DST / DST Systems, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

ASG / Liberty All-Star Growth Fund, Inc. / DST SYSTEMS INC - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 8) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) SS&C Technologies Holdings, Inc. Attn: SS&C General Counsel 80 Lamberton Road Windsor, CT 06095 860-298-4500 (N

Joint Filing Agreement

Exhibit I Joint Filing Agreement This will confirm the agreement by and among all the undersigned that Amendment No.

DST / DST Systems, Inc. FORM 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-14036 DST Systems, Inc. (Exact name of registrant as specified in its c

EX-99.25

EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 30, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-

Termination of a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2018 DST SYSTEMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-14036 43-1581814 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. S-8 POS

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

DST / DST Systems, Inc. POS AM

As filed with the Securities and Exchange Commission on April 16, 2018 Registration No.

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2018 DST SYSTEMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-14036 43-1581814 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation

Amended and Restated Certificate of Incorporation of DST Systems, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. * * * FIRST: The name of the corporation is DST Systems, Inc. (the “Corporation”). SECOND: The address of its registered office in the State of Delaware is c/o Corporation Service Company, 251 Little Falls Drive, City of Wilmington, County of New Castle, Delaware 19808. The name of its registered agent at such addre

Amended and Restated Bylaws of DST Systems, Inc.

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF DST SYSTEMS, INC. * * * * * Article 1 Offices Section 1.01. Registered Office. The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors

SS&C Completes Acquisition of DST

Exhibit 99.1 SS&C Completes Acquisition of DST WINDSOR, CT, April 16, 2018 (PR NEWSWIRE) – SS&C Technologies Holdings, Inc. ("SS&C") (Nasdaq: SSNC), a leading global provider of financial services software and software-enabled services, today announced the completion of the acquisition of DST Systems, Inc. ("DST") (NYSE: DST), a leading global strategic advisory, technology, and operations outsour

Separation Agreement by and between DST Systems, Inc., SS&C Technologies Holdings, Inc. and Gregg Wm. Givens, dated as of April 11, 2018

Exhibit 10.1 Mr. Gregg Wm. Givens c/o DST Systems, Inc. 333 W. 11th Street Kansas City, MO 64105 April 11, 2018 Dear Gregg: This letter agreement (this “Agreement”) sets forth our mutual agreement concerning your resignation as an executive officer and employee of DST Systems, Inc., a Delaware corporation (the “Company”), in connection with the closing of the transactions contemplated by the Agree

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2018 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Num

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2018 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Num

DST SYSTEMS, INC. SHAREHOLDERS APPROVE MERGER WITH SS&C

DST SYSTEMS, INC. SHAREHOLDERS APPROVE MERGER WITH SS&C KANSAS CITY, MO – MARCH 28, 2018 – DST Systems, Inc. (NYSE: DST), a leading global strategic advisory, technology, and operations outsourcing company, today announced that at a Special Meeting of DST Stockholders held today, DST stockholders voted to approve the Company’s merger with SS&C (Nasdaq: SSNC). As previously announced on January 11,

DST / DST Systems, Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

DST / DST Systems, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin

2018 Restricted Stock Unit Agreement

Exhibit 10.21 (Effective 2/18) RESTRICTED STOCK UNIT AGREEMENT DST SYSTEMS, INC. 2015 EQUITY AND INCENTIVE PLAN (Form of 2018 Annual Grant) THIS AGREEMENT is made and entered into as of the "Grant Date" (see Paragraph 1(a)), by and between DST SYSTEMS, INC. ("Company") and recipient ("Employee") of an Award under the DST Systems, Inc. 2015 Equity and Incentive Plan, as amended and interpreted from

Audited financial statements of DST Systems, Inc. as of December 31, 2017 and December 31, 2016 and for each of the three years in the period ended December 31, 2017, the notes related thereto, the Report of the Independent Registered Public Accounting Firm, and the Report of Management of Internal Control over Financial Reporting (incorporated herein by reference to Part II—Item 8. (Financial Statements and Supplementary Data) and Part II—Item 9A. (Controls and Procedures) of DST System, Inc.’s Annual Report on Form 10-K for the fiscal year ended December 31, 2017, as filed with the SEC on February 28, 2017).

Use these links to rapidly review the document Table of Contents United States Securities and Exchange Commission Washington, D.

Separation Agreement between the Company and Stephen C. Hooley, dated as of February 26, 2018

Exhibit 10.34 Execution Copy February 26, 2018 Stephen C. Hooley c/o DST Systems, Inc. 333 W. 11th Street Kansas City, MO 64105 Dear Stephen: This letter agreement (this “Agreement”) is intended to set forth our mutual understanding and agreement regarding your termination of employment and your right to receive severance amounts under your employment agreement with DST Systems, Inc. (“DST”), date

Subsidiaries of the Registrant

Exhibit 21 SUBSIDIARIES Name of Entity State of Incorporation/Jurisdiction Doing Business As ALPS Holdings, Inc.

Separation Agreement between the Company and Randall D. Young, dated as of February 26, 2018

Exhibit 10.35 Execution Copy February 26, 2018 Randall D. Young c/o DST Systems, Inc. 333 W. 11th Street Kansas City, MO 64105 Dear Randall: This letter agreement (this “Agreement”) is intended to set forth our mutual understanding and agreement regarding your termination of employment and your right to receive severance amounts under your employment agreement with DST Systems, Inc. (“DST”), dated

Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes Oxley Act of 2002

Exhibit 32 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of DST Systems, Inc. (the “Company”) on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, Stephen C. Hooley, Chief Executi

Computation of Ratio of Earnings to Fixed Charges

Exhibit 12 DST Systems, Inc. Computation of Ratio of Earnings to Fixed Charges (dollars in millions) 2017 2016 2015 2014 2013 Pretax income from continuing operations before adjustment for non-controlling interest and income or loss from equity investees $ 477.4 $ 252.0 $ 413.4 $ 710.0 $ 480.5 Add: Fixed Charges 36.4 30.9 31.7 35.2 42.2 Amortization of capitalized interest — — — 0.1 0.1 Distribute

Restricted Stock Unit Agreement between the Company and William Slattery

Exhibit 10.22 (Effective 2/18) RESTRICTED STOCK UNIT AGREEMENT FOR WILLIAM SLATTERY DST SYSTEMS, INC. 2015 EQUITY AND INCENTIVE PLAN (2018 Annual Grant) THIS AGREEMENT is made and entered into as of the "Grant Date" (see Paragraph 1(a)), by and between DST SYSTEMS, INC. ("Company") and recipient ("Employee") of an Award under the DST Systems, Inc. 2015 Equity and Incentive Plan, as amended and int

DST / DST Systems, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

DST / DST Systems, Inc. DEFINITIVE PROXY STATEMENT

tv485255defm14a - none - 7.649901s TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as

DST / DST Systems, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 dstsystemsinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: DST Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 233326107 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designate the rule pursuant to which

DST / DST Systems, Inc. PRELIMINARY PROXY STATEMENT

PREM14A 1 tv484604prem14a.htm PRELIMINARY PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the

DST / DST Systems, Inc. ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS AND RULE 14(A)(12) MATERIAL

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

DST / DST Systems, Inc. ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS AND RULE 14(A)(12) MATERIAL

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2017 FINANCIAL RESULTS

Exhibit DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2017 FINANCIAL RESULTS KANSAS CITY, MO - January 29, 2018 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST of $81.2 million ( $1.34 per diluted share) for the fourth quarter 2017 compared to $42.9 million ( $0.66 per diluted share) for the fourth quarter 2016 . Net income attributable to DST for the year ended D

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commissi

DST / DST Systems, Inc. ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS AND RULE 14(A)(12) MATERIAL

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

DST / DST Systems, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

SS&C to Acquire DST Systems

Exhibit 99.1 SS&C to Acquire DST Systems Combination of Two Leading Providers of Software and Software-enabled Services to the Institutional, Alternative and Wealth Management Markets ? SS&C will acquire DST for $84 per share in cash for an enterprise value of $5.4 billion, including assumption of debt ? Accelerates SS&C?s move into the $25 trillion US retirement market, with DST?s retirement and

Agreement and Plan of Merger, dated as of January 11, 2018, by and among Company, SS&C and Merger Sub (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed with the SEC on January 11, 2018).

