Основная статистика
| CIK | 1403085 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CVSL Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| October 16, 2018 |
CVSL / CVSL Inc. PRELIMINARY INFORMATION STATEMENT PRE 14C 1 jrjrpre14c.htm PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) (2)) [ ] Def |
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| July 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 29, 2018 JRjr33, INC. |
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| April 11, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC (the 'Exchange' or 'NYSE American) hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of Common Stock (the 'Common Stock') of JRjr33, Inc. (the 'Company') from listing and registration on the Exchange on Apri |
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| April 5, 2018 |
JRJR Networks Announces Estimated Unaudited Financial Results Through the Third Quarter 2017 Exhibit 99.1 JRJR Networks Announces Estimated Unaudited Financial Results Through the Third Quarter 2017 For Immediate Release (Dallas, TX, April 4, 2018- JRjr33, Inc., doing business as JRJR Networks previously announced that the NYSE American LLC (the “NYSE American”) suspended trading on its exchange to commence proceedings to delist the common stock of JRjr33, Inc. (the “Company”) from the NY |
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| April 5, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 jrjr338k-040418.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 4, 2018 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction Fil |
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| April 2, 2018 |
EX-99.1 2 jrjr8k-ex9901.htm PRESS RELEASE Exhibit 99.1 JRJR Networks Announces Inability to Meet Deadline to Regain Compliance with NYSE American Continued Listing Standards For Immediate Release (Dallas, TX, April 2, 2018- JRjr33, Inc., doing business as JRJR Networks [NYSE American: JRJR] announced that it notified the NYSE American LLC (the “NYSE American”) on March 30, 2018 that the Company wi |
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| April 2, 2018 |
8-K 1 jrjr8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 30, 2018 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001-367 |
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| February 26, 2018 |
JRJR Networks Announces Extension Granted by the NYSE EX-99.1 2 jrjrex9901.htm PRESS RELEASE Exhibit 99.1 JRJR Networks Announces Extension Granted by the NYSE (Dallas, TX, February 26, 2018) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced that on February 23, 2018, it received a letter from the NYSE American LLC (the “NYSE American”) notifying the Company that it has reviewed the Company’s February 22, 2018 extension |
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| February 26, 2018 |
8-K 1 jrjr8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 23, 2018 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001- |
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| February 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 15, 2018 JRjr33, INC. |
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| December 22, 2017 |
8-K 1 jrjr338k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 18, 2017 JRJR33, INC. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other jurisdiction (Commission F |
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| December 22, 2017 |
JRJR Networks Announces Extension Granted by the NYSE Exhibit 99.1 JRJR Networks Announces Extension Granted by the NYSE (Dallas, TX, December 22, 2017) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced that on December 21, 2017, it received a letter from the NYSE American LLC (the ?NYSE American?) notifying the Company that it has reviewed the Company?s December 18, 2017 extension request for filing outstanding Forms 1 |
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| December 11, 2017 |
8-K 1 jrjr338k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 5, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001 |
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| December 11, 2017 |
JRJR Networks to Address Notification of Noncompliance With NYSE MKT Continued Listing Standards EX-99.1 2 jrjr33ex9901.htm PRESS RELEASE EXHIBIT 99.1 JRJR Networks to Address Notification of Noncompliance With NYSE MKT Continued Listing Standards For Immediate Release (Dallas, TX, December 11, 2017) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] has received a notification (the “Notification Letter”) from the NYSE American LLC (the “Exchange”) that the Company is not in com |
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| December 4, 2017 |
CVSL / CVSL Inc. / Way Robert Anthony - SC 13G Passive Investment SC 13G 1 tv480721sc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* JRjr33, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 46645Q106 (CUSIP Number) November 15, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| December 1, 2017 |
CVSL / CVSL Inc. DEFA14A JRJR 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confid |
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| November 29, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Definitive Proxy Statement x Definitive Additional Materials o Confidential, For Use Of The Com |
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| November 29, 2017 |
JRjr33, Inc. 2015 Stock Incentive Plan (as amended on November 21, 2017) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, f |
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| November 6, 2017 |
8-K 1 form8-k11x1x2017.htm 8-K 11-6-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 31, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction |
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| November 6, 2017 |
EX-17 2 exhibit17.htm EXHIBIT 17 Exhibit 17 Dear Heidi, The draft submission to the SEC is not accurate. I and/or one of the companies under my control, are planning to pursue court action soon against JRJR33 and others for non-payment of monies legitimately owed. The amount is in excess of $1,000,000. The reasons for the legal action are the reasons for my resigning from my position as member of |
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| October 24, 2017 |
8-K 1 form8-kjgb.htm 8-K 10-24-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 19, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File |
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| October 24, 2017 |
Exhibit EXHIBIT 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of October 19, 2017 (this ? Agreement ?), is by and among JRjr33, Inc., a Florida corporation (the ? Company ?), the Subsidiaries of the Company that are signatories hereto (such subsidiaries, the ? Guarantors ? and together with the Company, the ? Debtors ?), the holders of the Company?s 14.0% Original Issue Discount Senior |
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| October 24, 2017 |
Form of Common Stock Purchase Warrant EX-4.2 3 exhibit42formofcommonstock.htm EXHIBIT 4.2 EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF |
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| October 24, 2017 |
Form of Senior Secured Guaranteed Convertible Note Exhibit EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES ISSUABLE HEREUNDER HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEM |
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| October 24, 2017 |
Exhibit EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ? Agreement ?) is dated as of October 19, 2017, between JRjr33, Inc., a Florida corporation (the ? Company ?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ? Purchaser ? and collectively, the ? Purchasers ?). WHEREAS, subject to the terms and con |
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| October 20, 2017 |
8-K 1 form8-k10x20x2017.htm 8-K 10-20-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 19, 2017 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdictio |
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| October 20, 2017 |
Exhibit EXHIBIT 99.1 JRJR NETWORKS FILING UPDATE For Immediate Release (Dallas, TX, October 20, 2017) - JRjr33, Inc., doing business as JRJR Networks [NYSE American: JRJR] today announced that on October 19, 2017, it received a letter from the NYSE American LLC (the “NYSE American”) notifying it that the Company was not in compliance with Sections 134 and 1101 of the NYSE American Company Guide as |
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| October 18, 2017 |
EX-10.1 2 exhibit101fundingrequestag.htm EXHIBIT 10.1 EXHIBIT 10.1 Funding Request Agreement This Funding Request Agreement (“Agreement”), is entered into effective the 18th day of October 2017 by and between JRJR 33 Inc. (“JRJR”), a Florida company having its principal office at 2950 N Harwood, Dallas, Texas, 75201, and Rochon Capital Partners Ltd (“RCP”) a Texas limited partnership having its pr |
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| October 18, 2017 |
Exhibit 21 Name of Subsidiary Incorporated Owned Happenings Communications Group, Inc. |
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| October 18, 2017 |
CVSL / CVSL Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal period ended December 31, 2016 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-36755 JRjr33, Inc. (Exact nam |
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| August 21, 2017 |
SECOND PERMITTED TRANSFERREE AGREEMENT EX-99.1 2 exhibit991.htm EXHIBIT 99.1 8.21.2017 Exhibit 99.1 SECOND PERMITTED TRANSFERREE AGREEMENT As of August 5, 2017, John P. Rochon, as the President of the General Partner of Rochon Capital Partners, Ltd., a Texas Limited Partnership with a principal office of 2950 N. Harwood Street Suite 2200, Dallas, Texas 75201 (“RCP”) and Huckleberry Investments LLP a UK investment advisor with a princip |
