GFF Документы SEC - Griffon Corporation- Годовой отчет, доверенное заявление, проспект эмиссии

Основная статистика

LEI	5493000C2SGNC7ZN3242
CIK	50725

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Griffon Corporation

SEC Filings (Chronological Order)

На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.

August 6, 2025	EX-99.1	Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, August 6, 2025 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2025 third quarter ended June 30, 2025.
August 6, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 GRIFFON CORPORATIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File N
August 6, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact
June 3, 2025	EX-1.01	Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2024 Conflict Minerals Report Introduction This report for the year ended December 31, 2024 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the
June 3, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT GRIFFON CORPORATION (Exact name of the registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT GRIFFON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre
May 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac
May 8, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File Numb
May 8, 2025	EX-99.1	Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, May 8, 2025 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2025 second quarter ended March 31, 2025.
March 13, 2025	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File N
March 13, 2025	EX-3.1	Certificate of Amendment to Amended and Restated Certificate of Incorporation of Griffon Corporation. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GRIFFON CORPORATION (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify: 1. That the
March 13, 2025	EX-3.2	Amendment No. 3 to Amended and Restated By-laws of Griffon Corporation. Exhibit 3.2 AMENDMENT NO. 3 TO AMENDED AND RESTATED BY-LAWS OF GRIFFON CORPORATION GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “corporation”), does hereby certify: 1. That the Board of Directors of the corporation duly adopted resolutions proposing to amend the amended and restated by-l
February 5, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File
February 5, 2025	EX-99.1	Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, February 5, 2025 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2025 first quarter ended December 31, 2024.
February 5, 2025	EX-19.1	Insider Trading Policy Exhibit 19.1 GRIFFON CORPORATION POLICY ON INSIDER TRADING In the course of conducting the business of Griffon Corporation (the "Company"), we may come into possession of material information about the Company or other entities that is not available to the investing public ("material non-public information"). You must maintain the confidentiality of material non-public information and may not use
February 5, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E
January 27, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
January 27, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 8, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
November 13, 2024	EX-21	Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware 1346039 Alberta ULC Canada Garant GP Can
November 13, 2024	EX-10.10	10.10 to the Registrant's Annual Report on Form 10-K for the year ended September 30, 2024 (Commission File No. 1-06620)). Exhibit 10.10 712 Fifth Avenue New York, New York 10019 (212) 957-5025 Robert F. Mehmel President and Chief Operating Officer November 13, 2024 Mr. Brian G. Harris 1400 Morgan Stanley Ave. Unit 262 Winter Park, FL 32789 Dear Brian: As discussed with you, effective immediately, your new title is “Executive Vice President and Chief Financial Officer” of Griffon Corporation. You will continue report
November 13, 2024	EX-99.1	Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 13, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2024.
November 13, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart
November 13, 2024	EX-19	nsider Trading Policy Exhibit 19.1 GRIFFON CORPORATION POLICY ON INSIDER TRADING In the course of conducting the business of Griffon Corporation (the "Company"), we may come into possession of material information about the Company or other entities that is not available to the investing public ("material non-public information"). You must maintain the confidentiality of material non-public information and may not use
November 13, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor
August 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact
August 7, 2024	EX-99.1	Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, August 7, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2024 third quarter ended June 30, 2024.
August 7, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor
June 26, 2024	EX-10.1	Second Amendment to Fifth Amended and Restated Credit Agreement, dated as of January 24, 2022, by and among Griffon Corporation, Bank of America, N.A., as administrative agent, and the several banks and other financial institutions or entities from time to time parties thereto, dated June 26, 2024. Exhibit 10.1 Execution Version SECOND AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 26, 2024 (this “Agreement”), is entered into by and among Griffon Corporation, a Delaware corporation (the “Borrower”), each Subsidiary Guarantor listed on the signature pages hereto (the “Guarantors”), Bank of America, N.A
June 26, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File Nu
June 26, 2024	EX-99.1	Griffon Corporation Successfully Completes Term Loan B Repricing Exhibit 99.1 Griffon Corporation Successfully Completes Term Loan B Repricing NEW YORK-(BUSINESS WIRE) – June 26, 2024- Griffon Corporation (“Griffon” or the “Company”) (NYSE: GFF) announced today that it has completed a favorable repricing of the outstanding balance of $459 million of its Secured Term Loan B facility (“Term Loan B”), which matures in January 2029. The spread above the Secured Ove
May 31, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT GRIFFON CORPORATION (Exact name of the registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT GRIFFON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre
May 31, 2024	EX-1.01	Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2023 Conflict Minerals Report Introduction This report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the
May 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac
May 8, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporati
May 8, 2024	EX-10.4	loyment Agreement made as of May 8, 2024 by and between Griffon Co Exhibit 10.4 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), is made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal office located at 712 Fifth Avenue, New York, NY 10019 (together with its successors and assigns permitted under this Agreement, “Gr
May 8, 2024	EX-10.2	Griffon Corporation Director Compensation Program (adopted as of March Exhibit 10.2 Griffon Corporation Director Compensation Program (adopted as of March 20, 2024) Each member of the Board of Directors (the “Board”) of Griffon Corporation (the “Company”) who is not an employee of the Company (each a “Non-employee Director”) shall receive compensation for such person’s services as a member of the Board as outlined in this Director Compensation Program. Cash Compensat
May 8, 2024	EX-99.1	Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, May 8, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2024 second quarter ended March 31, 2024.
