Основная статистика
| LEI | 549300COBGR840ANRS47 |
| CIK | 1478102 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Western Asset Mortgage Opportunity Fund Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| May 30, 2025 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 CORRESP Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| January 10, 2025 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-279051 WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. SUPPLEMENT DATED JANUARY 10, 2025 TO THE STATEMENT OF ADDITIONAL INFORMATION DATED AUGUST 28, 2024 Effective as of the date of this supplement, the following supplements and, to the extent inconsistent with, supersedes the section entitled “Management of the Fund” in the Fund’s Statement of Ad |
|
| November 21, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-279051 WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. SUPPLEMENT DATED NOVEMBER 21, 2024 TO THE STATEMENT OF ADDITIONAL INFORMATION DATED AUGUST 28, 2024 Effective as of the date of this supplement, the following supplements and, to the extent inconsistent with, supersedes the section entitled “Management of the Fund”” in the Fund’s Statement of |
|
| November 20, 2024 |
FOURTH AMENDED AND RESTATED BYLAWS OF WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. |
|
| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 Western Asset Mortgage Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction of inc |
|
| October 10, 2024 |
As filed with the Securities and Exchange Commission on October 10, 2024 As filed with the Securities and Exchange Commission on October 10, 2024 Securities Act Registration No. |
|
| October 10, 2024 |
October 10, 2024 Western Asset Mortgage Opportunity Fund Inc. 620 Eighth Avenue, 47th Floor New York, New York 10018 Re: Registration Statement on Form N-2: 1933 Act File No.: 333-279051 1940 Act File No.: 811-22369 Ladies and Gentlemen: We have served as Maryland counsel to Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation registered under the Investment Company Act of 1 |
|
| October 10, 2024 |
Western Asset Mortgage Opportunity Fund Inc. Up to $75,000,000 of Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-279051 PROSPECTUS SUPPLEMENT (to Prospectus dated August 28, 2024) Western Asset Mortgage Opportunity Fund Inc. Up to $75,000,000 of Shares of Common Stock The Fund. Western Asset Mortgage Opportunity Fund Inc. (the “Fund”) is a non-diversified, closed-end management investment company incorporated under the laws of the State of Maryl |
|
| October 10, 2024 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. COMMON SHARES CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENT October 10th, 2024 JONESTRADING INSTITUTIONAL SERVICES LLC 325 Hudson Street, 6th Floor New York, NY 10013 Ladies and Gentlemen: Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation (the “Fund”), Franklin Templeton Fund Adviser, LLC, a Delaware limited liability |
|
| September 17, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| August 27, 2024 |
Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] August 27, 2024 VIA EDGAR Karen Rossotto Christina Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Western Asset |
|
| July 2, 2024 |
Filed pursuant to Rule 424(b)(3) Filed pursuant to Rule 424(b)(3) Registration No. 333‑253996 WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. SUPPLEMENT DATED JULY 1, 2024 TO THE PROSPECTUS DATED MAY 4, 2021 The following replaces the Financial Highlights in the prospectus: For a share of capital stock outstanding throughout each year ended December 31: 20231 20221 20211 20201 20191 Net asset value, beginning of year $ 12.12 $ 15.40 |
|
| March 8, 2024 |
Principal Occupation(s) During Past 5 Years 424B3 Filed pursuant to Rule 424(b)(3) Registration No. 333-253996 WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. SUPPLEMENT DATED MARCH 8, 2024 TO THE PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION DATED MAY 4, 2021 Effective March 1, 2024, the following changes are made to the Fund’s Prospectus and Statement of Additional Information (“SAI”): Portfolio Management Update I. Effective March 1, 2 |
|
| September 13, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| May 25, 2023 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. (Percentages shown based on Fund net assets) Schedule of investments (unaudited) (cont’d) March 31, 2023 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 106.2% Adjustable Rate Mortgage Trust, 2005-5 1A1 3.132 % 9/25/35 $ 84,123 $ 65,482 (b) Adjustable Rate Mortgage Trust, 2005-7 2A21 3.024 % 10/25/35 117,620 98, |
|
| November 28, 2022 |
HTML WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Schedule of investments (unaudited) September 30, 2022 (Percentages shown based on Fund net assets) SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 99.9% Adjustable Rate Mortgage Trust, 2005-5 1A1 2.910 % 9/25/35 $ 84,749 $ 70,238 (b) Adjustable Rate Mortgage Trust, 2005-7 2A21 2.699 % 10/25/35 129,015 109 |
|
| November 10, 2022 |
90724-P2 11/22 Filed pursuant to Rule 424(b)(3) Registration No. 333-253996 WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. SUPPLEMENT DATED NOVEMBER 10, 2022 TO THE STATEMENT OF ADDITIONAL INFORMATION DATED MAY 4, 2021 Effective as of the date of this supplement, the following supplements and, to the extent inconsistent with, supersedes the section entitled ?Management of the Fund?? in the Fund?s St |
