GNTY / Guaranty Bancshares, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

NOTE 7 - EMPLOYEE BENEFITS Discussion and Analysis of Results of Operations for the Three Months Ended June 30, 2025 and 2024

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARES

Guaranty Bancshares, Inc. Reports Second Quarter 2025 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Second Quarter 2025 Financial Results Addison, Texas – July 21, 2025 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company," "we," "us," or "our"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended June 30, 2025. The Compa

INVESTOR PRESENTATION NYSE: GNTY 1ST QUARTER 2025

INVESTOR PRESENTATION NYSE: GNTY 1ST QUARTER 2025 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 21, 2025 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 21, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 24, 2025 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 24, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or other jurisdiction of incorporation) (Commission Fi

Form of Voting Agreement

Exhibit 10.1 Voting Agreement and Irrevocable Proxy This Voting Agreement and Irrevocable Proxy, dated June 24, 2025 (this “Agreement”), is entered into by and among Glacier Bancorp, Inc. (“GBCI”), Glacier Bank, a wholly owned subsidiary of GBCI (“Glacier Bank”), Guaranty Bancshares, Inc. (“GNTY”), Guaranty Bank & Trust, N.A., a wholly owned subsidiary of GNTY (the “Bank”), and, severally but not

Agreement and Plan of Merger, dated as of June 24, 2025, by and between Glacier Bancorp, Inc., Glacier Bank, Guaranty Bancshares, Inc. and Guaranty Bank & Trust, N.A.*

Exhibit 2.1 EXECUTION VERSION PROJECT CASCADE PLAN AND AGREEMENT OF MERGER AMONG GLACIER BANCORP, INC. GLACIER BANK GUARANTY BANCSHARES, INC. AND GUARANTY BANK & TRUST, N.A. DATED AS OF JUNE 24, 2025 TABLE OF CONTENTS Page ARTICLE 1 TERMS OF TRANSACTION 14 1.1 Effect of Merger 14 1.2 Merger Consideration 15 1.3 No Fractional Shares 15 1.4 GNTY Stock Awards 15 1.5 Deposit of Cash and Shares 17 1.6

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 24, 2025 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 24, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or other jurisdiction of incorporation) (Commission Fi

Form of Non-Competition Agreement

Exhibit 10.2 Non-Competition, Non-Solicitation, and Confidentiality Agreement This Non-Competition, Non-Solicitation, and Confidentiality Agreement, dated June 24, 2025 (this “Agreement”), is entered into by and among Glacier Bancorp, Inc. (“GBCI”), Glacier Bank, a wholly owned subsidiary of GBCI (“Glacier Bank”), Guaranty Bancshares, Inc. (“GNTY”), Guaranty Bank & Trust, N.A., a wholly owned subs

Post-Closing Payment Agreement, dated as of June 24, 2025, by Tyson T. Abston, Guaranty Bancshares, Inc., Guaranty Bank & Trust, N.A., Glacier Bancorp, Inc. and Glacier Bank.

EX-10.3 Exhibit 10.3 EXECUTION COPY POST-CLOSING PAYMENT AGREEMENT (Abston) This POST-CLOSING PAYMENT AGREEMENT is entered into as of June 24, 2025 (the “Agreement”), by Tyson T. Abston (“Executive”), Guaranty Bancshares, Inc., a corporation organized under the laws of the State of Texas (“Seller”), Guaranty Bank & Trust, N.A., a national bank and a wholly-owned subsidiary of Seller (“Seller Bank”

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 24, 2025 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 24, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or other jurisdiction of incorporation) (Commission Fi

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 24, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or other jurisdiction of incorporation) (Commission Fi

June 24, 2025 Glacier Bancorp, Inc. to Expand Southwest Presence and Enter Texas by Acquisition of Guaranty Bancshares, Inc.

Exhibit 99.1 NEWS RELEASE June 24, 2025 FOR IMMEDIATE RELEASE CONTACT: Randall M. Chesler (406) 751-4722 Ron J. Copher (406) 751-7706 Glacier Bancorp, Inc. to Expand Southwest Presence and Enter Texas by Acquisition of Guaranty Bancshares, Inc. KALISPELL, MONTANA and MOUNT PLEASANT, TEXAS (GLOBE NEWSWIRE) — Glacier Bancorp, Inc. (“Glacier” or the “Company”) (NYSE: GBCI) and Guaranty Bancshares, In

NEWS RELEASE

Exhibit 99.2 NEWS RELEASE Date: June 24, 2025 Contact: Ty Abston Phone: 888.572.9881 For Immediate Release Guaranty Bank & Trust joining forces with Glacier Bancorp, Inc. Guaranty Bancshares, Inc. (“GNTY”), the bank holding company for Guaranty Bank & Trust, N.A. (“Guaranty Bank & Trust”) announced today that it has entered into a definitive agreement to be acquired by Glacier Bancorp, Inc. (“Glac

Guaranty Bank & Trust Employee FAQs

EX-99.3 Exhibit 99.3 Guaranty Bank & Trust Employee FAQs What is happening? Glacier Bancorp, Inc. (“GBCI” or “Glacier”) signed a definitive agreement to acquire Guaranty Bancshares, Inc. (“GNTY”), the bank holding company for Guaranty Bank & Trust, N.A. (“Guaranty Bank & Trust”), a leading community bank headquartered in Texas. Once the transaction closes, the bank will become Glacier’s 18th bank

