CTWS / Connecticut Water Service, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

CTWS / Connecticut Water Service, Inc. 15-12G - - 15-12G

15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-8084 Connecticut Water Service, Inc. (Exact name of registrant as s

CTWS / Connecticut Water Service, Inc. POS AM - - POS AM

POS AM As filed with the Securities and Exchange Commission on October 10, 2019 Registration No.

CTWS / Connecticut Water Service, Inc. S-8 POS - - S-8 POS

S-8 POS 1 d801086ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on October 10, 2019 Registration No. 333-221672 Registration No. 333-195795 Registration No. 333-117494 Registration No. 333-88554 Registration No. 333-51702 Registration No. 333-94525 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATIO

CTWS / Connecticut Water Service, Inc. S-8 POS - - S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on October 10, 2019 Registration No.

CTWS / Connecticut Water Service, Inc. S-8 POS - - S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on October 10, 2019 Registration No.

CTWS / Connecticut Water Service, Inc. S-8 POS - - S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on October 10, 2019 Registration No.

CTWS / Connecticut Water Service, Inc. S-8 POS - - S-8 POS

S-8 POS 1 d801086ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on October 10, 2019 Registration No. 333-221672 Registration No. 333-195795 Registration No. 333-117494 Registration No. 333-88554 Registration No. 333-51702 Registration No. 333-94525 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATIO

CTWS / Connecticut Water Service, Inc. S-8 POS - - S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on October 10, 2019 Registration No.

Amended and Restated Bylaws of Connecticut Water Service, Inc.

EX-3.2 EXHIBIT 3.2 OCTOBER 9, 2019 AMENDED AND RESTATED BYLAWS OF CONNECTICUT WATER SERVICE, INC. a Connecticut corporation ARTICLE I GENERAL These Bylaws are intended to supplement and implement applicable provisions of law and of the Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) of Connecticut Water Service, Inc. (the “Corporation”) with respect to the re

SJW GROUP AND CONNECTICUT WATER COMPLETE COMBINATION TO CREATE LEADING PURE PLAY WATER AND WASTEWATER UTILITY Creates Third Largest Investor-Owned Pure Water and Wastewater Utility Based on Rate Base in United States with Financial Strength, Geograph

EX-99.1 Exhibit 99.1 SJW GROUP AND CONNECTICUT WATER COMPLETE COMBINATION TO CREATE LEADING PURE PLAY WATER AND WASTEWATER UTILITY Creates Third Largest Investor-Owned Pure Water and Wastewater Utility Based on Rate Base in United States with Financial Strength, Geographic Diversity and Scale Combined Company Positioned to Deliver Significant Benefits to Customers and Communities, Invest in Infras

Amended and Restated Certificate of Incorporation of Connecticut Water Service, Inc.

EX-3.1 EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CONNECTICUT WATER SERVICE, INC. FIRST: The name of the corporation is CONNECTICUT WATER SERVICE, INC. (the “Company”). SECOND: The Company is to be located in the Town of Clinton, County of Middlesex and State of Connecticut. THIRD: Except as specifically limited by the provisions of Paragraph F of this Article Third, the natu

Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 9, 2019 Connecticut Water Service, Inc.

Code of Conduct, dated October 9, 2019.

EX-14.1 Exhibit 14.1 SJW Group (“SJPW”) and its subsidiaries (collectively, the “Company”) Code of Conduct October 9, 2019 Index Statement of Our Shared Principals 1 Ethics Decision Tree 2 Overview – Our Code of Conduct 3 Government & Regulatory Agencies – who oversee our business 4 Customers – who receive our services 5 Stockholders – who own our business 6 Third Parties – with whom we interact 8

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Co

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation)

Second Amended and Restated Promissory Note between Connecticut Water Service, Inc. and Citizens Bank, N.A., dated September 4, 2019. Incorporated by reference to Exhibit 10.4 to Connecticut Water Service, Inc.’s Form 8-K filed on September 6, 2019

EX-10.4 Exhibit 10.4 SECOND AMENDED AND RESTATED PROMISSORY NOTE September 4, 2019 $95,000,000.00 Clinton, Connecticut FOR VALUE RECEIVED, the undersigned CONNECTICUT WATER SERVICE, INC., a Connecticut corporation (“Maker”), hereby unconditionally promises to pay to CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association (the “Payee” or “Bank”), or any subsequent assignee or holder (Pa

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 6, 2019 (September 4, 2019) Connecticut Water Service, Inc.

First Modification of Revolving Credit Facility between Connecticut Water Service, Inc. and Citizens Bank, N.A., dated Sept. 4, 2019. Incorporated by reference as Exhibit 10.3 to Connecticut Water Service, Inc.’s Form 8-K filed on September 6, 2019

EX-10.3 Exhibit 10.3 CITIZENS BANK, NATIONAL ASSOCIATION 209 Church Street New Haven, Connecticut 06510 September 4, 2019 Connecticut Water Service, Inc. 93 West Main Street Clinton, CT 06413 Re: First Modification of Revolving Credit Facility (the “First Modification”) To Whom It May Concern: We are pleased to confirm the willingness of Citizens Bank, National Association (the “Bank”) to amend an

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0-8084 CONNECTICUT W

CTWS / Connecticut Water Service, Inc. 11-K - - CTWS 2018 FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K /X/ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2018 OR / / TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 0-8084 SAVINGS PLAN OF THE CONNECTICUT WATE

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events, Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 10, 2019 (May 9, 2019) Connecticut Water Service, Inc.