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Dated as of January 11, 2018 among DST SYSTEMS, INC. SS&C TECHNOLOGIES HOLDINGS, INC. and DIAMOND MERGER SUB, INC. TABLE OF CONTENTS Page Article I The Merger Section 1.01 The Merger 1 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Certificate of Incorporation and Bylaws 2 Section 1.06 Directors and Officers of Surv

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2018 DST Systems, Inc. (Exact name of Registrant as specified in its charter) Delaware 1-14036 43-1581814 (State or other jurisdiction of incorporation) (Commission File N

DST / DST Systems, Inc. FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2018 DST Systems, Inc. (Exact name of Registrant as specified in its charter) Delaware 1-14036 43-1581814 (State or other jurisdiction of incorporation) (Commission File N

Agreement and Plan of Merger, dated as of January 11, 2018, by and among DST Systems, Inc., SS&C Technologies Holdings, Inc. and Diamond Merger Sub, Inc.

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Dated as of January 11, 2018 among DST SYSTEMS, INC. SS&C TECHNOLOGIES HOLDINGS, INC. and DIAMOND MERGER SUB, INC. TABLE OF CONTENTS Page Article I The Merger Section 1.01 The Merger 1 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Certificate of Incorporation and Bylaws 2 Section 1.06 Directors and Officers of Surv

Joint Press Release, dated January 11, 2018.

Exhibit 99.1 SS&C to Acquire DST Systems Combination of Two Leading Providers of Software and Software-enabled Services to the Institutional, Alternative and Wealth Management Markets ? SS&C will acquire DST for $84 per share in cash for an enterprise value of $5.4 billion, including assumption of debt ? Accelerates SS&C?s move into the $25 trillion US retirement market, with DST?s retirement and

Second Amendment to Credit Agreement, dated as of November 14, 2017, by and among the Company, Bank of America, N.A., as Administrative Agent, L/C Issuer and Swing Line Lender, and the other financial institutions party thereto.

Exhibit Exhibit 10.3 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this ? Amendment ?) dated as of November 14, 2017 is by and among DST SYSTEMS, INC., a Delaware corporation (the ? Borrower ?), the Lenders identified on the signature pages hereto and BANK OF AMERICA, N.A., as Administrative Agent (in such capacity, the ? Administrative Agent ?), L/C Issuer and Sw

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document NITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2017 (November 14, 2017) DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036

Amendment No.4 to Amended and Restated Receivables Purchase Agreement, dated November 14, 2017.

Exhibit Exhibit 10.4 AMENDMENT NUMBER 4 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT THIS AMENDMENT NUMBER 4 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT , dated as of November 14, 2017 (this ? Amendment ?), is entered into by and among FOUNTAIN CITY FINANCE, LLC, a Delaware limited liability company (the ? Seller ?), WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking a

First Amendment to Note Purchase Agreement, dated as of November 14, 2017, by and among the Company and the purchasers party thereto.

Exhibit Exhibit 10.1 FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT THIS FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT (this “ Amendment ”), dated as of November 14, 2017, is by and among DST SYSTEMS, INC., a Delaware corporation (the “ Company ”), and the Purchasers (as defined herein) party hereto. W I T N E S S E T H WHEREAS, the Company and certain Persons from time to time party thereto (the “ Purch

Second Amendment to Note Purchase Agreement, dated as of November 14, 2017, by and among the Company and the purchasers party thereto.

Exhibit Exhibit 10.2 SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT THIS SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT (this ? Amendment ?), dated as of November 14, 2017, is by and among DST SYSTEMS, INC., a Delaware corporation (the ? Company ?), and the Purchasers (as defined herein) party hereto. W I T N E S S E T H WHEREAS, the Company and certain Persons from time to time party thereto (the ? Pur

Master Note Purchase Agreement, dated as of November 14, 2017, by and among the Company and the purchasers named therein, including the forms of the Tranche A Notes, Tranche B Notes, Tranche C Notes, Tranche D Notes, Tranche E Notes, Tranche F Notes, Tranche G Notes and Tranche H Notes

Exhibit Exhibit 4.1 DST SYSTEMS, INC. $415,000,000 3.55% SERIES 2017A, TRANCHE A SENIOR NOTES DUE JANUARY 9, 2023 3.82% SERIES 2017A, TRANCHE B SENIOR NOTES DUE JANUARY 9, 2025 4.02% SERIES 2017A, TRANCHE C SENIOR NOTES DUE AUGUST 6, 2025 4.04% SERIES 2017A, TRANCHE D SENIOR NOTES DUE JANUARY 9, 2028 4.14% SERIES 2017A, TRANCHE E SENIOR NOTES DUE JANUARY 9, 2030 4.29% SERIES 2017A, TRANCHE F SENIO

Fourth Amendment and Joinder Agreement to Originator Purchase Agreement, dated as of May 31, 2016

Exhibit 10.3 FOURTH AMENDMENT AND JOINDER AGREEMENT TO ORIGINATOR PURCHASE AGREEMENT THIS FOURTH AMENDMENT AND JOINDER AGREEMENT TO ORIGINATOR PURCHASE AGREEMENT, dated as of May 31, 2016 (this “Amendment”) is entered into by and among (a) DST SYSTEMS, INC., a Delaware corporation (“DST Systems”), as the Purchaser and the Servicer, (b) ALPS ALTERNATIVE INVESTMENT SERVICES, LLC, a Delaware limited

Amendment No. 2 to A&R Receivables Purchase Agreement, dated May 31, 2016

Exhibit 10.1 AMENDMENT NUMBER 2 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT THIS AMENDMENT NUMBER 2 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT, dated as of May 31, 2016 (this “Amendment”), is entered into by and among FOUNTAIN CITY FINANCE, LLC, a Delaware limited liability company (the “Seller”),WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Wells

Amendment No. 3 to A&R Receivables Purchase Agreement, dated October 28, 2016

Exhibit 10.2 AMENDMENT NUMBER 3 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT THIS AMENDMENT NUMBER 3 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT, dated as of October 28, 2016 (this “Amendment”), is entered into by and among FOUNTAIN CITY FINANCE, LLC, a Delaware limited liability company (the “Seller”),WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“We

Amendment to Agreement of Limited Partnership of International Financial Data Services Limited Partnership, dated March 26, 2013, by and among the Company, State Street Corporation, and entities related to the Company and State Street Corporation

Exhibit 2.1 AMENDMENT TO AGREEMENT OF LIMITED PARTNERSHIP OF INTERNATIONAL FINANCIAL DATA SERVICES LIMITED PARTNERSHIP This Amendment is dated as of March 26, 2013 and serves to amend the Agreement of Limited Partnership (the “Agreement”) dated as of January 31, 2001, between and among International Financial Data Services GP, Inc. (“State Street GP”) and IFDS GP, Inc. (“DST GP”) as general partne

Amendment No.1 to Purchase and Contribution Agreement, dated as of May 31, 2016

Exhibit 10.4 AMENDMENT NUMBER 1 TO PURCHASE AND CONTRIBUTION AGREEMENT THIS AMENDMENT NUMBER 1 TO PURCHASE AND CONTRIBUTION AGREEMENT, dated as of May 31, 2016 (this “Amendment”), is entered into by and among DST SYSTEMS, INC., a Delaware corporation, as Seller and Servicer (“DST Systems”), and FOUNTAIN CITY FINANCE, LLC, a Delaware limited liability company (the “Purchaser”). Capitalized terms us

DST / DST Systems, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-14036 D

Amendment to Agreement of Limited Partnership of International Financial Data Services Limited Partnership, dated September 30, 2017, by and among the Company, State Street Corporation, and entities related to the Company and State Street Corporation

EX-2.2 3 dstex22-9302017.htm EXHIBIT 2.2 Exhibit 2.2 AMENDMENT TO AGREEMENT OF LIMITED PARTNERSHIP OF INTERNATIONAL FINANCIAL DATA SERVICES LIMITED PARTNERSHIP This Amendment is dated as of September 29, 2017 and serves to amend the Agreement of Limited Partnership (the “Agreement”) dated as of January 31, 2001, as amended, between and among International Financial Data Services GP, Inc. (“State S

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commissi

DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2017 FINANCIAL RESULTS

Exhibit DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2017 FINANCIAL RESULTS KANSAS CITY, MO - October 20, 2017 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST of $48.5 million ( $0.79 per diluted share) for the third quarter 2017 compared to $273.3 million ( $4.13 per diluted share) for the third quarter 2016 . Net income attributable to DST for the nine months en

ASG / Liberty All-Star Growth Fund, Inc. / DST SYSTEMS INC - SCHEDULE 13D - AMENDMENT NO. 7 FOR LIBERTY ALL-STAR GROWTH FUND, INC. BY DST SYSTEMS, INC. Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 7) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1

