Основная статистика
| LEI | 529900NPKPEWJWR21Z42 |
| CIK | 1162461 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cutera, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-50644 CUTERA, INC. (Exact name of registrant as specified in its charter |
|
| March 25, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-50644 Cutera, Inc. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 3240 Bayshore |
|
| March 10, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 10, 2025 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| March 7, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 6, 2025 Cutera, Inc. (Exact name of Registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
Exhibit 10.3 Execution Version BACKSTOP COMMITMENT AGREEMENT AMONG CUTERA, INC., AND THE COMMITMENT PARTIES NAMED HEREIN AND THE DIRECT ALLOCATION PARTIES NAMED HEREIN Dated as of March 4, 2025 Table of Contents Page 1. Rights Offering; Rights Offering Commitment and Backstop Commitments 3 1.1. The Rights Offering and Rights Offering Commitment. 3 1.2. Direct Allocation 3 1.3. Cash-Out Off |
|
| March 5, 2025 |
Exhibit 99.3 Financial Forecast – Additional Detail Financial Forecast ($ in millions) 4Q24E 2025P 2026P 2027P 2028P 2029P Revenue $ 32.8 $ 147.9 $ 189.6 $ 236.1 $ 278.6 $ 312.1 Adj. EBITDA (20.6 ) (51.8 ) (22.5 ) 0.0 20.2 37.1 Unlevered Free Cash Flow (13.7 ) (27.1 ) (8.5 ) 6.5 17.3 32.2 Selected Forecast Assumptions & Drivers: Gross Margin 30 % 41 % 46 % 51 % 54 % 55 % S&M Expense % of Revenue 5 |
|
| March 5, 2025 |
Regulation FD Disclosure, Bankruptcy or Receivership UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 CUTERA, INC. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| March 5, 2025 |
Exhibit 99.1 THIS IS A SOLICITATION OF VOTES TO ACCEPT OR REJECT A PLAN OF REORGANIZATION PRIOR TO THE FILING OF VOLUNTARY REORGANIZATION CASES UNDER CHAPTER 11 OF THE UNITED STATES BANKRUPTCY CODE.1 BECAUSE NO CHAPTER 11 CASE HAS YET BEEN COMMENCED, THIS DISCLOSURE STATEMENT HAS NOT BEEN APPROVED BY THE BANKRUPTCY COURT. THE DEBTORS INTEND TO SUBMIT THIS DISCLOSURE STATEMENT TO THE BANKRUPTCY COU |
|
| March 5, 2025 |
RESTRUCTURING SUPPORT AGREEMENT Exhibit 10.1 Execution Version THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER OR ACCEPTANCE WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF ACCEPTANCES OF A CHAPTER 11 PLAN WITHIN THE MEANING OF SECTION 1125 OF THE BANKRUPTCY CODE. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND PROVISIONS OF THE BANKRUPTCY CODE. NOTHING CONTAINED IN THIS RESTRUCTURING |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
Exhibit 10.2 Execution Version SUPERPRIORITY SENIOR SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT among CUTERA, INC., a debtor and debtor-in-possession under chapter 11 of the Bankruptcy Code, as the Borrower, THE LENDERS PARTY HERETO and WILMINGTON SAVINGS FUND SOCIETY, FSB, as Administrative Agent and Collateral Agent Dated as of March [•], 2025 TABLE OF CONTENTS Page SECTION I. DEFINITIONS 1 1. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
As filed with the Securities and Exchange Commission on March 5, 2025 As filed with the Securities and Exchange Commission on March 5, 2025 Registration No. |
|
| March 5, 2025 |
Exhibit 99.2 Cutera Takes Steps to Strengthen Financial Foundation and Position the Company for Long-Term Success Enters into agreement to reduce debt by nearly $400 million and raise $65 million of new money from existing lenders Implementing pre-packaged financial restructuring plan with strong support of lenders, expected to emerge expeditiously within 60 days Continues to operate as usual and |
|
| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 12, 2025 Cutera, Inc. (Exact name of Registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Num |
|
| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 2, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| December 2, 2024 |
Exhibit 10.1 November 25, 2024 [Employee Name] [Cutera email address] Dear [First Name]: Thank you for your dedication and resilience in 2024. As a team, we made an impact and significant progress toward our 2024 objectives, and with your help, we are confident we will achieve great things in 2025 and beyond. It is through the collective effort of our team and specifically, key performers like you |
|
| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 19, 2024 Cutera, Inc. (Exact name of Registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Num |
|
| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Numb |
|
| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| November 7, 2024 |
Cutera® Announces Third Quarter 2024 Financial Results Exhibit 99.1 Cutera® Announces Third Quarter 2024 Financial Results Brisbane, California, November 7, 2024 – CUTERA, INC. (Nasdaq: CUTR), a leading provider of aesthetic and dermatology solutions, today reported financial results for the third quarter ended September 30, 2024. •Consolidated revenue for the third quarter of 2024 of $32.5 million •Cash, cash equivalents, and restricted cash of $59.0 |
|
| October 28, 2024 |
October 28, 2024 Division of Corporation Finance Office of Industrial Applications and Services United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
|
| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 25, 2024 Cutera, Inc. (Exact name of Registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Nu |
|
| September 20, 2024 |
September 19, 2024 Division of Corporation Finance Office of Industrial Applications and Services United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
|
| September 3, 2024 |
CUTR / Cutera, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 cutr18.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 18) Cutera, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 232109108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Auth |
|
| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: 0 |
|
| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| August 8, 2024 |
Cutera® Announces Second Quarter 2024 Financial Results Exhibit 99.1 Cutera® Announces Second Quarter 2024 Financial Results Brisbane, California, August 8, 2024 – CUTERA, INC. (Nasdaq: CUTR), a leading provider of aesthetic and dermatology solutions, today reported financial results for the second quarter ended June 30, 2024. •Consolidated revenue for the second quarter of 2024 of $34.4 million •Cash, cash equivalents, and restricted cash of $84.3 mil |
|
| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 15, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| July 18, 2024 |
