Основная статистика
| LEI | 549300FR80KBVO6DRL61 |
| CIK | 1419828 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to GS Finance Corp.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| February 13, 2025 |
OPINION OF DAVIS POLK & WARDWELL LLP EX-5.7 Exhibit 5.7 Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 davispolk.com February 12, 2025 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282 GS Finance Corp., c/o The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282 Exhibits 5.7 and 23.5 OPINION OF DAVIS POLK & WARDWELL LLP Ladies and Gentlemen: The Goldman Sachs Group, Inc., |
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| February 13, 2025 |
As filed with the Securities and Exchange Commission on February 12, 2025 S-3/A Table of Contents As filed with the Securities and Exchange Commission on February 12, 2025 Registration Statement No. |
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| February 13, 2025 |
EX-8.4 Exhibit 8.4 Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 davispolk.com February 12, 2025 Goldman Sachs 200 West Street New York, New York 10282 Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), and GS Finance Corp., a Delaware corporation (“GSFC” ), have filed with the Securities and Exchange Commission (the “Commission”) a |
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| February 13, 2025 |
EX-15.1 Exhibit 15.1 February 12, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our reports dated May 2, 2024, August 1, 2024, and November 1, 2024 on our reviews of interim financial statements of The Goldman Sachs Group, Inc. and its subsidiaries (the “Company”), which are included in the Company’s Quarterly Reports on Form 10-Q |
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| February 13, 2025 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) The Goldman Sachs Group, Inc. |
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| February 12, 2025 |
The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Goldman Sachs Capital I Goldman Sachs Capital II Goldman Sachs Capital III Goldman Sachs Capital VI Goldman Sachs Capital VII GS Finance Corp. 200 West Street New York, New York 10282 February 12, 2025 VIA EDGAR Re: The Goldman Sachs Group, Inc. Goldman Sachs Capital I, Goldman Sachs Capital II, Goldman Sachs Capital III, Goldm |
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| January 28, 2025 |
Exhibit 1.7 The Goldman Sachs Group, Inc. [Title of Subordinated Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and |
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| January 28, 2025 |
Exhibit 25.15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 28, 2025 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) The Goldman Sachs Group, Inc. |
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| January 28, 2025 |
Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
EX-1.15 Exhibit 1.15 GS Finance Corp. Medium-Term Notes, Series F fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Third Amended and Restated Distribution Agreement [●], 2025 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, |
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| January 28, 2025 |
As filed with the Securities and Exchange Commission on January 27, 2025 S-3 As filed with the Securities and Exchange Commission on January 27, 2025 Registration Statement No. |
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| January 28, 2025 |
The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement EX-1.6 Exhibit 1.6 The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions state |
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| January 28, 2025 |
Exhibit 1.3 The Goldman Sachs Group, Inc. Medium-Term Notes, Series N Sixth Amended and Restated Distribution Agreement [●], 2025 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell from time to time its Medium-Term Notes, Series N (the “Securities”), and agrees w |
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| January 28, 2025 |
Exhibit 24.2 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned directors and officers of GS Finance Corp. (the “Corporation”), whose signature appears below, hereby constitutes and appoints Adam Siegler, Nnaemeka Eke, Matthew Bieber, Laurence Kleinman and Terence Donnelly, and each of them (so long as each such individual is an employee of the Corporation or an aff |
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| January 28, 2025 |
Exhibit 25.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
EX-5.5 Exhibit 5.5 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 27, 2025 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), has filed with the Securities and Exchange Commission (the “Commission”) on |
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| January 28, 2025 |
EX-25.12 Exhibit 25.12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5 |
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| January 28, 2025 |
EX-25.6 Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Juris |
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| January 28, 2025 |
EX-25.13 Exhibit 25.13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5 |
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| January 28, 2025 |
EX-5.6 Exhibit 5.6 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 27, 2025 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company” |
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| January 28, 2025 |
EX-15.1 Exhibit 15.1 January 27, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our reports dated May 2, 2024, August 1, 2024, and November 1, 2024 on our reviews of interim financial statements of The Goldman Sachs Group, Inc. and its subsidiaries (the “Company”), which are included in the Company’s Quarterly Reports on Form 10-Q f |
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| January 28, 2025 |
EX-25.2 Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-516 |
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| January 28, 2025 |
Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned directors and officers of The Goldman Sachs Group, Inc. (the “Corporation”), whose signature appears below, hereby constitutes and appoints David Solomon, John E. Waldron, Denis P. Coleman III, Kathryn H. Ruemmler, Carey Halio and Sheara J. Fredman, and each of them (so long as each such individual is a |
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| January 28, 2025 |
EX-25.14 Exhibit 25.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5 |
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| January 28, 2025 |
EX-1.16 Exhibit 1.16 GS Finance Corp. Warrants, Series G fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Third Amended and Restated Distribution Agreement [●], 2025 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, Inc., a |
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| January 28, 2025 |
EX-25.10 Exhibit 25.10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jur |
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| January 28, 2025 |
EX-25.7 Exhibit 25.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Juris |
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| January 28, 2025 |
[Letterhead of Sullivan & Cromwell LLP] EX-5.4 Exhibit 5.4 January 27, 2025 [Letterhead of Sullivan & Cromwell LLP] The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corporation (the “Guarantor”), which is filed as Exhibit 4.93 t |
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| January 28, 2025 |
EX-25.16 Exhibit 25.16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5 |
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| January 28, 2025 |
EX-25.5 Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Juris |
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| January 28, 2025 |
EX-8.3 Exhibit 8.3 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 27, 2025 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: As United States tax counsel to GS Finance Corp. (the “ |