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| August 21, 2017 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits 8-K 1 form8-k8112017.htm 8-K 8.21.2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction Fil |
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| July 25, 2017 |
EX-16.1 2 exhibit161jrjr7-25x2017.htm EXHIBIT 16.1 Exhibit 16.1 Mayer Hoffman McCann P.C. July 25, 2017 U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 RE: JRjr33, Inc. Form 8-K (File No. 001-36755) We have read the statements made by JRjr33, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.0 |
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| July 25, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 form8-kjrjr7x25x2017.htm 8-K JRJR 7-25-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 19, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdi |
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| July 20, 2017 |
JRJR Networks Announces Delay in filing Form 10-Q EX-99.1 2 pressrelease7202017.htm EXHIBIT 99.1 PRESS RELEASE 7-20-2017 JRJR Networks Announces Delay in filing Form 10-Q For Immediate Release (Dallas, TX, July 20, 2017) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced that on July 14, 2017, it received a letter from the NYSE notifying it that the Company was not in compliance with Sections 134 and 1101 of the NYSE |
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| July 20, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 14, 2017 JRjr33, INC. |
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| June 13, 2017 |
CVSL / CVSL Inc. / JRjr33, Inc. - SC 13D 6-13-2017 Activist Investment SC 13D 1 a6-8x2017form13d.htm SC 13D 6-13-2017 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) * JRJR33, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 46645Q106 (CUSIP Number) Rochon Capital Partners, Ltd. Richmont Capital Partners V LP 2950 North Harwood Street, 22nd F |
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| June 12, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a6-6x2017form8xk.htm 8-K 6-12-12017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 6, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction Fil |
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| June 12, 2017 |
EX-10.1 3 a6-6x2017form8xkexhibit101.htm EXHIBIT 10.1 EXHIBIT 10.1 SUBORDINATION AND INTERCREDITOR AGREEMENT THIS SUBORDINATION AND INTERCREDITOR AGREEMENT (as amended, restated, supplemented or otherwise modified, this “Agreement”) is entered into as of this June 6, 2017, by and among (i) Dominion Capital LLC (the “Senior Creditor”), (ii) Rochon Capital Partners, Ltd., a Texas limited partnership |
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| June 12, 2017 |
FORBEARANCE AND AMENDMENT AGREEMENT EX-4.1 2 a6-6x2017form8xkexhibit41.htm EXHIBIT 4.1 EXHIBIT 4.1 EXECUTION COPY FORBEARANCE AND AMENDMENT AGREEMENT This Forbearance and Amendment Agreement (“Agreement”) is made and entered into this sixth day of June, 2017, by and between, DOMINION CAPITAL LLC (the “Investor”) and JRJR33, INC. (f/k/a CVSL Inc.), a Florida corporation (“JRJR33” or the “Company”) (collectively, the “Parties”). WHERE |
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| June 12, 2017 |
Exhibit EXHIBIT 10.2 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ? Agreement ?) is made on June 6, 2017 between the seller signature hereto (? Seller ?) and the purchaser signature hereto (? Purchaser ?). WHEREAS, pursuant to the Securities Purchase Agreement (as amended, restated or otherwise modified from time to time, the ? Securities Purchase Agreement ?), dated as o |
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| May 26, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 22, 2017 JRjr33, INC. |
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| May 17, 2017 |
PERMITTED TRANSFERREE AGREEMENT EX-99.1 2 exhibit1015-6x17.htm EXHIBIT 99.1 EXHIBIT 10.1 PERMITTED TRANSFERREE AGREEMENT Effective as of May 6th, 2017, John P. Rochon, as the President of the General Partner of Rochon Capital Partners, Ltd., a Texas Limited Partnership with a principal office of 2950 N. Harwood Street Suite 2200, Dallas, Texas 75201 (“RCP”) and Huckleberry Investments LLP a UK investment advisor with a principal |
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| May 17, 2017 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits 8-K 1 form8-k5x6x17.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 6, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001-3675 |
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| May 17, 2017 |
8-K 1 a5-17x17form8xkactitech.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 31, 2016 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No |
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| May 17, 2017 |
EX-10.1 2 a5-17x17exhibit991actitech.htm EXHIBIT 10.1 EXHIBIT 99.1 John, I am writing to address the current status of payments and shipments between Actitech and Agel. I have given a great deal of thought to these issues for quite some time, and I believe that Actitech’s withholding Agel shipments is counterproductive and emotionally time consuming. I am also mindful of our relationship, which I |
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| May 16, 2017 |
NT 10-Q 1 a5-16x1712bx25.htm NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11 |
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| April 28, 2017 |
CVSL / CVSL Inc. / Huckleberry Investments LLP - SC 13G/A Passive Investment Huckleberry Investments LLP: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) JRJR 33, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46645Q106 (CUSIP Number) April 18, 2017 (Date of Event which Requires Filing of this Statement) Check the app |
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| April 20, 2017 |
EX-99.1 2 a9914-19x17pressrelease.htm EXHIBIT 99.1 EXHIBIT 99.1 JRJR Networks Announces Delay in filing Form 10-K For Immediate Release (DALLAS, TX, April 19, 2017) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced that on April 18, 2017, it received a letter from the NYSE notifying it that the Company was not in compliance with Section 802.01E of the NYSE Listed Com |
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| April 20, 2017 |
8-K 1 form8k4-20x172.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 18, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001- |
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| March 31, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 28, 2017 JRjr33, INC. |
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| March 31, 2017 |
Document U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on |
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| March 22, 2017 |
8-K 1 form8-kjrjr3172017.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 17, 2017 JRjr33, INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001- |
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| March 22, 2017 |
EX-99.1 CHARTER 2 jrjrpressrelease3-2117.htm PRESS RELEASE ISSUED BY JRJR33, INC. DATED MARCH 22, 2017 JRJR Networks Receives Approval of Plan Submitted to NYSE to Regain Compliancy Pursuant to Section 1003 For Immediate Release (Dallas, TX, March 22, 2017) – JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced it has received approval from the New York Stock Exchange MKT |
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| February 21, 2017 |
8-K 1 a8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 8, 2017 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other jurisdiction (Commission File Number |
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| February 7, 2017 |
CVSL / CVSL Inc. / Huckleberry Investments LLP - FORM SC 13G Passive Investment Huckleberry Investments LLP: Form SC 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* JRJR 33, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46645Q106 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the ap |
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| January 17, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 10, 2017 JRjr33, INC. |
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| January 17, 2017 |
JRJR Networks to Address Notification of Noncompliance With NYSE MKT Continued Listing Standards Exhibit EXHIBIT 99.1 JRJR Networks to Address Notification of Noncompliance With NYSE MKT Continued Listing Standards For Immediate Release (Dallas, TX, January 17, 2017) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] has received a notification (the ?Deficiency Letter?) from the NYSE MKT LLC (the ?Exchange?) that the Company is not in compliance with certain NYSE MKT continued l |
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| January 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 3, 2017 JRJR33, INC. |
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| January 3, 2017 |
EX-99.1 2 a12-30x16pressrelease.htm EXHIBIT 99.1 EXHIBIT 99.1 JRJR NETWORKS FILES THIRD QUARTER 10-Q NINE MONTH YTD REVENUE UP 16% COMPANY RESTORES COMPLIANCY WITH NYSE LISTING REQUIREMENTS For Immediate Release (Dallas, TX, January 3, 2017) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced it filed its Form 10-Q for the period ended September 30, 2016 on Friday, Dec |
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| December 30, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal period ended September 30, 2016 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-36755 JRjr33, In |
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| December 29, 2016 |
