologies, Inc. Leading Wave Limited (Seychelles) Element Capital International Limited (H.K.) Sichuan Hunya Jieneng New Energy Co. LTD Jiangsu Huanya Jieneng New Energy Co., Ltd. |
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| April 19, 2024 |
Exhibit 4.13 Description of Securities We have authorized capital stock consisting of the following. The total number of shares of capital stock which the Corporation shall have authority to issue is: 2,020,000,000. These shares shall be divided into two classes with one billion two hundred million (2,000,000,000) shares designated as common stock at $.001 par value (the “Common Stock”) and twenty |
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| April 19, 2024 |
Exhibit 10.137 12% CONVERTIBLE PROMISSORY NOTE ￥5,000,000.00 China (Jiangsu) Pilot Free Trade Zone MATURITY DATE OF January 10, 2025 THE “MATURITY DATE” JANUARY 10, 2022 ‘THE “ISSUANCE DATE” FOR VALUE RECEIVED, Chengdu Rongjun Enterprise Consulting Co., Ltd., a limited Borrower registered in China, Unified Social Credit Code：91510100091298948U (“Borrower”) hereby promises to pay to Jiangsu Huanya |
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| April 17, 2024 |
Exhibit 4.13 Description of Securities We have authorized capital stock consisting of the following. The total number of shares of capital stock which the Corporation shall have authority to issue is: 2,020,000,000. These shares shall be divided into two classes with one billion two hundred million (2,000,000,000) shares designated as common stock at $.001 par value (the “Common Stock”) and twenty |
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| April 17, 2024 |
Exhibit 21.1 List of Subsidiaries Clean Energy HRS LLC CETY Europe, SRL CETY CAP LLC CETY Hong Kong Hainan Clean Energy Technologies, Inc. Meishan Clean Energy Technologies, Inc. Leading Wave Limited (Seychelles) Element Capital International Limited (H.K.) Sichuan Hunya Jieneng New Energy Co. LTD Jiangsu Huanya Jieneng New Energy Co., Ltd. |
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| April 17, 2024 |
Exhibit 10.137 12% CONVERTIBLE PROMISSORY NOTE ￥5,000,000.00 China (Jiangsu) Pilot Free Trade Zone MATURITY DATE OF January 10, 2025 THE “MATURITY DATE” JANUARY 10, 2022 ‘THE “ISSUANCE DATE” FOR VALUE RECEIVED, Chengdu Rongjun Enterprise Consulting Co., Ltd., a limited Borrower registered in China, Unified Social Credit Code：91510100091298948U (“Borrower”) hereby promises to pay to Jiangsu Huanya |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41654 CLEAN ENERGY TEC |
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| April 17, 2024 |
Exhibit 10.136 Agreement Number：XGSR-21-040 Shenzhen Gas (Hong Kong) International Co., Limited and Leading Wave Limited Strategic Cooperation Framework Agreement 2021 August 30 Guangdong·Shenzhen Party A: Shenzhen Gas (Hong Kong) International Co., Limited Company Registration No.:1640848 Registered Address: Block F, 20/F, Seabright Plaza, 9-23 Shell St., North Point, Hong Kong Party B: Leading W |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
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| March 20, 2024 |
Exhibit 10.1 SUBSCRIPTION AGREEMENT Clean Energy Technologies, Inc. 1340 Reynolds Avenue Unit 120 Irvine, California 92614 Private Placement Units Consisting of One Share of Common Stock and One Warrant i THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURIT |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2024 (March 15, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commissi |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 (March 4, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commission |
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| March 7, 2024 |
Exhibit 10.2 |
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| March 7, 2024 |
Exhibit 10.1 |
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| February 7, 2024 |
Exhibit 1.2 If the foregoing correctly sets forth the understanding between the Company and the Agent, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement between the Company and the Agent. Very truly yours, CLEAN ENERGY TECHNOLOGIES, INC. By: /s/ Kambiz Mahdi Name: Kambiz Mahdi Title: Chief Executive Officer ACCEPTED as of th |
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| February 7, 2024 |
Exhibit 10.1 |
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| February 7, 2024 |
Exhibit 10.2 |
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| February 7, 2024 |
As filed with the United States Securities and Exchange Commission on February 7, 2024 As filed with the United States Securities and Exchange Commission on February 7, 2024 Registration No. |
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| February 7, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CLEAN ENERGY TECHNOLOGIES, INC. |
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| February 7, 2024 |
Exhibit 10.18 Concerted Action Agreement This Concerted Action Agreement (hereinafter referred to as the “This Agreement”) is signed by the following three parties at Chengdu on January 1, 2023: 1. Jiangsu Huanya Jieneng New Energy Co., Ltd. Legal person: Wang Jiangtao Unified social credit code: 91320703MA267AP00F Registered address: Room 58047, No.201, Sunshine Free Trade Building, Lianyun Distr |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 (February 2, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Comm |
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| January 25, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CLEAN ENERGY TECHNOLOGIES, INC. |
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| January 25, 2024 |
Exhibit 1.2 If the foregoing correctly sets forth the understanding between the Company and the Agent, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement between the Company and the Agent. Very truly yours, CLEAN ENERGY TECHNOLOGIES, INC. By: /s/ Kambiz Mahdi Name: Kambiz Mahdi Title: Chief Executive Officer ACCEPTED as of th |
