CONNQ / Conn's, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

AGREEMENT TO FILE JOINT SCHEDULE 13D

Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2024 CONN’S, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2024 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

AMENDMENT NO. 5 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

Exhibit 10.1 Execution Version AMENDMENT NO. 5 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 5 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of July 24, 2024, and is entered into by and among CONN’S, INC., a Delaware corporation, as parent and guarantor (“Parent”), CONN APPLIANCES, INC., a Texas corporation (“CAI”), CONN CRE

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Conn’s, Inc. Announces Receipt of Delinquency Notification Letter from Nasdaq

Exhibit 99.1 Conn’s, Inc. Announces Receipt of Delinquency Notification Letter from Nasdaq THE WOODLANDS, Texas, June 26, 2024 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of home goods, including furniture and mattresses, appliances, and consumer electronics, today announced that on June 20, 2024, it received a delinquency notification letter (the “Notice”) from

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2024 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Unregistered Sales of Equity Securities, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2024 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: April 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans, Unregistered Sales of Equity Securities, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2024 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

CONN / Conn's, Inc. / Stephens Investments Holdings LLC - SC 13D/A Activist Investment

SC 13D/A 1 d806073dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 26) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) Todd Ferguson Stephens Investments Holdings LLC 111 Center Street Little Rock, AR 72201 (501) 377-2573

CONN / Conn's, Inc. / Stephens Group, LLC - SCHEDULE 13D (AMENDMENT NO. 11) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* Conn's, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) William W. Kilgroe The Stephens Group, LLC 100 River Bluff Drive, Suite 500 Little Rock, AR 72202 (501) 377-3401 (Name, Address

AGREEMENT TO FILE JOINT SCHEDULE 13D

EX-99.1 2 d806073dex991.htm EX-99.1 CUSIP No. 208242107 Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D. IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

PREM14A 1 d805133dprem14a.htm PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, for Use of the C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Stat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Def

Subsidiaries of Conn’s, Inc. (filed herewith)

Exhibit 21 SUBSIDIARIES OF CONN’S, INC. Subsidiary Jurisdiction Conn Appliances, Inc. Texas Conn Credit Corporation, Inc. Texas CAI Holding, LLC Delaware CAI Credit Insurance Agency, Inc. Louisiana Conn Credit I, LP Texas Conn Lending, LLC Delaware New RTO, LLC Delaware W.S. Badcock LLC Florida Conn Appliances Receivables Funding, LLC Delaware Conn’s Receivables Warehouse LLC Delaware Conn’s Recei

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34

Conn's, Inc. Compensation Recovery Policy

Compensation Recovery Policy Effective: October 1, 2023 Introduction The Board of Directors (the “Board”) of Conn’s, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):  ☒ Form 10-K  ☐ Form 20-F  ☐ Form 11-K  ☐ Form 10-Q ☐ Form 10-D  ☐ Form N-CEN  ☐ Form N-CSR For Period Ended: January 31, 202

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):  ☒ Form 10-K  ☐ Form 20-F  ☐ Form 11-K  ☐ Form 10-Q ☐ Form 10-D  ☐ Form N-CEN  ☐ Form N-CSR For Period Ended: January 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transiti

Conn’s, Inc. Reports Fourth Quarter and Full Year Fiscal Year 2024 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports Fourth Quarter and Full Year Fiscal Year 2024 Financial Results THE WOODLANDS, Texas, April 11, 2024 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of home goods, including furniture and mattresses, appliances, and consumer electronics, today announced its financial results for the quarter and year ended January 31, 2024. “Since co

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2024 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

CONN’s, INC. UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS

Exhibit 99.3 CONN’s, INC. UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS On December 18, 2023, Conn's entered into an Investment Agreement, among Conn’s Inc. (“Conn’s”, “Company” or “Management”), Franchise Group Newco BHF, LLC (“Newco BHF”), W.S. Badcock LLC (“Badcock”), Freedom VCM Interco Holdings, Inc. (“FVCM” or “Freedom VCM”) and Franchise Group, Inc. (“FGI”). Pursuant to the Investment A

W.S. Badcock LLC (f/k/a W.S. Badcock Corporation) Financial Statements for the Fiscal year ended December 31, 2022 (Successor), Transition Period from November 22, 2021 through December 25, 2021 (Successor) and from July 1, 2021 through November 21,

Exhibit 99.1 W.S. Badcock LLC (f/k/a W.S. Badcock Corporation) Financial Statements for the Fiscal year ended December 31, 2022 (Successor), Transition Period from November 22, 2021 through December 25, 2021 (Successor) and from July 1, 2021 through November 21, 2021 (Predecessor), and Fiscal year ended June 30, 2021, (Predecessor) And Independent Auditors' Report 1 W.S. Badcock LLC (f/k/a W.S. Ba

W.S. Badcock LLC (f/k/a W.S. Badcock Corporation) Financial Statements (Unaudited) for the Period from August 22, 2023 through and as of September 30, 2023 (Successor), Period from January 1, 2023 through August 21, 2023 (Predecessor), and Period fro

Exhibit 99.2 W.S. Badcock LLC (f/k/a W.S. Badcock Corporation) Financial Statements (Unaudited) for the Period from August 22, 2023 through and as of September 30, 2023 (Successor), Period from January 1, 2023 through August 21, 2023 (Predecessor), and Period from December 26, 2021 through September 24, 2022, (Predecessor) W.S. BADCOCK LLC (f/k/a W.S. Badcock Corporation) Financial Statements (Una

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File N

Executive Severance Agreement, dated as of February 15, 2024, between Conn’s, Inc. and Mr. Norman Miller

EXECUTIVE SEVERANCE AGREEMENT THIS EXECUTIVE SEVERANCE AGREEMENT (this “Agreement”) is made as of February 15, 2024 (“Effective Date”), by and between Conn’s, Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2024 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Offer Letter, dated as of February 15, 2024, between Conn’s, Inc. and Mr. Norman Miller

Conn’s, Inc. February 15, 2024 Mr. Norman L. Miller Dear Norm: We are pleased to offer you, subject to approval by the Board of Directors (the “Board”) of Conn’s, Inc. (“Conn’s”), the following compensation terms in connection with your service as President & Chief Executive Officer of Conn’s: •Annual cash compensation consisting of the following components: oAnnual base salary of $1,000,000 (the

CONN / Conn's, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Conn's Inc (Name of Issuer) Common Stock (Title of Class of Securities) 208242107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat

AGREEMENT TO FILE JOINT SCHEDULE 13D

EX-99.1 2 d719848dex991.htm EX-99.1 CUSIP No. 208242107 Page 29 of 29 Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Sc

CONN / Conn's, Inc. / Stephens Investments Holdings LLC - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 25) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) Todd Ferguson Stephens Investments Holdings LLC 111 Center Street Little Rock, AR 72201 (501) 377-2573 (Name, Address and Telephone N

Servicing Agreement, dated as of January 26, 2024, by and among the Issuer, the Receivables Trust, the Servicer and the Trustee

  Exhibit 10.4   SERVICING AGREEMENT   among   CONN’S RECEIVABLES FUNDING 2024-A, LLC, AS ISSUER,   CONN’S RECEIVABLES 2024-A TRUST, AS RECEIVABLES TRUST,   CONN APPLIANCES, INC., AS SERVICER,   and   COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE       DATED AS OF JANUARY 26, 2024         TABLE OF CONTENTS       Page ARTICLE I DEFINITIONS 1     Section 1.01 Defined Terms. As used i

Second Receivables Purchase Agreement, dated January 26, 2024, by and between the Depositor and the Receivables Trust

Exhibit 10.2 SECOND RECEIVABLES PURCHASE AGREEMENT Dated as of January 26, 2024 between CONN'S RECEIVABLES 2024-A TRUST as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Purchase of Receivables 3 SEC

First Receivables Purchase Agreement, dated January 26, 2024, by and between the Seller and the Depositor

  Exhibit 10.1       FIRST RECEIVABLES PURCHASE AGREEMENT   Dated as of January 26, 2024   between   CONN APPLIANCES RECEIVABLES FUNDING, LLC as Purchaser,   and   CONN CREDIT I, LP as Seller             TABLE OF CONTENTS       Page       ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Pu

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2024 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

Series 2024-A Supplement to the Base Indenture, dated as of January 26, 2024, by and between the Issuer and the Trustee

Exhibit 4.2 CONN’S RECEIVABLES FUNDING 2024-A, LLC, as Issuer and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SERIES 2024-A SUPPLEMENT Dated as of January 26, 2024 to BASE INDENTURE Dated as of January 26, 2024 CONN’S RECEIVABLES FUNDING 2024-A, LLC $133,490,000 7.05% Asset Backed Fixed Rate Notes, Class A $98,120,000 9.80% Asset Backed Fixed Rate Notes, Class B $27,760,000 10.34

Purchase and Sale Agreement, dated January 26, 2024, by and between the Depositor and the Issuer

   Exhibit 10.3       PURCHASE AND SALE AGREEMENT   Dated as of January 26, 2024   between   CONN’S RECEIVABLES FUNDING 2024-A, LLC as Purchaser,   and   CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller              TABLE OF CONTENTS   Page ARTICLE I DEFINITIONS 1   SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 2     ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 2    

Base Indenture, dated as of January 26, 2024, by and between the Issuer and the Trustee

Exhibit 4.1 Conn’s Receivables Funding 2024-A, LLC, as Issuer and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee BASE INDENTURE Dated as of January 26, 2024 Asset Backed Notes (Issuable in Series) Table of Contents Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1 Definitions 2 Section 1.2 Incorporation by Reference of Trust Indenture Act 21 Section 1.3 Cross-

Note Purchase Agreement, dated January 19, 2024, by and among the Company, the Issuer, the Depositor, Conn Appliances and the Initial Purchasers.