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| January 28, 2025 |
The Goldman Sachs Group, Inc. [Title of Preferred Stock] [FORM OF] Underwriting Agreement EX-1.11 Exhibit 1.11 The Goldman Sachs Group, Inc. [Title of Preferred Stock] [FORM OF] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and condi |
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| January 28, 2025 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Juris |
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| January 28, 2025 |
[Letterhead of Sullivan & Cromwell LLP] EX-5.3 Exhibit 5.3 January 27, 2025 [Letterhead of Sullivan & Cromwell LLP] The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corporation (the “Guarantor”), which is filed as Exhibit 4.93 t |
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| January 28, 2025 |
EX-25.8 Exhibit 25.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Juris |
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| January 28, 2025 |
EX-25.9 Exhibit 25.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Juris |
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| March 5, 2024 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-269296 The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion. Dated March 4, 2024. GS Finance Corp. $ Aut |
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| February 9, 2023 |
Exhibit 1.15 GS Finance Corp. Medium-Term Notes, Series F fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Second Amended and Restated Distribution Agreement [•], 2023 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, Inc., |
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| February 9, 2023 |
CORRESP 1 filename1.htm The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Goldman Sachs Capital I Goldman Sachs Capital II Goldman Sachs Capital III Goldman Sachs Capital VI Goldman Sachs Capital VII GS Finance Corp. 200 West Street New York, New York 10282 February 9, 2023 VIA EDGAR Re: The Goldman Sachs Group, Inc. Goldman Sachs Capital I, Goldman Sachs Capital II, Goldman S |
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| February 9, 2023 |
EXHIBIT 15.1 February 9, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our reports dated April 29, 2022, August 3, 2022 and November 2, 2022 on our reviews of the interim financial statements of The Goldman Sachs Group, Inc. and its subsidiaries (the “Company”), which are included in the Company’s Quarterly Reports on Form 10-Q for |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 S-3/A Table of Contents As filed with the Securities and Exchange Commission on February 9, 2023 Registration Statement No. |
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| February 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) The Goldman Sachs Group, Inc. |
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| January 19, 2023 |
[Letterhead of Sullivan & Cromwell] Exhibit 5.4 [Letterhead of Sullivan & Cromwell] January 18, 2023 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corporation (the “Guarantor”), which is filed as Exhibit 4.93 to the Regis |
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| January 19, 2023 |
Exhibit 8.3 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 18, 2023 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: As United States tax counsel to GS Finance Corp. (the “Company |
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| January 19, 2023 |
Exhibit 5.6 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 18, 2023 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), and |
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| January 19, 2023 |
EX-5.5 9 d357102dex55.htm OPINION OF SIDLEY AUSTIN LLP RE DEBT SECURITIES OF GS GROUP Exhibit 5.5 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 18, 2023 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company” |
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| January 19, 2023 |
Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| January 19, 2023 |
EX-1.15 3 d357102dex115.htm FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR MEDIUM-TERM NOTES Exhibit 1.15 GS Finance Corp. Medium-Term Notes, Series F fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Second Amended and Restated Distribution Agreement [•], 2023 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a |
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| January 19, 2023 |
EXHIBIT 15.1 January 18, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Goldman Sachs Group, Inc. Registration Statement on Form S-3 Commissioners: We are aware that our report dated February 24, 2022 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in The Goldman Sachs Group, Inc.’s Annu |
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| January 19, 2023 |
Exhibit 25.12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 19, 2023 |
[Letterhead of Sullivan & Cromwell LLP] EX-5.3 7 d357102dex53.htm OPINION OF SULLIVAN & CROMWELL LLP RE GUARANTEES OF SPECIFIED CDS Exhibit 5.3 [Letterhead of Sullivan & Cromwell LLP] January 18, 2023 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the “Guarantee Agreement”), by The Goldman Sachs Gr |
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| January 19, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) The Goldman Sachs Group, Inc. |
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| January 19, 2023 |
Exhibit 25.16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 19, 2023 |
Exhibit 25.15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 19, 2023 |
Exhibit 25.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| January 19, 2023 |
EX-25.1 18 d357102dex251.htm STATEMENT OF ELIGIBILITY - GSG 1999 INDENTURE Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON |
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| January 19, 2023 |
Exhibit 25.10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 19, 2023 |
Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| January 19, 2023 |
Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| January 19, 2023 |
As filed with the Securities and Exchange Commission on January 18, 2023 S-3 1 d357102ds3.htm S-3 Table of Contents As filed with the Securities and Exchange Commission on January 18, 2023 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS CAPITAL I (Exact name of Registrant as specified in its charter) GOLDMA |
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| January 19, 2023 |
EX-25.5 22 d357102dex255.htm STATEMENT OF ELIGIBILITY - GS CAP 1 TRUST AGREEMENT Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK M |
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| January 19, 2023 |
Exhibit 25.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 19, 2023 |
Exhibit 24.2 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned directors and officers of GS Finance Corp. (the “Corporation”), whose signature appears below, hereby constitutes and appoints Adam Siegler, Nnaemeka Eke, Matthew Bieber, Laurence Kleinman and Terence Donnelly, and each of them (so long as each such individual is an employee of the Corporation or an aff |
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| January 19, 2023 |
Exhibit 1.3 The Goldman Sachs Group, Inc. Medium-Term Notes, Series N Fifth Amended and Restated Distribution Agreement [•], 2023 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell from time to time its Medium-Term Notes, Series N (the “Securities”), and agrees w |
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| January 19, 2023 |
Exhibit 1.16 GS Finance Corp. Warrants, Series G fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Second Amended and Restated Distribution Agreement [•], 2023 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, Inc., a Delawar |
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| January 19, 2023 |
Exhibit 25.13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 19, 2023 |
