HMNF Документы SEC - HMN Financial, Inc.- Годовой отчет, доверенное заявление, проспект эмиссии

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to HMN Financial, Inc.

SEC Filings (Chronological Order)

На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.

October 23, 2024	15-12G	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-24100 HMN FINANCIAL, INC. (Exact name of registrant as specified in its ch
October 15, 2024	SC 13G/A	HMNF / HMN Financial, Inc. / HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN - SCHEDULE 13G/A Passive Investment SC 13G/A 1 esop20241011sc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 31)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) OCTOBER 9, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo
October 9, 2024	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on October 9, 2024 Registration Nos.
October 9, 2024	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 9, 2024 HMN Financial, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-24100 41-1777397 (State or Other Jurisdiction of Incorporation) (Commission File Numb
October 9, 2024	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on October 9, 2024 Registration Nos.
October 9, 2024	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on October 9, 2024 Registration Nos.
October 9, 2024	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on October 9, 2024 Registration Nos.
October 9, 2024	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on October 9, 2024 Registration Nos.
October 4, 2024	POS AM	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HMN Financial, Inc. (Exact name of registrant as specified in its charter) As filed with the Securities and Exchange Commission on October 4, 2024 Registration No.
September 26, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 26, 2024 HMN Financial, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-24100 41-1777397 (State or Other Jurisdiction of Incorporation) (Commission File N
September 26, 2024	EX-99.1	ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. RECEIVE STOCKHOLDER AND REGULATORY APPROVAL TO PROCEED WITH MERGER Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) \| 701.306.8561 (Cell) [email protected] Melissa Von Arx, Public Relations 507.535.1297 (Office) [email protected] FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. RECEIVE STOCKHOLDER AND REGULATORY APPROVAL TO PROCEED WITH MERGER GRAND FORKS, N.D. and ROCHESTER, MN (September 26, 2024) – Alerus Fi
September 13, 2024	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 12, 2024 HMN Financial, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-24100 41-1777397 (State or Other Jurisdiction of Incorporation) (Commission File N
September 3, 2024	425	URGENT REMINDER FOR ALERUS FINANCIAL CORPORATION STOCKHOLDERS WE NEED YOUR VOTE Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: September 3, 2024 The following letter was mailed to certain stockholders of Alerus Financial Corporation on September 3, 2024. URGENT REMI
August 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0
August 5, 2024	425	Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: August 5, 2024 The following material was posted to the intranet site available to Alerus Financial Corporation employees on August 5, 2024
August 1, 2024	DEFM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule
July 26, 2024	425	Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: July 26, 2024 The following is a transcript of an investor call held by Alerus Financial Corporation, which was made available on July 26,
July 24, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2024 HMN Financial, Inc.
July 24, 2024	EX-99	*END Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc.
July 23, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2024 HMN Financial, Inc.
July 23, 2024	EX-99	Three months ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
May 17, 2024	425	Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 17, 2024 The following is a transcript of an investor call held by Alerus Financial Corporation, which was made available on May 17, 20
May 17, 2024	EX-10.1	Agreement entered into May 14, 2024 to Amend the Executive Severance Agreement dated June 6, 2023 by and among HMN Financial, Inc., Home Federal Savings Bank and Jon Eberle EXHIBIT 10.1 AGREEMENT TO AMEND THE EXECUTIVE SEVERANCE AGREEMENT This Agreement (the “Amendment”) to amend the Executive Severance Agreement, entered into June 6, 2023 (the “Executive Severance Agreement”) by and among HMN Financial, Inc., a Delaware corporation (the “Company”), the Company’s wholly-owned subsidiary Home Federal Savings Bank, a federally chartered savings bank (the “Bank”), and J
May 17, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2024 HMN Financial, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-24100 41-1777397 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 17, 2024	EX-10.2	Agreement entered into May 14, 2024 to Amend the Executive Severance Agreement dated June 6, 2023 by and among HMN Financial, Inc., Home Federal Savings Bank and Lawrence McGraw EXHIBIT 10.2 AGREEMENT TO AMEND THE EXECUTIVE SEVERANCE AGREEMENT This Agreement (the “Amendment”) to amend the Executive Severance Agreement, entered into June 6, 2023 (the “Executive Severance Agreement”) by and among HMN Financial, Inc., a Delaware corporation (the “Company”), the Company’s wholly-owned subsidiary Home Federal Savings Bank, a federally chartered savings bank (the “Bank”), and L
May 15, 2024	EX-10.1	Voting and Support Agreement, by and among Alerus Financial Corporation and the directors and officers of HMN Financial, Inc. identified therein, dated May 14, 2024 Exhibit 10.1 Execution Version Voting and Support Agreement This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among Alerus Financial Corporation, a Delaware corporation (“Acquiror”), and those directors and/or officers of HMN Financial, Inc., a Delaware corporation (the “Company”) whose names appear on the signature page of this Agreement and who own or contr