Exhibit 1.1 Execution Version NOTE PURCHASE AGREEMENT January 19, 2024 MUFG Securities Americas Inc., as an Initial Purchaser 1221 Avenue of the Americas, 6th Floor New York, New York 10020 Deutsche Bank Securities Inc., as an Initial Purchaser One Columbus Circle New York, New York 10019 J.P. Morgan Securities LLC, as an Initial Purchaser 383 Madison Avenue, 8th Floor New York, New York 10179 Reg

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2024 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

Amendment No. 3 to Fifth Amended and Restated Loan and Security Agreement, dated as of December 18, 2023, among Conn’s, Inc., as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, the guarantors party thereto, JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and the lenders party thereto, as lenders

Exhibit 10.4 Execution Version AMENDMENT NO. 3 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 3 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of December 18, 2023, and is entered into by and among CONN’S, INC., a Delaware corporation, as parent and guarantor (“Parent”), CONN APPLIANCES, INC., a Texas corporation (“CAI”), CONN

Form of Voting Agreement, dated as of December 18, 2023

Exhibit 10.1 Execution Version VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT (this “Agreement”), dated as of December 18, 2023, is by and among (i) Franchise Group Newco BHF, LLC, a Delaware limited liability company (“FRG”), (ii) Freedom VCM Interco Holdings, Inc. (“FVCM” and, together with FRG, the “Investors”), (iii) Conn’s, Inc., a Delaware corporation (the “Company”), and (iv

Registration Rights Agreement, dated as of December 18, 2023, among Conn’s, Inc., Franchise Group Newco BHF, LLC and Freedom VCM Interco Holdings, Inc.

Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT BY AND AMONG CONN’S, INC., FRANCHISE GROUP NEWCO BHF, LLC, AND FREEDOM VCM INTERCO HOLDINGS, INC. Dated as of December 18, 2023 TABLE OF CONTENTS Page ARTICLE I Resale Shelf Registration 1 Section 1.1. Resale Shelf Registration Statement 1 Section 1.2. Effectiveness Period 2 Section 1.3. Subsequent Shelf Registration 2 Section 1.4. Supplements and Amendme

Amendment No. 1 to Delayed Draw Term Loan and Security Agreement, dated as of December 18, 2023, among Conn’s, Inc., as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, certain financial institutions, as lenders, and Stephens Investments Holdings LLC, as administrative agent

Exhibit 10.6 Execution Version AMENDMENT NO. 1 TO DELAYED DRAW TERM LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO DELAYED DRAW TERM LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of December 18, 2023, and is entered into by and among CONN’S, INC., a Delaware corporation, as parent and guarantor (“Parent”), CONN APPLIANCES, INC., a Texas corporation (“CAI”), CONN CREDIT I, LP, a T

Investor Rights Agreement, dated as of December 18, 2023, among Conn’s, Inc., Franchise Group Newco BHF, LLC and Freedom VCM Interco Holdings, Inc.

Exhibit 10.2 EXECUTION VERSION INVESTOR RIGHTS AGREEMENT by and among CONN’S, INC., FRANCHISE GROUP NEWCO BHF, LLC, and FREEDOM VCM INTERCO HOLDINGS, INC. Dated as of December 18, 2023 TABLE OF CONTENTS Page INVESTOR RIGHTS AGREEMENT 1 1. Observer Rights 2 2. Transfer Restrictions 2 3. Standstill; Acquisitions of Securities and Other Matters 3 4. Preemptive Rights 4 5. Information Rights 6 6. Even

Term Loan and Security Agreement, dated as of December 18, 2023, among Conn’s, Inc., as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP, Conn Credit Corporation, Inc., and W.S. Badcock LLC, as borrowers, BRF Finance Co., LLC, as administrative agent and collateral agent, and the financial institutions party thereto, as lenders

Exhibit 10.5 EXECUTION VERSION The Obligors, Agent and the other Secured Parties acknowledge that the exercise of certain of Agent’s rights and remedies hereunder may be subject to, and restricted by, the provisions of the ABL Intercreditor Agreement. In the event of any conflict between the terms of the ABL Intercreditor Agreement and this Agreement, the terms of the ABL Intercreditor Agreement s

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 CONN’S INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation or organization) (Comm

Certificate of Designations of Nonvoting Convertible Preferred Stock

Exhibit 3.1 Execution Version CERTIFICATE OF DESIGNATIONS OF NONVOTING CONVERTIBLE PREFERRED STOCK OF CONN’S, INC. Conn’s, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), hereby certifies that the following resolution was adopted by the Board of Directors of the Corporation (the “Board of Directors”) as required by Section

Investment Agreement, dated as of December 18, 2023, among Conn’s, Inc., Franchise Group Newco BHF, LLC, W.S. Badcock LLC, Freedom VCM Interco Holdings, Inc. and Franchise Group, Inc.

Exhibit 2.1 EXECUTION VERSION INVESTMENT AGREEMENT by and among FRANCHISE GROUP NEWCO BHF, LLC, W.S. BADCOCK LLC (F/K/A W.S. BADCOCK CORPORATION), FREEDOM VCM INTERCO HOLDINGS, INC., FRANCHISE GROUP, INC., and CONN’S, INC. Dated as of December 18, 2023 TABLE OF CONTENTS (CONTINUED) PAGE ARTICLE I DESCRIPTION OF TRANSACTIONS 2 Section 1.1 Contribution and Investment 2 Section 1.2 Closing 2 Section

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S

Conn’s, Inc. Reports Third Quarter Fiscal Year 2024 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports Third Quarter Fiscal Year 2024 Financial Results THE WOODLANDS, Texas, December 18, 2023 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of home goods, including furniture and mattresses, appliances, and consumer electronics, today announced its financial results for the quarter ended October 31, 2023. “We remain focused on pursuing

Conn’s, Inc. Announces the Transformative Transaction with W.S. Badcock LLC

Exhibit 99.2 Conn’s, Inc. Announces the Transformative Transaction with W.S. Badcock LLC •Accelerates growth opportunities by combining two complementary businesses with similar product categories, payment solutions and customer profiles •Combines Conn’s in-house credit platform and expertise with Badcock’s existing financing capabilities •Increases scale and expands Conn’s presence across the sou

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 CONN’S, INC. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: October 31, 2023 ☐ Tr

NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: October 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Conn’s, Inc. Reports Second Quarter Fiscal Year 2024 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports Second Quarter Fiscal Year 2024 Financial Results THE WOODLANDS, Texas, August 30, 2023 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of home goods, including furniture and mattresses, appliances, and consumer electronics, today announced its financial results for the quarter ended July 31, 2023. “Strategic initiatives focused on

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S, I

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numbe

Second Receivables Purchase Agreement, dated August 17, 2023, by and between the Depositor and the Receivables Trust (incorporated by herein reference to Exhibit 10.2 to Conn’s, Inc. Form 8-K (File No. 001-34956) filed with the Securities and Exchange Commission on August 22, 2023).

Exhibit 10.2       SECOND RECEIVABLES PURCHASE AGREEMENT   Dated as of August 17, 2023   between   CONN'S RECEIVABLES 2023-A TRUST as Purchaser,   and   CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller             TABLE OF CONTENTS       Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3       ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2023 Conn's, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2023 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numbe

Series 2023-A Supplement to the Base Indenture, dated as of August 17, 2023, by and between the Issuer and the Trustee (incorporated by herein reference to Exhibit 4.2 to Conn’s, Inc. Form 8-K (File No. 001-34956) filed with the Securities and Exchange Commission on August 22, 2023).

Exhibit 4.2 CONN’S RECEIVABLES FUNDING 2023-A, LLC, as Issuer and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SERIES 2023-A SUPPLEMENT Dated as of August 17, 2023 to BASE INDENTURE Dated as of August 17, 2023 CONN’S RECEIVABLES FUNDING 2023-A, LLC $160,690,000 8.01% Asset Backed Fixed Rate Notes, Class A $82,430,000 10.00% Asset Backed Fixed Rate Notes, Class B $30,550,000 11.00%

Servicing Agreement dated as of August 17, 2023, by and among the Issuer, the Receivables Trust, the Servicer and the Trustee (incorporated by herein reference to Exhibit 10.4 to Conn’s, Inc. Form 8-K (File No. 001-34956) filed with the Securities and Exchange Commission on August 22, 2023).

