Основная статистика
| CIK | 1495899 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Enerpulse Technologies, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| February 15, 2018 |
ENPT / Enerpulse Technologies, Inc. / HIRSCHMAN ORIN - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 enpt-sc13ga123117.htm AMENDMENT TO FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 4) Under the Securities Exchange Act of 1934 ENERPULSE TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 29278A101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this State |
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| February 15, 2017 |
ENPT / Enerpulse Technologies, Inc. / Passaic River Capital LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ENERPULSE TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 29278A101 (CUSIP Number) Liore Alroy Passaic River Capital, LLC 88 Crescent Avenue Passaic, New Jersey 07055 (973) 580-5865 With a cop |
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| February 14, 2017 |
ENPT / Enerpulse Technologies, Inc. / HIRSCHMAN ORIN - AMENDMENT RO FORM 13G Passive Investment SC 13G/A 1 enpt-sc13qa123116.htm AMENDMENT RO FORM 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 ENERPULSE TECHNOLOGIES, INC.. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 29278A101 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Stateme |
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| February 13, 2017 |
JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. |
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| February 13, 2017 |
ENPT / Enerpulse Technologies, Inc. / PACKER PAUL - SC 13G AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* Enerpulse Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29278A101 (CUSIP Number) December 31, 2016 (Date of Event which requires Filing of this St |
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| February 9, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Enerpulse Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 29278A101 (CUSIP Number) December 31, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule p |
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| February 6, 2017 |
EX-16.1 2 ex16-1.htm GHP Horwath, P.C. Member Crowe Horwath International 1801 California Street, Suite 2200 Denver, CO 80202 +1.303.831.5000 Tel +1.303.831.5001 Fax www.croweghphorwath.com February 3, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Enerpulse Technologies, Inc. We have read the statements made by Enerpulse Technologies, Inc. in Item 4.01 in th |
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| February 6, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2016 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employe |
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| February 2, 2017 |
[FORM OF AMENDED AND RESTATED SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] EX-4.2 3 ex4-2.htm [FORM OF AMENDED AND RESTATED SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFER |
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| February 2, 2017 |
[FORM OF AMENDED AND RESTATED SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] [FORM OF AMENDED AND RESTATED SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| February 2, 2017 |
[FORM OF SENIOR SECURED CONVERTIBLE NOTE] EX-4.3 4 ex4-3.htm [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE |
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| February 2, 2017 |
[FORM OF SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] EX-4.4 5 ex4-4.htm [FORM OF SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) I |
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| February 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 26, 2017 ENERPULSE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) COMMISSION FILE NUMBER: 0-20190 Nevada 27-2969241 (State or other jurisdiction of |
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| September 15, 2016 |
Enerpulse Technologies (Annual Report) 10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| August 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-54092 FORM 12b ?25 NOTIFICATION OF LATE FILING CUSIP NUMBER 29278A 101 Check One: [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on |
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| August 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-54092 FORM 12b ?25 NOTIFICATION OF LATE FILING CUSIP NUMBER 29278A 101 Check One: [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on |
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| August 8, 2016 |
ENPT / Enerpulse Technologies, Inc. / Passaic River Capital LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ENERPULSE TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 29278A101 (CUSIP Number) Liore Alroy Passaic River Capital, LLC 88 Crescent Avenue Passaic, New Jersey 07055 (973) 580-5865 With a copy t |
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| August 2, 2016 |
[FORM OF SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] [FORM OF SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| August 2, 2016 |
CERTIFICATE OF DESIGNATION OF THE SERIES A PREFERRED STOCK ENERPULSE TECHNOLOGIES, INC. EX-4.2 3 ex4-2.htm CERTIFICATE OF DESIGNATION OF THE SERIES A PREFERRED STOCK OF ENERPULSE TECHNOLOGIES, INC. Section 1. Designation. The designation of such series of the Preferred Stock shall be the Series A Preferred Stock, par value $0.001 per share (the “Series A Preferred Stock”). The maximum number of shares of Series A Preferred Stock shall be Ten (10) shares. Section 2. Currency. All Seri |
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| August 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): July 26, 2016 ENERPULSE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) COMMISSION FILE NUMBER: 0-20190 Nevada 27-2969241 (State or other jurisdiction of inc |
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| August 2, 2016 |
[FORM OF SENIOR SECURED CONVERTIBLE NOTE] [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| August 2, 2016 |
[FORM OF AMENDED AND RESTATED SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] EX-4.1 2 ex4-1.htm [FORM OF AMENDED AND RESTATED SENIOR SUBORDINATED SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFER |
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| August 2, 2016 |
SENIOR SECURED CONVERTIBLE NOTE AMENDMENT AGREEMENT AND WAIVER EX-10.1 6 ex10-1.htm SENIOR SECURED CONVERTIBLE NOTE AMENDMENT AGREEMENT AND WAIVER THIS SENIOR SECURED CONVERTIBLE NOTE AMENDMENT AGREEMENT AND WAIVER (this “Agreement”) is made and entered into as of July 27, 2016, by and between Enerpulse Technologies, Inc., a Nevada corporation (the “Company”), and the noteholder listed on the signature page hereto (the “Noteholder”). RECITALS WHEREAS, the Not |
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| May 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC FILE NUMBER 000-54092 WASHINGTON, D. |
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| March 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-54092 FORM 12b–25 NOTIFICATION OF LATE FILING CUSIP NUMBER 29278A 101 Check One: [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report |
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| February 12, 2016 |
JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 globex1.htm JOINT ACQUISITION STATEMENT EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing addit |
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| February 12, 2016 |
ENPT / Enerpulse Technologies, Inc. / HIRSCHMAN ORIN - AMENDMENT TO SCHEDULE 13G Passive Investment SC 13G/A 1 entp-13ga123115.htm AMENDMENT TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 ENERPULSE TECHNOLOGIES, INC.. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 29278A101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this State |
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| February 12, 2016 |
ENPT / Enerpulse Technologies, Inc. / PACKER PAUL - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No.1)* Under the Securities Exchange Act of 1934 Enerpulse Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29278A101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 1, 2016 |
ENPT / Enerpulse Technologies, Inc. / Altira Group LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ENERPULSE TECHNOLOGIES, INC. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 29278A101 (CUSIP Number) Dirk W. McDermott 1675 Broadway, Suite 2400 Denver, CO 80202 303-592-5500 (Name, Address and Telephone Number o |
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| January 8, 2016 |
News Release FOR IMMEDIATE RELEASE January 7, 2016 Joseph Gonnella Retires as CEO for Enerpulse Technologies Craig Porter Appointed Executive Chairman of the Board Albuquerque, N. |
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| January 8, 2016 |
SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?) is entered into as of the 31, day of December, 2015, by and between Enerpulse Technologies, Inc. |