May 15, 2024	425	WELCOME TO ALERUs Together, we’ll soar to new heights Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 15, 2024 The following materials were shared with employees of HMN Financial Inc. on May 15, 2024. WELCOME TO ALERUs Together, we’ll so
May 15, 2024	EX-99.1	ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. JOINTLY ANNOUNCE STRATEGIC TRANSACTION Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) \| 701.306.8561 (Cell) [email protected] Melissa Von Arx, Public Relations 507.535.1297 (Office) [email protected] FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. JOINTLY ANNOUNCE STRATEGIC TRANSACTION GRAND FORKS, ND & ROCHESTER, MN (May 15, 2024) – Alerus Financial Corporation (“Alerus”) (Nasdaq
May 15, 2024	425	Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 15, 2024 The following material was posted to the intranet site available to Alerus Financial Corporation employees on May 15, 2024. Ti
May 15, 2024	425	United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2024 HMN Financial, Inc. United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2024 HMN Financial, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-24100 41-1777397 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 15, 2024	EX-2.1	Agreement and Plan of Merger, by and between Alerus Financial Corporation and HMN Financial, Inc., dated May 14, 2024* Exhibit 2.1 Execution Version Agreement and Plan of Merger Between Alerus Financial Corporation And HMN Financial, Inc. May 14, 2024 TABLE OF CONTENTS ARTICLE 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Directors and Officers of the Surviving Entity 2 Sec
May 15, 2024	425	Member Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 15, 2024 The following letter was mailed to clients of HMN Financial Inc. on May 15, 2024. 1016 Civic Center Drive Rochester, MN 55901
May 15, 2024	EX-99.2	DISCLAIMERS Special Note Concerning Forward-Looking Statements This report contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements ALERUS FINANCIAL CORPORATION TO ACQUIRE HMN FINANCIAL, INC. MAY 2024 NASDAQ: ALRS Exhibit 99.2 DISCLAIMERS Special Note Concerning Forward-Looking Statements This report contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning pla
May 15, 2024	EX-2.1	Agreement and Plan of Merger, by and between Alerus Financial Corporation and HMN Financial, Inc., dated May 14, 2024* Exhibit 2.1 Execution Version Agreement and Plan of Merger Between Alerus Financial Corporation And HMN Financial, Inc. May 14, 2024 TABLE OF CONTENTS ARTICLE 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Directors and Officers of the Surviving Entity 2 Sec
May 15, 2024	EX-10.1	Voting and Support Agreement, by and among Alerus Financial Corporation and the directors and officers of HMN Financial, Inc. identified therein, dated May 14, 2024 Exhibit 10.1 Execution Version Voting and Support Agreement This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among Alerus Financial Corporation, a Delaware corporation (“Acquiror”), and those directors and/or officers of HMN Financial, Inc., a Delaware corporation (the “Company”) whose names appear on the signature page of this Agreement and who own or contr
May 15, 2024	EX-10.2	Voting and Support Agreement, by and among HMN Financial, Inc. and the directors and officers of Alerus Financial Corporation identified therein, dated May 14, 2024 Exhibit 10.2 Execution Version Voting and Support Agreement This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among HMN Financial, Inc., a Delaware corporation (the “Company”), and those directors and/or officers of Alerus Financial Corporation, a Delaware corporation (“Acquiror”), whose names appear on the signature page of this Agreement and who own or cont
May 15, 2024	EX-99.1	ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. JOINTLY ANNOUNCE STRATEGIC TRANSACTION Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) \| 701.306.8561 (Cell) [email protected] Melissa Von Arx, Public Relations 507.535.1297 (Office) [email protected] FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. JOINTLY ANNOUNCE STRATEGIC TRANSACTION GRAND FORKS, ND & ROCHESTER, MN (May 15, 2024) – Alerus Financial Corporation (“Alerus”) (Nasdaq
May 15, 2024	EX-99.2	DISCLAIMERS Special Note Concerning Forward-Looking Statements This report contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements ALERUS FINANCIAL CORPORATION TO ACQUIRE HMN FINANCIAL, INC. MAY 2024 NASDAQ: ALRS Exhibit 99.2 DISCLAIMERS Special Note Concerning Forward-Looking Statements This report contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning pla
May 15, 2024	EX-10.2	Voting and Support Agreement, by and among HMN Financial, Inc. and the directors and officers of Alerus Financial Corporation identified therein, dated May 14, 2024 Exhibit 10.2 Execution Version Voting and Support Agreement This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among HMN Financial, Inc., a Delaware corporation (the “Company”), and those directors and/or officers of Alerus Financial Corporation, a Delaware corporation (“Acquiror”), whose names appear on the signature page of this Agreement and who own or cont
May 15, 2024	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits United States Securities And Exchange Commission Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2024 HMN Financial, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-24100 41-1777397 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number
April 24, 2024	EX-99	*END Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc.
April 24, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2024 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File N
April 19, 2024	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
April 19, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2024 HMN Financial, Inc.
