Основная статистика
| LEI | 549300XKRPOM8NVRNE70 |
| CIK | 845611 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Gabelli Convertible and Income Securities Fund Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 13, 2024 |
Skadden, Arps, Slate, Meagher & Flom llp 320 south canal street Chicago, Illinois 60606-5707 - TEL: (312) 407-0700 FAX: (312) 407-0411 www. |
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| April 3, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 21, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 21, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 8, 2024 |
SC 13D/A 1 gcvpref01.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Gabelli Convertible & Income Securities Fund Inc. (Name of Issuer) 5.20% Series G Cumulative Preferred Stock (“Preferred Shares”) (Title of Class of Securities) 36240B604 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center R |
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| June 29, 2023 |
* * * * * * * Comments and Responses June 29, 2023 VIA EDGAR David Manion, Senior Staff Accountant Division of Investment Management U. |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 16, 2023 |
Articles Supplementary Creating and Fixing the Rights of Series G Cumulative Preferred Stock* Exhibit 99.(a)(6) THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. ARTICLES SUPPLEMENTARY CREATING AND FIXING THE RIGHTS OF SERIES G CUMULATIVE PREFERRED STOCK The Gabelli Convertible and Income Securities Fund Inc., a Maryland corporation, (hereinafter called the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland that: FIRST: The B |
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| March 16, 2023 |
As filed with the Securities and Exchange Commission on March 16, 2023 As filed with the Securities and Exchange Commission on March 16, 2023 Securities Act File No. |
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| March 16, 2023 |
Amendment No. 3 to the Amended and Restated Bylaws of Registrant, dated February 16, 2023* Exhibit 99.(b)(2) AMENDMENT NO. 3 TO AMENDED AND RESTATED BYLAWS OF THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. Effective: February 16, 2023 On February 16, 2023, the Board of Directors (the “Board”) of The Gabelli Convertible and Income Securities Fund Inc. (the “Corporation”), in accordance with the Corporation’s Amended and Restated Bylaws (the “Bylaws”), as amended, and the Marylan |
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| February 9, 2023 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. / Pitaro Regina M. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Gabelli Convertible & Income Securities Fund Inc. (Name of Issuer) Series G Preferred Shares (“Preferred Shares”) (Title of Class of Securities) 36240B604 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 7, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Gabelli Convertible & Income Securities Fund Inc. (Name of Issuer) 5.20% Series G Cumulative Preferred Stock (“Preferred Shares”) (Title of Class of Securities) 36240B604 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Nam |
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| November 29, 2022 |
1 The Gabelli Convertible and Income Securities Fund Inc. Schedule of Investments — September 30, 2022 (Unaudited) Principal Amount Market Value CONVERTIBLE CORPORATE BONDS — 76 .2 % Airlines — 2 .3 % $ 585,000 JetBlue Airways Corp. , 0.500 % , 04/01/26 ............... $ 418,275 1,930,000 Southwest Airlines Co. , 1.250 % , 05/01/25 ............... 2,210,333 2,628,608 Automotive — 0 .8 % 1,000 |
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| September 20, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) The Gabelli Convertible and Income Securities Fund (Name of Issuer) Common Stock $0.001 Par Value Per Share (Title of Class of Securities) 36240B109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, |
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| August 25, 2022 |
As filed with the Securities and Exchange Commission on August 24, 2022 As filed with the Securities and Exchange Commission on August 24, 2022 Securities Act File No. |
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| August 25, 2022 |
Amendment No. 2 to the Amended and Restated By-Laws of Registrant, dated August 17, 2022* AMENDMENT NO. 2 TO AMENDED AND RESTATED BYLAWS OF THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. Effective: August 17, 2022 On August 17, 2022, the Board of Trustees of The Gabelli Convertible and Income Securities Fund Inc. (the ?Fund?), in accordance with the Fund?s Amended and Restated Bylaws (the ?Bylaws?), as amended, and the Maryland General Corporation Law, approved and adopted the |
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| May 31, 2022 |
1 The Gabelli Convertible and Income Securities Fund Inc. Schedule of Investments — March 31, 2022 (Unaudited) Principal Amount Market Value CONVERTIBLE CORPORATE BONDS — 73.2% Airlines — 2.2% $ 585,000 JetBlue Airways Corp., 0.500%, 04/01/26(a) ............. $ 547,231 1,930,000 Southwest Airlines Co., 1.250%, 05/01/25 ............... 2,626,248 3,173,479 Automotive — 0.8% 1,000,000 Ford Moto |
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| March 24, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 24, 2022 |
DEF 14A 1 app10030980x1def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Stateme |
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| November 29, 2021 |
1 The Gabelli Convertible and Income Securities Fund Inc. Schedule of Investments — September 30, 2021 (Unaudited) Principal Amount Market Value CONVERTIBLE CORPORATE BONDS — 74.2% Airlines — 1.3% $ 585,000 JetBlue Airways Corp., 0.500%, 04/01/26(a) ............. $ 576,134 930,000 Southwest Airlines Co., 1.250%, 05/01/25 ............... 1,392,675 1,968,809 Automotive — 0.7% 1,000,000 Ford Mo |
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| August 11, 2021 |
TEL: (617) 573-4800 FAX: (617) 573-4822 SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH. |
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| May 28, 2021 |