A. Description of the Plan General Contributions Eligibility Vesting Participant Accounts Notes Receivable from Participants Benefit Payments Forfeitures Investment Options Plan Expenses Voting Rights B. Summary of Significant Accounting Policies Bas

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 20, 2025 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 20, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – June 20, 2025 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend on Wednesday in the amount of $0.25 per share of common stock. The dividend will be paid

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 21, 2025 GUARANTY BANCSHARES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 21, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

NOTE 7 - EMPLOYEE BENEFITS Discussion and Analysis of Results of Operations for the Three Months Ended March 31, 2025 and 2024

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARE

Renewal Promissory Note between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2025 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the SEC on April 29, 2025).

EXHIBIT 10.2 RENEWAL PROMISSORY NOTE (Revolving) $25,000,000.00 March 31, 2025 For value received, Guaranty Bancshares, Inc., a Texas corporation (“Borrower,” whether one or more), jointly and severally (if more than one) promises to pay to the order of FROST BANK, a Texas state bank (“Lender”), at P.O. Box 34746, San Antonio, Texas 78265, or at such other address as Lender shall from time to time

Loan Agreement between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2025, as amended

EXHIBIT 10.1 LOAN AGREEMENT Between GUARANTY BANCSHARES, INC. FROST BANK 100 W. Arkansas P.O. Box 1600 Mount Pleasant, Texas 75456 and San Antonio, Texas 78296 As of March 31, 2024 This Loan Agreement (the "Agreement") will serve to set forth the terms of the financing transaction by and between GUARANTY BANCSHARES, INC., a Texas corporation ("Borrower"), and Frost Bank, a Texas state bank ("Lende

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 31, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Guaranty Bancshares, Inc. Reports First Quarter 2025 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports First Quarter 2025 Financial Results Addison, Texas – April 21, 2025 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company," "we," "us," or "our"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended March 31, 2025. The Comp

INVESTOR PRESENTATION NYSE: GNTY 1ST QUARTER 2025

INVESTOR PRESENTATION NYSE: GNTY 1ST QUARTER 2025 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 21, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

Guaranty Bancshares, Inc. Announces First Quarter 2025 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces First Quarter 2025 Earnings Release and Conference Call Schedule Addison, Texas – March 31, 2025 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss first quarter 2025 financial re

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 31, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Employment Agreement, dated as of May 20, 2020, by and between Travis Brown and Guaranty Bancshares, Inc.*

EXHIBIT 10.20 EMPLOYMENT AGREEMENT THIS AGREEMENT (this “Agreement”), dated as of August 2, 2021 (the “Effective Date”) is by and between Guaranty Bank & Trust, N.A., Mount Pleasant, Texas (the “Bank”), and Travis Brown (“Executive”), and is joined by Guaranty Bancshares, Inc. (“Guaranty”), a Texas corporation and bank holding company registered under the Bank Holding Company Act of 1956, as amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARA

List of Subsidiaries of Guaranty Bancshares, Inc.*

EXHIBIT 21.1 Subsidiaries of Guaranty Bancshares, Inc. Name Jurisdiction of Organization Guaranty Bank & Trust, N.A. United States Guaranty (TX) Capital Trust III Delaware DCB Financial Trust I Delaware Subsidiaries of Guaranty Bank & Trust, N.A. Name Jurisdiction of Organization Guaranty Company, Inc. Texas GB Com, Inc. Texas 2800 South Texas Avenue, LLC Texas Pin Oak Realty Holdings, Inc. Texas

Guaranty Bancshares, Inc. Insider Trading Policy*

EXHIBIT 19.1 GUARANTY BANCSHARES, INC. INSIDER TRADING POLICY As adopted by the Board of Directors December 18, 2024 The Need for a Policy Statement The purchase or sale of securities of Guaranty Bancshares, Inc. (“Guaranty”) while aware of material nonpublic information (“MNPI”), or the disclosure of MNPI to others who then trade in the securities of Guaranty, is prohibited by federal and state s

Description of Securities Registered under Section 12 of the Exchange Act.*

EXHIBIT 4.2 DESCRIPTION OF COMMON STOCK As of December 31, 2024, Guaranty Bancshares, Inc. (the “Company,” “we,” or “our”) had one class of securities, our common stock, par value $1.00 per share (“common stock”), registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Our common stock is listed on the New York Stock Exchange under the symbol “GNTY.” Th

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 13, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – March 13, 2025 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend yesterday in the amount of $0.25 per share of common stock. The dividend will be paid on

INVESTOR PRESENTATION NYSE: GNTY 4TH QUARTER 2024

INVESTOR PRESENTATION NYSE: GNTY 4TH QUARTER 2024 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2024 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2024 Financial Results Addison, Texas – January 21, 2025 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter and year ended December 31, 2024. Th

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 21, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2024 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2024 Earnings Release and Conference Call Schedule Addison, Texas – January 3, 2025 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss fourth quarter a

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 3, 2025 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – December 19, 2024 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend yesterday in the amount of $0.24 per share of common stock. The dividend will be paid