Connecticut Water Service Shareholders Elect Directors and Ratify Auditors at 2019 Annual Meeting

EX-99.3 Exhibit 99.3 NEWS 93 West Main Street, Clinton, CT 06413 Connecticut Water Service Shareholders Elect Directors and Ratify Auditors at 2019 Annual Meeting CLINTON, Conn. — May 9, 2019 — Connecticut Water Service, Inc. (“CTWS” or “the Company”) (Nasdaq: CTWS) announced that CTWS shareholders approved all of the company’s proposals at the annual meeting of shareholders held today in Madison,

Connecticut Water Service, Inc. David C. Benoit President & CEO

EX-99.2 Connecticut Water Service, Inc. 2019 Annual Meeting of Shareholders May 9, 2019 Exhibit 99.2 Connecticut Water Service, Inc. David C. Benoit President & CEO Forward Looking Statements Forward-Looking Statements This document contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. Some of these forward-looking statements ca

Connecticut Water Service Increases Cash Dividend on Common Shares by Nearly 5% Annualized Dividend on Common Stock Increased to $1.31 per Share

EX-99.4 Exhibit 99.4 NEWS 93 West Main Street, Clinton, CT 06413 Connecticut Water Service Increases Cash Dividend on Common Shares by Nearly 5% Annualized Dividend on Common Stock Increased to $1.31 per Share Clinton, Connecticut – May 9, 2019 – Connecticut Water Service, Inc. (NASDAQ: CTWS) announced that its board of directors has approved a 4.8 percent increase in the company’s regular quarter

Connecticut Water Service Inc. Reports First Quarter 2019 Results

EX-99.1 Exhibit 99.1 NEWS 93 West Main Street, Clinton, CT 06413 Connecticut Water Service Inc. Reports First Quarter 2019 Results • Operating Revenues Increase 5.6 Percent • Net Income Increased $3.5 Million or $0.29 Per Share • 2018 Corporate Sustainability Report Issued CLINTON, Conn., May 8, 2019 — Connecticut Water Service, Inc. (Nasdaq: CTWS) (“Connecticut Water” or “CTWS”) announced net inc

Quarterly Report - CTWS FORM 10-Q MARCH 31, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0-8084 Connecticut

Maine Water Company Files New Application for Reorganization with the Maine Public Utilities Commission for Approval of Proposed Merger of Its Parent Company, Connecticut Water Service with SJW Group Application Demonstrates the Combination Delivers

EX-99.1 Exhibit 99.1 Maine Water Company Files New Application for Reorganization with the Maine Public Utilities Commission for Approval of Proposed Merger of Its Parent Company, Connecticut Water Service with SJW Group Application Demonstrates the Combination Delivers Benefits for Maine Water Customers, Employees and Communities Combined Company will be a Leading Water Utility with Focus on Loca

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Co

SJW Group and Connecticut Water Service File New Merger Approval Application with Connecticut Public Utilities Regulatory Authority Demonstrates the Combination is in the Public Interest and Delivers Immediate, Quantifiable and Significant Benefits f

EX-99.1 Exhibit 99.1 SJW Group and Connecticut Water Service File New Merger Approval Application with Connecticut Public Utilities Regulatory Authority Demonstrates the Combination is in the Public Interest and Delivers Immediate, Quantifiable and Significant Benefits for All Stakeholders Responsive to PURA’s Previous Concerns, Provides Binding Commitments to Meet the Regulatory Standard for Appr

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (

CTWS / Connecticut Water Service, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box:  Preliminary Proxy Statement  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  Defin

CTWS / Connecticut Water Service, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defini

Connecticut Water Service Inc. Reports 2018 Earnings

EX-99.1 Exhibit 99.1 Connecticut Water Service Inc. Reports 2018 Earnings • Revenues Increase 10 Percent • Regulatory Decisions on Tax Cuts and Jobs Act • Customer Satisfaction at 92 percent, 17 consecutive years at 85 percent or above CLINTON, Conn. — February 28, 2019 — Connecticut Water Service, Inc. (Nasdaq: CTWS) announced net income of $16.7 million or $1.40 earnings per basic common share (

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporatio

Power of Attorney of the directors of Connecticut Water Service, Inc.

POWER OF ATTORNEY WITH RESPECT TO ANNUAL REPORT OF CONNECTICUT WATER SERVICE, INC.

Connecticut Water Service, Inc. Subsidiaries Listing.

Exhibit 21 CONNECTICUT WATER SERVICE, INC. SUBSIDIARIES Following is a list of the subsidiaries of Connecticut Water Service, Inc., as of December 31, 2018, each of which, unless otherwise indicated, is wholly owned by the company either directly or through another subsidiary. Name State of Incorporation Registrant: Connecticut Water Service, Inc. Connecticut Subsidiaries: The Connecticut Water Co

Audited consolidated financial statements of CTWS as of December 31, 2018 and December 31, 2017 and for each of the three years ended December 31, 2018 and the notes related thereto and the Report of Independent Registered Public Accounting Firm thereon (incorporated by reference to pages 52 through 96 of CTWS’ Annual Report on Form 10-K for the year ended December 31, 2018 (SEC File No. 000-08084), filed with the SEC on February 28, 2019)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K ý Annual Report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2018 or o Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period to from Commission File Number 0-8084 Connecticut Water Service, I

Regulation FD Disclosure

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporatio

CTWSP / Connecticut Water Service, Inc. / VANGUARD GROUP INC Passive Investment

connecticutwaterserviceinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Connecticut Water Service Inc Title of Class of Securities: Common Stock CUSIP Number: 207797101 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check

Maine Water Company Voluntarily Withdraws its Application for Reorganization in Maine to Align with Regulatory Approach in Connecticut in Connection with Proposed Merger of SJW Group and Connecticut Water Companies Remain Confident Merger Transaction

EX-99.1 Exhibit 99.1 Maine Water Company Voluntarily Withdraws its Application for Reorganization in Maine to Align with Regulatory Approach in Connecticut in Connection with Proposed Merger of SJW Group and Connecticut Water Companies Remain Confident Merger Transaction Would Provide Important Benefits for Customers, Communities and the Employees Who Serve Those Communities San Jose, CA and Clint