EX-99.1 2 a12-29x16exhibit991.htm EXHIBIT 99.1 EXHIBIT 99.1 JRJR NETWORKS FILING UPDATE For Immediate Release (Dallas, TX, December 29, 2016) - On December 22, 2016, JRjr33, Inc. (the “Company”), doing business as JRJR Networks [NYSE MKT: JRJR] received a letter from NYSE MKT LLC (the “NYSE”) notifying the Company that it had made a reasonable demonstration of its ability to regain compliance with |
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| December 29, 2016 |
8-K 1 a12-29x16form8xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 22, 2016 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: |
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| December 16, 2016 |
Exhibit December 14, 2016 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on December 7, 2016, as filed by our former client, JRjr33, Inc., on December 14, 2016. We agree with the statements made in response to that Item insofar as they relate to our Firm. We have als |
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| December 16, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| December 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 7, 2016 JRjr33, INC. |
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| December 7, 2016 |
Exhibit Exhibit 99.1 JRJR NETWORKS FILES SECOND QUARTER 10-Q Q2 REVENUE OF $36.4 MILLION EVEN COMPARED TO PRIOR YEAR; YTD REVENUE OF $72.5 MILLION, A 30% INCREASE OVER THE PRIOR YEAR; For Immediate Release (Dallas, TX, December 6, 2016) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced it has filed its Form 10-Q for the period ended June 30, 2016. In addition, the Co |
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| December 7, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 6, 2016 JRJR33, INC. |
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| December 6, 2016 |
10-Q 1 a6302016-10qdocument.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal period ended June 30, 2016 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Numbe |
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| December 6, 2016 |
JRjr33 10-Q/A (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 22, 2016 JRJR33, INC. |
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| November 15, 2016 |
Document U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report o |
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| November 8, 2016 |
Exhibit Exhibit 10.1 JRjr33, Inc. November 3, 2016 Mr. John Walker 2469 Cascade Drive Free Union, VA 22940 Dear John, It is with a great deal of pleasure we provide this letter to formalize our invitation for you to join us at JRJR 33 INC. We believe you will be a great fit with our culture and what we are building here at JRJR 33, INC. Networks. We believe this is a great opportunity for you to b |
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| November 8, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 3, 2016 JRjr33, INC. |
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| October 18, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 14, 2016 JRjr33, INC. |
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| October 14, 2016 |
10-Q 1 a3312016-10qdocument.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal period ended March 31, 2016 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Numb |
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| October 14, 2016 |
JRjr33 10-Q/A (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 22, 2016 JRJR33, INC. |
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| September 22, 2016 |
a20160921jrjrnetworkspre Investor Presentation 2016 Exhibit 99.1 2 This presentation includes statements that are, or may be deemed, ?forward-looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. In some cases, these forward-looking statements can be identified by the use of forward-looking terminology, including the terms ?believes,? ?estimate |
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| September 19, 2016 |
EX-10.1 2 a9-15x2016stockincentivepl.htm EXHIBIT 10.1 JRJR33, INC. (FORMERLY KNOWN AS CVSL INC.) 2015 STOCK INCENTIVE PLAN (as amended on September 15, 2016) 1. Establishment and Purpose. The purpose of the JRjr33, Inc. 2015 Stock Incentive Plan (the “Plan”) is to promote the interests of the Company and the stockholders of the Company by providing directors, officers, employees and consultants of |
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| September 19, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 15, 2016 JRJR33, INC. |
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| September 19, 2016 |
Exhibit Exhibit 99.1 JRJR NETWORKS ANNOUNCES FIRST QUARTER RESULTS REVENUE OF $36.8 MILLION UP 89%; GROSS PROFIT INCREASES TO $21.4 MILLION, UP 94%. For Immediate Release (Dallas, TX, September 14, 2016) - JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced financial results for its first quarter of 2016. ?Across the board, by multiple measures of performance, we saw rec |
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| September 19, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 14, 2016 JRjr33, Inc. |
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| September 9, 2016 |
Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 7, 2016 JRjr33, Inc. |
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| August 30, 2016 |
8-K/A 1 form8-kdominonwaiver.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 22, 2016 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other |
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| August 30, 2016 |
EX-10.1 2 a101q2dominionwaiver.htm EXHIBIT 10.1 EXHIBIT 10.1 WAIVER This Waiver (the “Waiver”), dated as of August 22, 2016, is hereby executed by Dominion Capital LLC (“Dominion”) and JRjr33, Inc. (formerly known as CVSL Inc. (“CVSL” and together with JRjr33, Inc., the “Company”)). WHEREAS, CVSL issued that certain 9.75% Senior Secured Convertible Note (the “Note”) in the aggregate original princ |
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| August 30, 2016 |
EX-99.1 3 a991nyseaugust2016pressrel.htm EXHIBIT 99.1 EXHIBIT 99.1 JRJR NETWORKS FILING UPDATE For Immediate Release (Dallas, TX, August 25, 2016) - On August 23, 2016, JRjr33, Inc. (the “Company”), doing business as JRJR Networks [NYSE MKT: JRJR] received a letter from NYSE MKT LLC (the “Exchange”) notifying the Company that it is not in compliance with the listing standards pertaining to the tim |
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| August 30, 2016 |
CVSL / CVSL Inc. / JRjr33, Inc. - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 26, 2016 |
EX-99.1 3 a991nyseaugust2016pressrel.htm EXHIBIT 99.1 EXHIBIT 99.1 JRJR NETWORKS FILING UPDATE For Immediate Release (Dallas, TX, August 25, 2016) - On August 23, 2016, JRjr33, Inc. (the “Company”), doing business as JRJR Networks [NYSE MKT: JRJR] received a letter from NYSE MKT LLC (the “Exchange”) notifying the Company that it is not in compliance with the listing standards pertaining to the tim |
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| August 26, 2016 |
EX-10.1 2 a101q2dominionwaiver.htm EXHIBIT 10.1 EXHIBIT 10.1 WAIVER This Waiver (the “Waiver”), dated as of August 22, 2016, is hereby executed by Dominion Capital LLC (“Dominion”) and JRjr33, Inc. (formerly known as CVSL Inc. (“CVSL” and together with JRjr33, Inc., the “Company”)). WHEREAS, CVSL issued that certain 9.75% Senior Secured Convertible Note (the “Note”) in the aggregate original princ |
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| August 26, 2016 |
8-K 1 form8-kdominonwaiver.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 26, 2016 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other jurisdiction (Commiss |
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| August 24, 2016 |
DEFA14A 1 defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Checkthe appropriate box: o Preliminary Proxy Statement o Definitive Proxy Statement x Definitive Additional Materia |
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| August 24, 2016 |
DEFA14A 1 defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Checkthe appropriate box: o Preliminary Proxy Statement o Definitive Proxy Statement x Definitive Additional Materia |
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| August 19, 2016 |
Document ANNUAL MEETING OF STOCKHOLDERS OF JRJR33, INC. SEPTEMBER 15, 2016 NOTICE OF INTERNET AVAILABILITY OF PROXY MATERIALS: The Notice of Meeting, proxy statement and proxy card are available at www.jrjrnetworks.com Please sign, date and mail your proxy card in the envelope provided as soon as possible. THE BOARD OF DIRECTORS OF JRJR33, INC. RECOMMENDS THAT YOU VOTE FOR ALL NOMINEES LISTED IN P |
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| August 19, 2016 |
Document ANNUAL MEETING OF STOCKHOLDERS OF JRJR33, INC. SEPTEMBER 15, 2016 NOTICE OF INTERNET AVAILABILITY OF PROXY MATERIALS: The Notice of Meeting, proxy statement and proxy card are available at www.jrjrnetworks.com Please sign, date and mail your proxy card in the envelope provided as soon as possible. THE BOARD OF DIRECTORS OF JRJR33, INC. RECOMMENDS THAT YOU VOTE FOR ALL NOMINEES LISTED IN P |
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| August 19, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, f |
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| August 19, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, f |
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| August 15, 2016 |
Document U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: August 15, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on F |
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| August 15, 2016 |