DST SYSTEMS, INC. September 2017 2 Certain material presented in this presentation include forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These fo

dsinvestorpresentationse DST SYSTEMS, INC. September 2017 2 Certain material presented in this presentation include forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to, (i) all statements, other than statements of historical fact, inclu

Regulation FD Disclosure

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commis

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of DST Systems, Inc. (the “Company”) on Form 10-Q for the period ended June 30, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, Stephen C. Hooley, Chief Execu

DST / DST Systems, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-14036 DST Sy

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission

DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2017 FINANCIAL RESULTS

Exhibit DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2017 FINANCIAL RESULTS KANSAS CITY, MO - July 27, 2017 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST of $75.4 million ( $1.21 per diluted share) for the second quarter 2017 compared to $53.0 million ( $0.79 per diluted share) for the second quarter 2016 . Net income attributable to DST for the six months ende

DST Systems SD

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT DST Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14036 43-1581814 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 333 West 11 th Street Kansas City, Missouri 64105 (Addr

DST Systems, Inc. Conflict Minerals Report For The Year Ended December 31, 2016

EX-1.01 2 conflictmineralsreport.htm EXHIBIT 1.01 Exhibit 1.01 DST Systems, Inc. Conflict Minerals Report For The Year Ended December 31, 2016 Introduction DST Systems, Inc. is a global provider of technology-based information processing and servicing solutions. References below to “DST,” “the Company,” “we,” “us” and “our” may refer to DST Systems, Inc. exclusively or to one or more of our subsid

Submission of Matters to a Vote of Security Holders

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission Fi

DST Systems 10-Q (Quarterly Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

DST / DST Systems, Inc. EX-32.0 - - EXHIBIT 32.0

Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of DST Systems, Inc. (the “Company”) on Form 10-Q for the period ended March 31, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, Stephen C. Hooley, Chief Exec

DST Systems S-3ASR

Document As filed with the Securities and Exchange Commission on May 9, 2017 Registration No.

DST SYSTEMS, INC. ANNOUNCES NEW $300 MILLION SHARE REPURCHASE PROGRAM, 3 PERCENT INCREASE IN QUARTERLY DIVIDEND, AND TWO-FOR-ONE STOCK SPLIT

Exhibit DST SYSTEMS, INC. ANNOUNCES NEW $300 MILLION SHARE REPURCHASE PROGRAM, 3 PERCENT INCREASE IN QUARTERLY DIVIDEND, AND TWO-FOR-ONE STOCK SPLIT KANSAS CITY, MO - May 9, 2017 – DST Systems, Inc. (NYSE: DST) announced today that its Board of Directors approved a new $300 million program to repurchase shares of DST's Common Stock. The Company's previous $300 million share repurchase programs wer

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission Fi

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission

DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2017 FINANCIAL RESULTS

Exhibit DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2017 FINANCIAL RESULTS KANSAS CITY, MO - April 27, 2017 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST of $246.4 million ( $7.71 per diluted share) for the first quarter 2017 compared to $58.1 million ( $1.70 per diluted share) for the first quarter 2016 . Income from continuing operations attributable to DST S

DST Systems DEFA14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

DST SYSTEMS, INC. March 2017 2 Certain material presented in this presentation include forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forwar

dsinvestorpresentationma DST SYSTEMS, INC. March 2017 2 Certain material presented in this presentation include forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to, (i) all statements, other than statements of historical fact, included

IFDS Purchase Agreement, dated March 27, 2017, by and among the Company, DSTi Holdings Limited, DST Realty, Inc., IFDS LP, International Financial Data Services (Ireland) Limited, and State Street

Exhibit EXHIBT 10.3 IFDS PURCHASE AGREEMENT by and among DST SYSTEMS, INC. DSTi HOLDINGS LIMITED DST REALTY, INC. INTERNATIONAL FINANCIAL DATA SERVICES LIMITED PARTNERSHIP INTERNATIONAL FINANCIAL DATA SERVICES (IRELAND) LIMITED and STATE STREET CORPORATION dated as of March 27, 2017 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 ARTICLE II TRANSACTIONS 6 Section 2.01 Percana Purchase and Sale 6 Section

DST to Acquire Remaining Interest in Joint Ventures, BFDS and IFDS U.K., from State Street State Street and DST to Continue IFDS Transfer Agency Joint Venture in Canada, Ireland, and Luxembourg

EX-99.1 7 simplicitydststtbfds-ifdsj.htm EXHIBIT 99.1 DST to Acquire Remaining Interest in Joint Ventures, BFDS and IFDS U.K., from State Street State Street and DST to Continue IFDS Transfer Agency Joint Venture in Canada, Ireland, and Luxembourg KANSAS CITY, Mo. and BOSTON, Ma. – March 27, 2017 - DST Systems, Inc. (NYSE: DST), a leading global strategic advisory, technology, and operations outso

Termination Agreement, dated March 27, 2017, by and among the Company, State Street, State Street Bank and Trust Company, and BFDS

Exhibit Exhibit 10.5 TERMINATION AGREEMENT This TERMINATION AGREEMENT (this ? Agreement ?), dated as of March 27, 2017, is entered into by and among DST SYSTEMS, INC., a Delaware corporation (? DST ?), STATE STREET CORPORATION, a Massachusetts corporation (? State Street ?), STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (? SSB ?), and BOSTON FINANCIAL DATA SERVICES, INC., a Ma

BFDS Reorganization Agreement, dated March 27, 2017, by and among the Company, State Street, BFDS and IFDS LP

EX-10.1 2 a101-bfdsreorganizationagr.htm EXHIBIT 10.1 Exhibit 10.1 BFDS REORGANIZATION AGREEMENT by and among DST SYSTEMS, INC. STATE STREET CORPORATION BOSTON FINANCIAL DATA SERVICES, INC. and INTERNATIONAL FINANCIAL DATA SERVICES LIMITED PARTNERSHIP dated as of March 27, 2017 TABLE OF CONTENTS ARTICLE I DEFINITIONS 3 ARTICLE II PLAN OF REORGANIZATION 8 Section 2.01 Accounts Receivable Contributi

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission

Joint Marketing Agreement, dated March 27, 2017, by and among State Street Bank and Trust Company, BFDS, and the Company

Exhibit Exhibit 10.4 JOINT MARKETING AGREEMENT BY AND AMONG STATE STREET BANK AND TRUST COMPANY, BOSTON FINANCIAL DATA SERVICES, INC. AND DST SYSTEMS, INC. Dated as of March 27, 2017 JOINT MARKETING AGREEMENT This Joint Marketing Agreement (this ? Agreement ?) is entered into on March 27, 2017, by and among State Street Bank and Trust Company, a Massachusetts trust company (? State Street ?), DST

Exchange Agreement, dated March 27, 2017, by and among West Side, State Street, and BFDS

EX-10.2 3 a102-bfdsexchangeagreement.htm EXHIBIT 10.2 Exhibit 10.2 EXCHANGE AGREEMENT by and among WEST SIDE INVESTMENT MANAGEMENT, INC. STATE STREET CORPORATION and BOSTON FINANCIAL DATA SERVICES, INC. dated as of March 27, 2017 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 ARTICLE II EXCHANGE 2 Section 2.01 Exchange 2 Section 2.02 Other Transactions to be Effected at the Closing 2 Section 2.03 Closi

DST Systems DEFA14A

DEFA14A 1 a17-23424defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as

DST Systems DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14

DST Systems 10-K (Annual Report)

10-K 1 dst10k20161.htm 10-K Use these links to rapidly review the document Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

POWER OF ATTORNEY ANNUAL REPORT ON FORM 10-K FOR FISCAL YEAR ENDED DECEMBER 31, 2016

POWER OF ATTORNEY ANNUAL REPORT ON FORM 10-K FOR FISCAL YEAR ENDED DECEMBER 31, 2016 KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Stephen C.

