Основная статистика
| CIK | 1829948 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CI Financial Corp
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| February 8, 2023 |
CIXX / CI Financial Corp. / Holland William T - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CI Financial Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 125491100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 8, 2023 |
CIXX / CI Financial Corp. / Chang Brigette - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CI Financial Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 125491100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39684 CI Financial Corp. (Exact name of registrant as specified in its c |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2023 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal ex |
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| January 17, 2023 |
CI Financial Reports Total Assets of $375.8 Billion for December 2022 Exhibit 99.1 CI Financial Reports Total Assets of $375.8 Billion for December 2022 Q4 asset management net flows were positive $1.9 billion, led by Canadian retail CI’s wealth management businesses record $10.4 billion in net flows in 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-January 17, 2023-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) tod |
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| January 9, 2023 |
As filed with the Securities and Exchange Commission on January 9, 2023 S-8 POS 1 tm232538d2s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 9, 2023 Registration No. 333-253489 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CI FINANCIAL CORP. (Exact Name of Registrant as Specified in its Charter) Ontario Not Appli |
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| January 9, 2023 |
25 1 tm232538d125.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39684 CI Financial Corp., New York Stock Exchange (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed |
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| December 30, 2022 |
Exhibit 99.,1 Following Previously Announced Confidential Submission of Draft Registration Statement for its U.S. Business, CI Financial Confirms Intent to Voluntarily Delist from the NYSE and Deregister with the U.S. Securities and Exchange Commission TORONTO & MIAMI-(BUSINESS WIRE)-December 30, 2022-CI Financial Corp. (TSX: CIX; NYSE: CIXX) (?CI?) announced today that it has submitted a formal n |
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| December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal e |
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| December 22, 2022 |
EX-99.1 2 a53128742ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Confirms Confidential Submission of Draft Registration Statement for Proposed Initial Public Offering of CI U.S. Holdings Inc.’s Common Stock TORONTO & MIAMI-(BUSINESS WIRE)-December 22, 2022-CI Financial Corp. (TSX: CIX; NYSE: CIXX) (“CI”), the parent of CI US Holdings Inc. (“CI US”), confirms that CI US has confidentially submit |
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| December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal e |
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| December 22, 2022 |
6-K 1 a53123060.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Onta |
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| December 22, 2022 |
CI Financial Reports Record Total Assets of $384.9 Billion for November 2022 Exhibit 99.1 CI Financial Reports Record Total Assets of $384.9 Billion for November 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-December 22, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $384.9 billion as at November 30, 2022, an all-time month-end high for the company. The total consisted of as |
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| December 9, 2022 |
CI Financial Named a Top Employer for 2023 Exhibit 99.1 CI Financial Named a Top Employer for 2023 Selection highlights CI?s commitment to professional development, pandemic support for employees TORONTO-(BUSINESS WIRE)-December 9, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) has been named one of Greater Toronto?s Top Employers for 2023, an award that recognizes firms with progressive human resources practices and programs. ?Our |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal e |
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| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal e |
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| November 30, 2022 |
CI Financial Announces Debenture Financing to Refinance Existing Indebtedness Exhibit 99.1 CI Financial Announces Debenture Financing to Refinance Existing Indebtedness /NOT FOR DISTRIBUTION TO UNITED STATES NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES/ TORONTO-(BUSINESS WIRE)-November 30, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) announced today that it has entered into an agreement to sell debentures with an aggregate principal amount of $400 mi |
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| November 23, 2022 |
Exhibit 99.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO CI FINANCIAL CORP. IF PUBLICLY DISCLOSED. INFORMATION THAT HAS BEEN OMITTED HAS BEEN NOTED IN THIS DOCUMENT WITH A PLACEHOLDER IDENTIFIED BY THE MARK ?[REDACTED: ]?. Execution Version SECOND AMENDMENT TO CREDIT AGREEMENT THIS |
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| November 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal e |
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| November 14, 2022 |
CI Financial Reports Total Assets of $364.3 Billion for October 2022 Exhibit 99.1 CI Financial Reports Total Assets of $364.3 Billion for October 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-November 14, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $364.3 billion as at October 31, 2022, consisting of asset management assets of $116.3 billion, Canadian wealth manag |
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| November 10, 2022 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the report of CI Financial Corp. (the ?Company?) on Form 6-K for the period ended September 30, 2022, as furnished to the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kurt MacAlpine, Chief Executive Officer of the Company, certif |
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| November 10, 2022 |
CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kurt MacAlpine, certify that: 1. |
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| November 10, 2022 |
CI Financial Reports Financial Results for the Third Quarter of 2022 T: 416.364.1145 | 1.800.268.9374 15 York Street, Second Floor, Toronto, Canada M5J 0A3 | cifinancial.com CI Financial Reports Financial Results for the Third Quarter of 2022 ?Diluted EPS of $0.08, adjusted EPS1 of $0.73 ?EBITDA of $117.1 million, adjusted EBITDA1 of $237.5 million ?Operating cash flow of $64.8 million, free cash flow1 of $151.5 million ?Total assets of $338.0 billion, up 1.3% over |
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| November 10, 2022 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the report of CI Financial Corp. (the ?Company?) on Form 6-K for the period ended September 30, 2022, as furnished to the Securities and Exchange Commission on the date hereof (the ?Report?), I, Amit Muni, Chief Financial Officer of the Company, certify, pu |
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| November 10, 2022 |
MANAGEMENT’S DISCUSSION & ANALYSIS | September 30, 2022 MANAGEMENT’S DISCUSSION & ANALYSIS | September 30, 2022 | MANAGEMENT’S DISCUSSION & ANALYSIS | This Management’s Discussion and Analysis (“MD&A”) dated November 10, 2022 presents an analysis of the financial position of CI Financial Corp. |
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| November 10, 2022 |
INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (unaudited) for the three and nine-month periods ended September 30, 2022 INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION (unaudited) As at As at September 30, 2022 December 31, 2021 [in thousands of Canadian dollars] $ $ ASSETS Current Cash and cash equivalents 220,438 230,779 Client and trust funds on deposit 1,383,306 1,199,904 |
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| November 10, 2022 |
CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Amit Muni, certify that: 1. |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York Street Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principa |
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| October 19, 2022 |
CI Financial Announces Third Quarter Earnings Conference Call and Webcast Exhibit 99.1 CI Financial Announces Third Quarter Earnings Conference Call and Webcast TORONTO-(BUSINESS WIRE)-October 19, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) will release its financial results for the third quarter of fiscal 2022 on Thursday, November 10, 2022. CI will hold a conference call with analysts that day at 9:00 a.m. EST, led by Chief Executive Officer Kurt MacAlpine a |
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| October 19, 2022 |
6-K 1 a52948248.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ontar |
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| October 17, 2022 |
CI Financial Reports Total Assets of $338.1 Billion for September 2022 Exhibit 99.1 CI Financial Reports Total Assets of $338.1 Billion for September 2022 Positive Canadian asset management flows for the quarter with $600 million in Canadian retail All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-October 17, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $338.1 billion as at S |
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| October 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal ex |
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| September 15, 2022 |
6-K 1 a52904140.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ont |
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| September 15, 2022 |