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| January 25, 2024 |
As filed with the United States Securities and Exchange Commission on January 25, 2024 As filed with the United States Securities and Exchange Commission on January 25, 2024 Registration No. |
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| January 25, 2024 |
Exhibit 10.18 Concerted Action Agreement This Concerted Action Agreement (hereinafter referred to as the “This Agreement”) is signed by the following three parties at Chengdu on January 1, 2023: 1. Jiangsu Huanya Jieneng New Energy Co., Ltd. Legal person: Wang Jiangtao Unified social credit code: 91320703MA267AP00F Registered address: Room 58047, No.201, Sunshine Free Trade Building, Lianyun Distr |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2024 (January 3, 2024). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commis |
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| January 8, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 3, 2024, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 2990 Redhill Ave., Costa Mesa, CA 92626 (the “Company”), and FIRSTFIRE GLOBAL OPPORTUNITIES FUND, LLC, a Delaware limited liability company, with its address at 1040 First Ave |
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| December 27, 2023 |
Convertible Promissory Note dated December 21, 2023. Exhibit 10.2 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
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| December 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 27, 2023 (December 21, 2023) CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Com |
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| December 27, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 21, 2023, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with its address at 2990 Redhill Ave., Costa Mesa, California 92626 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 62 |
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| December 15, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CLEAN ENERGY TECHNOLOGIES, INC. |
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| December 15, 2023 |
Exhibit 1.2 If the foregoing correctly sets forth the understanding between the Company and the Agent, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement between the Company and the Agent. Very truly yours, CLEAN ENERGY TECHNOLOGIES, INC. By: /s/ Kambiz Mahdi Name: Kambiz Mahdi Title: Chief Executive Officer ACCEPTED as of th |
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| December 15, 2023 |
As filed with the United States Securities and Exchange Commission on December 15, 2023 As filed with the United States Securities and Exchange Commission on December 15, 2023 Registration No. |
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| December 15, 2023 |
Exhibit 10.18 Concerted Action Agreement This Concerted Action Agreement (hereinafter referred to as the “This Agreement”) is signed by the following three parties at Chengdu on January 1, 2023: 1. Jiangsu Huanya Jieneng New Energy Co., Ltd. Legal person: Wang Jiangtao Unified social credit code: 91320703MA267AP00F Registered address: Room 58047, No.201, Sunshine Free Trade Building, Lianyun Distr |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2023 (November 8, 2023). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Com |
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| November 15, 2023 |
Clean Energy Technologies, Inc. Announces Conversion of $1.95 Million Notes Payable to Equity Exhibit 99.1 Clean Energy Technologies, Inc. Announces Conversion of $1.95 Million Notes Payable to Equity ● Financial Structuring to Increase Resource Management and Strengthen Long-Term Partnerships ● Notes Conversion Enhances CETY’s Financial Flexibility, Eliminates Cash Redemption Mandate, and Preferred Stockholders Will Receive a 15% Dividend COSTA MESA, CA., November 15, 2023 – (GLOBE NEWSWI |
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| November 15, 2023 |
Exhibit 10.1 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”) is made and entered into as of November 8, 2023 (the “Effective Date”), by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership (the “Holder”, and together with the Company, the “Parties”). WHEREAS, the Company issued to the Holder a promi |
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| November 14, 2023 |
Certification of CFO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the perio |
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| November 14, 2023 |
Certification of Principal Financial Officer Pursuant to Rule 13a-14 Exhibit 31.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Calvin Pang, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT DATED September 30, 2023 REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| November 14, 2023 |
Certification of Principal Executive Officer Pursuant to Rule 13a-14 Exhibit 31.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Kambiz Mahdi, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| November 14, 2023 |
Certification of CEO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the perio |
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| November 3, 2023 |
Certificate of Designations, Preferences, and Rights of Series E Convertible Preferred Stock Exhibit 4.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS of SERIES E CONVERTIBLE PREFERRED STOCK OF CLEAN ENERGY TECHNOLOGIES, INC. CLEAN ENERGY TECHNOLOGIES, INC., a corporation organized and existing under the laws of the State of Nevada (the “Corporation” or “Company”), hereby certifies that the Board of Directors of the Corporation (the “Board of Directors” or the “Board”), pursuant to |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2023 (October 31, 2023). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction of In |
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| October 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CLEAN ENERGY TECHNOLOGIES, INC. |
