Основная статистика
| LEI | 549300DQF6YN0E43PM71 |
| CIK | 1830197 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Home Point Capital Inc
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. HOME POINT CAPITAL INC. (Nationstar Mortgage Holdings Inc., as successor by merger to Home Point Ca |
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| August 1, 2023 |
HMPT / Home Point Capital Inc / Trident VI, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Home Point Capital Inc. (Name of Issuer) Common Stock, par value $0.0000000072 per share (Title of Class of Securities) 43734L106 (CUSIP Number) August 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| August 1, 2023 |
As filed with the Securities and Exchange Commission on August 1, 2023 As filed with the Securities and Exchange Commission on August 1, 2023 Registration No. |
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| August 1, 2023 |
SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION HOME POINT CAPITAL INC. ARTICLE I Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HOME POINT CAPITAL INC. ARTICLE I The name of the corporation is Home Point Capital Inc. (the “Corporation”). ARTICLE II The address, including street, number, city, and county, of the registered office of the Corporation in the State of Delaware is c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Stree |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) HOME POINT CAPITAL INC. (Name of Subject Company) HEISMAN MERGER SUB, INC. (Offeror) MR. COOPER GROUP INC. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.0000000072 per |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) Home Point Capital Inc. (Name of Subject Company) Home Point Capital Inc. (Name of Person Filing Statement) Common Stock, par value $0.0000000072 per share (Title of Class of Secur |
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| August 1, 2023 |
Press Release issued by Mr. Cooper Group Inc. on August 1, 2023. Exhibit (a)(1)(J) FOR IMMEDIATE RELEASE Mr. Cooper Completes Acquisition of Home Point DALLAS, TX (August 1, 2023) – Mr. Cooper Group Inc. (“Mr. Cooper”) announced today that it has successfully acquired Home Point Capital Inc. (“Home Point”). Mr. Cooper Chairman and CEO Jay Bray commented, “This acquisition adds scale to our platform, bringing us closer to our $1 trillion strategic target, while |
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| August 1, 2023 |
AMENDED AND RESTATED BY-LAWS HOME POINT CAPITAL INC. dated as of August 1, 2023 TABLE OF CONTENTS Exhibit 3.2 AMENDED AND RESTATED BY-LAWS of HOME POINT CAPITAL INC. dated as of August 1, 2023 TABLE OF CONTENTS ARTICLE I OFFICES SECTION 1 REGISTERED OFFICE 1 SECTION 2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS SECTION 1 ANNUAL MEETINGS 1 SECTION 2 SPECIAL MEETINGS 1 SECTION 3 VOTING 1 SECTION 4 QUORUM 2 SECTION 5 NOTICE OF MEETINGS 2 SECTION 6 ACTION WITHOUT MEETING 2 ARTICLE III DIRE |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission F |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) Home Point Capital Inc. (Name of Subject Company) Home Point Capital Inc. (Name of Person Filing Statement) Common Stock, par value $0.0000000072 per share (Title of Class of Secur |
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| July 28, 2023 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) HOME POINT CAPITAL INC. (Name of Subject Company) HEISMAN MERGER SUB, INC. (Offeror) MR. COOPER GROUP INC. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.00000 |
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| July 24, 2023 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) HOME POINT CAPITAL INC. (Name of Subject Company) HEISMAN MERGER SUB, INC. (Offeror) MR. COOPER GROUP INC. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.00000 |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Home Point Capital Inc. (Name of Subject Company) Home Point Capital Inc. (Name of Person Filing Statement) Common Stock, par value $0.0000000072 per share (Title of Class of Secur |
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| July 24, 2023 |
Press Release issued by Mr. Cooper Group Inc. on July 24, 2023. EX-99.(a)(1)(I) Exhibit (a)(1)(I) FOR IMMEDIATE RELEASE DALLAS, TX (July 24, 2023) – Mr. Cooper Group Inc. (NASDAQ: COOP) (“Mr. Cooper”) announced today that Heisman Merger Sub, Inc. (“Purchaser”), a wholly owned subsidiary of Mr. Cooper, has extended the expiration date of its offer (the “Offer”) to acquire all of the outstanding shares of common stock of Home Point Capital Inc. (NASDAQ: HMPT) (“ |
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| June 28, 2023 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) HOME POINT CAPITAL INC. (Name of Subject Company) HEISMAN MERGER SUB, INC. (Offeror) MR. COOPER GROUP INC. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.00000 |
