DIAX / Nuveen Dow 30 Dynamic Overwrite Fund - Документы SEC, Годовой отчет, Доверенное заявление

Фонд динамической перезаписи Nuveen Dow 30
US ˙ NYSE ˙ US67075F1057

Основная статистика
LEI 549300CNS4Q1ZZUGS005
CIK 1608742
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Dow 30 Dynamic Overwrite Fund
SEC Filings (Chronological Order)
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May 30, 2025 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-1393396 (State or other jurisdiction of incorpora

March 4, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

June 18, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-1393396 (State or other jurisdiction of incorpor

March 6, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-1393396 (State or other juri

February 27, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

October 13, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-1393396 (State or other ju

May 9, 2023 CORRESP

[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023

[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. Miller United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SOX Review for Nuveen Fund Advisors, LLC (File numbers listed in Exhibit A) Dear Ms. Miller: This letter responds to comments provided by the staff of the Securities and Exchange Commission (the “Staff”) via telephon

March 30, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 23, 2022 NPORT-EX

- (2.6)%(5)

1 Nuveen Dow 30 SM Dynamic Overwrite Fund Portfolio of Investments September 30, 2022 (Unaudited) DIAX Shares Description (1) Value LONG-TERM INVESTMENTS - 100.

May 31, 2022 NPORT-EX

NPORT-EX

1 Nuveen Dow 30 SM Dynamic Overwrite Fund Portfolio of Investments March 31, 2022 (Unaudited) DIAX Shares Description (1) Value LONG-TERM INVESTMENTS - 101.

February 25, 2022 EX-3.1

Amendment No. 1 to Amended and Restated By-Laws

Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws

February 25, 2022 EX-99.1

Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling

Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund

February 25, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d97939d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-

February 24, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def

November 24, 2021 NPORT-EX

Nuveen Dow 30

DIAX Nuveen Dow 30SM Dynamic Overwrite Fund Portfolio of Investments September 30, 2021 (Unaudited) Shares Description  , (1) Value LONG-TERM INVESTMENTS – 100.

August 6, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2021 NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-1393396 (State or other jurisdiction of incorpo

May 27, 2021 NPORT-EX

Nuveen Dow 30

DIAX Nuveen Dow 30SM Dynamic Overwrite Fund Portfolio of Investments March 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 101.

April 9, 2021 CORRESP

APPENDIX A Registrant Series/Fund Name CIK File Number Series ID Annual Report Reviewed 1 Nuveen Core Equity Alpha Fund Nuveen Core Equity Alpha Fund 0001385763 811-22003 CEF0001187 12/31/2019 2 Nuveen Diversified Dividend and Income Fund Nuveen Dive

CORRESP 1 filename1.htm April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews perfor

March 4, 2021 DEF 14A

- NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def

November 25, 2020 NPORT-EX

Nuveen Dow 30

DIAX Nuveen Dow 30SM Dynamic Overwrite Fund Portfolio of Investments September 30, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS???100.

October 6, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-1393396 (State or other

October 6, 2020 EX-3.1

Amended and Restated By-Laws

EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund

October 6, 2020 EX-99.1

Advance Notice Deadlines Non-14a-8 Deadline Fund 14a-8 Deadline Earliest Date Latest Date Nuveen AMT-Free Municipal Credit Income Fund (NVG) March 2, 2021 April 1, 2021 April 16, 2021 Nuveen AMT-Free Municipal Value Fund (NUW) March 2, 2021 April 1,

EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In

May 29, 2020 NPORT-EX

Nuveen Dow 30

DIAX Nuveen Dow 30SM Dynamic Overwrite Fund Portfolio of Investments March 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 103.

April 2, 2020 DEFA14A

DIAX / Dynamic Overwrite Fund DEFA14A - - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 2, 2020 DEF 14A

DIAX / Dynamic Overwrite Fund DEF 14A - - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 29, 2019 NPORT-EX

DIAX / Dynamic Overwrite Fund NPORT-EX - -

DIAX Nuveen Dow 30SM Dynamic Overwrite Fund Portfolio of Investments September 30, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 100.

October 31, 2019 EX-99.L.2

October 31, 2019

Consent of Morgan, Lewis & Bockius LLP October 31, 2019 Nuveen Dow 30sm Dynamic Overwrite Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) (File No.

October 31, 2019 EX-99.S

NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY

Powers of Attorney NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in her capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, DIANA R.