May 8, 2024	EX-10.6	made as of May 8, 2024 by and between Griffon Corporation and Seth L. Kaplan. Exhibit 10.6 AMENDED AND RESTATED SEVERANCE AGREEMENT THIS AMENDED AND RESTATED SEVERANCE AGREEMENT (this “Agreement”), made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal executive office located at 712 Fifth Avenue, 18th Floor, New York, New York, 10019 (hereinafter, together with its subsidiaries, collect
May 8, 2024	EX-10.5	Agreement made as of May 8, 2024 by and between Griffon Corporation and Brian G. Harris. Exhibit 10.5 AMENDED AND RESTATED SEVERANCE AGREEMENT THIS AMENDED AND RESTATED SEVERANCE AGREEMENT (this “Agreement”), made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal executive office located at 712 Fifth Avenue, 18th Floor, New York, New York, 10019 (hereinafter, together with its subsidiaries, collect
May 8, 2024	EX-10.3	Amended and Restated Employment Agreement made as of May 8, 2024 by and between Griffon Corporation and Ronald J. Kramer. Exhibit 10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), is made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal office located at 712 Fifth Avenue, New York, NY 10019 (together with its successors and assigns permitted under this Agreement, “Gr
May 8, 2024	EX-10.8	Amendment No. 2 to the Griffon Corporation Amended and Restated 2016 Equity Incentive Plan, dated as of May 8, 2024 Exhibit 10.8 AMENDMENT NO. 2 TO THE GRIFFON CORPORATION AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN WITNESSETH: WHEREAS, Griffon Corporation (the “Company”) adopted the Griffon Corporation Amended and Restated 2016 Equity Incentive Plan (the “Original A&R Plan”) to attract, motivate and retain selected employees, consultants and non-employee directors for the Company and its subsidiaries, to p
March 25, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor
March 20, 2024	S-8	As filed with the Securities and Exchange Commission on March 20, 2024 As filed with the Securities and Exchange Commission on March 20, 2024 Registration No.
March 20, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Griffon Corporation (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Plan Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Griffon Corporation Am
February 22, 2024	SC 13D/A	GFF / Griffon Corporation / Voss Capital, LLC - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of Class of Securities) 398433102 (CUSIP Number) VOSS CAPITAL, LLC 3773 Richm
February 20, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
February 20, 2024	EX-99.1	Griffon Corporation Announces Repurchase of 1.5 Million Shares from Voss Capital Exhibit 99.1 Griffon Corporation Announces Repurchase of 1.5 Million Shares from Voss Capital NEW YORK, NEW YORK, February 20, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today that it has entered into an agreement (the “Stock Purchase Agreement”) to repurchase 1.5 million shares of the Company’s common stock beneficially owned by Voss Capital (“Voss”) at a purchas
February 20, 2024	EX-10.1	Stock Purchase and Cooperation Agreement, dated February 20, 2024. Exhibit 10.1 Execution Version STOCK PURCHASE AND COOPERATION AGREEMENT THIS STOCK PURCHASE AND COOPERATION AGREEMENT (this “Agreement”) is entered into as of February 20, 2024, by and among Griffon Corporation, a Delaware corporation (the “Company”), Travis W. Cocke (“Cocke”), Voss Value Master Fund, L.P., Voss Value-Oriented Special Situations Fund, L.P. and each of the four separately managed a
February 20, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission Fil
February 13, 2024	SC 13G/A	GFF / Griffon Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01053-griffoncorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Griffon Corp Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule
February 9, 2024	SC 13G/A	GFF / Griffon Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig
February 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E
February 7, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp
February 7, 2024	EX-99.1	Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, February 7, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2024 first quarter ended December 31, 2023.
January 29, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 29, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
November 16, 2023	EX-21	Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware 1346039 Alberta ULC Canada Garant GP Can
November 16, 2023	EX-97	Griffon Corporation Clawback Policy Exhibit 97 GRIFFON CORPORATION CLAWBACK POLICY The Board of Directors (the “Board”) of Griffon Corporation (the “Company”) has adopted this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below).
November 16, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart
November 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor
November 15, 2023	EX-99.1	Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 15, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2023.
September 7, 2023	SC 13D/A	GFF / Griffon Corp. / Voss Value Fund, LP - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of Class of Securities) 398433102 (CUSIP Number) VOSS CAPITAL, LLC 3773 Richm
September 5, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor
September 5, 2023	EX-10.1	10.1 Stock Purchase Agreement, dated September 5, 2023 Exhibit 10.1 Execution Copy STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 5, 2023, by and between Griffon Corporation, a Delaware corporation (the “Company”), and each of two separately managed accounts of which Voss Capital, LLC is the investment manager, the names of which are set forth on Schedule I hereto (collectively, the “Selling S
August 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact
August 3, 2023	EX-10.1	First Amendment to Fifth Amended and Restated Credit Agreement, dated as of August 1, 2023, to that certain Fifth Amended and Restated Credit Agreement, dated as of January 24, 2022, among Griffon Corporation, the several banks and other financial institutions or entities from time to time parties thereto, Bank of America, N.A., as administrative agent, and the other agents party thereto EXHIBIT 10.1 Execution Version FIRST AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of August 1, 2023 (this “Agreement”), to that certain Fifth Amended and Restated Credit Agreement, dated as of January 24, 2022 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time prior t
August 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor
August 2, 2023	EX-99.1	Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, August 2, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2023 third quarter ended June 30, 2023.
May 31, 2023	EX-1.01	Exhibit 1.01: 2022 Conflict Minerals Report of Griffon Corporation EX-1.01 2 exhibit101cmr1.htm EX-1.01 Exhibit 1.01 Griffon Corporation 2022 Conflict Minerals Report Introduction This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Re
May 31, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre
May 4, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac
May 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporati
May 3, 2023	EX-99.1	Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, May 3, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2023 second quarter ended March 31, 2023.