Amended and Restated Cutera, Inc. 2019 Equity Incentive Plan. Exhibit 10.1 CUTERA, INC. 2019 EQUITY INCENTIVE PLAN (As Amended and Restated July 15, 2024) The Cutera, Inc. 2019 Equity Incentive Plan is hereby amended and restated effective as of July 15, 2024. 1.Purposes of the Plan. The purposes of this Plan are: •to attract and retain the best available personnel for positions of substantial responsibility, •to provide additional incentive to Employees, Di |
|
| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
|
| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
|
| July 1, 2024 |
CUTR / Cutera, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17) Cutera, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 232109108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Noti |
|
| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
|
| June 17, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
|
| June 7, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
|
| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 7, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 3, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report Cutera, Inc. |
|
| May 22, 2024 |
CUTR / Cutera, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16) Cutera, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 232109108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Noti |
|
| May 10, 2024 |
EXECUTION VERSION BUSINESS TRANSFER AND TERMINATION AGREEMENT by and among ZO SKIN HEALTH, INC. |
|
| May 10, 2024 |
Revised Fourth Quarter and Full-Year 2023 Non-GAAP Financial Measures Exhibit 99.1 Revised Fourth Quarter and Full-Year 2023 Non-GAAP Financial Measures Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”) hereby provides an update of its Non-GAAP financial measures for the fourth quarter and full-year ended December 31, 2023. CUTERA, INC. RECONCILIATION OF GAAP GROSS PROFIT, GROSS MARGIN AND OPERATING INCOME TO NON-GAAP GROSS PROFIT, GROSS MARGIN AND OPERATING I |
|
| May 10, 2024 |
CUTERA, INC. COMPENSATION RECOVERY POLICY As adopted on October 26, 2023 Cutera, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this clawback policy called the Compensation Recovery Policy (the “Policy”). The Policy is intended to further the Company’s pay-for-performance philosophy and to com |
|
| May 10, 2024 |
2023 Inducement Equity Incentive Plan CUTERA, INC. 2023 INDUCEMENT EQUITY INCENTIVE PLAN The Cutera, Inc. 2023 Inducement Equity Incentive Plan is hereby effective as of July 17, 2023. 1. Purposes of the Plan. The purpose of this Plan is to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals entering into employment with the Company or any Paren |
|
| May 10, 2024 |
Settlement Agreement by and between Cutera, Inc. and Jabil Inc. dated February 28, 2024 CONFIDENTIAL Execution Version Page 1 of 26 SETTLEMENT AGREEMENT This Settlement Agreement (the “Agreement”) is made and entered into this 28th day of, February 2024 (“Effective Date”), by and between Cutera, Inc. |
|
| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 21, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 10, 2024 |
Exhibit 21.1 Subsidiaries of Cutera, Inc. (DE) Name State or Country of Incorporation or Organization Cutera Australia Party Limited Australia Cutera SPRL Belgium Cutera Canada, Inc. Canada Cutera Limited England & Wales Cutera Importing Limited England & Wales Cutera France SarL France Cutera Germany GmbH Germany Cutera HK Limited Hong Kong Cutera Japan K.K. Japan Cutera Spain S.L. Spain Cutera S |
|
| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: |
|
| May 10, 2024 |
, 2023 by and between Cutera, Inc. and SAN FRANSISCO HEADQUARTERS 3240 Bayshore Boulevard, Brisbane, CA 94005 Phone: 415-657-5500 | Fax: 415-330-2444 | www. |
|
| May 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K trademark ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For fiscal year ended December 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 000-50644 C |
|
| May 9, 2024 |
Cutera Announces First Quarter 2024 Financial Results Exhibit 99.1 Cutera Announces First Quarter 2024 Financial Results BRISBANE, California, May 9, 2024 ─ Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, today reported financial results for the first quarter ended March 31, 2024. •Consolidated revenue for the first quarter of 2024 of $38.8 million. •Strong sequential increase in Avi |
|
| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 3, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| March 21, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 21, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| March 21, 2024 |
Cutera Announces Fourth Quarter and Full-Year 2023 Financial Results along with 2024 Outlook Exhibit 99.1 Cutera Announces Fourth Quarter and Full-Year 2023 Financial Results along with 2024 Outlook BRISBANE, California, March 21, 2024 ─ Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, today reported financial results for the fourth quarter and full-year ended December 31, 2023. •Consolidated revenue for the fourth quarter |
|
| March 18, 2024 |
OMB Number: 3235-0058 SEC File Number: 000-50644 CUSIP Number: 232109108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
|
| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Numb |
|
| March 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 5, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| March 5, 2024 |
Revised Second Quarter 2023 Non-GAAP Financial Measures Exhibit 99.1 Revised Second Quarter 2023 Non-GAAP Financial Measures Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”) hereby provides an update of its Non-GAAP financial measures for the second quarter ended June 30, 2023. CUTERA, INC. RECONCILIATION OF GAAP GROSS PROFIT, GROSS MARGIN AND OPERATING INCOME TO NON-GAAP GROSS PROFIT, GROSS MARGIN AND OPERATING INCOME (in thousands, except perc |
|
| March 5, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Comm |
|
| March 5, 2024 |
Exhibit 34.1 CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Taylor Harris, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that i.the accompanying Quarterly Report on Form 10-Q/A of the Company for the |
|
| March 5, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 33.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Taylor Harris, certify that: 1.I have reviewed this quarterly report on Form 10-Q/A of Cutera, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
|
| March 5, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commis |
|
| March 5, 2024 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 33.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stuart Drummond, certify that: 1.I have reviewed this quarterly report on Form 10-Q/A of Cutera, Inc.: 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
|
| March 5, 2024 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 33.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stuart Drummond, certify that: 1.I have reviewed this quarterly report on Form 10-Q/A of Cutera, Inc.: 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