March 21, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 19, 2024	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file num
March 15, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-24100. HMN FI
March 15, 2024	EX-97	Compensation Recovery Policy, effective as of October 2, 2023* Exhibit 97 HMN FINANCIAL, INC. COMPENSATION RECOVERY POLICY Effective October 2, 2023 Policy The Board of Directors (the “Board”) of HMN Financial, Inc. (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission (“SEC”) regulations promulgated th
February 14, 2024	SC 13G/A	HMNF / HMN Financial, Inc. / HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN - SCHEDULE 13G/A Passive Investment SC 13G/A 1 esop20240214sc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 30)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) DECEMBER 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate
February 14, 2024	SC 13G	HMNF / HMN Financial, Inc. / Fourthstone LLC - FORM SC 13G Passive Investment SC 13G 1 hmnf-sc13g123123.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Titles of Class of Securities) 40424G108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appro
February 14, 2024	SC 13G/A	HMNF / HMN Financial, Inc. / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* HMN Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 14, 2024	SC 13G/A	HMNF / HMN Financial, Inc. / M3 PARTNERS LP Passive Investment SC 13G/A 1 fp0087178-3sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3) HMN FINANCIAL, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31,
February 9, 2024	SC 13G/A	HMNF / HMN Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 24 )* HMN Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to
January 26, 2024	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
January 26, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2024 HMN Financial, Inc.
November 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num
October 26, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2023 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File
October 26, 2023	EX-99	*END Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc.
October 20, 2023	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
October 20, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2023 HMN Financial, Inc.
August 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0
July 27, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2023 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File Nu
July 27, 2023	EX-99	*END Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc.
July 21, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2023 HMN Financial, Inc. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2023 HMN Financial, Inc.
July 21, 2023	EX-99	Three months ended Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
June 9, 2023	EX-10.1	Form of Executive Severance Agreement Exhibit 10.1 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the “Agreement”) is entered into as of June 6, 2023 (the “Effective Date”) by and among HMN Financial, Inc., a Delaware corporation (the “Company”), the Company’s wholly-owned subsidiary Home Federal Savings Bank, a federally chartered savings bank (the “Bank”), and (the “Executive”). BACKGROUND A. The Executive is a ke
June 9, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2023 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File Num
May 4, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number
April 26, 2023	EX-99	*END Exhibit 99. 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc. (507) 252-7169 For Immediate Release HMN Financial, Inc. Announces Dividend ROCHESTER, MN - April 26, 2023 - HMN Financial, Inc. (HMN or the Company) (Nasdaq:HMNF) today announced that its Board of Directors
April 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 HMN Financial, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File N
April 21, 2023	EX-99	Three Months Ended March 31, Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
April 21, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2023 HMN Financial, Inc.
March 21, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 3, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-24100. HMN FI
March 1, 2023	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 HMN Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission Fil
February 14, 2023	SC 13G/A	HMNF / HMN Financial, Inc. / HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 29)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) DECEMBER 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 14, 2023	SC 13G	HMNF / HMN Financial, Inc. / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HMN Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig
February 14, 2023	SC 13G/A	HMNF / HMN Financial, Inc. / Fourthstone LLC - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5)* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Titles of Class of Securities) 40424G108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
February 10, 2023	SC 13G/A	HMNF / HMN Financial, Inc. / M3 PARTNERS LP Passive Investment SC 13G/A 1 fp0082186-13sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) HMN Financial, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31,
February 10, 2023	SC 13G/A	HMNF / HMN Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 23 )* HMN Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to
February 8, 2023	SC 13G/A	HMNF / HMN Financial, Inc. / FJ Capital Management LLC Passive Investment SC 13G/A 1 epshmnf.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) * HMN Financial (HMNF) (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) 12/31/2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan
January 27, 2023	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
January 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2023 HMN Financial, Inc.
November 28, 2022	EX-16.1	Letter from CliftonLarsonAllen, LLP, dated November 28, 2022 EXHIBIT 16.1 CliftonLarsonAllen LLP CLAconnect.com November 28, 2022 Securities and Exchange Commission Washington, D.C. 20549 We have read the statements made by HMN Financial, Inc. pursuant to Item 4.01(a) of the Current Report on Form 8-K dated November 28, 2022, which we understand will be filed with the Securities and Exchange Commission. We agree with the statements concerning our firm in su
November 28, 2022	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2022 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission Fil
November 2, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num
October 26, 2022	EX-99	*END Exhibit 99. 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc. (507) 252-7169 For Immediate Release HMN Financial, Inc. Announces Dividend ROCHESTER, MN ? October 25, 2022 - HMN Financial, Inc. (HMN or the Company) (Nasdaq:HMNF) today announced that its Board of Directo
October 26, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2022 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File
October 21, 2022	EX-99	Three months ended EX-99 2 ex433976.htm EXHIBIT 99 Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc. (507) 252-7169 FOR IMMEDIATE RELEASE HMN FINANCIAL, INC. ANNOUNCES THIRD QUARTER RESULTS Third Quarter Summary ● Net income of $1.8 million, down $1.8 million, compared t
October 21, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2022 HMN Financial, Inc.
August 24, 2022	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits -12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 23, 2022 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commissio
August 24, 2022	EX-3.1	Amended and Restated By-laws Exhibit 3.1 HMN FINANCIAL, INC. BY-LAWS (As of August 23, 2022) ARTICLE I STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such time as the Board of Directors shall f
August 3, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0
July 27, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2022 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File Nu
July 27, 2022	EX-99	*END Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc.
July 22, 2022	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2022 HMN Financial, Inc.