|
| September 14, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| May 27, 2022 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Schedule of investments (unaudited) (Percentages shown based on Fund net assets) March 31, 2022 SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 94.3% Adjustable Rate Mortgage Trust, 2005-5 1A1 2.872 % 9/25/35 $ 89,376 $ 79,424 (b) Adjustable Rate Mortgage Trust, 2005-7 2A21 2.382 % 10/25/35 144,508 131,607 (b) |
|
| May 2, 2022 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jeff Long Re: The Registrants (the “Registrants”) and Fund (the “Funds”) Listed in Annex A Dear Mr. Long: On behalf of the Registrants,1 we are filing this letter to resp |
|
| November 24, 2021 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Schedule of investments (unaudited) September 30, 2021 (Percentages shown based on Fund net assets) SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 93.0% Adjustable Rate Mortgage Trust, 2005-5 1A1 2.843 % 9/25/35 $ 96,853 $ 88,373 (b) Adjustable Rate Mortgage Trust, 2005-7 2A21 2.577 % 10/25/35 191,516 178,376 |
|
| September 15, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| May 26, 2021 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Schedule of investments (unaudited) March 31, 2021 SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES - 94.1% Adjustable Rate Mortgage Trust, 2005-5 1A1 3.065 % 9/25/35 $ 97,876 $ 81,198 (a) Adjustable Rate Mortgage Trust, 2005-7 2A21 3.165 % 10/25/35 221,687 207,222 (a) Adjustable Rate Mortgage Trust, 2005-12 5A1 (1 m |
|
| May 12, 2021 |
Amended and Restated Sales Agreement Exhibit (h)(2) EXECUTION VERSION WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. COMMON SHARES CAPITAL ON DEMAND? AMENDED AND RESTATED SALES AGREEMENT May 12, 2021 JONESTRADING INSTITUTIONAL SERVICES LLC 757 Third Avenue, 23rd Floor New York, NY 10017 Ladies and Gentlemen: Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation (the ?Fund?), Legg Mason Partners Fund Advisor, LLC, a Delaw |
|
| May 12, 2021 |
As filed with the Securities and Exchange Commission on May 12, 2021 As filed with the Securities and Exchange Commission on May 12, 2021 Securities Act Registration No. |
|
| May 12, 2021 |
Western Asset Mortgage Opportunity Fund Inc. Up to $43,283,467 of Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-253996 PROSPECTUS SUPPLEMENT (to Prospectus dated May 4, 2021) Western Asset Mortgage Opportunity Fund Inc. Up to $43,283,467 of Shares of Common Stock The Fund. Western Asset Mortgage Opportunity Fund Inc. (the “Fund”) is a non-diversified, closed-end management investment company. Investment Objectives. The Fund’s primary investment |
|
| May 12, 2021 |
Opinion and Consent of Venable LLP Exhibit (l) May 12, 2021 Western Asset Mortgage Opportunity Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 Re: Registration Statement on Form N-2: 1933 Act File No.: 333-253996 1940 Act File No.: 811-22369 Ladies and Gentlemen: We have served as Maryland counsel to Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation registered under the Investment Company Act of |
|
| April 23, 2021 |
Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] April 23, 2021 VIA EDGAR Elena Stojic U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Western Asset Mortgage Opportunity Fund Inc. |
|
| January 6, 2021 |
Please retain this supplement for future reference. DMO Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-236154 WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. (THE “FUND”) SUPPLEMENT DATED JANUARY 6, 2021 TO THE FUND’S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (“SAI”) DATED APRIL 2, 2020 Effective January 12, 2021, the following changes are made to the Fund’s Prospectus and SAI: 1a. The second paragraph in the section titled “ |
|
| November 25, 2020 |
HTML WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Schedule of investments (unaudited) (cont’d) September 30, 2020 SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 95.9% Adjustable Rate Mortgage Trust, 2005-5 1A1 3.349 % 9/25/35 $ 113,766 $ 92,796 (b) Adjustable Rate Mortgage Trust, 2005-7 2A21 3.411 % 10/25/35 243,556 223,636 (b) Adjustable Rate Mortgage T |
|
| September 16, 2020 |
- WA MORTGAGE OPPORTUNITY FUND INC. (DMO) WA Mortgage Opportunity Fund Inc. (DMO) SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
|
| August 18, 2020 |
EX-99.1 Exhibit 99.1 THIRD AMENDED AND RESTATED BYLAWS OF WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset Mortgage Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices also a |
|
| August 18, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 Western Asset Mortgage Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction of i |
|
| June 26, 2020 |
- LEGG MASON CLOSED-END FUNDS - PROXY STATEMENTS VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 19, 2020 |
- CLEARBRIDGE MLP AND MIDSTREAM FUND INC. (CEM) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
|
| June 8, 2020 |
- WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Western Asset Mortgage Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
|
| June 4, 2020 |
- WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Western Asset Mortgage Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