|
| March 5, 2024 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 33.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Taylor Harris, certify that: 1.I have reviewed this quarterly report on Form 10-Q/A of Cutera, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
|
| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 5, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| March 5, 2024 |
Revised First Quarter 2023 Non-GAAP Financial Measures Exhibit 99.1 Revised First Quarter 2023 Non-GAAP Financial Measures Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”) hereby provides an update of its Non-GAAP financial measures for the first quarter ended March 31, 2023. CUTERA, INC. RECONCILIATION OF GAAP GROSS PROFIT, GROSS MARGIN AND OPERATING INCOME TO NON-GAAP GROSS PROFIT, GROSS MARGIN AND OPERATING INCOME (in thousands, except perce |
|
| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| March 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| March 5, 2024 |
Exhibit 34.1 CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Taylor Harris, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that i.the accompanying Quarterly Report on Form 10-Q/A of the Company for the |
|
| March 5, 2024 |
Exhibit 99.1 Cutera Third Quarter 2023 Financial Measures BRISBANE, California, March 5, 2024 ─ Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, hereby provides an update of it financial results for the third quarter ended September 30, 2023. *Use of Non-GAAP Financial Measures In this update, to supplement the Company’s condensed |
|
| February 14, 2024 |
CUTR / Cutera, Inc. / Point72 Asset Management, L.P. - CUTERA, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 232109108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
| February 13, 2024 |
CUTR / Cutera, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0721-cuterainc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Cutera Inc Title of Class of Securities: Common Stock CUSIP Number: 232109108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursu |
|
| February 6, 2024 |
CUTR / Cutera, Inc. / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 2) CUTERA, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 232109108 (CUSIP Number) DECEMBER 31, 2023 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursua |
|
| January 19, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13(d)-1(k) JOINT FILING AGREEMENT PURSUANT TO RULE 13(d)-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
|
| January 19, 2024 |
CUTR / Cutera, Inc. / RTW INVESTMENTS, LP - CUTERA, INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* CUTERA INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 232109108 (CUSIP Number) January 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2024 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| January 9, 2024 |
Cutera, Inc. Announces Preliminary Unaudited Financial Results for Full-Year 2023 Exhibit 99.1 Cutera, Inc. Announces Preliminary Unaudited Financial Results for Full-Year 2023 BRISBANE, California, January 9, 2024 ─ Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, today announced certain preliminary, unaudited financial results for the year ended December 31, 2023. These results are unaudited, subject to the co |
|
| December 29, 2023 |
CUTR / Cutera, Inc. / PURA VIDA INVESTMENTS, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 2321091 |
|
| December 29, 2023 |
EX-99.8 2 tm2333900d1ex99-8.htm EXHIBIT 99.8 Exhibit 99.8 TRADING DATA Trade Date Expiration Date Buy/Sell No. of Shares/ Quantity Unit Cost/ Proceeds Security 12/26/2023 1/19/2024 Buy 1,000 $0.50 Call Option 12/27/2023 1/19/2024 Buy 1,000 $0.47 Call Option |
|
| December 27, 2023 |
CUTR / Cutera, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 cutr15.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 15) Cutera, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 232109108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Auth |
|
| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 21, 2023 Cutera, Inc. |
|
| November 27, 2023 |
CUTR / Cutera Inc / PURA VIDA INVESTMENTS, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 2321091 |
|
| November 17, 2023 |
CUTR / Cutera Inc / PURA VIDA INVESTMENTS, LLC - SC 13D/A Activist Investment SC 13D/A 1 tm2331060d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 5)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per sh |
|
| November 17, 2023 |
EX-99.7 2 tm2331060d1ex99-7.htm EXHIBIT 99.7 Exhibit 99.7 TRADING DATA Trade Date Expiration Date Buy/Sell No. of Shares/ Quantity Unit Cost/ Proceeds Security 9/18/23 N/A Buy 8,550 $ 8.61 Common Stock 9/18/23 N/A Buy 6,450 $ 8.61 Common Stock 9/22/23 N/A Buy 11,400 $ 7.07 Common Stock 9/22/23 N/A Buy 8,600 $ 7.07 Common Stock 10/9/23 11/17/23 Buy 3,400 $ 0.55 Call Option 10/9/23 11/17/23 Buy 4,10 |
|
| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 16, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| November 16, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF CUTERA, INC. (a Delaware corporation) (As amended on November 14, 2023) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES; NOTICE OF STOCKHOLDERS’ MEETINGS 1 2.5 MANNER OF |
|
| November 15, 2023 |
CUTR / Cutera Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 cutr14.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14) Cutera, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 232109108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Auth |
|
| November 13, 2023 |
OMB Number: 3235-0058 SEC File Number: 000-50644 CUSIP Number: 232109108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
|
| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 8, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| November 8, 2023 |
Cutera Provides Third Quarter 2023 Business Update Exhibit 99.1 Cutera Provides Third Quarter 2023 Business Update BRISBANE, California, November 8, 2023 ─ Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, today provided preliminary financial results for the third quarter ended September 30, 2023, as well as recent business updates. Some Company highlights: •Consolidated revenue for |
|
| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 3, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| August 24, 2023 |
Cutera, Inc. Appoints Jeff Jones as Chief Operating Officer Exhibit 99.1 Cutera, Inc. Appoints Jeff Jones as Chief Operating Officer BRISBANE, California, August 24, 2023 — Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, is pleased to announce the appointment of Jeff Jones as Chief Operating Officer, effective August 28, 2023. This move underscores Cutera’s commitment to delivering world-c |
|
| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 24, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| August 24, 2023 |
Offer Letter between the Registrant and Jeffrey Jones, dated August 16, 2023. Exhibit 10.1 SAN FRANSISCO HEADQUARTERS 3240 Bayshore Boulevard, Brisbane, CA 94005 Phone: 415-657-5500 | Fax: 415-330-2444 | www.cutera.com August 15, 2023 Jeffery Jones 50 Mounds Road #205 San Mateo, CA 94402 Dear Jeff: It is with great pleasure that we would like to extend you an offer to join Cutera, Inc. (the “Company” or “Cutera”) on the terms and conditions outlined in this offer letter (th |
|
| August 11, 2023 |
As filed with the Securities and Exchange Commission on August 11, 2023. S-8 As filed with the Securities and Exchange Commission on August 11, 2023. Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 CUTERA, INC. (Exact name of Registrant as specified in its charter) Delaware 77-0492262 (State of incorporation) (I.R.S. Employer Identification No.) 3240 Bayshore Blvd., Brisban |
|
| August 11, 2023 |
Cutera, Inc. Amended and Restated 2019 Equity Incentive Plan (as amended and restated July 13, 2023) EX-4.1 Exhibit 4.1 CUTERA, INC. 2019 EQUITY INCENTIVE PLAN (As Amended and Restated July 13, 2023) The Cutera, Inc. 2019 Equity Incentive Plan is hereby amended and restated effective as of July 13, 2023. 1. Purposes of the Plan. The purposes of this Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Empl |
|
| August 11, 2023 |
EX-FILING FEES Exhibit 107 CALCULATION OF REGISTRATION FEE TABLES Form S-8 (Form Type) Cutera, Inc. |
|
| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: 0 |
|
| August 8, 2023 |
Exhibit 99.1 Cutera Announces Second Quarter 2023 Financial Results along with 2023 Outlook BRISBANE, California, August 8, 2023 ─ Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, today reported financial results for the second quarter ended June 30, 2023. Second Quarter 2023 Financial and Operational Highlights •Consolidated reven |
|
| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| July 31, 2023 |
EX-99.6 2 tm2322419d1ex99-6.htm EXHIBIT 99.6 Exhibit 99.6 TRADING DATA Trade Date Expiration Date Buy/Sell No. of Shares/ Quantity Unit Cost/ Proceeds Security 7/27/23 8/18/2023 Sell 795 $ 0.70 Put Option 7/27/23 8/18/2023 Sell 705 $ 0.70 Put Option 7/27/23 8/18/2023 Buy 795 $ 1.40 Call Option 7/27/23 8/18/2023 Buy 705 $ 1.40 Call Option 7/27/23 N/A Sell 37,623 $ 16.85 Common Stock 7/27/23 N/A Sel |
|
| July 31, 2023 |
EX-10.1 Exhibit 10.1 SAN FRANSISCO HEADQUARTERS 3240 Bayshore Boulevard, Brisbane, CA 94005 Phone: 415-657-5500 | Fax 415-330-2444 | www.cutera.com July 25, 2023 Taylor Harris 4310 Esteswood Drive Nashville, TN 37215 Dear Taylor: It is with great pleasure that the Board of Directors of Cutera, Inc. (the “Board”) would like to extend you an offer to join Cutera, Inc. (the “Company” or “Cutera”) as |
|
| July 31, 2023 |
CUTR / Cutera Inc / PURA VIDA INVESTMENTS, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 4)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 2321091 |
|
| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 25, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| July 31, 2023 |
Cutera, Inc. Appoints Taylor Harris as Chief Executive Officer EX-99.1 Exhibit 99.1 Cutera, Inc. Appoints Taylor Harris as Chief Executive Officer July 27, 2023 at 9:00 AM EDT Follows Comprehensive Search Process; Brings Over 20 Years of Healthcare Industry Experience and Operational Expertise BRISBANE, Calif.—(BUSINESS WIRE)—Jul. 27, 2023— CUTERA, INC. (“Cutera” or the “Company”) (Nasdaq: CUTR), a leading provider of aesthetic and dermatology solutions, toda |
|
| July 25, 2023 |
CUTR / Cutera Inc / PURA VIDA INVESTMENTS, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 2321091 |
|
| July 25, 2023 |
Exhibit 99.5 TRADING DATA Trade Date Expiration Date Buy/Sell No. of Shares/ Quantity Unit Cost/ Proceeds Security 6/12/23 N/A Sell 1,843 $ 17.03 Common Stock 6/12/23 N/A Sell 5,729 $ 17.03 Common Stock 6/12/23 N/A Buy 1,000 $ 16.90 Common Stock 6/12/23 7/21/2023 Sell 159 $ 0.96 Put Option 6/12/23 7/21/2023 Sell 141 $ 0.96 Put Option 6/12/23 7/21/2023 Buy 159 $ 0.95 Call Option 6/12/23 7/21/2023 B |
|
| July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 13, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| July 17, 2023 |
EX-10.1 Exhibit 10.1 CUTERA, INC. 2023 INDUCEMENT EQUITY INCENTIVE PLAN The Cutera, Inc. 2023 Inducement Equity Incentive Plan is hereby effective as of July 17, 2023. 1. Purposes of the Plan. The purpose of this Plan is to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals entering into employment with the |
|
| June 22, 2023 |
DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
| June 13, 2023 |
CUTR / Cutera Inc / Voce Capital Management LLC - CUTERA, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 4)* Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 232109108 (CUSIP Number) J. Daniel Plants Voce Capital Management LLC One Embarcadero Center, Suite 1140 San Francisco, CA 94111 (415) 489-2600 with a copy to: Eleazer Klein, |
|
| June 12, 2023 |
CUTR / Cutera Inc / PURA VIDA INVESTMENTS, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 2321091 |
|
| June 12, 2023 |
Exhibit 99.4 TRADING DATA Trade Date Expiration Date Buy/Sell No. of Shares/ Quantity Unit Cost/ Proceeds Security 5/22/23 N/A Sell 3,500 $ 17.27 Common Stock 5/22/23 N/A Sell 4,000 $ 17.27 Common Stock 5/24/23 N/A Sell 4,410 $ 16.35 Common Stock 5/24/23 N/A Sell 4,962 $ 16.35 Common Stock 5/31/23 N/A Buy 30,000 $ 16.82 Common Stock 6/1/23 N/A Sell 2,672 $ 16.78 Common Stock 6/1/23 N/A Sell 8,305 |
|
| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 9, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| June 9, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 9, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| June 9, 2023 |
Table of Contents PRELIMINARY COPY - SUBJECT TO COMPLETION - DATED JUNE 9, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 9, 2023 |
Letter of Resignation from J. Daniel Plants. EX-17.1 Exhibit 17.1 J. Daniel Plants One Embarcadero Center Suite 1140 San Francisco, California 94111 Cutera, Inc. 3240 Bayshore Blvd. Brisbane, California 94005 Attention: Board of Directors June 9, 2023 Ladies and Gentlemen: I hereby resign from the board of directors (the “Board”) of Cutera, Inc. (the “Company”), effective immediately. As you know, my resignation from the Board is a direct re |
|
| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| June 7, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report Cutera, Inc. |
|
| May 19, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 17, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 17, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 16, 2023 |