Exhibit 25.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 19, 2023 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| January 19, 2023 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned directors and officers of The Goldman Sachs Group, Inc. (the “Corporation”), whose signature appears below, hereby constitutes and appoints David Solomon, John E. Waldron, Denis P. Coleman III, Kathryn H. Ruemmler, Philip R. Berlinski and Sheara J. Fredman, and each of them (so long as each such individ |
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| January 19, 2023 |
Exhibit 25.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| January 19, 2023 |
Exhibit 25.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| July 15, 2022 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-253421 The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion. Dated July 14, 2022 GS Finance Corp. $ Inde |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GS Finance Corp. The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware Delaware (State of incorporatio |
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| February 15, 2022 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 28, 2022, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(1) That th |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GS Finance Corp. (Exact name of registrant as specified in its charter) The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| April 29, 2021 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 10, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2( |
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| March 19, 2021 |
The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Goldman Sachs Capital I Goldman Sachs Capital II Goldman Sachs Capital III Goldman Sachs Capital VI Goldman Sachs Capital VII GS Finance Corp. 200 West Street New York, New York 10282 March 19, 2021 VIA EDGAR Re: The Goldman Sachs Group, Inc. Goldman Sachs Capital I, Goldman Sachs Capital II, Goldman Sachs Capital III, Goldman |
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| March 18, 2021 |
- PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on March 17, 2021 Registration Statement No. |
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| March 18, 2021 |
Specimen Master Medium-Term Note No. 3, Series F, of GS Finance Corp. Exhibit 4.89 Master Note No. 3 (Face of Security) GS FINANCE CORP. MEDIUM-TERM NOTES, SERIES F FULLY AND UNCONDITIONALLY GUARANTEED BY THE GOLDMAN SACHS GROUP, INC. THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A S |
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| February 24, 2021 |
EX-25.11 28 d14236dex2511.htm STATEMENT OF ELIGIBILITY - GS CAP 1I GUARANTEE Exhibit 25.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELL |
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| February 24, 2021 |
Exhibit 5.3 [Letterhead of Sullivan & Cromwell LLP] February 23, 2021 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the ?Guarantee Agreement?), by The Goldman Sachs Group, Inc., a Delaware corporation (the ?Guarantor?), which is Exhibit 4.89 to the Registrat |
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| February 24, 2021 |
EX-25.3 20 d14236dex253.htm STATEMENT OF ELIGIBILITY - GSG 2004 SUB DEBT INDENTURE Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK |
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| February 24, 2021 |
EX-25.1 18 d14236dex251.htm STATEMENT OF ELIGIBILITY - GSG 1999 INDENTURE Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON ( |
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| February 24, 2021 |
EX-25.7 24 d14236dex257.htm STATEMENT OF ELIGIBILITY - GS CAP V TRUST AGREEMENT Exhibit 25.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK ME |
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| February 24, 2021 |
Exhibit 5.5 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA ? ASIA PACIFIC ? EUROPE February 23, 2021 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the ?Company?), has filed with the Securities and Exchange Commission (the ?Commission?) on the da |
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| February 24, 2021 |
Tax Opinion of Sidley Austin LLP re GSFC Exhibit 8.3 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE February 23, 2021 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: As United States tax |
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| February 24, 2021 |
Exhibit 1.11 The Goldman Sachs Group, Inc. [Title of Preferred Stock] [FORM OF] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated here |
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| February 24, 2021 |
Form of Underwriting Agreement for subordinated debt securities of The Goldman Sachs Group, Inc. Exhibit 1.7 The Goldman Sachs Group, Inc. [Title of Subordinated Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions |
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| February 24, 2021 |
Exhibit 5.6 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA ? ASIA PACIFIC ? EUROPE February 23, 2021 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the ?Company?), and |
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| February 24, 2021 |
EX-25.6 23 d14236dex256.htm STATEMENT OF ELIGIBILITY - GS CAP 1V TRUST AGREEMENT Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK M |
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| February 24, 2021 |
EX-25.2 19 d14236dex252.htm STATEMENT OF ELIGIBILITY - GSG 2008 INDENTURE Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON ( |
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| February 24, 2021 |
EX-25.16 33 d14236dex2516.htm STATEMENT OF ELIGIBILITY - GSFC 2008 INDENTURE Exhibit 25.16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELL |
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| February 24, 2021 |
The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement Exhibit 1.6 The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herei |
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| February 24, 2021 |
Exhibit 1.3 The Goldman Sachs Group, Inc. Medium-Term Notes, Series N Fourth Amended and Restated Distribution Agreement [●], 2021 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell from time to time its Medium-Term Notes, Series N (the “Securities”), and agrees |
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| February 24, 2021 |
Exhibit 25.15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| February 24, 2021 |
S-3 1 d14236ds3.htm S-3 Table of Contents As filed with the Securities and Exchange Commission on February 23, 2021 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS CAPITAL I (Exact name of Registrant as specified in its charter) GOLDMA |
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| February 24, 2021 |
EX-25.10 27 d14236dex2510.htm STATEMENT OF ELIGIBILITY - GS CAP 1 GUARANTEE Exhibit 25.10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLO |
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| February 24, 2021 |
EX-25.12 29 d14236dex2512.htm STATEMENT OF ELIGIBILITY - GS CAP III GUARANTEE Exhibit 25.12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MEL |
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| February 24, 2021 |
EX-25.14 31 d14236dex2514.htm STATEMENT OF ELIGIBILITY - GS CAP VI1 GUARANTEE Exhibit 25.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MEL |
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| February 24, 2021 |
EX-25.9 26 d14236dex259.htm STATEMENT OF ELIGIBILITY - GS CAP VI1 TRUST AGREEMENT Exhibit 25.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK |
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| February 24, 2021 |
EX-25.8 25 d14236dex258.htm STATEMENT OF ELIGIBILITY - GS CAP V1 TRUST AGREEMENT Exhibit 25.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK M |
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| February 24, 2021 |
Exhibit 5.4 [Letterhead of Sullivan & Cromwell LLP] February 23, 2021 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the ?Guarantee Agreement?), by The Goldman Sachs Group, Inc., a Delaware corporation (the ?Guarantor?), which is Exhibit 4.89 to the Registrat |