Document U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: August 15, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on F |
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| August 15, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2016 JRjr33, Inc. |
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| August 15, 2016 |
CVSL / CVSL Inc. / JRjr33, Inc. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 15, 2016 |
CVSL / CVSL Inc. / JRjr33, Inc. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 12, 2016 |
CVSL / CVSL Inc. / Way Robert Anthony - SC 13G Passive Investment SC 13G 1 v446914sc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* JRjr33, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 46645Q106 (CUSIP Number) July 22, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| July 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 8, 2016 JRjr33, Inc. |
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| July 14, 2016 |
JRJR33, INC. COMPLIANCE PLAN ACCEPTED BY NYSE MKT EX-99.1 2 jrjrnetworksjuly20168-kexh.htm EXHIBIT 99.1 EXHIBIT 99.1 JRJR33, INC. COMPLIANCE PLAN ACCEPTED BY NYSE MKT For Immediate Release DALLAS, TX, July 11, 2016 – JRJR33, Inc., doing business as JRJR Networks (NYSE MKT: JRJR), announced that on July 8, 2016, it received a letter from NYSE MKT LLC stating that the Exchange has accepted the Company’s plan of compliance for continued listing rela |
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| June 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 jrjrnetworkspressrelease8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 28, 2016 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction Fi |
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| June 28, 2016 |
Exhibit JRJR NETWORKS ANNOUNCES FOURTH QUARTER RESULTS PRO FORMA REVENUE WAS $49.5 MILLION; PRO FORMA ADJUSTED EBITDA WAS $3.9 MILLION For Immediate Release (Dallas, TX, June 28, 2016) – JRjr33, Inc., doing business as JRJR Networks [NYSE MKT: JRJR] today announced financial results for its fourth quarter of 2015. “We’re extremely pleased with the results of the fourth quarter and with the results |
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| June 28, 2016 |
10-K 1 a12312015-10kdocument.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Numbe |
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| June 28, 2016 |
Exhibit 21 Name of Subsidiary Incorporated Owned Happenings Communications Group, Inc. |
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| June 28, 2016 |
EX-10.36 2 exhibit1036.htm EXHIBIT 10.36 EXHIBIT 10.36 INTERNATIONAL CENTER OFFICE LEASE BY AND BETWEEN INTERNATIONAL CENTER DEVELOPMENT XVIII, LLC AS LANDLORD, AND CVSL INC. AS TENANT 1 TABLE OF CONTENTS Page 1. Definitions and Basic Lease Provisions. 1 2. Lease Grant 3 3. Term; Possession. 3 4. Rent. 4 5. Electrical Services. 9 6. Services by Landlord. 11 7. Assignment and Subletting. 13 8. Repa |
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| May 23, 2016 |
SEC Exhibit WAIVER This Waiver (the ? Waiver ?), dated as of May 17, 2016, is hereby executed by Dominion Capital LLC (? Dominion ?) and JRjr33, Inc. |
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| May 23, 2016 |
SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 17, 2016 JRjr33, Inc. |
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| May 16, 2016 |
SEC Document U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report o |
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| April 20, 2016 |
8-K 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 14, 2016 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other jurisdiction (Commission File Number |
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| April 20, 2016 |
EX-99.1 3 exhibit991-pressrelease.htm EXHIBIT 99.1 EXHIBIT 99.1 JRJR NETWORKS FILING UPDATE For Immediate Release (Dallas, TX, April 19, 2016) - On April 15, 2016, JRjr33 Inc., doing business as JRJR Networks [NYSE MKT: JRJR], received a letter from NYSE MKT LLC (“the Exchange”) noting that it is not in compliance with the listing standards pertaining to the timing of SEC filings, as set forth in |
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| April 20, 2016 |
EX-10.1 2 exhibit101-waiver.htm EXHIBIT 10.1 EXHIBIT 10.1 WAIVER This Waiver (the “Waiver”), dated as of April 15, 2016, is hereby executed by Dominion Capital LLC (“Dominion”) and JRjr33, Inc. (formerly known as CVSL Inc. (“CVSL” and together with JRjr33, Inc., the “Company”)). WHEREAS, CVSL issued that certain 9.75% Senior Secured Convertible Note (the “Note”) in the aggregate original principal |
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| March 30, 2016 |
EX-10.1 2 exhibit101chrisbrooksoffer.htm EXHIBIT 10.1 March 24, 2016 Mr. Chris Brooks 2950 N Harwood St, 22nd Floor Dallas, TX 75201 Dear Chris, It is with a great deal of pleasure we provide this letter to formalize our invitation for you to join us at JRJR Networks. We believe you will be a great fit with our culture and what we are building here at JRJR Networks. We believe this is a great oppo |
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| March 30, 2016 |
NT 10-K 1 a12b-25jrjr1231153.htm NT 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2015 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on |
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| March 30, 2016 |
8-K 1 finalform8-kequityawardsan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 24, 2016 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other jurisdiction (Co |
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| March 30, 2016 |
JRJR NETWORKS NAMES BROOKS AS CHIEF FINANCIAL OFFICER EX-99.1 3 exhibit991chrisbrookspress.htm EXHIBIT 99.1 JRJR NETWORKS NAMES BROOKS AS CHIEF FINANCIAL OFFICER For Immediate Release (Dallas, TX, March 29, 2016) - JRjr33, Inc. [NYSE MKT: JRJR] doing business as JRJR Networks, has appointed Christopher L. Brooks as its Chief Financial Officer. John Rochon Jr., the company’s Vice Chairman, had served as CFO for the past year. In recent months, Mr. Roc |
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| March 24, 2016 |
SELECTED UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION EX-99.3 4 exhibit993.htm EXHIBIT 99.3 Exhibit 99.3 SELECTED UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION The following unaudited pro forma combined statement of operations and related notes are presented for informational purposes only to show the pro forma effects of the acquisition of Kleeneze Limited (“Kleeneze”). The pro forma combined statements of operations for the year ended December |
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| March 24, 2016 |
Financial Statements and Exhibits 8-K/A 1 a8-ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 19, 2015 JRjr33, Inc. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other jurisdiction (Commission File N |
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| March 24, 2016 |
EX-99.1 3 exhibit991.htm EXHIBIT 99.1 Kleeneze Limited Non-statutory consolidated financial statements Registered number 5801085 27 March 2015 Registered number 5801085 Contents Independent auditors' report 1 Consolidated Profit and Loss Account 3 Consolidated Balance Sheet 4 Consolidated Cash Flow Statement 5 Consolidated Statement of total recognised gains and losses 6 Notes 7 Independent Audito |
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| March 7, 2016 |
Exhibit ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION CVSL INC. (NAME OF CORPORATION AS CURRENTLY FILED WITH THE FLORIDA DEPT. OF STATE) P11000056213 Document Number of Corporation (if known) Pursuant to the provisions of section 607.1006, Florida Statutes, this Florida Profit Corporation adopts the following amendment(s) to its Articles of Incorporation: A. IF AMENDING NAME. ENTER THE NEW NA |
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| March 7, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 2, 2016 JRjr33, Inc. |
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| February 25, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 19, 2016 CVSL INC. |
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| February 11, 2016 |
DEF 14C 1 def14ccvsl021016.htm DEF 14C NAME CHANGE SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) (2) ☒ Definitive Information Statement CVSL INC. (Exact name of registrant as specified in its |
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| February 3, 2016 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2016 CVSL INC. |
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| February 1, 2016 |
PRE 14C SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) (2) ? Definitive Information Statement CVSL INC. |
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| January 29, 2016 |
Exhibit Exhibit 99.1 CVSL INC. TO CHANGE ITS NAME AND STOCK SYMBOL EXPECTS Q4 PRO FORMA REVENUES OF APPROXIMATELY $49-50 MILLION For Immediate Release (Dallas, TX, January 28, 2016) - CVSL Inc . [NYSE MKT: CVSL] has made an estimate of its expected Fourth Quarter 2015 revenues and announced that it intends to begin doing business as JRJR Networks. The announcements were made today by John Rochon J |
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| January 29, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 28, 2016 CVSL INC. |
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| January 6, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 6, 2016 CVSL INC. |
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| November 23, 2015 |
Exhibit EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ? Agreement ?), dated as of November 20, 2015, is by and among CVSL Inc. |