Exhibit 10.4 SERVICING AGREEMENT among CONN’S RECEIVABLES FUNDING 2023-A, LLC, AS ISSUER, CONN’S RECEIVABLES 2023-A TRUST, AS RECEIVABLES TRUST, CONN APPLIANCES, INC., AS SERVICER, and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF August 17, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Defined Terms. As used in this Agreement, the following terms hav

Base Indenture, dated as of August 17, 2023, by and between the Issuer and the Trustee (incorporated by herein reference to Exhibit 4.1 to Conn’s, Inc. Form 8-K (File No. 001-34956) filed with the Securities and Exchange Commission on August 22, 2023).

Exhibit 4.1 Conn’s Receivables Funding 2023-A, LLC, as Issuer and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee BASE INDENTURE Dated as of August 17, 2023 Asset Backed Notes (Issuable in Series) Table of Contents Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1 Definitions 2 Section 1.2 Incorporation by Reference of Trust Indenture Act 21 Section 1.3 Cross-R

First Receivables Purchase Agreement, dated August 17, 2023, by and between the Seller and the Depositor (incorporated by herein reference to Exhibit 10.1 to Conn’s, Inc. Form 8-K (File No. 001-34956) filed with the Securities and Exchange Commission on August 22, 2023).

Exhibit 10.1 FIRST RECEIVABLES PURCHASE AGREEMENT Dated as of August 17, 2023 between CONN APPLIANCES RECEIVABLES FUNDING, LLC as Purchaser, and CONN CREDIT I, LP as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Purchase of Receivables. 3 SECTION 2.2 Purcha

Purchase and Sale Agreement, dated August 17, 2023, by and between the Depositor and the Issuer (incorporated by herein reference to Exhibit 10.3 to Conn’s, Inc. Form 8-K (File No. 001-34956) filed with the Securities and Exchange Commission on August 22, 2023).

Exhibit 10.3 PURCHASE AND SALE AGREEMENT Dated as of August 17, 2023 between CONN’S RECEIVABLES FUNDING 2023-A, LLC as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 2 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 2 SECTION 2.1 Purchase of the Receivables Trust

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2023 Conn's, Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2023 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

Note Purchase Agreement, dated August 7, 2023, by and among the Company, the Issuer, the Depositor, Conn Appliances and the Initial Purchasers.

Exhibit 1.1 Execution Version NOTE PURCHASE AGREEMENT August 7, 2023 J.P. Morgan Securities LLC, as an Initial Purchaser 383 Madison Avenue, 8th Floor New York, New York 10179 Deutsche Bank Securities Inc., as an Initial Purchaser One Columbus Circle New York, New York 10019 MUFG Securities Americas Inc., as an Initial Purchaser 1221 Avenue of the Americas, 6th Floor New York, New York 10020 Citiz

Delayed Draw Term Loan and Security Agreement, dated as of July 31, 2023, among Conn’s, Inc., as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, certain financial institutions, as lenders, and Stephens Investments Holdings LLC, as administrative agent

EX-10.1 Exhibit 10.1 The Obligors, Agent and the other Secured Parties acknowledge that the exercise of certain of Agent’s rights and remedies hereunder may be subject to, and restricted by, the provisions of the Intercreditor Agreement. In the event of any conflict between the terms of the Intercreditor Agreement and this Agreement, the terms of the Intercreditor Agreement shall control. Agent, o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 CONN’S INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 CONN’S INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation or organization) (Commissi

As filed with the Securities and Exchange Commission on July 21, 2023

S-8 As filed with the Securities and Exchange Commission on July 21, 2023 Registration No.

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) Conn’s, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(2) Fees to be paid Equity Common Stock Rules 457(c)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2023 CONN’S, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2023 CONN’S, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Conn’s, Inc. Reports First Quarter Fiscal Year 2024 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports First Quarter Fiscal Year 2024 Financial Results THE WOODLANDS, Texas, June 1, 2023 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of home goods, including furniture and mattresses, appliances, and consumer electronics, with a mission to elevate home life to home love, today announced its financial results for the quarter ended Apr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 CONN’S, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 CONN’S, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Def

Conn’s, Inc. Reports Fourth Quarter and Full Year Fiscal Year 2023 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports Fourth Quarter and Full Year Fiscal Year 2023 Financial Results THE WOODLANDS, Texas, March 29, 2023 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of home goods, including furniture, appliances and consumer electronics, with a mission to elevate home life to home love, today announced its financial results for the quarter and year

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2023 CONN’S, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34

Subsidiaries of Conn’s, Inc. (filed herewith)

Exhibit 21 SUBSIDIARIES OF CONN’S, INC. Subsidiary Jurisdiction Conn Appliances, Inc. Texas Conn Credit Corporation, Inc. Texas CAI Holding, LLC Delaware CAI Credit Insurance Agency, Inc. Louisiana Conn Credit I, LP Texas Conn Lending, LLC Delaware New RTO, LLC Delaware Conn’s Receivables Funding I GP, LLC Texas Conn’s Receivables, LLC Delaware Conn’s Receivables Funding I, LP Texas Conn Appliance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2023 CONN’S, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2023 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

Term Loan and Security Agreement, dated as of February 21, 2023, among Conn’s, Inc., as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, Pathlight Capital LP, as administrative agent and collateral agent, JPMorgan Chase Bank, N.A., as lead arranger and sole bookrunner, and the financial institutions party thereto, as lenders

EX-10.1 Exhibit 10.1 EXECUTION VERSION The Obligors, Agent and the other Secured Parties acknowledge that the exercise of certain of Agent’s rights and remedies hereunder may be subject to, and restricted by, the provisions of the ABL Intercreditor Agreement. In the event of any conflict between the terms of the ABL Intercreditor Agreement and this Agreement, the terms of the ABL Intercreditor Agr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 CONN’S INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 CONN’S INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation or organization) (Comm

Amendment No. 2 to Fifth Amended and Restated Loan and Security Agreement, dated as of February 21, 2023, among Conn's Inc., as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, the guarantors party thereto, JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and the lenders party thereto, as lenders (incorporated herein by reference to Exhibit 10.2 to Form 8-K (File No. 00-34956) as filed with the Securities and Exchange Commission on February 24, 2023

EX-10.2 Exhibit 10.2 Execution Version AMENDMENT NO. 2 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of February 21, 2023, and is entered into by and among CONN’S, INC., a Delaware corporation, as parent and guarantor (“Parent”), CONN APPLIANCES, INC., a Texas corporation (“CAI

CONN / Conn's Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Conn's Inc (Name of Issuer) Common Stock (Title of Class of Securities) 208242107 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN?S

Conn’s, Inc. Reports Third Quarter Fiscal Year 2023 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports Third Quarter Fiscal Year 2023 Financial Results THE WOODLANDS, Texas, December 6, 2022 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of home goods, including furniture, appliances, and consumer electronics, with a mission to elevate home life to home love, today announced its financial results for the quarter ended October 31, 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2022 CONN’S, INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2022 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

Amendment No. 1 to Fifth Amended and Restated Loan and Security Agreement, dated November 21, 2022, among the Company, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., certain banks and financial institutions named therein, as lenders, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders

Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this ?Amendment?) is dated as of November 21, 2022, and is entered into by and among CONN?S, INC., a Delaware corporation, as parent and guarantor (?Parent?), CONN APPLIANCES, INC., a Texas corporation (?CAI?), CONN

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Offer Letter, dated October 17, 2022, between Conn’s, Inc. and Norman L. Miller.

Exhibit 10.1 Conn?s, Inc. October 17, 2022 Mr. Norman L. Miller 2445 Technology Forest Blvd., Suite 800 The Woodlands, TX 77381 Dear Norm: We are pleased to offer you, subject to approval by the Conn?s, Inc. (?Conn?s?) Board of Directors (the ?Board?): ? The position of Interim President & Chief Executive Officer of Conn?s, Inc. (?Interim CEO?) in the capacity as an ?at-will? employee of the compa

Conn’s, Inc. Announces Leadership Change Chandra Holt has Stepped Down as President and Chief Executive Officer Norman Miller, Conn’s Former President and Chief Executive Officer, Appointed as Interim President and Chief Executive Officer Conn’s Prov

Exhibit 99.1 Conn?s, Inc. Announces Leadership Change Chandra Holt has Stepped Down as President and Chief Executive Officer Norman Miller, Conn?s Former President and Chief Executive Officer, Appointed as Interim President and Chief Executive Officer Conn?s Provides Business Update THE WOODLANDS, Texas October 18, 2022 ? Conn?s, Inc. (NASDAQ: CONN) (?Conn?s? or the ?Company?), announced today tha

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2022 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN?S, I

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2022 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numbe

Conn’s, Inc. Reports Second Quarter Fiscal Year 2023 Financial Results

Exhibit 99.1 Conn?s, Inc. Reports Second Quarter Fiscal Year 2023 Financial Results THE WOODLANDS, Texas, August 30, 2022 - Conn?s, Inc. (NASDAQ: CONN) (?Conn?s? or the ?Company?), a specialty retailer of home goods, including furniture, appliances, and consumer electronics, with a mission to elevate home life to home love, today announced its financial results for the quarter ended July 31, 2022.