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| June 28, 2023 |
Press Release issued by Mr. Cooper Group Inc. on June 28, 2023. EX-99.(a)(1)(H) Exhibit (a)(1)(H) FOR IMMEDIATE RELEASE DALLAS, TX (June 28, 2023) – Mr. Cooper Group Inc. (NASDAQ: COOP) (“Mr. Cooper”) announced today that Heisman Merger Sub, Inc. (“Purchaser”), a wholly owned subsidiary of Mr. Cooper, has extended the expiration date of its offer (the “Offer”) to acquire all of the outstanding shares of common stock of Home Point Capital Inc. (NASDAQ: HMPT) (“ |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) Home Point Capital Inc. (Name of Subject Company) Home Point Capital Inc. (Name of Person Filing Statement) Common Stock, $0.0000000072 par value per share (Title of Class of Securities) 43734L 1 |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 Home Point Capital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission F |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 Home Point Capital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission Fi |
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| May 26, 2023 |
Exhibit (e)(20) EXECUTION VERSION Nationstar Mortgage LLC Purchaser Home Point Financial Corporation Seller and solely for purposes of Section 9. |
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| May 26, 2023 |
EX-99.(d)(4) Exhibit (d)(4) EXECUTION VERSION Nationstar Mortgage LLC Purchaser Home Point Financial Corporation Seller and solely for purposes of Section 9.03, Mr. Cooper Group Inc. Parent AGREEMENT FOR THE BULK PURCHASE AND SALE OF MORTGAGE SERVICING RIGHTS Dated as of May 10, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND CONSTRUCTION Section 1.01 Definitions 1 Section 1.02 General Inter |
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| May 26, 2023 |
SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HOME POINT CAPITAL INC. (Name of Subject Company) HEISMAN MERGER SUB, INC. (Offeror) MR. COOPER GROUP INC. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.0000000072 per share (Tit |
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| May 26, 2023 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. EX-99.(a)(1)(C) Exhibit (a)(1)(C) Offer To Purchase For Cash All Outstanding Shares of Common Stock of HOME POINT CAPITAL INC. a Delaware corporation at $2.33 NET PER SHARE Pursuant to the Offer to Purchase dated May 26, 2023 by HEISMAN MERGER SUB, INC. a wholly owned subsidiary of MR. COOPER GROUP INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON TUESDAY, JUNE 27, 20 |
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| May 26, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Home Point Capital Inc. (Name of Subject Company) Home Point Capital Inc. (Name of Persons Filing Statement) Common Stock, par value $0.0000000072 per share (Title of Class of |
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| May 26, 2023 |
Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. EX-99.(a)(1)(D) Exhibit (a)(1)(D) Offer To Purchase For Cash All Outstanding Shares of Common Stock of HOME POINT CAPITAL INC. a Delaware corporation at $2.33 NET PER SHARE Pursuant to the Offer to Purchase dated May 26, 2023 by HEISMAN MERGER SUB, INC. a wholly owned subsidiary of MR. COOPER GROUP INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON TUESDAY, JUNE 27, 20 |
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| May 26, 2023 |
Summary Advertisement as published in The Wall Street Journal on May 26, 2023. EX-99.(a)(1)(E) Exhibit (a)(1)(E) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below), and the provisions herein are subject in their entirety to the provisions of the Offer (as defined below). The Offer is made solely pursuant to the Offer to Purchase, dated May 26, 2023, and the related Letter of Transmittal and any amendments or sup |
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| May 26, 2023 |
WAIVER AND SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS Exhibit (e)(16) WAIVER AND SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS THIS WAIVER AND SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS (“Agreement”) is entered into on April 28, 2023 by and between John Forlines (“Employee”), Home Point Financial Corporation (“Home Point Financial” or “Employer”), and Home Point Capital Inc. |
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| May 26, 2023 |
EX-99.(d)(2) Exhibit (d)(2) October 4, 2022 CONFIDENTIAL Mr. Jay Bray Nationstar Mortgage LLC 8950 Cypress Waters Blvd. Coppell, TX 75019 Ladies and Gentlemen: In connection with the consideration by Nationstar Mortgage LLC (“you” or the “Receiving Party”) and Home Point Capital Inc. (the “Company” or the “Disclosing Party”, and collectively with you, the “parties”) of a potential negotiated strat |
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| May 26, 2023 |