|
| June 4, 2020 |
- WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Western Asset Mortgage Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
|
| May 28, 2020 |
HTML WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Schedule of investments (unaudited) March 31, 2020 SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 106.5% Adjustable Rate Mortgage Trust, 2005-5 1A1 3.679 % 9/25/35 $ 121,872 $ 91,175 (b) Adjustable Rate Mortgage Trust, 2005-7 2A21 3.998 % 10/25/35 289,886 245,524 (b) Adjustable Rate Mortgage Trust, 2005-1 |
|
| May 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
|
| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| May 22, 2020 |
- WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Western Asset Mortgage Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
|
| May 22, 2020 |
- WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Western Asset Mortgage Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
|
| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| May 20, 2020 |
- WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Western Asset Mortgage Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
|
| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| April 28, 2020 |
- WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 21, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 20, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEFA14A - - LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| April 20, 2020 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENT April 20, 2020 JONESTRADING INSTITUTIONAL SERVICES LLC 757 Third Avenue, 23rd Floor New York, NY 10017 Ladies and Gentlemen: Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation (the “Fund”), Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”) and We |
|
| April 20, 2020 |
Opinion and Consent of Venable LLP(8) April 20, 2020 Western Asset Mortgage Opportunity Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 Re:Registration Statement on Form N-2: 1933 Act File No.: 333-236154 1940 Act File No.: 811-22369 Ladies and Gentlemen: We have served as Maryland counsel to Western Asset Mortgage Opportunity Fund Inc., a Maryland corporation registered under the Investment Company Act of 1940, as am |
|
| April 20, 2020 |
As filed with the Securities and Exchange Commission on April 20, 2020 Securities Act Registration No. |
|
| April 16, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEF 14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 9, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. PRER14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 9, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 9, 2020 |
SEC Response Letter Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
|
| April 2, 2020 |
EX-99.1 Exhibit 99.1 The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3 (now Article II, Section 3(a) in the Second Amended and Restated Bylaws): (b) Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time |
|
| April 2, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2020 Western Asset Mortgage Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction of inc |
|
| March 31, 2020 |
WA Mortgage Opportunity Fund Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D. |
|
| March 26, 2020 |
WA Mortgage Opportunity Fund Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D. |
|
| March 25, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
|
| March 25, 2020 |
Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 19, 2020 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] March 19, 2020 VIA EDGAR Anu Dubey U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Wes |
|
| March 10, 2020 |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
|
| November 27, 2019 |
DMO / Western Asset Mortgage Defined Opportunity Fund Inc. NPORT-EX - - HTML WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. Schedule of investments (unaudited) September 30, 2019 SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 110.4% ACE Securities Corp. Home Equity Loan Trust, 2005-RM1 M4 (1 mo. USD LIBOR + 1.020%) 3.038 % 3/25/35 $ 3,154,600 $ 3,108,570 (b) Adjustable Rate Mortgage Trust, 2005-5 1A1 4.126 % 9/25/35 13 |
|
| November 22, 2019 |
Western Asset Mortgage Defined Opportunity Fund, Inc. (DMO) SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for U |
|
| November 8, 2019 |
Western Asset Mortgage Defined Opportunity Fund, Inc. (DMO) SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for U |
|
| November 5, 2019 |
EX-99.1 Exhibit 99.1 AMENDED AND RESTATED BYLAWS OF WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset Mortgage Defined Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offi |
|
| November 5, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdic |
|
| November 5, 2019 |
Western Asset Mortgage Defined Opportunity Fund, Inc. (DMO) SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for U |
|
| October 17, 2019 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| October 1, 2019 |
DMO / Western Asset Mortgage Defined Opportunity Fund Inc. CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 October 1, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| September 26, 2019 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| September 26, 2019 |