CI Financial Reports Total Assets of $345.9 Billion for August 2022 Exhibit 99.1 CI Financial Reports Total Assets of $345.9 Billion for August 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-September 15, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $345.9 billion as at August 31, 2022, consisting of asset management assets of $119.0 billion, Canadian wealth manage |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal exe |
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| August 31, 2022 |
CI Financial Partners With CGI to Implement Advanced Transfer Agency Solution and Operations Exhibit 99.1 CI Financial Partners With CGI to Implement Advanced Transfer Agency Solution and Operations Strategic partnership to accelerate CI?s digital transformation TORONTO-(BUSINESS WIRE)-August 30, 2022-CGI (TSX: GIB.A) (NYSE: GIB) and CI Financial Corp. (TSX: CIX; NYSE: CIXX) have entered into a long-term strategic partnership under which CGI will transform CI?s investment fund transfer ag |
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| August 15, 2022 |
CI Financial Reports Total Assets of $348.5 Billion for July 2022 Exhibit 99.1 CI Financial Reports Total Assets of $348.5 Billion for July 2022 All financial amounts in Canadian dollars unless stated otherwise TORONTO-(BUSINESS WIRE)-August 15, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $348.5 billion as at July 31, 2022, consisting of asset management assets of $121.5 billion, Canadian wealth management ass |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal exe |
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| August 11, 2022 |
MANAGEMENT’S DISCUSSION & ANALYSIS | June 30, 2022 MANAGEMENT?S DISCUSSION & ANALYSIS | June 30, 2022 | MANAGEMENT?S DISCUSSION & ANALYSIS | This Management?s Discussion and Analysis (?MD&A?) dated August 11, 2022 presents an analysis of the financial position of CI Financial Corp. |
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| August 11, 2022 |
CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Amit Muni, certify that: 1. |
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| August 11, 2022 |
CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kurt MacAlpine, certify that: 1. |
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| August 11, 2022 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the report of CI Financial Corp. (the ?Company?) on Form 6-K for the period ended June 30, 2022, as furnished to the Securities and Exchange Commission on the date hereof (the ?Report?), I, Amit Muni, Chief Financial Officer of the Company, certify, pursuan |
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| August 11, 2022 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the report of CI Financial Corp. (the ?Company?) on Form 6-K for the period ended June 30, 2022, as furnished to the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kurt MacAlpine, Chief Executive Officer of the Company, certify, pu |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York Street Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal |
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| August 11, 2022 |
CI Financial Reports Financial Results for the Second Quarter of 2022 T: 416.364.1145 | 1.800.268.9374 15 York Street, Second Floor, Toronto, Canada M5J 0A3 | cifinancial.com CI Financial Reports Financial Results for the Second Quarter of 2022 ?Diluted EPS of $0.81, adjusted EPS1 of $0.78 ?Pre-tax income of $219.0 million, adjusted EBITDA1 of $251.0 million ?Operating cash flow of $141.2 million, free cash flow1 of $176.4 million ?Total assets of $333.7 billion, a |
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| August 11, 2022 |
INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (unaudited) for the three and six month periods ended June 30, 2022 INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION (unaudited) As at As at June 30, 2022 December 31, 2021 [in thousands of Canadian dollars] $ $ ASSETS Current Cash and cash equivalents 154,844 230,779 Client and trust funds on deposit 1,462,148 1,199,904 Investment |
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| July 21, 2022 |
CI Financial Reports Total Assets of $333.7 Billion for June 2022 Exhibit 99.1 CI Financial Reports Total Assets of $333.7 Billion for June 2022 All financial amounts in Canadian dollars unless stated otherwise TORONTO-(BUSINESS WIRE)-July 21, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $333.7 billion as at June 30, 2022, consisting of asset management assets of $116.1 billion, Canadian wealth management asset |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal execu |
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| July 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal execu |
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| July 19, 2022 |
CI Financial Announces Second Quarter Earnings Conference Call and Webcast Exhibit 99.1 CI Financial Announces Second Quarter Earnings Conference Call and Webcast TORONTO-(BUSINESS WIRE)-July 19, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) will release its financial results for the second quarter of fiscal 2022 on Thursday, August 11, 2022. CI will hold a conference call with analysts that day at 9:00 a.m. EDT, led by Chief Executive Officer Kurt MacAlpine and |
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| July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York Street Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal ex |
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| July 11, 2022 |
FIRST AMENDMENT TO CREDIT AGREEMENT EX-99.1 Execution Version FIRST AMENDMENT TO CREDIT AGREEMENT THIS AGREEMENT made as of the 27th day of May, 2022. B E T W E E N: THE TORONTO-DOMINION BANK, a Canadian chartered bank, in its capacity as administrative agent of the Lenders under the Credit Agreement (herein called the ?Administrative Agent?) - and - THE TORONTO-DOMINION BANK, CANADIAN IMPERIAL BANK OF COMMERCE, NATIONAL BANK OF CAN |
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| June 23, 2022 |
CI FINANCIAL CORP. Report on Voting Results Section 11.3 of National Instrument 51-102 CI FINANCIAL CORP. Report on Voting Results Section 11.3 of National Instrument 51-102 The following discloses the voting results of the annual and general meeting of the shareholders of CI Financial Corp. (the ?Corporation?) held on June 22, 2022. Shareholders holding an aggregate of 141,079,417 common shares (72.07% of outstanding shares) were present or represented by proxy at the meeting. 1. E |
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| June 23, 2022 |
6-K 1 cixx-2022agm6xkvotingreport.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York Street Second Floor Toronto, Ontari |
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| June 23, 2022 |
CI Financial Announces Election of Directors and Results of Annual Meeting of Shareholders T: 416.364.1145 | 1.800.268.9374 15 York St., Second Floor, Toronto, Canada M5J 0A3 | cifinancial.com CI Financial Announces Election of Directors and Results of Annual Meeting of Shareholders TORONTO (June 22, 2022) ? CI Financial Corp. (the ?Corporation?) announced the results of matters voted upon at its annual meeting of shareholders held on June 22, 2022. All nominated directors were elected |
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| June 21, 2022 |
CI Financial Reports Total Assets of $349.6 Billion for May 2022 EX-99.1 2 a52755910ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Total Assets of $349.6 Billion for May 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-June 21, 2022-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $349.6 billion as at May 31, 2022, consisting of assets under management of $124.3 |
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| June 21, 2022 |
6-K 1 a52755910.htm CI FINANCIAL CORP. FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ont |
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| June 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal execu |
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| June 16, 2022 |
CI Financial Renews Normal Course Issuer Bid and Automatic Securities Purchase Plan Exhibit 99.1 CI Financial Renews Normal Course Issuer Bid and Automatic Securities Purchase Plan TORONTO-(BUSINESS WIRE)-June 16, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) announced today that the Toronto Stock Exchange (?TSX?) has accepted its Notice of Intention to make a Normal Course Issuer Bid and Automatic Securities Purchase Plan (?ASPP?). CI intends to purchase up to 16,828,703 |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York St. Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal execut |
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| May 26, 2022 |
CI Financial Wins Digital Transformation Award, Recognized as an Innovation Leader Exhibit 99.1 CI Financial Wins Digital Transformation Award, Recognized as an Innovation Leader TORONTO-(BUSINESS WIRE)-May 26, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) announces it is the winner of a 2022 Digital Transformation Award (Large Private Sector category), which recognizes CI?s success in implementing emerging digital technologies across its organization. ?Our digital trans |
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| May 20, 2022 |
6-K 1 a52719978.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ontario, |
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| May 20, 2022 |
CI Financial Reports Total Assets of $354.6 Billion for April 2022 Exhibit 99.1 CI Financial Reports Total Assets of $354.6 Billion for April 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-May 20, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $354.6 billion as at April 30, 2022, consisting of assets under management of $128.4 billion, Canadian wealth management ass |
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| May 16, 2022 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS EX-99.1 2 tm229982d4ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of holders (“Shareholders”) of common shares (the “Shares”) of CI Financial Corp. (the “Corporation” or “CI”) will be held on Wednesday, June 22, 2022 at 2:00 p.m. (Toronto time) solely as a virtual (online) meeting by way of live audio webcast at https:/ |
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| May 16, 2022 |