October 31, 2019 EX-99.R.2

Nuveen Funds Code of Ethics for the Independent Trustees

Code of Ethics for Independent Trustees of Nuveen Funds Nuveen Funds Code of Ethics for the Independent Trustees I.

October 31, 2019 EX-99.G.4

NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS

Notice of Continuance of Investment Sub-Advisory Agreements NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreements”), pursuant to w

October 31, 2019 EX-99.G.2

CONTINUANCE OF MANAGEMENT AGREEMENTS

Renewal of Investment Management Agreements CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019.

October 31, 2019 EX-99.N

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Consent of PricewaterhouseCoopers LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of Nuveen Dow 30SM Dynamic Overwrite Fund of our report dated February 28, 2019, relating to the financial statements and financial highlights, which appears in Nuveen Dow 30SM Dynamic Overwrite Fund’s Annual Report on Form N-CSR for the year ended December 31, 2018.

October 31, 2019 486BPOS

DIAX / Dynamic Overwrite Fund 486BPOS - - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

486BPOS 1 d644240d486bpos.htm NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND As filed with the U.S. Securities and Exchange Commission on October 31, 2019 1933 Act File No. 333-226218 1940 Act File No. 811-22970 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Pos

May 30, 2019 NPORT-EX

DIAX / Dynamic Overwrite Fund NPORT-EX - -

HTML DIAX Nuveen Dow 30SM Dynamic Overwrite Fund Portfolio of Investments March 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 100.

February 26, 2019 DEF 14A

DIAX / Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 29, 2018 N-Q

DIAX / Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Quarterly Schedule of Portfolio Holdings)

N-Q 1 d452555dnq.htm NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois

November 29, 2018 EX-99.CERT

CERTIFICATIONS

Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer

October 1, 2018 CORRESP

DIAX / Dynamic Overwrite Fund CORRESP

Acceleration Letter Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312.

September 26, 2018 CORRESP

DIAX / Dynamic Overwrite Fund CORRESP

SEC Response Letter Kathleen M. Macpeak +1.202.373.6149 [email protected] September 26, 2018 Elisabeth Bentzinger U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Nuveen Dow 30SM Dynamic Overwrite Fund (the “Registrant” or the “Fund”) File Nos. 333-226218 and 811-22970 Dear Ms. Bentzinger: The purpose of this letter a

September 4, 2018 CORRESP

DIAX / Dynamic Overwrite Fund CORRESP

SEC Response Letter Kathleen M. Macpeak +1.202.373.6149 [email protected] September 4, 2018 Elisabeth Bentzinger U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Nuveen Dow 30SM Dynamic Overwrite Fund (the “Registrant” or the “Fund”) File Nos. 333-226218 and 811-22970 Dear Ms. Bentzinger: The purpose of this letter an

May 30, 2018 EX-99.CERT

CERTIFICATIONS

Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer

May 30, 2018 N-Q

DIAX / Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Quarterly Schedule of Portfolio Holdings)

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.

February 23, 2018 DEF 14A

DIAX / Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 29, 2017 N-Q

Nuveen Dow 30sm Dynamic Overwrite Fund - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.

November 29, 2017 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 d473532dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc

May 30, 2017 N-Q

Nuveen Dow 30sm Dynamic Overwrite Fund - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.

May 30, 2017 EX-99.CERT

Cedric H. Antosiewicz

Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer

May 15, 2017 144

Dynamic Overwrite Fund 144

144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a

February 24, 2017 DEF 14A

Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 29, 2016 EX-99.CERT

Cedric H. Antosiewicz

Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer

November 29, 2016 N-Q

Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Quarterly Schedule of Portfolio Holdings)

Nuveen Dow 30SM Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.

May 27, 2016 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 d171375dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance

May 27, 2016 N-Q

Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.

March 10, 2016 DEF 14A

Nuveen Dow 30SM Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 27, 2015 EX-99.CERT

CERTIFICATIONS

Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were

November 27, 2015 N-Q

Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (Quarterly Schedule of Portfolio Holdings)

N-Q 1 d55232dnq.htm NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 6

July 21, 2015 CORRESP

Page 1 of 8

July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur

July 1, 2015 DEF 14A

Dynamic Overwrite Fund NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 29, 2015 N-Q

Dynamic Overwrite Fund N-Q (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22970 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.