Base Indenture, dated as of July 21, 2022, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on August 9, 2022)

Exhibit 4.1 Conn?s Receivables Funding 2022-A, LLC, as Issuer and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee BASE INDENTURE Dated as of July 21, 2022 Asset Backed Notes (Issuable in Series) Table of Contents Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1. Definitions 2 Section 1.2. Incorporation by Reference of Trust Indenture Act 22 Section 1.3. Cross-

First Receivables Purchase Agreement, dated July 21, 2022, by and between the Seller and the Depositor (incorporated herein by reference to Exhibit 10.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on August 9, 2022)

Exhibit 10.1 FIRST RECEIVABLES PURCHASE AGREEMENT Dated as of July 21, 2022 between CONN APPLIANCES RECEIVABLES FUNDING, LLC as Purchaser, and CONN CREDIT I, LP as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Purchase of Receivables 3 SECTION 2.2 Purchase

Second Receivables Purchase Agreement, dated July 21, 2022, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on August 9, 2022)

Exhibit 10.2 SECOND RECEIVABLES PURCHASE AGREEMENT Dated as of July 21, 2022 between CONN'S RECEIVABLES 2022-A TRUST as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES SECTION 2.1 Purchase of Receivables 3 SECTION 2.

Servicing Agreement dated as of July 21, 2022, by and among the Issuer, the Receivables Trust, the Servicer and the Trustee (incorporated herein by reference to Exhibit 10.4 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on August 9, 2022)

Exhibit 10.4 SERVICING AGREEMENT among CONN?S RECEIVABLES FUNDING 2022-A, LLC, AS ISSUER, CONN?S RECEIVABLES 2022-A TRUST, AS RECEIVABLES TRUST, CONN APPLIANCES, INC., AS SERVICER, and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF JULY 21, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Terms 1 Section 1.02 Definitions 4 Section 1.03 Other Definit

Series 2022-A Supplement to the Base Indenture, dated as of July 21, 2022, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on August 9, 2022)

Exhibit 4.2 CONN?S RECEIVABLES FUNDING 2022-A, LLC, as Issuer and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SERIES 2022-A SUPPLEMENT Dated as of July 21, 2022 to BASE INDENTURE Dated as of July 21, 2022 CONN?S RECEIVABLES FUNDING 2022-A, LLC $275,600,000 5.87% Asset Backed Fixed Rate Notes, Class A $132,090,000 9.52% Asset Backed Fixed Rate Notes, Class B $63,090,000 0.00% Asse

Purchase and Sale Agreement, dated July 21, 2022, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.3 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on August 9, 2022)

Exhibit 10.3 PURCHASE AND SALE AGREEMENT Dated as of July 21, 2022 between CONN?S RECEIVABLES FUNDING 2022-A, LLC as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 2 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 2 SECTION 2.1 Purchase of the Receivables Trust C

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2022 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Note Purchase Agreement, dated July 14, 2022, by and among Conn Appliances, Inc., Conn’s Receivables Funding 2022-A, LLC, Conn Appliances Receivables Funding, LLC, Conn’s, Inc. and the Initial Purchasers (incorporated herein by reference to Exhibit 1.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on July 18, 2022)

EX-1.1 2 tm2221186d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 NOTE PURCHASE AGREEMENT July 14, 2022 J.P. Morgan Securities LLC, as an Initial Purchaser 383 Madison Avenue, 8th Floor New York, New York 10179 Deutsche Bank Securities Inc., as an Initial Purchaser One Columbus Circle New York, New York 10019 MUFG Securities Americas Inc., as an Initial Purchaser 1221 Avenue of the Americas, 6th Floor New Yor

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2022 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2022 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN?S,

Conn’s, Inc. Reports First Quarter Fiscal Year 2023 Financial Results

Exhibit 99.1 Conn?s, Inc. Reports First Quarter Fiscal Year 2023 Financial Results THE WOODLANDS, Texas, June 1, 2022 - Conn?s, Inc. (NASDAQ: CONN) (?Conn?s? or the ?Company?), a specialty retailer of home goods, including furniture, appliances and consumer electronics, with a mission to elevate home life to home love, today announced its financial results for the quarter ended April 30, 2022. "As

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2022 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 d185140ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as

Conn’s, Inc. Reports Fourth Quarter and Full Year Fiscal Year 2022 Financial Results Announces Acquisition of Lease-to-Own Technology Platform Annual retail sales increased 22.7% to $1.3 billion Annual eCommerce sales increased 171.3% to a record $71

EX-99.1 2 exhibit991earningsreleaseq.htm EX-99.1 Exhibit 99.1 Conn’s, Inc. Reports Fourth Quarter and Full Year Fiscal Year 2022 Financial Results Announces Acquisition of Lease-to-Own Technology Platform Annual retail sales increased 22.7% to $1.3 billion Annual eCommerce sales increased 171.3% to a record $71.3 million Annual credit spread of 1,170 basis points, helps drive record annual credit

Subsidiaries of Conn’s, Inc. (filed herewith)

Exhibit 21 SUBSIDIARIES OF CONN?S, INC. Subsidiary Jurisdiction Conn Appliances, Inc. Texas Conn Credit Corporation, Inc. Texas CAI Holding, LLC Delaware CAI Credit Insurance Agency, Inc. Louisiana Conn Credit I, LP Texas Conn Lending, LLC Delaware Conn?s Receivables Funding I GP, LLC Texas Conn?s Receivables, LLC Delaware Conn?s Receivables Funding I, LP Texas Conn Appliances Receivables Funding,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2022 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

CONN / Conn's Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Conn's Inc (Name of Issuer) Common Stock (Title of Class of Securities) 208242107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

CONN / Conn's Inc / Stephens Group, LLC - SCHEDULE 13D Activist Investment

SC 13D 1 conn-sc13damend1007122021.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Conn's, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) Ronald M. Clark The Stephens Group, LLC 100 River Bluff Drive, Suite 500 Lit

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2022 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

TODAY’S AGENDA VISION + STRATEGY OVERVIEW Chandra Holt, President & Chief Executive Officer CUSTOMER JOURNEY + STORE EXPANSION Strengthen the Core Rodney Lastinger, President of Retail GROWTH + OPPORTUNITY Evolve the Credit Business TJ Fenton, Chief

Exhibit 99.2 TRANSFORMATION GROWTH SHAREHOLDER VALUE I N V E S T O R D A Y 2 0 2 2 C O N N ? S H O M E P L U S I N V E S T O R D A Y 2 0 2 2 1 TODAY?S AGENDA VISION + STRATEGY OVERVIEW Chandra Holt, President & Chief Executive Officer CUSTOMER JOURNEY + STORE EXPANSION Strengthen the Core Rodney Lastinger, President of Retail GROWTH + OPPORTUNITY Evolve the Credit Business TJ Fenton, Chief Credit

Conn’s, Inc. Announces Enhanced Growth Strategy

EX-99.1 2 d146163dex991.htm EX-99.1 Exhibit 99.1 Conn’s, Inc. Announces Enhanced Growth Strategy THE WOODLANDS, Texas, January 20, 2022—Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced that members of its senior leadership team w

Conn’s Announces Authorization of $150 Million Share Repurchase Program

Exhibit 99.1 Conn?s Announces Authorization of $150 Million Share Repurchase Program THE WOODLANDS, Texas, December, 15, 2021?Conn?s, Inc. (NASDAQ: CONN) (?Conn?s? or the ?Company?), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its Board of Directors has authorized a $150 million s

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2021 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Conn’s, Inc. 2445 Technology Forest Boulevard The Woodlands, Texas 77381 December 9, 2021

Conn’s, Inc. 2445 Technology Forest Boulevard The Woodlands, Texas 77381 December 9, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jennie Beysolow Re: Registration Statement on Form S-3 (File No. 333-261325) of Conn’s, Inc. Ladies and Gentlemen: On behalf of Conn’s, Inc., and pursuant to Rule 461 promulgated under

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2021 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

Conn’s, Inc. Reports Third Quarter Fiscal Year 2022 Financial Results

Exhibit 99.1 Conn?s, Inc. Reports Third Quarter Fiscal Year 2022 Financial Results THE WOODLANDS, Texas, December 7, 2021 - Conn?s, Inc. (NASDAQ: CONN) (?Conn?s? or the ?Company?), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its financial results for the quarter ended October 31,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN?S

AGREEMENT TO FILE JOINT SCHEDULE 13D

EX-99.1 2 d261717dex991.htm EX-99.1 CUSIP No. 208242107 Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D. IN

CONN / Conn's Inc / Stephens Investments Holdings LLC - SC 13D/A Activist Investment