GUARANTY BANCSHARES, INC. December 17, 2024

GUARANTY BANCSHARES, INC. December 17, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Guaranty Bancshares, Inc. Registration Statement on Form S-3, as amended (File No. 333-283383) Request for Acceleration of Effectiveness Ladies and Gentlemen: Guaranty Bancshares, Inc. (the “Company”) hereby respectfully requests tha

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) December 19, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

Form of Indenture for Subordinated Debt Securities

Exhibit 4.7 GUARANTY BANCSHARES, INC. as Issuer, and [ ] as Trustee SUBORDINATED DEBT INDENTURE Dated as of [ ] TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 101 Definitions 1 Section 102 Compliance Certificates and Opinions 6 Section 103 Form of Documents Delivered to Trustee 7 Section 104 Acts of Holders 7 Section 105 Required Notices or Demands 8 Section 106

As filed with the Securities and Exchange Commission on December 13, 2024

As filed with the Securities and Exchange Commission on December 13, 2024 Registration No.

Form of Indenture for Senior Debt Securities

Exhibit 4.6 GUARANTY BANCSHARES, INC. as Issuer, and [ ] as Trustee SENIOR DEBT INDENTURE Dated as of [ ] TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 101 Definitions 1 Section 102 Compliance Certificates and Opinions 5 Section 103 Form of Documents Delivered to Trustee 6 Section 104 Acts of Holders 6 Section 105 Required Notices or Demands 7 Section 106 Langua

As filed with the Securities and Exchange Commission on November 21, 2024

As filed with the Securities and Exchange Commission on November 21, 2024 Registration No.

Filing Fee Table

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-3 (Form Type) Guaranty Bancshares, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCS

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 21, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Reports Third Quarter 2024 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Third Quarter 2024 Financial Results Addison, Texas – October 21, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended September 30, 2024. The Company's net income

INVESTOR PRESENTATION NYSE: GNTY 3RD QUARTER 2024

INVESTOR PRESENTATION NYSE: GNTY 3RD QUARTER 2024 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Guaranty Bancshares, Inc. Announces Third Quarter 2024 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Third Quarter 2024 Earnings Release and Conference Call Schedule Addison, Texas – October 3, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss third quarter 2024 financial r

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 3, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – September 19, 2024 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend yesterday in the amount of $0.24 per share of common stock. The dividend will be pai

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) September 19, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARES

Guaranty Bancshares, Inc. Reports Second Quarter 2024 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Second Quarter 2024 Financial Results Addison, Texas – July 15, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended June 30, 2024. The Company's net income availa

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 15, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

INVESTOR PRESENTATION NYSE: GNTY 2ND QUARTER 2024

INVESTOR PRESENTATION NYSE: GNTY 2ND QUARTER 2024 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Guaranty Bancshares, Inc. Announces Second Quarter 2024 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Second Quarter 2024 Earnings Release and Conference Call Schedule Addison, Texas – July 1, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss second quarter 2024 financial re

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 1, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 12, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Executive Officer Long Term Incentive Compensation Plan

Exhibit 10.1 Guaranty Bancshares, Inc. Executive OFFICER Long Term Incentive Compensation Plan Section 1. Purpose. As part of its total compensation program, Guaranty Bancshares, Inc. (the “Company”) has adopted this Executive Long Term Incentive Compensation Plan (the “Plan”) to provide incentives to attract, retain, motivate and reward Executive Officers of the Company and the Bank who are impor

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 13, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – June 13, 2024 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend yesterday in the amount of $0.24 per share of common stock. The dividend will be paid on

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 15, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARE

INVESTOR PRESENTATION NYSE: GNTY 1ST QUARTER 2024

INVESTOR PRESENTATION NYSE: GNTY 1ST QUARTER 2024 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Guaranty Bancshares, Inc. Reports First Quarter 2024 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports First Quarter 2024 Financial Results Addison, Texas – April 15, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended March 31, 2024. The Company's net income avail

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 15, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 31, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Guaranty Bancshares, Inc. Announces First Quarter 2024 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces First Quarter 2024 Earnings Release and Conference Call Schedule Addison, Texas – April 1, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss first quarter 2024 financial res

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 1, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Loan Agreement between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2024

EXHIBIT 10.1 LOAN AGREEMENT Between GUARANTY BANCSHARES, INC. FROST BANK 100 W. Arkansas P.O. Box 1600 Mount Pleasant, Texas 75456 and San Antonio, Texas 78296 As of March 31, 2024 This Loan Agreement (the "Agreement") will serve to set forth the terms of the financing transaction by and between GUARANTY BANCSHARES, INC., a Texas corporation ("Borrower"), and Frost Bank, a Texas state bank ("Lende

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

Promissory Note between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2024

EXHIBIT 10.2 PROMISSORY NOTE (Revolving) $25,000,000.00 March 31, 2024 For value received, Guaranty Bancshares, Inc., a Texas corporation (“Borrower,” whether one or more), jointly and severally (if more than one) promises to pay to the order of FROST BANK, a Texas state bank (“Lender”), at P.O. Box 34746, San Antonio, Texas 78265, or at such other address as Lender shall from time to time specify

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 13, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Description of Securities Registered under Section 12 of the Exchange Act.*