Notice and access notification to shareholders Exhibit 99.3 Notice and access notification to shareholders Annual Meeting of Shareholders You are receiving this notice as CI Financial Corp. (the ?Corporation? or ?CI?) is using notice and access in respect of its annual meeting of holders (the ?Shareholders?) of common shares (the ?Shares?) to be held on June 22, 2022 (the ?Meeting?). Notice and access allows the Corporation to post an electron |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 15 York Street Second Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal exe |
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| May 16, 2022 |
EX-99.5 6 tm229982d4ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 01TSJA 8th Floor, 100 University Avenue Toronto, Ontario M5J 2Y1 www.computershare.com Fold Fold Form of Proxy - Annual Meeting to be held on June 22, 2022 virtually via live audio webcast online at https://web.lumiagm.com/442910108 This Form of Proxy is solicited by and on behalf of Management. . VOTE BY PROXY USING THE TELEPHONE, FAX OR IN |
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| May 16, 2022 |
EX-99.6 7 tm229982d4ex99-6.htm EXHIBIT 99.6 Exhibit 99.6 As described in greater detail in the MD&A section of this Annual Report, this Report contains forward-looking statements with respect to CI, including its business operations and strategy and financial performance and condition. Although management believes that the expectations reflected in such forward-looking statements are reasonable, s |
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| May 16, 2022 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS Exhibit 99.2 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of holders (?Shareholders?) of common shares (the ?Shares?) of CI Financial Corp. (the ?Corporation? or ?CI?) will be held on Wednesday, June 22, 2022 at 2:00 p.m. (Toronto time) solely as a virtual (online) meeting by way of live audio webcast at https://web.lumiagm.com/442910108 (the ?Meeting?) f |
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| May 16, 2022 |
EX-99.4 5 tm229982d4ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 |
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| May 12, 2022 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the report of CI Financial Corp. (the ?Company?) on Form 6-K for the period ended March 31, 2022, as furnished to the Securities and Exchange Commission on the date hereof (the ?Report?), I, Amit Muni, Chief Financial Officer of the Company, certify, pursua |
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| May 12, 2022 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the report of CI Financial Corp. (the ?Company?) on Form 6-K for the period ended March 31, 2022, as furnished to the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kurt MacAlpine, Chief Executive Officer of the Company, certify, p |
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| May 12, 2022 |
EX-99.3 4 ceosox302certification-q122.htm EX-99.3 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kurt MacAlpine, certify that: 1. I have reviewed this report on Form 6-K of CI Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| May 12, 2022 |
6-K 1 cixx-quarterly6xkwithsoxq1.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York St. Second Floor Toronto, Ontario, Ca |
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| May 12, 2022 |
INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS March 31, 2022 INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS March 31, 2022 INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION (unaudited) As at As at March 31, 2022 December 31, 2021 [in thousands of Canadian dollars] $ $ ASSETS Current Cash and cash equivalents 186,051 230,779 Client and trust funds on deposit 1,347,616 1,199,904 Investments [note 8] 35,311 131,772 Accounts receivable and pr |
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| May 12, 2022 |
CI Financial Reports Financial Results for the First Quarter of 2022 T: 416.364.1145 | 1.800.268.9374 15 York Street, Second Floor, Toronto, Canada M5J 0A3 | cifinancial.com CI Financial Reports Financial Results for the First Quarter of 2022 ?Diluted EPS of $0.70 or adjusted EPS1 of $0.85 ?Pre-tax income of $186 million, adjusted EBITDA1 of $273 million ?Operating cash flow of $207 million, record free cash flow1 of $201 million or $1.02 per share ?Total assets of |
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| May 12, 2022 |
CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Amit Muni, certify that: 1. |
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| May 12, 2022 |
MANAGEMENT’S DISCUSSION & ANALYSIS | March 31, 2022 EX-99.2 3 cix-03312022xq1mdaxsec.htm EX-99.2 MANAGEMENT’S DISCUSSION & ANALYSIS | March 31, 2022 | MANAGEMENT’S DISCUSSION & ANALYSIS | This Management’s Discussion and Analysis (“MD&A”) dated May 12, 2022 presents an analysis of the financial position of CI Financial Corp. and its subsidiaries (“CI”) as at March 31, 2022, compared with December 31, 2021, and the results of operations for the quar |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of princ |
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| May 11, 2022 |
CI Financial Releases Historical Results in New Segmentation Format EX-99.1 2 a52715373ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Releases Historical Results in New Segmentation Format TORONTO-(BUSINESS WIRE)-May 11, 2022-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today released quarterly 2021 data in accordance with its new segment reporting. In addition, CI has provided information about the accounting presentation related to the establishment of CI |
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| May 10, 2022 |
6-K 1 a52713656.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto |
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| May 10, 2022 |
CI Private Wealth to Establish Trust Company EX-99.1 2 a52713656ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Private Wealth to Establish Trust Company Move highlights continued development of fast-growing private wealth firm MIAMI & TORONTO-(BUSINESS WIRE)-May 10, 2022-CI Private Wealth US, LLC (“CIPW”), a subsidiary of CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX), announced today that it has applied for a charter to establish and operate a So |
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| April 29, 2022 |
6-K 1 a52701748.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toron |
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| April 29, 2022 |
CI Financial Reports Total Assets of $369.8 Billion for March 2022 EX-99.1 2 a52701748ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Total Assets of $369.8 Billion for March 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-April 29, 2022-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at March 31, 2022 of $145.0 billion and wealth management assets of $ |
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| April 20, 2022 |
CI Financial Announces First Quarter Earnings Conference Call and Webcast EX-99.1 2 a52691132ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Announces First Quarter Earnings Conference Call and Webcast TORONTO-(BUSINESS WIRE)-April 19, 2022-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) will release its financial results for the first quarter of fiscal 2022 on Thursday, May 12, 2022. CI will hold a conference call with analysts that day at 9:00 a.m. EDT, led by Chief |
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| April 20, 2022 |
6-K 1 a52691132.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toron |
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| April 7, 2022 |
6-K 1 a52663849.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toron |
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| April 7, 2022 |
CI Financial Announces Intent to Take its U.S. Wealth Business Public Exhibit 99.1 CI Financial Announces Intent to Take its U.S. Wealth Business Public IPO expected to unlock value of the business; proceeds to be used to pay down debt TORONTO & MIAMI-(BUSINESS WIRE)-April 7, 2022-The Board of Directors of CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) today announced CI?s intention to sell up to 20% of its U.S. wealth management business via a U.S. initial public |
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| April 6, 2022 |
6-K 1 a52657845.htm CI FINANCIAL CORP. FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor |
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| April 6, 2022 |
CI Financial to Hold Annual Meeting of Shareholders on June 22, 2022 Exhibit 99.1 CI Financial to Hold Annual Meeting of Shareholders on June 22, 2022 TORONTO-(BUSINESS WIRE)-April 6, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) announced today it will hold its Annual Meeting of Shareholders on Wednesday, June 22, 2022 at 2 p.m. EDT. The meeting will be held in a virtual-only format by way of live audio webcast. Shareholders, analysts and members of the pu |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 or ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission File Number 001-39684 CI Financial Corp. (Exact name of Registrant as specified in |
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| March 31, 2022 |
EXHIBIT 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CI Financial Corp. (the ?Company?) on Form 40-F for the year ended December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Amit Muni, Chief Financial Officer of the Comp |
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| March 31, 2022 |
Audited Consolidated Financial Statements for the year ended December 31, 2021 CONSOLIDATED FINANCIAL STATEMENTS December 31, 2021 Independent Auditor?s Report Report of Independent Registered Public Accounting Firm To the shareholders and the Board of Directors of CI Financial Corp. |
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| March 31, 2022 |
EX-99.4 5 ceoannualreportsoxcertific.htm EX-99.4 EXHIBIT 99.4 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kurt MacAlpine, certify that: 1. I have reviewed this annual report on Form 40-F of CI Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a |