Terms and Conditions of Employment, between DSTi Holdings Limited and William Slattery, dated December 23, 2016

Exhibit 10.17.2 DSTi Holdings Limited Terms and Conditions of Employment Date of Issue: 23 December 2016 This document is to be read in conjunction with the Job Offer Letter I confirm that I have read, understood and accept the Terms and Conditions of Employment as contained in this document. Signature: /s/ William Slattery Name: William Slattery Date: January 9, 2017 Exhibit 10.17.2 DSTi Holdings

Employment Offer, between DSTi Holdings Limited and William Slattery, dated December 23, 2016

Exhibit 10.17.1 PRIVATE AND CONFIDENTIAL William Slattery By Email 23 December 2016 Dear William, We have great pleasure in confirming your appointment as Chief Executive Officer of DSTi Holdings Limited and Chairman of IFDS Ltd, reporting to me. This is an Executive position. Your responsibilities are those as explained to you during your discussions with me and as subsequently directed. Enclosed

DST Systems, Inc. Computation of Ratio of Earnings to Fixed Charges (dollars in millions)

Exhibit 12 DST Systems, Inc. Computation of Ratio of Earnings to Fixed Charges (dollars in millions) 2016 2015 2014 2013 2012 Pretax income from continuing operations before adjustment for non-controlling interest and income or loss from equity investees $ 252.0 $ 413.4 $ 710.0 $ 480.5 $ 533.4 Add: Fixed Charges 30.9 31.7 35.2 42.2 50.8 Amortization of capitalized interest — — 0.1 0.1 0.1 Distribu

EMPLOYMENT AGREEMENT

Exhibit 10.16.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is entered into the 29th day of April, 2011 ("Effective Date"), between Mike Abbaei (“Employee”) and DST Brokerage Solutions, LLC (the "Company” or "DSTBS"), a Delaware limited liability company and a direct or indirect wholly-owned subsidiary of DST Systems, Inc. (“DST”), a Delaware corporation. In consideration of the promises

State of Incorporation/Jurisdiction

Exhibit 21 SUBSIDIARIES Name of Entity State of Incorporation/Jurisdiction Doing Business As ALPS Holdings, Inc.

DST / DST Systems, Inc. / VANGUARD GROUP INC Passive Investment

dstsystemsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: DST Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 233326107 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to des

DST Systems 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2017 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commissi

DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2016 FINANCIAL RESULTS Board Declares 6% Increase in Quarterly Cash Dividend to $0.35 Per Share

Exhibit DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2016 FINANCIAL RESULTS Board Declares 6% Increase in Quarterly Cash Dividend to $0.35 Per Share KANSAS CITY, MO - January 26, 2017 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST of $59.9 million ( $1.84 per diluted share) for the fourth quarter 2016 compared to $67.8 million ( $1.94 per diluted share) for the

ASG / Liberty All-Star Growth Fund, Inc. / DST SYSTEMS INC - SC 13 D/A FOR LIBERTY ALL-STAR GROWTH FUND, INC. BY DST SYSTEMS, INC. Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1

DST Systems 10-Q (Quarterly Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of DST Systems, Inc. (the “Company”) on Form 10-Q for the period ended September 30, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, Stephen C. Hooley, Chief

DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2016 FINANCIAL RESULTS

Exhibit DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2016 FINANCIAL RESULTS KANSAS CITY, MO - October 20, 2016 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST of $273.3 million ( $8.28 per diluted share) for the third quarter 2016 compared to $75.1 million ( $2.08 per diluted share) for the third quarter 2015 . Net income attributable to DST for the nine months en

DST Systems 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commissi

DST Systems 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commiss

DST SYSTEMS, INC. September 2016 2 Certain material presented in this presentation include forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These fo

dstinvestorpresentations DST SYSTEMS, INC. September 2016 2 Certain material presented in this presentation include forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward- looking statements include, but are not limited to, (i) all statements, other than statements of historical fact, incl

DST Systems 10-Q (Quarterly Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of DST Systems, Inc. (the “Company”) on Form 10-Q for the period ended June 30, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, Stephen C. Hooley, Chief Execu

DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2016 FINANCIAL RESULTS

EX-99.1 2 ex991q22016.htm EXHIBIT 99.1 DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2016 FINANCIAL RESULTS KANSAS CITY, MO - July 21, 2016 – DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST of $53.0 million ($1.58 per diluted share) for the second quarter 2016 compared to $107.5 million ($2.91 per diluted share) for the second quarter 2015. Net income attributable t

DST Systems 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission

DST Systems 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2016 (June 30, 2016) DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-15818

Receivables Sales Agreement, dated May 14, 2016, among Wells Fargo Bank, National Association, Fountain City Finance, LLC and the Company and certain subsidiaries of the Company

Exhibit RECEIVABLES SALE AGREEMENT THIS RECEIVABLES SALE AGREEMENT, dated as of June 30, 2016 (this ?Agreement? ), is entered into by and among Wells Fargo Bank, National Association, as Agent (the ?Agent? ), Fountain City Finance, LLC, a Delaware limited liability company (the ?SPE? ), DST Systems, Inc.

DST Systems, Inc. Unaudited Pro Forma Condensed Consolidated Financial Information

EX-99.1 3 exhibit991-june2016.htm EXHIBIT 99.1 Exhibit 99.1 DST Systems, Inc. Unaudited Pro Forma Condensed Consolidated Financial Information On July 1, 2016, DST Systems, Inc. (“we,” “our,” “the Company” or “DST”) completed the previously announced sale of our North American Customer Communications businesses (“NACC”) to affiliates of Broadridge Financial Solutions, Inc. The following unaudited

DST Systems 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2016 (June 13, 2016) DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Comm

RETENTION BONUS AGREEMENT

Exhibit 10.1 RETENTION BONUS AGREEMENT THIS AGREEMENT (?Agreement?), dated as of this 14th day of June, 2016, is by and between DST Systems, Inc. (?Company?) and Manoochehr Abbaei (?Employee?). RECITALS Employee is a participant in the DST Systems, Inc. Executive Severance Plan (the ?Severance Plan?) pursuant to which Employee is entitled to certain severance payments and benefits should Employee?

Purchase Agreement, dated as of June 14, 2016, by and among the Company and certain of its affiliates and Broadridge Financial Solutions, Inc. and certain of its affiliates

Exhibit 2.1 PURCHASE AGREEMENT by and among DST SYSTEMS, INC., DST CANADA HOLDINGS, INC., DST OUTPUT, LLC, DST OUTPUT CANADA ULC, BROADRIDGE OUTPUT SOLUTIONS, INC., BROADRIDGE INVESTOR COMMUNICATIONS CORPORATION, and BROADRIDGE FINANCIAL SOLUTIONS, INC. (solely for purposes of Section 5.25 and Section 9.13) dated as of June 14, 2016 TABLE OF CONTENTS ARTICLE I DEFINITIONS SECTION 1.01 Certain Defi

DST ANNOUNCES AGREEMENT TO SELL NORTH AMERICAN CUSTOMER COMMUNICATIONS BUSINESS Board Authorizes New $300.0 million Share Repurchase Plan

Exhibit 99.1 DST ANNOUNCES AGREEMENT TO SELL NORTH AMERICAN CUSTOMER COMMUNICATIONS BUSINESS Board Authorizes New $300.0 million Share Repurchase Plan Kansas City, MO — June 14, 2016 — DST Systems, Inc. (NYSE: DST), a global provider of specialized technology, strategic advisory, and operations outsourcing to the financial and healthcare industries, announced that it has entered into a definitive

DST Systems SD

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT DST Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14036 43-1581814 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 333 West 11 th Street Kansas City, Missouri 64105 (

DST Systems, Inc. Conflict Minerals Report For The Year Ended December 31, 2015

EX-1.01 2 exhibit101.htm EXHIBIT 1.01 Exhibit 1.01 DST Systems, Inc. Conflict Minerals Report For The Year Ended December 31, 2015 Introduction DST Systems, Inc. is a global provider of technology-based information processing and servicing solutions. References below to “DST”, “the Company,” “we,” “us” and “our” may refer to DST Systems, Inc. exclusively or to one or more of our subsidiaries. We p

DST Systems FORM 8-K (Current Report/Significant Event)

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commissi

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of DST Systems, Inc. (the “Company”) on Form 10-Q for the period ended March 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, Stephen C. Hooley, Chief Exec

DST Systems 10-Q (Quarterly Report)

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

DST Systems 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File

DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2016 FINANCIAL RESULTS

Exhibit DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2016 FINANCIAL RESULTS KANSAS CITY, MO - April 21, 2016 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST (?DST Earnings?) of $58.1 million ( $1.70 per diluted share) for the first quarter 2016 compared to $107.8 million ( $2.87 per diluted share) for the first quarter 2015 . Taking into account certain non-GAAP a

DST Systems DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14

Liberty All-Star Growth Fund FORM SC 13D/A FOR LIBERTY ALL-STAR GROWTH FUND, INC. BY DST SYSTEMS, INC. (Activist Acquisition of More Than 5% of Shares)

s13da031416-libertyallstar.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Ka

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission F

Form of Performance Stock Unit Agreement for PSU awards after 2016

Exhibit Exhibit 10.1 (Effective 2/26) PERFORMANCE STOCK UNIT AGREEMENT DST SYSTEMS, INC. 2015 EQUITY AND INCENTIVE PLAN THIS AGREEMENT is made and entered into as of the "Grant Date" (see Paragraph 1(a)), by and between DST SYSTEMS, INC. ("Company") and recipient ("Employee") of an Award under the DST Systems, Inc. 2015 Equity and Incentive Plan, as amended and interpreted from time to time (the "

Amended and Restated Bylaws, dated February 29, 2016

EX-3.1 2 amendedandrestatedbylaws.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF DST SYSTEMS, INC. A DELAWARE CORPORATION February 26, 2016 ARTICLE I MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings. Meetings of stockholders for any purpose may be held at such time and place, within or without the State of Delaware, as shall be designated by the Board of Directors and stated in th

DST Systems 10-K (Annual Report)

10-K Use these links to rapidly review the document Table of Contents United States Securities and Exchange Commission Washington, D.