EXHIBIT 4.2 DESCRIPTION OF COMMON STOCK As of December 31, 2023, Guaranty Bancshares, Inc. (the “Company,” “we,” or “our”) had one class of securities, our common stock, par value $1.00 per share (“common stock”), registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Our common stock is listed on the New York Stock Exchange under the symbol “GNTY.” Th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 14, 2024 GUARANTY BANCSHARE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 14, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – March 14, 2024 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend yesterday in the amount of $0.24 per share of common stock. The dividend will be paid on

List of Subsidiaries of Guaranty Bancshares, Inc.*

EXHIBIT 21.1 Subsidiaries of Guaranty Bancshares, Inc. Name Jurisdiction of Organization Guaranty Bank & Trust, N.A. United States Guaranty (TX) Capital Trust III Delaware DCB Financial Trust I Delaware Subsidiaries of Guaranty Bank & Trust, N.A. Name Jurisdiction of Organization Guaranty Company, Inc. Texas GB Com, Inc. Texas 2800 South Texas Avenue, LLC Texas Pin Oak Realty Holdings, Inc. Texas

Guaranty Bancshares, Inc. Clawback Policy adopted October 2, 2023.*

EXHIBIT 97.1 GUARANTY BANCSHARES, INC. CLAWBACK POLICY As adopted by the Board of Directors, effective October 2, 2023 Overview The following Clawback Policy has been adopted by the Board of Directors (the “Board of Directors” or the “Board”) of Guaranty Bancshares, Inc. (“Company”) to assist the Board of Directors in the exercise of its responsibilities. This Clawback Policy is subject to modific

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARA

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 17, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

GNTY / Guaranty Bancshares, Inc. / GUARANTY BANCSHARES INC EMPLOYEE STOCK OWNERSHIP PLAN - SC 13G/A Passive Investment

SC 13G/A 1 gnty13-ga2023.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment Number 7)* Guaranty Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 400764106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement)

GNTY / Guaranty Bancshares, Inc. / Baker Richard W. - SC 13G/A Passive Investment

SC 13G/A 1 gnty-13-ga-r.baker2.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment Number 1)* Guaranty Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 400764106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this State

Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2023 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2023 Financial Results Addison, Texas – January 16, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter and year ended December 31, 2023. Th

INVESTOR PRESENTATION NYSE: GNTY 4TH QUARTER 2024

INVESTOR PRESENTATION NYSE: GNTY 4TH QUARTER 2024 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 16, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 4, 2024 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2023 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2023 Earnings Release and Conference Call Schedule Addison, Texas – January 4, 2024 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss fourth quarter a

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) December 29, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

Employment Agreement, dated as of May 20, 2020, by and between Shalene Jacobson and Guaranty Bancshares, Inc. (incorporated by reference to Exhibit 10.1 to Guaranty Bancshares Inc.’s Current Report on Form 8-K filed with the SEC on January 2, 2024).

EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (this “Agreement”), dated as of May 20, 2020 (the “Effective Date”) is by and between Guaranty Bank & Trust, N.A., Mount Pleasant, Texas (the “Bank”), and Shalene Jacobson (“Executive”), and is joined by Guaranty Bancshares, Inc. (“Guaranty”), a Texas corporation and bank holding company registered under the Bank Holding Company Act of 1956, as amen

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) December 20, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – December 20, 2023 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend yesterday in the amount of $0.23 per share of common stock. The dividend will be paid

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCS

Payne to Retire After 40 Year Career at Guaranty

Exhibit 99.1 Press Release For Immediate Release Payne to Retire After 40 Year Career at Guaranty Addison, Texas – October 23, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced that Clifton A. ‘Cappy’ Payne, Senior Executive Vice President and Chief Financial Officer of the Company plans to ret

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 18, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

INVESTOR PRESENTATION NYSE: GNTY 3RD QUARTER 2023

INVESTOR PRESENTATION NYSE: GNTY 3RD QUARTER 2023 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Guaranty Bancshares, Inc. Reports Third Quarter 2023 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Third Quarter 2023 Financial Results Addison, Texas – October 16, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended September 30, 2023. The Company's net income

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 16, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 6, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Announces Third Quarter 2023 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Third Quarter 2023 Earnings Release and Conference Call Schedule Addison, Texas – October 6, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss third quarter 2023 financial r

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) September 14, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissi

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – September 14, 2023 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend yesterday in the amount of $0.23 per share of common stock. The dividend will be pai

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARES

INVESTOR PRESENTATION NYSE: GNTY 2nd QUARTER 2023

INVESTOR PRESENTATION NYSE: GNTY 2nd QUARTER 2023 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 17, 2023 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 17, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Reports Second Quarter 2023 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Second Quarter 2023 Financial Results Addison, Texas – July 17, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended June 30, 2023. The Company's net income availa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 6, 2023 GUARANTY BANCSHARES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 6, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

Guaranty Bancshares, Inc. Announces Second Quarter 2023 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Second Quarter 2023 Earnings Release and Conference Call Schedule Addison, Texas – July 6, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss second quarter 2023 financial re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – June 21, 2023 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend today in the amount of $0.23 per share of common stock. The dividend will be paid on July

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 21, 2023 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 21, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 17, 2023 GUARANTY BANCSHARES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 17, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

Employment Agreement, dated as of September 21, 2020, by and between Harold E. Lower, II, and Guaranty Bancshares, Inc. (incorporated by reference to Exhibit 10.4 to Guaranty Bancshares, Inc.’s Quarterly Report on Form 10-Q filed with the SEC on May 5, 2023).