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d692233d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jur

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d634091d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2019 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdict

SJW Group and Connecticut Water Continue to Evaluate Regulatory Approach in Connection with Proposed Merger and Withdraw Connecticut PURA Application Companies Remain Confident Merger Transaction Would Provide Important, Unique Benefits for Connectic

EX-99.1 Exhibit 99.1 SJW Group and Connecticut Water Continue to Evaluate Regulatory Approach in Connection with Proposed Merger and Withdraw Connecticut PURA Application Companies Remain Confident Merger Transaction Would Provide Important, Unique Benefits for Connecticut Ratepayers, Communities and the CTWS Employees Who Serve Those Communities San Jose, CA and Clinton, CT – January 9, 2019 – SJ

Promissory Note and Single Advance Term Loan Supplement between the Maine Water Company and CoBank, ACB, dated as of December 13, 2018, is filed herewith.

Exhibit 10.3 Loan No. RI0042T05 SINGLE ADVANCE TERM PROMISSORY NOTE AND SUPPLEMENT THIS SINGLE ADVANCE TERM PROMISSORY NOTE AND SUPPLEMENT (“Supplement”) to the Amended and Restated Master Loan Agreement dated December 1, 2012 (such agreement, as may be amended, hereinafter referred to as the “MLA”), is entered into as of October 30, 2018 between COBANK, ACB, a federally‑chartered instrumentality

Amended and Restated Promissory Note, dated December 14, 2018 (incorporated by reference from Exhibit 10.5 to current report on Form 8-K filed on December 18, 2018).

Exhibit 10.5 AMENDED AND RESTATED PROMISSORY NOTE December 14, 2018 $75,000,000.00 Clinton, Connecticut FOR VALUE RECEIVED, the undersigned CONNECTICUT WATER SERVICE, INC., a Connecticut corporation (“Maker”), hereby unconditionally promises to pay to CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association (the “Payee” or “Bank”), or any subsequent assignee or holder (Payee and any sub

Letter Agreement between Connecticut Water Service, Inc. and Citizens Bank, N.A., dated December 14, 2018. Incorporated by reference to Exhibit 10.4 to Connecticut Water Service, Inc.’s Form 8-K filed on December 17, 2018

Exhibit 10.4 CITIZENS BANK, NATIONAL ASSOCIATION 209 Church Street New Haven, Connecticut 06510 December 14, 2018 Connecticut Water Service, Inc. 93 West Main Street Clinton, CT 06413 Re: Amendment and Restatement of Revolving Credit Facility Ladies and Gentlemen: Reference is hereby made to that certain letter agreement dated as of May 8, 2002 by and between Citizens Bank, National Association (t

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 a2018-12x17ctwsform8xk.htm CTWS FORM 8-K 2018-12-17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): Dec. 17, 2018 (Dec. 13, 2018) Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticu

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorpor

Connecticut Water Issues Statement Regarding Proposed Decision by the Connecticut Public Utilities Regulatory Authority December 3, 2018

EX-99.1 Exhibit 99.1 Connecticut Water Issues Statement Regarding Proposed Decision by the Connecticut Public Utilities Regulatory Authority December 3, 2018 Connecticut Water (CTWS) has received and is reviewing the proposed decision issued by the Connecticut Public Utilities Regulatory Authority (PURA) regarding the application to combine SJW Group and CTWS. PURA distributed the proposed decisio

Connecticut Water Shareholders Approve SJW Group Merger Agreement Transaction on Track to Close in First Quarter of 2019

EX-99.1 2 d656196dex991.htm EX-99.1 Exhibit 99.1 Connecticut Water Shareholders Approve SJW Group Merger Agreement Transaction on Track to Close in First Quarter of 2019 CLINTON, Conn., November 16, 2018 – Connecticut Water Service, Inc. (NASDAQ: CTWS) today announced that its shareholders overwhelmingly voted to approve the Company’s proposed merger agreement with SJW Group (NYSE: SJW) at the Spe

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 d656196d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Ju

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

Connecticut Water Service Inc. Reports Third Quarter 2018 Results

EX-99.1 2 d649609dex991.htm EX-99.1 Exhibit 99.1 Connecticut Water Service Inc. Reports Third Quarter 2018 Results • Operating Revenues Increase 14 Percent • Net Income Increased $2.9 million or $0.23 per share • PURA and MPUC Regulatory Applications Filed for the SJW Group Transaction CLINTON, Conn., November 9, 2018 — Connecticut Water Service, Inc. (Nasdaq:CTWS) (“Connecticut Water”) announced

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (C

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. CTWS FORM 10-Q SEPTEMBER 30, 2018 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0-8084 Connecti

CTWS / Connecticut Water Service, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Second Leading Independent Proxy Advisory Firm Recommends Connecticut Water Shareholders Vote “FOR” the SJW Group Transaction Glass Lewis Joins ISS in Recommending that Connecticut Water Shareholders Vote “FOR” on the GREEN Proxy Card Special Meeting

EX-99.1 Exhibit 99.1 Second Leading Independent Proxy Advisory Firm Recommends Connecticut Water Shareholders Vote “FOR” the SJW Group Transaction Glass Lewis Joins ISS in Recommending that Connecticut Water Shareholders Vote “FOR” on the GREEN Proxy Card Special Meeting of Shareholders Only Eight Days Away; To Learn More about How to Vote, Visit www.sjw-ctws.com/how-to-vote CLINTON, Conn., Novemb

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorpor

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

Other Events

8-K 1 d651503d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdic

CTWS / Connecticut Water Service, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation

Leading Independent Proxy Advisory Firm ISS Recommends Connecticut Water Shareholders Vote “FOR” the SJW Group Transaction Connecticut Water Urges Shareholders to Vote “FOR” on the GREEN Proxy Card Today To Learn More about How to Vote, Visit www.sjw