SC 13D/A 1 d261717dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 24) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) David A. Knight Stephens Investments Holdings LLC 111 Center Street Little Rock, AR 72201 (501) 377-257

Servicing Agreement dated as of November 23, 2021, by and among the Issuer, the Receivables Trust, the Servicer and the Trustee

Exhibit 10.4 SERVICING AGREEMENT among CONN?S RECEIVABLES FUNDING 2021-A, LLC, AS ISSUER, CONN?S RECEIVABLES 2021-A TRUST, AS RECEIVABLES TRUST, CONN APPLIANCES, INC., AS SERVICER, and WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF NOVEMBER 23, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Terms 1 Section 1.02 Definitions 4 Section 1.03 Other Definitional P

Base Indenture, dated as of November 23, 2021, by and between the Issuer and the Trustee

Exhibit 4.1 Conn?s Receivables Funding 2021-A, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee BASE INDENTURE Dated as of November 23, 2021 Asset Backed Notes (Issuable in Series) Table of Contents Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1. Definitions 2 Section 1.2. Incorporation by Reference of Trust Indenture Act 22 Section 1.3. Cross-Referen

Purchase and Sale Agreement, dated November 23, 2021, by and between the Depositor and the Issuer

Exhibit 10.3 PURCHASE AND SALE AGREEMENT Dated as of November 23, 2021 between CONN?S RECEIVABLES FUNDING 2021-A, LLC as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 2 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 2 SECTION 2.1 Purchase of the Receivables Tru

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2021 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

First Receivables Purchase Agreement, dated November 23, 2021, by and between the Seller and the Depositor

Exhibit 10.1 FIRST RECEIVABLES PURCHASE AGREEMENT Dated as of November 23, 2021 between CONN APPLIANCES RECEIVABLES FUNDING, LLC as Purchaser, and CONN CREDIT I, LP as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Purchase of Receivables 3 SECTION 2.2 Purch

Second Receivables Purchase Agreement, dated November 23, 2021, by and between the Depositor and the Receivables Trust

Exhibit 10.2 SECOND RECEIVABLES PURCHASE AGREEMENT Dated as of November 23, 2021 between CONN'S RECEIVABLES 2021-A TRUST as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES SECTION 2.1 Purchase of Receivables 3 SECTIO

Series 2021-A Supplement to the Base Indenture, dated as of November 23, 2021, by and between the Issuer and the Trustee

Exhibit 4.2 CONN?S RECEIVABLES FUNDING 2021-A, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee SERIES 2021-A SUPPLEMENT Dated as of November 23, 2021 to BASE INDENTURE Dated as of November 23, 2021 CONN?S RECEIVABLES FUNDING 2021-A, LLC $247,830,000 1.05% Asset Backed Fixed Rate Notes, Class A $66,090,000 2.87% Asset Backed Fixed Rate Notes, Class B $63,890,000 4.59% Asset Ba

As filed with the Securities and Exchange Commission on November 24, 2021

Table of Contents As filed with the Securities and Exchange Commission on November 24, 2021 Registration No.

Note Purchase Agreement, dated November 17, 2021, by and among the Company, the Issuer, the Depositor, Conn Appliances and the Initial Purchasers.

Exhibit 1.1 NOTE PURCHASE AGREEMENT November 17, 2021 MUFG Securities Americas Inc., as an Initial Purchaser 1221 Avenue of the Americas, 6th Floor New York, New York 10020 Deutsche Bank Securities Inc., as an Initial Purchaser One Columbus Circle New York, New York 10019 J.P. Morgan Securities LLC, as an Initial Purchaser 383 Madison Avenue, 8th Floor New York, New York 10179 Ladies and Gentlemen

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2021 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN?S, I

Conn’s, Inc. Reports Second Quarter Fiscal Year 2022 Financial Results

Exhibit 99.1 Conn?s, Inc. Reports Second Quarter Fiscal Year 2022 Financial Results THE WOODLANDS, Texas, September 1, 2021 - Conn?s, Inc. (NASDAQ: CONN) (?Conn?s? or the ?Company?), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its financial results for the quarter ended July 31, 2

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2021 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Offer Letter, dated July 30, 2021, between Conn’s, Inc. and Chandra Holt

Exhibit 10.1 Conn?s, Inc. July 30, 2021 Ms. Chandra Holt Dear Chandra: We are pleased to offer you, subject to approval by the company?s Board of Directors (the ?Board?): ? The position of President & Chief Executive Officer of Conn?s Inc. (?Conn?s?), reporting directly to the Board, as well as a seat on the Board, in each case effective August 9, 2021; ? Annual cash compensation consisting of the

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2021 CONN?S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Executive Severance Agreement, dated as of August 9, 2021, between Conn’s, Inc. and Chandra Holt

Exhibit 10.2 EXECUTIVE SEVERANCE AGREEMENT THIS EXECUTIVE SEVERANCE AGREEMENT (this ?Agreement?) is made as of August 9, 2021 (?Effective Date?), by and between Conn?s, Inc., a Delaware corporation with its principal offices at 2445 Technology Forest Blvd, Building 4, Suite 800, The Woodlands, Texas 77381 (?Conn?s?), and Chandra Holt, an individual (the ?Executive?). WHEREAS, Executive has agreed

Conn’s Announces Leadership Transition Chandra Holt Appointed Chief Executive Officer and President Norm Miller to Transition to Role of Executive Chairman

EX-99.1 5 d213027dex991.htm EX-99.1 Exhibit 99.1 Conn’s Announces Leadership Transition Chandra Holt Appointed Chief Executive Officer and President Norm Miller to Transition to Role of Executive Chairman THE WOODLANDS, Texas, August 4, 2021 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home of

Letter Agreement, dated August 4, 2021, between Conn’s, Inc. and Norman L. Miller.

EX-10.3 4 d213027dex103.htm EX-10.3 Exhibit 10.3 August 4, 2021 Mr. Norman L. Miller 2445 Technology Forest Blvd., Suite 800 The Woodlands, TX 77381 Dear Norm: In furtherance of the succession planning efforts undertaken by the Board of Directors (the “Board”) and yourself, the Company acknowledges that you will be stepping down as President and Chief Executive Officer of Conn’s, Inc. (the “Compan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S,

Conn’s, Inc. Reports First Quarter Fiscal Year 2022 Financial Results

EX-99.1 2 exhibit991earningsreleaseq.htm EX-99.1 Exhibit 99.1 Conn’s, Inc. Reports First Quarter Fiscal Year 2022 Financial Results THE WOODLANDS, Texas, June 3, 2021 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its financi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2021 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2021 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant: ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Def

- DEF 14A

DEF 14A 1 d25352ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule

Fifth Amended and Restated Loan Agreement, dated March 29, 2021, by and among the Company, as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, certain banks and financial institutions named therein, as lenders, and Bank of America N.A., in its capacity as agent for lenders (incorporated herein by reference to Exhibit 10.15 to Form 10-K for the annual period ended January 2021 (File No. 001-34956) as filed with the Securities and Exchange Commission on March 31, 2021)

EXHIBIT 10.15 FIFTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Dated as of March 29, 2021 CONN?S, INC., as Parent and Guarantor and CONN APPLIANCES, INC., CONN CREDIT I, LP, and CONN CREDIT CORPORATION, INC., as Borrowers CERTAIN FINANCIAL INSTITUTIONS, as Lenders, JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent, REGIONS BANK, and MUFG UNION BANK, N.A., as Co-Syndicat

Description of Registrant’s Securities (incorporated herein by reference to Exhibit 4.5 to Form 10-K for the annual period ended January 31, 2021 (File No. 001-34956) as filed with the Securities and Exchange Commission on March 31, 2021))

Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Throughout this exhibit, references to ?the Company,? ?we,? ?our,? and ?us? refer to Conn?s, Inc. The following summary of terms of our common stock, par value $0.01 per share (the ?common stock?), and preferred stock, $0.01 value per share (the ?preferred stock?), is bas

General Release and Waiver, dated as of January 29, 2021, between Conn’s, Inc. and Lee Wright (filed herewith)

EX-10.44 4 conns01312021ex1044.htm EX-10.44 EXHIBIT 10.44 GENERAL RELEASE AND WAIVER 1.I, Lee Wright, in consideration of the severance benefits to be paid to me by Conn’s, Inc., a Delaware corporation (the “Company,” and together with its affiliates, the “Company Parties”) pursuant to the Executive Severance Agreement between me and the Company effective as of June 22, 2016 (the “Executive Severa

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2021 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

Subsidiaries of Conn’s, Inc. (filed herewith)

EX-21 5 conns01312021ex21.htm EX-21 Exhibit 21 SUBSIDIARIES OF CONN’S, INC. Subsidiary Jurisdiction Conn Appliances, Inc. Texas Conn Credit Corporation, Inc. Texas CAI Holding, LLC Delaware CAI Credit Insurance Agency, Inc. Louisiana Conn Credit I, LP Texas Conn Lending, LLC Delaware Conn’s Receivables Funding I GP, LLC Texas Conn’s Receivables, LLC Delaware Conn’s Receivables Funding I, LP Texas