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| January 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employe |
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| November 17, 2015 |
PROSPECTUS SUPPLEMENT NO. 3 22,484,531 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-203199 PROSPECTUS SUPPLEMENT NO. 3 22,484,531 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. This Prospectus Supplement No. 3 supplements and amends our Prospectus dated April 14, 2015. This Prospectus Supplement No. 3 includes our attached Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2015, as filed with the Sec |
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| November 17, 2015 |
PROSPECTUS SUPPLEMENT NO. 7 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-191471 PROSPECTUS SUPPLEMENT NO. 7 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. This Prospectus Supplement No. 7 supplements and amends our Prospectus dated May 19, 2014. This Prospectus Supplement No. 7 includes our attached Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2015, as filed with the Securiti |
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| August 20, 2015 |
Enerpulse Technologies, Inc. Provides a Business Update & Letter to Shareholders EX-99.1 2 v418706ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Enerpulse Technologies, Inc. Provides a Business Update & Letter to Shareholders ALBUQUERQUE, NM-(Marketwired - Aug 20, 2015) - Enerpulse Technologies, Inc. (OTCQB: ENPT) Dear Valued Shareholder, Over the past year, Enerpulse has experienced growth and expansion of our professional team, research pipeline, and market development activities. We |
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| August 20, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v4187068k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdicti |
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| August 14, 2015 |
PROSPECTUS SUPPLEMENT NO. 2 22,484,531 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-203199 PROSPECTUS SUPPLEMENT NO. 2 22,484,531 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. This Prospectus Supplement No. 2 supplements and amends our Prospectus dated April 14, 2015. This Prospectus Supplement No. 2 includes our attached Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2015, as filed with the Securiti |
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| August 14, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer |
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| August 14, 2015 |
Enerpulse Technologies Announces Second Quarter Highlights and Results Exhibit 99.1 Enerpulse Technologies Announces Second Quarter Highlights and Results ALBUQUERQUE, NM-(Marketwired - Aug 13, 2015) - Enerpulse Technologies (OTCQB: ENPT) manufacturer of Pulstar? spark plugs, announced today its financial results for the second quarter ended June 30, 2015. Second Quarter Highlights ? Sales revenue is up 11.9% for the second quarter. ? Sales revenue is up 12.6% year t |
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| August 14, 2015 |
PROSPECTUS SUPPLEMENT NO. 6 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-191471 PROSPECTUS SUPPLEMENT NO. 6 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. This Prospectus Supplement No. 6 supplements and amends our Prospectus dated May 19, 2014. This Prospectus Supplement No. 6 includes our attached Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2015, as filed with the Securities an |
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| May 21, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer of |
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| May 21, 2015 |
May 21, 2015 Enerpulse Technologies Announces First Quarter Highlights and Results Exhibit 99.1 News Release FOR IMMEDIATE RELEASE May 21, 2015 Enerpulse Technologies Announces First Quarter Highlights and Results Albuquerque, N.M. ? May 21, 2015 ? Enerpulse Technologies (OTCQB: ENPT) manufacturer of Pulstar? spark plugs, announced today its financial results for the first quarter ended March 31, 2015. First Quarter Highlights ? Closed $3.05 million senior subordinated convertib |
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| May 19, 2015 |
PROSPECTUS SUPPLEMENT NO. 5 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-191471 PROSPECTUS SUPPLEMENT NO. 5 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. This Prospectus Supplement No. 5 supplements and amends our Prospectus dated May 19, 2014. This Prospectus Supplement No. 5 includes our attached Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2015, as filed with the Securities a |
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| May 19, 2015 |
PROSPECTUS SUPPLEMENT NO. 1 22,484,531 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-203199 PROSPECTUS SUPPLEMENT NO. 1 22,484,531 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. This Prospectus Supplement No. 1 supplements and amends our Prospectus dated April 14, 2015. This Prospectus Supplement No. 1 includes our attached Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2015, as filed with the Securit |
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| May 18, 2015 |
Enerpulse Technologies FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-54092 FORM 12b-25 NOTIFICATION OF LATE FILING CUSIP NUMBER 29278A 101 Check One: ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transit |
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| May 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer of i |
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| April 17, 2015 |
Enerpulse Technologies DEF 14A SCHEDULE 14A INFORMATION (Rule 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ?240. |
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| April 14, 2015 |
Enerpulse Technologies, Inc. 22,484,531 Shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-203199 Enerpulse Technologies, Inc. 22,484,531 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders identified in this prospectus of up to 22,484,531 shares of our common stock, par value $0.01 per share. The shares of common stock covered by this prospectus include shares of common |
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| April 6, 2015 |
PROSPECTUS SUPPLEMENT NO. 4 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-191471 PROSPECTUS SUPPLEMENT NO. 4 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. This Prospectus Supplement No. 4 supplements and amends our Prospectus dated May 19, 2014. This Prospectus Supplement No. 4 includes our attached Annual Report on Form 10-K for the fiscal year ended December 31, 2014, as filed with the Securities and |
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| April 2, 2015 |
As filed with the Securities and Exchange Commission on April 2, 2015 Registration No. |
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| March 31, 2015 |
ENPT / Enerpulse Technologies, Inc. / PACKER PAUL - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.)* Enerpulse Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29278A101 (CUSIP Number) March 30, 2015 (Date of Event Which Requires Filing of this Stateme |
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| March 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer o |
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| March 6, 2015 |
Enerpulse Technologies FORM 8-K/A (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Com |
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| March 5, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Enerpulse Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 29278A101 (CUSIP Number) December 31, 2014 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule purs |
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| February 23, 2015 |
ENPT / Enerpulse Technologies, Inc. / Sail Venture Partners LP - SCHEDULE 13D/A Activist Investment SC 13D/A 1 v402487sc13a.htm SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Enerpulse Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29278A101 (CUSIP Number) Walter L. Schindler c/o SAIL Venture Partners, LP 3161 Michelson Drive, Suite 750 Irvine, Ca |
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| February 23, 2015 |
Exhibit 1 CUSIP No. 29278A101 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13D with respect to the common stock of Enerpulse Technologies, Inc. beneficially owned by each of them. This Joint Filin |
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| February 20, 2015 |
FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 FORM OF REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of February [], 2015, by and among Enerpulse Technologies, Inc., a Nevada corporation, with headquarters located at 2451 Alamo Ave SE, Albuquerque, New Mexico 87106 (the "Company"), ROTH Capital Partners, LLC (the "Placement Agent") and the investors listed on the Schedule of Buyers attach |
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| February 20, 2015 |