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| February 24, 2021 |
Exhibit 25.13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| February 24, 2021 |
Exhibit 1.15 GS Finance Corp. Medium-Term Notes, Series F fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Amended and Restated Distribution Agreement [●], 2021 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, Inc., a Delaw |
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| February 24, 2021 |
EX-25.5 22 d14236dex255.htm STATEMENT OF ELIGIBILITY - GS CAP 1 TRUST AGREEMENT Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK ME |
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| February 24, 2021 |
EX-25.4 21 d14236dex254.htm STATEMENT OF ELIGIBILITY - WARRANT INDENTURE Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (E |
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| February 24, 2021 |
Form of Amended and Restated Distribution Agreement for Warrants, Series G of GS Finance Corp. Exhibit 1.16 GS Finance Corp. Warrants, Series G fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Amended and Restated Distribution Agreement [●], 2021 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, Inc., a Delaware corpo |
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| February 18, 2021 |
- POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on February 18, 2021 Registration Statement No. |
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| February 18, 2021 |
Exhibit 4.2 RESTATED CERTIFICATE OF INCORPORATION OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the Delaware General Corporation Law (the “Corporation”), DOES HEREBY CERTIFY: 1. The name of the Corporation is The Goldman Sachs Group, Inc. The date of filing of its original certificate of incorporation with the Secretary of State of the S |
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| February 18, 2021 |
Subsidiary Issuers of Guaranteed Securities EX-22.1 3 d119184dex221.htm EX-22.1 Exhibit 22.1 Subsidiary Issuers of Guaranteed Securities The table below lists securities of subsidiaries of The Goldman Sachs Group, Inc. (Group Inc.) that are subject to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, or the offer and sale of which are subject to registration under the Securities Act of 1933, as amended, and are full |
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| October 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GS Finance Corp. (Exact name of registrant as specified in its charter) The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| August 21, 2020 |
Form 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33880 001-14965 GS Finance Corp. (Issuer); The Goldman Sachs Group, Inc. (Guarantor) NYSE Arca (Exact name of Issuer as specified in its charter, and name of Exchange |
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| July 1, 2020 |
Form of subordinated debt securities of The Goldman Sachs Group, Inc. Form of Subordinated Debt Security Exhibit 4.41 [FORM OF SUBORDINATED DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REG |
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| July 1, 2020 |
Specimen Master Medium-Term Note No. 2, Series F, dated July 1, 2020, of GS Finance Corp. EX-4.86 26 d948755dex486.htm SPECIMEN MASTER NOTE NO. 2, MTN SERIES F Exhibit 4.86 Master Note No. 2 (Face of Security) GS FINANCE CORP. MEDIUM-TERM NOTES, SERIES F FULLY AND UNCONDITIONALLY GUARANTEED BY THE GOLDMAN SACHS GROUP, INC. THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE T |
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| July 1, 2020 |
Form of Fixed Rate Medium-Term Note, Series N, of The Goldman Sachs Group, Inc. Exhibit 4.47 [FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES N] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE O |
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| July 1, 2020 |
Exhibit 4.37 [FORM OF FLOATING RATE SENIOR DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURIT |
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| July 1, 2020 |
Statement of Eligibility - GSG 2008 Indenture Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as spe |
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| July 1, 2020 |
Exhibit 25.13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| July 1, 2020 |
Exhibit 25.10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| July 1, 2020 |
Form of A&R Distribution Agreement, Series E Exhibit 1.14 GS Finance Corp. Medium-Term Notes, Series E fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. [Form of] Amended and Restated Distribution Agreement July 1, 2020 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to |
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| July 1, 2020 |
Opinion of Sidley Austin LLP re debt securities of GS Group SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE Exhibit 5. |
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| July 1, 2020 |
Form of Fixed Rate Sr. Debt Security Exhibit 4.39 [FORM OF FIXED RATE SENIOR DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED |
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| July 1, 2020 |
Amend. No. 1 to Deposit Agreement Exhibit 4.31 AMENDMENT NO. 1 (this “Amendment”) to the Deposit Agreement, dated as of October 21, 2005, as amended by the letter agreement dated October 18, 2012 (as so amended, the “Deposit Agreement”), between The Goldman Sachs Group, Inc. (the “Company”), The Bank of New York Mellon (as successor to JPMorgan Chase Bank, N.A.), as Depositary (the “Depositary”), |
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| July 1, 2020 |
Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| July 1, 2020 |
Statement of Eligibility - GSG 1999 Indenture Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as spe |
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| July 1, 2020 |
Form of Underwriting Agreement for subordinated debt securities of The Goldman Sachs Group, Inc. Form of Underwriting Agreement - Subordinated Debt Securities Exhibit 1.7 The Goldman Sachs Group, Inc. [Title of Subordinated Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation |
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| July 1, 2020 |
OMNIBUS Shelf Table of Contents As filed with the Securities and Exchange Commission on July 1, 2020 Registration Statement No. |
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| July 1, 2020 |
Tax Opinion of Sidley Austin LLP re GSFC SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE Exhibit 8. |
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| July 1, 2020 |
EX-1.6 3 d948755dex16.htm FORM OF UNDERWRITING AGREEMENT - DEBT SECURITIES Exhibit 1.6 The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation |
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| July 1, 2020 |
Statement of Eligibility - GS Cap V1 Trust Agreement Exhibit 25.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee |
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| July 1, 2020 |
Exhibit 25.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| July 1, 2020 |
Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| July 1, 2020 |
Exhibit 25.15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| July 1, 2020 |
Statement of Eligibility - GS Cap 1I Guarantee Exhibit 25.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as s |
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| July 1, 2020 |
Opinion of Sullivan & Cromwell LLP re Guarantees of Specified CDs Exhibit 5.3 [Letterhead of Sullivan & Cromwell LLP] July 1, 2020 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corporat |
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| July 1, 2020 |
Form of Floating Rate Medium-Term Note, Series E, of GS Finance Corp. Form of Floating Rate Medium-Term Note, Series E Exhibit 4.75 [FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES E OF GS FINANCE CORP.] (Face of Security) [IF A GLOBAL SECURITY, INSERT - THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PAR |