July 22, 2022	EX-99	Three months ended Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 ? Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
May 25, 2022	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2022 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation
May 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number
April 28, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2022 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File N
April 28, 2022	EX-99	*END Exhibit 99. 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc. (507) 252-7169 FOR IMMEDIATE RELEASE HMN Financial, Inc. Announces Dividend, Election Results, and Election of New Board Member ROCHESTER, MN - April 27, 2022 - HMN Financial, Inc. (HMN or the Company
April 20, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2022 HMN Financial, Inc.
April 20, 2022	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
March 21, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 4, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K -12-31 FY 2021 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number:
March 4, 2022	EX-13	Portions of Annual Report to Security Holders for the fiscal year ended December 31, 2021 incorporated by reference Exhibit 13. Table of Contents Financial Highlights 1 Letter to Shareholders and Clients 2 Board of Directors 3 Five-year Consolidated Financial Highlights 4 Management Discussion and Analysis 5 Consolidated Financial Statements 20 Notes to Consolidated Financial Statements 24 Report of Independent Registered Public Accounting Firm 51 Other Financial Data 54 Selected Quarterly Financial Data 55 Com
February 15, 2022	SC 13G/A	HMNF / HMN Financial, Inc. / HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 28)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 14, 2022	SC 13G/A	HMNF / HMN Financial, Inc. / Fourthstone LLC - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 4)* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Titles of Class of Securities) 40424G108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
February 14, 2022	SC 13G/A	HMNF / HMN Financial, Inc. / M3 PARTNERS LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) HMN Financial, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2021 (Date of Event Which Require
February 8, 2022	SC 13G/A	HMNF / HMN Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22 )* HMN Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
January 28, 2022	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 ? Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
January 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2022 HMN Financial, Inc.
November 2, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num
October 22, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2021 HMN Financial, Inc.
October 22, 2021	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 ? Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
August 3, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0
July 28, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2021 HMN Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File Nu
July 28, 2021	SC 13D/A	HMNF / HMN Financial, Inc. / GENDELL JEFFREY L ET AL - AMENDMENT NO. 7 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* HMN Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) Jeffrey L. Gendell 1 Sound Shore Drive, Suite 304, Greenwich, Connecticut 06830 (203) 769-2000 (Name, Address and Telephone Number of Person Authorized to Recei
July 21, 2021	EX-99	HMN FINANCIAL, INC. ANNOUNCES SECOND QUARTER RESULTS Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 ? Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
July 21, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2021 HMN Financial, Inc.
May 4, 2021	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THESECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0
April 28, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2021 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File N
April 20, 2021	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
April 20, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2021 HMN Financial, Inc.
March 26, 2021	SC 13G	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) HMN Financial, INC. (N SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) HMN Financial, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) March 18, 2021 (Date of Event Which Requires Filing of This Statem
March 26, 2021	EX-99.1	JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of HMN Financial, Inc.
March 19, 2021	DEF 14A	- FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 5, 2021	EX-13	Portions of Annual Report to Security Holders for the fiscal year ended December 31, 2020 incorporated by reference EX-13 2 ex226559.htm EXHIBIT 13 Exhibit 13 Table of Contents Financial Highlights 1 Letter to Shareholders and Clients 2 Board of Directors 4 Five-year Consolidated Financial Highlights 5 Management Discussion and Analysis 6 Consolidated Financial Statements 21 Notes to Consolidated Financial Statements 25 Report of Independent Registered Public Accounting Firm 57 Other Financial Data 60 Selected
March 5, 2021	10-K	Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-24100. HMN FI
February 17, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Titles of Class of Securities) (CU UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Titles of Class of Securities) 40424G108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
February 17, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* HMN Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securiti UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* HMN Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 40424G108 (CUSIP number) December 31, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 27)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Num UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 27)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) DECEMBER 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 16, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * HMN Financial (HMNF) (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) 2/10/2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i
February 12, 2021	SC 13G/A	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21 )* HMN Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
January 28, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2021 HMN Financial, Inc.
January 28, 2021	EX-99	Three Months Ended EX-99 2 ex222278.htm EXHIBIT 99 Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc. (507) 252-7169 FOR IMMEDIATE RELEASE HMN FINANCIAL, INC. ANNOUNCES FOURTH QUARTER RESULTS AND ANNUAL MEETING Fourth Quarter Highlights ● Net income of $3.1 million, up $1
November 6, 2020	SC 13G/A	HMNF / HMN Financial, Inc. / CASTINE CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
October 30, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num
October 20, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2020 HMN Financial, Inc.
October 20, 2020	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
July 31, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0
July 21, 2020	EX-99	Three months ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
July 21, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2020 HMN Financial, Inc.
May 1, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number
April 29, 2020	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2020 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Commission File N
April 29, 2020	EX-99.1	*END EX-99.1 2 ex183612.htm EXHIBIT 99.1 Exhibit 99.1 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE Contact: Bradley Krehbiel, Principal Executive Officer HMN Financial, Inc. (507) 252-7169 For Immediate Release HMN Financial, Inc. Announces Election Results and Appointment of New Board Chair ROCHESTER, MN - April 29, 2020 - HMN Financial, Inc
April 28, 2020	EX-99.1	HMN Financial, Inc. presentation materials, dated April 28, 2020 EX-99.1 2 ex183212.htm EXHIBIT 99.1 Exhibit 99.1
April 28, 2020	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2020 HMN Financial, Inc.