DST Systems, Inc. Computation of Ratio of Earnings to Fixed Charges (dollars in thousands)

Exhibit 12 DST Systems, Inc. Computation of Ratio of Earnings to Fixed Charges (dollars in thousands) 2015 2014 2013 2012 2011 Pretax income from continuing operations before adjustment for non-controlling interest and income or loss from equity investees $ 485,967 $ 756,260 $ 521,874 $ 487,385 $ 252,336 Add: Fixed Charges 34,829 39,808 48,199 58,274 60,343 Amortization of capitalized interest 43

State of Incorporation/Jurisdiction

Exhibit 21 SUBSIDIARIES Name of Entity State of Incorporation/Jurisdiction Doing Business As ALPS Holdings, Inc.

DST / DST Systems, Inc. / VANGUARD GROUP INC Passive Investment

dstsystemsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: DST Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 233326107 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to des

DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2015 FINANCIAL RESULTS Board Declares 10% Increase in Quarterly Cash Dividend to $0.33 Per Share

Exhibit DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2015 FINANCIAL RESULTS Board Declares 10% Increase in Quarterly Cash Dividend to $0.33 Per Share KANSAS CITY, MO - January 28, 2016 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income attributable to DST (?DST Earnings?) of $67.8 million ( $1.94 per diluted share) for the fourth quarter 2015 compared to $255.1 million ( $6.65 per dilu

DST Systems 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission Fi

DST Systems FORM 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2016 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission Fil

DST Systems 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission F

ALPS TO ACQUIRE KAUFMAN ROSSIN FUND SERVICES Combination Expected to Expand Denver-Based ALPS’ Hedge Fund Administration Presence

Exhibit ALPS TO ACQUIRE KAUFMAN ROSSIN FUND SERVICES Combination Expected to Expand Denver-Based ALPS? Hedge Fund Administration Presence DENVER - December 24, 2015 - ALPS, a subsidiary of DST Systems, Inc.

DST Systems 8-A12B/A

8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 43-1581814 (I.R.S. Employ

DST Systems FORM 15

15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-14036 DST SYSTEMS, INC. (E xact name of registrant as specified in

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a8-kdecember2015antonellis.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incor

DST APPOINTS JOSEPH C. ANTONELLIS TO BOARD OF DIRECTORS

Exhibit Exhibit 99.1 DST APPOINTS JOSEPH C. ANTONELLIS TO BOARD OF DIRECTORS KANSAS CITY, MO - December 16, 2015 ? DST Systems, Inc. (NYSE: DST) today announced that Joseph C. Antonellis has been appointed to the Company?s Board of Directors, effective immediately. Mr. Antonellis?s initial term will expire at the Company?s 2016 Annual Meeting of Shareholders. It is the DST Board?s intention to nom

Summary of Non-Employee Director Compensation Program

Exhibit Exhibit 10.1 Summary of Non-Employee Director Compensation Program Effective May 11, 2015, the following compensation program applies to non-employee directors of DST Systems, Inc. (the ?Company?). Compensable Event/Position Fees Annual Cash Retainer $90,000 Retainer for Lead Independent Director $30,000 Committee Chairperson Retainer Audit $20,000 Compensation $15,000 Nominating $15,000 B

DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2015 FINANCIAL RESULTS

EX-99.1 2 ex991q32015.htm EXHIBIT 99.1 DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2015 FINANCIAL RESULTS KANSAS CITY, MO - October 22, 2015 – DST Systems, Inc. (NYSE: DST) reported consolidated net income of $75.1 million ($2.08 per diluted share) for the third quarter 2015 compared to $100.0 million ($2.51 per diluted share) for the third quarter 2014. Consolidated net income for the nine months e

Current Report

8-K 1 a8-kq3x15earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation

DST Systems 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission Fi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Num

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Numb

Results of Operations and Financial Condition

8-K Q2-15 Earnings Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2015 FINANCIAL RESULTS

EX 99.1 Q2 2015 DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2015 FINANCIAL RESULTS KANSAS CITY, MO - July 23, 2015 ? DST Systems, Inc. (NYSE: DST) reported consolidated net income of $107.5 million ( $2.91 per diluted share) for the second quarter 2015 compared to $137.8 million ( $3.34 per diluted share) for the second quarter 2014 . Consolidated net income for the six months ended June 30, 2015 w

DST Systems DST SYSTEMS, INC. SD 12-31-2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT DST Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 1-14036 43-1581814 (State or other jurisdiction of incorporation or organization) ( Commission File Number) (I.R.S. Employer Identification No.) 333 West 11 th Street Kansas City, Missouri 64105 (Address of p

Exhibit 1.01

EX-1.01 2 dst-ex101.htm EXHIBIT 1.01 Exhibit 1.01 DST Systems, Inc. Conflict Minerals Report For The Year Ended December 31, 2014 Introduction DST Systems, Inc. is a global provider of technology-based information processing and servicing solutions. References below to “DST”, “the Company,” “we,” “us” and “our” may refer to DST Systems, Inc. exclusively or to one or more of our subsidiaries. We pr

Amendment No. 1 to A&R Receivables Purchase Agreement, dated May 14, 2015

dst-101.htm AMENDMENT NUMBER 1 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT THIS AMENDMENT NUMBER 1 TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT, dated as of May 14, 2015 (this ?Amendment?), is entered into by and among FOUNTAIN CITY FINANCE, LLC, a Delaware limited liability company (the ?Seller?), WELLS FARGO BANK, NATIONAL ASSOCIATION (?Wells Fargo?), as a Bank and as the ag

DST Systems FORM 8-K (Current Report/Significant Event)

dst-form8kmay152015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-158181

Restated Certificate of Incorporation, dated May 12, 2015

dst-ex44may122015.htm CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. DST Systems, Inc., a Delaware corporation (the ?Corporation?), for the purpose of amending the Certificate of Incorporation of the Corporation, in accordance with the General Corporation Law of Delaware, does hereby make and execute this Certificate of Amendment of Certificate of Incorporation and d

AMENDED AND RESTATED BYLAWS DST SYSTEMS, INC. A DELAWARE CORPORATION May 12, 2015 ARTICLE I MEETINGS OF STOCKHOLDERS

dst-ex35.htm AMENDED AND RESTATED BYLAWS OF DST SYSTEMS, INC. A DELAWARE CORPORATION May 12, 2015 ARTICLE I MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings. Meetings of stockholders for any purpose may be held at such time and place, within or without the State of Delaware, as shall be designated by the Board of Directors and stated in the notice of the meeting. Section 2. Annual Meetings. T

DST Systems FORM 8-K (Current Report/Significant Event)

dst-form8kmay132015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-158181

CORRECTED CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION DST SYSTEMS, INC.

dst-ex42.htm CORRECTED CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. DST Systems, Inc., a Delaware corporation (the “Corporation”), pursuant to Section 103(f) of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: FIRST: That the Certificate of Amendment (the “Certificate of Amendment”) of the Certificate of Incorporation

CORRECTED CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION DST SYSTEMS, INC.

dst-ex312.htm CORRECTED CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. DST Systems, Inc., a Delaware corporation (the ?Corporation?), pursuant to Section 103(f) of the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies as follows: FIRST: That the Certificate of Amendment (the ?Certificate of Amendment?) of the Certificate of Incorporation

AMENDED AND RESTATED BYLAWS DST SYSTEMS, INC. A DELAWARE CORPORATION May 12, 2015 ARTICLE I MEETINGS OF STOCKHOLDERS

EX-3.4 6 dst-ex34.htm EXHIBIT 3.4 - AMENDED AND RESTATED BYLAWS AMENDED AND RESTATED BYLAWS OF DST SYSTEMS, INC. A DELAWARE CORPORATION May 12, 2015 ARTICLE I MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings. Meetings of stockholders for any purpose may be held at such time and place, within or without the State of Delaware, as shall be designated by the Board of Directors and stated in the n