March 20, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 GRIFFON CORPORATIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor
February 10, 2023	SC 13G/A	GFF / Griffon Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig
February 9, 2023	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule
February 8, 2023	SC 13D/A	GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 gff30.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 30) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Perso
January 31, 2023	EX-99.1	Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, January 31, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2023 first quarter ended December 31, 2022.
January 31, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp
January 31, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E
January 30, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission
January 10, 2023	EX-99.2	JOINT FILING AGREEMENT EX-99.2 2 ex992to13da210925008011023.htm JOINT FILING AGREEMENT Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $
January 10, 2023	SC 13D/A	GFF / Griffon Corporation / Voss Capital, LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da21092500801102023.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of
January 10, 2023	SC 13D/A	GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 gff29.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 29) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Perso
January 9, 2023	EX-99.1	Griffon Corporation Announces Entry Into Cooperation Agreement with Voss Capital Exhibit 99.1 Griffon Corporation Announces Entry Into Cooperation Agreement with Voss Capital NEW YORK, NEW YORK, Jan. 9, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today that it has entered into a cooperation agreement (the “Cooperation Agreement”) with Voss Capital (“Voss”), which owns approximately 6.0% of the Company’s outstanding common stock, including the a
January 9, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2023 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File
January 9, 2023	EX-10.1	Cooperation Agreement, dated as of January 8, 2023, by and among Voss Value Master Fund, L.P., Voss Value-Oriented Special Situations Fund, L.P., Voss Advisors GP, LLC, Voss Capital, LLC and Griffon Corporation Exhibit 10.1 EXECUTION VERSION COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), dated as of January 8, 2023, is by and among Voss Value Master Fund, L.P., a Cayman Islands limited partnership, Voss Value-Oriented Special Situations Fund, L.P., a Delaware limited partnership, Voss Advisors GP, LLC, a Texas limited liability company and Voss Capital, LLC, a Texas limited liabilit
December 30, 2022	EX-99.2	POWER OF ATTORNEY EX-99.2 3 ex992to13da110925008122922.htm FORM OF POWER OF ATTORNEY Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Travis W. Cocke the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of Gr
December 30, 2022	SC 13D/A	GFF / Griffon Corporation / Voss Capital, LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of Class of Securities) 398433102 (CUSIP Number) VOSS CAPITAL, LLC 3773 Richm
December 30, 2022	EX-99.1	GROUP AGREEMENT EX-99.1 2 ex991to13da110925008122922.htm GROUP AGREEMENT Exhibit 99.1 GROUP AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Griffon Corporation, a Delaware corporation (the “Company”); WHEREAS, Voss Value Master Fund, L.P., a Cayman Islands limited partnership, (“Voss Value Master Fund”), Voss Value-Oriented Special Situation Fund, L.P., a Delaware limited
December 21, 2022	SC 13D/A	GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 28) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei
November 18, 2022	EX-10.13	, 2022 by and between Griffon Corporation and Seth L. Kaplan Exhibit 10.13 AMENDMENT NO. 2 TO SEVERANCE AGREEMENT AMENDMENT NO. 2 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter the ?Corporation?) and Seth L. Kaplan (hereinafter the ?Executive?). WITNESSETH: WHEREAS, the Corporation and the Executive entered into that certain Severance Agreement, dated as of A
November 18, 2022	EX-10.15	, 2022 by and between Griffon Corporation and Robert F. Mehmel Exhibit 10.15 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT AMENDMENT NO. 1 TO THE EMPLOYMENT AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Robert F. Mehmel (hereinafter ?Mehmel?). WITNESSETH: WHEREAS, Griffon and Mehmel entered into that certain Employment Agreement, dated as of December 7, 2012 (hereinaf
November 18, 2022	EX-10.9	Amendment No. 4 to Employment Agreement made as of November 14, 2022 by and between Griffon Corporation and Ronald J. Kramer Exhibit 10.9 AMENDMENT NO. 4 TO EMPLOYMENT AGREEMENT AMENDMENT NO. 4 TO THE EMPLOYMENT AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Ronald J. Kramer (hereinafter ?Kramer?). WITNESSETH: WHEREAS, Griffon and the Executive entered into that certain Employment Agreement, dated as of March 16, 2008, as p
November 18, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart
November 18, 2022	EX-21	Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware 1346039 Alberta ULC Canada Garant GP Can
November 18, 2022	EX-10.19	, 2022 by and between Griffon Corporation and Brian G. Harris Exhibit 10.19 AMENDMENT NO. 2 TO SEVERANCE AGREEMENT AMENDMENT NO. 2 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter the ?Corporation?) and Brian G. Harris (hereinafter the ?Executive?). WITNESSETH: WHEREAS, the Corporation and the Executive entered into that certain Severance Agreement, dated as of
November 17, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor
November 17, 2022	EX-99.1	Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 17, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2022.
November 15, 2022	SC 13D/A	GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 27) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei
October 6, 2022	EX-3.1	3.1 Amendment No. 2 to Amended and Restated Exhibit 3.1 AMENDMENT NO. 2 TO AMENDED AND RESTATED BY-LAWS of GRIFFON CORPORATION GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?corporation?), does hereby certify: 1. That the board of directors of the corporation duly adopted resolutions proposing to amend the Amended and Restated By-l
October 6, 2022	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo
October 6, 2022	EX-99.1	Griffon Confirms Strategic Alternatives Process is Ongoing Exhibit 99.1 Griffon Confirms Strategic Alternatives Process is Ongoing NEW YORK, NEW YORK, October 6, 2022 ? In response to shareholder inquiries, Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today said that its strategic alternatives process is active and ongoing. The Committee on Strategic Considerations, a committee comprised of independent directors who serve on Griffon?s Board
August 26, 2022	SC 13D/A	GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 26) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei
August 15, 2022	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.25 per share, of Griffon Corporation. This Joint Filing Agreem
August 15, 2022	SC 13D	GFF / Griffon Corporation / Voss Capital, LLC - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.