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| July 1, 2020 |
EX-25.14 51 d948755dex2514.htm STATEMENT OF ELIGIBILITY - GS CAP VI1 GUARANTEE Exhibit 25.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK ME |
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| July 1, 2020 |
EX-1.3 2 d948755dex13.htm FORM OF A&R DISTRIBUTION AGREEMENT, SERIES N Exhibit 1.3 The Goldman Sachs Group, Inc. Medium-Term Notes, Series N [Form of] Third Amended and Restated Distribution Agreement July 1, 2020 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sel |
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| July 1, 2020 |
Opinion of Sullivan & Cromwell LLP re Guarantees of Notes and Deposit Notes Exhibit 5. |
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| July 1, 2020 |
Letter regarding Unaudited Interim Financial Information. Letter re Unaudited Interim Financial Information Exhibit 15.1 July 1, 2020 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Commissioners: We are aware that our report dated April 30, 2020 on our review of interim financial information of The Goldman Sachs Group, Inc. (the “Company”), which is included in the Company’s Quarterly Report on Form 10-Q for the quarter ended |
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| July 1, 2020 |
Specimen Master Medium-Term Note No. 1, Series F, dated July 1, 2020, of GS Finance Corp. Specimen Master Note No 1, MTN Series F Exhibit 4.85 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME |
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| July 1, 2020 |
Form of Fixed Rate Medium-Term Note, Series F, of GS Finance Corp. Form of Fixed Rate Medium-Term Note, Series F Exhibit 4.79 [Form of Fixed Rate Medium-Term Note, Series F of GS Finance Corp.] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR |
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| July 1, 2020 |
Statement of Eligibility - GS Cap VI1 Trust Agreement Exhibit 25.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of truste |
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| July 1, 2020 |
Statement of Eligibility - GSG 2004 Sub Debt Indenture Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trust |
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| July 1, 2020 |
Statement of Eligibility - GS Cap III Guarantee Exhibit 25.12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as |
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| July 1, 2020 |
Opinion of Sidley Austin LLP re debt securities of GSFC SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE Exhibit 5. |
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| July 1, 2020 |
Specimen Master Medium-Term Note No. 3, Series E, dated July 1, 2020, of GS Finance Corp. Specimen Master Note No. 3, MTN Series E Exhibit 4.83 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAM |
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| July 1, 2020 |
Form of Floating Rate Medium-Term Note, Series F, of GS Finance Corp. Form of Floating Rate Medium-Term Note, Series F Exhibit 4.76 [Form of Floating Rate Medium-Term Note, Series F of GS Finance Corp.] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PAR |
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| July 1, 2020 |
Specimen Master Medium-Term Note, Series N, dated July 1, 2020, of The Goldman Sachs Group, Inc. EX-4.57 15 d948755dex457.htm SPECIMEN MASTER NOTE, MTN SERIES N Exhibit 4.57 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE |
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| July 1, 2020 |
Form of Fixed/Floating Sr. Debt Security Exhibit 4.40 [FORM OF FIXED/FLOATING SENIOR DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE E |
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| July 1, 2020 |
Statement of Eligibility - GSFC 2008 Indenture Exhibit 25.16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as s |
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| July 1, 2020 |
Form of Underwriting Agreement - Preferred Stock Exhibit 1.11 The Goldman Sachs Group, Inc. [Title of Preferred Stock] [FORM OF] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes |
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| July 1, 2020 |
Form of Index-Linked Medium-Term Note, Series F, of GS Finance Corp. Form of Index-Linked Medium-Term Note, Series F Exhibit 4.82 [Form of Index-Linked Medium-Term Note, Series F of GS Finance Corp.] (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND N |
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| July 1, 2020 |
7th Supplemental Indenture (GSFC Sr. Debt Indenture, October 10, 2008) Exhibit 4.69 GS FINANCE CORP. Issuer and THE GOLDMAN SACHS GROUP, INC. Guarantor to THE BANK OF NEW YORK MELLON Trustee SEVENTH SUPPLEMENTAL INDENTURE Dated as of July 1, 2020 Supplementing the Senior Debt Indenture, dated as of October 10, 2008, among GS Finance Corp., The Goldman Sachs Group, Inc. and The Bank of New York Mel |
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| July 1, 2020 |
Form of Floating Rate Medium-Term Note, Series N, of The Goldman Sachs Group, Inc. Form of Floating Rate Medium-Term Note, Series N Exhibit 4.44 [FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES N] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REG |
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| July 1, 2020 |
Form of Distribution Agreement for Medium-Term Notes, Series F of GS Finance Corp. Form of Distribution Agreement, Series F Exhibit 1.15 GS Finance Corp. Medium-Term Notes, Series F fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. [Form of] Distribution Agreement July 1, 2020 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The G |
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| July 1, 2020 |
Specimen Master Medium-Term Note No. 4, Series E, dated July 1, 2020, of GS Finance Corp. EX-4.84 24 d948755dex484.htm SPECIMEN MASTER NOTE NO. 4, MTN SERIES E Exhibit 4.84 Master Note No. 4 (Face of Security) GS FINANCE CORP. MEDIUM-TERM NOTES, SERIES E FULLY AND UNCONDITIONALLY GUARANTEED BY THE GOLDMAN SACHS GROUP, INC. THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE T |
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| July 1, 2020 |
Form of Index-Linked Medium-Term Note, Series E, of GS Finance Corp. Form of Index-Linked Medium-Term Note, Series E Exhibit 4.81 [Form of Index-Linked Medium-Term Note, Series E of GS Finance Corp.] (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND N |
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| July 1, 2020 |
Form of Fixed Rate Medium-Term Note, Series E, of GS Finance Corp. Form of Fixed Rate Medium-Term Note, Series E Exhibit 4.78 [Form of Fixed Rate Medium-Term Note, Series E of GS Finance Corp.] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR |
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| July 1, 2020 |
Statement of Eligibility - Warrant Indenture Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as spec |
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| March 30, 2020 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the individuals whose signature appears below constitutes and appoints David M. Solomon, John E. Waldron, Stephen M. Scherr, Gregory K. Palm, Karen P. Seymour and Beth M. Hammack, and each of them (so long as each such individual is an employee of The Goldman Sachs Group, Inc. or an affiliate of The Goldman Sac |
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| March 30, 2020 |
GS / Goldman Sachs Group, Inc. (The) POSASR - - POST-EFFECTIVE AMENDMENT NO. 2 POST-EFFECTIVE AMENDMENT NO. 2 As filed with the Securities and Exchange Commission on March 30, 2020 Registration Statement No. 333-219206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. (Exact name of Registrant as specified in its charter) Dela |
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| March 2, 2020 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-219206 The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion. Dated February 28, 2020 GS Finance Corp. $ |