SIMPSON THACHER & BARTLETT LLP SEC Response Letter SIMPSON THACHER & BARTLETT LLP 900 G Street, NW Washington, D. |
|
| September 10, 2019 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| September 10, 2019 |
SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York 10017 SEC Transmittal Letter SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York 10017 September 10, 2019 Re: Western Asset Mortgage Defined Opportunity Fund Inc. |
|
| August 29, 2019 |
DMO / Western Asset Mortgage Defined Opportunity Fund Inc. CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 29, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| May 29, 2019 |
DMO / Western Asset Mortgage Defined Opportunity Fund Inc. NPORT-EX - - EX-DMO WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. Schedule of investments (unaudited) March 31, 2019 SECURITY‡ RATE MATURITY DATE FACE AMOUNT VALUE RESIDENTIAL MORTGAGE-BACKED SECURITIES(a) - 103.5% ACE Securities Corp. Home Equity Loan Trust, 2005-RM1 M4 (1 mo. USD LIBOR + 1.020%) 3.506 % 3/25/35 $ 3,145,437 $ 3,052,042 (b) Adjustable Rate Mortgage Trust, 2005-5 1A1 4.086 % 9/25/35 159, |
|
| March 5, 2019 |
Western Asset Mortgage Defined Opportunity Fund Inc.. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
|
| January 2, 2019 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND RETIREMENTS New York – (Business Wire) – January 2, 2019 ClearBridge MLP and Midstream Fund Inc. (NYSE: CEM), ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO), ClearBridge MLP and Midstream Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Globa |
|
| January 2, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdi |
|
| November 28, 2018 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. (DMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Fl |
|
| November 28, 2018 |
EX-99.CERT 2 d627535dex99cert.htm CERTIFICATIONS CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stateme |
|
| May 25, 2018 |
Certifications CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst |
|
| May 25, 2018 |
Western Asset Mortgage Defined Opportunity Fund Inc. (DMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Fl |
|
| March 29, 2018 |
Western Asset Mortgage Defined Opportunity Fund Inc.. SCHEDULE 14A (Rule 14a - 101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use o |
|
| March 2, 2018 |
DMO / Western Asset Mortgage Defined Opportunity Fund Inc. NT-NSAR NT-NSAR United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☒ Form N-SAR ☐ Form N-CSR For the Period Ended: December 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
|
| January 10, 2018 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal |
|
| November 28, 2017 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. (DMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Fl |
|
| November 28, 2017 |
EX-99.CERT 2 d450798dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
|
| August 16, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdict |
|
| August 16, 2017 |
EX-16.1 Exhibit 16.1 (Firm Letterhead) August 16, 2017 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Western Asset Mortgage Defined Opportunity Fund Inc. (the ?Fund?) and, under the date of February 24, 2017, we reported on the financial statements of the Fund as of and for the year ended December 31, 2016. On August 14 |
|
| May 24, 2017 |
Western Asset Mortgage Defined Opportunity Fund Inc. (DMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Fl |
|
| May 24, 2017 |
EX-99.CERT 2 d327636dex99cert.htm CERTIFICATIONS CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stateme |
|
| May 17, 2017 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal Hedge |
|
| March 31, 2017 |
Western Asset Mortgage Defined Opportunity Fund Inc.. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
|
| November 21, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
|
| November 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive off |
|
| June 14, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 14, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| June 1, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 1, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| May 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive off |
|
| May 24, 2016 |
Jane Trust Chief Executive Officer EX-99.CERT 2 d160069dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst |
|
| April 1, 2016 |
Western Asset Mortgage Defined Opportunity Fund Inc.. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
|
| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
|
| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
|
| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
|
| November 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive off |
|
| November 20, 2015 |
EX-99.CERT 2 d77087dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
|
| July 22, 2015 |
Western Asset Mortgage Defined Opportunity Fund FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisd |
|
| July 22, 2015 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFICER New York ? July 22, 2015 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW |
|
| May 22, 2015 |
EX-99.CERT 2 d911897dex99cert.htm CERTIFICATION CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
|