August 3, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact
August 3, 2022	EX-2.3	Letter Agreement, dated as of June 11, 2022, modifying that certain Share Purchase Agreement, dated as of April 18, 2022, by and among TTM Technologies, Inc., Exphonics, Inc. and Griffon Corporation Exhibit 2.3 June 11, 2022 TTM Technologies, Inc. 520 Maryville Centre Drive, Suite 400 St. Louis, MO 63141 Attention: Daniel J. Weber (email: [email protected]) Re: Share Purchase Agreement / Waiver Dear Mr. Weber: Reference is made to the Share Purchase Agreement (as amended, supplemented or otherwise modified from time to time, the ?Agreement?) dated as of April 18, 2022 by and among TTM Technol
August 3, 2022	EX-2.2	First Amendment to Share Purchase Agreement, dated as of June 11, 2022, to that certain Share Purchase Agreement, dated as of April 18, 2022, by and among TTM Technologies, Inc., Exphonics, Inc. and Griffon Corporation Exhibit 2.2 FIRST AMENDMENT to SHARE PURCHASE AGREEMENT This First Amendment to Share Purchase Agreement (this ?Amendment?) amends that certain Share Purchase Agreement dated as of April 18, 2022, by and among TTM Technologies, Inc., a corporation organized under the Laws of Delaware (?Buyer?), Griffon Corporation, a corporation organized under the Laws of Delaware (?Griffon?), and Exphonics, Inc.
July 28, 2022	EX-99.1	Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, July 28, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal third quarter ended June 30, 2022.
July 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora
June 29, 2022	EX-99.1	Griffon Corporation Completes Sale of Telephonics Corporation to TTM Technologies Exhibit 99.1 Griffon Corporation Completes Sale of Telephonics Corporation to TTM Technologies NEW YORK, NEW YORK, June 27, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) completed the sale of Telephonics Corporation (?Telephonics?) to TTM Technologies, Inc. (?TTM?) (NASDAQ:TTMI) for $330 million in cash, subject to certain post-closing adjustments. ?We are pleased to announce
June 29, 2022	8-K	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporat
June 29, 2022	EX-99.2	Griffon Corporation Declares $2.00 per Share Special Dividend and Announces Debt Repayment Exhibit 99.2 Griffon Corporation Declares $2.00 per Share Special Dividend and Announces Debt Repayment NEW YORK, NEW YORK, June 27, 2022 ? The Board of Directors of Griffon Corporation (NYSE:GFF) (the ?Company? or ?Griffon?) has declared a special cash dividend of $2.00 per share payable on July 20, 2022 to shareholders of record as of the close of business on July 8, 2022. The special dividend,
May 31, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre
May 31, 2022	EX-1.01	Exhibit 1.01: 2021 Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2021 Conflict Minerals Report Introduction This report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the
May 27, 2022	SC 13D/A	GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 25) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei
April 29, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac
April 29, 2022	EX-10.2	Griffon Corporation Director Compensation Program, Amended and Restated as of March 3, 2022 Exhibit 10.2 Griffon Corporation Director Compensation Program (adopted as of March 3, 2022) Each member of the Board of Directors (the ?Board?) of Griffon Corporation (the ?Company?) who is not an employee of the Company (each a ?Non-employee Director?) shall receive compensation for such person?s services as a member of the Board as outlined in this Director Compensation Program. Cash Compensati
April 29, 2022	EX-10.6	Amendment No. 1 to Severance Agreement, dated April 27, 2010, by and between Griffon Corporation and Seth L. Kaplan, made as of April 28, 2022. Exhibit 10.6 AMENDMENT NO. 1 TO SEVERANCE AGREEMENT AMENDMENT NO. 1 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of April 28, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Seth L. Kaplan (hereinafter, the ?Executive?). WITNESSETH: WHEREAS, Griffon and the Executive entered into that certain Severance Agreement, dated as of April 27, 2010 (here
April 29, 2022	EX-10.4	Amendment No. 3 to Employment Agreement, dated March 16, 2008, by and between Griffon Corporation and Ronald J. Kramer, made as of April 28, 2022. Exhibit 10.4 AMENDMENT NO. 3 TO EMPLOYMENT AGREEMENT AMENDMENT NO. 3 TO THE EMPLOYMENT AGREEMENT (this ?Amendment?) made as of April 28, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and RONALD J. KRAMER (hereinafter ?Kramer?). WITNESSETH: WHEREAS, Griffon and Kramer entered into that certain Employment Agreement, dated as of March 16, 2008, which Employme
April 29, 2022	EX-10.5	Amendment No. 1 to Severance Agreement, dated July 30, 2015, by and between Griffon Corporation and Brian G. Harris, made as of April 28, 2022. Exhibit 10.5 AMENDMENT NO. 1 TO SEVERANCE AGREEMENT AMENDMENT NO. 1 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of April 28, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Brian G. Harris (hereinafter, the ?Executive?). WITNESSETH: WHEREAS, Griffon and the Executive entered into that certain Severance Agreement, dated as of July 30, 2015 (here
April 28, 2022	EX-99.1	Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, April 28, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the second quarter of fiscal 2022 ended March 31, 2022.