April 21, 2020	EX-99	Three Months Ended March 31, Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
April 21, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2020 HMN Financial, Inc.
March 25, 2020	DEFA14A	HMNF / HMN Financial, Inc. DEFA14A - - FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
March 25, 2020	DEFA14A	HMNF / HMN Financial, Inc. DEFA14A - - FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
March 20, 2020	DEF 14A	HMNF / HMN Financial, Inc. DEF 14A - - FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 6, 2020	EX-13	Portions of Annual Report to Security Holders incorporated by reference Exhibit 13 Table of Contents Financial Highlights 1 Letter to Shareholders and Clients 2 Board of Directors 3 Five-year Consolidated Financial Highlights 4 Management Discussion and Analysis 5 Consolidated Financial Statements 21 Notes to Consolidated Financial Statements 25 Report of Independent Registered Public Accounting Firm 58 Other Financial Data 59 Selected Quarterly Financial Data 60 Common Stock Information 62 Corporate and Shareholder Information Inside Back Cover Directors and Officers Inside Back Cover HMN Financial, Inc.
March 6, 2020	10-K	HMNF / HMN Financial, Inc. 10-K - Annual Report - FORM 10-K 10-K 1 hmnf2019123110k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Co
March 6, 2020	EX-21	Subsidiaries of Registrant Exhibit 21 Subsidiaries of Registrant Name & Address Year & State Inc. Home Federal Savings Bank 1016 Civic Center Drive NW Rochester, MN 55901 1934 Federal Charter Osterud Insurance Agency, Inc. DBA Home Federal Investment Svcs. 1016 Civic Center Drive NW Rochester, MN 55901 1983 MN HFSB Property Holdings, LLC 1016 Civic Center Drive NW Rochester, MN 55901 2013 MN
March 6, 2020	EX-4.2	Description of Capital Stock EX-4.2 2 ex175748.htm EXHIBIT 4.2 Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The summary of the general terms and provisions of the capital stock of HMN Financial, Inc. (the “Company”) set forth below does not purport to be complete and is subject to and qualified by reference to the Company’s Certificate of Incorporation (the “Certificate”), and By-Laws (the “By-Laws,” and together with the Certifi
March 4, 2020	S-8 POS	HMNF / HMN Financial, Inc. S-8 POS - - FORM S-8 POS As filed with the Securities and Exchange Commission on March 4, 2020 Registration Number 33-88228 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Post-Effective Amendment No.
February 14, 2020	SC 13G/A	HMNF / HMN Financial, Inc. / Fourthstone Llc - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 hmnf-sc13ga021020.htm AMENDMENT TO FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock (Titles of Class of Securities) 40424G108 (CUSIP Number) February 10, 2020 (Date of Event Which Requires Filing of this Statement) Check the appro
February 13, 2020	SC 13G/A	HMNF / HMN Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 4)* HMN Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 40424G108 (CUSIP number) December 31, 2019 (Date of event which requires filing of this statement) Check the appropriate box to designate the rul
February 12, 2020	SC 13G/A	HMNF / HMN Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20)* HMN FINANCIAL INC (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 10, 2020	SC 13G/A	HMNF / HMN Financial, Inc. / HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 26)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) DECEMBER 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 6, 2020	SC 13G	HMNF / HMN Financial, Inc. / CASTINE CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
January 29, 2020	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
January 29, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2020 HMN Financial, Inc.
November 1, 2019	10-Q	HMNF / HMN Financial, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File
October 18, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 17, 2019 HMN Financial, Inc.
October 18, 2019	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
August 2, 2019	10-Q	HMNF / HMN Financial, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb
July 19, 2019	EX-99	Three months ended Exhibit 99 HMN Financial, Inc. Announces Second Quarter Results Second Quarter Summary • Net income of $2.9 million, up $1.2 million, compared to $1.7 million in second quarter of 2018 • Diluted earnings per share of $0.62, up $0.26, compared to $0.36 in second quarter of 2018 • Net interest income of $7.5 million, up $0.6 million, compared to $6.9 million in second quarter of 2018 • Non-performin
July 19, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 18, 2019 HMN Financial, Inc.
May 3, 2019	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2019 HMN Financial, Inc.
May 3, 2019	EX-99.1	HMN Financial, Inc. Investor Presentation, dated May 7, 2019 EX-99.1 2 ex142868.htm EXHIBIT 99.1 Exhibit 99.1
May 3, 2019	10-Q	HMNF / HMN Financial, Inc. 10-Q Quarterly Report FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num
April 25, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2019 HMN Financial, Inc.
April 19, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2019 HMN Financial, Inc.