CUTR / Cutera Inc / Point72 Asset Management, L.P. - CUTERA INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 232109108 (CUSIP Number) May 15, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
|
| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 16, 2023 |
Interim CFO Offer Letter dated May 12, 2023 by and between Cutera, Inc. and Stuart Drummond. EX-10.1 Exhibit 10.1 May 12, 2023 Stuart Drummond (Address on file with the Company) Dear Stuart, We are pleased that you accepted the Interim CFO, effective May 5, 2023. We are confident in your capabilities and experiences to lead the Finance organization during this transition time. To recognize this increase in responsibilities, we are making the following changes: Compensation and Benefits A. |
|
| May 16, 2023 |
Retention Bonus Letter dated May 12, 2023 by and between Cutera, Inc. and Michael Karavitis. EX-10.2 Exhibit 10.2 Retention Bonus Letter May 12, 2023 Michael Karavitis (Address on file with the Company) Dear Michael, We are happy to inform you that as a valued member of Cutera, Inc. (“Cutera” or the “Company”), the Company has approved your eligibility to receive a bonus (the “Retention Bonus”) in the amount of $225,000 (two-hundred and twenty two thousand dollars) if you remain an employ |
|
| May 16, 2023 |
Executive Change in Control and Severance Policy EX-10.3 Exhibit 10.3 CUTERA, INC. EXECUTIVE CHANGE IN CONTROL AND SEVERANCE POLICY (Effective as of May 12, 2023) This Executive Change in Control and Severance Policy (the “Policy”) is designed to provide certain protections to a select group of key employees of Cutera, Inc. (“Cutera” or the “Company”) or any of its subsidiaries if their employment is involuntarily terminated under the circumstan |
|
| May 16, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned ackn |
|
| May 15, 2023 |
DEFA14A 1 d499830ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of inc |
|
| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) ( |
|
| May 15, 2023 |
CUTR / Cutera Inc / Voce Capital Management LLC - CUTERA, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 232109108 (CUSIP Number) J. Daniel Plants Voce Capital Management LLC One Embarcadero Center, Suite 1140 San Francisco, CA 94111 (415) 489-2600 with a copy to: Eleazer Klein, |
|
| May 15, 2023 |
Cutera Cancels Special Meeting EX-99.1 Exhibit 99.1 Cutera Cancels Special Meeting BRISBANE, Calif. – May 15, 2023 – CUTERA, INC. (“Cutera” or the “Company”) (Nasdaq: CUTR), a leading provider of aesthetic and dermatology solutions, today announced that it has cancelled the Special Meeting of Stockholders previously scheduled for June 9, 2023 (the “Special Meeting”). The cancellation of the Special Meeting follows the withdrawa |
|
| May 12, 2023 |
EX-99.1 Exhibit 99.1 Cutera Comments on Termination of Voce Capital’s Special Meeting Proxy Solicitation Resolves Dispute with Former CEO David Mowry BRISBANE, Calif. – May 11, 2023 – CUTERA, INC. (“Cutera” or the “Company”) (Nasdaq: CUTR), a leading provider of aesthetic and dermatology solutions, today commented on the termination of the proxy solicitation by Voce Capital Management LLC (“Voce C |
|
| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) ( |
|
| May 12, 2023 |
Consulting Agreement by and between Cutera, Inc. and David Mowry, effective May 11, 2023 EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is made and entered into as effective May 11, 2023 (the “Effective Date”) by and between Cutera, Inc. a Delaware corporation (the “Company”), and David Mowry, an individual (“Consultant” or “Mowry”) (each herein referred to individually as a “Party,” or collectively as the “Parties”). The Company desires to reta |
|
| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) ( |
|
| May 11, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Cutera, Inc. |
|
| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
| May 10, 2023 |
EX-99.1 Exhibit 99.1 Cutera Announces Agreements with Pura Vida and RTW Kevin Cameron, Taylor Harris, Nick Lewin and Keith Sullivan to Join the Cutera Board Following the June 9 Special Meeting Pura Vida and RTW to Vote Against Removal of Directors at the Special Meeting and Support the Company’s Slate of Director Nominees at the 2023 Annual Meeting May 09, 2023 05:09 PM Eastern Daylight Time BRIS |
|
| May 10, 2023 |
Cooperation Agreement, dated as of May 9, 2023, between Cutera, Inc. and RTW Investments, LP. EX-10.2 Exhibit 10.2 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of May 9, 2023, by and between Cutera, Inc., a Delaware corporation (the “Company”), and RTW Investments, LP, a Delaware limited partnership (together with its affiliates and associates, “Investor”). The Company and Investor are each herein referred to as a “party” and collectively, |
|
| May 10, 2023 |
Cooperation Agreement, dated as of May 9, 2023, between Cutera, Inc. and Pura Vida Investments, LLC. EX-10.1 Exhibit 10.1 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of May 9, 2023, by and between Cutera, Inc., a Delaware corporation (the “Company”), and Pura Vida Investments, LLC, a Delaware limited liability company (together with the funds it advises, “Investor”). The Company and Investor are each herein referred to as a “party” and collectiv |
|
| May 10, 2023 |
CUTR / Cutera Inc / PURA VIDA INVESTMENTS, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 2321091 |
|
| May 10, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Nu |
|
| May 10, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13(d)-1(k) EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13(d)-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D/A is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D/A shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The un |
|
| May 10, 2023 |
CUTR / Cutera Inc / RTW INVESTMENTS, LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 CUTERA INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 232109108 (CUSIP Number) RTW Investments, LP Attn: Roderick Wong 40 10th Avenue, Floor 7 New York, New York 10014 (Name, Address and Telephone Nu |
|
| May 10, 2023 |
Exhibit 99.3 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of May 9, 2023, by and between Cutera, Inc., a Delaware corporation (the “Company”), and Pura Vida Investments, LLC, a Delaware limited liability company (together with the funds it advises, “Investor”). The Company and Investor are each herein referred to as a “party” and collectively, the |
|
| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: |
|
| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 9, 2023 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 9, 2023 |
EX-99.1 Exhibit 99.1 Cutera Announces First Quarter 2023 Financial Results May 9, 2023 Placed more than 350 AviClear devices during Q1 2023, and generated $4.4M in AviClear revenue in the quarter BRISBANE, Calif.—(BUSINESS WIRE)—May 9, 2023— Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, today reported financial results for the f |