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| November 23, 2015 |
Exhibit EXECUTION VERSION GUARANTY This GUARANTY, dated as of November 20, 2015 (this ? Guaranty ?), is made by each of the undersigned (each a ? Guarantor ?, and collectively, the ? Guarantors ?), in favor of Dominion Capital LLC, in its capacity as collateral agent (in such capacity, the ? Collateral Agent ? as hereinafter further defined) for the ?Buyers? party to the Securities Purchase Agreement (each as defined below). |
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| November 23, 2015 |
EX-4.1 2 exhibit41-xnote.htm EXHIBIT 4.1 EXECUTION VERSION SENIOR SECURED CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED |
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| November 23, 2015 |
8-K 1 cvslform8-kxxdominionfinan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 20, 2015 CVSL INC. (Exact name of registrant as specified in its charter) Florida 001-36755 98-0534701 (State or other jurisdiction (Co |
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| November 23, 2015 |
Exhibit EXECUTION VERSION SECURITY AND PLEDGE AGREEMENT SECURITY AND PLEDGE AGREEMENT , dated as of November 20, 2015 (this ? Agreement ?), made by CVSL Inc. |
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| October 20, 2015 |
8-K 1 betterware8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 15, 2015 CVSL Inc. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 00-5281 |
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| October 20, 2015 |
EX-4.2 3 exhibit42convertiblenoteis.htm EXHIBIT 4.2 Exhibit 4.2 Date: 15 October, 2015 CONVERTIBLE LOAN issued by TRILLIUM POND AG 1 DATE: 15 October, 2015 This instrument (this Note) is made by TRILLIUM POND AG, a company incorporated in Switzerland whose address is at c/o CVSL AG, Hertensteinstrasse 51 6004, Luzern (Company) under the authority of its articles of association and pursuant to a re |
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| October 20, 2015 |
EX-4.1 2 exhibit41convertiblenoteis.htm EXHIBIT 4.1 Exhibit 4.1 Date: 15 October, 2015 CONVERTIBLE LOAN issued by TRILLIUM POND AG 1 DATE: 15 October, 2015 This instrument (this Note) is made by TRILLIUM POND AG, a company incorporated in Switzerland whose address is at c/o CVSL AG, Hertensteinstrasse 51 6004, Luzern (Company) under the authority of its articles of association and pursuant to a re |
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| October 20, 2015 |
EX-10.1 4 exhibit101sharepurchaseagr.htm EXHIBIT 10.1 . Exhibit 10.1 DATED 15 October, 2015 SHARE PURCHASE AGREEMENT relating to the sale and purchase of the whole of the issued share capital of Stanley House Distribution Limited 1 CONTENTS 1 DEFINITIONS AND INTERPRETATION 3 2 SALE AND PURCHASE 10 3 CONSIDERATION 11 4 COMPLETION 11 5 POST-COMPLETION OBLIGATIONS 12 6 WARRANTIES 13 7 LEAKAGE 14 8 IN |
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| August 14, 2015 |
Exhibit 99.1 CVSL ANNOUNCES SECOND QUARTER RESULTS REVENUE INCREASED 45.2%; GROSS PROFIT INCREASED 61.5% INVESTOR CALL SCHEDULED FOR TOMORROW AT 10 A.M. EASTERN FOR IMMEDIATE RELEASE (Dallas, TX, August 13, 2015) ? CVSL Inc. [NYSE MKT: CVSL] today announced financial results for its second quarter of 2015. Revenue for the quarter was $35.7 million, up from $24.6 million in the second quarter last |
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| August 14, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4182228k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 13, 2015 CVSL INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001-36 |
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| August 11, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 COMMISSION FILE NUMBER: 001-36755 NOTIFICATION OF LATE FILING Check One: o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2015 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o |
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| July 30, 2015 |
CVSL 8-K CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2015 CVSL INC. |
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| June 25, 2015 |
CVSL FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 23, 2015 CVSL INC. |
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| June 1, 2015 |
EX-17.2 3 v412244ex17-2.htm EXHIBIT 17.2 Exhibit 17.2 June 1, 2015 Via E-Mail Ms. Tamala L. Longaberger c/o Mr. John W. Zeiger Zeiger, Tigges & Little LLP 3500 Huntington Center 41 South High Street Columbus, Ohio 43215 Dear Ms. Longaberger: I am in receipt of your May 29, 2015, correspondence. We accept your resignation as a director of CVSL Inc. (the “Company” or “CVSL”) effective as of that dat |
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| June 1, 2015 |
TAMALA L. LONGABERGER 1 Miranova Place Columbus, Ohio 43215 May 29, 2015 Exhibit 17.1 TAMALA L. LONGABERGER 1 Miranova Place Columbus, Ohio 43215 May 29, 2015 Via E-Mail Mr. John P. Rochon Chief Executive Officer, President and Chairman CVSL, Inc. 2400 North Dallas Parkway, Suite 230 Plano, Texas 75093-4371 Dear Mr. Rochon: I hereby resign, effective immediately, as a director of CVSL, Inc. (“CVSL’’). My resignation relates to the following circumstances: On April 28, |
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| June 1, 2015 |
EX-17.3 4 v412244ex17-3.htm EXHIBIT 17,3 Exhibit 17.3 May 27, 2014 Via E-Mail & First Class Mail, Return Receipt Requested Ms. Tamala L. Longaberger c/o Mr. John W. Zeiger Zeiger, Tigges & Little LLP 3500 Huntington Center 41 South High Street Columbus, Ohio 43215 Dear Ms. Longaberger: CVSL Inc. (“CVSL”) immediately terminates any and all of your employment positions with The Longaberger Company a |
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| June 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 27, 2015 CVSL INC. |
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| May 22, 2015 |
CVSL DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| May 22, 2015 |
CVSL DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 21, 2015 |
I NVESTOR P RESENTATION MAY, 2015 EX-99.1 2 v411225ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 I NVESTOR P RESENTATION MAY, 2015 1 This presentation includes statements that are, or may be deemed, ‘‘forward - looking statements.’’ In some cases, these forward - l ooking statements can be identified by the use of forward - looking terminology, including the terms “believes,” “estimates,” “anticipate s,” “expects,” “plans,” “intends,” “may |
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| May 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v4112258k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 21, 2015 CVSL INC. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 001-36755 |
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| May 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2015 CVSL INC. |
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| May 12, 2015 |
CVSL FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2015 CVSL INC. |
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| May 12, 2015 |
Exhibit 99.1 FINAL VERSION CVSL INC. REPORTS FIRST QUARTER RESULTS Pro Forma Revenue Increased By 20.0% after Taking Into Account the Results of Our Kleeneze Transaction For Immediate Release Dallas, TX (May 11, 2015) ? CVSL Inc. (NYSE MKT: CVSL) (?CVSL? or the ?Company?), a growing portfolio of direct-to-consumer companies, today reported financial results for the first quarter of 2015 ended Marc |
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| May 12, 2015 |
Exhibit 16.1 May 12, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01(a) of CVSL Inc.?s Form 8-K, dated May 11, 2015, and have the following comments: 1. We agree with the statements made in the first, second, fourth, fifth and sixth paragraphs. 2. We have no basis on which to agree or disagree with the statements made |
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| May 4, 2015 |
CVSL 8-K CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2015 CVSL INC. |
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| March 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 19, 2015 CVSL Inc. |
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| March 25, 2015 |
CVSL FUNDS AND CLOSES ACQUISITION OF KLEENEZE EX-99.1 2 v405543ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CVSL FUNDS AND CLOSES ACQUISITION OF KLEENEZE For Immediate Release Dallas, TX, March 25, 2015 - CVSL Inc. [NYSE MKT: CVSL] announced today that it has successfully funded and closed its previously-announced acquisition of Kleeneze, one of the UK’s longest-operating, largest and best-known direct-to-consumer businesses. With the addition of Kle |
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| March 23, 2015 |
Exhibit 99.15 JOINT FILING AGREEMENT JOINT FILING AGREEMENT, dated as of the 23rd day of March, 2015, among Rochon Capital Partners, Ltd., John Rochon Management, Inc., John P. Rochon and Russell Mack (collectively, the “Reporting Persons”). WHEREAS, pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the parties hereto desire to satisfy any filing |
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| March 23, 2015 |
CVSL / CVSL Inc. / Rochon Capital Partners Ltd - AMENDMENT TO FORM SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. |
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| March 20, 2015 |
CVSL 8-K CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 16, 2015 CVSL INC. |
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| March 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2015 CVSL INC. |
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| March 2, 2015 |