April 19, 2019	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
March 20, 2019	DEF 14A	HMNF / HMN Financial, Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 8, 2019	10-K	HMNF / HMN Financial, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-24100. HM
March 8, 2019	EX-21	Subsidiaries of Registrant Exhibit 21 Subsidiaries of Registrant Name & Address Year & State Inc. Home Federal Savings Bank 1016 Civic Center Drive NW Rochester, MN 55901 1934 Federal Charter Osterud Insurance Agency, Inc. DBA Home Federal Investment Svcs. 1016 Civic Center Drive NW Rochester, MN 55901 1983 MN HFSB Property Holdings, LLC 1016 Civic Center Drive NW Rochester, MN 55901 2013 MN
March 8, 2019	EX-13	Portions of Annual Report to Security Holders incorporated by reference Exhibit 13 TABLE OF CONTENTS Financial Highlights 1 Letter to Shareholders and Clients 2 Board of Directors 4 Five-year Consolidated Financial Highlights 5 Management Discussion and Analysis 6 Consolidated Financial Statements 25 Notes to Consolidated Financial Statements 29 Report of Independent Registered Public Accounting Firm 64 Other Financial Data 65 Selected Quarterly Financial Data 66 Common Stock Information 68 Corporate and Shareholder Information Inside Back Cover Directors and Officers Inside Back Cover HMN Financial, Inc.
March 4, 2019	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2019 HMN Financial, Inc.
March 4, 2019	EX-99.1	HMN Financial, Inc. Investor Presentation, dated March 4, 2019 EX-99.1 2 ex136329.htm EXHIBIT 99.1 Exhibit 99.1
February 15, 2019	SC 13G/A	HMNF / HMN Financial, Inc. / Fourthstone Llc - AMENDED SCHEDULE FILED TO REPORT ACQUISITION Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock (Titles of Class of Securities) 40424G108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
February 14, 2019	SC 13G	HMNF / HMN Financial, Inc. / Fourthstone Llc - SCHEDULE FILED TO REPORT ACQUISITION Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 HMN Financial, Inc. (Name of Issuer) Common Stock (Titles of Class of Securities) 40424G108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
February 12, 2019	SC 13G/A	HMNF / HMN Financial, Inc. / HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 25)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) DECEMBER 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 12, 2019	SC 13G/A	HMNF / HMN Financial, Inc. / EJF Capital LLC Passive Investment SC 13G/A 1 ja13ga3-hmnfinancialejf.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) HMN Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropria
February 12, 2019	SC 13G/A	HMNF / HMN Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 3)* HMN Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 40424G108 (CUSIP number) December 31, 2018 (Date of event which requires filing of this statement) Check the appropriate box to designate the rul
February 8, 2019	SC 13G/A	HMNF / HMN Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* HMN FINANCIAL INC (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
January 29, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2018 HMN Financial, Inc.
January 29, 2019	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
January 18, 2019	SC 13D/A	HMNF / HMN Financial, Inc. / GENDELL JEFFREY L ET AL - HMN FINANCIAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* HMN Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) Jeffrey L. Gendell 1 Sound Shore Drive, Suite 304, Greenwich, Connecticut 06830 (203) 769-2000 (Name, Address and Telephone Number of Person Authorized to Recei
November 28, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2018 HMN Financial, Inc.
November 2, 2018	10-Q	HMNF / HMN Financial, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-2
October 19, 2018	EX-99	Three Months Ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
October 19, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2018 HMN Financial, Inc.
October 3, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 2, 2018 HMN Financial, Inc.
August 30, 2018	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2018 HMN Financial, Inc.
August 30, 2018	EX-10.1	Warrant Repurchase Agreement by and between the Company and Arbiter Partners QP, LP, dated August 29, 2018 EX-10.1 2 ex123151.htm EXHIBIT 10.1 Exhibit 10.1 WARRANT REPURCHASE AGREEMENT THIS WARRANT REPURCHASE AGREEMENT (this “Agreement”) is entered into as of August 29, 2018, between Arbiter Partners QP, LP, a Delaware limited partnership (“Warrant Holder”), and HMN Financial, Inc., a Delaware corporation (the “Company”). WHEREAS, on May 21, 2015, Warrant Holder purchased that certain Warrant to purcha
August 3, 2018	10-Q	HMNF / HMN Financial, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-24100 HM
July 20, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2018 HMN Financial, Inc.
July 20, 2018	EX-99	Three months ended Exhibit 99 1016 Civic Center Drive NW • Rochester, MN 55901 • Phone (507) 535-1200 • Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc.
June 14, 2018	11-K	HMNF / HMN Financial, Inc. FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-24100 A. Full title of the pla
May 22, 2018	EX-10.1	Executive Severance Agreement, dated May 23, 2017, among the Company, the Bank and Bradley C. Krehbiel EX-10.1 2 ex115077.htm EXHIBIT 10.1 Exhibit 10.1 WARRANT REPURCHASE AGREEMENT THIS WARRANT REPURCHASE AGREEMENT (this “Agreement”) is entered into as of May 21, 2018, between EJF Financial Services Fund, LP, a Delaware limited partnership (“Warrant Holder”) and HMN Financial, Inc., a Delaware corporation (the “Company”). WHEREAS, on May 21, 2015, Warrant Holder purchased that certain Warrant to pu
May 22, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2018 HMN Financial, Inc.