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| March 31, 2022 |
Management’s Discussion & Analysis for the year ended December 31, 2021 MANAGEMENT?S DISCUSSION & ANALYSIS | December 31, 2021 | MANAGEMENT?S DISCUSSION & ANALYSIS | This Management?s Discussion and Analysis (?MD&A?) dated March 31, 2022 presents an analysis of the financial position of CI Financial Corp. |
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| March 31, 2022 |
Annual Information Form for the year ended December 31, 2021 EX-99.1 2 cifinancialaif-2022.htm EX-99.1 Exhibit 99.1 CI FINANCIAL CORP. ANNUAL INFORMATION FORM March 31, 2022 CI FINANCIAL CORP. ANNUAL INFORMATION FORM March 31, 2022 TABLE OF CONTENTS CI FINANCIAL CORP. I EXPLANATORY NOTES 1 FORWARD-LOOKING INFORMATION 1 CORPORATE STRUCTURE 2 Name, Address and Formation 2 Intercorporate Relationships 2 Corporate Chart 3 GENERAL DEVELOPMENT OF THE BUSINESS 3 T |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| March 31, 2022 |
EXHIBIT 99.5 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Amit Muni, certify that: 1. I have reviewed this annual report on Form 40-F of CI Financial Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| March 31, 2022 |
Exhibit 99.1 CI Financial to Acquire Former Eaton Vance Investment Counsel Division, Expanding U.S. Wealth Management Strategy Acquisition will bolster CI?s Boston presence and boost CI?s U.S. assets to US$133 billion MIAMI & TORONTO & BOSTON-(BUSINESS WIRE)-March 31, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) today announced an agreement under which CI will acquire certain assets of Ea |
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| March 31, 2022 |
EXHIBIT 99.6 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CI Financial Corp. (the “Company”) on Form 40-F for the year ended December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Kurt MacAlpine, Chief Executive Officer of the |
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| March 31, 2022 |
Exhibit 99.8 Consent of Independent Registered Public Accounting Firm We consent to the reference to our Firm under the caption ?Experts?, and to the incorporation by reference in the following Registration Statements: Form S-8 nos. 333-253489 Form F-10 nos. 333-251032 of CI Financial Corp. (the ?Company?) and the use herein of our reports dated March 31, 2022, with respect to the consolidated sta |
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| March 15, 2022 |
CI Financial Reports Total Assets of $370.2 Billion for February 2022 Exhibit 99.1 CI Financial Reports Total Assets of $370.2 Billion for February 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-March 15, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at February 28, 2022 of $145.4 billion and wealth management assets of $224.7 billion, for total assets of $ |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| February 24, 2022 |
6-K 1 a52584756.htm CI FINANCIAL CORP. FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Flo |
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| February 24, 2022 |
CI Financial Reports Total Assets of $372.5 Billion for January 2022 Exhibit 99.1 CI Financial Reports Total Assets of $372.5 Billion for January 2022 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-February 23, 2022-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at January 31, 2022 of $146.4 billion and wealth management assets of $226.1 billion, for total assets of |
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| February 22, 2022 |
EX-99.1 2 a52582959ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial To Acquire Corient Capital Partners, a US$5.0-Billion Wealth Management Firm Serving the Ultra-Affluent Addition of California RIA deepens CI’s presence in ultra-high-net-worth segment and increases U.S. wealth management assets to US$125 billion MIAMI & TORONTO & NEWPORT BEACH, Calif.-(BUSINESS WIRE)-February 22, 2022-CI Financia |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| February 22, 2022 |
CI Financial Reports Record Financial Results for the Fourth Quarter of 2021 EX-99.1 2 a52583056ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Record Financial Results for the Fourth Quarter of 2021 Basic EPS of $0.63 or record adjusted EPS1 of $0.87 EBITDA per share of $1.21 or record adjusted EBITDA1 per share of $1.41 Record total assets of $384.1 billion, a year-over-year increase of 65.9% Record asset gathering of $6.6 billion in net flows across wealth and |
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| February 22, 2022 |
6-K 1 a52582959.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor To |
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| February 10, 2022 |
6-K 1 a52577154.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor To |
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| February 10, 2022 |
Sarah M. Ward Joins CI Financial Board of Directors Exhibit 99.1 Sarah M. Ward Joins CI Financial Board of Directors Veteran U.S.-based lawyer brings 35 years of banking and business law experience TORONTO-(BUSINESS WIRE)-February 10, 2022-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) today announced the appointment of Sarah M. Ward to its Board of Directors, effective immediately. Ms. Ward is a lawyer with more than 35 years? experience working |
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| February 9, 2022 |
CI Financial Advances Leadership Position in Crypto Offering with Investment in Newton Crypto Exhibit 99.1 CI Financial Advances Leadership Position in Crypto Offering with Investment in Newton Crypto Investment made to enable crypto trading across CI?s wealth management platforms TORONTO-(BUSINESS WIRE)-February 9, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today announced it has made a strategic investment in Newton Crypto Ltd. (?Newton?), a leading Canadian crypto asset tradi |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| January 27, 2022 |
CI Financial Announces Fourth Quarter Earnings Conference Call and Webcast EX-99.1 2 a52569559ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Announces Fourth Quarter Earnings Conference Call and Webcast TORONTO-(BUSINESS WIRE)-January 27, 2022-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) will release its financial results for the fourth quarter of fiscal 2021 on Tuesday, February 22, 2022. CI will hold a conference call with analysts that day at 10:00 a.m. Eastern |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of p |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of p |
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| January 21, 2022 |
CI Financial’s Total Assets Grow by $152.5 billion in 2021 to Record $384.1 Billion Exhibit 99.1 CI Financial?s Total Assets Grow by $152.5 billion in 2021 to Record $384.1 Billion Net flows in asset management reach highest level in six years Wealth management assets up $135.5 billion or 140% U.S. becomes CI?s largest business unit by assets All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-January 21, 2022-CI Financial Corp. (?CI?) (TSX: |
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| January 11, 2022 |
CI Financial to Acquire Northwood Family Office, Canada’s Leading Multi-Family Office EX-99.1 2 a52560702ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire Northwood Family Office, Canada’s Leading Multi-Family Office TORONTO-(BUSINESS WIRE)-January 11, 2022-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) and Northwood Family Office Ltd. (“Northwood”) today announced an agreement under which CI will acquire Northwood, Canada’s leading multi-family office1. Toronto-based N |
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| January 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of p |
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| January 4, 2022 |
CI Financial Completes Six Transactions, Boosting U.S. Assets to US$115 Billion Exhibit 99.1 CI Financial Completes Six Transactions, Boosting U.S. Assets to US$115 Billion U.S. wealth management becomes CI?s largest business line by assets with 17 transactions adding over US$90 billion in 2021 MIAMI & TORONTO-(BUSINESS WIRE)-January 4, 2022-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today announced it has completed the acquisitions of four registered investment advisor |
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| January 4, 2022 |
6-K 1 a52557041.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2022 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Tor |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| December 16, 2021 |
CI Financial Reports Record Total Assets of $338.1 Billion for November 2021 Exhibit 99.1 CI Financial Reports Record Total Assets of $338.1 Billion for November 2021 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-December 13, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at November 30, 2021 of $149.4 billion and wealth management assets of $188.7 billion, for total a |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| December 15, 2021 |
Exhibit 99.1 CI Financial to acquire Columbia Pacific Wealth Management and make strategic investment in Columbia Pacific Advisors Transaction boosts CI?s U.S. assets to US$115 billion, making U.S. wealth management CI?s largest business line MIAMI & TORONTO & SEATTLE-(BUSINESS WIRE)-December 15, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) and Columbia Pacific of Seattle today announced |
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| December 6, 2021 |
CI Financial to Acquire RegentAtlantic, a Leading US$6-Billion New York-Area Wealth Manager EX-99.1 2 a52545178ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire RegentAtlantic, a Leading US$6-Billion New York-Area Wealth Manager CI’s U.S. wealth management assets surpass US$100 billion in less than two years MIAMI & TORONTO & MORRISTOWN, N.J.-(BUSINESS WIRE)-December 6, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) and RegentAtlantic Capital, LLC (“RegentAtlantic”) toda |
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| December 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| December 1, 2021 |
6-K 1 a52543054.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor To |