May 29, 2015 EX-99.CERT

/s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer)

EX 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dow 30SM Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin

March 18, 2015 EX-99.12

December 22, 2014 Dow 30 Enhanced Premium & Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Dow 30 Premium & Dividend Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606

Opinion and Consent of Vedder Price P.C. Exhibit 12 December 22, 2014 Dow 30 Enhanced Premium & Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Dow 30 Premium & Dividend Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Dow 30 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Dow 30 Enhanced Premium & Income Fund Inc. and

March 18, 2015 EX-99.12

December 22, 2014 Dow 30 Enhanced Premium & Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Dow 30 Premium & Dividend Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606

Opinion and Consent of Vedder Price P.C. Exhibit 12 December 22, 2014 Dow 30 Enhanced Premium & Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Dow 30 Premium & Dividend Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Dow 30 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Dow 30 Enhanced Premium & Income Fund Inc. and

March 18, 2015 POS EX

Dynamic Overwrite Fund NUVEEN DOW 30 DYNAMIC OVERWRITE FUND

Nuveen Dow 30 Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on March 18, 2015 File No.

March 18, 2015 POS EX

Dynamic Overwrite Fund NUVEEN DOW 30 DYNAMIC OVERWRITE FUND

Nuveen Dow 30 Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on March 18, 2015 File No.

March 18, 2015 EX-99.16

NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND POWER OF ATTORNEY

EX-99.16 3 d889750dex9916.htm POWERS OF ATTORNEY Exhibit 16 NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and

December 22, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d841115d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2014 Nuveen Dow 30SM Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22970 47-1393396 (State or o

December 22, 2014 EX-99.1

Existing Nuveen Fund

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Completes Restructuring of Covered Call Closed-End Funds CHICAGO, December 22, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced that the restructurin

December 16, 2014 EX-99.11

Almaty Astana Beijing Boston Brussels Chicago Dallas Dubai Frankfurt Harrisburg Hartford Houston London Los Angeles Miami Moscow New York Orange County Paris Philadelphia Pittsburgh Princeton San Francisco Santa Monica Silicon Valley Tokyo Washington

Opinion and Consent of Counsel Exhibit 11 Morgan, Lewis & Bockius LLP One Federal Street Boston, Massachusetts 02110-1726 Tel.

December 16, 2014 N-14 8C

DIAX / Dynamic Overwrite Fund N-14 8C - - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on December 16, 2014 File No.

December 16, 2014 EX-99.16

NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND POWER OF ATTORNEY

Powers of Attorney Exhibit 16 NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J.

December 16, 2014 EX-99.14

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Consent of Independent Auditor Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 27, 2014, relating to the financial statements and financial highlights which appears in the December 31, 2013 Annual Report to Shareholders of the Dow 30 Enhanced Premium & Income Fund Inc.

December 5, 2014 8-A12B

DIAX / Dynamic Overwrite Fund 8-A12B - - NUVEEN DOW 30 DYNAMIC OVERWRITE FUND

Nuveen Dow 30 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 18, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30 DYNAMIC OVERWRITE FUND

Nuveen Dow 30 Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

November 18, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30 DYNAMIC OVERWRITE FUND

Nuveen Dow 30 Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

November 3, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

November 3, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

November 3, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

November 3, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

October 31, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

October 31, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

October 20, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

October 20, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

September 23, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

September 23, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

September 8, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

September 8, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

August 25, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

August 25, 2014 425

DIAX / Dynamic Overwrite Fund 425 - Merger Prospectus - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund Filed by Nuveen Dow 30SM Dynamic Overwrite Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Dow 30SM Enhanced Premium & Income Fund Inc.

July 24, 2014 EX-99.6.A

FORM OF INVESTMENT MANAGEMENT AGREEMENT

Form of investment Sub-Advisory Agreement Exhibit 6(a) FORM OF INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this day of , 2014, by and between NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).

July 24, 2014 EX-99.13.A

Transfer Agency and Service Agreement Each of the Nuveen Closed End Investment Companies State Street Bank and Trust Company TABLE OF CONTENTS Page 1. Appointment of Agent 1 2. Standard Services 2 3. Dividend Disbursing Services 3 4. Shareholder Inte

Transfer Agency and Service Agreement, dated October 7, 2002 Exhibit 13(a) Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust Company TABLE OF CONTENTS Page 1.

July 24, 2014 EX-99.9.A

AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT

Amended and Restated Master Custodian Agreement Exhibit 9(a) AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).

July 24, 2014 EX-99.14

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Consent of Independent Auditor Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 27, 2014, relating to the financial statements and financial highlights which appears in the December 31, 2013 Annual Report to Shareholders of the Dow 30 Enhanced Premium & Income Fund Inc.

July 24, 2014 CORRESP

DIAX / Dynamic Overwrite Fund CORRESP - -

Nuveen Dow 30 Dynamic Overwrite Fund July 24, 2014 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.