Paragraphs fourth, fifth, sixth, seventh, tenth, eleventh, and twelfth of Exhibit 3.1

dst-ex41may122015.htm RESTATED CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. DST Systems, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies that: A. The name of the corporation is DST Systems, Inc. The corporation was originally incorporated under the same name and the original certificate of incorporation was filed with the Secretary of State

DST Systems, Inc. 2015 Equity and Incentive Plan, adopted effective May 12, 2015

dst-ex991may122015.htm DST Systems, Inc. 2015 Equity and Incentive Plan (formerly the "2005 Equity Incentive Plan") Table of Contents Page Section 1. Effective Date, Purpose and Duration 1 1.1 Effective Date of the Plan 1 1.2 Purposes of the Plan 1 1.3 Duration of the Plan 1 Section 2. Definitions 1 Section 3. Administration 7 3.1 Committee 7 3.2 Powers of the Committee 7 Section 4. Shares Subject

CORRECTED CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION DST SYSTEMS, INC.

dst-ex42.htm CORRECTED CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. DST Systems, Inc., a Delaware corporation (the ?Corporation?), pursuant to Section 103(f) of the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies as follows: FIRST: That the Certificate of Amendment (the ?Certificate of Amendment?) of the Certificate of Incorporation

CORRECTED CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION DST SYSTEMS, INC.

dst-ex42.htm CORRECTED CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. DST Systems, Inc., a Delaware corporation (the ?Corporation?), pursuant to Section 103(f) of the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies as follows: FIRST: That the Certificate of Amendment (the ?Certificate of Amendment?) of the Certificate of Incorporation

AMENDED AND RESTATED BYLAWS DST SYSTEMS, INC. A DELAWARE CORPORATION May 12, 2015 ARTICLE I MEETINGS OF STOCKHOLDERS

dst-ex46may122015.htm AMENDED AND RESTATED BYLAWS OF DST SYSTEMS, INC. A DELAWARE CORPORATION May 12, 2015 ARTICLE I MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings. Meetings of stockholders for any purpose may be held at such time and place, within or without the State of Delaware, as shall be designated by the Board of Directors and stated in the notice of the meeting. Section 2. Annual Me

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION DST SYSTEMS, INC.

EX-4.4 4 dst-ex44may122015.htm EXHIBIT 4.4 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF DST SYSTEMS, INC. DST Systems, Inc., a Delaware corporation (the “Corporation”), for the purpose of amending the Certificate of Incorporation of the Corporation, in accordance with the General Corporation Law of Delaware, does hereby make and execute this Certificate of Amendment of Certificate o

DST Systems FORM S-8

dst-forms8may122015.htm As filed with the Securities and Exchange Commission on May 12, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization 43-1

DST Systems, Inc. 2015 Equity and Incentive Plan (formerly the "2005 Equity Incentive Plan") Table of Contents Page Section 1. Effective Date, Purpose and Duration 1 1.1 Effective Date of the Plan 1 1.2 Purposes of the Plan 1 1.3 Duration of the Plan

dst-ex991may122015.htm DST Systems, Inc. 2015 Equity and Incentive Plan (formerly the "2005 Equity Incentive Plan") Table of Contents Page Section 1. Effective Date, Purpose and Duration 1 1.1 Effective Date of the Plan 1 1.2 Purposes of the Plan 1 1.3 Duration of the Plan 1 Section 2. Definitions 1 Section 3. Administration 7 3.1 Committee 7 3.2 Powers of the Committee 7 Section 4. Shares Subject

DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2015 FINANCIAL RESULTS

EX 99.1 Q1 2015 DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2015 FINANCIAL RESULTS KANSAS CITY, MO (April 23, 2015) – DST Systems, Inc. (NYSE: DST) reported consolidated net income of $107.8 million ( $2.87 per diluted share) for the first quarter 2015 compared to $100.4 million ( $2.37 per diluted share) for the first quarter 2014 . Taking into account certain non-GAAP adjustments, consolidated net

DST Systems 8-K (Current Report/Significant Event)

8-K Q1-15 Earnings Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

DST Systems POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

dst-forms8posapril202015.htm As filed with the Securities and Exchange Commission on April 20, 2015 Registration No. 333-181289 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jur

DST Systems DEF 14A

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

DST Systems PRE 14A

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F

EX-2 Exhibit 2 POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F Each of the undersigned entities represents that the individuals signing on behalf of the entity is duly authorized to do so and hereby constitutes and appoints Blair Morrison, Senior Vice-President, Deputy General Counsel, and Chief Compliance Officer of Bank of Montreal, Barbara Muir,

DST / DST Systems, Inc. / BANK OF MONTREAL /CAN/ - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DST SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 233326107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

JOINT FILING AGREEMENT

EX-1 Exhibit 1 JOINT FILING AGREEMENT In accordance with rule 13d-1(k) under the Securities Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit thereto.

DST / DST Systems, Inc. / VANGUARD GROUP INC Passive Investment

dstsystemsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: DST Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 233326107 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to des

DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2014 FINANCIAL RESULTS Board Authorizes New $250 Million Share Repurchase Plan and Declares Quarterly Cash Dividend

DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2014 FINANCIAL RESULTS Board Authorizes New $250 Million Share Repurchase Plan and Declares Quarterly Cash Dividend KANSAS CITY, MO (January 29, 2015) – DST Systems, Inc. (NYSE: DST) reported consolidated net income of $255.1 million ($6.65 per diluted share) for the fourth quarter 2014 compared to $84.0 million ($1.97 per diluted share) for the fourth qu

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File N

ASG / Liberty All-Star Growth Fund, Inc. / DST SYSTEMS INC - SCHEDULE 13D/A (AMENDMENT NO. 4) FOR DST SYSTEMS, INC. BY LIBERTY ALL-STAR GROWTH FUND, INC. Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File N

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File

DST SYSTEMS, INC. APPOINTS CHARLES E. HALDEMAN, JR. TO BOARD OF DIRECTORS

DST SYSTEMS, INC. APPOINTS CHARLES E. HALDEMAN, JR. TO BOARD OF DIRECTORS KANSAS CITY, MO – November 10, 2014 ─ DST Systems, Inc. (NYSE: DST) today announced that its Board of Directors has appointed Charles E. Haldeman, Jr. to its Board of Directors, effective immediately. Mr. Haldeman's initial term will expire at the Company’s 2015 Annual Meeting of Stockholders. It is the Board's intention to

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File N

DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2014 FINANCIAL RESULTS

DST SYSTEMS, INC. ANNOUNCES THIRD QUARTER 2014 FINANCIAL RESULTS KANSAS CITY, MO (October 30, 2014) – DST Systems, Inc. (NYSE: DST) reported consolidated net income of $100.0 million ($2.51 per diluted share) for the third quarter 2014 compared to $96.9 million ($2.23 per diluted share) for the third quarter 2013. Consolidated net income for the nine months ended September 30, 2014 was $338.2 mill

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File N

DST SYSTEMS, INC. ANNOUNCES PROPOSED CORPORATE GOVERNANCE CHANGES

DST SYSTEMS, INC. ANNOUNCES PROPOSED CORPORATE GOVERNANCE CHANGES KANSAS CITY, MO. — October 29, 2014 — DST Systems, Inc. (NYSE: DST) (the “Company”) today announced that on October 24, 2014, its Board of Directors (the “Board”) approved two amendments to the Company’s Certificate of Incorporation (the “Charter”). One amendment would eliminate cumulative voting in director elections and the other

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2014 DST SYSTEMS, INC. (Exact Name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Nu

Credit Agreement, dated as of October 1, 2014, among the Company, Bank of America N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, and other lenders (“Syndicated Agreement”)

Exhibit 10.1 EXECUTION VERSION Published CUSIP Number: 23332NAJ9 CREDIT AGREEMENT Dated as of October 1, 2014 among DST SYSTEMS, INC., as the Borrower, BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, and The Other Lenders Party Hereto MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED as Sole Lead Arranger and Sole Bookrunner WELLS FARGO BANK, NATIONAL ASSOCIATION

DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2014 FINANCIAL RESULTS

DST SYSTEMS, INC. ANNOUNCES SECOND QUARTER 2014 FINANCIAL RESULTS KANSAS CITY, MO (July 24, 2014) – DST Systems, Inc. (NYSE: DST) reported consolidated net income of $137.8 million ($3.34 per diluted share) for the second quarter 2014 compared to $78.5 million ($1.77 per diluted share) for the second quarter 2013. Consolidated net income for the six months ended June 30, 2014 was $238.2 million ($

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Numb

DST / DST Systems, Inc. 11-K - - 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-14036 A. Full title of the plan and the ad

First Omnibus Amendment to Transfer Documents, dated as of February 28, 2010, among Fountain City Finance, LLC, Enterprise Funding Company LLC, Bank of America, National Association, and the Company and certain of its subsidiaries

EXECUTION COPY FIRST OMNIBUS AMENDMENT TO TRANSFER DOCUMENTS THIS FIRST OMNIBUS AMENDMENT TO TRANSFER DOCUMENTS, dated as of February 28, 2010 (this “Amendment”), is entered into by and among FOUNTAIN CITY FINANCE, LLC, a Delaware limited liability company (the “Seller”), ENTERPRISE FUNDING COMPANY LLC, a Delaware limited liability company (the “Investor”), Bank of America, National Association, a national banking association (“Bank of America”), as a Bank and as the agent (the “Agent”) for the Investors and the Banks, DST SYSTEMS, INC.