HTML The Gabelli Convertible and Income Securities Fund Inc. Schedule of Investments — March 31, 2021 (Unaudited) Principal Amount Market Value CONVERTIBLE CORPORATE BONDS — 75.1% Aerospace — 2.4% $ 1,000,000 Aerojet Rocketdyne Holdings Inc., 2.250%, 12/15/23 $ 1,803,750 1,713,000 Kaman Corp., 3.250%, 05/01/24 1,865,457 3,669,207 Airlines — 1.5% 585,000 JetBlue Airways Corp., 0.500%, 04/01/26(a) 6 |
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| March 29, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2021 |
- THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. (GCV)_DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [82996.TX] The Gabelli Convertible and Income Securities Fund Inc. Schedule of Investments — September 30, 2020 (Unaudited) Principal Amount Market Value CONVERTIBLE CORPORATE BONDS — 69.7% Aerospace — 2.3% $1,000,000 Aerojet Rocketdyne Holdings Inc., 2.250%, 12/15/23 $ 1,590,625 1,713,000 Kaman Corp., 3.250%, 05/01/24 1,705,687 3,296,312 Airlines — 0.5% 570,000 Sout |
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| August 20, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response . |
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| July 23, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2020 Estimated average burden hours per response . |
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| July 17, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2020 Estimated average burden hours per response . |
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| May 22, 2020 |
HTML The Gabelli Convertible and Income Securities Fund Inc. Schedule of Investments — March 31, 2020 (Unaudited) Principal Amount Market Value CONVERTIBLE CORPORATE BONDS — 60.1% Aerospace — 2.8% $ 1,000,000 Aerojet Rocketdyne Holdings Inc., 2.250%, 12/15/23 $ 1,653,842 1,713,000 Kaman Corp., 3.250%, 05/01/24 1,676,272 3,330,114 Broadcasting — 0.5% 588,000 Liberty Media Corp.-Liberty Formula One, |
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| May 4, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 1, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2020 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. DEFA14A - - DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2020 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 30, 2020 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| January 27, 2020 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| January 24, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| January 21, 2020 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| January 15, 2020 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| December 23, 2019 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| December 19, 2019 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| December 16, 2019 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| November 27, 2019 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. NPORT-EX - - NPORT-EX 2 GB28GBConvertibleIncomeSecs.htm The Gabelli Convertible and Income Securities Fund Inc. Schedule of Investments — September 30, 2019 (Unaudited) Principal Amount Market Value CONVERTIBLE CORPORATE BONDS — 58.3% Aerospace — 3.2% $ 1,000,000 Aerojet Rocketdyne Holdings Inc., 2.250%, 12/15/23 $ 1,996,875 1,713,000 Kaman Corp., 3.250%, 05/01/24 1,962,747 3,959,622 Automotive — 0.7% 815,000 |
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| November 18, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 29, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 18, 2019 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| September 20, 2019 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| August 8, 2019 |
EX-99.R 3 d782092dex99r.htm CODE OF ETHICS OF THE FUND AND THE INVESTMENT ADVISER Exhibit (r) Code of Ethics Gabelli Funds, LLC GAMCO Asset Management Inc. G.research, LLC. G.distributors, LLC Teton Advisors, Inc. Gabelli & Partners, LLC Gabelli Fixed Income LLC Gabelli & Company Investment Advisers, Inc. The Code of Ethics applies to each Registered Investment Company or Private Fund Client or se |
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| August 8, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm for the Registrant Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of The Gabelli Convertible and Income Securities Fund Inc. |
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| August 8, 2019 |
The Gabelli Convertible and Income Securities Fund Inc. As filed with the Securities and Exchange Commission on August 8, 2019 Securities Act File No. 333-224305 Investment Company Act File No. 811-05715 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form N-2 (Check Appropriate Box or Boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No |
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| May 24, 2019 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. NPORT-EX - - Gabelli Convertible and Income Securities Fund The Gabelli Convertible and Income Securities Fund Inc. |
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| March 28, 2019 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2019 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 21, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| November 21, 2018 |
Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 4, 2018 |
Form of Notice of Guaranteed Delivery Notice of Guaranteed Delivery For Shares of Common Stock of The Gabelli Convertible and Income Securities Fund Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated September 4, 2018, and the accompanying Prospectus, dated July 13, 2018 (collectively, the “Prospectus”), for this offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all shares of the Fund’s common stock, par value $0. |
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| September 4, 2018 |
[LETTERHEAD OF VENABLE LLP] September 4, 2018 Opinion and Consent of Venable, LLP [LETTERHEAD OF VENABLE LLP] September 4, 2018 The Gabelli Convertible and Income Securities Fund Inc. |
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| September 4, 2018 |
THE SUBSCRIPTION RIGHT IS TRANSFERABLE Form of Subscription Certificate for Shares of Common Stock THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES OFFER EXPIRES AT 5:00 P. |
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| September 4, 2018 |
Form of Administrative Agent Agreement August 1, 2018 The Gabelli Convertible and Income Securities Fund Inc. |