CVSL Announces Pricing of Public Offering of $20,000,000 of Securities Exhibit 99.3 CVSL Announces Pricing of Public Offering of $20,000,000 of Securities Dallas, Feb. 26, 2015 /PRNewswire/ - CVSL Inc. [NYSE MKT: CVSL] (“CVSL” or the “Company”) today announced the pricing of an underwritten public offering of 6,667,000 shares of common stock and warrants to purchase up to an aggregate of 6,667,000 shares of its common stock at a combined offering price of $3.00. The |
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| March 2, 2015 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-200712 PROSPECTUS SUPPLEMENT (To the Prospectus dated January 15, 2015) 6,667,000 Shares of Common Stock Warrants to Purchase up to 6,667,000 Shares of Common Stock We are offering 6,667,000 shares of our common stock, par value $0.0001 per share, and warrants to purchase up to 6,667,000 shares of our common stock (and the shares of common stoc |
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| March 2, 2015 |
CVSL Announces Proposed Public Offering of Common Stock Exhibit 99.1 CVSL Announces Proposed Public Offering of Common Stock Dallas, Feb. 24, 2015 /PRNewswire/ - CVSL Inc. (CVSL) (“CVSL” or the “Company”) today announced that it intends to offer for sale shares of its common stock in an underwritten public offering. The Company intends to use the net proceeds from this offering for the acquisition of other businesses that it believes are synergistic wi |
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| March 2, 2015 |
CVSL Announces Update To Proposed Public Offering of Securities EX-99.2 6 v403243ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CVSL Announces Update To Proposed Public Offering of Securities Dallas, Feb. 26, 2015 /PRNewswire/ - CVSL Inc. [NYSE MKT: CVSL] (“CVSL” or the “Company”) today announced that its previously announced proposed underwritten public offering now includes warrants. The Company intends to use the net proceeds from this offering for the acquisition of |
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| March 2, 2015 |
Exhibit 1.1 UNDERWRITING AGREEMENT between CVSL INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters CVSL INC. UNDERWRITING AGREEMENT New York, New York February 26, 2015 Aegis Capital Corp. As Representative of the several Underwriters named on Schedule 1 attached hereto 810 Seventh Avenue, 18th Floor New York, New York 10019 Ladies and Gentlemen: The undersigned, CVSL Inc. |
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| March 2, 2015 |
Exhibit 4.1 CVSL INC. WARRANT TO PURCHASE COMMON STOCK Warrant No.: [●] Number of Warrants: [●] Date of Issuance: March 4, 2015 (“Issuance Date”) Expiration Date: March 4, 2020 (“Expiration Date”) CVSL Inc., a Florida corporation (the “Company”), certifies that, for good and valuable consideration, the receipt and sufficiency of which are acknowledged, [●], the registered holder hereof or its perm |
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| February 24, 2015 |
424B5 1 v402230424b5.htm 424B5 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of an effective registration statement filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended. This preliminary prospectus supplement and the accompanying |
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| February 6, 2015 |
EX-10.3 4 v400578ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 DATED 2015 FINDEL PLC (1) and KLEENEZE LIMITED (2) TRANSITIONAL SERVICES AGREEMENT relating to the sale and purchase of the issued share capital of Kleeneze Limited 1 CONTENTS 1 DEFINITIONS AND INTERPRETATION 3 2 SERVICES 7 3 CHARGES 9 4 LIMITATION OF LIABILITY 10 5 TERM AND TERMINATION 11 6 CONSEQUENCES OF TERMINATION 12 7 FORCE MAJEURE 12 8 C |
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| February 6, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 v4005788k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 6, 2015 CVSL Inc. (Exact name of registrant as specified in its charter) Florida Commission 98-0534701 (State or other jurisdiction File No.: 00-52818 ( |
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| February 6, 2015 |
EX-10.2 3 v400578ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 DATED Project Lake (1) Express Gifts Limited (2) Kleeneze Limited SERVICE LEVEL AGREEMENT Contents 1 Interpretation 4 2 Commencement and duration 11 3 Services 12 4 Operational Services 12 5 Service Levels 13 6 Effect of Customer's Defaults 13 7 Charging and invoicing 14 8 Governance 15 9 Supply chain 16 10 Audits 16 11 Change control 17 12 Key |
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| February 6, 2015 |
CVSL SIGNS AGREEMENT TO ACQUIRE KLEENEZE Exhibit 99.1 CVSL SIGNS AGREEMENT TO ACQUIRE KLEENEZE For Immediate Release (Dallas, TX, February 6, 2015) - CVSL Inc. [NYSE MKT: CVSL] announced today that it has signed an agreement to acquire Kleeneze, a United Kingdom-based direct-to-consumer company. The consummation of the acquisition is subject to certain conditions, including approval by the New York Stock Exchange MKT. Kleeneze is one of |
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| February 6, 2015 |
Schedule 1 Part 1 – Details of the Target Exhibit 10.1 DATED 2015 FINDEL PLC (1) TRILLIUM POND AG (2) and CVSL INC (3) SHARE PURCHASE AGREEMENT relating to the sale and purchase of the whole of the issued share capital of Kleeneze Limited CONTENTS 1 DEFINITIONS AND INTERPRETATION 1 2 SALE AND PURCHASE 8 3 CONSIDERATION 8 4 Signing and Pre-Completion period 9 5 Termination 10 6 COMPLETION 11 7 POST-COMPLETION OBLIGATIONS 13 8 WARRANTIES 14 |
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| January 20, 2015 |
The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 January 20, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| January 14, 2015 |
January 14, 2015 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| January 12, 2015 |
CVSL / CVSL Inc. S-3/A - - PRE-EFFECTIVE AMENDMENT Table of Contents As filed with the Securities and Exchange Commission on January 12, 2015 Registration No. |
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| December 31, 2014 |
CVSL / CVSL Inc. S-3/A - - PRE-EFFECTIVE AMENDMENT S-3/A 1 a14-253971s3a.htm PRE-EFFECTIVE AMENDMENT Table of Contents As filed with the Securities and Exchange Commission on December 31, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CVSL INC. (Exact Name of Registrant as Specified in Its Charter) Florida ( |
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| December 31, 2014 |
The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 December 31, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| December 12, 2014 |
CVSL / CVSL Inc. / RICHMONT CAPITAL PARTNERS V LP - AMENDMENT Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. |
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| December 3, 2014 |
CVSL INC. FORM OF Dated as of [ ], 20[ ] DEBT SECURITIES [ ] EX-4.6 3 a14-253971ex4d6.htm EX-4.6 Exhibit 4.6 CVSL INC. FORM OF INDENTURE Dated as of [ ], 20[ ] DEBT SECURITIES [ ] Trustee CROSS REFERENCE SHEET Cross-reference sheet of provisions of the Trust Indenture Act of 1939 and this indenture* Trust Indenture Act Section Indenture Section §310 (a) 11.04(a), 16.02 (b) 11.01(f), 11.04(b), 11.05(1), 16.02 (b)(1) 11.04(b), 16.02 §311 11.01(f), 16.02 §312 |
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| December 3, 2014 |
THIRD AMENDMENT TO SHARE EXCHANGE EX-4.1 2 a14-254461ex4d1.htm EX-4.1 Exhibit 4.1 THIRD AMENDMENT TO SHARE EXCHANGE AGREEMENT This THIRD AMENDMENT TO SHARE EXCHANGE AGREEMENT, dated as of December 1, 2014 (this “Third Amendment “), amends, as of the effective date set forth below, that certain SHARE EXCHANGE AGREEMENT (the “ Share Exchange Agreement “), dated as of August 24, 2012, by and among Computer Vision Systems Laboratories |
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| December 3, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a14-2544618k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 1, 2014 CVSL INC. (Exact name of registrant as specified in its charter) Florida Commission 98-053 |
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| December 3, 2014 |
CVSL / CVSL Inc. S-3 - - REGISTRATION STATEMENT UNDER SECURITIES ACT OF 1933 S-3 1 a14-253971s3.htm REGISTRATION STATEMENT UNDER SECURITIES ACT OF 1933 Table of Contents As filed with the Securities and Exchange Commission on December 3, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CVSL INC. (Exact Name of Registrant as Specified in Its Charter) Florida (S |
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| December 3, 2014 |
Exhibit 1.2 CVSL INC. Common Stock (par value $0.0001 per share) At-the-Market Issuance Sales Agreement December 3, 2014 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, New York 10020 Ladies and Gentlemen: CVSL Inc., a Florida corporation (the “Company”), confirms its agreement (this “Agreement”), with MLV & Co. LLC (“MLV”), as follows: 1. Issuance and Sale of Shares. The Company ag |
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| December 3, 2014 |
Exhibit 4.8 ORGANIZED UNDER THE LAWS OF THE STATE OF FLORIDA CVSL INC NUMBER SPECIMEN SHARES SPECIMEN CUSIP NO. 12665T206 250,000,000 AUTHORIZED SHARES $0.0001 PAR VALUE NON-ASSESSABLE THIS CERTIFIES THAT SPECIMEN IS THE RECORD HOLDER OF Shares of CVSL Inc. Common Stock transferable on the books of the Corporation in person or by dule authorized attorney upon surrender of this Certificate properly |
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| November 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 26, 2014 CVSL INC. |
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| November 28, 2014 |
CVSL / CVSL Inc. RW - - REGISTRATION WITHDRAWAL REQUEST November 28, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| November 26, 2014 |