Third Amendment and Joinder Agreement to Originator Purchase Agreement, dated as of May 16, 2013

EX-10.5 6 v379116ex10-5.htm EXHIBIT 10.5 EXECUTION VERSION THIRD AMENDMENT AND JOINDER AGREEMENT TO ORIGINATOR PURCHASE AGREEMENT THIS THIRD AMENDMENT AND JOINDER AGREEMENT TO ORIGINATOR PURCHASE AGREEMENT, dated as of May 16, 2013 (this “Amendment”), is entered into by and among DST SYSTEMS, INC., a Delaware corporation (“DST Systems”), as the Purchaser and the Servicer, DST INTELLISOURCE, LLC, a

Amended and Restated Receivables Purchase Agreement, dated May 15, 2014, among Fountain City Finance, the Company, certain Subsidiary Originators and Wells Fargo Bank, National Association (“A&R Receivables Purchase Agreement”)

Execution Version AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT Dated as of May 15, 2014 Among FOUNTAIN CITY FINANCE, LLC as the Seller and WELLS FARGO BANK, NATIONAL ASSOCIATION as a Bank and the Agent and DST SYSTEMS, INC.

Second Amendment to Originator Purchase Agreement, dated as of May 17, 2012

EXECUTION VERSION SECOND AMENDMENT TO ORIGINATOR PURCHASE AGREEMENT THIS SECOND AMENDMENT TO ORIGINATOR PURCHASE AGREEMENT, dated as of May 17, 2012 (this “Amendment”), is entered into by and among DST SYSTEMS, INC.

Originator Purchase Agreement, dated as of May 21, 2009, among the Company and certain of its subsidiaries (“Originator Purchase Agreement”)

EXECUTION COPY ORIGINATOR PURCHASE AGREEMENT Dated as of May 21, 2009 Among Each of the parties named on Schedule I hereto as Sellers and DST SYSTEMS, INC.

Purchase and Contribution Agreement, dated as of May 21, 2009, between the Company and Fountain City Finance, LLC (“Purchase and Contribution Agreement”)

EXECUTION COPY PURCHASE AND CONTRIBUTION AGREEMENT Dated as of May 21, 2009 Between DST SYSTEMS, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2014 DST Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Numbe

First Amendment and Joinder Agreement to Originator Purchase Agreement, dated as of May 19, 2011

EXECUTION COPY FIRST AMENDMENT AND JOINDER AGREEMENT TO ORIGINATOR PURCHASE AGREEMENT THIS FIRST AMENDMENT AND JOINDER AGREEMENT TO ORIGINATOR PURCHASE AGREEMENT, dated as of May 19, 2011 (this “Amendment”), is entered into by and among DST SYSTEMS, INC.

DST / DST Systems, Inc. / ARGYROS GEORGE L - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* DST SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 233326107 (CUSIP Number) Julia A. Argyros c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Tel. No.: (714) 481-5000 (Name, Address

DST SYSTEMS, INC. (a Delaware corporation) 5,357,200 Shares of Common Stock UNDERWRITING AGREEMENT

Exhibit 1.1 EXECUTION VERSION DST SYSTEMS, INC. (a Delaware corporation) 5,357,200 Shares of Common Stock UNDERWRITING AGREEMENT Dated: May 8, 2014 DST SYSTEMS, INC. (a Delaware corporation) 5,357,200 Shares of Common Stock, par value $0.01 UNDERWRITING AGREEMENT May 8, 2014 Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. LLC as Representatives of the several Underwriters c

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Number

CALCULATION OF REGISTRATION FEE

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Filed pursuant to Rule 424(b)(5) Registration No.

DST / DST Systems, Inc. / ARGYROS GEORGE L - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* DST SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 233326107 (CUSIP Number) Julia A. Argyros c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Tel. No.: (714) 481-5000 (Name, Address

GOVERNANCE AND STANDSTILL AGREEMENT DST SYSTEMS, INC., JULIA A. ARGYROS, THE ARGYROS FAMILY TRUST, GLA FINANCIAL CORPORATION AND HBI FINANCIAL, INC. DATED AS OF MAY 5, 2014

Exhibit 99.2 GOVERNANCE AND STANDSTILL AGREEMENT AMONG DST SYSTEMS, INC., JULIA A. ARGYROS, THE ARGYROS FAMILY TRUST, GLA FINANCIAL CORPORATION AND HBI FINANCIAL, INC. DATED AS OF MAY 5, 2014 Table of Contents Page ARTICLE I DEFINITIONS Section 1.1 Certain Defined Terms 2 ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE ARGYROS GROUP Section 2.1 Authority 7 Section 2.2 Enforceability 7 Section 2.3

DST Systems, Inc. Computation of Ratio of Earnings to Fixed Charges (dollars in thousands)

Exhibit 12.1 DST Systems, Inc. Computation of Ratio of Earnings to Fixed Charges (dollars in thousands) Three Months Ended March 31, Year Ended December 31, 2014 2013 2013 2012 2011 2010 2009 Pretax income from continuing operations before adjustment for minority interests in consolidated subsidiaries or income or loss from equity investees $ 155,094 $ 138,279 $ 521,874 $ 487,385 $ 252,336 $ 439,8

REGISTRATION RIGHTS AGREEMENT

EX-99.3 4 a14-116384ex99d3.htm EX-99.3 Exhibit 99.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of May 5, 2014 (the “Signing Date”) among DST Systems, Inc., a Delaware corporation (the “Company”), on the one hand, and Julia A. Argyros, the Argyros Family Trust, GLA Financial Corporation, and HBI Financial, Inc. (collectively, the “Argyros Group”),

- S-3ASR

Use these links to rapidly review the document TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 5, 2014 Registration No.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Number

Subject to Completion Preliminary Prospectus Supplement dated May 5, 2014

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No.

DST Systems, Inc. Dated as of DEBT SECURITIES

Exhibit 4.2 DST Systems, Inc. INDENTURE Dated as of DEBT SECURITIES Trustee Reconciliation and tie between Trust Indenture Act of 1939 and Indenture* Trust Indenture Act Section Indenture Section § 310 (a) 11.04(a), 16.02 (b) 11.01(f), 11.04(b), 11.05(1), 16.02 (b)(1) 11.04(b), 16.02 § 311 11.01(f), 16.02 § 312 14.02(d), 16.02 (b) 11.10, 16.02 (c) 11.10, 16.02 § 313 (a) 10.01(a), 16.02 § 314 16.02

INDEMNIFICATION AGREEMENT

EX-99.4 5 a14-116384ex99d4.htm EX-99.4 Exhibit 99.4 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of , 2014 by and between DST Systems, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement. RECITALS

STOCK REPURCHASE AND OFFERING AGREEMENT BY AND BETWEEN THE ARGYROS GROUP DST SYSTEMS, INC. DATED AS OF MAY 5, 2014

Exhibit 99.1 STOCK REPURCHASE AND OFFERING AGREEMENT BY AND BETWEEN THE ARGYROS GROUP AND DST SYSTEMS, INC. DATED AS OF MAY 5, 2014 Table of Contents Page ARTICLE I REPURCHASE Section 1.1 Repurchase of Common Stock 1 Section 1.2 Closing 2 Section 1.3 Deliveries 2 ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE ARGYROS GROUP Section 2.1 Title to Repurchase Shares 2 Section 2.2 Authority Relative t

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

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DST Systems, Inc. 333 West 11th Street Kansas City, MO 64105 816.435.1000 www.dstsystems.com April 29, 2014 VIA EDGAR Mr. Stephen Krikorian Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: DST Systems, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed February 27, 2014 File No. 001-14036 Dear Mr. Krikorian: DST Systems, Inc. (“

DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2014 FINANCIAL RESULTS

DST SYSTEMS, INC. ANNOUNCES FIRST QUARTER 2014 FINANCIAL RESULTS KANSAS CITY, MO (April 24, 2014) – DST Systems, Inc. (NYSE: DST) reported consolidated net income of $100.4 million ($2.37 per diluted share) for the first quarter 2014 compared to $93.2 million ($2.04 per diluted share) for the first quarter 2013. Taking into account certain non-GAAP adjustments, consolidated net income was $47.5 mi

Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Num

FIFTH AMENDMENT TO CREDIT AGREEMENT

Exhibit 10.1 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) dated as of April 17, 2014 to the Credit Agreement referenced below is by and among DST Systems, Inc., a Delaware corporation (the “Borrower”), the Lenders identified on the signature pages hereto and Bank of America, N.A., as Administrative Agent (in such capacity, the “Administrative Agen

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2014 DST SYSTEMS, INC. (Exact Name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Num

Consent under Note Purchase Agreement, dated April 17, 2014, by and among the Company and the Purchasers named therein

Exhibit 10.2 CONSENT UNDER NOTE PURCHASE AGREEMENT THIS CONSENT UNDER NOTE PURCHASE AGREEMENT (this "Consent"), dated as of April 17, 2014, is by and among DST SYSTEMS, INC., a Delaware corporation (the "Company"), and the Purchasers (as defined herein) party hereto. Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed thereto in the Note Purchase Agreeme

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DST Systems, Inc. 333 West 11th Street Kansas City, MO 64105 816.435.1000 www.dstsystems.com April 11, 2014 VIA EDGAR Mr. Stephen Krikorian Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: DST Systems, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed February 27, 2014 File No. 001-14036 Dear Mr. Krikorian: DST Systems, Inc. (“

- DEF 14A

DEF 14A 1 a2219222zdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as

DST / DST Systems, Inc. / ARGYROS GEORGE L - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* DST SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 233326107 (CUSIP Number) Julia A. Argyros c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Tel. No.: (714) 481-5000 (Name, Address a

Non-Binding Term Sheet NON-BINDING TERM SHEET

EX-99.1 2 v372591ex99-1.htm EXHIBIT 99.1 March 24, 2014 The Argyros Group c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Attention: Julia A. Argyros Dear Ms. Argyros: In consideration of the terms set forth herein and in the attached Term Sheet, the Argyros Family Trust has advised DST Systems, Inc. (the “Company”) that, effective immediately, the Argyr

DST ENTERS INTO AGREEMENT WITH THE ARGYROS GROUP

Exhibit 99.1 NEWS RELEASE DST Systems, Inc. 333 West 11th Street Kansas City, MO 64105-1594 NYSE Symbol: DST Contacts Media: Matthew Sherman / Nicholas Lamplough Joele Frank, Wilkinson Brimmer Katcher (212) 355-4449 Investors: Jennifer Shotwell / Larry Miller Innisfree M&A Incorporated (212) 750-5833 FOR IMMEDIATE RELEASE – March 24, 2014 DST ENTERS INTO AGREEMENT WITH THE ARGYROS GROUP KANSAS CIT

Non-Binding Term Sheet

Exhibit 99.2 March 23, 2014 The Argyros Group c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Attention: Julia A. Argyros Dear Ms. Argyros: In consideration of the terms set forth herein and in the attached Term Sheet, the Argyros Family Trust has advised DST Systems, Inc. (the “Company”) that, effective immediately, the Argyros Family Trust hereby withd

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Num

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File Num

Non-Binding Term Sheet

Exhibit 99.2 March 23, 2014 The Argyros Group c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Attention: Julia A. Argyros Dear Ms. Argyros: In consideration of the terms set forth herein and in the attached Term Sheet, the Argyros Family Trust has advised DST Systems, Inc. (the “Company”) that, effective immediately, the Argyros Family Trust hereby withd

DST ENTERS INTO AGREEMENT WITH THE ARGYROS GROUP

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 - NEWS RELEASE Exhibit 99.1 NEWS RELEASE DST Systems, Inc. 333 West 11th Street Kansas City, MO 64105-1594 NYSE Symbol: DST Contacts Media: Matthew Sherman / Nicholas Lamplough Joele Frank, Wilkinson Brimmer Katcher (212) 355-4449 Investors: Jennifer Shotwell / Larry Miller Innisfree M&A Incorporated (212) 750-5833 FOR IMMEDIATE RELEASE – March 24, 2014 DST ENTERS

DST Systems 10-K (Annual Report)

DST 10K 2013 Use these links to rapidly review the document Table of Contents United States Securities and Exchange Commission Washington, D.

- DFAN14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

DST / DST Systems, Inc. / BANK OF MONTREAL /CAN/ - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DST SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 233326107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

- DST SYSTEMS FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File

DST SYSTEMS CONFIRMS RECEIPT OF DIRECTOR NOMINATIONS AND PROPOSALS FROM ARGYROS GROUP No Shareholder Action Required at this Time

Exhibit 99.1 NEWS RELEASE DST Systems, Inc. 333 West 11th Street Kansas City, MO 64105-1594 NYSE Symbol: DST Contacts Media: Matthew Sherman / Nicholas Lamplough Joele Frank, Wilkinson Brimmer Katcher (212) 355-4449 Investors: Art Crozier / Jennifer Shotwell / Larry Miller Innisfree M&A Incorporated (212) 750-5833 FOR IMMEDIATE RELEASE – February 12, 2014 Page 1 DST SYSTEMS CONFIRMS RECEIPT OF DIR

DST SYSTEMS CONFIRMS RECEIPT OF DIRECTOR NOMINATIONS AND PROPOSALS FROM ARGYROS GROUP No Shareholder Action Required at this Time

Exhibit 99.1 NEWS RELEASE DST Systems, Inc. 333 West 11th Street Kansas City, MO 64105-1594 NYSE Symbol: DST Contacts Media: Matthew Sherman / Nicholas Lamplough Joele Frank, Wilkinson Brimmer Katcher (212) 355-4449 Investors: Art Crozier / Jennifer Shotwell / Larry Miller Innisfree M&A Incorporated (212) 750-5833 FOR IMMEDIATE RELEASE – February 12, 2014 Page 1 DST SYSTEMS CONFIRMS RECEIPT OF DIR

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File

The Argyros Family Trust Cites Need for Change Largest Stockholder Delivers Notice of Director Nominations and Governance Proposals DST Systems Receives Lowest Governance Score Possible from ISS on Stockholder Rights

[Press Release] The Argyros Family Trust Cites Need for Change Largest Stockholder Delivers Notice of Director Nominations and Governance Proposals DST Systems Receives Lowest Governance Score Possible from ISS on Stockholder Rights February 12, 2014 8:30 AM Eastern Standard Time COSTA MESA, Calif.

The Argyros Family Trust Cites Need for Change Largest Stockholder Delivers Notice of Director Nominations and Governance Proposals DST Systems Receives Lowest Governance Score Possible from ISS on Stockholder Rights

[Press Release] The Argyros Family Trust Cites Need for Change Largest Stockholder Delivers Notice of Director Nominations and Governance Proposals DST Systems Receives Lowest Governance Score Possible from ISS on Stockholder Rights February 12, 2014 8:30 AM Eastern Standard Time COSTA MESA, Calif.

- FORM DFAN14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

DST / DST Systems, Inc. / ARGYROS GEORGE L - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* DST SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 233326107 (CUSIP Number) Julia A. Argyros c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Tel. No.: (714) 481-5000 (Name, Address a

DST / DST Systems, Inc. / ARGYROS GEORGE L - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* DST SYSTEMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 233326107 (CUSIP Number) Julia A. Argyros c/o Arnel Development Company 949 South Coast Drive, Suite 600 Costa Mesa, California 92626 Tel. No.: (714) 481-5000 (Name, Address a

DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2013 FINANCIAL RESULTS Board Authorizes New $250 Million Share Repurchase Plan and Declares Quarterly Cash Dividend

DST SYSTEMS, INC. ANNOUNCES FOURTH QUARTER 2013 FINANCIAL RESULTS Board Authorizes New $250 Million Share Repurchase Plan and Declares Quarterly Cash Dividend KANSAS CITY, MO (January 30, 2014) – DST Systems, Inc. (NYSE: DST) reported consolidated net income of $84.0 million ($1.97 per diluted share) for the fourth quarter 2013 compared to $37.9 million ($0.82 per diluted share) for the fourth qua

Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2014 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File N

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2013 DST SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14036 43-1581814 (Commission File