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| December 1, 2021 |
Matrix Capital Advisors, a Chicago RIA Serving High-Net-Worth Clients, Joins CI Private Wealth EX-99.1 2 a52543054ex991.htm EXHIBIT 99.1 Exhibit 99.1 Matrix Capital Advisors, a Chicago RIA Serving High-Net-Worth Clients, Joins CI Private Wealth MIAMI & TORONTO & CHICAGO-(BUSINESS WIRE)-December 1, 2021-CI Private Wealth, a division of CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX), today announced it has acquired Matrix Capital Advisors, LLC (“Matrix”), a Chicago-based registered investme |
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| November 30, 2021 |
6-K 1 a20211130cixx-6xkcodeofcon.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York Street, 2nd Floor Toronto, Ontar |
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| November 30, 2021 |
CI Financial - Code of Conduct CI Financial - Code of Conduct The Code of Conduct applies to all of us This is CI Financial?s (CI, we, us, our) Code of Conduct (the Code). |
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| November 12, 2021 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE EX-99.4 5 a2021q3cfocertificationcon.htm EX-99.4 FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Amit Muni, the Executive Vice-President and Chief Financial Officer of CI Financial Corp., certify the following: 1.Review: I have reviewed the interim financial statements and interim MD&A (together, the “interim filings”) of CI Financial Corp. (the “Issuer”) for the interim period |
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| November 12, 2021 |
MANAGEMENT’S DISCUSSION & ANALYSIS | September 30, 2021 EX-99.2 3 cix-09302021xq3mda.htm EX-99.2 MANAGEMENT’S DISCUSSION & ANALYSIS | September 30, 2021 | MANAGEMENT’S DISCUSSION & ANALYSIS | This Management’s Discussion and Analysis (“MD&A”) dated November 11, 2021 presents an analysis of the financial position of CI Financial Corp. and its subsidiaries (“CI”) as at September 30, 2021, compared with December 31, 2020, and the results of operations for |
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| November 12, 2021 |
CI Financial Reports Record Total Assets of $331.8 Billion for October 2021 EX-99.1 2 a52528350ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Record Total Assets of $331.8 Billion for October 2021 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-November 10, 2021-CI Financial Corp. (“CI”) (TSX:CIX, NYSE:CIXX) today reported preliminary assets under management as at October 31, 2021 of $150.2 billion and wealth management |
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| November 12, 2021 |
6-K 1 a52528350.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor To |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 15 York Street, 2nd Floor Toronto, Ontario, Canada M5J 0A3 (Address of principal |
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| November 12, 2021 |
CI Financial Reports Record Financial Results for the Third Quarter of 2021 T: 416.364.1145 | 1.800.268.9374 15 York Street, Second Floor, Toronto, Canada M5J 0A3 | cifinancial.com CI Financial Reports Record Financial Results for the Third Quarter of 2021 •Record quarterly adjusted EPS1 of $0.80; basic EPS at $0.22 •Record adjusted EBITDA1 per share of $1.30; EBITDA per share of $0.71 •Record total assets of $320.4 billion, an increase of $126.0 billion or 65% year over |
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| November 12, 2021 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kurt MacAlpine, the Chief Executive Officer of CI Financial Corp. |
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| November 12, 2021 |
CI Financial Makes Strategic Investment in GLASfunds, a Leading Alternative Investment Platform Exhibit 99.1 CI Financial Makes Strategic Investment in GLASfunds, a Leading Alternative Investment Platform Relationship provides enhanced access to the growing alternative investments space for CI?s high-net-worth and ultra-high-net-worth clients MIAMI & TORONTO & CLEVELAND-(BUSINESS WIRE)-November 10, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) announced today it has made a strategic |
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| November 12, 2021 |
INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS September 30, 2021 INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS September 30, 2021 INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION (unaudited) As at As at September 30, 2021 December 31, 2020 [in thousands of Canadian dollars] $ $ ASSETS Current Cash and cash equivalents 653,919 483,598 Client and trust funds on deposit 1,208,825 973,143 Investments 137,510 133,375 Accounts receivable and prep |
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| November 12, 2021 |
6-K 1 a52528470.htm CI FINANCIAL CORP. FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Flo |
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| November 10, 2021 |
EX-99.1 2 a52527381ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire Gofen and Glossberg, a US$7.5-Billion Chicago-Based RIA Serving High-Net-Worth Families Acquisition increases CI’s U.S. assets to US$95 billion and deepens its Chicago presence MIAMI & TORONTO & CHICAGO-(BUSINESS WIRE)-November 10, 2021-CI Financial Corp. (“CI”) (TSX:CIX; NYSE:CIXX) and Gofen and Glossberg, LLC (“Gofen” |
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| November 10, 2021 |
6-K 1 a52527381.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor To |
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| November 2, 2021 |
EX-99.1 2 a52519565ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire R.H. Bluestein & Co., a $4.1-Billion Detroit and New York-Based RIA Focused on Ultra-High-Net-Worth and High-Net-Worth Families Acquisition increases CI’s U.S. assets to more than US$87 billion MIAMI & TORONTO & BIRMINGHAM, Mich.-(BUSINESS WIRE)-November 2, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) and R.H. |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| October 28, 2021 |
6-K 1 a52517192.htm CI FINANCIAL CORP. FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floo |
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| October 28, 2021 |
EX-99.1 2 a52517192ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Affiliate RGT Wealth Advisors Acquires Odyssey Wealth, Merging Two Successful Dallas RIAs DALLAS-(BUSINESS WIRE)-October 28, 2021-RGT Wealth Advisors, LLC (“RGT”), a subsidiary of CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX), today announced that it has acquired Odyssey Wealth Management, LLC (“Odyssey”), a Dallas-area registe |
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| October 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of p |
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| October 22, 2021 |
CI Financial Announces Third Quarter Earnings Conference Call and Webcast EX-99.1 2 a52514172ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Announces Third Quarter Earnings Conference Call and Webcast TORONTO-(BUSINESS WIRE)-October 22, 2021-CI Financial Corp. (“CI”) (TSX:CIX; NYSE:CIXX) will release its financial results for the third quarter of the 2021 fiscal year on Thursday, November 11, 2021. CI will hold a conference call with analysts that day at 10:00 a.m. Ea |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of p |
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| October 21, 2021 |
Exhibit 99.1 CI Financial to Acquire McCutchen Group, a $3.4-Billion Ultra-High-Net-Worth Wealth Manager Based in Seattle Addition of multi-family office RIA boosts CI’s U.S. wealth assets to US$83 billion MIAMI & TORONTO & SEATTLE-(BUSINESS WIRE)-October 21, 2021-CI Financial Corp. (“CI”) (TSX:CIX; NYSE:CIXX) and McCutchen Group LLC ( “McCutchen Group”) today announced an agreement under which CI |
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| October 19, 2021 |
CI Financial Reports Total Assets of $320.4 Billion for September 2021 EX-99.1 2 a52511206ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Total Assets of $320.4 Billion for September 2021 CI’s Asset Management business delivers $800 million in net sales for its best quarter in over six years All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-October 19, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today report |
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| October 19, 2021 |
6-K 1 a52511206.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Tor |
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| October 4, 2021 |
EX-99.1 2 a52503295ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Completes Acquisition of Budros, Ruhlin & Roe, a Leading Ohio RIA with US$3.5 Billion in Assets MIAMI & TORONTO-(BUSINESS WIRE)-October 4, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today announced it has completed the acquisition of Budros, Ruhlin & Roe, Inc. (“BRR”), a Columbus, Ohio-based registered investment adviso |
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| October 4, 2021 |
6-K 1 a52503295.htm CI FINANCIAL CORP. FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floo |
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| September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| September 30, 2021 |
CI Financial Completes Acquisition of US$5.2-Billion Silicon Valley RIA Portola Partners Exhibit 99.1 CI Financial Completes Acquisition of US$5.2-Billion Silicon Valley RIA Portola Partners MIAMI & TORONTO & MENLO PARK, Calif.-(BUSINESS WIRE)-September 30, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today announced it has completed the acquisition of Portola Partners Group LLC (“Portola Partners” or “Portola”), a Silicon Valley wealth management firm dedicated to serving th |
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| September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| September 15, 2021 |
CI Financial Establishes U.S. Headquarters in Miami Exhibit 99.1 CI Financial Establishes U.S. Headquarters in Miami Fast-growing C$320-billion wealth and asset management firm makes strategic move to support continued U.S. expansion MIAMI & TORONTO-(BUSINESS WIRE)-September 15, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX), a diversified global asset and wealth management company, announces the establishment of its U.S. headquarters in Mia |