EX-99.1 2 d646640dex991.htm EX-99.1 Exhibit 99.1 Leading Independent Proxy Advisory Firm ISS Recommends Connecticut Water Shareholders Vote “FOR” the SJW Group Transaction Connecticut Water Urges Shareholders to Vote “FOR” on the GREEN Proxy Card Today To Learn More about How to Vote, Visit www.sjw-ctws.com/how-to-vote CLINTON, Conn., November 5, 2018 – Connecticut Water Service, Inc. (NASDAQ: CTW

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A 1 d645868ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

Forward Looking Statements This document contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. Some of these forward-looking statements can be identified by the use of forward-look

EX-99.1 2 d642963dex991.htm EX-99.1 Exhibit 99.1 An Ideal Combination CTWS + SJW Group October 2018Exhibit 99.1 An Ideal Combination CTWS + SJW Group October 2018 Forward Looking Statements This document contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. Some of these forward-looking statements can be identified by the use of

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d642963d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jur

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A 1 d637672ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorpor

Connecticut Water Posts Instructional Video on How to Vote “FOR” the SJW Group Transaction Urges Shareholders to “Go Green” and Vote “FOR” on the GREEN Proxy Card to Receive Significant, Certain, Premium Value of $70 per Share in Cash and to Support

EX-99.1 Exhibit 99.1 Connecticut Water Posts Instructional Video on How to Vote “FOR” the SJW Group Transaction Urges Shareholders to “Go Green” and Vote “FOR” on the GREEN Proxy Card to Receive Significant, Certain, Premium Value of $70 per Share in Cash and to Support Reliable Service and a Commitment to Jobs and Communities Video and More Information Available at www.sjw-ctws.com CLINTON, Conn.

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A 1 d629155ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorpor

Connecticut Water Sends Letter to Shareholders Letter Highlights Significant, Certain, Premium Value Delivered to Connecticut Water Shareholders through the SJW Group Transaction Connecticut Water Urges Shareholders to Vote “FOR” the SJW Group Transa

EX-99.1 Exhibit 99.1 Connecticut Water Sends Letter to Shareholders Letter Highlights Significant, Certain, Premium Value Delivered to Connecticut Water Shareholders through the SJW Group Transaction Connecticut Water Urges Shareholders to Vote “FOR” the SJW Group Transaction by Phone, Internet or on the GREEN Proxy Card Today CLINTON, Conn., October 15, 2018 – Connecticut Water Service, Inc. (NAS

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

Connecticut Water Files Definitive Proxy Materials and Mails Letter Urging Shareholders to Vote “FOR” SJW Group Transaction at Special Meeting of Shareholders on November 16, 2018 Highlights Significant Value and Benefits of Combination with SJW Grou

EX-99.1 2 d630645dex991.htm EX-99.1 Exhibit 99.1 Connecticut Water Files Definitive Proxy Materials and Mails Letter Urging Shareholders to Vote “FOR” SJW Group Transaction at Special Meeting of Shareholders on November 16, 2018 Highlights Significant Value and Benefits of Combination with SJW Group Recommends Shareholders Vote “FOR” the SJW Group Transaction by Phone, Internet or on the GREEN Pro

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation)

CTWS / Connecticut Water Service, Inc. DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. PRER14A

PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CTWS / Connecticut Water Service, Inc. CORRESP

Correspondence September 21, 2018 Via EDGAR and Email Mr. Mara L. Ransom, Assistant Director, Office of Consumer Products, Division of Corporate Finance, U.S. Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Connecticut Water Service, Inc. Preliminary Proxy Statement on Schedule 14A Filed August 20, 2018 File No. 000-08084 Dear Ms. Ransom: This letter provides th

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A 1 d619864ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A 1 d588920ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

CTWS / Connecticut Water Service, Inc. PREM14A

PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A 1 d611850ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

ES / Eversource Energy 425 (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. Commission File No. 000-08084 56 Prospect St., Hartford, Connecticut 06103-2818 News Release Eversource Remains Committed to Its Compelling Proposal for Co

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation)

Connecticut Water Service Inc. Reports Second Quarter 2018 Results

EX-99.1 Exhibit 99.1 NEWS 93 West Main Street, Clinton, CT 06413 Connecticut Water Service Inc. Reports Second Quarter 2018 Results • Total Revenues Increase 8.2 Percent • PURA and MPUC Regulatory Applications Filed for Merger with SJW Group • Dividend Payment Increased for 49th Consecutive Year CLINTON, Conn. — August 9, 2018 — Connecticut Water Service, Inc. (Nasdaq: CTWS; the Company or CTWS) a

CTWS / Connecticut Water Service, Inc. CTWS FORM 10-Q JUNE 30, 2018 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0-8084 Connecticut W

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

CTWS / Connecticut Water Service, Inc. DEFA14A

DEFA14A 1 d595210ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2018 Connecticut Water Service, Inc. (Exact Name of Registrant as Specified in its Charter) Connecticut 0-8084 06-0739839 (State or Other Jurisdiction of Incorporation)

SJW Group and Connecticut Water Amend Agreement; SJW Group to Acquire All Connecticut Water Shares for $70.00 per Share in Cash Companies Reaffirm Joint Commitment to Creating Leading, Diversified Pure Play Water Utility with Financial Strength, Geog

EX-99.1 3 d573502dex991.htm EX-99.1 Exhibit 99.1 SJW Group and Connecticut Water Amend Agreement; SJW Group to Acquire All Connecticut Water Shares for $70.00 per Share in Cash Companies Reaffirm Joint Commitment to Creating Leading, Diversified Pure Play Water Utility with Financial Strength, Geographic Diversity and Scale to Accelerate Growth Combination Expected to Be Immediately Accretive to S

Safe Harbor Statement Cautionary Statement Regarding Forward-Looking Statements This document contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. Some of these forward-looking st