| May 22, 2015 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. (DMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Fl |
|
| April 24, 2015 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), LMP Corporate Loan Fund Inc. (NYSE: TLI), LMP Real Estate Income Fund I |
|
| March 31, 2015 |
Western Asset Mortgage Defined Opportunity Fund Inc.. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
|
| December 23, 2014 |
EX-99.1 2 d839620dex991.htm EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – December 23, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Retur |
|
| December 23, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2014 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other ju |
|
| November 25, 2014 |
EX-99.CERT 2 d796694dex99cert.htm CERTIFICATION CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
|
| November 25, 2014 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. (DMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Fl |
|
| May 29, 2014 |
EX-99.CERT 2 d703488dex99cert.htm CERTIFICATION CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
|
| May 29, 2014 |
Western Asset Mortgage Defined Opportunity Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| May 29, 2014 |
EX-99.1 2 d733823dex991.htm PRESS RELEASE Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE RETIREMENT OF DIRECTOR AND APPOINTMENT OF NEW LEAD INDEPENDENT DIRECTOR New York – (Business Wire) – May 29, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA) ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NY |
|
| May 29, 2014 |
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. (DMO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Fl |
|
| March 26, 2014 |
- WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC. Western Asset Mortgage Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of t |
|
| November 25, 2013 |
EX-99.CERT 2 d608180dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
|
| November 25, 2013 |
Quarterly Schedule of Portfolio Holdings - WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC Western Asset Mortgage Defined Opportunity Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 4, 2013 |
Correspondence (26 registrants) September 5, 2013 VIA EDGAR Cindy J. Rose Accountant U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting 100 F Street N.E. Washington DC 20549 Re: Western Asset Emerging Markets Debt Fund Inc. (811-21343) Western Asset Emerging Markets Income Fund Inc. (811-07686) Western Asset Global Corporate Defined Opportuni |
|
| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2013 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction of i |
|
| June 14, 2013 |
EX-99.1 2 a13-1493021ex99d1.htm EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFFICER New York — (Business Wire) — May 21, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Glob |
|
| May 30, 2013 |
EX-99.CERT 2 a13-1028210ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
|
| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive off |
|
| March 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| January 28, 2013 |
EX-99.1 2 a13-376421ex99d1.htm EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – January 25, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income |
|
| January 28, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 25, 2013 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction |
|
| November 27, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive off |
|
| November 27, 2012 |
EX-99.CERT 2 a12-232647ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| July 17, 2012 |
EX-99.1 2 a12-164991ex99d1.htm EX-99.1 Exhibit 99.1 Western Asset Mortgage Defined Opportunity Fund Inc. Announces Change to Master Fund Investment Period NEW YORK — Business Wire — July 17, 2012 Western Asset Mortgage Defined Opportunity Fund Inc. (NYSE: DMO) invests in a diverse portfolio of mortgage-backed securities (“MBS”) directly, and indirectly through a separate investment in a public-pri |
|
| July 17, 2012 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2012 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction of |
|
| May 29, 2012 |
EX-99.CERT 2 a12-1000810ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
|
| May 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive off |
|
| May 8, 2012 |
Exhibit 99.2 RLJ Western Asset Public/Private Master Fund, L.P. (a Delaware limited partnership) Financial Statements for the Years Ended December 31, 2011 and December 31, 2010 and Report of Independent Auditors RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P. (a Delaware limited partnership) Investment Manager Western Asset Management Company 385 E. Colorado Blvd Pasadena, California 91101 Adm |
|
| May 8, 2012 |
EX-99.1 2 a12-115361ex99d1.htm EX-99.1 Exhibit 99.1 RLJ Western Asset Public/Private Collector Fund, L.P. (a Delaware limited partnership) Financial Statements for the Year Ended December 31, 2011 and Report of Independent Auditors RLJ WESTERN ASSET PUBLIC/PRIVATE COLLECTOR FUND, L.P. (a Delaware limited partnership) Investment Advisor Western Asset Management Company 385 E. Colorado Blvd Pasadena |
|
| May 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 3, 2012 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction of in |
|
| April 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commis |
|
| December 2, 2011 |