EX-99.1 9 v402265ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE February 20, 2015 Enerpulse Technologies, Inc. Announces Private Placement of $3,050,000 of Convertible Notes and Warrants Albuquerque, N.M. – February 20, 2015 – Enerpulse Technologies (OTCQB: ENPT) (OTCQB: ENPT) (the “Company”), manufacturer of Pulstar® Spark Plugs, today announced that it has entered into a |
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| February 20, 2015 |
FORM OF SECURITIES PURCHASE AGREEMENT EX-10.1 4 v402265ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FORM OF SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of February [], 2015, by and among Enerpulse Technologies, Inc., a Nevada corporation, with headquarters located at 2451 Alamo Ave. NE, Albuquerque, New Mexico 87106 (the "Company"), and the investors listed on the Schedule of Buyers attached hereto |
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| February 20, 2015 |
FORM OF PLEDGE AND SECURITY AGREEMENT Exhibit 10.3 FORM OF PLEDGE AND SECURITY AGREEMENT PLEDGE AND SECURITY AGREEMENT, dated as of February , 2015 (this "Agreement"), made by Enerpulse Technologies, Inc., a Nevada corporation (the "Company"), Enerpulse, Inc., a Delaware corporation ("Enerpulse") and each other Subsidiary of the Company hereafter becoming party hereto (together with the Company and Enerpulse, each a "Grantor" and, col |
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| February 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2015 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employe |
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| February 20, 2015 |
EX-10.4 7 v402265ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 FORM OF GUARANTY GUARANTY, dated as of February , 2015, made by the undersigned (together with each other Person that executes a joinder agreement and becomes a "Guarantor" hereunder each a "Guarantor", and collectively, the "Guarantors"), in favor of the "Buyers" (as defined below) party to the Securities Purchase Agreement referenced below. W |
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| February 20, 2015 |
Exhibit 4.2 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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| February 20, 2015 |
Exhibit 10.5 Form of Lock-Up Agreement February , 2015 ROTH CAPITAL PARTNERS, LLC 888 San Clemente Drive Newport Beach, CA 92660 Re: Enerpulse Technologies, Inc. Ladies and Gentlemen: As an inducement to Roth Capital Partners, LLC, as the placement agent (“Placement Agent”) in connection the transactions contemplated by that certain Securities Purchase Agreement (the “Purchase Agreement”), dated a |
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| February 20, 2015 |
[FORM OF SENIOR SECURED CONVERTIBLE NOTE] Exhibit 4.1 [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) |
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| February 13, 2015 |
ENPT / Enerpulse Technologies, Inc. / Altira Group LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ENERPULSE TECHNOLOGIES, INC. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 29278A101, 29278A119 (CUSIP Number) Dirk W. McDermott 1675 Broadway, Suite 2400 Denver, CO 80202 303-592-5500 (Name, Address and Telephon |
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| November 14, 2014 |
424B3 1 v394493424b3.htm RULE 424(B)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-191471 PROSPECTUS SUPPLEMENT NO. 3 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Common Stock and Warrants This Prospectus Supplement No. 3 supplements and amends our Prospectus dated May 19, 2014. This Prospectus Supplement No. 3 includes our attached Quarterly Report on Form 10-Q for the p |
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| November 7, 2014 |
EX-99.2 5 v393592ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 News Release FOR IMMEDIATE RELEASE October 15, 2014 Enerpulse Technologies and Imega Group to Open European Market for Pulstar® NatGas Spark Plugs Albuquerque, N.M. – Enerpulse Technologies (OTCQX: ENPT) announced today that it has signed an exclusive distributor agreement with Imega International Group Srl. Under the terms of the agreement, ex |
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| November 7, 2014 |
CONFIDENTIAL TREATMENT REQUESTED DISTRIBUTION AGREEMENT Exhibit 10.2 CONFIDENTIAL TREATMENT REQUESTED Portions of this exhibit indicated by “[***]” have been omitted, and such omitted portions have been filed separately with the Securities and Exchange Commission (SEC). Confidential treatment has been requested with respect to the omitted portions. DISTRIBUTION AGREEMENT AGREEMENT made this 1st day of October, 2014 by and between Enerpulse Technologies |
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| November 7, 2014 |
CONFIDENTIAL TREATMENT REQUESTED DISTRIBUTION AGREEMENT EX-10.1 2 v393592ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CONFIDENTIAL TREATMENT REQUESTED Portions of this exhibit indicated by “[***]” have been omitted, and such omitted portions have been filed separately with the Securities and Exchange Commission (SEC). Confidential treatment has been requested with respect to the omitted portions. DISTRIBUTION AGREEMENT AGREEMENT made this 1st day of October, 2 |
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| November 7, 2014 |
October 7, 2014 Enerpulse Technologies and Green Bridge Technologies Join Forces Exhibit 99.1 News Release FOR IMMEDIATE RELEASE October 7, 2014 Enerpulse Technologies and Green Bridge Technologies Join Forces Albuquerque, N.M. – Enerpulse Technologies (OTCQX: ENPT) announced today that it has signed an exclusive Alternative Fuel Vehicle Distributor Agreement with Green Bridge Technologies LLC. Under the terms of the agreement, the exclusivity covers the mobile alternative fue |
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| November 7, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2014 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer |
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| November 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2014 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer |
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| August 29, 2014 |
Exhibit 4.1 PROMISSORY NOTE $100,000 August 25, 2014 This Promissory Note (this “Note”) is being issued by Enerpulse Technologies, Inc., a Nevada corporation (the “Company”), with principal offices at 2451 Alamo Ave SE, Albuquerque, New Mexico 87106, to Gordian Group, LLC, a Delaware limited liability company (the “Holder”). This Note is being issued in connection with that certain Settlement Agre |
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| August 29, 2014 |
Exhibit 10.1 SETTLEMENT AGREEMENT This Settlement Agreement (this "Agreement"), dated as of August 25, 2014, between Enerpulse Technologies, Inc., a Nevada corporation (the "Company"), and Gordian Group, LLC, a Delaware limited liability company ("Gordian"). The parties hereto are sometimes hereinafter referred to collectively as the "Parties" and individually as a "Party." WHEREAS, Gordian curren |
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| August 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2014 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer |
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| August 19, 2014 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-191471 PROSPECTUS SUPPLEMENT NO. 2 923,775 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Common Stock and Warrants This Prospectus Supplement No. 2 supplements and amends our Prospectus dated May 19, 2014. This Prospectus Supplement No. 2 includes our attached Quarterly Report on Form 10-Q for the period ended June 30, 2014, as filed with |
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| August 15, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3869838k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2014 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdicti |
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| August 15, 2014 |
ENPT / Enerpulse Technologies, Inc. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-54092 FORM 12b –25 NOTIFICATION OF LATE FILING CUSIP NUMBER 29278A 101 Check One: ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transit |
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| August 15, 2014 |
August 14, 2014 Enerpulse Technologies Announces Second Quarter Highlights and Results Exhibit 99.1 News Release FOR IMMEDIATE RELEASE August 14, 2014 Enerpulse Technologies Announces Second Quarter Highlights and Results Albuquerque, N.M. – Enerpulse Technologies, Inc. (OTCQX: ENPT) developer and manufacturer of ultra-high performance, low emissions ignition products through the application of its proprietary Nano-Plasma Assisted Combustion (n-PAC™) technology announced today its f |
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| July 2, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2014 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer of |
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| July 2, 2014 |
CORPORATE PRESENTATION APPROVED FOR USE JULY 1, 2014 Table of Contents Legal Disclaimer Page 3 Executive Summary Page 4 A Better Solution – NaPI Technology Page 5 NaPI Technology Benefits Page 6 Market Drivers Page 7 Competition Page 8 Product Development Page 8 Intellectual Property Page 9 Manufacture and Distribution Page 9 Company Leadership Page 10 Markets and Marketing Strategy Page 10 Current Cash Needs Page 11 Financing Strategy Page 11 Key Business Milestones Page 11 Financials Page 12 Page 2 of 15 LEGAL DISCLAIMER This July 1, 2014 Corporate Presentation contains forward-looking statements, including statements regarding the Company's targeted business model. |
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| May 28, 2014 |
SC 13G 1 enerpulse-sc13g051614.htm ACQUISTION OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 ENERPULSE TECHNOLOGIES, INC.. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 29278A101 (CUSIP Number) May 16, 2014 (Date of Event Which Requires Filing of thi |
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| May 19, 2014 |
Filed Pursuant to Rule 424(b)(4) Registration Statement No. 333-191471 PROSPECTUS 5,000,000 Shares of Common Stock Warrants to Purchase 7,500,000 Shares of Common Stock We are offering 5,000,000 of our shares of common stock and warrants to purchase up to an aggregate of 7,500,000 shares of our common stock. Each warrant shall be exerciseable into 1.5 shares of our common stock. The warrants will |
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| May 19, 2014 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-191471 PROSPECTUS SUPPLEMENT NO. 1 5,000,000 Shares of Common Stock Warrants to Purchase 7,500,000 Shares of Common Stock ENERPULSE TECHNOLOGIES, INC. Common Stock and Warrants This Prospectus Supplement No. 1 supplements and amends our Prospectus dated May 19, 2014. This Prospectus Supplement No. 1 includes our attached Quarterly Report on For |
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| May 16, 2014 |
Enerpulse Technologies, Inc. Prices Underwritten Public Offering Enerpulse Technologies, Inc. Prices Underwritten Public Offering Albuquerque, NM – May 16, 2014 – Enerpulse Technologies, Inc., (OTC BB: ENPT) today announced the pricing of an underwritten public offering of 5,000,000 shares of its common stock and 5,000,000 warrants to purchase 7,500,000 shares of common stock at an offering price of $0.75 per share and $0.05 per warrant. The warrants have an ex |
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| May 16, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2014 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer of |
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| May 16, 2014 |
NT 10-Q 1 v378934nt10q.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-54092 FORM 12b –25 NOTIFICATION OF LATE FILING CUSIP NUMBER 29278A 101 Check One: ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ |
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| May 16, 2014 |
ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT Exhibit 10.1 ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of May 16, 2014 (the “Issuance Date”), between Enerpulse Technologies, Inc., a Nevada corporation, with offices at 2451 Alamo Ave SE, Albuquerque, New Mexico, 87106 (“Company”), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, TX |
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| May 16, 2014 |
EX-1.1 2 v378935ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 5,000,000 SHARES OF COMMON STOCK 5,000,000 WARRANTS TO PURCHASE 7,500,000 SHARES OF COMMON STOCK ENERPULSE TECHNOLOGIES, INC. UNDERWRITING AGREEMENT May 16, 2014 ROTH CAPITAL PARTNERS, LLC 888 San Clemente Drive Newport Beach, California 92660 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: Enerpulse Technolog |
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| May 8, 2014 |
ROTH CAPITAL PARTNERS, LLC 888 San Clemente Drive Newport Beach, CA 92660 May 8, 2014 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| May 8, 2014 |
Enerpulse Technologies, Inc. 2451 Alamo Ave SE Albuquerque, New Mexico 87106 May 8, 2014 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Re: Enerpulse Technologies, Inc. (the “Company”) Registration Statement on Form S-1 (File No. 333-191471) Ladies and Gentlemen: In accordance with Rule 461 under the Securities Ac |
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| May 6, 2014 |
ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT Exhibit 4.10 ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of [], 2014 (the “Issuance Date”), between Enerpulse Technologies, Inc., a Nevada corporation, with offices at 2451 Alamo Ave SE, Albuquerque, New Mexico, 87106 (“Company”), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, TX 750 |
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| May 6, 2014 |
CORRESP 1 filename1.htm Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] May 6, 2014 Via United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 10 to Registration Statement on Form S-1 Filed April 30, 2014 File No. 333-191 |
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| May 6, 2014 |
As filed with the Securities and Exchange Commission on May 6, 2014 Registration No. |
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| April 30, 2014 |
As filed with the Securities and Exchange Commission on April 30, 2014 Registration No. |
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| April 30, 2014 |
ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT Exhibit 4.10 ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of April [], 2014 (the “Issuance Date”), between Enerpulse Technologies, Inc., a Nevada corporation, with offices at 2451 Alamo Ave SE, Albuquerque, New Mexico, 87106 (“Company”), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, |
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| April 22, 2014 |
Enerpulse Technologies, Inc. 2451 Alamo Ave SE Albuquerque, New Mexico 87106 April 22, 2014 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Re: Enerpulse Technologies, Inc. (the “Company”) Registration Statement on Form S-1 (File No. 333-191471) Ladies and Gentlemen: In accordance with Rule 461 under the Securities |
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| April 22, 2014 |
ROTH CAPITAL PARTNERS, LLC 888 San Clemente Drive Newport Beach, CA 92660 April 22, 2014 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| March 31, 2014 |
PROMISSORY NOTE $100,000.00 March 27, 2014 This Promissory Note (“Note”) is being issued by Enerpulse Technologies, Inc., a Nevada corporation (the “Company”), with principal offices at 2451 Alamo Ave SE, Albuquerque, New Mexico 87106, to Freepoint Commerce Marketing, LLC, or its assignee or transferee (the “Holder”). Contemporaneously with the issuance of this Note, the Company is also issuing to |
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| March 31, 2014 |
S-1/A 1 v373213s1a.htm As filed with the Securities and Exchange Commission on March 31, 2014 Registration No. 333-191471 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 8 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 3714 06-1393453 (State or other |
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| March 31, 2014 |
THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE. |
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| March 25, 2014 |
8-K 1 v3726378k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2014 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdictio |
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| March 25, 2014 |
SECURITY AGREEMENT THIS SECURITY AGREEMENT ( as it may be amended, restated, supplemented or otherwise modified from time to time, this “Agreement”) is made as of March 19, 2014 (“Effective Date”) by and between Ergo Strategic Partners, LLC (the “Agent”), in its capacity as collateral agent hereunder (the “Collateral Agent”) for the purchasers (each a “Secured Party” and collectively, the “Secured Parties”) party to the Purchase Agreement (as defined below) and Enerpulse Technologies, Inc. |
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| March 19, 2014 |
S-1/A 1 v372182s1a.htm S-1/A As filed with the Securities and Exchange Commission on March 19, 2014 Registration No. 333-191471 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 7 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 3714 06-1393453 (State or |
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| March 19, 2014 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] March 19, 2014 Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 6 to Registration Statement on Form S-1 Filed March 14, 2014 File No. 333-191471 Dear Ms. |
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| March 19, 2014 |
Exhibit 10.18 SECURED PROMISSORY NOTE $[] March [], 2014 This Secured Promissory Note (“Note”) is being issued by Enerpulse Technologies, Inc., a Nevada corporation (the “Company”), with principal offices at 2451 Alamo Ave SE, Albuquerque, New Mexico 87106, to [ ], a [] (the “Holder”). [Contemporaneously with the issuance of this Note, the Company is also issuing to the Holder a warrant to purchas |
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| March 19, 2014 |
Exhibit 10.17 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”) is dated as of March 3, 2014, between Enerpulse Technologies, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to S |
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| March 13, 2014 |
AMENDED AND RESTATED MARKETING AGREEMENT AMENDED AND RESTATED MARKETING AGREEMENT THIS AMENDED AND RESTATED MARKETING AGREEMENT (the "Agreement") is made effective this 12th day of February 2014 (the "Effective Date"), by and between Freepoint Commerce Marketing LLC ("FREEPOINT") and Enerpulse, Inc. |
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| March 13, 2014 |
Enerpulse Technologies FORM 10-K (Annual Report) 10-K 1 v37030010k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| March 13, 2014 |
NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION |
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| March 13, 2014 |
As filed with the Securities and Exchange Commission on March 13, 2014 Registration No. |
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| March 13, 2014 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] March 13, 2014 Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 5 to Registration Statement on Form S-1 Filed February 24, 2014 File No. 333-191471 Dear |
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| February 24, 2014 |
NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION |
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| February 24, 2014 |
Exhibit 1.1 2,500,000 SHARES OF COMMON STOCK [•] WARRANTS TO PURCHASE 2,500,000 SHARES OF COMMON STOCK ENERPULSE TECHNOLOGIES, INC. UNDERWRITING AGREEMENT [•], 2014 ROTH CAPITAL PARTNERS, LLC 888 San Clemente Drive Newport Beach, California 92660 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: Enerpulse Technologies, Inc., a corporation organized and existing |
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| February 24, 2014 |
As filed with the Securities and Exchange Commission on February 24, 2014 Registration No. |
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| February 24, 2014 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] February 24, 2014 Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 4 to Registration Statement on Form S-1 Filed February 3, 2014 File No. 333-191471 Dea |
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| February 3, 2014 |
2,500,000 SHARES OF COMMON STOCK [•] WARRANTS TO PURCHASE 2,500,000 SHARES OF COMMON STOCK ENERPULSE TECHNOLOGIES, INC. |
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| February 3, 2014 |
ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT Exhibit 4.10 ENERPULSE TECHNOLOGIES, INC. WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT made as of [], 2014 (the “Issuance Date”), between Enerpulse Technologies, Inc., a Nevada corporation, with offices at 2451 Alamo Ave SE, Albuquerque, New Mexico, 87106 (“Company”), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, TX 75034 (“Warrant Agent”). WHERE |
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| February 3, 2014 |
ENERPULSE TECHNOLOGIES, INC. AMENDED AND RESTATED WARRANT NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION |
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| February 3, 2014 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] February 3, 2014 Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 3 to Registration Statement on Form S-1 Filed January 6, 2014 File No. 333-191471 Dear |
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| February 3, 2014 |
October 21, 2013 Gordian Group, LLC 950 Third Avenue, 17th Floor New York, NY 10022 Attention: David Herman Facsimile: (212) 486-3616 Re: Acknowledgment of Redemption Rights of Gordian Group, LLC (“Gordian”) Dear David: As you are aware, on September 4, 2013, Enerpulse, Inc. |
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| February 3, 2014 |
As filed with the Securities and Exchange Commission on February 3, 2014 Registration No. |
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| February 3, 2014 |
ENERPULSE TECHNOLOGIES, INC. AMENDED AND RESTATED WARRANT NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION |
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| January 6, 2014 |
As filed with the Securities and Exchange Commission on January 3, 2014 Registration No. |
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| December 27, 2013 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] December 27, 2013 Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed November 14, 2013 File No. 333-191471 De |
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| December 27, 2013 |
As filed with the Securities and Exchange Commission on December 27, 2013 Registration No. |
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| December 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 4) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Com |
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| December 10, 2013 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] December 10, 2013 Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 3 to Form 8-K Filed November 8, 2013 File No. 000-54092 Dear Ms. Block: On behalf of E |
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| November 20, 2013 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2013 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction of incorporation) (Commi |
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| November 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-54092 FORM 12b –25 NOTIFICATION OF LATE FILING CUSIP NUMBER 29278A 101 Check One: ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Tr |
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| November 14, 2013 |
Mark C. Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Registration Statement on Form S-1 Filed September 30, 2013 File No. 333-191471 Dear Ms. Block: On behalf of Enerpuls |
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| November 14, 2013 |
As filed with the Securities and Exchange Commission on November 13, 2013 Registration No. |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 ENERPULSE TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 06-1393453 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification Number) 2451 Alamo Ave SE Albuquerque, New Mexico 87106 (Address o |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 3) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Com |
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| November 8, 2013 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Amendment No. 2 to Form 8-K Filed October 18, 2013 File No. 000-54092 Dear Ms. Block: On behalf of Enerpulse Technolog |
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| October 28, 2013 |
- DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement þ Definitive Information Statement ¨ Confidential, of the Use of the Commission Only (as permitted by Rule 14c-5(d) (2)) Enerpulse Technologies, Inc. |
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| October 24, 2013 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2013 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer |
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| October 24, 2013 |
ENERPULSE TECHNOLOGIES, INC. CODE OF ETHICS As adopted on October 15, 2013 ENERPULSE TECHNOLOGIES, INC. CODE OF ETHICS As adopted on October 15, 2013 INTRODUCTION Enerpulse Technologies, Inc. (“Parent”), and its subsidiaries (collectively with the Parent, the “Company”) are committed to maintaining the highest standards of ethical conduct, promoting integrity, deterring wrongdoing and complying with applicable laws, rules and regulations. In furtherance of this commitmen |
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| October 18, 2013 |
Mark C Lee Tel 916.442.1111 Fax 916.448.1709 [email protected] Via EDGAR and United Parcel Service Susan Block Attorney Advisor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Enerpulse Technologies, Inc. Form 8-K Filed September 10, 2013 File No. 000-54092 Dear Ms. Block: On behalf of Enerpulse Technologies, Inc. (the “C |
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| October 18, 2013 |
TRUST AGREEMENT ENERPULSE, INC. (2011 NON-QUALIFIED DEFERRED COMPENSATION PLAN) Exhibit 10.8 TRUST AGREEMENT ENERPULSE, INC. (2011 NON-QUALIFIED DEFERRED COMPENSATION PLAN) This Trust Agreement (the “Trust Agreement”) is made and entered as of this 20th day of December, 2011 by and between Enerpulse Inc., a corporation organized under the laws of the State of Delaware (the “Company”) and The First National Bank of Santa Fe, Corporate Trust Department, Santa Fe, New Mexico as |
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| October 18, 2013 |
ENERPULSE, INC. FINANCIAL STATEMENTS YEARS ENDED DECEMBER 31, 2012 AND 2011 ENERPULSE, INC. FINANCIAL STATEMENTS TABLE OF CONTENTS Report of Independent Registered Public Accounting Firm F-2 Balance Sheets F-3 Statements of Operations F-4 Statements of Changes in Convertible Redeemable Preferred Stock F-5 Statements of Changes in Stockholders' Deficit F-6 Statements of Cash Flows F-7 Notes to Fina |
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| October 18, 2013 |
ENERPULSE, INC. UNAUDITED INTERIM CONDENSED FINANCIAL STATEMENTS SIX MONTHS ENDED JUNE 30, 2013 AND 2012 TABLE OF CONTENTS Page Unaudited Condensed Financial Statements: Balance sheets F-2 Statements of operations F-3 Statement of changes in convertible redeemable preferred stock F-4 Statement of changes in stockholders’ deficit F-5 Statements of cash flows F-6 Notes to condensed financial stateme |
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| October 18, 2013 |
Exhibit 10.1 MARKETING AGREEMENT THIS MARKETING AGREEMENT (the "Agreement") is made effective this 16th day of August 2013 (the "Effective Date"), by and between Freepoint Commerce Marketing LLC ("FREEPOINT") and Enerpulse, Inc. ("ENERPULSE") (ENERPULSE and FREEPOINT being sometimes referred to in the singular as "Party" and collectively as "Parties"). RECITALS WHEREAS, FREEPOINT and ENERPULSE hav |
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| October 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Com |
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| October 18, 2013 |
New Mexico Commercial Lease Agreement Exhibit 10.11 New Mexico Commercial Lease Agreement This Commercial Lease Agreement ("Lease") is made and effective March 1, 2012, by and between New Mexico Fluid Systems Tech, LLC ("Landlord") and Enerpulse, Inc ("Tenant"). Landlord is the owner of land and improvements commonly known and numbered as 2451 Alamo Ave SE, Albuquerque, NM 87106 and legally described as follows (the "Building"): TR A- |
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| October 17, 2013 |
- PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: þ Preliminary Information Statement £ Definitive Information Statement £ Confidential, of the Use of the Commission Only (as permitted by Rule 14c-5(d) (2)) Enerpulse Technologies, Inc. |
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| October 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2013 Enerpulse Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Employer |
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| October 4, 2013 |
AMENDMENT TO ARTICLES OF INCORPORATION Exhibit 3.1 AMENDMENT TO ARTICLES OF INCORPORATION 1. Name of corporation: Enerpulse Technologies, Inc. |
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| September 30, 2013 |
L2 Medical Development Company NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION |
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| September 30, 2013 |
Registration Statement - REGISTRATION STATEMENT S-1 1 v355907s1.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on September 30, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 L2 Medical Development Company (Exact name of registrant as specified in its charter) Nevada 3714 06-1393453 (State or othe |
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| September 20, 2013 |
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER OF THESE SECURITIES, SUCH OFFER, SALE OR TRANSFER, PLEDGE OR HYPOTHECATION IS EXEMPT FROM REGISTRATION. |
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| September 20, 2013 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 L2 Medical Development Company (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Emp |
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| September 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2013 L2 Medical Development Company (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Empl |
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| September 17, 2013 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13D with respect to the common stock of L2 Medical Development Company beneficially owned by each of them. |
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| September 17, 2013 |
ENPT / Enerpulse Technologies, Inc. / Sail Venture Partners LP - SCHEDULE 13D Activist Investment SC 13D 1 v355203sc13d.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 L2 Medical Development Company (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 50243R102 (CUSIP Number) Hank Habicht c/o Sail Venture Partners LP 3161 Michelson Drive, Suite 750 Irvine, California 92612 (949) 398-5100 |
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| September 16, 2013 |
Exhibit 1 AGREEMENT AND PLAN OF MERGER by and among L2 Medical Development Company, Enerpulse Merger Sub, Inc. |
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| September 16, 2013 |
ENPT / Enerpulse Technologies, Inc. / Boeckmann Family Revocable Trust - SC 13D Activist Investment SC 13D 1 v355111sc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 L2 Medical Development Company (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 50243R102 (CUSIP Number) Boeckmann Family Revocable Trust 15505 Roscoe Blvd. North Hills, CA 91343 Attn: Herbert F. Boeckmann, II and Floy Jane |
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| September 16, 2013 |
Page 9 of 9 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13D with respect to the common stock of L2 Medical Development Company beneficially owned by each of them. |
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| September 16, 2013 |
ENPT / Enerpulse Technologies, Inc. / Camilli Louis S - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 L2 Medical Development Company (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 50243R102 (CUSIP Number) Louis S. Camilli c/o L2 Medical Development Company 2451 Alamo Avenue SE Albuquerque, New Mexico 87106 (505) 842-5201 (Name, Address, and Telephone Numb |
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| September 16, 2013 |
ENPT / Enerpulse Technologies, Inc. / Altira Group LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* L2 MEDICAL DEVELOPMENT COMPANY (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 50243R 102 (CUSIP Number) Dirk W. McDermott 1675 Broadway, Suite 2400 Denver, CO 80202 303-592-5500 (Name, Address and Telephone Number |
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| September 10, 2013 |
EX-10.13 22 v354602ex10-13.htm EXHIBIT 10.13 AGREEMENT THIS AGREEMENT made this 5th day of September, 2013, by and between LWM, LLC, a Pennsylvania limited liability company (“LWM”), D. WOOD HOLDINGS, LLC, a Pennsylvania limited liability company (“D. Wood”), SPARK ASSEMBLY, LLC, a Pennsylvania limited liability company (“Spark”), AND ENERPULSE, INC., a Delaware corporation, successor by merger to |
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| September 10, 2013 |
AMENDED AND RESTATED BYLAWS OF L-2 MEDICAL DEVELOPMENT COMPANY Adopted September 4, 2013 Article I Offices Section 1. |
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| September 10, 2013 |
Exhibit 21 List of Subsidiaries Subsidiary Jurisdiction Enerpulse, Inc. Delaware |
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| September 10, 2013 |
UNSECURED NOTE US $166,271.00 DATED: September 5, 2013 FOR VALUE RECEIVED, ENERPULSE, INC., a Delaware corporation, successor by merger to Enerpulse, Inc., formerly Combustion Technology Products, Corp., a Florida corporation, with an address at 2451 Alamo Ave. SE, Albuquerque, New Mexico 87106, hereinafter referred to collectively as the “Borrower”, promises to pay to the order of LWM, LLC, a Pen |
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| September 10, 2013 |
EX-10.9 18 v354602ex10-9.htm EXHIBIT 10.9 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”), dated as of , 2013, is made by and between L2 Medical Development Company, a Nevada corporation (the “Company”), and the undersigned, who is either a director or an officer (or both) of the Company (the “Indemnitee”), with this Agreement to be deemed effective as of the date that |
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| September 10, 2013 |
MARKETING AGREEMENT THIS MARKETING AGREEMENT (the "Agreement") is made effective this 16th day of August 2013 (the "Effective Date"), by and between Freepoint Commerce Marketing LLC ("FREEPOINT") and Enerpulse, Inc. |
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| September 10, 2013 |
ENERPULSE, INC. (2011 NON- QUALIFIED DEFERRED COMPENSATION PLAN) ARTICLE I PURPOSE AND INTENT ENERPULSE, INC. (2011 NON- QUALIFIED DEFERRED COMPENSATION PLAN) ARTICLE I PURPOSE AND INTENT Section 1.1 Purpose of Plan. Effective as of October 1, 2011, Enerpulse, Inc., (“COMPANY”), a taxable corporation organized under the laws of the State of Delaware, established a deferred compensation plan, the ENERPULSE, INC., 2011 NON-QUALIFIED DEFERRED COMPENSATION PLAN effective as of October 1, 2011. |
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| September 10, 2013 |
THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE. |
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| September 10, 2013 |
April 27, 2012 Bob Smith. CEO Vision Motor Company 1000 2nd Avenue, Suite 312 North Myrtle Beach, SC 29582 Lou Camilli, President Enerpulse, Inc. 2451 Alamo Ave. SE Albuquerque, MN 87108 Dear Mr. Camilli: Vision Motor Company is pleased to inform you that Enerpulse Inc. has been nominated as the sole supplier of Pulse Plugs for our SEER ngv vehicle platform. This nomination is for the "life of pla |
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| September 10, 2013 |
PROMISSORY NOTE $198,821.88 May 1, 2012 FOR VALUE RECEIVED, LOUIS S. CAMILLI, a married man dealing in his sole and separate property (the "Maker") promises to pay to the order of ENERPULSE, INC., a corporation organized under the laws of the State of Delaware, with its principal offices located at 2451, Alamo Drive, SE, Albuquerque, NM 87106 (the "Payee") the principle sum of one-hundred ninety-e |
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| September 10, 2013 |
EXECUTIVE EMPLOYMENT AGREEMENT EXECUTIVE EMPLOYMENT AGREEMENT This agreement is made between ENERPULSE, Inc. located at 2301 Yale Boulevard, SE, Albuquerque, NM (COMPANY) and Louis S. Camilli located at 1314 Sigma Chi, Albuquerque, NM (EXECUTIVE). WHEREAS, the COMPANY desires to engage the services and employment of EXECUTIVE and the EXECUTIVE is willing to accept employment by the COMPANY on a full-time basis for such period u |
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| September 10, 2013 |
TRUST AGREEMENT ENERPULSE, INC. (2011 NON-QUALIFIED DEFERRED COMPENSATION PLAN) TRUST AGREEMENT ENERPULSE, INC. (2011 NON-QUALIFIED DEFERRED COMPENSATION PLAN) This Trust Agreement (the “Trust Agreement”) is made and entered as of this 20th day of December, 2011 by and between Enerpulse Inc., a corporation organized under the laws of the State of Delaware (the “Company”) and The First National Bank of Santa Fe, Corporate Trust Department, Santa Fe, New Mexico as Trustee (the |
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| September 10, 2013 |
THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE. |
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| September 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 L2 Medical Development Company (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Emplo |
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| September 10, 2013 |
THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE. |
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| September 10, 2013 |
ENERPULSE, INC. CAMILLI STOCK BUYOUT AGREEMENT ENERPULSE, INC. CAMILLI STOCK BUYOUT AGREEMENT THIS STOCK BUYOUT AGREEMENT (this "Agreement") is made effective as of the 20th day of January, 2004, by and between Enerpu l se, Inc., a Delaware corporation (the "Corporation"), and Louis Camilli (the "Shareholder"). RECITALS A. The Shareholder currently owns Three Million Six Hundred Fifty-Four Thousand Seven Hundred Sixty Three (3,654,763) shares |
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| September 10, 2013 |
ENERPULSE, INC. FINANCIAL STATEMENTS YEARS ENDED DECEMBER 31, 2012 AND 2011 ENERPULSE, INC. FINANCIAL STATEMENTS TABLE OF CONTENTS Report of Independent Registered Public Accounting Firm F-2 Balance Sheets F-3 Statements of Operations F-4 Statements of Changes in Convertible Redeemable Preferred Stock F-5 Statements of Changes in Stockholders' Deficit F-6 Statements of Cash Flows F-7 Notes to Fina |
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| September 10, 2013 |
EX-4.4 7 v354602ex4-4.htm EXHIBIT 4.4 THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, OR OTHERWISE TRANSFERRED, EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT FILED UNDER THE SECURITIES ACT OF 1933 OR PURSUANT TO AN EXEMPTION FROM T |
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| September 10, 2013 |
Warrant To Purchase Series A Preferred Stock Enerpulse, Inc. THIS WARRANT HAS NOT BEEN REGISTERED OR QUALIFIED FOR SALE UNDER THE SECURITIES ACT OF 1933, AS AMENDED. |
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| September 10, 2013 |
EX-2.1 2 v354602ex2-1.htm EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and among L2 Medical Development Company, Enerpulse Merger Sub, Inc., and Enerpulse, Inc. dated as of September 4, 2013 Table of Contents Page ARTICLE 1 THE MERGER 1 1.1. The Merger 1 1.2. Closing 2 1.3. Effective Time of the Merger 2 1.4. Effects of the Merger 2 1.5. Certificate of Incorporation and Bylaws of the Surviving Corp |
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| September 10, 2013 |
L2 MEDICAL DEVELOPMENT COMPANY Restricted Stock Award Agreement Date of Grant: L2 MEDICAL DEVELOPMENT COMPANY Restricted Stock Award Agreement THIS AGREEMENT is made by and between L2 Medical Development Company (“SCQO” or the “Company”) and (“Recipient”). |
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| September 10, 2013 |
New Mexico Commercial Lease Agreement New Mexico Commercial Lease Agreement This Commercial Lease Agreement ("Lease") is made and effective March 1, 2012, by and between New Mexico Fluid Systems Tech, LLC ("Landlord") and Enerpulse, Inc ("Tenant"). |
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| September 10, 2013 |
L2 Medical Development Company Exhibit 16.1 L2 Medical Development Company File No. 000-54092 Form 8-K September 10, 2013 U. S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2001 Gentlemen: On September 10, 2013, this Firm received a copy of a Form 8-K to be filed with the Commission by L2 Medical Development Company (SEC File # 000-54092, CIK: 1495899 (Company) reporting an Item 4.01 - Changes in Reg |
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| September 10, 2013 |
L2 MEDICAL DEVELOPMENT COMPANY 2013 EQUITY INCENTIVE PLAN L2 MEDICAL DEVELOPMENT COMPANY 2013 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of this L2 Medical Development Company 2013 Equity Incentive Plan (the “Plan”) is to assist L2 Medical Development Company, a Nevada corporation (the “Company”), and its subsidiaries in attracting, retaining, and rewarding high-quality executives, employees, and other persons who provide services to the Company and/o |
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| September 10, 2013 |
L2 Medical Development Company 2451 Alamo Ave SE Alburquerque, NM 87106 L2 Medical Development Company 2451 Alamo Ave SE Alburquerque, NM 87106 September 4, 2013 Matthew C. |
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| September 10, 2013 |
THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE. |
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| September 10, 2013 |
ENERPULSE, INC. UNAUDITED INTERIM CONDENSED FINANCIAL STATEMENTS SIX MONTHS ENDED JUNE 30, 2013 AND 2012 TABLE OF CONTENTS Page Unaudited Condensed Financial Statements: Balance sheets F-2 Statements of operations F-3 Statement of changes in convertible redeemable preferred stock F-4 Statement of changes in stockholders’ deficit F-5 Statements of cash flows F-6 Notes to condensed financial stateme |
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| September 5, 2013 |
September 5, 2013 Enerpulse, Inc. Completes Merger Transaction with L2 Medical Development Company News Release FOR IMMEDIATE RELEASE September 5, 2013 Enerpulse, Inc. Completes Merger Transaction with L2 Medical Development Company Albuquerque, N.M. – Enerpulse, Inc. (the “Company” or “Enerpulse”) announced today that it has completed a merger transaction with L2 Medical Development Company. The Company intends to change the name and symbol of L2 Medical Development Company within the next two |
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| September 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14F-1 REPORT OF CHANGE IN MAJORITY OF DIRECTORS INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER L2 MEDICAL DEVELOPMENT COMPANY (Exact name of Registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-54092 (Commiss |
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| September 5, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 L2 Medical Development Company (Exact name of registrant as specified in its charter) Nevada 000-54092 27-2969241 (State or other jurisdiction (Commission (IRS Emplo |
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| August 15, 2013 |
ENPT / Enerpulse Technologies, Inc. / LIPTON MATTHEW - L2 MEDICAL Activist Investment Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. )* L2 MEDICAL DEVELOPMENT COMPANY (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 50243R 102 (CUSIP Number) Matthew Lipton 13050 Pennystone Drive, Farmers Branch, Texas 75244 903-952-7100 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 9, |
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| July 31, 2013 |
CORRESP 1 filename1.htm L2 Medical Development Company 13050 Pennystone Drive Farmers Branch, Texas 75244 July 31, 2013 United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Attn: William H. Demarest IV, Accountant Re: L2 Medical Development Company Item 4.01 Form 8-K Filed July 24, 2013 File Number 000-54092 Dear Mr. Demarest: L2 Medical Developme |
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| July 29, 2013 |
Letterhead of S. W. Hatfield, CPA Exhibit 16.1 L2 Medical Development Company File No. 000-54092 Form 8-K July 26, 2013 Letterhead of S. W. Hatfield, CPA July 26, 2013 U. S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2001 Gentlemen: On July 26, 2013, this Firm received a draft copy of a Current Report on Form 8-K to be filed by L2 Medical Development Company (SEC File # 000-54092, CIK: 1495899) (Compa |
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| July 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2013 L2 Medical Development Company (Exact name of registrant as specified in its charter) Commission File Number: 000-54092 Nevada 27-2969241 (State of incorporation) (IRS Em |
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| July 24, 2013 |
Letterhead of S. W. Hatfield, CPA Exhibit 16.1 L2 Medical Development Company File No. 000-54092 Form 8-K July 24, 2013 Letterhead of S. W. Hatfield, CPA July 24, 2013 U. S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2001 Gentlemen: On July 24, 2013, this Firm received a draft copy of a Current Report on Form 8-K to be filed by L2 Medical Development Company (SEC File # 000-54092, CIK: 1495899) (Compa |
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| July 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2013 L2 Medical Development Company (Exact name of registrant as specified in its charter) Commission File Number: 000-54092 Nevada 27-2969241 (State of incorporation) (IRS Empl |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): oForm 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: March 31, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transact |
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| June 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(21)) x Definitive Information Statement SMSA KATY ACQUISITION CORP. (Name o |
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| May 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(21)) o Definitive Information Statement SMSA KATY ACQUISITION CORP. (Name o |
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| May 10, 2012 |
Completion of Acquisition or Disposition of Assets SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 9, 2012 SMSA Katy Acquisition Corp. (Exact name of registrant as specified in Charter) Nevada 000-54092 27-2969241 (State of incorporation) (Commission File No.) (IRS Employee Identification No |
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| May 10, 2012 |
EX-2.1 2 katy8kex21051012.htm STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is dated as of May 9, 2012, between SMSA Katy Acquisition Corp., a Nevada corporation (“SMSA”), and Matthew Lipton, an individual residing at 13050 Pennystone Drive, Farmers Branch, Texas 75244 (the “Purchaser”). WHEREAS, subject to the terms, conditions and limitations |
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| December 20, 2010 |
RICHARD GOODNER Attorney at Law 6608 Emerald Drive Colleyville, Texas 76034 (214) 587-0653 (phone) (817) 488-2453 (fax) December 20, 2010 Mr. |
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| December 20, 2010 |
SMSA KATY ACQUISITION CORP. 174 FM 1830 Argyle, Texas 76226 972-233-0300 December 20, 2010 United States Securities and Exchange Commission Mr. Duc Dang Staff Attorney 100 F Street, NW Washington, D.C. 20549 Re: SMSA Katy Acquisition Corp. Registration Statement on Form 10 File No. 000-54092 Amendment No. 2 Dear Mr. Dang: This letter is to advise the Staff that SMSA Katy Acquisition Corp. (the “Co |
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| December 20, 2010 |
As filed with the Securities and Exchange Commission on December 20, 2010. Registration No. 000-54092 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-12G/A Amendment No. 2 to GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 SMSA KATY ACQUISITION CORP. (Exact name of registrant as specified in its cha |
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| November 30, 2010 |
RICHARD GOODNER Attorney at Law 6608 Emerald Drive Colleyville, Texas 76034 (214) 587-0653 (phone) (817) 488-2453 (fax) November 30, 2010 United States Securities and Exchange Commission Judiciary Plaza 100 F Street, N. |
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| November 30, 2010 |
As filed with the Securities and Exchange Commission on November 30, 2010. Registration No. 000-54092 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-12G/A Amendment No. 1 to GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 SMSA KATY ACQUISITION CORP. (Exact name of registrant as specified in its cha |
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| November 30, 2010 |
SMSA KATY ACQUISITION CORP. 174 FM 1830 Argyle, Texas 76226 972-233-0300 November 30, 2010 United States Securities and Exchange Commission Duc Dang Attorney-Advisor 100 F Street, NW Washington, D.C. 20549 Re: SMSA Katy Acquisition Corp. Amendment No. 1 to Registration Statement on Form 10 Originally Filed October 27, 2010 File No. 000-54092 Dear Mr. Dang: This letter is in response to the comment |
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| October 28, 2010 |
CORRESP 1 filename1.htm SMSA KATY ACQUISITION CORP. 174 FM 1830 Argyle, Texas 76226 972-233-0300 October 28, 2010 United States Securities and Exchange Commission Duc Dang Attorney-Advisor 100 F Street, NW Washington, D.C. 20549 Re: SMSA Katy Acquisition Corp. Registration Statement on Form 10 Filed October 27, 2010 File No. 000-54092 Dear Mr. Dang: This letter is in response to the comments in th |
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| October 27, 2010 |
Exhibit 3.5 |
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| October 27, 2010 |
Exhibit 3.1 |
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| October 27, 2010 |
EX-3.2 13 smsakaty1012gex3272010.htm NEVADA MERGER Exhibit 3.2 |
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| October 27, 2010 |
As filed with the Securities and Exchange Commission on October 27, 2010. Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-12G GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 SMSA KATY ACQUISITION CORP. (Exact name of registrant as specified in its charter) Nevada 27-2969241 (State o |
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| October 27, 2010 |
Exhibit 3.6 |
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| October 27, 2010 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE NORTHERN DISTRICT OF TEXAS DALLAS DIVISION Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE NORTHERN DISTRICT OF TEXAS DALLAS DIVISION § IN RE: § Chapter 11 § SENIOR MANAGEMENT SERVICES OF § Case No. 07-30230 TREEMONT, INC., et al., § Jointly Administered § Debtors. § FIRST AMENDED, MODIFIED CHAPTER 11 PLAN PROPOSED BY THE DEBTORS Dated: August 1, 2007 GARDERE WYNNE SEWELL LLP Deirdre B. Ruckman Michael P. Cooley Michael S. Haynes |
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| October 27, 2010 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE NORTHERN DISTRICT OF TEXAS DALLAS DIVISION Exhibit 2.3 IN THE UNITED STATES BANKRUPTCY COURT FOR THE NORTHERN DISTRICT OF TEXAS DALLAS DIVISION § In re: § Chapter 11 § SENIOR MANAGEMENT SERVICES OF § Case No. 07-30230-HDH-11 TREEMONT, INC., et al. § Jointly Administered § Debtors. § NOTICE OF ENTRY OF CONFIRMATION ORDER The above-captioned Debtors and debtors-in-possession hereby notify all parties-in-interest of the entry of the Order (th |
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| October 27, 2010 |
RICHARD GOONER Attorney at Law 6608 Emerald Drive Colleyville, Texas 76034 (214) 587-0653 (phone) (817)488-2453 (fax) October 27, 2010 United States Securities and Exchange Commission Judiciary Plaza 100 F Street, N. |
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| October 27, 2010 |
EXHIBIT 4.1 CUSIP SMSA KATY ACQUISITION CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF NEVADA SEE REVERSE FOR COMMON STOCK CERTAIN DEFINITIONS SPECIMEN This certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, $0.001 PAR VALUE, OF SMSA KATY ACQUISITION CORP. (hereinafter called the "Corporation"), transferable on the books of the Corporation by the holder her |
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| October 27, 2010 |
Exhibit 3.4 |
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| October 27, 2010 |
The following constitutes the ruling of the court and has the force and effect therein described. Exhibit 2.2 NORTHERN DISTRICT OF TEXAS ENTERED TAWANA C. MARSHALL, CLERK THE DATE OF ENTRY IS ON THE COURT'S DOCKET The following constitutes the ruling of the court and has the force and effect therein described. Signed August 1, 2007 United States Bankruptcy Judge IN THE UNITED STATES BANKRUPTCY COURT FOR THE NORTHERN DISTRICT OF TEXAS DALLAS DIVISION § In re: § Chapter 11 § SENIOR MANAGEMENT § |
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| October 27, 2010 |
Exhibit 3.3 |