EXHIBIT 10.4 EMPLOYMENT AGREEMENT THIS AGREEMENT (this “Agreement”), dated as of September 21, 2020 (the “Effective Date”) is by and between Guaranty Bank & Trust, N.A., Mount Pleasant, Texas (the “Bank”), and Harold E. Lower, II (“Executive”), and is joined by Guaranty Bancshares, Inc. (“Guaranty”), a Texas corporation and bank holding company registered under the Bank Holding Company Act of 1956

Employment Agreement, dated as of March 15, 2019, by and between Charles A. Cowell and Guaranty Bancshares, Inc.

EXHIBIT 10.3 EMPLOYMENT AGREEMENT THIS AGREEMENT (this “Agreement”), dated as of March 15, 2019 (the “Effective Date”) is by and between Guaranty Bank & Trust, N.A., Mount Pleasant, Texas (the “Bank”), and Charles A Cowell (“Executive”), and is joined by Guaranty Bancshares, Inc. (“Guaranty”), a Texas corporation and bank holding company registered under the Bank Holding Company Act of 1956, as am

Executive Deferred Contribution Plan adopted effective January 1, 2022 (incorporated by reference to Exhibit 10.5 to Guaranty Bancshares, Inc.’s Quarterly Report on Form 10-Q filed with the SEC on May 5, 2023).

EXHIBIT 10.5 GUARANTY BANCSHARES, INC. GUARANTY BANK & TRUST, N.A. ADDISON, TEXAS EXECUTIVE DEFERRED CONTRIBUTION PLAN The Executive Deferred Contribution Plan of Guaranty Bancshares, Inc. and Guaranty Bank & Trust, N.A. (the “Plan”) is adopted effective January 1, 2022 (“Effective Date”). The purpose of the Plan is to provide certain employees and Board members an opportunity to defer the receipt

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 17, 2023 GUARANTY BANCSHARE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 17, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Guaranty Bancshares, Inc. Reports First Quarter 2023 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports First Quarter 2023 Financial Results Addison, Texas – April 17, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended March 31, 2023. The Company's net income avail

INVESTOR PRESENTATION NYSE: GNTY 1st QUARTER 2023

INVESTOR PRESENTATION NYSE: GNTY 1st QUARTER 2023 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Guaranty Bancshares, Inc. Announces First Quarter 2023 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces First Quarter 2023 Earnings Release and Conference Call Schedule Addison, Texas – April 3, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss first quarter 2023 financial res

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 3, 2023 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 3, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

Loan Agreement, dated March 31, 2017, by and between Guaranty Bancshares, Inc. and Frost Bank, as amended (incorporated by reference to Exhibit 10.1 to Guaranty Bancshares, Inc.'s Current Report on Form 8-K filed with the SEC on March 31, 2023).

EXHIBIT 10.1 LOAN AGREEMENT Between GUARANTY BANCSHARES, INC. FROST BANK 100 W. Arkansas and P.O. Box 1600 Mount Pleasant, Texas 75456 San Antonio, Texas 78296 As of March 31, 2017 THIS LOAN AGREEMENT (the “Agreement”) will serve to set forth the terms of the financing transaction by and between GUARANTY BANCSHARES, INC., a Texas corporation (“Borrower”), and FROST BANK, a Texas state bank (“Lende

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 31, 2023 GUARANTY BANCSHARE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 31, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Renewal Revolving Promissory Note, dated March 31, 2023, by Guaranty Bancshares, Inc. payable to Frost Bank in the original principal amount of $25,000,000 (incorporated by reference to Exhibit 10.2 to Guaranty Bancshares, Inc.'s Current Report on Form 8-K filed with the SEC on March 31, 2023).

EXHIBIT 10.2 RENEWAL REVOLVING PROMISSORY NOTE (Floating Rate Revolving Line of Credit) $25,000,000.00 March 31, 2023 For value received, GUARANTY BANCSHARES, INC., a Texas corporation, as principal ("Borrower"), promises to pay to the order of FROST BANK, a Texas state bank ("Lender") at P.O. Box 34746, San Antonio, Texas 78265, or at such other address as Lender shall from time to time specify i

List of Subsidiaries of Guaranty Bancshares, Inc.*

EXHIBIT 21.1 Subsidiaries of Guaranty Bancshares, Inc. Name Jurisdiction of Organization Guaranty Bank & Trust, N.A. United States Guaranty (TX) Capital Trust III Delaware DCB Financial Trust I Delaware Subsidiaries of Guaranty Bank & Trust, N.A. Name Jurisdiction of Organization Guaranty Company, Inc. Texas GB Com, Inc. Texas 2800 South Texas Avenue, LLC Texas Pin Oak Realty Holdings, Inc. Texas

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARA

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – March 9, 2023 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NYSE: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend on March 8, 2023, in the amount of $0.23 per share of common stock. The approved cash div

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 9, 2023 GUARANTY BANCSHARES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 9, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38087 GUARANTY BANCSHARES