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| October 20, 2023 |
Exhibit 1.2 If the foregoing correctly sets forth the understanding between the Company and the Agent, please so indicate in the space provided below for that purpose, whereupon this letter shall constitute a binding agreement between the Company and the Agent. Very truly yours, CLEAN ENERGY TECHNOLOGIES, INC. By: /s/ Kambiz Mahdi Name: Kambiz Mahdi Title: Chief Executive Officer ACCEPTED as of th |
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| October 20, 2023 |
As filed with the United States Securities and Exchange Commission on October 20, 2023 As filed with the United States Securities and Exchange Commission on October 20, 2023 Registration No. |
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| October 13, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 6, 2023). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commi |
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| October 13, 2023 |
Sales Agreement dated October 6, 2023, by and between the Company and Roth Capital Partners, LLC. Exhibit 1.1 |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 11, 2023. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commission (IRS Emplo |
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| September 11, 2023 |
Clean Energy Technologies, Inc.’s Investor Presentation dated September 11, 2023. Exhibit 99.1 |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT DATED June 30, 2023 REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| July 21, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 18, 2023, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 2990 Redhill Ave., Costa Mesa, CA 92626 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker Road, Wellesley, MA 02482 (the “ |
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| July 21, 2023 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2023 (July 18, 2023). CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commission |
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| June 27, 2023 |
Exhibit 16.1 June 26, 2023 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Dear Sirs/Madams: RE: Clean Energy Technologies, Inc. We have read Item 4.01 of Clean Energy Technologies, Inc.’s Form 8-K dated June 26, 2023, and we agree with the statements set forth in Item 4.01, insofar as they relate to our firm. We have no basis to agree or disagree with the other stateme |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2023 (June 21, 2023) CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 001-41654 20-2675800 (State or other jurisdiction (Commission |
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| May 22, 2023 |
Certification of Principal Executive Officer Pursuant to Rule 13a-14 Exhibit 31.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Kambiz Mahdi, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| May 22, 2023 |
Certification of Principal Financial Officer Pursuant to Rule 13a-14 Exhibit 31.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Calvin Pang, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Clean Energy Technologies, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT DATED March 31, 2023 REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| May 22, 2023 |
Certification of CFO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.02 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the perio |
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| May 22, 2023 |
Certification of CEO Pursuant to Section 906 of the Sarbanes-Oxley Act EXHIBIT 32.01 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Pursuant to 18 U.S.C. § 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002, the undersigned officer of Clean Energy Technologies, Inc. (the “Company”) hereby certifies, to his knowledge, that: (i) the accompanying Quarterly Report on Form 10-Q of the Company for the perio |
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| May 15, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-41654 ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
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| April 17, 2023 |
Exhibit 10.136 Agreement Number：XGSR-21-040 Shenzhen Gas (Hong Kong) International Co., Limited and Leading Wave Limited Strategic Cooperation Framework Agreement 2021 August 30 Guangdong·Shenzhen Party A: Shenzhen Gas (Hong Kong) International Co., Limited Company Registration No.:1640848 Registered Address: Block F, 20/F, Seabright Plaza, 9-23 Shell St., North Point, Hong Kong Party B: Leading W |
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| April 17, 2023 |
List of subsidiaries of the Company (included as Exhibit 21.1 to Form 10-K filed on April 17, 2023). Exhibit 21.1 List of Subsidiaries Clean Energy HRS LLC CETY Europe, SRL CETY CAP LLC CETY Hong Kong Hainan Clean Energy Technologies, Inc. Meishan Clean Energy Technologies, Inc. Leading Wave Limited (Seychelles) Element Capital International Limited (H.K.) Sichuan Hunya Jieneng New Energy Co. LTD Jiangsu Huanya Jieneng New Energy Co., Ltd. |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-55656 CLEAN ENERGY TEC |
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| April 17, 2023 |
Exhibit 10.137 12% CONVERTIBLE PROMISSORY NOTE ￥5,000,000.00 China (Jiangsu) Pilot Free Trade Zone MATURITY DATE OF January 10, 2025 THE “MATURITY DATE” JANUARY 10, 2022 ‘THE “ISSUANCE DATE” FOR VALUE RECEIVED, Chengdu Rongjun Enterprise Consulting Co., Ltd., a limited Borrower registered in China, Unified Social Credit Code：91510100091298948U (“Borrower”) hereby promises to pay to Jiangsu Huanya |
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| April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 4, 2023. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employer o |
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| March 31, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55656 ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Rep |
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| March 27, 2023 |