EX-99.2 4 d573502dex992.htm EX-99.2 Exhibit 99.2 Creating a Leading National Water Utility: Revised Merger Terms August 6, 2018 Exhibit 99.2 Creating a Leading National Water Utility: Revised Merger Terms August 6, 2018 Safe Harbor Statement Cautionary Statement Regarding Forward-Looking Statements This document contains forward-looking statements within the meaning of the Private Securities Litig

SIGNIFICANT VALUE CREATION FOR SHAREHOLDERS BENEFITS TO CUSTOMERS COMMITTED TO JOBS AND COMMUNITIES ENVIRONMENTAL STEWARDSHIP: A CORE VALUE • $70 per share in cash delivers significant and certain value to CTWS shareholders; represents 33% premium to

EX-99.3 Exhibit 99.3 SIGNIFICANT VALUE CREATION FOR SHAREHOLDERS BENEFITS TO CUSTOMERS COMMITTED TO JOBS AND COMMUNITIES ENVIRONMENTAL STEWARDSHIP: A CORE VALUE • $70 per share in cash delivers significant and certain value to CTWS shareholders; represents 33% premium to CTWS’ unaffected share price1 • Financially compelling transaction expected to be immediately and increasingly accretive to SJW

Second Amended and Restated Agreement and Plan of Merger, dated as of August 5, 2018, among SJW Group, Hydro Sub, Inc. and Connecticut Water Service, Inc. (incorporated by reference to Exhibit 2.1 to Connecticut Water Service, Inc.’s Current Report on Form 8-K filed on August 6, 2018).

EX-2.1 Exhibit 2.1 EXECUTION VERSION SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated as of August 5, 2018, among SJW GROUP, HYDRO SUB, INC. and CONNECTICUT WATER SERVICE, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 3 Section 1.04 Effects 3 Section 1.05 Certificate of Incorporation and Bylaws 3 Section

Infographic, dated August 6, 2018

EX-99.3 5 d573502dex993.htm EX-99.3 Exhibit 99.3 SIGNIFICANT VALUE CREATION FOR SHAREHOLDERS BENEFITS TO CUSTOMERS COMMITTED TO JOBS AND COMMUNITIES ENVIRONMENTAL STEWARDSHIP: A CORE VALUE • $70 per share in cash delivers significant and certain value to CTWS shareholders; represents 33% premium to CTWS’ unaffected share price1 • Financially compelling transaction expected to be immediately and in

Second Amended and Restated Agreement and Plan of Merger, dated as of August 5, 2018, by and among the Company, SJW Group and Merger Sub *

EX-2.1 2 d573502dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated as of August 5, 2018, among SJW GROUP, HYDRO SUB, INC. and CONNECTICUT WATER SERVICE, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 3 Section 1.04 Effects 3 Section 1.05 Certificate of Incorpora

CTWS / Connecticut Water Service, Inc. 8-K

DEFA14A 1 d573502d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2018 Connecticut Water Service, Inc. (Exact Name of Registrant as Specified in its Charter) Connecticut 0-8084 06-0739839 (State or Other Jurisd

Joint Press Release, dated August 6, 2018 issued by the Company and SJW Group

EX-99.1 Exhibit 99.1 SJW Group and Connecticut Water Amend Agreement; SJW Group to Acquire All Connecticut Water Shares for $70.00 per Share in Cash Companies Reaffirm Joint Commitment to Creating Leading, Diversified Pure Play Water Utility with Financial Strength, Geographic Diversity and Scale to Accelerate Growth Combination Expected to Be Immediately Accretive to SJW Group EPS, Increasing to

Investor Presentation, dated August 6, 2018

EX-99.2 4 d573502dex992.htm EX-99.2 Exhibit 99.2 Creating a Leading National Water Utility: Revised Merger Terms August 6, 2018 Exhibit 99.2 Creating a Leading National Water Utility: Revised Merger Terms August 6, 2018 Safe Harbor Statement Cautionary Statement Regarding Forward-Looking Statements This document contains forward-looking statements within the meaning of the Private Securities Litig

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to the A

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW Group and Connecticut Water File New Application with Connecticut Public Utilities Regulatory Authority for Approval of Merger of Equals Go-Shop Period Concluded with No Superior Proposal Received, and Board Reaffirming the Value and Stakeholder

EX-99.1 Exhibit 99.1 SJW Group and Connecticut Water File New Application with Connecticut Public Utilities Regulatory Authority for Approval of Merger of Equals Go-Shop Period Concluded with No Superior Proposal Received, and Board Reaffirming the Value and Stakeholder Benefits of the Connecticut Water and SJW Group Merger Companies Moving Forward to Secure Required Approvals for Planned Close Du

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Comm

ES / Eversource Energy 425 (Prospectus)

425 1 a18-1233211425.htm 425 Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No. 000-08084) EVERSURCE Eversource has made a compelling proposal to acquire all outstanding shares of Conne

ES / Eversource Energy PRRN14A

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 1 d533934d425.htm 425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc.