25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38087 GUARANTY BANCSHARES, INC. (Exact name of Issuer as specified in its charter) NASDAQ Global Select Market (Exchange where security is listed and/or registered) Texas 7

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GUARANTY BANCSHARES, INC. (Exact name of regist

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 75-1656431 (State or Other Jurisdiction of Incorporation) (IRS Employer Identification No.) 16475 Dallas Parkw

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) February 22, 2023 GUARANTY BANCSH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) February 22, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

Guaranty Bancshares, Inc. Announces Transfer of Listing of Common Stock Shares To the New York Stock Exchange

Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Transfer of Listing of Common Stock Shares To the New York Stock Exchange Addison, Texas – February 22, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY; the “Company”), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it is transferring the listing of its voting common stock

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) February 15, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

GNTY / Guaranty Bancshares, Inc. / GUARANTY BANCSHARES INC EMPLOYEE STOCK OWNERSHIP PLAN - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment Number 6)* Guaranty Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 400764106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

GNTY / Guaranty Bancshares, Inc. / Baker Richard W. - SC 13G Passive Investment

SC 13G 1 13g-rickybaker.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Guaranty Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 400764106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 17, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

INVESTOR PRESENTATION NASDAQ: GNTY 4th QUARTER 2022

INVESTOR PRESENTATION NASDAQ: GNTY 4th QUARTER 2022 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC.

Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2022 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2022 Financial Results Addison, Texas – January 17, 2023 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter and year ended December 31, 2022.

Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2022 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2022 Earnings Release and Conference Call Schedule Addison, Texas ? January 3, 2023 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss fourth quarter

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 3, 2023 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas ? December 21, 2022 / Business Wire / ? The Board of Directors of Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend on December 21, 2022, in the amount of $0.22 per share of common stock. The cash di

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) December 21, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

Guaranty Bancshares, Inc. Sondra Cunningham to Board of Directors

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Sondra Cunningham to Board of Directors Addison, Texas ? November 21, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY; the "Company"), the parent company of Guaranty Bank & Trust, N.A., today announced the appointment of Sondra Cunningham to the Board of Directors of the Company. Ms. Cunningham now serves a

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) November 16, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 17, 2022 GUARANTY BANCSHA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 17, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Earnings Call Presentation materials, dated October 17, 2022

EX-99.2 3 gnty-ex992.htm EX-99.2

Guaranty Bancshares, Inc. Reports Third Quarter 2022 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Third Quarter 2022 Financial Results Addison, Texas – October 17, 2022 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended September 30, 2022. The Company's net inco

Guaranty Bancshares, Inc. Announces Third Quarter 2022 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Third Quarter 2022 Earnings Release and Conference Call Schedule Addison, Texas ? October 5, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss third quarter 2022 financial

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 5, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas ? September 21, 2022 / Business Wire / ? The Board of Directors of Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend on September 21, 2022, in the amount of $0.22 per share of common stock. The cash

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) September 21, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissi

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARES

Guaranty Bancshares, Inc. Announces Retirement of Director William D. (Bill) Priefert

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Retirement of Director William D. (Bill) Priefert Addison, Texas ? July 25, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY; the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that William D. (Bill) Priefert retired from the board of directors of Guaran

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 25, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Reports Second Quarter 2022 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Second Quarter 2022 Financial Results Addison, Texas ? July 18, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended June 30, 2022. The Company's net income avai

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 18, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Earnings Call Presentation materials, dated July 18, 2022

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 5, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

Guaranty Bancshares, Inc. Announces Second Quarter 2022 Earnings Release and Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Second Quarter 2022 Earnings Release and Conference Call Schedule Addison, Texas ? July 5, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), announced today that it will hold a conference call to discuss second quarter 2022 financial

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 16, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend

EX-99.1 2 gnty-ex991.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Cash Dividend Addison, Texas – June 16, 2022 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend on June 15, 2022, in the amount of $0.22 per share of

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 19, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 18, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

Presentation materials for the May 18, 2022 Guaranty Bancshares, Inc. Annual Shareholder Meeting

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARE

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 21, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 18, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

INVESTOR PRESENTATION NASDAQ: GNTY 1ST QUARTER 2022

EX-99.2 3 gnty-ex992.htm EX-99.2 INVESTOR PRESENTATION NASDAQ: GNTY 1ST QUARTER 2022 SAFE HARBOR STATEMENT ABOUT GUARANTY BANCSHARES, INC. Guaranty Bancshares, Inc. is a bank holding company that conducts commercial banking activities through its wholly-owned subsidiary, Guaranty Bank & Trust, N.A. As one of the oldest regional community banks in Texas, Guaranty Bank & Trust provides its customers

Guaranty Bancshares, Inc. Reports First Quarter 2022 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports First Quarter 2022 Financial Results Addison, Texas ? April 18, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY) (the "Company"), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended March 31, 2022. The Company's net income ava

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 4, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Announces First Quarter 2022 Earnings Release And Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces First Quarter 2022 Earnings Release And Conference Call Schedule Addison, Texas ? April 4, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., announced today that it will hold a conference call to discuss first quarter 2022 financial results on Mon

Loan Agreement between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2017, as amended