|
| May 8, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 CUTERA, INC. |
|
| May 5, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| May 3, 2023 |
PREC14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under § 240. |
|
| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 1, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-50 |
|
| May 1, 2023 |
Interim CEO Offer Letter dated April 25, 2023 by and between Cutera, Inc. and Sheila Hopkins. EX-10.1 Exhibit 10.1 CONFIDENTIAL April 25, 2023 Sheila Hopkins At the Address on File with Cutera Re: Interim Chief Executive Officer Compensation Terms Dear Sheila: I am pleased to confirm the terms of your employment as Interim Chief Executive Officer of Cutera, Inc. (“Cutera”), commencing as of April 11, 2023 (the “Effective Date”). 1. Position. On the Effective Date, you will begin to serve a |
|
| April 25, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 CUTERA, INC. |
|
| April 24, 2023 |
From: Cutera Corporate <[email protected]> EX-99.1 Exhibit 99.1 From: Cutera Corporate Sent: Monday, April 24, 2023 9:49 AM To: grp-All Employees{e} Subject: A Note from the Board’s Special Committee Dear Cutera Colleagues, We are reaching out as members of the Special Committee of Cutera’s Board of Directors. We know there has been a lot of noise over the last few weeks and recognize the emotion this is causing many of our colleagues. We |
|
| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| April 24, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File |
|
| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| April 18, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials x Soliciting Material Under Rule 14a-12 Cutera, Inc. |
|
| April 17, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials þ Soliciting Material Under Rule 14a-12 Cutera, Inc. |
|
| April 17, 2023 |
EX-99.1 Exhibit 99.1 Cutera, Inc.’s Special Committee Updates Stockholders on Its Recent Steps to Protect Stockholder Interests Highlights Former Executive Chair J. Daniel Plants’ Misleading Claims and Self-Serving Agenda to Seize Control of the Company Without Paying a Control Premium and Install Himself as CEO BRISBANE, Calif. – April 17, 2023 – The Special Committee of the Board of Directors (t |
|
| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| April 17, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File |
|
| April 13, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13(d)-1(k) Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13(d)-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned ac |
|
| April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 13, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| April 13, 2023 |
Cutera, Inc. to Hold Special Meeting of Stockholders EX-99.1 Exhibit 99.1 Cutera, Inc. to Hold Special Meeting of Stockholders BRISBANE, Calif. – Apr. 13, 2023 – CUTERA, INC. (the “Company”) (Nasdaq: CUTR), a leading provider of aesthetic and dermatology solutions, today announced it will hold a Special Meeting of Stockholders (“Special Meeting”) on June 9, 2023, at 9:00 am PT in or near Brisbane, California for the purpose of considering proposals |
|
| April 13, 2023 |
CUTR / Cutera Inc / RTW INVESTMENTS, LP - CUTERA, INC. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. ) Under the Securities Exchange Act of 1934 CUTERA INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 232109108 (CUSIP Number) RTW Investments, LP Attn: Roderick Wong 40 10th Avenue, Floor 7 New York, New York 10014 (Name, Address and Telephone Number of Pe |
|
| April 13, 2023 |
Exhibit 99.2 TRADING DATA Trade Date Expiration Date Buy/Sell No. of Shares/ Quantity Unit Cost/ Proceeds Security 2/13/2023 N/A Sell 22,798 $ 35.02 Common Stock 2/13/2023 N/A Buy 18,600 $ 35.11 Common Stock 2/14/2023 N/A Buy 5,000 $ 34.43 Common Stock 2/15/2023 N/A Buy 9,000 $ 35.46 Common Stock 2/16/2023 N/A Buy 10,000 $ 34.45 Common Stock 2/16/2023 N/A Sell 4,238 $ 35.90 Common Stock 2/16/2023 |
|
| April 13, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 13, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File |
|
| April 13, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value |
|
| April 13, 2023 |
Exhibit 99.2 RTW Investments, LP Issues Statement Regarding Cutera's Special Meeting of Stockholders RTW Investments Supports Good Corporate Governance Requests the Board continue with the Special Meeting New York, NY – (April 12, 2023) – RTW Investments, LP (“RTW”), which manages funds holding approximately 9.3% of the outstanding shares of Cutera, Inc. (the “Company”) (Nasdaq: CUTR), today annou |
|
| April 13, 2023 |
CUTR / Cutera Inc / PURA VIDA INVESTMENTS, LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 232109108 (CUSIP Number) Efr |
|
| April 12, 2023 |
CUTR / Cutera Inc / Voce Capital Management LLC Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 232109108 (CUSIP Number) J. Daniel Plants Voce Capital Management LLC One Embarcadero Center, Suite 1140 San Francisco, CA 94111 (415) 489-2600 with a copy to: Eleazer Klein, |
|
| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 11, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| April 12, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials þ Soliciting Material Under Rule 14a-12 Cutera, Inc. |
|
| April 12, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 11, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File |
|
| April 12, 2023 |
EX-99.1 2 d498567dex991.htm EX-99.1 Exhibit 99.1 Cutera, Inc. Announces Executive Leadership and Governance Changes Independent Board Member Sheila A. Hopkins Appointed Interim CEO; Search for Permanent CEO Underway Janet D. Widmann Appointed Independent Chair Executive Chairman Daniel Plants and CEO David Mowry Terminated for Cause Withdraws 2023 Outlook BRISBANE, Calif. – April 12, 2023 – CUTERA |
|
| April 11, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials x Soliciting Material Under Rule 14a-12 Cutera, Inc. |
|
| April 11, 2023 |
Power of Attorney (included in the signature page to this Registration Statement) S-8 As filed with the Securities and Exchange Commission on April 11, 2023. Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 CUTERA, INC. (Exact name of Registrant as specified in its charter) Delaware 77-0492262 (State of incorporation) (I.R.S. Employer Identification No.) 3240 Bayshore Blvd., Brisbane |
|
| April 11, 2023 |
EX-FILING FEES Exhibit 107 CALCULATION OF REGISTRATION FEE TABLES Form S-8 (Form Type) Cutera, Inc. |
|
| April 10, 2023 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials þ Soliciting Material Under Rule 14a-12 Cutera, Inc. |
|
| April 10, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 3, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| April 7, 2023 |