Conn’s, Inc. Reports Fourth Quarter Fiscal Year 2021 Financial Results

EX-99.1 2 exhibit991earningsreleaseq.htm EX-99.1 Exhibit 99.1 Conn’s, Inc. Reports Fourth Quarter Fiscal Year 2021 Financial Results THE WOODLANDS, Texas, March 31, 2021 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its fina

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Conn's Inc (Name of Issuer) Common Stock (Title of Class of Securities) 208242107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Conn's Inc Title of Class of Securities: Common Stock CUSIP Number: 208242107 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d

POWER OF ATTORNEY for Executing Forms 3, 4 and 5 and Schedules 13G and 13D

EX-99.2 3 d109817dex992.htm EX-99.2 CUSIP No. 208242107 Exhibit 2 POWER OF ATTORNEY for Executing Forms 3, 4 and 5 and Schedules 13G and 13D KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of David Knight, William Keisler, Kevin Burns, Todd Ferguson, Molly Deere, and Jason Nadeau the undersigned’s true and lawful attorneys-in-fact to: (1) execute, for

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 23) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) (CUSIP Number) Da

SC 13D/A CUSIP No. 208242107 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 23) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) David A. Knight Stephens Investments Holdings LLC 111 Center Street Little Rock, AR 72201 (501) 377-2573 (Name, A

AGREEMENT TO FILE JOINT SCHEDULE 13D

EX-99.1 2 d109817dex991.htm EX-99.1 CUSIP No. 208242107 Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D. IN

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2021 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

- S-8

S-8 1 s-8conns1202021.htm S-8 As filed with the Securities and Exchange Commission on January 20, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 CONN’S, INC (Exact name of registrant as specified in its charter) Delaware 06-1672840 (State or other jurisdiction of incorporation or or

AGREEMENT TO FILE JOINT SCHEDULE 13D

EX-99.1 CUSIP No. 208242107 Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D. IN WITNESS WHEREOF, each of th

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 22) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) (CUSIP Number) Da

SC 13D AMENDMENT NO. 22 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 22) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) David A. Knight Stephens Investments Holdings LLC 111 Center Street Little Rock, AR 72201 (501) 377-2573 (Name, Addres

Conn’s, Inc. Reports Third Quarter Fiscal Year 2021 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports Third Quarter Fiscal Year 2021 Financial Results THE WOODLANDS, Texas, December 8, 2020 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its financial results for the quarter ended October 31,

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2020 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

Third Amended and Restated Bylaws of Conn’s, Inc. effective as of December 7, 2020 (incorporated herein by reference to exhibit 3.2 to Form 10-Q for the quarterly period ended October 31, 2020 (File No. 001-34956) as filed with the Securities and Exchange Commission on December 4, 2020)

EX-3.2 2 conns10312020ex32.htm EX-3.2 EXHIBIT 3.2 THIRD AMENDED AND RESTATED BYLAWS OF CONN’S, INC. AS OF DECEMBER 7, 2020 ARTICLE 1 OFFICES Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 ARTICLE 2 MEETINGS OF STOCKHOLDERS Section 2.1 Place of Meetings 1 Section 2.2 Annual Meeting 1 Section 2.3 Special Meetings 1 Section 2.4 Notice 1 Section 2.5 Voting List 2 Section 2.6 Quorum 2 Sect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S

First Receivables Purchase Agreement, dated October 16, 2020, by and between the Seller and the Depositor (incorporated herein by reference to Exhibit 10.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on October 20, 2020)

Exhibit 10.1 Execution Version FIRST RECEIVABLES PURCHASE AGREEMENT Dated as of October 16, 2020 between CONN APPLIANCES RECEIVABLES FUNDING, LLC as Purchaser, and CONN CREDIT I, LP as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Purchase of Receivables 3

Base Indenture, dated as of October 16, 2020, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on October 20, 2020)

Exhibit 4.1 Execution Version Conn’s Receivables Funding 2020-A, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee BASE INDENTURE Dated as of October 16, 2020 Asset Backed Notes (Issuable in Series) Table of Contents Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1. Definitions 2 Section 1.2. Incorporation by Reference of Trust Indenture Act 21 Section 1

Second Receivables Purchase Agreement, dated October 16, 2020, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on October 20, 2020)

Exhibit 10.2 Execution Version SECOND RECEIVABLES PURCHASE AGREEMENT Dated as of October 16, 2020 between CONN'S RECEIVABLES 2020-A TRUST as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES SECTION 2.1 Purchase of Rec

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2020 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numb

Servicing Agreement dated as of October 16, 2020, by and among the Issuer, the Receivables Trust, the Servicer and the Trustee (incorporated herein by reference to Exhibit 10.4 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on October 20, 2020)

Exhibit 10.4 Execution Version SERVICING AGREEMENT among CONN’S RECEIVABLES FUNDING 2020-A, LLC, AS ISSUER, CONN’S RECEIVABLES 2020-A TRUST, AS RECEIVABLES TRUST, CONN APPLIANCES, INC., AS SERVICER, and WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF OCTOBER 16, 2020 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Terms 1 Section 1.02 Definitions 4 Section 1.03 Oth

Purchase and Sale Agreement, dated October 16, 2020, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.3 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on October 20, 2020)

EX-10.3 6 tm2033859d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 Execution Version PURCHASE AND SALE AGREEMENT Dated as of October 16, 2020 between CONN’S RECEIVABLES FUNDING 2020-A, LLC as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 2 ARTICLE II AMOUNTS AND TERMS

Series 2020-A Supplement to the Base Indenture, dated as of October 16, 2020, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on October 20, 2020)

Exhibit 4.2 Execution Version CONN’S RECEIVABLES FUNDING 2020-A, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee SERIES 2020-A SUPPLEMENT Dated as of October 16, 2020 to BASE INDENTURE Dated as of October 16, 2020 CONN’S RECEIVABLES FUNDING 2020-A, LLC $174,900,000 1.71% Asset Backed Fixed Rate Notes, Class A $65,200,000 4.27% Asset Backed Fixed Rate Notes, Class B $62,900,00

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2020 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Numbe

Note Purchase Agreement, dated October 9, 2020, by and among Conn Appliances, Inc., Conn’s Receivables Funding 2020-A, LLC, Conn Appliances Receivables Funding, LLC, Conn’s, Inc. and the Initial Purchasers (incorporated herein by reference to Exhibit 1.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on October 13, 2020)

Exhibit 1.1 NOTE PURCHASE AGREEMENT October 9, 2020 J.P. Morgan Securities LLC, as an Initial Purchaser 383 Madison Avenue, 8th Floor New York, New York 10179 Credit Suisse Securities (USA) LLC, as an Initial Purchaser Eleven Madison Avenue New York, New York 10010 MUFG Securities Americas Inc., as an Initial Purchaser 1221 Avenue of the Americas, 6th Floor New York, New York 10020 Deutsche Bank S

Amendment to Fourth Amended and Restated Loan and Security Agreement, dated June 5, 2020, by and among the Company, as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, certain banks and financial institutions named therein, as lenders, and JP Morgan Chase Bank, N.A., as Administrative Agent and Collateral Agent (incorporated herein by reference to Exhibit 10.

EXHIBIT 10.2 EXECUTION VERSION THIRD AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AGREEMENT This THIRD AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AGREEMENT (this “Agreement”) is dated as of June 5, 2020, and is entered into by and among CONN’S, INC., a Delaware corporation, as parent and guarantor (“Parent”), CONN APPLIANCES, INC., a Texas corporation (“CAI”), CONN CREDIT I, LP, a Texas limite

Conn’s, Inc. Reports Second Quarter Fiscal Year 2021 Financial Results

EX-99.1 2 exhibit991earningsrele.htm EX-99.1 Exhibit 99.1 Conn’s, Inc. Reports Second Quarter Fiscal Year 2021 Financial Results THE WOODLANDS, Texas, September 3, 2020 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its finan

Amended and Restated Executive Severance Plan (incorporated herein by reference to Exhibit 10.1 to Form 10-Q for the quarterly period ended July 31, 2020 (File No. 001-34956) as filed with the Securities and Exchange Commission on September 3, 2020)

EXHIBIT 10.1 CONN’S, INC. AMENDED AND RESTATED EXECUTIVE SEVERANCE PLAN (Effective September 2, 2020) In December 2015, Conn’s, Inc., a Delaware corporation (the “Company”), adopted the Conn’s, Inc. Executive Severance Plan (the “Original Plan”) to provide key management employees with certain cash severance payments and/or other benefits in the event of a termination of employment. In order to en

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2020 CONN’S, INC. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S, I

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2020 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number) (

Conn’s, Inc. Reports First Quarter Fiscal Year 2021 Financial Results

Exhibit 99.1 Conn’s, Inc. Reports First Quarter Fiscal Year 2021 Financial Results THE WOODLANDS, Texas, June 9, 2020 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced its financial results for the quarter ended April 30, 2020.