RICHMONT CAPITAL PARTNERS V LP EX-4.1 2 a14-252851ex4d1.htm EX-4.1 Exhibit 4.1 RICHMONT CAPITAL PARTNERS V LP November 26, 2014 CVSL Inc. 2400 North Dallas Parkway, Suite 230 Plano, Texas 75093 Attn: Kelly L. Kittrell Re: Conversion of $20.0 Million Note Dear Kelly: Reference is made to that certain Second Amendment dated June 12, 2014 to the Convertible Subordinated Unsecured Promissory Note, issued dated December 12, 2012, in |
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| November 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 26, 2014 CVSL INC. |
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| November 19, 2014 |
November 19, 2014 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| November 19, 2014 |
CVSL / CVSL Inc. S-1/A - - S-1/A S-1/A 1 a22222921a.htm S-1/A QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on November 19, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 9 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CVSL Inc. (Exact name of Registrant as specifie |
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| November 19, 2014 |
November 19, 2014 VIA EDGAR AND TELECOPY United States Securities and Exchange Commission Division of Corporation Finance 100 F Street N. |
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| November 18, 2014 |
CVSL / CVSL Inc. S-1/A - - S-1/A S-1/A 1 a2222038zs-1a.htm S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on November 18, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 8 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 19 |
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| November 18, 2014 |
CORRESP 1 filename1.htm The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 November 18, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D.C. 20549 Attention: Mara Ransom Assistant Director Re: CVSL Inc. Amendment No. 7 to Registration Statement on Form S-1 Filed November 10, 20 |
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| November 18, 2014 |
CVSL / CVSL Inc. 8-A12B - - REGISTRATION/LISTING OF SECURITIES ON A NATIONAL SECURITIES EXCHANGE p UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CVSL INC. (Exact Name of Registrant as Specified in its Charter) Florida 98-0534701 (State of incorporation or organization) (I.R.S. Employer Identification No.) 2400 Dallas Parkway, Suite 230 |
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| November 18, 2014 |
November 18, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| November 10, 2014 |
The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 November 10, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| November 10, 2014 |
6,666,667 Shares CVSL INC. Common Stock UNDERWRITING AGREEMENT EX-1.1 2 a2222041zex-11.htm EX-1.1 Exhibit 1.1 6,666,667 Shares CVSL INC. Common Stock UNDERWRITING AGREEMENT November , 2014 CANTOR FITZGERALD & CO. JMP SECURITIES LLC As Representatives of the several Underwriters listed on Schedule A c/o Cantor Fitzgerald & Co. 499 Park Avenue New York, New York 10022 Dear Sirs: CVSL Inc., a Florida corporation (the “Company”), proposes to issue and sell, pursu |
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| November 10, 2014 |
CVSL / CVSL Inc. S-1/A - - S-1/A S-1/A 1 a2222041zs-1a.htm S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on November 10, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 7 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 19 |
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| November 10, 2014 |
CVSL, Inc. List of Subsidiaries QuickLinks - Click here to rapidly navigate through this document Exhibit 21 CVSL, Inc. |
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| October 21, 2014 |
The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 October 21, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| October 21, 2014 |
CVSL / CVSL Inc. S-1/A - - S-1/A S-1/A 1 a2221831zs-1a.htm S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on October 21, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 6 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 193 |
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| October 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 10, 2014 CVSL INC. |
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| October 16, 2014 |
EX-3.1 2 a14-225251ex3d1.htm EX-3.1 Exhibit 3.1 Articles of Amendment to Articles of Incorporation of CVSL INC. (Name of Corporation as currently filed with the Florida Dept. of State) P11000056213 (Documefloridant Number of Corporation (if known) Pursuant to the provisions of section 607.1006, Florida Statutes, this Florida Profit Corporation adopts the following amendment(s) to its Articles of I |
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| October 14, 2014 |
SECOND AMENDMENT TO SHARE EXCHANGE EX-4.1 2 a14-127039ex4d1.htm EX-4.1 Exhibit 4.1 SECOND AMENDMENT TO SHARE EXCHANGE AGREEMENT This SECOND AMENDMENT TO SHARE EXCHANGE AGREEMENT, dated as of October 10, 2014 (this “Amendment”), amends, as of the effective date set forth below, that certain SHARE EXCHANGE AGREEMENT (the “Share Exchange Agreement”), dated as of August 24, 2012, by and among Computer Vision Systems Laboratories, Corp. |
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| October 14, 2014 |
CVSL / CVSL Inc. S-1/A - - S-1/A S-1/A 1 a2221764zs-1a.htm S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on October 14, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 193 |
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| October 14, 2014 |
The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 October 14, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| October 14, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a14-1270398k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 10, 2014 CVSL INC. (Exact name of registrant as specified in its charter) Florida Commission 98-053 |
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| September 24, 2014 |
CVSL / CVSL Inc. S-1/A - - S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on September 24, 2014 Registration No. |
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| September 24, 2014 |
The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 September 24, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| September 24, 2014 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 24.3 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints John P. Rochon and Kelly Kittrell, and each of them, his true and lawful agent, proxy and attorney-in-fact, with full power of substitution and resubstitution, for him and in his name, place and s |
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| September 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 16, 2014 CVSL INC. |
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| September 18, 2014 |
EX-10.1 2 a14-211421ex10d1.htm EX-10.1 Exhibit 10.1 RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (this “Agreement”) dated and effective as of September 16, 2014 (the “Grant Date”), is by and between CVSL Inc., a Florida corporation (the “Company”), and John W. Bickel (“Grantee”). WHEREAS, Grantee is a non-employee member of the Company’s Board of Directors (the “Board”); and WHEREAS, |
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| September 5, 2014 |
JRJR / JRjr33, Inc. CORRESP - - CORRESP 1 filename1.htm The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 September 5, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 4720 Washington, D.C. 20549 Attention: Mara Ransom Assistant Director Re: CVSL Inc. Amendment No. 2 to Registration Statement on Form S-1 Filed August 8, 2014 |
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| September 5, 2014 |
JRJR / JRjr33, Inc. S-1/A - - S-1/A S-1/A 1 a2221178zs-1a.htm S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on September 5, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 19 |
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| August 8, 2014 |
JRJR / JRjr33, Inc. S-1/A - - S-1/A S-1/A 1 a2221081zs-1a.htm S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on August 8, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
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| August 8, 2014 |
JRJR / JRjr33, Inc. CORRESP - - The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 August 8, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Mail Stop 4720 Washington, D. |
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| August 1, 2014 |
EX-10.2 3 a14-182461ex10d2.htm EX-10.2 Exhibit 10.2 EXECUTION COPY MASTER LEASE AGREEMENT made as of the 31st day of July, 2014 by and between CFI NNN RAIDERS, LLC, as Landlord, and CVSL INC. as Tenant TABLE OF CONTENTS Page 1. Certain Definitions 1 2. Demise of Premises 1 3. Title and Condition 1 4. Use of Leased Premises; Quiet Enjoyment 3 5. Term 3 6. Rent and Security Deposit 4 7. Unitary Leas |
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| August 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 31, 2014 CVSL INC. |
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| August 1, 2014 |
EX-10.1 2 a14-182461ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION COPY AGREEMENT FOR PURCHASE AND SALE dated as of July 31, 2014 between THE LONGABERGER COMPANY, as Seller and CFI NNN RAIDERS, LLC, as Buyer TABLE OF CONTENTS Page 1. Description of Subject Property 1 2. Purchase Price 2 3. Payment of Purchase Price 2 4. Closing, and Closing Date 2 5. Buyer’s Inspection and Review Rights 3 6. Due Dilige |
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| July 15, 2014 |