April 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor
April 21, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpora
April 21, 2022	EX-2.1	Share Purchase Agreement by and among TTM Technologies, Inc., Exphonics, Inc. and Griffon Corporation, dated as of April 18, 2022 Exhibit 2.1 SHARE PURCHASE AGREEMENT by and among TTM TECHNOLOGIES, INC., EXPHONICS, INC., and GRIFFON CORPORATION Dated as of April 18, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; INTERPRETATION 1 Section 1.1. Definitions Generally 1 Section 1.2. Interpretation Generally 1 ARTICLE II PURCHASE 3 Section 2.1. Purchase 3 Section 2.2. Closing 3 Section 2.3. Closing Estimates; Closing Date Purc
April 21, 2022	EX-99.1	Griffon Corporation to Sell Telephonics Corporation to TTM Technologies for $330 million Exhibit 99.1 Griffon Corporation to Sell Telephonics Corporation to TTM Technologies for $330 million NEW YORK, NEW YORK, April 18, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) has entered into a definitive agreement to sell Telephonics Corporation (?Telephonics?) to TTM Technologies, Inc. (?TTM?) (NASDAQ:TTMI) for $330 million in cash. The transaction is expected to close wi
April 11, 2022	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S
April 11, 2022	EX-99.1	Exhibit 99.1 MIDOCEAN HUNTER HOLDINGS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS October 29, 2021 and October 30, 2020 Exhibit 99.1 MIDOCEAN HUNTER HOLDINGS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS October 29, 2021 and O Exhibit 99.1 MIDOCEAN HUNTER HOLDINGS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS October 29, 2021 and October 30, 2020 Exhibit 99.1 MIDOCEAN HUNTER HOLDINGS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS October 29, 2021 and October 30, 2020 CONTENTS INDEPENDENT AUDITOR?S REPORT ................................................................................................
April 11, 2022	EX-99.2	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS (in thousands, except per share data) Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS (in thousands, except per share data) On January 24, 2022, Griffon Corporation (?Griffon?) completed the acquisition of Hunter Fan Company (?Hunter?), the leading U.S. brand of residential ceiling, commercial, and industrial fans, for a contractual purchase price of $845,000, subject to customary post-closing adjustments. Hun
April 8, 2022	SC 13G/A	GFF / Griffon Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: March 31, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d
March 4, 2022	S-8	As filed with the Securities and Exchange Commission on March 4, 2022 As filed with the Securities and Exchange Commission on March 4, 2022 Registration No.
March 4, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Griffon Corporation (Exact Name of Registrant as Specified in its Charter) Table 1?Newly Registered Securities Plan Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Amended and Restated 2
February 18, 2022	EX-99.2	Griffon Corporation Announces Preliminary Results of 2022 Annual Meeting Exhibit 99.2 Griffon Corporation Announces Preliminary Results of 2022 Annual Meeting ? Outlook continues to be strong following Griffon?s successful repositioning and acquisition of Hunter Fan Company ? Company remains on target for March 2022 announcement regarding strategic review and sale process of Telephonics business NEW YORK-(BUSINESS WIRE) ? Griffon Corporation (NYSE: GFF) (?Griffon? or ?
February 18, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorp
February 18, 2022	EX-3.1	Certificate of Amendment to Amended and Restated Certificate of Incorporation of Griffon Corporation. Exhibit 3.1 Certificate of Amendment TO AMENDED AND RESTATED Certificate of Incorporation of GRIFFON CORPORATION (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify: 1. That the
February 18, 2022	EX-99.1	GRIFFON CORPORATION AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN Exhibit 99.1 GRIFFON CORPORATION AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Griffon Corporation Amended and Restated 2016 Equity Incentive Plan (the ?Plan?) is to attract, motivate and retain selected employees, consultants and non-employee directors for the Company and its subsidiaries, to provide such persons with incentives and rewards for superior performanc
February 18, 2022	EX-3.2	Amendment No. 1 to Amended and Restated By-laws of Griffon Corporation. Exhibit 3.2 AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS of GRIFFON CORPORATION GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?corporation?), does hereby certify: 1. That the board of directors of the corporation duly adopted resolutions proposing to amend the Amended and Restated By-l
February 15, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
February 15, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 14, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
February 14, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 11, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 11, 2022	SC 13G	GFF / Griffon Corporation / PRINCIPAL FINANCIAL GROUP INC - 13G GRIFFON CORPORATION 123121 Passive Investment CUSIP No. 398433102 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Griffon Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 398433102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
February 10, 2022	SC 13G/A	GFF / Griffon Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule
February 8, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 8, 2022	SC 13G/A	GFF / Griffon Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 7, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
February 7, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 4, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
February 1, 2022	EX-99.1	Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, February 1, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the first quarter of fiscal 2022 ended December 31, 2021.