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| September 14, 2021 |
CI Financial to Acquire Portola Partners, a Leading US$5.2-Billion Silicon Valley Wealth Manager EX-99.1 2 a52491141ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire Portola Partners, a Leading US$5.2-Billion Silicon Valley Wealth Manager Firm specializes in meeting the complex financial needs of tech founders, executives and other ultra-high-net-worth investors TORONTO & MENLO PARK, Calif.-(BUSINESS WIRE)-September 14, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) and Porto |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| September 13, 2021 |
6-K 1 a52490908.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor T |
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| September 13, 2021 |
CI Financial Reports Record Total Assets of $320.4 Billion for August 2021 Exhibit 99.1 CI Financial Reports Record Total Assets of $320.4 Billion for August 2021 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-September 13, 2021-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at August 31, 2021 of $150.0 billion and wealth management assets of $170.3 billion, for total asse |
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| September 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of |
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| September 1, 2021 |
CI Financial Completes Acquisition of Pennsylvania RIA Radnor Financial Advisors Exhibit 99.1 CI Financial Completes Acquisition of Pennsylvania RIA Radnor Financial Advisors TORONTO-(BUSINESS WIRE)-September 1, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) today announced it has completed the acquisition of Radnor Financial Advisors (“Radnor”), a registered investment advisor based in Wayne, Pa. with US$2.6 billion in assets. “We’re excited to continue expanding and e |
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| August 13, 2021 |
6-K 1 a52476429.htm CI FINANCIAL CORP. FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor |
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| August 13, 2021 |
CI Financial Reports Record Total Assets of $309.3 Billion for July 2021 EX-99.1 2 a52476429ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Record Total Assets of $309.3 Billion for July 2021 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-August 13, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at July 31, 2021 of $146.8 billion and wealth management asset |
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| August 12, 2021 |
CI Financial Earns 2021 Great Place to Work® Certification Exhibit 99.1 CI Financial Earns 2021 Great Place to Work? Certification TORONTO-(BUSINESS WIRE)-August 12, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) announces it has been certified as a Great Place to Work? after a thorough, independent analysis conducted by Great Place to Work Institute? Canada. This certification is based on direct feedback from employees, provided as part of an exte |
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| August 12, 2021 |
6-K 1 a52476183.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toro |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pr |
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| August 10, 2021 |
Exhibit 99.1 CI Financial to Acquire Budros, Ruhlin & Roe, a Leading US$3.4-Billion Ohio-Based Registered Investment Advisor Transaction will grow CI?s U.S. platform to US$74 billion TORONTO & COLUMBUS, Ohio-(BUSINESS WIRE)-August 10, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) and Budros, Ruhlin & Roe, Inc. today announced an agreement under which CI will acquire Budros, Ruhlin & Roe, a |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pr |
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| August 10, 2021 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kurt MacAlpine, the Chief Executive Officer of CI Financial Corp. |
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| August 10, 2021 |
MANAGEMENT’S DISCUSSION & ANALYSIS | June 30, 2021 EX-99.2 3 cix-06302021xq2mdaxsec.htm EX-99.2 MANAGEMENT’S DISCUSSION & ANALYSIS | June 30, 2021 | MANAGEMENT’S DISCUSSION & ANALYSIS | This Management’s Discussion and Analysis (“MD&A”) dated August 10, 2021 presents an analysis of the financial position of CI Financial Corp. and its subsidiaries (“CI”) as at June 30, 2021, compared with December 31, 2020, and the results of operations for the qua |
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| August 10, 2021 |
INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS June 30, 2021 INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS June 30, 2021 INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION (unaudited) As at As at June 30, 2021 December 31, 2020 [in thousands of Canadian dollars] $ $ ASSETS Current Cash and cash equivalents 801,337 483,598 Client and trust funds on deposit 1,090,439 973,143 Investments 136,347 133,375 Accounts receivable and prepaid expens |
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| August 10, 2021 |
CI Financial Reports Record Financial Results for the Second Quarter of 2021 T: 416.364.1145 | 1.800.268.9374 15 York Street, Second Floor, Toronto, Canada M5J 0A3 | cifinancial.com CI Financial Reports Record Financial Results for the Second Quarter of 2021 ?Record quarterly adjusted EPS1 of $0.75; basic EPS at $0.58 ?Record adjusted EBITDA1 per share and record quarterly revenues of $662.4 million ?Record total assets of $304.0 billion, a 69% increase year over year ?Ass |
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| August 10, 2021 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Amit Muni, the Executive Vice-President and Chief Financial Officer of CI Financial Corp. |
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| July 27, 2021 |
CI Financial Announces Second Quarter Earnings Conference Call and Webcast EX-99.1 2 a52466983ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Announces Second Quarter Earnings Conference Call and Webcast TORONTO-(BUSINESS WIRE)-July 27, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) will release its financial results for the second quarter of the 2021 fiscal year on Tuesday, August 10, 2021. CI will hold a conference call with analysts that day at 10:00 a.m. East |
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| July 27, 2021 |
6-K 1 a52466983.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toront |
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| July 15, 2021 |
EX-99.1 2 a52460896ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Total Assets of $304 billion for June 2021 and Positive Second Quarter Net Sales Strongest net sales in nearly six years led by $530 million in net flows in Canadian retail asset management; assets exceed $300 billion for the first time All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WI |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of prin |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of prin |
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| July 1, 2021 |
CI Financial Completes Acquisition of San Diego RIA Dowling & Yahnke EX-99.1 2 a52453979ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Completes Acquisition of San Diego RIA Dowling & Yahnke TORONTO-(BUSINESS WIRE)-June 30, 2021-CI Financial Corp. (“CI”) (TSX:CIX; NYSE:CIXX) today announced it has completed its acquisition of Dowling & Yahnke, LLC (“D&Y”), a San Diego-based wealth manager with approximately US$5.1 billion in assets. The acquisition, which was fir |
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| June 28, 2021 |
CI Financial Enters Pennsylvania with Acquisition of US$2.6-billion Radnor Financial Advisors EX-99.1 2 a52451683ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Enters Pennsylvania with Acquisition of US$2.6-billion Radnor Financial Advisors CI continues U.S. wealth management expansion with 19th acquisition, deepening its Mid-Atlantic presence and boosting total assets to C$298 billion TORONTO & WAYNE, Pa.-(BUSINESS WIRE)-June 28, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) tod |
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| June 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of prin |
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| June 17, 2021 |
CI Financial announces election of directors and results of annual meeting of shareholders Exhibit 99.3 T: 416.364.1145 | 1.800.268.9374 2 Queen St. East, Twentieth Floor, Toronto, Canada M5C 3G7 | cifinancial.com CI Financial announces election of directors and results of annual meeting of shareholders TORONTO (June 16, 2021) – CI Financial Corp. (the “Corporation”) announced the results of matters voted upon at its annual meeting of shareholders held on June 16, 2021. All nominated di |
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| June 17, 2021 |
CI FINANCIAL CORP. Report on Voting Results Section 11.3 of National Instrument 51-102 Exhibit 99.2 CI FINANCIAL CORP. Report on Voting Results Section 11.3 of National Instrument 51-102 The following discloses the voting results of the annual and general meeting of the shareholders of CI Financial Corp. (the ?Corporation?) held on June 16, 2021. Shareholders holding an aggregate of 137,664,562 common shares (66.64% of outstanding shares) were present or represented by proxy at the |
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| June 17, 2021 |
CI Financial renews Normal Course Issuer Bid and Automatic Securities Purchase Plan Exhibit 99.1 T: 416.364.1145 | 1.800.268.9374 2 Queen St. East, Twentieth Floor, Toronto, Canada M5C 3G7 | cifinancial.com CI Financial renews Normal Course Issuer Bid and Automatic Securities Purchase Plan TORONTO (June 16, 2021) ? CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) announced today that the Toronto Stock Exchange (?TSX?) has accepted its Notice of Intention to make a Normal Course I |
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| June 17, 2021 |
6-K 1 tm2118053d96k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario |
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| June 14, 2021 |
