Основная статистика
| LEI | 254900A8P8RQUXES1M50 |
| CIK | 1174164 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flaherty & Crumrine Preferred Securities Income Fund Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| April 28, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| April 16, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| March 17, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 6, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 4, 2024 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| March 2, 2023 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 27, 2022 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78. |
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| April 28, 2022 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| March 3, 2022 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-1 |
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| October 28, 2021 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| April 30, 2021 |
As filed with the Securities and Exchange Commission on April 30, 2021 Securities Act Registration No. |
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| April 30, 2021 |
424B2 1 ffc-424b2042821.htm 424B2 PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated April 16, 2021) Registration Statement No. 333-255296 Up to $300,000,000 of Common Shares Flaherty & Crumrine Preferred and Income Securities Fund Incorporated The Fund. Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (the “Fund”) is a diversified, closed-end manageme |
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| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Securities Fund POS EX Exhibit 99.(l)(2) 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com April 30, 2021 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101 Re: Registration Statement on Form N-2 (File Nos. 333-255296 and 811-2112 |
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| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Securities Fund POS EX Exhibit 99.(h) Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement April 30, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Flaherty & Crumrine Preferred and Income Securities Fund Incorporated, a Maryland co |
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| April 27, 2021 |
1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2021 (Unaudited) Shares/$Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| April 16, 2021 |
Amendment to the Amended and Restated Bylaws dated January 22, 2013 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(b)(2) AMENDMENT TO AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Pursuant to Article 8. |
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| April 16, 2021 |
Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (r)(1) 17j-1 Code of Ethics Flaherty & Crumrine Preferred and Income Fund Incorporated Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Flaherty & Crumrine Total Return Fund Incorporated Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 1. |
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| April 16, 2021 |
EX-99.(K)(II) 8 ex99-kii.htm ADMINISTRATION AGREEMENT Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (k)(ii) |
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| April 16, 2021 |
Opinion and Consent of Venable LLP Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(l) April 16, 2021 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated 301 E. |
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| April 16, 2021 |
Amended and Restated Commited Facility Agreement Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(k)(iv) Amended and Restated Committed Facility Agreement BNP Paribas Securities Corp. |
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| April 16, 2021 |
Consent of Independent Registered Public Accounting Firm EX-99.(N) 12 ex99-n.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (n) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Consent of Independent Registered Public Accounting Firm To the Board of Directors Flaherty & Crumrine Preferred and Income Securities Fund Incorporated: We consent to |
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| April 16, 2021 |
As filed with the Securities and Exchange Commission on April 16, 2021 Securities Act Registration No. |
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| April 16, 2021 |
Amendment to the Amended and Restated Bylaws dated July 5, 2019 EX-99.(B)(3) 5 ex99-b3.htm AMENDMENT TO THE AMENDED AND RESTATED BYLAWS DATED JULY 5, 2019 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(b)(3) AMENDMENT TO AMENDED AND RESTATED BYLAWS OF FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED Pursuant to Article VIII, Section 8.1 of the Amended and Restated Bylaws (the “Bylaws”) of Flaherty & Crumri |
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| April 16, 2021 |
Articles of Amendment dated July 5, 2019 EX-99.(A)(6) 3 ex99-a6.htm ARTICLES OF AMENDMENT DATED JULY 5, 2019 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (a)(6) ARTICLES OF AMENDMENT OF FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED, a Maryland corporation (hereinafter called the “Corporation”), hereby certifies to |
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| April 16, 2021 |
Amendments to Custody Agreement EX-99.(J)(II) 7 ex99-jii.htm AMENDMENTS TO CUSTODY AGREEMENT Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99(j)(ii) |
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| April 16, 2021 |
EX-99.(S) 15 ex99-s.htm POWER OF ATTORNEY Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (s) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT that the undersigned officers and directors of each of Flaherty & Crumrine Preferred and Income Fund Incorporated, Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, Flaherty & Crumrine Preferred |
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| April 16, 2021 |
EX-99.(R)(2) 14 ex99-r2.htm CODE OF ETHICS OF THE ADVISER Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (r)(2) Code of Ethics 1. Introduction and Policy Statement This Code of Ethics (hereinafter, this “Code”) has been adopted by Flaherty & Crumrine Incorporated (“FCI”) in compliance with Rule 204A-1 under the Investment Advisers Act of 1940 (the “Advisers Ac |
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| April 16, 2021 |