EXHIBIT 10.1 LOAN AGREEMENT Between GUARANTY BANCSHARES, INC. FROST BANK 100 W. Arkansas and P.O. Box 1600 Mount Pleasant, Texas 75456 San Antonio, Texas 78296 As of March 31, 2017 THIS LOAN AGREEMENT (the ?Agreement?) will serve to set forth the terms of the financing transaction by and between GUARANTY BANCSHARES, INC., a Texas corporation (?Borrower?), and FROST BANK, a Texas state bank (?Lende

Renewal Revolving Promissory Note between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2022

EXHIBIT 10.2 RENEWAL REVOLVING PROMISSORY NOTE (Floating Rate Revolving Line of Credit) $25,000,000.00 March 31, 2022 For value received, GUARANTY BANCSHARES, INC., a Texas corporation, as principal ("Borrower"), promises to pay to the order of FROST BANK, a Texas state bank ("Lender") at P.O. Box 34746, San Antonio, Texas 78265, or at such other address as Lender shall from time to time specify i

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 1, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARA

List of Subsidiaries of Guaranty Bancshares, Inc.*

EXHIBIT 21.1 Subsidiaries of Guaranty Bancshares, Inc. Name Jurisdiction of Organization Guaranty Bank & Trust, N.A. United States Guaranty (TX) Capital Trust II Delaware Guaranty (TX) Capital Trust III Delaware DCB Financial Trust I Delaware Subsidiaries of Guaranty Bank & Trust, N.A. Name Jurisdiction of Organization Guaranty Company, Inc. Texas GB Com, Inc. Texas 2800 South Texas Avenue, LLC Te

Guaranty Bancshares, Inc. Increases and Declares Quarterly Cash Dividend

EX-99.1 2 gnty-ex991.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Increases and Declares Quarterly Cash Dividend Addison, Texas – March 10, 2022 / Business Wire / – The Board of Directors of Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., declared a quarterly cash dividend on March 9, 2022, in the amount of $0.2

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 10, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Subordinated Note Purchase Agreement, dated as of March 4, 2022, by and between Guaranty Bancshares, Inc. and the Purchaser*

Exhibit 10.1 Certain information (indicated by [***]) has been omitted from this exhibit because it is both (i) not material and (ii) is of the type that the registrant treats as private or confidential. SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this ?Agreement?) is dated as of March 4, 2022, and is made by and between Guaranty Bancshares, Inc., a Texas corpor

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 04, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

GNTY / Guaranty Bancshares, Inc. / GUARANTY BANCSHARES INC EMPLOYEE STOCK OWNERSHIP PLAN - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment Number 5)* Guaranty Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 400764106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2021 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Fourth Quarter and Year-End 2021 Financial Results Addison, Texas ? January 18, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter and year ended December 31, 2021. The Company's ne

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 18, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Earnings Call Presentation materials, dated January 18, 2022

EX-99.2 3 gnty-ex992.htm EX-99.2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION:??Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute

Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2021 Earnings Release And Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Fourth Quarter and Year-End 2021 Earnings Release And Conference Call Schedule Addison, Texas ? January 4, 2022 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., announced today that it will hold a conference call to discuss fourth quarter and year-end

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 4, 2022 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Declares Quarterly Dividend

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Dividend Addison, Texas ? December 16, 2021 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., yesterday announced that its Board of Directors has declared a quarterly cash dividend in the amount of $0.20 per share of common stock. The dividend

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) December 16, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissio

GUARANTY BANCSHARES, INC.

GUARANTY BANCSHARES, INC. November 23, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Eric Envall Re: Guaranty Bancshares, Inc. Request for Accelerated Effectiveness Registration Statement on Form S-3 File No. 333-261266 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Guar

As filed with the Securities and Exchange Commission on November 22, 2021

Table of Contents As filed with the Securities and Exchange Commission on November 22, 2021 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION:??Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION:??Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 18, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Reports Third Quarter 2021 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Third Quarter 2021 Financial Results Addison, Texas ? October 18, 2021 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A. (the "Bank"), today reported financial results for the fiscal quarter ended September 30, 2021. The Company's net income available to

Earnings Call Presentation materials, dated October 18, 2021

EX-99.2 3 gnty-ex992.htm EX-99.2

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) October 1, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Announces Third Quarter 2021 Earnings Release And Conference Call Schedule

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Third Quarter 2021 Earnings Release And Conference Call Schedule Addison, Texas ? October 1, 2021 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., announced today that it will hold a conference call to discuss third quarter 2021 financial results on M

Guaranty Bancshares, Inc. Declares Quarterly Dividend

EX-99.1 2 gnty-20210916ex991.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Dividend Addison, Texas – September 16, 2021 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., yesterday announced that its Board of Directors has declared a quarterly cash dividend in the amount of $0.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) September 16, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissi

Guaranty Bancshares, Inc. Invests With JAM FINTOP Banktech Fund Accelerating Technology Adoption at Community Banks

EX-99.1 2 gnty-20210910ex991.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Invests With JAM FINTOP Banktech Fund Accelerating Technology Adoption at Community Banks Addison, Texas – September 10, 2021 / Business Wire / – Guaranty Bancshares, Inc., (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., today announced that it is an investor in JA

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) September 10, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissi

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) September 07, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commissi

Guaranty Bank & Trust Forms Strategic Partnership with Caliber Revitalizing Communities with the Community Reinvestment Act