CI Financial Reports Record Total Assets of $288.3 Billion for May 2021 Exhibit 99.1 CI Financial Reports Record Total Assets of $288.3 Billion for May 2021 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-June 11, 2021-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at May 31, 2021 of $142.1 billion and wealth management assets of $146.2 billion, for total assets of $288. |
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| June 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of prin |
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| June 8, 2021 |
6-K 1 tm2118053d86k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario |
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| June 8, 2021 |
EX-99.1 2 tm2118053d8ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Corp., as Issuer AND Computershare Trust Company, N.A., as Trustee AND Computershare Trust Company of Canada, as Co-Trustee THIRD SUPPLEMENTAL INDENTURE Dated as of June 7, 2021 to INDENTURE Dated as of December 17, 2020 4.100% Notes due 2051 TABLE OF CONTENTS Page ARTICLE I Definitions SECTION 1.1. Definition of Terms 2 ARTICL |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of prin |
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| June 4, 2021 |
Exhibit 99.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO CI FINANCIAL CORP. IF PUBLICLY DISCLOSED. INFORMATION THAT HAS BEEN OMITTED HAS BEEN NOTED IN THIS DOCUMENT WITH A PLACEHOLDER IDENTIFIED BY THE MARK ?[REDACTED: ]?. Execution Version CI FINANCIAL CORP. as Borrower - and - THE |
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| June 4, 2021 |
CI Financial Corp. 4.100% Notes Due 2051 Underwriting Agreement EX-99.2 3 tm2118053d6ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CI Financial Corp. 4.100% Notes Due 2051 Underwriting Agreement New York, New York June 2, 2021 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: CI Financial Corp., a corporation organized under the laws of Ontario (“CI”), proposes to sell to the several underwri |
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| June 4, 2021 |
PROSPECTUS SUPPLEMENT To a Short Form Base Shelf Prospectus dated December 4, 2020 SUPPL 1 tm2118053-4suppl.htm SUPPL TABLE OF CONTENTS Filed Pursuant to General Instruction II.L of Form F-10 File No. 333-251032 PROSPECTUS SUPPLEMENT To a Short Form Base Shelf Prospectus dated December 4, 2020 New Issue June 2, 2021 CI Financial Corp. US$900,000,000 4.100% Notes due 2051 This prospectus supplement (the “Prospectus Supplement”) qualifies the distribution (the “Offering”) of US$ |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of prin |
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| June 4, 2021 |
CI Financial announces pricing of US$900 million notes offering EX-99.1 2 tm2118053d6ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 2 Queen Street East, Twentieth Floor, Toronto, Ontario M5C 3G7 Telephone: 416-364-1145 Toll Free: 1-800-268-9374 FOR IMMEDIATE RELEASE CI Financial announces pricing of US$900 million notes offering TORONTO (June 2, 2021) – CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX), a diversified global asset and wealth management company, announced |
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| June 2, 2021 |
CI FINANCIAL CORP. US$900,000,000 4.100% NOTES DUE 2051 PRICING TERM SHEET June 2, 2021 Filed Pursuant to Rule 433 under the Securities Act of 1933 Registration Statement No. |
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| June 1, 2021 |
SUBJECT TO COMPLETION, DATED JUNE 1, 2021 SUPPL 1 tm2118053-1suppl.htm SUPPL TABLE OF CONTENTS Filed Pursuant to General Instruction II.L of Form F-10 File No. 333-251032 SUBJECT TO COMPLETION, DATED JUNE 1, 2021 The information in this preliminary prospectus supplement is not complete and may be changed. The preliminary prospectus supplement and the accompanying short form base shelf prospectus are not an offer to sell these securities |
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| May 26, 2021 |
CI Financial Reports Record Total Assets of $287.5 Billion for April 2021 EX-99.1 2 a52435489ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Reports Record Total Assets of $287.5 Billion for April 2021 North American wealth management assets reach $146.5 billion All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-May 26, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at |
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| May 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of princ |
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| May 13, 2021 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE EX-99.4 5 a2021q1cfocertificationcon.htm EX-99.4 FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Douglas J. Jamieson, the Executive Vice-President and Chief Financial Officer of CI Financial Corp., certify the following: 1.Review: I have reviewed the interim financial statements and interim MD&A (together, the “interim filings”) of CI Financial Corp. (the “Issuer”) for the inter |
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| May 13, 2021 |
INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS March 31, 2021 INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS March 31, 2021 INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION (unaudited) As at As at March 31, 2021 December 31, 2020 [in thousands of Canadian dollars] $ $ ASSETS Current Cash and cash equivalents 248,394 483,598 Client and trust funds on deposit 992,012 973,143 Investments 142,289 133,375 Accounts receivable and prepaid expens |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of princ |
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| May 13, 2021 |
MANAGEMENT’S DISCUSSION & ANALYSIS | March 31, 2021 EX-99.2 3 cix-03312021xq1mda.htm EX-99.2 MANAGEMENT’S DISCUSSION & ANALYSIS | March 31, 2021 | MANAGEMENT’S DISCUSSION & ANALYSIS | This Management’s Discussion and Analysis (“MD&A”) dated May 13, 2021 presents an analysis of the financial position of CI Financial Corp. and its subsidiaries (“CI”) as at March 31, 2021, compared with December 31, 2020, and the results of operations for the quarter |
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| May 13, 2021 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE EX-99.3 4 a2021q1ceocertificationcon.htm EX-99.3 FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kurt MacAlpine, the Chief Executive Officer of CI Financial Corp., certify the following: 1.Review: I have reviewed the interim financial statements and interim MD&A (together, the “interim filings”) of CI Financial Corp. (the “Issuer”) for the interim period ended March 31, 2021. 2. |
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| May 13, 2021 |
CI Financial Reports Record Financial Results for the First Quarter of 2021 T: 416.364.1145 | 1.800.268.9374 2 Queen St. East, Twentieth Floor, Toronto, Canada M5C 3G7 | cifinancial.com CI Financial Reports Record Financial Results for the First Quarter of 2021 ?Quarterly adjusted EPS1 at record level of $0.73 ?Q1 adjusted EBITDA per share1 of $1.14 and adjusted revenue1 of $603.2 million also reach record levels ?Repurchased 6.6 million shares in Q1 for $112.7 million ?P |
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| May 10, 2021 |
EX-99.5 6 tm219052d6ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 01Q8LA 8th Floor, 100 University Avenue Toronto, Ontario M5J 2Y1 www.computershare.com Fold Fold Form of Proxy - Annual Meeting to be held on June 16, 2021 virtually via live audio webcast online at https://web.lumiagm.com/497968536 This Form of Proxy is solicited by and on behalf of Management. . VOTE BY PROXY USING THE TELEPHONE, FAX OR IN |
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| May 10, 2021 |
Exhibit 99.3 NOTICE AND ACCESS NOTIFICATION TO SHAREHOLDERS Annual Meeting of Shareholders You are receiving this notice as CI Financial Corp. (the ?Corporation? or ?CI?) is using notice and access in respect of its annual meeting of holders (the ?Shareholders?) of common shares (the ?Shares?) to be held on June 16, 2021 (the ?Meeting?). Notice and access allows the Corporation to post an electron |
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| May 10, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of princ |
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| May 10, 2021 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 tm219052d66k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, |
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| May 10, 2021 |
Exhibit 99.1 NOTICE OF MEETING & MANAGEMENT INFORMATION CIRCULAR For the annual meeting of shareholders to be held on June 16, 2021 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of holders (?Shareholders?) of common shares (the ?Shares?) of CI Financial Corp. (the ?Corporation? or ?CI?) will be held on Wednesday, June 16, 2021 at 2:00 p.m. (Toronto time) s |
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| May 10, 2021 |
EX-99.2 3 tm219052d6ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of holders (“Shareholders”) of common shares (the “Shares”) of CI Financial Corp. (the “Corporation” or “CI”) will be held on Wednesday, June 16, 2021 at 2:00 p.m. (Toronto time) solely as a virtual (online) meeting by way of live audio webcast at https:/ |
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| May 10, 2021 |
EX-99.4 5 tm219052d6ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 Getting Started This year’s annual meeting will be held virtually. You can participate online using your smartphone, tablet or computer. By participating online, you will be able to listen to a live audio cast of the meeting, ask questions online and submit your votes in real time. As usual, you may also provide voting instructions before th |
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| May 10, 2021 |
EX-99.1 2 a52426104ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire Dowling & Yahnke, a Leading San Diego Wealth Advisory Firm with US$5.1 Billion in Assets Acquisition boosts CI’s U.S. Assets to US$63 billion and total assets to US$230 billion TORONTO & SAN DIEGO-(BUSINESS WIRE)-May 10, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) and Dowling & Yahnke, LLC (“D&Y”) today announ |