July 24, 2014 EX-99.12

[Form of Tax Opinion] , 201 Dow 30 Enhanced Premium & Income Fund Inc. Dow 30 Premium & Dividend Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Dow 30 Dynamic Overwrite Fund 333 Wes

Form of Opinion and Consent of Vedder Price P.C. Exhibit 12 [Form of Tax Opinion] , 201 Dow 30 Enhanced Premium & Income Fund Inc. Dow 30 Premium & Dividend Income Fund Inc. 333 West Wacker Drive Chicago, Illinois 60606 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Dow 30 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Dow 30 Enhanced Premium & In

July 24, 2014 EX-99.9.B

FORM OF APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of , 2014) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES

Form of Appendix A to Custodian Exhibit 9(b) FORM OF APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of , 2014) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fund Nuveen Arizona Premium Income Municipal Fund Nuveen Build America Bond Fund Nuveen Build America Bond Opportunity Fund Nuveen California AMT-Free Municipal Income Fund Nuveen California Dividend Advantage Municipal Fund Nuveen California Dividend Advantage Municipal Fund 2 Nuveen California Dividend Advantage Municipal Fund 3 Nuveen California Investment Quality Municipal Fund, Inc.

July 24, 2014 EX-99.6.B

FORM OF INVESTMENT SUB-ADVISORY AGREEMENT

Form Investment Sub-Advisory Agreement Exhibit 6(b) FORM OF INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this day of , 2014, by and between Nuveen Fund Advisors, LLC a Delaware limited liability company and a federally registered investment adviser (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a federally registered investment adviser (the “Sub-Adviser”).

July 24, 2014 N-14 8C/A

DIAX / Dynamic Overwrite Fund N-14 8C/A - - NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on July 24, 2014 File No.

July 24, 2014 EX-99.11

Bingham McCutchen LLP One Federal Street Boston, Massachusetts 02110-1726

Opinion and Consent of Counsel Exhibit 11 Bingham McCutchen LLP One Federal Street Boston, Massachusetts 02110-1726 July 24, 2014 Vedder Price P.

July 24, 2014 CORRESP

DIAX / Dynamic Overwrite Fund CORRESP - -

Nuveen Dow 30 Dynamic Overwrite Fund 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, DC LONDON • SAN FRANCISCO • LOS ANGELES JACOB C.

July 24, 2014 EX-99.13.B

FORM OF AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company

Form of Amendment to Schedule A to Transfer Agency and Service Agreement Exhibit 13(b) FORM OF AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this day of , 2014, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”).

May 23, 2014 EX-99.16

NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND POWER OF ATTORNEY

Power of Attorney NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J.

May 23, 2014 EX-99.14

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 27, 2014, relating to the financial statements and financial highlights which appears in the December 31, 2013 Annual Report to Shareholders of the Dow 30 Enhanced Premium & Income Fund Inc.

May 23, 2014 EX-99.1

DECLARATION OF TRUST NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

EX-99.1 2 d725552dex991.htm DECLARATION OF TRUST DECLARATION OF TRUST OF NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND DECLARATION OF TRUST made this 20th day of May, 2014 by the initial Trustee hereunder. WHEREAS, the Trustee desires to establish a trust fund for the purposes of carrying on the business of a management investment company; and WHEREAS, in furtherance of such purposes, the Trustee and any

May 23, 2014 EX-99.2

BY-LAWS NUVEEN TAXABLE CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of November 18, 2009) ARTICLE I DECLARATION OF TRUST

EX-99.2 3 d725552dex992.htm BY-LAWS BY-LAWS OF NUVEEN TAXABLE CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of November 18, 2009) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1. The Trust; Declaration of Trust. These are the By-Laws , of each Nuveen Taxable Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own

May 23, 2014 N-14 8C

- NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND

Nuveen Dow 30SM Dynamic Overwrite Fund As filed with the Securities and Exchange Commission on May 23, 2014 File No.

May 23, 2014 CORRESP

-

Nuveen Funds 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D.

May 23, 2014 COVER

-

JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D.C. LONDON • SAN FRANCISCO • LOS ANGELES May 23, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen Dow 30SM Dynamic Overwrite Fund (the

May 22, 2014 N-8A

- NUVEEN DOW 30 DYNAMIC OVERWRITE FUND

Nuveen Dow 30 Dynamic Overwrite Fund SECURITIES AND EXCHANGE COMMISSION Washington, D.

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