EX-99.(a)(1)(B) Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of HOME POINT CAPITAL INC. a Delaware corporation at $2.33 NET PER SHARE (CUSIP #43734L106) Pursuant to the Offer to Purchase Dated May 26, 2023 by HEISMAN MERGER SUB, INC. a wholly owned subsidiary of MR. COOPER GROUP INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON TUESDAY, JUN |
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| May 26, 2023 |
Offer to Purchase, dated May 26, 2023. EX-99.(a)(1)(A) Table of Contents Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Home Point Capital Inc. at $2.33 Net Per Share by Heisman Merger Sub, Inc. a wholly owned subsidiary of Mr. Cooper Group Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON TUESDAY, JUNE 27, 2023, UNLESS THE OFFER IS EXTENDED OR EARLIER TERMINATED. Heis |
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| May 26, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Schedule TO-T (Rule 14d-100) HOME POINT CAPITAL INC. |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 12, 2023 |
Home Point Capital Reports First Quarter 2023 Financial Results Exhibit 99.1 Home Point Capital Reports First Quarter 2023 Financial Results ANN ARBOR, Mich., May 12, 2023 - Home Point Capital Inc. (NASDAQ: HMPT) (together with its subsidiaries, “Home Point Capital” or the “Company”), the parent entity of Home Point Financial Corporation (“Homepoint”), today announced its financial results for the first quarter ended March 31, 2023. In addition, as previously |
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| May 12, 2023 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| May 12, 2023 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 11, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among MR. COOPER GROUP INC., HEISMAN MERGER SUB, INC., and HOME POINT CAPITAL INC. Dated as of May 10, 2023 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The Offer 2 Section 1.2 Company Actions 5 ARTICLE II THE MERGER Section 2.1 The Merger 6 Section 2.2 The Closing 6 Section 2.3 Effective Time 7 Section 2.4 Certificate of Incor |
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| May 11, 2023 |
Exhibit 99.1 TENDER AND SUPPORT AGREEMENT THIS TENDER AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of May 10, 2023, by and among Home Point Capital Inc., a Delaware corporation (the “Company”), Mr. Cooper Group Inc., a Delaware corporation (“Parent”), and the undersigned stockholders (the “Stockholders”) of the Company. WITNESSETH: WHEREAS, the Company, Parent and Heisman M |
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| May 11, 2023 |
Exhibit 10.1 EXECUTION TENDER AND SUPPORT AGREEMENT THIS TENDER AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of May 10, 2023, by and among Home Point Capital Inc., a Delaware corporation (the “Company”), Mr. Cooper Group Inc., a Delaware corporation (“Parent”), and the undersigned stockholders (the “Stockholders”) of the Company. WITNESSETH: WHEREAS, the Company, Parent and |
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| May 11, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among MR. COOPER GROUP INC., HEISMAN MERGER SUB, INC., and HOME POINT CAPITAL INC. Dated as of May 10, 2023 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The Offer 2 Section 1.2 Company Actions 5 ARTICLE II THE MERGER Section 2.1 The Merger 6 Section 2.2 The Closing 6 Section 2.3 Effective Time 7 Section 2.4 Certificate of Incorporation and Bylaw |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Home Point Capital Inc. (Name of Subject Company) Home Point Capital Inc. (Name of Person Filing Statement) Common Stock, $0.0000000072 par value per share (Title of Class of Securities) 43734L 106 (CUSIP Number o |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2023 (May 10, 2023) Mr. |
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| May 11, 2023 |
Internal email message from William A. Newman (President and CEO) to Homepoint employees Exhibit 99.1 Internal email message from William A. Newman (President and CEO) to Homepoint employees Today, we announced that Home Point Capital Inc. has signed a definitive agreement with Mr. Cooper Group Inc. to acquire Home Point Capital Inc. and its subsidiaries, including Home Point Financial Corporation. After the closing of the transaction and following the onboarding of Home Point custome |
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| May 11, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission Fi |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2023 Mr. |
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| May 10, 2023 |
Investor Presentation, dated May 10, 2023 Exhibit 99.2 May 10, 2023 Investor Update IMPORTANT INFORMATION Cautions Regarding Forward Looking Statements Certain statements contained in this communication are “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Exchange Act. Such forward-looking statements are often identified by words such as “anticipate,” “approxi |