February 1, 2022	EX-10.1	First Amendment to Fourth Amended and Restated Credit Agreement, dated as of December 9, 2021, to that certain Fourth Amended and Restated Credit Agreement, dated as of January 30, 2020, among Griffon Corporation, the several banks and other financial institutions or entities from time to time parties thereto, Bank of America, N.A., as administrative agent, and the other agents party thereto Exhibit 10.1 Execution Version FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of December 9, 2021 (this ?Agreement?), to that certain Fourth Amended and Restated Credit Agreement, dated as of January 30, 2020 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time pr
February 1, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 1, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp
February 1, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E
January 31, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 28, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpo
January 28, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 28, 2022	EX-99.2	Griffon Corporation Completes Acquisition of Hunter Fan Company EX-99.2 3 c102878ex99-2.htm Exhibit 99.2 Griffon Corporation Completes Acquisition of Hunter Fan Company · Addition of Hunter will enhance portfolio of products, accelerate growth and online market presence NEW YORK-(BUSINESS WIRE) – January 24, 2022- Griffon Corporation (“Griffon” or the “Company”) (NYSE: GFF) has successfully completed its previously announced acquisition of Hunter Fan Company (
January 28, 2022	EX-99.1	SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT EX-99.1 2 c102878ex99-1.htm Exhibit 99.1 SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of January 24, 2022 (this “Agreement”), to that certain Fourth Amended and Restated Credit Agreement, dated as of January 30, 2020 (as amended, restated, amended and restated, supplemented or otherwise modified from tim
January 27, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 26, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 24, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 24, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 21, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 20, 2022	DFAN14A	EXHIBIT 99.1
January 20, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 19, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 19, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 19, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 18, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 13, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 11, 2022	DEFA14A	DEFA14A
January 11, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 11, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 10, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 10, 2022	EX-99.1	Lender Presentation January 2022 1 Copyright © 2021 Griffon Corporation. All rights reserved. Disclaimer 2 2 Cautionary Note Regarding Forward - Looking Statements This presentation contains “forward - looking statements” – statements that address fu Exhibit 99.1 Lender Presentation January 2022 1 Copyright ? 2021 Griffon Corporation. All rights reserved. Disclaimer 2 2 Cautionary Note Regarding Forward - Looking Statements This presentation contains ?forward - looking statements? ? statements that address future, not past events. In this context, forw ard - looking statements often address our expected future business and financial performanc
January 10, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 10, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpo
January 7, 2022	DEFC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 3, 2022	DEFA14A	Sincerely, Ronald J. Kramer Chairman and CEO January 3, 2022 Dear Associate and Plan Participant, As an owner of Griffon Corporation via shares held in your Griffon Corporation Employee Stock Ownership Plan (ESOP) account, you are able to participate and share in the future and prosperity of our company.
December 30, 2021	DEFR14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi
December 29, 2021	PREC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
December 28, 2021	DEFC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
December 21, 2021	EX-99.1	Bank of America, N.A. BofA Securities, Inc. One Bryant Park New York, New York 10030 EX-99.1 3 c102681ex99-1.htm Exhibit 99.1 EXECUTION VERSION Bank of America, N.A. BofA Securities, Inc. One Bryant Park New York, New York 10030 December 17, 2021 Griffon Corporation 712 Fifth Avenue, 18th Floor New York, New York 10019 Attention: Mr. Brian G. Harris Senior Vice President and Chief Financial Officer Project Whirlwind Commitment Letter Ladies and Gentlemen: You have advised Bank of
December 21, 2021	PREC14A	PRELIMINARY COPY - SUBJECT TO COMPLETION - DATED DECEMBER 21, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) PRELIMINARY COPY - SUBJECT TO COMPLETION - DATED DECEMBER 21, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 21, 2021	EX-99.2	Griffon Corporation to Acquire Hunter Fan Company EX-99.2 4 c102681ex99-2.htm Exhibit 99.2 Griffon Corporation to Acquire Hunter Fan Company · Acquisition complements Griffon’s portfolio and diversifies channels to market · Transaction expected to be immediately accretive to cash flow and earnings · Addition of Hunter marks another milestone in Griffon’s portfolio repositioning to further enhance growth and increase value to shareholders NEW YORK
December 21, 2021	EX-2.1	Agreement and Plan of Merger, dated as of December 17, 2021, by and among MidOcean Hunter Holdings, Inc., The Ames Companies Inc., Ames Hunter Holdings Corporation and MidOcean Partners III-D, L.P., as representative for the equity Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG MIDOCEAN HUNTER HOLDINGS, INC., THE AMES COMPANIES, INC., AMES HUNTER HOLDINGS CORPORATION, and MIDOCEAN PARTNERS III-D, L.P. (as the Representative) DATED AS OF DECEMBER 17, 2021 TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 1 Section 1.1 Certain Definitions 1 Section 1.2 Defined Terms 14 ARTICLE 2 THE MERGER 16 Sectio
December 21, 2021	EX-99.3	Acquisition of Hunter Fan Company December 20, 2021 Exhibit 99.3 Acquisition of Hunter Fan Company December 20, 2021 Copyright ? 2021 Griffon Corporation. All rights reserved. 1 Transforming the Griffon portfolio ? Leading brand of residential ceiling fans sold in the U.S. ? #1 share of fans sold at U.S. retail locations ? #1 share of fans sold through e-commerce ? Strong strategic alignment with Griffon?s Consumer and Professional Products (CPP) s
December 21, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 (December 17, 2021) GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other ju
December 21, 2021	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
December 21, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
November 24, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
November 23, 2021	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
November 17, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart
November 17, 2021	EX-21	Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware ATT Southern LLC Delaware 1346039 Albert
November 16, 2021	EX-99.1	Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 16, 2021 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2021.
November 16, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor
July 30, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact
July 29, 2021	EX-99.1	Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, July 29, 2021 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the third quarter of fiscal 2021 ended June 30, 2021.
