CGBL / Capital Group Core Balanced ETF - Документы SEC, Годовой отчет, Доверенное заявление

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for the Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for the Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capital Group CORE BALANCED ETF (Exact name of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capital Group CORE BALANCED ETF (Exact name of registrant as specified in its charter) State of Delaware (State or incorporation or organization) See Below (I.R.S. Employer Identification No.) 6455

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capital Group CORE BALANCED ETF (Exact name of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capital Group CORE BALANCED ETF (Exact name of registrant as specified in its charter) State of Delaware (State or incorporation or organization) See Below (I.R.S. Employer Identification No.) 6455

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capital Group CORE BALANCED ETF (Exact name of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Capital Group CORE BALANCED ETF (Exact name of registrant as specified in its charter) State of Delaware (State or incorporation or organization) See Below (I.R.S. Employer Identification No.) 6455

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 99.(j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form N-1A of our report dated August 15, 2023, relating to the financial statement of Capital Group Core Balanced ETF, which appears in such Registration Statement. We also consent to the references to us under the headings “Independent registered public accounting

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Exhibit 99.(p) [logo - The Capital Group] Code of Ethics July 2023 Capital Group associates are responsible for maintaining the highest ethical standards. The Code of Ethics is intended to help associates observe exemplary standards of integrity, honesty and trust. It sets out standards for our personal conduct, including personal investing, gifts and entertainment, outside business interests and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement the Securities Act of 1933 Pre-Effective Amendment No. 3 Registration Statement the Investment Company Act of 1940 Amendment No. 3 Capital Group

SEC File Nos. 333-271211 811-23867 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement Under the Securities Act of 1933 Pre-Effective Amendment No. 3 and Registration Statement Under the Investment Company Act of 1940 Amendment No. 3 Capital Group Core Balanced ETF (Exact Name of Registrant as Specified in Charter) 6455 Irvine Center Drive Irvin

Clara Kang

Clara Kang Associate Counsel Capital Research and Management Company 333 South Hope Street Los Angeles, California 90071-1406 (213) 615-3736 clara.

August 10, 2023

August 10, 2023 Capital Research and Management Company 333 South Hope Street Los Angeles, CA 90071 Re: Investment Letter Ladies and Gentlemen: Capital Group Core Balanced ETF, a Delaware domestic statutory trust (the “Fund”), hereby offers to sell you 4,000 shares of its shares of beneficial interest, no par value (the “Shares”), at a price of $25.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement the Securities Act of 1933 Pre-Effective Amendment No. 2 Registration Statement the Investment Company Act of 1940 Amendment No. 2 Capital Group

SEC File Nos. 333-271211 811-23867 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement Under the Securities Act of 1933 Pre-Effective Amendment No. 2 and Registration Statement Under the Investment Company Act of 1940 Amendment No. 2 Capital Group Core Balanced ETF (Exact Name of Registrant as Specified in Charter) 6455 Irvine Center Drive Irvin

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[logo - The Capital Group] Code of Ethics July 2023 Capital Group associates are responsible for maintaining the highest ethical standards.

CERTIFICATE OF TRUST CAPITAL GROUP CORE BALANCED ETF

CERTIFICATE OF TRUST OF CAPITAL GROUP CORE BALANCED ETF This Certificate of Trust of Capital Group Core Balanced ETF (the “Trust”) is being duly executed and filed on behalf of the Trust by the undersigned, as trustees, to form a statutory trust under the Delaware Statutory Trust Act (Title 12 of the Delaware Code, § 3801 et seq.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement the Securities Act of 1933 Pre-Effective Amendment No. 1 Registration Statement the Investment Company Act of 1940 Amendment No. 1 Capital Group

SEC File Nos. 333-271211 811-23867 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement Under the Securities Act of 1933 Pre-Effective Amendment No. 1 and Registration Statement Under the Investment Company Act of 1940 Amendment No. 1 Capital Group Core Balanced ETF (Exact Name of Registrant as Specified in Charter) 6455 Irvine Center Drive Irvin

PLAN OF DISTRIBUTION Capital Group Core Balanced ETF

PLAN OF DISTRIBUTION of Capital Group Core Balanced ETF WHEREAS, Capital Group Core Balanced ETF (the “Fund”) is a Delaware statutory trust that offers shares of beneficial interest; WHEREAS, American Funds Distributors, Inc.

July 24, 2023

July 24, 2023 Capital Group Core Balanced ETF 6455 Irvine Center Drive Irvine, CA 92618-4518 Re: Securities Act Registration No.

Capital Group Core Balanced ETF PRINCIPAL UNDERWRITING AGREEMENT

Capital Group Core Balanced ETF PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT is between Capital Group Core Balanced ETF, a Delaware statutory trust (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC.

BY-LAWS CAPITAL GROUP CORE BALANCED ETF (the “Trust”) ARTICLE 1 INTRODUCTION; DEFINITIONS

BY-LAWS OF CAPITAL GROUP CORE BALANCED ETF (the “Trust”) ARTICLE 1 INTRODUCTION; DEFINITIONS Any terms defined in the Trust’s Agreement and Declaration of Trust (the “Declaration”), as amended from time to time, shall have the same meaning when used herein.

TRANSFER AGENCY AND SERVICE AGREEMENT

Execution Version TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of December 10, 2021 by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street” or the “Transfer Agent”), and each trust listed on Schedule A attached hereto (each such trust being referred to as a/the “Trust”), which Schedule A may be updated from time to time in writing by the parties hereto.

Clara Kang

Clara Kang Associate Counsel Capital Research and Management Company 333 South Hope Street Los Angeles, California 90071-1406 (213) 615-3736 July 24, 2023 Mark A.

Capital Group Core Balanced ETF INVESTMENT ADVISORY AND SERVICE AGREEMENT

Capital Group Core Balanced ETF INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS investment advisory and service AGREEMENT, dated and effective as of the 5th day of June, 2023, is made and entered into by and between Capital Group Core Balanced ETF, a Delaware statutory trust (the “Fund”), and CAPITAL RESEARCH AND MANAGEMENT COMPANY, a Delaware corporation (the “Investment Adviser”).

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[logo - The Capital Group] Code of Ethics July 2023 Capital Group associates are responsible for maintaining the highest ethical standards.

GLOBAL CUSTODY AGREEMENT

GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective as of December 14, 2006, and is between STATE STREET BANK AND TRUST COMPANY ("Bank") and each of the investment companies and other pooled investment vehicles (which may be organized as corporations, business or other trusts, limited liability companies, partnerships or other entities) managed by Capital Research and Management Company and listed on Appendix A hereto, as such Appendix may be amended from time to time (each a "Customer").

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement the Securities Act of 1933 Pre-Effective Amendment No. X Registration Statement the Investment Company Act of 1940 Amendment No. X Capital Group

SEC File Nos. XXXXX 811-23867 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A Registration Statement Under the Securities Act of 1933 Pre-Effective Amendment No. X and Registration Statement Under the Investment Company Act of 1940 Amendment No. X Capital Group Core Balanced ETF (Exact Name of Registrant as Specified in Charter) 6455 Irvine Center Drive Irvine, Ca

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit