FEI / First Trust MLP and Energy Income Fund - Документы SEC, Годовой отчет, Доверенное заявление

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration (Note: Abandonments of Registration answer only quest

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 17, 2024, pursuant to the provisions of Rule 12d2-2 (a).

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commis

First Trust Announces Shareholder Approvals of the Mergers of First Trust Energy Income and Growth Fund, First Trust MLP and Energy Income Fund, First Trust New Opportunities MLP & Energy Fund and First Trust Energy Infrastructure Fund into FT Energy

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Shareholder Approvals of the Mergers of First Trust Energy Income and Growth Fund, First Trust MLP and Energy Income Fund, First Trust New Opportunities MLP & Energy Fund and First Trust Energy Infrastructure Fund into FT Energy Income Partners Enhanced Income ETF WHEATON, IL – (BUSINESS WIRE) – February 29, 2024 – First Trust A

As filed with the Securities and Exchange Commission on February 20, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment

As filed with the Securities and Exchange Commission on February 20, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Shareholder Name

Shareholder Name Address 1 Address 2 Address 3 Important Notice Re: First Trust MLP & Energy Income Fund (“FEI”) Dear Shareholder: We have tried unsuccessfully to contact you, whether by mail or by phone, regarding a very important matter concerning your investment with First Trust MLP & Energy Income Fund (“FEI”).

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internal use only January 12, 2024 Client Talking Points First Trust Energy Income and Growth Fund First Trust MLP and Energy Income Fund First Trust New Opportunities MLP & Energy Fund First Trust Energy Infrastructure Fund First Trust Advisors L.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2023 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commiss

First Trust Advisors Announces Fund Board Approval of Mergers of First Trust Energy Income and Growth Fund, First Trust MLP and Energy Income Fund, First Trust New Opportunities MLP & Energy Fund, and First Trust Energy Infrastructure Fund into First

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors Announces Fund Board Approval of Mergers of First Trust Energy Income and Growth Fund, First Trust MLP and Energy Income Fund, First Trust New Opportunities MLP & Energy Fund, and First Trust Energy Infrastructure Fund into First Trust Energy Income Partners Enhanced Income ETF WHEATON, IL – (BUSINESS WIRE) – October 23, 2023 – F

SOURCE: First Trust Advisors L.P.

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL – (BUSINESS WIRE) – September 11, 2023 – The exchange-traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the “Funds”) advised by First Trust Advisors L.P. (“FTA”) announced the appointment of Ms. Bronwyn Wright as a Trustee of certain of the F

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commi

FEI / First Trust MLP and Energy Income Fund / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIRST TRUST MLP & ENERGY INCOME FUND (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33739B104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York,

FEI / First Trust MLP and Energy Income Fund / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* FIRST TRUST MLP & ENERGY INCOME FUND (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33739B104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (21

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commission

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

As Amended and Restated on June 22, 2023 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time.

First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law

PRESS RELEASE First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund (NYSE: MFD) First Trust Senior Floating Rate Income Fund II (NYSE: FCT) First Trust Energy Income and Growth Fund (NYSE American: FEN) First Trust Enhanced Equity Income Fund (NYSE: FFA) First Trust/abrdn Global

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree

FEI / First Trust MLP and Energy Income Fund / Saba Capital Management, L.P. - FORM SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* FIRST TRUST MLP & ENERGY INCOME FUND (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33739B104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212)

As filed with the Securities and Exchange Commission on March 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

As filed with the Securities and Exchange Commission on March 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

FEI, FEN, FIF & FPL Replay 11/9/2022

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust MLP and Energy Income Fund, First Trust Energy Income and Growth Fund, First Trust Energy Infrastructure Fund and First Trust New Opportunities MLP & Energy Fund WHEATON, IL ? (BUSINESS WIRE) ? November 7, 2022 ? First Trust Advisors L.P. ("FTA") announced today that Energy

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 07, 2022 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction of Incor

First Trust MLP and Energy Income Fund (FEI)

First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2022 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a) – 63.

First Trust MLP and Energy Income Fund (FEI)

First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments January 31, 2022 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a) – 65.

As filed with the Securities and Exchange Commission on March 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statemen

DEF 14A 1 definproxy.htm DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the R

First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust MLP and Energy Income Fund and First Trust Energy Income and Growth Fund and First Trust Energy Infrastructure Fund and First Trust New Opportunities MLP & Energy Fund

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust MLP and Energy Income Fund and First Trust Energy Income and Growth Fund and First Trust Energy Infrastructure Fund and First Trust New Opportunities MLP & Energy Fund WHEATON, IL ? (BUSINESS WIRE) ? November 17, 2021 ? First Trust Advisors L.P. (?FTA?) announced today that

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 17, 2021 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction of Incor

SOURCE: First Trust Advisors L.P.

EX-99 2 pressrelease.htm PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL – (BUSINESS WIRE) – October 20, 2021 – The exchange traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the “Funds”) advised by First Trust Advisors L.P. (“FTA”) announced the appointment of Denise M. Keef

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 fei8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 20, 2021 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State

First Trust MLP and Energy Income Fund (FEI)

First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 73.

First Trust MLP and Energy Income Fund (FEI)

First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments January 31, 2021 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a) – 63.

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on October 19, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices and Declaration of

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commiss

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111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn

First Trust MLP and Energy Income Fund (FEI)

First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2020 (Unaudited) Shares/ Units Description Value COMMON STOCKS (a)?? 64.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 13, 2020 First Trust MLP and Energy Income Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22738 35-2455887 (State or Other Jurisdiction of Incorpo

First Trust Advisors L.P. Announces Portfolio Manager Update for FEI, FEN, FIF and FPL

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for FEI, FEN, FIF and FPL WHEATON, IL — (BUSINESS WIRE) — August 13, 2020 — First Trust Advisors L.P. (“FTA”) announced today that Energy Income Partners, LLC (“EIP”), investment sub-advisor for First Trust MLP and Energy Income Fund (NYSE: FEI), First Trust Energy Income and Growth Fund (N

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on May 28, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices Section 1. Principal Of

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22738 35-2455887 (State or other jurisdiction (Commission

MFD / Macquarie/First Trust Global Infrastructure/Utilities Div & Income Fund DEFA14A - - ADDITIONAL PROXY SOLICITATION MATERIAL

As filed with the Securities and Exchange Commission on April 16, 2020. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ]

First Trust MLP and Energy Income Fund (FEI)

First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments January 31, 2020 (Unaudited) Shares/ Units Description Value MASTER LIMITED PARTNERSHIPS (a) – 76.

First Trust Mlp & Energy Income Fund NPORT-EX - -

NPORT-EX 1 FirstTMLPEnergyInc.htm First Trust MLP and Energy Income Fund (FEI) Portfolio of Investments July 31, 2019 (Unaudited) Shares/ Units Description Value MASTER LIMITED PARTNERSHIPS (a) – 79.3% Chemicals – 0.6% 161,980 Westlake Chemical Partners, L.P. $3,806,530 Gas Utilities – 0.9% 219,600 Suburban Propane Partners, L.P. 5,391,180 Independent Power and Renewable Electricity Producers – 4.

First Trust Mlp & Energy Income Fund QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 feinq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in charter) 10 Westport Road, Suite C101a Wilton, CT 0

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust MLP and Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust MLP and Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact

First Trust Mlp & Energy Income Fund QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 feinq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in charter) 10 Westport Road, Suite C101a Wilton, CT 0

First Trust Mlp & Energy Income Fund QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 feinq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22738 First Trust MLP and Energy Income Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton,

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust MLP and Energy Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact

FEN / First Trust Energy Income & Growth Fund CORRESP

CORRESP 1 filename1.htm Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 6063 March 21, 2018 Via EDGAR Correspondence Filing Sally Samuel, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust MLP & Energy Income Fund (“FEI”) File Nos. 333-217581, 811-22738; First Trust Energy Income & Growth Fund (“FEN”)

FEN / First Trust Energy Income & Growth Fund CORRESP

CORRESP 1 filename1.htm CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 March 1, 2018 Via EDGAR Correspondence Filing Sally Samuel, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust MLP & Energy Income Fund (“FEI”) File Nos. 333-217581, 811-22738; First Trust Energy Income & Growth Fund (the “FE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: May 31, 2017 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RU

Form 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: May 31, 2017 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either p