EX-99.1 2 gnty-20210907ex991.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bank & Trust Forms Strategic Partnership with Caliber Revitalizing Communities with the Community Reinvestment Act Addison, Texas – September 7, 2021 / Business Wire / – Guaranty Bancshares, Inc., (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., today announced that its bank subsidi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT T

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 G

Guaranty Bancshares, Inc. Reports Second Quarter 2021 Financial Results

Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports Second Quarter 2021 Financial Results Addison, Texas ? July 19, 2021 / Business Wire / ? Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., today reported financial results for the fiscal quarter ended June 30, 2021. The Company's net income available to common shareholders

Earnings Call Presentation materials, dated July 19, 2021

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 19, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 19, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission

Guaranty Bancshares, Inc. Announces Second Quarter 2021 Earnings Release And Conference Call Schedule

EX-99.1 2 gnty-20210708ex991.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces Second Quarter 2021 Earnings Release And Conference Call Schedule Addison, Texas – July 8, 2021 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., announced today that it will hold a conference call to discuss se

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) July 8, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) June 17, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Guaranty Bancshares, Inc. Declares Quarterly Dividend

EX-99.1 2 gnty-20210617ex991.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Dividend Addison, Texas – June 17, 2021 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., yesterday announced that its Board of Directors has declared a quarterly cash dividend in the amount of $0.20 pe

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 19, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

Presentation materials for the May 19, 2021 Guaranty Bancshares, Inc., Annual Shareholder Meeting

EX-99.1 2 gnty-ex99124.htm EX-99.1

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) May 19, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fil

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARE

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 20, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorpor

Earnings Call Presentation materials, dated April 19, 2021

Exhibit 99.2

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 19, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Guaranty Bancshares, Inc. Reports First Quarter 2021 Financial Results

EX-99.1 2 gnty-ex9916.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Reports First Quarter 2021 Financial Results Addison, Texas – April 19, 2021 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., today reported financial results for the fiscal quarter ended March 31, 2021. The Company's net incom

Guaranty Bancshares, Inc. Announces First Quarter 2021 Earnings Release And Conference Call Schedule

EX-99.1 2 gnty-ex9916.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Announces First Quarter 2021 Earnings Release And Conference Call Schedule Addison, Texas – April 7, 2021 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., announced today that it will hold a conference call to discuss first qua

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 7, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission Fi

Definitive Proxy Statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

Loan Agreement between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2017, as amended

EXHIBIT 10.1 LOAN AGREEMENT Between GUARANTY BANCSHARES, INC. FROST BANK 100 W. Arkansas and P.O. Box 1600 Mount Pleasant, Texas 75456 San Antonio, Texas 78296 As of March 31, 2017 THIS LOAN AGREEMENT (the ?Agreement?) will serve to set forth the terms of the financing transaction by and between GUARANTY BANCSHARES, INC., a Texas corporation (?Borrower?), and FROST BANK, a Texas state bank (?Lende

Renewal Revolving Promissory Note between Guaranty Bancshares, Inc. and Frost Bank, dated March 31, 2021

EX-10.2 3 gnty-ex10219.htm EX-10.2 EXHIBIT 10.2 RENEWAL REVOLVING PROMISSORY NOTE (Floating Rate Revolving Line of Credit) $25,000,000.00 March 31, 2021 For value received, GUARANTY BANCSHARES, INC., a Texas corporation, as principal ("Borrower"), promises to pay to the order of FROST BANK, a Texas state bank ("Lender") at P.O. Box 34746, San Antonio, Texas 78265, or at such other address as Lende

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) April 02, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-38087 GUARANTY BANCSHARES, IN

List of Subsidiaries of Guaranty Bancshares, Inc.*

EX-21.1 2 gnty-ex2116.htm EX-21.1 EXHIBIT 21.1 Subsidiaries of Guaranty Bancshares, Inc. Name Jurisdiction of Organization Guaranty Bank & Trust, N.A. United States Guaranty (TX) Capital Trust II Delaware Guaranty (TX) Capital Trust III Delaware DCB Financial Trust I Delaware Subsidiaries of Guaranty Bank & Trust, N.A. Name Jurisdiction of Organization Guaranty Company, Inc. Texas GB Com, Inc. Tex

Guaranty Bancshares, Inc. Declares Quarterly Dividend

EX-99.1 2 gnty-ex9916.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares Quarterly Dividend Addison, Texas – March 12, 2021 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., today announced that its Board of Directors has declared a quarterly cash dividend in the amount of $0.20 per share of

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) March 12, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission F

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION:??Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment Number 4)*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment Number 4)* Guaranty Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 400764106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

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Guaranty Bancshares, Inc. Declares 10% Stock Dividend

EX-99.1 2 gnty-ex9916.htm EX-99.1 Exhibit 99.1 Press Release For Immediate Release Guaranty Bancshares, Inc. Declares 10% Stock Dividend Addison, Texas – January 21, 2021 / Business Wire / – Guaranty Bancshares, Inc. (NASDAQ: GNTY), the parent company of Guaranty Bank & Trust, N.A., today announced that its Board of Directors has declared a 10% stock dividend for shareholders of record as of Febru

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported) January 21, 2021 GUARANTY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 001-38087 75-1656431 (State or Other Jurisdiction of Incorporation) (Commission