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| April 13, 2018 |
GS / Goldman Sachs Group, Inc. (The) POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on April 13, 2018 Registration Statement No. |
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| April 3, 2018 |
GCEQ / GS Finance Corp. 8-A12B 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A |
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| April 3, 2018 |
EX-3 Exhibit 3 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. |
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| March 1, 2018 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-219206 The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion. Dated March 1, 2018. GS Finance Corp. $ EUR |
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| July 7, 2017 |
Goldman Sachs Group FORM S-3ASR FORM S-3ASR As filed with the Securities and Exchange Commission on July 10, 2017 Registration Statement No. |
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| March 7, 2017 |
Goldman Sachs Group POST-EFFECTIVE AMENDMENT NO. 3 POST-EFFECTIVE AMENDMENT NO. 3 As filed with the Securities and Exchange Commission on March 6, 2017 Registration Statement No. 333-198735 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 3 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS CAPITAL I (Exact name of Registrant as specifi |
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| May 26, 2016 |
GS Finance POST-EFFECTIVE AMENDMENT NO. 2 Post-Effective Amendment No. 2 As filed with the Securities and Exchange Commission on May 26, 2016 Registration Statement No. 333-198735 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS CAPITAL I (Exact name of Registrant as specifie |
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| September 15, 2014 |
Statement of Eligibility - GSG Sub Indenture Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as spec |
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| September 15, 2014 |
Statement of Eligibility - GSFC 2008 Indenture Exhibit 25.18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as s |
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| September 15, 2014 |
Statement of Eligibility - GSG 2008 Indenture Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as spe |
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| September 15, 2014 |
[FORM OF FIXED RATE SENIOR DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) Exhibit 4.42 [FORM OF FIXED RATE SENIOR DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE 2008 INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECUR |
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| September 15, 2014 |
Form of Amended and Restated Distribution Agreement - Series A Exhibit 1.12 GS Finance Corp. Medium-Term Notes, Series A fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Amended and Restated Distribution Agreement September 15, 2014 Goldman, Sachs & Co., 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), p |
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| September 15, 2014 |
Form of Amended and Restated Distribution Agreement - Series E Exhibit 1.13 GS Finance Corp. Medium-Term Notes, Series E fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Amended and Restated Distribution Agreement September 15, 2014 Goldman, Sachs & Co., 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), p |
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| September 15, 2014 |
Statement of Eligibility - GS Cap V Guarantee Exhibit 25.15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as sp |
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| September 15, 2014 |
EX-25.20 45 d773025dex2520.htm STATEMENT OF ELIGIBILITY - VESEY I TRUST AGREEMENT Exhibit 25.20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK |
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| September 15, 2014 |
Statement of Eligibility - Murray I Guarantee Exhibit 25.21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as sp |
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| September 15, 2014 |
The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Form of Underwriting Agreement - 1999 Indenture Exhibit 1.4 The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Goldman, Sachs & Co., As representatives of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, su |
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| September 15, 2014 |
[Letterhead of Sullivan & Cromwell LLP] Opinion of Sullivan & Cromwell LLP - Guarantees of Specified CDs Exhibit 5.3 [Letterhead of Sullivan & Cromwell LLP] September 15, 2014 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated November 21, 2011 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corp |
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| September 15, 2014 |
[FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES D] (Face of Security) Form of Fixed Rate Medium-Term Note, Series D Exhibit 4.47 [FORM OF FIXED RATE MEDIUM-TERM NOTE, SERIES D] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGI |
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| September 15, 2014 |
Statement of Eligibility - GS Cap V Trust Agreement Exhibit 25.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee |
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| September 15, 2014 |
[FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES D] (Face of Security) Form of Floating Rate Medium -Term Note, Series D Exhibit 4.45 [FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES D] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURI |
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| September 15, 2014 |
EX-4.75 16 d773025dex475.htm SPECIMEN MASTER MEDIUM-TERM NOTE, SERIES E Exhibit 4.75 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE |
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| September 15, 2014 |
[Letterhead of Sullivan & Cromwell LLP] Exhibit 5.4 [Letterhead of Sullivan & Cromwell LLP] September 15, 2014 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated November 21, 2011 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corporation (the “Guarantor”), which is Exhibit 4.78 to the Registrat |
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| September 15, 2014 |
GCEQ / GS Finance Corp. S-3ASR - - S-3ASR S-3ASR Table of Contents As filed with the Securities and Exchange Commission on September 15, 2014 Registration Statement No. |
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| September 15, 2014 |
[FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES E OF GS FINANCE CORP.] (Face of Security) Form of Floating Rate Medium-Term Note, Series E Exhibit 4.70 [FORM OF FLOATING RATE MEDIUM-TERM NOTE, SERIES E OF GS FINANCE CORP.] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE |
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| September 15, 2014 |
EX-25.14 39 d773025dex2514.htm STATEMENT OF ELIGIBILITY - GS CAP IV GUARANTEE Exhibit 25.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MEL |
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| September 15, 2014 |
Statement of Eligibility - GS Cap III Guarantee Exhibit 25.13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as |
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| September 15, 2014 |
Letter Re Unaudited Interim Financial Information Exhibit 15.1 September 15, 2014 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Commissioners: We are aware that our reports dated May 8, 2014 and August 6, 2014 on our reviews of the condensed consolidated statement of financial condition of The Goldman Sachs Group, Inc. and subsidiaries (the “Company”) as of March 31, |
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| September 15, 2014 |
Statement of Eligibility - Murray I Trust Agreement Exhibit 25.19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee |
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| September 15, 2014 |
Statement of Eligibility - GS Cap VI Guarantee Exhibit 25.16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as s |