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| September 4, 2018 |
Form of Rights Agent Agreement Subscription Agent Agreement Between Gabelli Convertible and Income Securities Fund Inc. |
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| September 4, 2018 |
Form of Dealer Manager Agreement The Gabelli Convertible and Income Securities Fund Inc. |
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| September 4, 2018 |
The Gabelli Convertible and Income Securities Fund Inc. As filed with the Securities and Exchange Commission on September 4, 2018 Securities Act File No. 333-224305 Investment Company Act File No. 811-05715 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form N-2 (Check Appropriate Box or Boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment |
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| July 10, 2018 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. CORRESP SEC Letter The Gabelli Convertible and Income Securities Fund Inc. One Corporate Center Rye, New York 10580-1422 July 10, 2018 VIA EDGAR AND ELECTRONIC MAIL David Orlic Division of Investment Management U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 RE: The Gabelli Convertible and Income Securities Fund Inc. (File Nos. 333-224305; 811-05715) Dear Mr. Orlic: Pursuant |
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| June 5, 2018 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. CORRESP SEC Response Letter SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 FIRM/AFFILIATE OFFICES TEL: (617) 573-4800 FAX: (617) 573-4822 www. |
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| May 25, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d563883dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Convertible and Income Securities Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
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| May 25, 2018 |
Gabelli Convertible & Income Securities Fund Inc - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 16, 2018 |
The Gabelli Convertible and Income Securities Fund Inc. One Corporate Center Rye, New York 10580-1422 April 16, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 RE: The Gabelli Convertible and Income Securities Fund Inc. (File No. 333-195589) Ladies & Gentlemen: Pursuant to Rule 477 promulgated under the Securities Ac |
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| March 29, 2018 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. DEFR14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2018 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2018 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. DEF 14A DEF 14A 1 e489259def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| November 29, 2017 |
Gabelli Convertible & Income Securities Fund Inc - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| August 11, 2017 |
Gabelli Convertible & Income Securities Fund ESP One Corporate Center Rye, NY 10580-1422 t 914.921.7724 GABELLI.COM August 11, 2017 VIA EDGAR Kenneth Ellington Staff Accountant Division of Investment Management Disclosure Review Office Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 RE: Gabelli Closed-End Funds Dear Mr. Ellington: Thank you for your oral comments provided June 26, 2017 regarding your Sarbanes-Oxley revi |
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| May 25, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d348793dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Convertible and Income Securities Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
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| May 25, 2017 |
Gabelli Convertible & Income Securities Fund Inc - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND N-Q 1 d348793dnq.htm GABELLI CONVERTIBLE AND INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate |
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| April 3, 2017 |
Gabelli Convertible & Income Securities Fund DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2017 |
Gabelli Convertible & Income Securities Fund DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 23, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| November 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offi |
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| May 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| May 27, 2016 |
Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 29, 2016 |
Gabelli Convertible & Income Securities Fund DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2016 |
Gabelli Convertible & Income Securities Fund DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 30, 2015 |
Gabelli Convertible & Income Securities Fund OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| December 29, 2015 |
Gabelli Convertible & Income Securities Fund OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| November 25, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| November 25, 2015 |
Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offi |
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| May 18, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| March 31, 2015 |
Gabelli Convertible & Income Securities Fund DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2015 |
Gabelli Convertible & Income Securities Fund DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2014 |
Gabelli Convertible & Income Securities Fund Inc - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offi |
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| November 20, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| September 30, 2014 |
GCV / Gabelli Convertible & Income Securities Fund, Inc. 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| May 16, 2014 |
Quarterly Schedule of Portfolio Holdings - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 16, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| April 2, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 3, 2014 |
OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response. |
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| February 21, 2014 |
OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response. |
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| February 20, 2014 |
OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response. |
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| November 20, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| November 20, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND N-Q 1 d612880dnq.htm GABELLI CONVERTIBLE AND INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate |
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| May 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 4, 2013 |
- THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2013 |
- THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. gcvdef14a.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive |
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| November 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| November 27, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI CONVERTIBLE AND INCOME SECURITIES FUND N-Q 1 d349000dnq.htm GABELLI CONVERTIBLE AND INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate |
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| March 30, 2012 |
- GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. - DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2012 |
- GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. - DEF14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| November 29, 2011 |
Gabelli Convertible and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 27, 2011 |
Skadden, Arps, Slate, Meagher & Flom llp FOUR TIMES SQUARE NEW YORK 10036-6522 (212) 735-3000 Fax: (212) 735-2000 http://www. |
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| July 27, 2011 |
The Gabelli Convertible and Income Securities Fund Inc. One Corporate Center Rye, New York 10580-1422 (914) 921-5100 July 27, 2011 VIA EDGAR: Ms. Laura E. Hatch Division of Investment Management Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: The Gabelli Convertible and Income Securities Fund Inc.— File Nos. 333- 174294 and 811-05715 Dear Ms. Hatch: In accordance with |
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| July 22, 2011 |
Skadden, Arps, Slate, Meagher & Flom llp FOUR TIMES SQUARE NEW YORK 10036-6522 (212) 735-3000 Fax: (212) 735-2000 http://www. |
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| May 31, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Convertible and Income Securities Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| May 31, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive |
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| May 17, 2011 | ||
| April 4, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2011 |
defa14a SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 9, 2010 |
Exhibit 3(i) THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. Articles Supplementary The Gabelli Convertible and Income Securities Fund Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland, that: FIRST: Under a power contained in Title 3, Subtitle 8 of the Maryland General Corporation Law (the “MGCL”) |
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| December 9, 2010 |
Amended and Restated Bylaws of the Registrant (4) Exhibit 3(ii) AMENDED AND RESTATED BYLAWS OF THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. |
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| December 9, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2010 THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) |
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| November 29, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive |
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| November 29, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Convertible and Income Securities Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| September 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2010 THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporatio |
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| August 27, 2010 |
corresp August 27, 2010 Ms. Laura E. Hatch United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: The Gabelli Funds (the “Funds”) September and December 2009 and March 2010 Annual Reports Dear. Ms. Hatch: This letter responds to your comments communicated by telephone on July 29, 2010 with respect to various Annual Reports of |
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| June 1, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive |
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| June 1, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| March 31, 2010 |
8-K 1 gabellicisf8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2010 THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. (Exact name of registrant as specified in its charter) Maryland (State or other |
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| January 22, 2010 |
EX-3.1 2 exhibit3-1.htm EXHIBIT 3.1 - AMENDMENT NO. 1, DATED JANUARY 15, 2010, TO THE AMENDED AND RESTATED BY-LAWS Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. (Dated and effective as of January 15, 2010) ARTICLE I 1.111 Proposals by Stockholders of Business. (a) Annual Meetings of Stockholders. (1) Proposals of business |
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| January 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2010 THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) |
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| November 30, 2009 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive |
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| November 30, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Convertible and Income Securities Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| June 1, 2009 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive |
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| June 1, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Convertible and Income Securities Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| March 27, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) The Gabelli Convertible and Income Securities Fund (Name of Issuer) Common Stock $0.001 Par Value Per Share (Title of Class of Securities) 36240B109 (CUSIP Number) Peter D. Goldstein GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-7732 (N |