CLEAN ENERGY TECHNOLOGIES, INC. 975,000 Shares of Common Stock PROSPECTUS SUPPLEMENT DATED March 27, 2023 (To the Prospectus dated March 22, 2023) Filed Pursuant to Rule 424(b)(4) Registration No. |
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| March 24, 2023 |
CLEAN ENERGY TECHNOLOGIES, INC. 975,000 Shares of Common Stock Filed pursuant to Rule 424 (b)(4) Registration No. 333-266078 CLEAN ENERGY TECHNOLOGIES, INC. 975,000 Shares of Common Stock We are offering to sell up to 975,000 shares of our common stock, $0.001 par value per share (“Common Stock”), in a firm commitment underwritten offering (the “Underwritten Offering”). The initial public offering price per share is $4.00 per share. We have received the appro |
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| March 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Clean Energy Technologies, Inc. |
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| March 20, 2023 |
VIA EDGAR March 20, 2023 Office of Manufacturing Division of Corporation Finance U. |
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| March 20, 2023 |
As filed with the Securities and Exchange Commission on March 20, 2023 Registration No. |
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| March 20, 2023 |
Exhibit 10.177 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 6, 2023, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with its address at 2990 Redhill Ave., Costa Mesa, California 92626 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 623, |
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| March 20, 2023 |
CLEAN ENERGY TECHNOLOGIES, INC. 2990 Redhill Ave, Costa Mesa, California 92626 Telephone: (949) 273-4990 March 20, 2023 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Clean Energy Technologies, Inc. Registration Statement on Form S-1 Originally Filed July 11, 2022 File No. 333-266078 Ladies and Gentlemen: In accordance |
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| March 20, 2023 |
Exhibit 10.176 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) A |
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| March 17, 2023 |
8-A12B 1 form8-a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada Not Applicable (State of incorporation or organization) (I.R.S. Employer Identi |
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| March 15, 2023 |
Exhibit 10.174 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FO |
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| March 15, 2023 |
Exhibit 10.173 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 8, 2023, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 2990 Redhill Ave., Costa Mesa, CA 92626 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker Road, Wellesley, MA 02482 (the |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2023. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employer |
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| March 15, 2023 |
Form of Warrant (Included as Exhibit 10.175 of the Company on Form 8-K filed on March 15, 2023) Exhibit 10.175 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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| March 2, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Clean Energy Technologies, Inc. |
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| March 2, 2023 |
As filed with the Securities and Exchange Commission on March 2, 2023 Registration No. |
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| March 2, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| February 14, 2023 |
Exhibit 10.171 |
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| February 14, 2023 |
Exhibit 10. 172 |
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| February 14, 2023 |
As filed with the Securities and Exchange Commission on February 14, 2023 Registration No. |
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| February 14, 2023 |
Exhibit 10.169 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is entered into effective as of the day of February, 2023 (the “Effective Date”), between Clean Energy Technologies, Inc., a Nevada corporation (the “Company”) and Calvin Pang (the “Executive,” together with the Company, the “Parties”). R E C I T A L S A. The Company desires to assure itself of the serv |
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| February 14, 2023 |
EX-10.170 3 ex10-170.htm Exhibit 10.170 |
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| February 14, 2023 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Clean Energy Technologies, Inc. |
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| January 31, 2023 |
Amended and Restated Bylaws (included as exhibit 3.8 to the Form S-1/A filed on January 31, 2023). Exhibit 3.8 AMEDED AND RESTATED BYLAWS OF CLEAN ENERGY TECHNOLOGIES, INC. (As Amended Through September 26, 2022) ARTICLE I OFFICES Section 1.1 PRINCIPAL OFFICES. The board of directors shall fix the location of the principal executive office of the corporation at any place within or outside the State of Nevada. If the principal executive office is located outside this state, and the corporation h |
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| January 31, 2023 |
Exhibit 99.1 Rule 438 Director Nominee Consent In accordance with Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named as a prospective director of Clean Energy Technologies, Inc. (“CETY”) in the Registration Statement on Form S-1 filed by CETY with the Securities and Exchange Commission. /s/Ted Hsu Name: Mr. Ted Hsu, Director Nominee Date: January |
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| January 31, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Clean Energy Technologies, Inc. |
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| January 31, 2023 |
Exhibit 99.3 Rule 438 Director Nominee Consent In accordance with Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named as a prospective director of Clean Energy Technologies, Inc. (“CETY”) in the Registration Statement on Form S-1 filed by CETY with the Securities and Exchange Commission. /s/Mathew Graham Smith Name: Mr. Mathew Graham Smith, Directo |