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| September 15, 2014 |
Statement of Eligibility - GS Cap VI Trust Agreement Exhibit 25.10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of truste |
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| September 15, 2014 |
The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Form of Underwriting Agreement - 2008 Indenture Exhibit 1.5 The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Goldman, Sachs & Co., As representatives of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, su |
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| September 15, 2014 |
Form of Amended and Restated Distribution Agreement - Series B Exhibit 1.1 The Goldman Sachs Group, Inc. Medium-Term Notes, Series B Amended and Restated Distribution Agreement September 15, 2014 Goldman, Sachs & Co., 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell from time to time i |
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| September 15, 2014 |
Form of Amended and Restricted Distribution Agreement - Series D Exhibit 1.2 The Goldman Sachs Group, Inc. Medium-Term Notes, Series D Amended and Restated Distribution Agreement September 15, 2014 Goldman, Sachs & Co., 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell from time to time |
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| September 15, 2014 |
Statement of Eligibility - GSG 1999 Indenture Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as spe |
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| September 15, 2014 |
Exhibit 25.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| September 15, 2014 |
Statement of Eligibility - Vesey I Guarantee Exhibit 25.22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as spe |
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| September 15, 2014 |
Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| September 15, 2014 |
Statement of Eligibility - GS Cap IV Trust Agreement Exhibit 25.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee |
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| September 15, 2014 |
[Form of Fixed Rate Medium-Term Note, Series E of GS Finance Corp.] (Face of Security) Form of Fixed Rate Medium-Term Note, Series E Exhibit 4.72 [Form of Fixed Rate Medium-Term Note, Series E of GS Finance Corp.] (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN |
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| September 15, 2014 |
Exhibit 25.12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| September 15, 2014 |
Statement of Eligibility - GS Cap III Trust Agreement Exhibit 25.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of truste |
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| September 15, 2014 |
Opinion of Sidley Austin LLP Exhibit 5.5 September 15, 2014 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), has filed with the Securities and Exchange Commission (the “Commission”) on the date hereof a registration statement on Form S-3 (the “Registration Statement”) for the purpose |
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| September 15, 2014 |
The Goldman Sachs Group, Inc. [Title of Preferred Stock] [FORM OF] Underwriting Agreement Form of Underwriting Agreement for Preferred Stock and Depositary Shares Exhibit 1. |
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| September 15, 2014 |
Specimen Master Medium-Term Note, Series D Exhibit 4.55 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN |
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| September 15, 2014 |
Statement of Eligibility - GS Cap I Trust Agreement Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee |
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| September 15, 2014 |
Statement of Eligibility - GSFC 2007 Indenture Exhibit 25.17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as s |
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| September 15, 2014 |
[FORM OF FLOATING RATE SENIOR DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) Form of Floating Rate Senior Debt - 2008 Indenture Exhibit 4.40 [FORM OF FLOATING RATE SENIOR DEBT SECURITY] Registered No. CUSIP No. ISIN No. (Face of Security) [IF A GLOBAL SECURITY, INSERT — THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE 2008 INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURIT |
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| September 15, 2014 |
Statement of Eligibility - GS Cap II Trust Agreement Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee |
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| December 6, 2013 |
- POST-EFFECTIVE AMENDMENT NO. 4 As filed with the Securities and Exchange Commission on December 6, 2013 Registration Statement No. |
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| February 7, 2013 |
- POST EFFECTIVE AMENDMENT NO. 3 Post Effective Amendment No. 3 As filed with the Securities and Exchange Commission on February 7, 2013 Registration Statement No. 333-176914 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 3 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. (Exact name of Registrant as specified in its charter) De |
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| February 7, 2013 |
EX-24.3 Exhibit 24.3 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Lloyd C. Blankfein, Gary D. Cohn, David Viniar, Gregory K. Palm and Elizabeth E. Robinson, and each of them (so long as each such individual is an employee of The Goldman Sachs Group, Inc. or an affiliate of The Goldman Sachs Group, Inc.), his or her true and lawful attorney-in- |
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| February 7, 2013 |
EX-24.4 Exhibit 24.4 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Lloyd C. Blankfein, Gary D. Cohn, Harvey M. Schwartz, Gregory K. Palm and Elizabeth E. Robinson, and each of them (so long as each such individual is an employee of The Goldman Sachs Group, Inc. or an affiliate of The Goldman Sachs Group, Inc.), his or her true and lawful attorn |
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| May 10, 2012 |
- POST EFFECTIVE AMENDMENT NO. 2 Post Effective Amendment No. 2 As filed with the Securities and Exchange Commission on May 10, 2012 Registration Statement No. 333-176914 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. (Exact name of Registrant as specified in its charter) Delawa |
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| February 16, 2012 |
Statement of Eligibility-Trust of Murray Street Investment Trust I Exhibit 25.19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact |
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| February 16, 2012 |
Statement of Eligibility-Trust of Vesey Street Investment Trust I Exhibit 25.21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact n |
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| February 16, 2012 |
- DECLARATION OF TRUST OF VESEY STREET INVESTMENT TRUST I Declaration of Trust of Vesey Street Investment Trust I Exhibit 4.99 DECLARATION OF TRUST OF VESEY STREET INVESTMENT TRUST I THIS DECLARATION OF TRUST is made as of February 10, 2012 (the “Declaration”), by and among The Goldman Sachs Group, Inc., a Delaware corporation, as sponsor (the “Sponsor”), BNY Mellon Trust of Delaware, as trustee (the “Delaware Trustee”), Ellis J. Whipple, an individual a |
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| February 16, 2012 |
Fifth Supplemental Indenture Exhibit 4.93 EXECUTION VERSION THE GOLDMAN SACHS GROUP, INC., as Issuer TO THE BANK OF NEW YORK MELLON, as Trustee Fifth Supplemental Indenture Dated as of February 6, 2012 $500,010,000 Remarketable Floating Rate Junior Subordinated Notes due 2043 FIFTH SUPPLEMENTAL INDENTURE, dated as of February 6, 2012, between The Goldman Sachs Group, Inc., a corporation duly organ |
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| February 16, 2012 |