Exhibit 21.1 Subsidiaries of Cutera, Inc. (DE) Name State or Country of Incorporation or Organization Cutera Australia Party Limited Australia Cutera SPRL Belgium Cutera Canada, Inc. Canada Cutera Limited England & Wales Cutera Importing Limited England & Wales Cutera France SarL France Cutera Germany GmbH Germany Cutera HK Limited Hong Kong Cutera Japan K.K. Japan Cutera Spain S.L. Spain Cutera S |
|
| April 7, 2023 |
EX-10.28 4 cutr-20221231xex1028four.htm EX-10.28 WAIVER AND FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Waiver and Fourth Amendment to Loan and Security Agreement (this “Amendment”) is entered into this 10th day of August, 2022, by and between SILICON VALLEY BANK (“Bank”) and CUTERA, INC., a Delaware corporation (“Borrower”) whose address is 3240 Bayshore Boulevard, Brisbane, California 9 |
|
| April 7, 2023 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF CUTERA, INC. (a Delaware corporation) (As Amended on April 13, 2017) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES; NOTICE OF STOCKHOLDERS’ MEETINGS 2 2.5 MANNER OF GI |
|
| April 7, 2023 |
cutr-20221231xexx1027thi THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT This Third Amendment to Loan and Security Agreement (this “Amendment”) is entered into this 24th day of May, 2022, by and between SILICON VALLEY BANK (“Bank”) and CUTERA, INC. |
|
| April 7, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 3, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File |
|
| April 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K trademark ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For fiscal year ended December 31, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 000-50644 C |
|
| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2023 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) |
|
| March 24, 2023 |
Cutera Receives Notification of Deficiency from Nasdaq Related to Delayed Annual Report on Form 10-K EX-99.1 Exhibit 99.1 Cutera Receives Notification of Deficiency from Nasdaq Related to Delayed Annual Report on Form 10-K BRISBANE, Calif., March 24, 2023 — Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, announced today that it received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market |
|
| March 16, 2023 |
OMB Number: 3235-0058 SEC File Number: 000-50644 CUSIP Number: 232109108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 (Amendment No. |
|
| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 28, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| February 28, 2023 |
OMB Number: 3235-0058 SEC File Number: 000-50644 CUSIP Number: 232109108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
|
| February 28, 2023 |
EX-99.1 2 exhibit9918k22823.htm EX-99.1 Exhibit 99.1 Cutera Announces Fourth Quarter and Full-Year 2022 Financial Results along with 2023 Outlook Full-year 2022 revenue of $252.4 million, growing 16% in constant currency Placed greater than 600 AviClear devices during 2022, and generated $4.5M in AviClear revenue in 2022 Full-year 2023 revenue outlook of $277 million to $292 million, implying 10% |
|
| February 14, 2023 |
CUTR / Cutera, Inc. / RTW INVESTMENTS, LP - CUTERA, INC. Passive Investment SC 13G/A 1 p23-0514sc13ga.htm CUTERA, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Cutera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 232109108 (CUSIP Number) December 31, 2022 (Date of event which requires filing of this statement) Check the appropriate |
|
| February 13, 2023 |
CUTR / Cutera, Inc. / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment SC 13G/A 1 CUTRSC13GA2023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) CUTERA, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 232109108 (CUSIP Number) DECEMBER 31, 2022 (Date of event which requires filing of this statement) Check the appropriate bo |
|
| February 9, 2023 |
CUTR / Cutera, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0698-cuterainc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Cutera Inc. Title of Class of Securities: Common Stock CUSIP Number: 232109108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule purs |
|
| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2023 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| January 9, 2023 |
CORRESP 1 filename1.htm January 9, 2023 Division of Corporation Finance Office of Industrial Applications and Services United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Re: CUTERA Inc Form 10-K for the fiscal year ended December 31, 2021 Filed March 1, 2022 Form 8-K filed February 22, 2022 Form 8-K filed December 7, 2022 |
|
| January 9, 2023 |
Cutera Announces Preliminary Unaudited Financial Results for Full-Year 2022 EX-99.1 2 exhibit9918k1923.htm EX-99.1 Exhibit 99.1 Cutera Announces Preliminary Unaudited Financial Results for Full-Year 2022 BRISBANE, California, January 9, 2023 ─ Cutera, Inc. (Nasdaq: CUTR) (“Cutera” or the “Company”), a leading provider of aesthetic and dermatology solutions, today announced certain preliminary, unaudited financial results for the year ended December 31, 2022. These results |
|
| December 16, 2022 |
CORRESP 1 filename1.htm December 16, 2022 Division of Corporation Finance Office of Industrial Applications and Services United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Re: CUTERA Inc Form 10-K for the fiscal year ended December 31, 2021 Filed March 1, 2022 Form 8-K filed February 22, 2022 Response Letter Dated Novembe |
|
| December 12, 2022 |
Exhibit 4.1 EXECUTION VERSION CUTERA, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of December 12, 2022 4.00% Convertible Senior Notes due 2029 i TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designatio |
|
| December 12, 2022 |
Cutera, Inc. Announces Proposed Private Offering of $100 Million of Convertible Senior Notes Exhibit 99.1 Cutera, Inc. Announces Proposed Private Offering of $100 Million of Convertible Senior Notes BRISBANE, Calif. ? (BUSINESS WIRE) ? Dec. 7, 2022 ? Cutera, Inc. (Nasdaq: CUTR) (?Cutera? or the ?Company?), a leading provider of aesthetic and dermatology solutions, today announced that it intends to offer, subject to market conditions and other factors, $100 million aggregate principal amo |
|
| December 12, 2022 |
Cutera, Inc. Announces Pricing of Offering of $100 Million of Convertible Senior Notes Exhibit 99.2 Cutera, Inc. Announces Pricing of Offering of $100 Million of Convertible Senior Notes BRISBANE, Calif. ? (BUSINESS WIRE)? Dec. 8, 2022 ? Cutera, Inc. (Nasdaq: CUTR) (?Cutera? or the ?Company?), a leading provider of aesthetic and dermatology solutions, today announced the pricing of $100 million aggregate principal amount of 4.00% convertible senior notes due 2029 (the ?notes?) in a |
|
| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 7, 2022 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Numbe |
|
| December 12, 2022 |
Exhibit 10.1 EXECUTION VERSION $100,000,000 CUTERA, INC. 4.00% CONVERTIBLE SENIOR NOTES DUE 2029 PURCHASE AGREEMENT December 7, 2022 December 7, 2022 Stifel, Nicolaus & Company, Incorporated Goldman Sachs & Co. LLC As Representatives (the ?Representatives?) of the several Initial Purchasers named in Schedule I hereto c/o Stifel, Nicolaus & Company, Incorporated One Montgomery Street, Suite 3700 Sa |
|
| December 12, 2022 |
Form of Capped Call Transaction Confirmation. Exhibit 10.2 [Dealer name and address] To: Cutera Inc. 3240 Bayshore Blvd. Brisbane, CA 94005 From: [Dealer] Re: [Base][Additional] Capped Call Transaction Ref. No: []1 Date: December [], 2022 Dear Ladies and Gentlemen: The purpose of this communication (this ?Confirmation?) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below |
|
| December 12, 2022 |
Exhibit 10.3 FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Fifth Amendment to Loan and Security Agreement (this ?Amendment?) is entered into this 7th day of December, 2022, by and between SILICON VALLEY BANK (?Bank?) and CUTERA, INC., a Delaware corporation (?Borrower?) whose address is 3240 Bayshore Boulevard, Brisbane, California 94005. RECITALS A. Bank and Borrower have entered into that |
|
| December 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 7, 2022 Cutera, Inc. |
|
| December 1, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 1, 2022 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| December 1, 2022 |
Cutera, Inc. provides response to FDA Inquiry Exhibit 99.1 Cutera, Inc. provides response to FDA Inquiry BRISBANE, Calif., December 1, 2022 - Cutera, Inc. (Nasdaq: CUTR) (?Cutera? or the ?Company?), a leading provider of aesthetic and dermatology solutions, today disclosed that it has provided a response to a recent FDA inquiry. In 2019, Cutera undertook remediation to remove all marketing materials related to gynecological indications, inclu |
|
| November 29, 2022 |
November 29, 2022 Division of Corporation Finance Office of Industrial Applications and Services United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
|
| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Numb |
|
| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 3, 2022 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| November 3, 2022 |
Exhibit 99.1 Cutera Announces Third Quarter 2022 Financial Results Continued momentum in Capital equipment sales, posting 27% growth as reported and 32% in constant currency; Strong Consumable product growth reflecting robust underlying treatment volumes; Moving to full North American AviClear launch following successful limited commercial release; Reiterating full-year revenue guidance despite fo |
|
| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) October 27, 2022 Cutera, Inc. |
|
| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 23, 2022 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| September 14, 2022 |
CUTR / Cutera, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) Cutera, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 232109108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Noti |
|
| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: 0 |
|
| August 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2022 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| August 5, 2022 |
Exhibit 99.1 Cutera Announces Second Quarter 2022 Financial Results Record second-quarter revenue driven by ongoing momentum in Capital Equipment and Consumable Product segments Over one hundred new patients treated during the first quarter of AviClear?s availability Management reiterates full-year revenue guidance despite $15 million of annual foreign exchange headwinds BRISBANE, California, Augu |
|
| June 17, 2022 |
Cutera, Inc. 2019 Equity Incentive Plan (amended and restated as of June 15, 2022). Exhibit 10.1 APPENDIX - A CUTERA, INC. 2019 EQUITY INCENTIVE PLAN (As Amended and Restated June 15, 2022) The Cutera, Inc. 2019 Equity Incentive Plan is hereby amended and restated effective as of June 15, 2022, subject to stockholder approval on June 15, 2022. 1.Purposes of the Plan. The purposes of this Plan are: ?to attract and retain the best available personnel for positions of substantial re |
|
| June 17, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 15, 2022 Date of Report (date of earliest event reported) Cutera, Inc. |
|
| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2022 Cutera, Inc. (Exact name of registrant as specified in its charter) Delaware 000-50644 77-0492262 (State or other jurisdiction of incorporation) (Commission File Number) ( |
|
| May 31, 2022 |
Purchase Agreement, dated May 24, 2022, between Cutera, Inc. and Voce Capital Management LLC Exhibit 10.2 PURCHASE AGREEMENT Voce Capital Management LLC on behalf of investment funds and vehicles (collectively, the ?Investment Vehicles?) managed and advised by Voce Capital Management LLC that will be allocated and purchase the Notes (as defined below) (Voce Capital Management LLC and/or the Investment Vehicles, as applicable, the ?Undersigned?), is entering into this Purchase Agreement (t |
|
| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report Cutera, Inc. |
|
| May 31, 2022 |
Exhibit 10.1 $200,000,000 CUTERA, INC. 2.25% CONVERTIBLE SENIOR NOTES DUE 2028 PURCHASE AGREEMENT May 24, 2022 May 24, 2022 Goldman Sachs & Co. LLC As Representative (the ?Representative?) of the several Initial Purchasers named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street, New York, New York 10282-2198 Ladies and Gentlemen: Cutera, Inc., a Delaware corporation (the ?Company?), |
|
| May 31, 2022 |
Exhibit 99.2 Cutera, Inc. Announces Pricing of Offering of $200 Million and Concurrent Private Placement of $10 Million of Convertible Senior Notes BRISBANE, Calif., May 25, 2022 ? (BUSINESS WIRE) ? Cutera, Inc. (Nasdaq: CUTR), a leading provider of aesthetic and dermatology solutions, today announced the pricing of $210 million aggregate principal amount of 2.25% convertible senior notes due 2028 |
|
| May 31, 2022 |
Exhibit 10.4 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT This Third Amendment to Loan and Security Agreement (this ?Amendment?) is entered into this 24th day of May, 2021, by and between SILICON VALLEY BANK (?Bank?) and CUTERA, INC., a Delaware corporation (?Borrower?) whose address is 3240 Bayshore Boulevard, Brisbane, California 94005. RECITALS A. Bank and Borrower have entered into that cert |
|
| May 31, 2022 |
Exhibit 4.1 CUTERA, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of May 27, 2022 2.25% Convertible Senior Notes due 2028 i TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designation and Amount 13 Section |