July 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora
May 28, 2021	EX-1.01	Exhibit 1.01: 2020 Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2020 Conflict Minerals Report Introduction This report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the
May 28, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre
May 3, 2021	SC 13D/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 24) Griffon Corporation SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 24) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei
April 30, 2021	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac
April 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor
April 29, 2021	EX-99.1	Griffon Corporation Announces Second Quarter Results EX-99.1 2 gffq22021exhibit991.htm EX-99.1 Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, April 29, 2021 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the second quarter of fiscal 2021 ended March 31, 2021. Consolidated revenue for the second quarter totaled $634.8 million, a 12% increase compared to the prior year quarter revenue
February 12, 2021	SC 13G/A	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule
January 29, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E
January 28, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp
January 28, 2021	EX-99.1	Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, January 28, 2021 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the first quarter of fiscal 2021 ended December 31, 2020.
January 25, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2021 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpo
January 25, 2021	EX-99.1	Reconciliation of Free Cash Flow to Net Cash Provided by Operating Activities Exhibit 99.1 Reconciliation of Free Cash Flow to Net Cash Provided by Operating Activities The free cash flow mentioned in our proxy statement and other documents we issue, including the investor presentation posted on our website, is defined as net cash provided by operating activities in the period, minus payments for property, plant and equipment made in the period, plus proceeds from the sale
December 16, 2020	DEF 14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
November 13, 2020	EX-21	Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware ATT Southern, Inc. Delaware 1346039 Albe
November 13, 2020	EX-4.6	Description of Registrant’s Securities. Exhibit 4.6 DESCRIPTION OF OUR SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of November 12, 2020, Griffon Corporation (“we,” “our,” “us,” or the “Issuer”) had the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) our common stock, par value $0.25 per share (the “comm
November 13, 2020	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart
November 12, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor
November 12, 2020	EX-99.1	Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 12, 2020 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2020.
August 25, 2020	SC 13D/A	GFF / Griffon Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 23) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei
August 25, 2020	SC 13D/A	GFF / Griffon Corp. / KRAMER RONALD J Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Griffon Corporation (Name of Issuer) Common Stock, par value $0.25 per share (Title of Class of Securities) 398433102 (CUSIP Number) Ronald J. Kramer 712 Fifth Avenue, 18th Floor New York, New York 10019 Copy to: Martin Nussbaum Dechert LLP 1095 Avenue o
August 25, 2020	EX-2	LOCK-UP AGREEMENT EX-2 2 c100381ex2.htm Exhibit 2 LOCK-UP AGREEMENT August 13, 2020 ROBERT W. BAIRD & CO. INCORPORATED As Representative of the several Underwriters listed in Schedule 1 to the Underwriting Agreement referred to below 777 East Wisconsin Avenue Milwaukee, Wisconsin 53202 Re: Griffon Corporation - Public Offering Ladies and Gentlemen: The undersigned understands that you, as Representative of the seve
August 18, 2020	EX-1.1	Underwriting Agreement, dated August 13, 2020, by and among Griffon Corporation, Robert W. Baird & Co. Incorporated and Ronald J. Kramer. Exhibit 1.1 Execution Version GRIFFON CORPORATION 8,000,000 Shares of Common Stock plus an option to purchase from the Company and the Selling Stockholder up to 1,200,000 Shares of Common Stock Underwriting Agreement August 13, 2020 Robert W. Baird & Co. Incorporated As Representative of the several Underwriters listed in Schedule 1 hereto c/o Robert W. Baird & Co. Incorporated 777 East Wisconsin
August 18, 2020	EX-99.2	Griffon Corporation Announces Closing of Offering of Common Stock and Full Exercise by Underwriters of Option to Purchase Additional Shares Exhibit 99.2 Griffon Corporation Announces Closing of Offering of Common Stock and Full Exercise by Underwriters of Option to Purchase Additional Shares NEW YORK, NEW YORK, August 18, 2020 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today the closing of its previously announced underwritten offering of 8,000,000 shares of common stock at a public offering price of $21.5
August 18, 2020	EX-99.1	Griffon Corporation Announces Pricing of Offering of Common Stock Exhibit 99.1 Griffon Corporation Announces Pricing of Offering of Common Stock NEW YORK, NEW YORK, August 13, 2020 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today the pricing of an underwritten offering of 8,000,000 shares of common stock at a public offering price of $21.50 per share. In addition, Griffon and a selling stockholder of Griffon have granted the underwri
August 18, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpor
August 17, 2020	424B5	CALCULATION OF REGISTRATION FEE 3B2 EDGAR HTML - c100289424b5.htm CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Maximum Aggregate Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee(2) Common Stock, par value $0.25 per share 9,200,000 $21.50 $197,800,000 $25,675 (1) Includes 1,200,000 shares of common stock that may be purchased by th
August 11, 2020	424B5	Subject to completion, dated August 11, 2020 3B2 EDGAR HTML - c100289preflight.htm This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but is not complete and may be changed. Neither this prospectus supplement nor the accompanying prospectus is an offer to sell these securities, and we and the selling stockholder are not soliciting an offer to buy these securities, in any jurisdiction w
July 31, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact
July 30, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora
July 30, 2020	EX-99.1	Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, July 30, 2020 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal third quarter ended June 30, 2020.