Form of Guarantee Agreement for senior gauranteed trust securities Exhibit 4.104 [Form of] GUARANTEE AGREEMENT between The Goldman Sachs Group, Inc., as Guarantor, and The Bank of New York Mellon, as Guarantee Trustee [Murray][Vesey] Street Investment Trust [I][II] Dated as of [ ], 2012 [Murray][Vesey] Street Investment Trust [I][II] Certain Sections of this Guarantee Agreement relating to Section |
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| February 16, 2012 |
Fourth Supplemental Indenture Exhibit 4.92 EXECUTION VERSION THE GOLDMAN SACHS GROUP, INC., as Issuer TO THE BANK OF NEW YORK MELLON, as Trustee Fourth Supplemental Indenture Dated as of February 6, 2012 $1,750,010,000 Remarketable 5.593% Junior Subordinated Notes due 2043 FOURTH SUPPLEMENTAL INDENTURE, dated as of February 6, 2012, between The Goldman Sachs Group, Inc., a corporation duly organiz |
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| February 16, 2012 |
CERTIFICATE OF TRUST MURRAY STREET INVESTMENT TRUST I Cerificate of Trust of Murray Street Investment Trust I Exhibit 4.94 CERTIFICATE OF TRUST OF MURRAY STREET INVESTMENT TRUST I THIS Certificate of Trust of Murray Street Investment Trust I (the “Trust”), is being duly executed and filed by the undersigned, as trustees, to form a statutory trust under the Delaware Statutory Trust Act (12 Del. C. Section 3801, et seq.) (the “Act”). 1. Name. The name |
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| February 16, 2012 |
- STATEMENT OF ELIGIBILITY--TRUST OF VESEY STREET INVESTMENT TRUST II Statement of Eligibility-Trust of Vesey Street Investment Trust II Exhibit 25.22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact |
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| February 16, 2012 |
Form of Amended and Restated Declaration of Trust Exhibit 4.102 [Form of] AMENDED AND RESTATED DECLARATION OF TRUST among The Goldman Sachs Group, Inc. as Sponsor, The Bank of New York Mellon, as Property Trustee, BNY Mellon Trust of Delaware, as Delaware Trustee, the Administrative Trustees (as named herein), and the several Holders of the Trust Securities Dated as of [ ], 2012 of [Murray][Vesey] |
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| February 16, 2012 |
[Letterhead of Sullivan & Cromwell LLP] Opinion of Sillivan & Cromwell LLP Exhibit 5.7 [Letterhead of Sullivan & Cromwell LLP] February 16, 2012 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282, Murray Street Investment Trust I Murray Street Investment Trust II Vesey Street Investment Trust I Vesey Street Investment Trust II, c/o The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and |
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| February 16, 2012 |
Power of Attorney for M. Michele Burns Exhibit 24.2 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Lloyd C. Blankfein, Gary D. Cohn, David A. Viniar, Gregory K. Palm and Elizabeth E. Robinson, and each of them (so long as each such individual is an employee of The Goldman Sachs Group, Inc. or an affiliate of The Goldman Sachs Group, Inc.), his o |
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| February 16, 2012 |
Statement of Eligility-Vesey Street Investment Trust I Exhibit 25.25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trus |
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| February 16, 2012 |
DECLARATION OF TRUST MURRAY STREET INVESTMENT TRUST I Declaration of Trust of Murray Street Investment Trust I Exhibit 4.95 DECLARATION OF TRUST OF MURRAY STREET INVESTMENT TRUST I THIS DECLARATION OF TRUST is made as of February 10, 2012 (the “Declaration”), by and among The Goldman Sachs Group, Inc., a Delaware corporation, as sponsor (the “Sponsor”), BNY Mellon Trust of Delaware, as trustee (the “Delaware Trustee”), Ellis J. Whipple, an individual |
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| February 16, 2012 |
CERTIFICATE OF TRUST VESEY STREET INVESTMENT TRUST I Certificate of Trust of Vesey Street Investment Trust I Exhibit 4.98 CERTIFICATE OF TRUST OF VESEY STREET INVESTMENT TRUST I THIS Certificate of Trust of Vesey Street Investment Trust I (the “Trust”), is being duly executed and filed by the undersigned, as trustees, to form a statutory trust under the Delaware Statutory Trust Act (12 Del. C. Section 3801, et seq.) (the “Act”). 1. Name. The name of |
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| February 16, 2012 |
- CERTIFICATE OF TRUST OF VESEY STREET INVESTMENT TRUST II Certificate of Trust of Vesey Street Investment Trust II Exhibit 4.100 CERTIFICATE OF TRUST OF VESEY STREET INVESTMENT TRUST II THIS Certificate of Trust of Vesey Street Investment Trust II (the “Trust”), is being duly executed and filed by the undersigned, as trustees, to form a statutory trust under the Delaware Statutory Trust Act (12 Del. C. Section 3801, et seq.) (the “Act”). 1. Name. The nam |
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| February 16, 2012 |
Statement of Eligibility-Vesey Street Investment Trust II Exhibit 25.26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of t |
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| February 16, 2012 |
Statement of Eligibility-Trust of Murray Street Investment Trust II Exhibit 25.20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact |
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| February 16, 2012 |
- STATEMENT OF ELIGIBILITY--MURRAY STREET INVESTMENT TRUST I Statement of Eligibility-Murray Street Investment Trust I Exhibit 25.23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of t |
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| February 16, 2012 |
- POST -EFFECTIVE AMENDMENT NO.1 Post -Effective Amendment No.1 As filed with the Securities and Exchange Commission on February 16, 2012 Registration Statement No. 333-176914 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE GOLDMAN SACHS GROUP, INC. (Exact name of Registrant as specified in its charter) D |
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| February 16, 2012 |
Statement of Eligibility-Murray Street Investment Trust II Exhibit 25.24 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of |
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| February 16, 2012 |
- CERTIFICATE OF TRUST OF MURRAY STREET INVESTMENT TRUST II Certificate of Trust of Murray Street Investment Trust II Exhibit 4.96 CERTIFICATE OF TRUST OF MURRAY STREET INVESTMENT TRUST II THIS Certificate of Trust of Murray Street Investment Trust II (the “Trust”), is being duly executed and filed by the undersigned, as trustees, to form a statutory trust under the Delaware Statutory Trust Act (12 Del. C. Section 3801, et seq.) (the “Act”). 1. Name. The n |
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| February 16, 2012 |
- DECLARATION OF TRUST OF VESEY STREET INVESTMENT TRUST II Declaration of Trust of Vesey Street Investment Trust II Exhibit 4.101 DECLARATION OF TRUST OF VESEY STREET INVESTMENT TRUST II THIS DECLARATION OF TRUST is made as of February 10, 2012 (the “Declaration”), by and among The Goldman Sachs Group, Inc., a Delaware corporation, as sponsor (the “Sponsor”), BNY Mellon Trust of Delaware, as trustee (the “Delaware Trustee”), Ellis J. Whipple, an individua |
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| February 16, 2012 |
DECLARATION OF TRUST MURRAY STREET INVESTMENT TRUST II Declaration of Trust of Murray Street Investment Trust II Exhibit 4.97 DECLARATION OF TRUST OF MURRAY STREET INVESTMENT TRUST II THIS DECLARATION OF TRUST is made as of February 10, 2012 (the “Declaration”), by and among The Goldman Sachs Group, Inc., a Delaware corporation, as sponsor (the “Sponsor”), BNY Mellon Trust of Delaware, as trustee (the “Delaware Trustee”), Ellis J. Whipple, an individu |
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| February 16, 2012 |
[Letterhead of Richards, Layton & Finger, P.A.] February 16, 2012 Opinion of Richards, Layton & Finger, P.A. Exhibit 5.6 [Letterhead of Richards, Layton & Finger, P.A.] February 16, 2012 Murray Street Investment Trust I Murray Street Investment Trust II Vesey Street Investment Trust I Vesey Street Investment Trust II c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Re: Murray Street Investment Trust I Murray Street Investment Trust II V |