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporati

Connecticut Water Service Clarifies Mischaracterization of Eversource’s Inferior Acquisition Proposal

EX-99.1 Exhibit 99.1 Connecticut Water Service Clarifies Mischaracterization of Eversource’s Inferior Acquisition Proposal CLINTON, Conn., July 16, 2018 — Connecticut Water Service, Inc. (NASDAQ: CTWS) today issued the following statement regarding recent mischaracterizations of Eversource Energy’s (NYSE: ES) July 2, 2018 acquisition proposal. The Eversource proposal is to acquire all of the outst

ES / Eversource Energy 425 (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. Commission File No. 000-08084 Eversource Confirms Full Terms of Revised Superior Proposal to Connecticut Water Proposal Offers $64.00 per Share to Connecti

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to the A

Connecticut Water Service Confirms Receipt and Evaluation of Revised Acquisition Proposal from Eversource Energy Eversource’s Revised $64.00 Per Share Proposal Represents a Less Than 1% Increase from Previously Rejected $63.50 Per Share Proposal Foll

EX-99.1 Exhibit 99.1 Connecticut Water Service Confirms Receipt and Evaluation of Revised Acquisition Proposal from Eversource Energy Eversource’s Revised $64.00 Per Share Proposal Represents a Less Than 1% Increase from Previously Rejected $63.50 Per Share Proposal Following Comprehensive Review, Connecticut Water Service Board Unanimously Rejects Eversource’s Revised Proposal as Inadequate and N

Investor Materials July 13, 2018

EX-99.2 3 d668654dex992.htm EX-99.2 Exhibit 99.2 Investor Materials July 13, 2018 Forward Looking Statements This document contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. Some of these forward-looking statements can be identified by the use of forward-looking words such as “believes,” “expects,” “may,” “will,” “should,” “s

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporati

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. CTWS 2017 FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K /X/ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 OR / / TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 0-8084 SAVINGS PLAN OF THE CONNECTICUT WATE

ES / Eversource Energy 425 (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. Commission File No. 000-08084 Eversource Comments on Termination of Connecticut Water’s Failed “Go-Shop” Process Failure Confirms Process Was Flawed and In

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to the A

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 1 d595914d425.htm 425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc.

Connecticut Water Service Provides Update on Go-Shop Process No Proposals or Indications of Interest Received Following Extensive Outreach to More than 50 Potential Bidders Process Affirms that SJW Group Merger Maximizes Value for Connecticut Water S

EX-99.1 Exhibit 99.1 Connecticut Water Service Provides Update on Go-Shop Process No Proposals or Indications of Interest Received Following Extensive Outreach to More than 50 Potential Bidders Process Affirms that SJW Group Merger Maximizes Value for Connecticut Water Shareholders Given Absence of Any Indication of Interest, Board Determines to Conclude Process and Reaffirms Commitment to SJW Gro

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Comm

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 1 d794435d425.htm 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.: 1-08966 Subject Company: Connecticut Water Service, Inc. Commission File No.: 0-08084 Email from SJW CEO to SJW Employees From: Thornburg, Eric Sent: Friday, June 15, 2018 8:

SJW / SJW Corp. 425 (Prospectus)

Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

ES / Eversource Energy PRRN14A

PRRN14A 1 a18-123325prrn14a.htm PRRN14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the

ES / Eversource Energy PROSPECTUSES AND COMMUNICATIONS RE: BUSINESS COMBINATION TRANSACTIONS (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. Commission File No. 000-08084 Eversource Reiterates Its Proposal to Acquire Connecticut Water Service for $63.50 Per Share Willing to Deliver Further Value

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d599305d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdi

Connecticut Water Advised of Connecticut Public Utilities Regulatory Authority (PURA) Draft Decision to Dismiss Application Without Prejudice PURA Concludes that the Application for Approval of Change of Control is “Not Ripe for Review” at This Time

EX-99.1 Exhibit 99.1 Connecticut Water Advised of Connecticut Public Utilities Regulatory Authority (PURA) Draft Decision to Dismiss Application Without Prejudice PURA Concludes that the Application for Approval of Change of Control is “Not Ripe for Review” at This Time Given Ongoing Go-Shop Process Connecticut Water Affirms Commitment to Open Go-Shop Process and Plans to Submit Application for Re

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Commi

Connecticut Water Service Affirms Commitment to Robust Go-Shop Process with Level Playing Field for All Participants Reiterates Invitation for Eversource to Participate in Process on Same Terms as All Other Parties

EX-99.1 Exhibit 99.1 Connecticut Water Service Affirms Commitment to Robust Go-Shop Process with Level Playing Field for All Participants Reiterates Invitation for Eversource to Participate in Process on Same Terms as All Other Parties Clinton, Conn., June 6, 2018 – Connecticut Water Service, Inc. (NASDAQ: CTWS) today issued the following statement: We reiterate our invitation for Eversource to pa

ES / Eversource Energy 425 (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. Commission File No. 000-08084 News Release Eversource Strongly Criticizes Recent Actions by Connecticut Water’s Board of Directors Flawed Go-Shop Process N

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 1 d601264d425.htm 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.: 1-08966 Subject Company: Connecticut Water Service, Inc. Commission File No.: 0-08084 Letter from SJW CEO to the City Manager of Monte Sereno, California San Jose Water Compa

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 1 d596082d425.htm 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.: 1-08966 Subject Company: Connecticut Water Service, Inc. Commission File No.: 0-08084 SJW Group Board of Directors Mails Important Message to Fellow SJW Group Stockholders Sa

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to the A

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 1 d585833d425.htm 425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc.

Amended and Restated Agreement and Plan of Merger, dated as of May 30, 2018, among the Company, SJW Group and Merger Sub.

EX-2.1 Exhibit 2.1 EXECUTION VERSION AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated as of May 30, 2018, among SJW GROUP, HYDRO SUB, INC. and CONNECTICUT WATER SERVICE, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Certificate of Incorporation and Bylaws 2 Section 1.06 Dire

Connecticut Water Service Announces Amendment to Merger Agreement with SJW Group to Allow for Solicitation of Alternative Proposals Connecticut Water to Begin Soliciting Indications of Interest from Third Parties Public Process Will Allow Shareholder

EX-99.1 Exhibit 99.1 Connecticut Water Service Announces Amendment to Merger Agreement with SJW Group to Allow for Solicitation of Alternative Proposals Connecticut Water to Begin Soliciting Indications of Interest from Third Parties Public Process Will Allow Shareholders to Have Full Confidence in the Company’s Strategic Direction and Know that Every Viable Alternative Has Been Explored Clinton,

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 d588423d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdi

CTWS / Connecticut Water Service, Inc. FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporatio

Amended and Restated Agreement and Plan of Merger, dated as of May 30, 2018, among the Company, SJW Group and Merger Sub.