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| May 10, 2021 |
EX-99.6 7 tm219052d6ex99-6.htm EXHIBIT 99.6 Exhibit 99.6 ANNUAL REPORT 2020 All financial amounts in this Annual Report are in Canadian dollars unless stated otherwise. About CI Financial 2 2020 At a Glance 5 Financial Highlights 5 Operating Highlights 5 Letter to Shareholders 6 Subsidiary Profiles 14 Asset Management 14 Wealth Management 17 Corporate Social Responsibility Report 24 TABLE OF CONTEN |
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| May 3, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| May 3, 2021 |
EX-99.1 2 a52421928ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Affiliated RIA Congress Wealth Management Acquires Pinnacle Advisory Group to Create $5.8-billion Firm Transaction boosts CI’s U.S. assets to $58 billion All financial amounts in U.S. dollars unless stated otherwise. BOSTON & TORONTO-(BUSINESS WIRE)-May 3, 2021-Congress Wealth Management, LLC (“CWM”) and CI Financial Corp. (“CI”) |
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| May 3, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of princ |
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| May 3, 2021 |
EX-99.1 2 a52421702ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Completes Three Previously Announced Acquisitions, Boosting Total Assets to a Record $280 Billion Firms in Chicago, New York and Atlanta join CI’s growing U.S. wealth business TORONTO-(BUSINESS WIRE)-April 30, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX), a diversified global asset and wealth management company, today ann |
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| April 28, 2021 |
CI Financial Announces Earnings Conference Call and Webcast Exhibit 99.1 CI Financial Announces Earnings Conference Call and Webcast TORONTO-(BUSINESS WIRE)-April 28, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) will release its financial results for the first quarter of the 2021 fiscal year on Thursday, May 13, 2021. CI will hold a conference call with analysts that day at 9:00 a.m. Eastern Time, led by Chief Executive Officer Kurt MacAlpine and |
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| April 28, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| April 14, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| April 14, 2021 |
CI Financial Reports Record Total Assets of $240.6 Billion for March 2021 Exhibit 99.1 CI Financial Reports Record Total Assets of $240.6 Billion for March 2021 All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-April 14, 2021-CI Financial Corp. (?CI?) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at March 31, 2021 of $138.5 billion and wealth management assets of $102.1 billion, for total assets of |
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| April 12, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| April 12, 2021 |
FORM 51-102F3 MATERIAL CHANGE REPORT EX-99.1 2 tm2112738d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FORM 51-102F3 MATERIAL CHANGE REPORT Item 1. Name and Address of Company CI Financial Corp. (the “Company”) 2 Queen Street East Twentieth Floor Toronto, Ontario M5C 3G7 Item 2. Date of Material Change April 11, 2021 Item 3. News Release The Company issued a news release on April 12, 2021, through the newswire services of Business Wire. A co |
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| April 8, 2021 |
EX-99.1 2 a52406983ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial Announces Launch of Axia Real Assets, an Investment Manager Specializing in Global Real Estate and Infrastructure TORONTO-(BUSINESS WIRE)-April 6, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX) today announced the launch of a newly formed joint venture, Axia Real Assets LP (“Axia”), an alternative investment manager focused |
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| April 8, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| April 5, 2021 |
EX-99.1 2 a52404537ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire Remaining Stake in Lawrence Park Asset Management, Taking its Ownership in the Alternative Investment Manager to 100% Move will build on CI’s leadership in alternatives NOT FOR DISSEMINATION TO U.S. NEWSWIRE SERVICES OR OTHERWISE FOR DISSEMINATION TO THE UNITED STATES OF AMERICA. TORONTO-(BUSINESS WIRE)-April 5, 2021-CI |
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| April 5, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| March 23, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| March 23, 2021 |
CI Financial to Host Virtual-Only Annual Meeting of Shareholders on June 16, 2021 Exhibit 99.1 CI Financial to Host Virtual-Only Annual Meeting of Shareholders on June 16, 2021 TORONTO-(BUSINESS WIRE)-March 23, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX) announced today it will hold its Annual Meeting of Shareholders on Wednesday, June 16, 2021 at 2:00 p.m. EDT. The meeting will be held in a virtual-only format by way of live audio webcast. CI has made the decision to |
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| March 15, 2021 |
EX-99.1 2 a52395661ex991.htm EXHIBIT 99.1 Exhibit 99.1 CI Financial to Acquire Brightworth, a Leading $4.7-Billion Atlanta-Based RIA and Private Wealth Firm Transaction increases CI’s U.S. assets to $55 billion and expands presence to key southeast region TORONTO & ATLANTA-(BUSINESS WIRE)-March 15, 2021-CI Financial Corp. (“CI”) (TSX: CIX; NYSE: CIXX), a diversified global asset and wealth managem |
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| March 15, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant?s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| March 11, 2021 |
CI Financial to Acquire New York-Based RIA Barrett Asset Management Exhibit 99.1 CI Financial to Acquire New York-Based RIA Barrett Asset Management CI?s U.S. assets to reach $50 billion TORONTO & NEW YORK-(BUSINESS WIRE)-March 11, 2021-CI Financial Corp. (?CI?) (TSX: CIX; NYSE: CIXX), a diversified global asset and wealth management company, today announced an agreement to acquire Barrett Asset Management, LLC (?Barrett?), a New York-based registered investment a |
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| March 11, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K 6-K 1 a52394661.htm CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toron |
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| March 10, 2021 |
Exhibit 99.1 CI Financial Reports Total Assets of $236.5 Billion for February 2021; Wealth Management Assets Reach $100 Billion for the First Time All financial amounts in Canadian dollars unless stated otherwise. TORONTO-(BUSINESS WIRE)-March 10, 2021-CI Financial Corp. (“CI”) (TSX: CIX, NYSE: CIXX) today reported preliminary assets under management as at February 28, 2021 of $136.4 billion and w |
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| March 10, 2021 |
Current Report of Foreign Issuer - CI FINANCIAL CORP. 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2021 Commission File Number 001-39684 CI Financial Corp. (Translation of registrant’s name into English) 2 Queen Street East Twentieth Floor Toronto, Ontario, Canada M5C 3G7 (Address of pri |
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| March 9, 2021 |
EX-99.7 8 cixsox906certificate-cfo.htm EX-99.7 EXHIBIT 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CI Financial Corp. (the "Company") on Form 40-F for the year ended December 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Doug |
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| March 9, 2021 |
FINANCIAL STATEMENTS December 31, 2020 CONSOLIDATED FINANCIAL STATEMENTS December 31, 2020 Independent Auditor’s Report Report of Independent Registered Public Accounting Firm To the shareholders and the Board of Directors of CI Financial Corp. |
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| March 9, 2021 |
MANAGEMENT?S DISCUSSION & ANALYSIS | December 31, 2020 | MANAGEMENT?S DISCUSSION & ANALYSIS | This Management?s Discussion and Analysis (?MD&A?) dated February 11, 2021 presents an analysis of the financial position of CI Financial Corp. |
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| March 9, 2021 |
our annual information form dated March 1, 2021 (the “ EX-99.1 2 tm218704d2ex99-1.htm EX-99.1 Exhibit 99.1 CI FINANCIAL CORP. ANNUAL INFORMATION FORM March 1, 2021 CI FINANCIAL CORP. ANNUAL INFORMATION FORM March 1, 2021 TABLE OF CONTENTS CI FINANCIAL CORP I Explanatory notes 1 Forward-looking information 1 CORPORATE STRUCTURE 2 Name, Address and Formation 2 Intercorporate Relationships 2 Corporate Chart 3 GENERAL DEVELOPMENT OF THE BUSINESS 3 Three Y |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 or ? ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Commission File Number 001-39684 CI Financial Corp. (Exact name of Registrant as specified in |
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| March 9, 2021 |
Consent of Independent Registered Public Accounting Firm EX-99.8 9 a2020-cifx40xfconsentletter.htm EX-99.8 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in this Annual Report on Form 40-F for the year ended December 31, 2020 of CI Financial Corp. (“the Company”), of our report dated February 11, 2021 with respect to the consolidated statements of financial position of the Company as of Decem |
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| March 9, 2021 |
EXHIBIT 99.6 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CI Financial Corp. (the "Company") on Form 40-F for the year ended December 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Kurt MacAlpine, Chief Executive Officer of the Comp |
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| March 9, 2021 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 99.5 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Douglas J. Jamieson, certify that: 1.I have reviewed this annual report on Form 40-F of CI Financial Corp.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| March 9, 2021 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 99.4 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kurt MacAlpine, certify that: 1.I have reviewed this annual report on Form 40-F of CI Financial Corp.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which s |