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| January 31, 2023 |
Exhibit 99.2 Rule 438 Director Nominee Consent In accordance with Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named as a prospective director of Clean Energy Technologies, Inc. (“CETY”) in the Registration Statement on Form S-1 filed by CETY with the Securities and Exchange Commission. /s/Lauren Morrison Name: Ms. Lauren Morrison, Director Nomine |
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| January 31, 2023 |
Exhibit 4.14 THE REGISTERED HOLDER OF THIS WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS IMMEDIATELY FOLLOWING THE DATE OF commencement of sales of the o |
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| January 31, 2023 |
Exhibit 1.1 CLEAN ENERGY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT [ ], 2023 Craft Capital Management, LLC 377 Oak Street, Suite 402 Garden City, NY 11530 R.F. Lafferty & Co. Inc. 40 Wall Street, 29th Floor New York, NY 10005 As Representatives of the Several underwriters, if any, named in Schedule I hereto Ladies and Gentlemen: The undersigned, CLEAN ENERGY TECHNOLOGIES, INC., a corporation incor |
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| January 31, 2023 |
As filed with the Securities and Exchange Commission on January 30, 2023 Registration No. |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2023. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employe |
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| January 25, 2023 |
Form of Warrant (Included as Exhibit 10.168 of the Company on Form 8-K filed on January 25, 2023) Exhibit 10.168 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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| January 25, 2023 |
Exhibit 10.167 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FO |
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| January 25, 2023 |
EX-10.166 2 ex10-166.htm Exhibit 10.166 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 19, 2023, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 2990 Redhill Ave., Costa Mesa, CA 92626 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker Ro |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2023. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employe |
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| January 19, 2023 |
Exhibit 3.7 |
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| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2022. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employ |
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| January 3, 2023 |
EX-10.163 2 ex10-163.htm Exhibit 10.163 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 26, 2022, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 2990 Redhill Ave., Costa Mesa, CA 92626 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker R |
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| January 3, 2023 |
Form of Warrant (Included as Exhibit 10.165 of the Company on Form 8-K filed on January 3, 2023). EX-10.165 4 ex10-165.htm Exhibit 10.165 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT |
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| January 3, 2023 |
EX-10.164 3 ex10-164.htm Exhibit 10.164 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE |
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| December 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2022. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employ |
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| December 15, 2022 |
Exhibit 10.162 LIMITED LIABILITY COMPANY OPERATING AGREEMENT OF VERMONT RENEWABLE GAS, LLC Dated as of December 14, 2022 THE INTERESTS ISSUED UNDER THIS AGREEMENT MAY BE SOLD OR TRANSFERRED ONLY IN COMPLIANCE WITH THE RESTRICTIONS ON TRANSFER SET FORTH HEREIN. IN ADDITION, THE SECURITIES ISSUED UNDER THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURIT |
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| December 12, 2022 |
Exhibit 10.160 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of December 5, 2022, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with its address at 2990 Redhill Ave., Costa Mesa, California 92626 (the ?Company?), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 6 |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2022. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employe |
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| December 12, 2022 |
Exhibit 10.161 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) A |
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| November 23, 2022 |
As filed with the Securities and Exchange Commission on November 23, 2022 Registration No. |
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| November 23, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Clean Energy Technologies, Inc. |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2022. CLEAN ENERGY TECHNOLOGIES, INC. (Exact name of Company as specified in its charter) Nevada 000-55656 20-2675800 (State or other jurisdiction (Commission (IRS Employ |
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| November 22, 2022 |
Exhibit 10.157 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of November 10, 2022, by and between CLEAN ENERGY TECHNOLOGIES, INC., a Nevada corporation, with headquarters located at 2990 Redhill Ave., Costa Mesa, CA 92626 (the ?Company?), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker Road, Wellesley, MA 02482 |
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| November 22, 2022 |
Exhibit 10.158 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FO |
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| November 22, 2022 |
Form of Warrant (Included as Exhibit 10.159 of the Company on Form 8-K filed on November 18, 2022) Exhibit 10.159 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