EX-2.1 Exhibit 2.1 EXECUTION VERSION AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated as of May 30, 2018, among SJW GROUP, HYDRO SUB, INC. and CONNECTICUT WATER SERVICE, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Certificate of Incorporation and Bylaws 2 Section 1.06 Dire

Connecticut Water Service Announces Amendment to Merger Agreement with SJW Group to Allow for Solicitation of Alternative Proposals Connecticut Water to Begin Soliciting Indications of Interest from Third Parties Public Process Will Allow Shareholder

EX-99.1 Exhibit 99.1 Connecticut Water Service Announces Amendment to Merger Agreement with SJW Group to Allow for Solicitation of Alternative Proposals Connecticut Water to Begin Soliciting Indications of Interest from Third Parties Public Process Will Allow Shareholders to Have Full Confidence in the Company’s Strategic Direction and Know that Every Viable Alternative Has Been Explored Clinton,

Amended and Restated Agreement and Plan of Merger, dated as of May 30, 2018, by and among SJW Group, Hydro Sub, Inc. and Connecticut Water Service, Inc.

EX-2.1 2 d586629dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated as of May 30, 2018, among SJW GROUP, HYDRO SUB, INC. and CONNECTICUT WATER SERVICE, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Certificate of Incorporation and

SJW / SJW Corp. 8-K (Prospectus)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2018 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number)

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 1 d565062d425.htm 425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc.

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporatio

Connecticut Water SJW Group Investor Presentation May 21, 2018

EX-99.1 Exhibit 99.1 Connecticut Water SJW Group Investor Presentation May 21, 2018 Forward Looking Statements This document contains forward-looking statements within the meaning of the Private Litigation Reform Act of 1995, as amended. Some of these forward-looking statements can be identified by the use of forward-looking words such as “believes,” “expects,” “may,” “will,” “should,” “seeks,” “a

SJW / SJW Corp. 425 (Prospectus)

425 1 d587687d425.htm 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.: 1-08966 Subject Company: Connecticut Water Service, Inc. Commission File No.: 0-08084 From: Tang, John Sent: Friday, May 18, 2018 6:39 PM To: Tang, John Subject: SJW Group -

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to the A

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2018 (May 10, 2018) Commission File Number 0-8084 Connecticut Water Service, Inc.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

Company Press Release dated May 10, 2018 regarding Annual Meeting matters and declaration of dividends (incorporated by reference from Form 425 filed on May 10, 2018).

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 10, 2018 Connecticut Water Service, Inc.

Connecticut Water Service, Inc. Connecticut Water MaineWater AVON HERITAGE VILLAGE 2018 Annual Meeting of Shareholders May 10, 2018

EX-99.1 Exhibit 99.1 Connecticut Water Service, Inc. Connecticut Water MaineWater AVON HERITAGE VILLAGE 2018 Annual Meeting of Shareholders May 10, 2018 Connecticut Water Service, Inc. David C. Benoit President & CEO Connecticut Water MaineWater AVON HERITAGE VILLAGE Forward Looking Statements This document contains forward-looking statements within the meaning of the Private Litigation Reform Act

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

CTWS / Connecticut Water Service, Inc. 8-K (Current Report)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Co

Daniel J. Meaney, APR Director of Corporate Communications Connecticut Water Service, Inc. 93 West Main Street, Clinton, CT 06413-1600 (860) 664-6016

EX-99.1 Exhibit 99.1 93 West Main Street, Clinton, CT 06413 Connecticut Water Service Inc. Reports First Quarter 2018 Results • Revenues Increase 9 Percent • PURA and MPUC Regulatory Applications Filed for Merger of Equals With SJW Group • PURA Decision on Connecticut Water Settlement Agreement Expected CLINTON, Conn. — May 9, 2018 — Connecticut Water Service, Inc. (Nasdaq: CTWS) announced a net l

CTWS / Connecticut Water Service, Inc. CTWS FORM 10-Q MARCH 31, 2018 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0-8084 Connecticut

Change in control severance plan, approved on December 7, 2017, filed herewith.

EX-10.1 2 exhibit101-changeinctrlsev.htm CHANGE IN CONTROL SEVERANCE PLAN Change in Control Date Updated: December 8, 2017 Severance Plan Approved by: Board of Directors Date Last Approved: December 8, 2017 CHANGE IN CONTROL SEVERANCE PLAN Change in Control Date Updated: December 8, 2017 Severance Plan Approved by: Board of Directors Date Last Approved: December 8, 2017 THIS CHANGE IN CONTROL SEVE

Amendment 2018-1 to Savings Plan of the Connecticut Water Company, approved on March 14, 2018, effective May 1, 2018, filed herewith.

EX-10.4 3 exhibit104-summaryofmateri.htm AMENDMENT 2018-1 TO SAVINGS PLAN OF CONNECTICUT WATER COMPANY AMENDMENT NUMBER 2018- 1 TO SAVINGS PLAN OF THE CONNECTICUT WATER COMPANY SUMMARY PLAN DESCRIPTION MATERIAL MODIFICATIONS I INTRODUCTION This is a Summary of Material Modifications regarding the Savings Plan of the Connecticut Water Company ("Plan"). Unless stated otherwise, the modifications des

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 1 d574313d425.htm 425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW Group and Connecticut Water File Applications with Connecticut Public Utilities Regulatory Authority and Maine Public Utilities Commission for Approval of Merger of Equals Filings Bring Merger of Equals One Step Closer to Successful Close During

Exhibit 99.1 Exhibit 99.1 SJW Group and Connecticut Water File Applications with Connecticut Public Utilities Regulatory Authority and Maine Public Utilities Commission for Approval of Merger of Equals Filings Bring Merger of Equals One Step Closer to Successful Close During Fourth Quarter 2018 Combined Company Will Be a Leading, Pure-Play Water Company with the Scale, Management, Financial Streng