Dividend Reinvestment and Cash Purchase Plan EX-99.(E) 6 ex99-e.htm DIVIDEND REINVESTMENT AND CASH PURCHASE PLAN Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (e) TERMS AND CONDITIONS OF DIVIDEND REINVESTMENT AND CASH PURCHASE PLAN 1. Each shareholder ("Shareholder") holding shares of common stock ("Shares") of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (the “Fund”) will be de |
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| April 16, 2021 |
Secondary Market Support Services Agreement Flaherty & Crumrine Preferred and Income Securities Fund Incorporated N-2 Exhibit 99 (k)(iii) SECONDARY MARKET SUPPORT SERVICES AGREEMENT This Agreement is made as of April 30, 2018, by and among Flaherty & Crumrine Preferred Securities Income Fund Incorporated, a closed-end investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act") and organized as a Maryland Corporation ("Fund"), and Destra Capital Advisors LLC, a Delaware limited liability company ("Destra"). |
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| March 4, 2021 |
DEF 14A 1 ffc-def14a042121.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio |
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| October 28, 2020 |
ffc-nq083120 1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| May 26, 2020 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR May 26, 2020 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred and Income Fund Incorporated (PFD) (SEC File No. |
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| April 29, 2020 |
ffc-nq022920 1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS February 29, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| March 5, 2020 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 24, 2019 |
FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. NPORT-EX - - ffc-nq083119 1 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2019 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78. |
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| May 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 2, 2019 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-21129 71-0922130 (State or other juri |
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| April 29, 2019 |
ffc-nq022819 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Ad |
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| April 29, 2019 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| March 12, 2019 |
FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 26, 2018 |
ffc-nq083118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Ad |
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| October 26, 2018 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 27, 2018 |
N-Q 1 ffc-nq022818.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS ffc-nq022818 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in char |
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| April 27, 2018 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| March 6, 2018 |
FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 24, 2017 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 24, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| September 15, 2017 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. ESP CORRESP 1 filename1.htm September 14, 2017 Kathy Churko Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. |
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| April 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 28, 2017 |
N-Q 1 d348275dnq.htm FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specifi |
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| March 10, 2017 |
Flaherty & Crumrine DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| January 20, 2017 |
FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2016 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 28, 2016 |
N-Q 1 d126385dnq.htm FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specifi |
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| April 28, 2016 |
302 Certifications Certifications I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Securities Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| March 7, 2016 |
Flaherty & Crumrine Preferred Securities Income Fund DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 13, 2015 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-21129 71-0922130 (State or othe |
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| October 29, 2015 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 29, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| June 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 4, 2015 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-21129 71-0922130 (State or other jur |
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| April 28, 2015 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 23, 2015 |
DFP, FFC AND FLC ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS EX-99.1 2 exhibit99-1.htm PRESS RELEASE, DATED APRIL 21, 2015 DFP, FFC AND FLC ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PASADENA, CALIFORNIA – April 21, 2015 The Boards of Directors of Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated (NYSE: DFP), Flaherty & Crumrine Preferred Securities Income Fund Incorporated (NYSE: FFC) and Flaherty & Crumrine Total Return Fund Incorpor |
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| April 23, 2015 |
8-K 1 fandcpsif8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2015 FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 8 |
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| March 9, 2015 |
Flaherty & Crumrine DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 29, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| October 29, 2014 |
N-Q 1 d779200dnq.htm FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine Preferred Securities Income Fund Incorporated (Exact name of registrant as specifi |
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| May 23, 2014 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated May 23, 2014 Christina DiAngelo Senior Staff Accountant U. |
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| April 28, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 28, 2014 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 21, 2014 |
DEF 14A 1 fcpsifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive |
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| March 21, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 21, 2014 VIA EDGAR Ms. |
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| March 21, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 21, 2014 VIA EDGAR Ms. |
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| March 6, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR March 5, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) Investment Company Act File Numb |
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| March 6, 2014 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 28, 2013 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 29, 2013 |
Flaherty & Crumrine Preferred Securities Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| March 7, 2013 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Section 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| October 30, 2012 |
Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incoporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Section 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 27, 2012 |
Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incoporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 8, 2012 |
- DEFINITIVE REVISED PROXY SOLICITING MATERIALS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| March 6, 2012 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 6, 2012 VIA EDGAR Ms. Karen Rosotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4644 Re: Comments to Preliminary Proxy Materials for Flaherty & Crumrine Preferred Income Fund Incorporated, Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated, Flaherty & Crumrine/C |
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| March 6, 2012 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 16, 2012 |
PRE 14A 1 fccpsipre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive |
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| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21129 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Addres |
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| October 28, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a |
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| February 24, 2011 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
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| February 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 3, 2011 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (Exact name of Registrant as specified in its charter) Maryland (State or other jurisdictio |
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| February 25, 2010 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
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| July 30, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED EX-99.77C VOTES 2 ffc77c.htm PROXY VOTE EXHIBIT 77C FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") On April 23, 2004, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect six Directors of the Fund ("Proposal 1") and (2) approve an amendment to the Fund's Articles Supplementary Establishing and Fixing the Rights and Preferences of Au |
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| July 30, 2004 |
Articles of Amendment dated November 15, 2003 EXHIBIT 77Q1a FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") At the July 18, 2003 Meeting of the Board of Directors of the Fund, the Board approved changing the Fund's name from "F&C/Claymore Preferred Securities Income Fund Incorporated" to "Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated". |
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| July 30, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED EXHIBIT 77Q1b FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") Change in the Percentage of Foreign Securities The Fund may invest up to 30% of its total assets in the securities, other than money market securities, of companies organized or having their principal place of business outside the United States. |
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| January 29, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED Preferred Income Fund Incorporated (the "Fund") EXHIBIT 77(Q2) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED David Gale, a Director of the Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated (the "Fund"), filed one late Form 4 with respect to one transaction: a purchase of 1,000 shares of the Fund's Common Stock during the initial offering of the Fund's Common Stock on January 29, 2003. |
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| January 29, 2004 |
The Board of Directors and Shareholders The Board of Directors and Shareholders Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated In planning and performing our audit of the financial statements of Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated for the period from January 31, 2003 to November 30, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
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| January 29, 2004 |
FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77(Q1) FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED (the "Fund") At the October 17, 2003 Meeting of the Board of Directors of the Fund, the Board approved proposed amendments to the Fund's Articles Supplementary Establishing and Fixing the Rights and Preferences of Auction Market Preferred Stock ("Articles Supplementary"). |
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| July 28, 2003 |
EX-99.77Q1 OTHR EXHB 4 ffcexhibittwo.htm F&C/Claymore Preferred Securities Income Fund Incorporated (the "Fund") Exhibit 77(Q1) F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED ARTICLES SUPPLEMENTARY ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF AUCTION MARKET PREFERRED STOCK F&C/Claymore Preferred Securities Income Fund Incorporated (the "Fund"), a Maryland corporation having it |
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| July 28, 2003 |
TERMS OF NEW OR AMENDED SECURITIES EX-99.77I NEW SECUR 3 ffcexhibitone.htm EXHIBIT 77(i) TERMS OF NEW OR AMENDED SECURITIES F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INCORPORATED The Articles Supplementary establishing and fixing the rights and preferences of the Auction Market Preferred Stock is attached herewith as Exhibit 77(Q1). |