CLEARBRIDGE ENERGY MLP FUND INC. (?CEM?) CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. (?EMO?) LMP CAPITAL AND INCOME FUND INC. (?SCD?) LMP CORPORATE LOAN FUND INC. (?TLI?) LMP REAL ESTATE INCOME FUND INC. (?RIT?) WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (?ESD?) WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (?EMD?) WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. (?GDO?) WESTERN |
|
| November 23, 2011 |
EX-99.CERT 2 a11-291537ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| November 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, New York, NY 10018 (Address of principal executive offices) (Zip c |
|
| September 2, 2011 |
Exhibit 99.2 RLJ Western Asset Public/Private Master Fund, L.P. (a Delaware limited partnership) Financial Statements for the Three and Six Months Ended June 30, 2011 and June 30, 2010 (UNAUDITED) RLJ WESTERN ASSET PUBLIC/ PRIVATE MASTER FUND, L.P. (a Delaware limited partnership) (UNAUDITED) TABLE OF CONTENTS Page Statement of Assets, Liabilities and Partners? Capital 1 Statements of Operations 2 |
|
| September 2, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 1, 2011 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction |
|
| September 2, 2011 |
The unaudited financial statements of the Feeder fund Exhibit 99.1 RLJ Western Asset Public/Private Collector Fund, L.P. (a Delaware limited partnership) Financial Statements for the Six Months Ended June 30, 2011 (UNAUDITED) RLJ WESTERN ASSET PUBLIC/PRIVATE COLLECTOR FUND, L.P. (a Delaware limited partnership) (UNAUDITED) TABLE OF CONTENTS Page Statement of Assets, Liabilities and Partners’ Capit |
|
| May 25, 2011 |
EX-99.CERT 2 a11-98077ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
|
| May 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eight Avenue, New York, NY 10018 (Address of principal executive offices) (Zip co |
|
| May 6, 2011 |
Report of Independent Auditors Exhibit 99.2 RLJ Western Asset Public/Private Master Fund, L.P. (a Delaware limited partnership) Financial Statements for the Year Ended December 31, 2010 and the period from November 5, 2009 (Commencement of Operations) to December 31, 2009 and Report of Independent Auditors RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P. (a Delaware limited partnership) Investment Manager Western Asset Manage |
|
| May 6, 2011 |
Report of Independent Auditors Exhibit 99.1 RLJ Western Asset Public/Private Collector Fund, L.P. (a Delaware limited partnership) Financial Statements for the Year Ended December 31, 2010 and Report of Independent Auditors RLJ WESTERN ASSET PUBLIC/PRIVATE COLLECTOR FUND, L.P. (a Delaware limited partnership) Investment Advisor Western Asset Management Company 385 E. Colorado Blvd Pasadena, California 91101 Administrator The Ba |
|
| May 6, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 3, 2011 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction of in |
|
| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| November 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip cod |
|
| November 24, 2010 |
EX-99.CERT 2 a10-142747ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| October 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| September 1, 2010 |
EX-99.2 3 dex992.htm THE UNAUDITED FINANCIAL STATEMENTS OF THE MASTER FUND Exhibit 99.2 RLJ Western Asset Public/Private Master Fund, L.P. (a Delaware limited partnership) Financial Statements for the Three Months and Six Months Ended June 30, 2010 (UNAUDITED) RLJ WESTERN ASSET PUBLIC/ PRIVATE MASTER FUND, L.P. (a Delaware limited partnership) (UNAUDITED) TABLE OF CONTENTS Page Statement of Assets |
|
| September 1, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 27, 2010 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22369 27-1573139 (State or other jurisdiction o |
|
| September 1, 2010 |
EX-99.1 2 dex991.htm THE UNAUDITED FINANCIAL STATEMENTS OF THE FEEDER FUND Exhibit 99.1 RLJ Western Asset Public/Private Collector Fund, L.P. (a Delaware limited partnership) Financial Statements for the Period January 1, 2010 through June 30, 2010 (UNAUDITED) RLJ WESTERN ASSET PUBLIC/PRIVATE COLLECTOR FUND, L.P. (a Delaware limited partnership) (UNAUDITED) TABLE OF CONTENTS Page Statement of Asse |
|
| May 28, 2010 |
EX-99.CERT 2 a10-833211ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Mortgage Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22369 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip cod |
|
| February 19, 2010 |
Western Asset Mortgage Defined Opportunity Fund Inc. 55 Water Street New York, NY 10041 February 19, 2010 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mailstop 4720, Washington, D.C. 20549 Attn.: Ms. Valerie Lithotomos, Attorney Re: Western Asset Mortgage Defined Opportunity Fund Inc. Registration Statement on Form N-2, File Nos. 333-163711 and 81 |
|
| February 5, 2010 |
description of Common Shares on Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Western Asset Mortgage Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 27-1573139 (State of incorporation or organization) (I.R.S. Employer Identificat |
|
| February 3, 2010 |
[CORRESPONDENCE] February 3, 2010 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
|
| December 14, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940, as amended, and in connection with |