July 6, 2020	424B3	OFFER TO EXCHANGE $150,000,000 5.75% Senior Notes due 2028 and related Guarantees $150,000,000 5.75% Senior Notes due 2028 and related Guarantees that have been registered under the Securities Act of 1933 3B2 EDGAR HTML - c95979s4.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-239373 PROSPECTUS OFFER TO EXCHANGE $150,000,000 5.75% Senior Notes due 2028 and related Guarantees for $150,000,000 5.75% Senior Notes due 2028 and related Guarantees that have been registered under the Securities Act of 1933 Griffon Corporation is offering to exchange, upon the terms and subject to the conditions
July 1, 2020	CORRESP	- GRIFFON CORPORATION 712 Fifth Avenue, 18th Floor New York, New York 10019 (212) 957-5000 July 1, 2020 VIA EDGAR SUBMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
June 23, 2020	EX-99.1	Form of Letter of Transmittal.* Exhibit 99.1 GRIFFON CORPORATION LETTER OF TRANSMITTAL OFFER TO EXCHANGE $150,000,000 AGGREGATE PRINCIPAL AMOUNT OF ITS 5.75% SENIOR NOTES DUE 2028 THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JULY [●], 2020 (THE “EXPIRATION DATE”) UNLESS THE OFFER is EXTENDED. TENDERS MAY BE WITHDRAWN PRIOR TO 5:00 P.M., NEW YORK CITY TIME, ON JULY [●], 2020. The Exchange Agent for the Exch
June 23, 2020	CORRESP	- GRIFFON CORPORATION 712 Fifth Avenue, 18th Floor New York, New York 10019 Telephone: (212) 957-5000 June 23, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
June 23, 2020	EX-99.2	Form of Notice of Guaranteed Delivery.* Exhibit 99.2 Griffon Corporation NOTICE OF GUARANTEED DELIVERY OFFER TO EXCHANGE $150,000,000 AGGREGATE PRINCIPAL AMOUNT OF ITS 5.75% SENIOR NOTES DUE 2028 This form, or one substantially equivalent hereto, must be used to accept the Exchange Offer made by Griffon Corporation, a Delaware corporation (the “Company”), The AMES Companies, Inc., a Delaware corporation, ATT Southern LLC, a Delaware lim
June 23, 2020	EX-25.1	Statement of Eligibility and Qualification of Wells Fargo Bank, National Association.* Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) A National Ba
June 23, 2020	S-4	- 3B2 EDGAR HTML - c95979s4.htm As filed with the Securities and Exchange Commission on June 23, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Griffon Corporation (Exact name of registrant as specified in its charter) Commission File Number: 001-06620 Delaware (State or other jurisdict
June 22, 2020	8-K	Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporat
June 22, 2020	EX-99.1	Griffon Corporation Announces Closing of $150 Million Add-On Offering of Senior Notes Exhibit 99.1 Griffon Corporation Announces Closing of $150 Million Add-On Offering of Senior Notes NEW YORK, NEW YORK – June 22, 2020 – Griffon Corporation (NYSE: GFF) (“Griffon”) today announced the closing of its previously announced add-on offering of $150 million aggregate principal amount of its senior notes due 2028 (the “New Notes”), in an unregistered add-on offering through a private plac
June 22, 2020	EX-4.1	Registration Rights Agreement, dated as of June 22, 2020, by and among Griffon Corporation, the Guarantors party thereto and BofA Securities, Inc., as representative of the initial purchasers (Exhibit 4.1 to the Current Report on Form 8-K (File No. 1-06620, filed June 22, 2020). Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT by and among Griffon Corporation, the Guarantors party hereto and BofA Securities, Inc., as the Representative of the several Initial Purchasers Dated as of June 22, 2020 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 22, 2020, by and among Griffon Corporation, a Delaware corporation
June 9, 2020	EX-99.1	Griffon Corporation $150,000,000 5.75% Senior Notes due 2028 PURCHASE AGREEMENT Exhibit 99.1 Griffon Corporation $150,000,000 5.75% Senior Notes due 2028 PURCHASE AGREEMENT June 8, 2020 BOFA SECURITIES, INC. As Representative of the several Initial Purchasers One Bryant Park New York, New York 10036 Ladies and Gentlemen: Griffon Corporation, a Delaware corporation (the “Company”), and the Guarantors named on Schedule 2A hereto (the “Guarantors”) hereby confirm their agreement
June 9, 2020	EX-99.2	Griffon Corporation Announces Pricing of $150 Million Add-On Offering of Senior Notes Exhibit 99.2 Griffon Corporation Announces Pricing of $150 Million Add-On Offering of Senior Notes NEW YORK, NEW YORK – June 8, 2020 – Griffon Corporation (NYSE: GFF) (“Griffon”) today announced the pricing of $150 million aggregate principal amount of its senior notes due 2028 (the “New Notes”), at a price equal to 100.25% of face value, plus accrued interest from February 19, 2020, in an unregis
June 9, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporati
June 8, 2020	EX-99.1	Griffon Corporation Announces $150 Million Add-On Offering of Senior Notes Exhibit 99.1 Griffon Corporation Announces $150 Million Add-On Offering of Senior Notes NEW YORK, NEW YORK – June 8, 2020 – Griffon Corporation (NYSE: GFF) (“Griffon”) today announced that it intends to commence an add-on offering through a private placement, subject to market and other conditions, of $150 million in aggregate principal amount of senior notes due 2028 (the “New Notes”). The New No
June 8, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporati
June 8, 2020	EX-99.2	DISCLOSURE REGARDING FORWARD-LOOKING STATEMENTS Exhibit 99.2 DISCLOSURE REGARDING FORWARD-LOOKING STATEMENTS Except for the historical information contained or incorporated by reference herein, certain matters discussed herein, including (without limitation) statements in our Annual Report on Form 10-K for the year ended September 30, 2019 and our Quarterly Reports on Form 10-Q for the quarters ended December 31, 2019 and March 31, 2020, each o
June 2, 2020	SC 13D/A	GFF / Griffon Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 22) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei
May 29, 2020	EX-1.01	Exhibit 1.01: 2019 Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2019 Conflict Minerals Report Introduction This report for the year ended December 31, 2019 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the

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