EX-4.11 2 a2220720zex-411.htm EX-4.11 Exhibit 4.11 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER ANY APPLICABLE STATE SECURITIES LAWS. ALL SUCH SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE OFFERED FOR SALE, SOLD, ASSIGNED, PLEDGED, HYPOTHECATED OR |
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| July 15, 2014 |
CVSL ANNOUNCES TWO ADDITIONAL DIRECTORS ROY G. C. DAMARY AND DR. BERNARD IVALDI ELECTED TO BOARD Exhibit 99.1 CVSL ANNOUNCES TWO ADDITIONAL DIRECTORS ROY G. C. DAMARY AND DR. BERNARD IVALDI ELECTED TO BOARD For Immediate Release (Dallas, TX, July 11, 2014) — CVSL Inc. [OTC QX: CVSL] announced today that Roy G.C. Damary and Dr. Bernard Ivaldi have agreed to serve on the company’s board of directors. They were elected by the board on July 9. “We are delighted that Roy Damary and Bernard Ivaldi |
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| July 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 9, 2014 CVSL INC. |
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| July 15, 2014 |
EX-10.1 3 a14-171961ex10d1.htm EX-10.1 Exhibit 10.1 PROMISSORY NOTE Borrower: Agel Enterprises, Inc. 2174 W. Grove Parkway Pleasant Grove, UT 84062 Lender: Tamala L. Longaberger 1 Miranova Place Apt. 1425 Columbus, OH Borrower promises to pay Lender, or order, the principal amount of EIGHT HUNDRED THOUSAND AND 00/100 Dollars ($800,000.00) in lawful money of the United States of America, together w |
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| July 15, 2014 |
Exhibit 10.2 RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (this “Agreement”) dated and effective as of July 9, 2014 (the “Grant Date”), is by and between CVSL Inc., a Florida corporation (the “Company”), and Roy Damary (“Grantee”). WHEREAS, Grantee is a non-employee member of the Company’s Board of Directors (the “Board”); and WHEREAS, the Company desires to provide an incentive to G |
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| July 15, 2014 |
JRJR / JRjr33, Inc. S-1/A - - S-1/A S-1/A 1 a2220720zs-1a.htm S-1/A Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on July 15, 2014 Registration No. 333-196155 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C |
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| July 15, 2014 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 24.2 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints John P. Rochon and Kelly Kittrell, and each of them, his true and lawful agent, proxy and attorney-in-fact, with full power of substitution and resubstitution, for him and in his name, place and s |
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| July 15, 2014 |
Exhibit 10.3 RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (this “Agreement”) dated and effective as of July 9, 2014 (the “Grant Date”), is by and between CVSL Inc., a Florida corporation (the “Company”), and Bernard Ivaldi (“Grantee”). WHEREAS, Grantee is a non-employee member of the Company’s Board of Directors (the “Board”); and WHEREAS, the Company desires to provide an incentive |
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| July 15, 2014 |
Exhibit 3.1 AMENDMENT TO BYLAWS OF CVSL INC. A Florida corporation Effective July 9, 2014 This Amendment to Bylaws amends, modifies and supplements the existing Bylaws of CVSL Inc. by amending Section 2.2 of the Bylaws so as to read in its entirety as follows: Section 2.2. Number, Terms, Classification, and Qualification. The board of directors of the Corporation shall consist of a minimum of one |
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| June 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 12, 2014 CVSL Inc. |
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| June 16, 2014 |
SECOND AMENDMENT TO CONVERTIBLE SUBORDINATED UNSECURED PROMISSORY NOTE EX-10.1 2 a14-153421ex10d1.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO CONVERTIBLE SUBORDINATED UNSECURED PROMISSORY NOTE This Second Amendment to Convertible Subordinated Unsecured Promissory Note (the “Second Amendment”) is dated as of June 12, 2014 (the “Second Amendment Effective Date”) by Richmont Capital Partners V LP (the “Company”) and CVSL Inc. (“CVSL”). Recitals A. CVSL executed that ce |
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| May 22, 2014 |
Exhibit 10.15 CREDIT AND SECURITY AGREEMENT among KEYBANK NATIONAL ASSOCIATION (as Lender and Issuer) and THE LONGABERGER COMPANY, (as a Borrower) October 23, 2012 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 1.1 Accounting Terms 1 1.2 General Terms 1 1.3 Uniform Commercial Code Terms 20 1.4 General Matters of Construction 20 1.5 Time References 20 ARTICLE 2 ADVANCES, PAYMENTS 20 2.1 Revolving Loans |
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| May 22, 2014 |
FOURTH AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT Exhibit 10.19 EXECUTION VERSION FOURTH AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT This FOURTH AMENDMENT AGREEMENT (this “Amendment”), dated as of March 31, 2014, is by and between THE LONGABERGER COMPANY, an Ohio corporation (“Borrower”), and KEYBANK NATIONAL ASSOCIATION, a national banking association (“Lender”). BACKGROUND A. Borrower and Lender entered into that certain Credit and Sec |
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| May 22, 2014 |
SECOND AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT Exhibit 10.17 SECOND AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT This SECOND AMENDMENT AGREEMENT (this “Amendment”), dated as of November 25, 2013 is by and among THE LONGABERGER COMPANY, an Ohio corporation (“Borrower”), and KEYBANK NATIONAL ASSOCIATION, a national banking association (“Lender”). BACKGROUND A. Borrower and Lender entered into that certain Credit and Security Agreement da |
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| May 22, 2014 |
THIRD AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT EX-10.18 6 a2220186zex-1018.htm EX-10.18 Exhibit 10.18 Execution Version THIRD AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT This THIRD AMENDMENT AGREEMENT (this “Amendment”), dated as of January 29, 2014, is by and among THE LONGABERGER COMPANY, an Ohio corporation (“Borrower”), and KEYBANK NATIONAL ASSOCIATION, a national banking association (“Lender”). BACKGROUND A. Borrower and Lender e |
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| May 22, 2014 |
Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on May 21, 2014 Registration No. |
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| May 22, 2014 |
FIFTH AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT Exhibit 10.20 EXECUTION VERSION FIFTH AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT This FIFTH AMENDMENT AGREEMENT (this “Amendment”), dated as of April 21, 2014, is by and between THE LONGABERGER COMPANY, an Ohio corporation (“Borrower”), and KEYBANK NATIONAL ASSOCIATION, a national banking association (“Lender”). BACKGROUND A. Borrower and Lender entered into that certain Credit and Secur |
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| May 22, 2014 |
FIRST AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT Exhibit 10.16 FIRST AMENDMENT AGREEMENT TO CREDIT AND SECURITY AGREEMENT This FIRST AMENDMENT AGREEMENT (this “Amendment”), dated as the First Amendment Closing Date (as defined below), is by and between THE LONGABERGER COMPANY, an Ohio corporation (“Borrower”), and KEYBANK NATIONAL ASSOCIATION, a national banking association (“Lender”). BACKGROUND A. Borrower and Lender entered into that certain |
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| May 22, 2014 |
Exhibit 4.10 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER ANY APPLICABLE STATE SECURITIES LAWS. ALL SUCH SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE OFFERED FOR SALE, SOLD, ASSIGNED, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED (A “TRANSFER”) |
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| May 16, 2014 |
CVSL REPORTS FIRST QUARTER RESULTS Revenue Increases Six-fold Over Prior Year, Debt is Reduced EX-99.1 2 a14-129721ex99d1.htm EX-99.1 Exhibit 99.1 CVSL REPORTS FIRST QUARTER RESULTS Revenue Increases Six-fold Over Prior Year, Debt is Reduced (Dallas, TX, May 15, 2014) CVSL Inc. [OTC QX: CVSL] today reported financial results for the first quarter ending March 31, 2014. For the quarter, CVSL’s gross revenue was $26.7 million, compared to $4.3 million in the same quarter a year ago, more than |
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| May 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2014 CVSL Inc. |
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| May 7, 2014 |
EX-99.15 2 a14-122101ex99d15.htm EX-99.15 EXHIBIT 15 EQUITY CONTRIBUTION AGREEMENT This Equity Contribution Agreement (“Agreement”) dated effective as of May 1, 2014 (the “Effective Date”), is by and between CVSL Inc., a Florida corporation (the “Company”), and Rochon Capital Partners, Ltd. (“Seller”). Recitals A. Seller is the record, legal and beneficial owner of $0.0001 par value shares of comm |
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| May 7, 2014 |
JRJR / JRjr33, Inc. / Rochon Capital Partners Ltd - AMENDMENT Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. |
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| April 1, 2014 |
EXHIBIT 14 SATISFACTION OF OBLIGATION This Agreement (“Agreement”), dated effective as of December 3, 2013 (the “Effective Date”), is entered into by and among CVSL Inc. |
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| April 1, 2014 |
EXHIBIT 13 EQUITY CONTRIBUTION AGREEMENT This Equity Contribution Agreement (“Agreement”) dated effective as of November 12, 2013 (the “Effective Date”), is by and between CVSL Inc. |
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| April 1, 2014 |
JRJR / JRjr33, Inc. / Rochon Capital Partners Ltd - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. |