May 9, 2018	EX-99.1	HMN Financial, Inc. Investor Presentation, dated May 9, 2018 Exhibit 99.1
May 9, 2018	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2018 HMN Financial, Inc.
May 4, 2018	10-Q	HMNF / HMN Financial, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-24100
May 4, 2018	EX-10	Form of Restricted Stock Agreement under HMN Financial, Inc. 2017 Equity Incentive Plan EXHIBIT 10 HMN FINANCIAL, INC. 2017 EQUITY INCENTIVE PLAN Restricted Stock Agreement (Executives) HMN Financial, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby grants to you, the Participant named below, an award of shares of the Company’s common stock whose vesting is subject to satisfaction of service-based conditions (the “Restricted Shares”). The terms an
April 30, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2018 HMN Financial, Inc.
April 24, 2018	EX-99.1	HMN Financial, Inc. Annual Meeting Presentation Slides dated April 24, 2018 EX-99.1 2 ex110965.htm EXHIBIT 99.1 Exhibit 99.1
April 24, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2018 HMN Financial, Inc.
April 20, 2018	EX-99	Three Months Ended March 31, Exhibit 99 1016 Civic Center Drive NW - Rochester, MN 55901 - Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc.
April 20, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2018 HMN Financial, Inc.
March 20, 2018	DEF 14A	HMNF / HMN Financial, Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 9, 2018	EX-21	Subsidiaries of Registrant EXHIBIT 21 Subsidiaries of Registrant Name & Address Year & State Inc. Home Federal Savings Bank 1016 Civic Center Drive NW Rochester, MN 55901 1934 Federal Charter Osterud Insurance Agency, Inc. DBA Home Federal Investment Svcs. 1016 Civic Center Drive NW Rochester, MN 55901 1983 MN HFSB Property Holdings, LLC 1016 Civic Center Drive NW Rochester, MN 55901 2013 MN
March 9, 2018	EX-13	Portions of Annual Report to Security Holders incorporated by reference Exhibit 13 Financial Highlights 1 Letter to Shareholders and Clients 2 Board of Directors 4 Five-year Consolidated Financial Highlights 5 Management Discussion and Analysis 6 Consolidated Financial Statements 26 Notes to Consolidated Financial Statements 30 Report of Independent Registered Public Accounting Firm 67 Other Financial Data 68 Common Stock Information 69 Selected Quarterly Financial Data 70 Corporate and Shareholder Information Inside Back Cover Directors and Officers Inside Back Cover HMN Financial, Inc.
March 9, 2018	10-K	HMNF / HMN Financial, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-24100. HM
March 9, 2018	EX-10.15	Form of Executives’ Restricted Stock Agreement for awards granted to executives under the HMN Financial, Inc. 2017 Equity Incentive Plan EX-10.15 2 ex106635.htm EXHIBIT 10.15 Exhibit 10.15 HMN FINANCIAL, INC. 2017 EQUITY INCENTIVE PLAN Restricted Stock Agreement (Executives) HMN Financial, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby grants to you, the Participant named below, an award of shares of the Company’s common stock whose vesting is subject to satisfaction of service-based condition
February 16, 2018	SC 13D/A	HMNF / HMN Financial, Inc. / GENDELL JEFFREY L ET AL - HMN FINANCIAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.5)* HMN Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) Jeffrey L. Gendell 1 Sound Shore Drive, Suite 304, Greenwich, Connecticut 06830 (203) 769-2000 (Name, Address and Telephone Number of Person Authorized to Receiv
February 14, 2018	SC 13G/A	HMNF / HMN Financial, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) HMN Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
February 12, 2018	SC 13G/A	HMNF / HMN Financial, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 2)* HMN Financial, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 40424G108 (CUSIP number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rul
February 9, 2018	SC 13G/A	HMNF / HMN Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* HMN FINANCIAL INC (Name of Issuer) Common Stock (Title of Class of Securities) 40424G108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 8, 2018	SC 13G/A	HMNF / HMN Financial, Inc. / HMN FINANCIAL INC EMPLOYEE STOCK OWNERSHIP PLAN - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 24)* HMN FINANCIAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 40424G108 (CUSIP Number) DECEMBER 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
January 30, 2018	EX-99	Three Months Ended ex103851.htm Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 ? Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc. (507) 252-7169 FOR IMMEDIATE RELEASE HMN Financial, Inc. Announces Fourth Quarter Results Fourth Quarter Highlights ? Net income of $0.4 million, down $1.3 million from $1.7 million for fou
January 30, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 hmnf201801298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2018 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of
November 3, 2017	10-Q	HMNF / HMN Financial, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commision File Number 0-24100 HMN FINANCIAL,
October 20, 2017	EX-99.1	Three Months Ended ex97121.htm Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 ? Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel President and Chief Executive Officer HMN Financial, Inc. (507) 252-7169 FOR IMMEDIATE RELEASE HMN FINANCIAL, INC. ANNOUNCES THIRD QUARTER RESULTS Third Quarter Summary ? Net income of $1.8 million, up $0.4 million, compared to net income of $1.
October 20, 2017	8-K	HMNF / HMN Financial, Inc. FORM 8-K (Current Report) hmnf201710198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2017 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation)
August 31, 2017	8-K	Current Report hmnf201708318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2017 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation)
August 4, 2017	10-Q	HMNF / HMN Financial, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-24100 HMN FINANCIAL, INC.