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Commis

ES / Eversource Energy 425 (Prospectus)

425 1 a18-1239810425.htm 425 Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No. 000-08084) On May 7, 2018, Eversource Energy (“Eversource”) issued the following statements via a Twitter

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW / SJW Corp. 425 (Prospectus)

425 1 d556407d425.htm 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.: 1-08966 Subject Company: Connecticut Water Service, Inc. Commission File No.: 0-08084 SJW Group and Connecticut Water File Applications with Connecticut Public Utilities Regu

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to the A

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

ES / Eversource Energy 425 (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No. 000-08084) mao EVERSOURCE URGES CONNECTICUT WATER SHAREHOLDERS TO INSIST THAT THE CONNECTICUT WATER BOARD MEET WITH EVERSOURCE Eversou

ES / Eversource Energy 425 (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No. 000-08084) On May 4, 2018, Eversource Energy (“Eversource”) issued the following statements via Twitter posts: Twitter Posts Certain I

ES / Eversource Energy 425 (Prospectus)

Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No. 000-08084) News Release Eversource Sends Open Letter to Connecticut Water Shareholders Reiterates that Eversource’s $63.50 Per Share P

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 1 d580743d425.htm 425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc.

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

ES / Eversource Energy 425 (Prospectus)

425 1 a18-123984425.htm 425 Filed by Eversource Energy (Commission File No. 001-05324) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No. 000-08084) Eversource Energy (“Eversource”) First Quarter 2018 Financial Results Conference Call, May 3, 2

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to the A

Connecticut Water Service Comments on Concerns Raised About Eversource on Eversource’s First Quarter 2018 Earnings Call Notes that Independent Research Analysts Questioned the Merits of Eversource’s Hostile Campaign and Eversource’s Ability to Sustai

Exhibit 99.1 Connecticut Water Service Comments on Concerns Raised About Eversource on Eversource’s First Quarter 2018 Earnings Call Notes that Independent Research Analysts Questioned the Merits of Eversource’s Hostile Campaign and Eversource’s Ability to Sustain its EPS Growth Organically Analyst Commentary Reinforces Belief that Eversource Is Pursuing its Hostile Transaction in Desperate Attemp

CTWS / Connecticut Water Service, Inc. 8-K (Current Report)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Jurisdiction of Incorporation) (Co

SJW / SJW Corp. 425 (Prospectus)

425 1 d569635d425.htm 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.: 1-08966 Subject Company: Connecticut Water Service, Inc. Commission File No.: 0-08084 Talking Points for SJW Group Employees to Use with Customers Re: Cal Water Proxy • We re

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

May 3, 2018 presentation slides

Converted by EDGARwiz

As of March 31, 2018

Exhibit 99.2 EVERSOURCE ENERGY AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited) (Thousands of Dollars) As of March 31, 2018 As of December 31, 2017 ASSETS Current Assets: Cash and Cash Equivalents $ 303,810 $ 38,165 Receivables, Net 1,086,282 925,083 Unbilled Revenues 164,082 201,361 Fuel, Materials, Supplies and Inventory 264,171 223,063 Regulatory Assets 683,211 741,868 Prepaym

ES / Eversource Energy CURRENT REPORT ON FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2018 (May 2, 2018) Commission File Number Registrant; State of Incorporation Address; and Telephone Number I.R.S. Employer Identification No. 1-5324 EVERSOURCE ENERGY (a Massac

Eversource Energy Reports First Quarter 2018 Results

Exhibit 99.1 Eversource Energy Reports First Quarter 2018 Results (HARTFORD, Conn. and BOSTON, Mass. – May 2, 2018) Eversource Energy (NYSE: ES) today reported first quarter 2018 earnings of $269.5 million, or $0.85 per share, compared with earnings of $259.5 million, or $0.82 per share, in the first quarter of 2017. Also today, the Eversource Energy Board of Trustees declared a regular quarterly

SJW / SJW Corp. 425 (Prospectus)

425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: SJW Group Commission File No.

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t

SJW Group and Connecticut Water Announce Early Termination of Hart-Scott-Rodino Waiting Period for Merger of Equals Significant milestone towards transaction completion during fourth quarter of this year The Combined Company will be a leading, pure-p

EX-99.2 Exhibit 99.2 SJW Group and Connecticut Water Announce Early Termination of Hart-Scott-Rodino Waiting Period for Merger of Equals Significant milestone towards transaction completion during fourth quarter of this year The Combined Company will be a leading, pure-play water company with the scale, management, financial strength and geographic diversity to excel operationally and financially

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d543164d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2018 Connecticut Water Service, Inc. (Exact name of registrant as specified in its charter) Connecticut 0-8084 06-0739839 (State or other Juris

Connecticut Water Issues Statement Regarding Eversource Energy’s Intention to Launch Distracting Proxy Contest Believes SJW Group Merger Is Superior Transaction with Significantly Greater Benefits to Connecticut Water Shareholders, Customers, Employe

EX-99.1 Exhibit 99.1 Connecticut Water Issues Statement Regarding Eversource Energy’s Intention to Launch Distracting Proxy Contest Believes SJW Group Merger Is Superior Transaction with Significantly Greater Benefits to Connecticut Water Shareholders, Customers, Employees and Communities Questions Why Eversource Is Interfering with SJW Group’s Superior Transaction Rather than Focusing on Improvin

CTWS / Connecticut Water Service, Inc. 425 (Prospectus)

425 Filed by: Connecticut Water Service, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Connecticut Water Service, Inc. (Commission File No.: 0-8084) This filing relates to the proposed transaction between SJW Group (“SJW Group”) and Connecticut Water Service, Inc. (“CTWS”) pursuant to t