Master Services Agreement for Professional Services, dated April 14, 2020, between Conn Appliances, Inc. and John Davis (filed herewith).

EXHIBIT 10.2 MASTER SERVICES AGREEMENT FOR PROFESSIONAL SERVICES This Master Services Agreement for Professional Services (the “MSA”) by and between Conn Appliances, Inc., with offices at 2445 Technology Forest Blvd., The Woodlands, TX 77381 (hereinafter individually referred to as the “Company”) and Woodlands Financial Advisory LLC at 283 N Silvershire Cir, The Woodlands, TX 77381 (hereinafter re

Third Amendment to Fourth Amended and Restated Loan and Security Agreement, dated June 5, 2020, by and among the Company, as parent and guarantor, Conn Appliances, Inc., Conn Credit I, LP and Conn Credit Corporation, Inc., as borrowers, certain banks and financial institutions named therein, as lenders, and JP Morgan Chase Bank, N.A., as Administrative Agent and Collateral Agent.

EXHIBIT 10.1 EXECUTION VERSION THIRD AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AGREEMENT This THIRD AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AGREEMENT (this “Agreement”) is dated as of June 5, 2020, and is entered into by and among CONN’S, INC., a Delaware corporation, as parent and guarantor (“Parent”), CONN APPLIANCES, INC., a Texas corporation (“CAI”), CONN CREDIT I, LP, a Texas limite

Quarterly Report - 10-Q

10-Q 1 conns430202010-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commissi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2020 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2020 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number) (I

Conn’s, Inc. 2020 Omnibus Equity Plan (incorporated herein by reference to Appendix A of the Company’s Definitive Proxy Statement on Schedule 14A (File No. 001-34956) as filed with the Securities and Exchange Commission on April 14, 2020)

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

CONN / Conn's, Inc. 10-K - Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34

Conn’s, Inc. Reports Fourth Quarter Fiscal Year 2020 Financial Results And Provides Business Update Related to COVID-19

EX-99.1 2 exhibit991earningsreleaseq.htm EXHIBIT 99.1 Exhibit 99.1 Conn’s, Inc. Reports Fourth Quarter Fiscal Year 2020 Financial Results And Provides Business Update Related to COVID-19 THE WOODLANDS, Texas, April 14, 2020 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and

Description of Registrant’s Securities (filed herewith)

Exhibit 4.7 DESCRIPTION OF THE RESITRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Throughout this exhibit, references to “we,” “our,” and “us” refer to Conn’s, Inc. The following summary of terms of our common stock, par value $0.01 per share (the “common stock”), and preferred stock, $0.01 value per share (the “preferred stock”), is based upon our Cert

Subsidiaries of Conn’s, Inc. (filed herewith)

Exhibit 21 SUBSIDIARIES OF CONN’S, INC. Subsidiary Jurisdiction Conn Appliances, Inc. Texas Conn Credit Corporation, Inc. Texas CAI Holding, LLC Delaware CAI Credit Insurance Agency, Inc. Louisiana Conn Credit I, LP Texas Conn Lending, LLC Delaware Conn’s Receivables Funding I GP, LLC Texas Conn’s Receivables, LLC Delaware Conn’s Receivables Funding I, LP Texas Conn Appliances Receivables Funding,

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2020 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 6, 2020 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number) (

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2020 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Conn’s, Inc. Provides Update on Liquidity

EX-99.1 Exhibit 99.1 Conn’s, Inc. Provides Update on Liquidity THE WOODLANDS, Texas, March 20, 2020—Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or the “Company”), a specialty retailer of furniture and mattresses, home appliances, consumer electronics and home office products, and provider of consumer credit, today announced that on March 18, 2020, the Company borrowed an additional $275 million under it

Regulation FD Disclosure, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2020 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-34956 (Commission File Number) 06-1672

CONN / Conn's, Inc. / PAR INVESTMENT PARTNERS LP - SC 13G/A Passive Investment

SC 13G/A 1 d856658dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* CONN’S, INC. (Name of Issuer) Common stock, par value $0.01 (Title of Class of Securities) 208242107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

CONN / Conn's, Inc. / Anchorage Capital Group, L.L.C. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* CONN’S, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

CONN / Conn's, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CONN'S INC (Name of Issuer) Common Stock (Title of Class of Securities) 208242107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

CONN / Conn's, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Conn's Inc Title of Class of Securities: Common Stock CUSIP Number: 208242107 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1(c

CONN / Conn's, Inc. / Stephens Investments Holdings LLC - SC 13D AMENDMENT NO. 21 Activist Investment

SC 13D AMENDMENT NO. 21 CUSIP No. 208242107 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 21) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) David A. Knight Stephens Investments Holdings LLC 111 Center Street Little Rock, AR 72201 (501) 37

AGREEMENT TO FILE JOINT SCHEDULE 13D

EX-99.1 CUSIP No. 208242107 Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D. IN WITNESS WHEREOF, each of th

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-k103119earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdictio

CONN / Conn's, Inc. 10-Q - Quarterly Report - 10-Q 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S

Conn’s, Inc. Reports Third Quarter Fiscal Year 2020 Financial Results Highest Quarterly Credit Spread in Six Years of 1,070 Basis Points Produces Positive Credit Segment Income GAAP Earnings Increased 13.3% to $0.51 Per Diluted Share Same Store Sales

Exhibit 99.1 Conn’s, Inc. Reports Third Quarter Fiscal Year 2020 Financial Results Highest Quarterly Credit Spread in Six Years of 1,070 Basis Points Produces Positive Credit Segment Income GAAP Earnings Increased 13.3% to $0.51 Per Diluted Share Same Store Sales Impacted by Underwriting Adjustments and Market Challenges in Consumer Electronics Category New Stores Contributed over 7% Growth to Ret

Servicing Agreement dated as of November 26, 2019, by and among the Issuer, the Receivables Trust, the Servicer and the Trustee (incorporated herein by reference to Exhibit 10.4 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on November 27, 2019)

Exhibit 10.4 Execution Version SERVICING AGREEMENT among CONN’S RECEIVABLES FUNDING 2019-B, LLC, AS ISSUER, CONN’S RECEIVABLES 2019-B TRUST, AS RECEIVABLES TRUST, CONN APPLIANCES, INC., AS SERVICER, and WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF NOVEMBER 26, 2019 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Terms 1 Section 1.02 Definitions 4 Section 1.03 Ot

Purchase and Sale Agreement, dated November 26, 2019, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.3 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on November 27, 2019)

Exhibit 10.3 EXECUTION VERSION PURCHASE AND SALE AGREEMENT Dated as of November 26, 2019 between CONN’S RECEIVABLES FUNDING 2019-B, LLC as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 2 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 2 SECTION 2.1 Purchase of t

Base Indenture, dated as of November 26, 2019, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on November 27, 2019)

Exhibit 4.1 Execution Version Conn’s Receivables Funding 2019-B, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee BASE INDENTURE Dated as of November 26, 2019 Asset Backed Notes (Issuable in Series) Table of Contents Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1. Definitions 2 Section 1.2. Incorporation by Reference of Trust Indenture Act 21 Section

First Receivables Purchase Agreement, dated November 26, 2019, by and between the Seller and the Depositor (incorporated herein by reference to Exhibit 10.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on November 27, 2019)

Exhibit 10.1 EXECUTION VERSION FIRST RECEIVABLES PURCHASE AGREEMENT Dated as of November 26, 2019 between CONN APPLIANCES RECEIVABLES FUNDING, LLC as Purchaser, and CONN CREDIT I, LP as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Purchase of Receivables 3

Second Receivables Purchase Agreement, dated November 26, 2019, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on November 27, 2019)

Exhibit 10.2 Execution Version SECOND RECEIVABLES PURCHASE AGREEMENT Dated as of November 26, 2019 between CONN’S RECEIVABLES 2019-B TRUST as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES SECTION 2.1 Purchase of Re

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Series 2019-B Supplement to the Base Indenture, dated as of November 26, 2019, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on November 27, 2019)

Exhibit 4.2 Execution Version CONN’S RECEIVABLES FUNDING 2019-B, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee SERIES 2019-B SUPPLEMENT Dated as of November 26, 2019 to BASE INDENTURE Dated as of November 26, 2019 CONN’S RECEIVABLES FUNDING 2019-B, LLC $317,150,000 2.66% Asset Backed Fixed Rate Notes, Class A $85,540,000 3.62% Asset Backed Fixed Rate Notes, Class B $83,270,

Note Purchase Agreement, dated November 19, 2019, by and among Conn Appliances, Inc., Conn’s Receivables Funding 2019-B, LLC, Conn Appliances Receivables Funding, LLC, Conn’s, Inc. and the Initial Purchasers (incorporated herein by reference to Exhibit 1.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on November 22, 2019)