July 21, 2017	EX-99	Rochester, MN 55901 • ex99.htm Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 ? Fax (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel Chief Executive Officer, President HMN Financial, Inc. (507) 252-7169 FOR IMMEDIATE RELEASE HMN FINANCIAL, INC. ANNOUNCES SECOND QUARTER RESULTS Second Quarter Summary ? Net income of $1.0 million, down $0.5 million, compared to $1.5 million in sec
July 21, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition hmnf201707208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2017 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (C
June 22, 2017	11-K	HMN Financial FORM 11-K hmnf2017062011k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-24100 A. F
May 30, 2017	8-K	HMN Financial FORM 8-K (Current Report/Significant Event) hmnf201705258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2017 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (Co
May 30, 2017	EX-10.1	Executive Severance Agreement, dated May 23, 2017, among the Company, the Bank and Bradley C. Krehbiel ex10-1.htm Exhibit 10.1 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (the ?Agreement?) is entered into as of May 23, 2017 (the ?Effective Date?) by and among HMN Financial, Inc., a Delaware corporation (the ?Company?), the Company?s wholly-owned subsidiary Home Federal Savings Bank, a federally chartered savings bank (the ?Bank?), and Bradley Krehbiel (the ?Executive?). BACKGRO
May 26, 2017	EX-24.1	POWER OF ATTORNEY ex24-1.htm EXHIBIT 24.1 POWER OF ATTORNEY We, the undersigned directors of HMN Financial, Inc., hereby constitute Bradley Krehbiel and Jon Eberle, as the true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names, in the capacities indicated below (i) a Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 filed with the Securitie
May 26, 2017	S-8 POS	HMN Financial FORM S-8 POS hmnf20170525s8pos.htm As filed with the Securities and Exchange Commission on May 26, 2017 Registration Number 333-158893 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HMN FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 41-1777397 (State of inco
May 5, 2017	S-8	HMN Financial FORM S-8 hmnf20170504s8.htm As filed with the Securities and Exchange Commission on May 5, 2017 Registration Number 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HMN FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 41-1777397 (State of incorporation) (IRS Employer Identification No.)
May 5, 2017	EX-24.1	POWER OF ATTORNEY ex24-1.htm EXHIBIT 24.1 POWER OF ATTORNEY We, the undersigned directors of HMN Financial, Inc., hereby constitute Bradley Krehbiel and Jon Eberle, as the true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names, in the capacities indicated below, the Registration Statement on Form S-8 filed herewith pertaining to the HMN Financial, Inc. 2017 Equit
May 5, 2017	10-Q	HMN Financial FORM 10-Q (Quarterly Report) hmnf2017033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-241
May 5, 2017	EX-10.2	Form of Directors’ Restricted Stock Agreement for awards granted to directors under the HMN Financial, Inc. 2017 Equity Incentive Plan Exhibit 10.2 HMN FINANCIAL, INC. 2017 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (Non-Employee Directors) HMN Financial, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby grants to you, the Participant named below, an award of shares of the Company’s common stock whose vesting is subject the satisfaction of service-based conditions (the “Restricted Shares”
May 5, 2017	EX-10.1	HMN Financial, Inc. 2017 Equity Incentive Plan Exhibit 10.1 HMN FINANCIAL, INC. 2017 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the HMN Financial, Inc. 2017 Equity Incentive Plan (the “Plan”) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those of the Company’s stockholders, and to thereby promote the Company’s
April 26, 2017	8-K	Current Report hmnf201704268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2017 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (
April 21, 2017	8-K	HMN Financial FORM 8-K (Current Report/Significant Event) hmnf201704208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2017 HMN Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24100 41-1777397 (State or other jurisdiction of incorporation) (
April 21, 2017	EX-99	Three Months Ended March 31, ex99.htm Exhibit 99 1016 Civic Center Drive NW ? Rochester, MN 55901 ? Phone (507) 535-1200 - FAX (507) 535-1301 NEWS RELEASE CONTACT: Bradley Krehbiel, Chief Executive Officer, President HMN Financial, Inc. (507) 252-7169 FOR IMMEDIATE RELEASE HMN FINANCIAL, INC. ANNOUNCES FIRST QUARTER RESULTS First Quarter Highlights ? Net income of $1.2 million, a decrease of $0.6 million, compared to net inco
March 21, 2017	DEF 14A	HMN Financial FORM DEF 14A [title] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule
March 10, 2017	10-K	HMN Financial FORM 10-K (Annual Report) hmnf2017021610k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-24100.
March 10, 2017	EX-13	At or For the Year Ended ex13.htm Exhibit 13 Financial Highlights 1 Letter to Shareholders and Clients 2 Board of Directors 4 Five-year Consolidated Financial Highlights 5 Management Discussion and Analysis 6 Consolidated Financial Statements 27 Notes to Consolidated Financial Statements 31 Report of Independent Registered Public Accounting Firm 66 Other Financial Data 64 Selected Quarterly Financial Data 66 Common Stock

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