Exhibit 1.1 EXECUTION VERSION NOTE PURCHASE AGREEMENT November 19, 2019 J.P. Morgan Securities LLC, as an Initial Purchaser 383 Madison Avenue, 8th Floor New York, New York 10179 Credit Suisse Securities (USA) LLC, as an Initial Purchaser Eleven Madison Avenue New York, New York 10010 MUFG Securities Americas Inc., as an Initial Purchaser 1221 Avenue of the Americas, 6th Floor New York, New York 1

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 tm1923697-18k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2019 Conn's, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorpo

CONN / Conn's, Inc. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S, I

Executive Severance Agreement by and between Rodney Lastinger and Conn’s Inc., dated as of June 3, 2019 (incorporated herein by reference to Exhibit 10.1 to Form 10-Q (File No. 001-34956) filed with the Securities and Exchange Commission on September 3, 2019)

EXHIBIT 10.1 EXECUTIVE SEVERANCE AGREEMENT THIS EXECUTIVE SEVERANCE AGREEMENT (this “Agreement”) is made as of June 3, 2019 (the “Effective Date” shall be the date of the Executive’s commencement of employment), by and between Conn’s, Inc., a Delaware corporation with its principal offices at 2445 Technology Forest Blvd, The Woodlands, Texas 77381 (“Conn’s”), and Rodney Lastinger, an individual (t

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Num

Conn’s, Inc. Reports Second Quarter Fiscal Year 2020 Financial Results Total Retail Sales Increased 3.3% and Same Store Sales in non-Hurricane Harvey Impacted Markets Increased 0.4% Earnings per Diluted Share Increased 17.0% to a Second Quarter Recor

Exhibit 99.1 Conn’s, Inc. Reports Second Quarter Fiscal Year 2020 Financial Results Total Retail Sales Increased 3.3% and Same Store Sales in non-Hurricane Harvey Impacted Markets Increased 0.4% Earnings per Diluted Share Increased 17.0% to a Second Quarter Record of $0.62 Per Diluted Share Repurchased approximately 1.9 Million Shares at an Average Share Price of $18.30 in the Second Quarter of Fi

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number)

Conn’s, Inc. Solidifies Leadership Team to Support Growth Lee Wright Promoted to Executive Vice President and Chief Operating Officer Rodney Lastinger Appointed President of Retail George Bchara Promoted to Executive Vice President and Chief Financia

Exhibit 99.1 Conn’s, Inc. Solidifies Leadership Team to Support Growth Lee Wright Promoted to Executive Vice President and Chief Operating Officer Rodney Lastinger Appointed President of Retail George Bchara Promoted to Executive Vice President and Chief Financial Officer Ryan Nelson Promoted to Vice President and Chief Accounting Officer THE WOODLANDS, Texas, May 31, 2019 - Conn’s, Inc. (NASDAQ:

Submission of Matters to a Vote of Security Holders

8-K 1 a8-k2019annualmeeting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of inco

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-k43019earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of i

Conn’s, Inc. Reports First Quarter Fiscal Year 2020 Financial Results First Quarter GAAP Earnings Per Diluted Share Increased 54% Year-Over-Year to $0.60 Per Diluted Share Record First Quarter Retail Gross Margin of 40.0% First Quarter Credit Spread

Exhibit 99.1 Conn’s, Inc. Reports First Quarter Fiscal Year 2020 Financial Results First Quarter GAAP Earnings Per Diluted Share Increased 54% Year-Over-Year to $0.60 Per Diluted Share Record First Quarter Retail Gross Margin of 40.0% First Quarter Credit Spread of 980 Basis Points Drives Best Credit Performance in Five Years Launches E-Commerce Channel for Sales Financed through Conn’s Credit Aut

CONN / Conn's, Inc. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-34956 CONN’S,

CONN / Conn's, Inc. / Stephens Investments Holdings LLC - SC 13D AMENDMENT NO. 20 Activist Investment

SC 13D Amendment No. 20 CUSIP No. 208242107 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 20) Conn’s Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 208242107 (CUSIP Number) David A. Knight Stephens Investments Holdings LLC 111 Center Street Little Rock, AR 72201 (501) 37

AGREEMENT TO FILE JOINT SCHEDULE 13D

EX-99.1 CUSIP No. 208242107 Exhibit 1 AGREEMENT TO FILE JOINT SCHEDULE 13D Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D. IN WITNESS WHEREOF, each of th

Purchase and Sale Agreement, dated April 24, 2019, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.3 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on April 25, 2019)

Exhibit 10.3 PURCHASE AND SALE AGREEMENT Dated as of April 24, 2019 between CONN’S RECEIVABLES FUNDING 2019-A, LLC as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 2 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 2 SECTION 2.1 Purchase of the Receivables Trust

First Receivables Purchase Agreement, dated April 24, 2019, by and between the Seller and the Depositor (incorporated herein by reference to Exhibit 10.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on April 25, 2019)

Exhibit 10.1 FIRST RECEIVABLES PURCHASE AGREEMENT Dated as of April 24, 2019 between CONN APPLIANCES RECEIVABLES FUNDING, LLC as Purchaser, and CONN CREDIT I, LP as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES 3 SECTION 2.1 Purchase of Receivables 3 SECTION 2.2 Purchase

Series 2019-A Supplement to the Base Indenture, dated as of April 24, 2019, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on April 25, 2019)

Exhibit 4.2 CONN’S RECEIVABLES FUNDING 2019-A, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee SERIES 2019-A SUPPLEMENT Dated as of April 24, 2019 to BASE INDENTURE Dated as of April 24, 2019 CONN’S RECEIVABLES FUNDING 2019-A, LLC $254,530,000 3.40% Asset Backed Fixed Rate Notes, Class A $64,750,000 4.36% Asset Backed Fixed Rate Notes, Class B $62,510,000 5.29% Asset Backed F

Base Indenture, dated as of April 24, 2019, by and between the Issuer and the Trustee (incorporated herein by reference to Exhibit 4.1 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on April 25, 2019)

Exhibit 4.1 Conn’s Receivables Funding 2019-A, LLC, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee BASE INDENTURE Dated as of April 24, 2019 Asset Backed Notes (Issuable in Series) Table of Contents Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1. Definitions 2 Section 1.2. Incorporation by Reference of Trust Indenture Act 22 Section 1.3. Cross-References

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of incorporation) (Commission File Number

Second Receivables Purchase Agreement, dated April 24, 2019, by and between the Seller and the Receivables Trust (incorporated herein by reference to Exhibit 10.2 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on April 25, 2019)

Exhibit 10.2 SECOND RECEIVABLES PURCHASE AGREEMENT Dated as of April 24, 2019 between CONN'S RECEIVABLES 2019-A TRUST as Purchaser, and CONN APPLIANCES RECEIVABLES FUNDING, LLC as Seller TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Accounting and UCC Terms 3 ARTICLE II AMOUNTS AND TERMS OF THE PURCHASES SECTION 2.1 Purchase of Receivables 3 SECTION 2

Servicing Agreement dated as of April 24, 2019, by and among the Issuer, the Receivables Trust, the Servicer and the Trustee (incorporated herein by reference to Exhibit 10.4 to Form 8-K (File No. 001-34956) as filed with the Securities and Exchange Commission on April 25, 2019)

Exhibit 10.4 SERVICING AGREEMENT among CONN’S RECEIVABLES FUNDING 2019-A, LLC, AS ISSUER, CONN’S RECEIVABLES 2019-A TRUST, AS RECEIVABLES TRUST, CONN APPLIANCES, INC., AS SERVICER, and WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF APRIL 24, 2019 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Terms 1 Section 1.02 Definitions 4 Section 1.03 Other Definitional Prov

CONN / Conn's, Inc. DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pr

CONN / Conn's, Inc. POS AM

POS AM Table of Contents As filed with the Securities and Exchange Commission on March 26, 2019 Registration No.

CONN / Conn's, Inc. POSASR

POSASR 1 d691935dposasr.htm POSASR Table of Contents As filed with the Securities and Exchange Commission on March 26, 2019 Registration No. 333-228528 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CONN’S, INC.* (Exact name of registrant as specified in its charter) Delaware

Conn’s, Inc. Reports Fourth Quarter Fiscal Year 2019 Financial Results Fourth Quarter Non-Harvey Same Store Sales up 3.7% Fourth Quarter GAAP Earnings per Diluted Share were a Record $0.91, compared to $0.10 in the Prior Year Period Fourth Quarter Op

Exhibit 99.1 Conn’s, Inc. Reports Fourth Quarter Fiscal Year 2019 Financial Results Fourth Quarter Non-Harvey Same Store Sales up 3.7% Fourth Quarter GAAP Earnings per Diluted Share were a Record $0.91, compared to $0.10 in the Prior Year Period Fourth Quarter Operating Margin of 12.4%; Adjusted EBITDA Margin of 15.6% THE WOODLANDS, Texas, March 26, 2019 - Conn’s, Inc. (NASDAQ: CONN) (“Conn’s” or

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-k13119earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 26, 2019 Conn’s, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34956 06-1672840 (State or other jurisdiction of