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| May 10, 2023 |
Investor Presentation, dated May 10, 2023 Exhibit 99.2 May 10, 2023 Investor Update IMPORTANT INFORMATION Cautions Regarding Forward Looking Statements Certain statements contained in this communication are “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Exchange Act. Such forward-looking statements are often identified by words such as “anticipate,” “approxi |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2023 Mr. |
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| May 10, 2023 |
Press Release, dated May 10, 2023 EX-99.1 2 a53397774ex991.htm EXHIBIT 99.1 Exhibit 99.1 Mr. Cooper Group to Acquire Home Point Capital for $324 Million in Cash Acquisition of $84 billion servicing portfolio expected to contribute to Mr. Cooper’s return on equity with estimated 10% accretion to operating earnings in first year Tangible book value accretive by ~$1/share at closing Funded in part with assumption of Home Point Capita |
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| May 10, 2023 |
Press Release, dated May 10, 2023 Exhibit 99.1 Mr. Cooper Group to Acquire Home Point Capital for $324 Million in Cash Acquisition of $84 billion servicing portfolio expected to contribute to Mr. Cooper’s return on equity with estimated 10% accretion to operating earnings in first year Tangible book value accretive by ~$1/share at closing Funded in part with assumption of Home Point Capital $500 million 5% senior notes due 2026 Ho |
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| May 5, 2023 |
Termination of a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 Home Point Capital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission Fil |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission Fil |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 Home Point Capital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 25, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| April 12, 2023 |
Exhibit 2.1 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) is the type of information that the registrant treats as private or confidential. Triple asterisks denote omissions. ASSET PURCHASE AGREEMENT by and between The Loan Store, Inc. and Home Point Financial Corporation April 6, 2023 TABLE OF CONTENTS Page ARTICLE I Definitions 1 1 |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission F |
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| April 7, 2023 |
Homepoint to Sell Wholesale Originations Business to The Loan Store Exhibit 99.1 PRESS RELEASE Homepoint to Sell Wholesale Originations Business to The Loan Store ANN ARBOR, Mich., April 7, 2023 — Homepoint, the third-largest wholesale lender by origination volume for the year ending December 31, 2022 according to Inside Mortgage Finance, today announced it has entered into a definitive agreement to sell certain assets of the company’s wholesale originations chann |
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| April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commission F |
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| March 9, 2023 |
EX-10.18 2 4 exhibit10182-bmoxhomepoint.htm EX-10.18 2 Exhibit 10.18.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER 2 TO MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT THIS AMENDMENT NUMBER 2 |
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| March 9, 2023 |
Exhibit 10.4 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDED AND RESTATED WAIVER AND SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS THIS AMENDED AND RESTATED WAIVER AND SEPARATION AGREEMENT AND GENERAL |
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| March 9, 2023 |
Subsidiaries of Home Point Capital Inc. Exhibit 21.1 Subsidiaries Entity Name Jurisdiction of Incorporation or Organization HPC Insurance Agency, LLC Michigan Home Point Financial Corporation New Jersey HPFC Sub 1 LLC Delaware |
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| March 9, 2023 |
Exhibit 10.9 WAIVER AND SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. THIS WAIVER AND SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS (“Agreement”) is en |
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| March 9, 2023 |
Home Point Capital Reports Fourth Quarter 2022 Financial Results Exhibit 99.1 Home Point Capital Reports Fourth Quarter 2022 Financial Results – Quarterly Origination Volume of $1.7 billion – – $89.1 million reduction in total expenses compared to fourth quarter of prior year – – Available liquidity of $662.5 million – – Fourth Quarter 2022 Net Loss of $36.8 million, or $(0.27) per Share – ANN ARBOR, Mich., March 9, 2023 - Home Point Capital Inc. (NASDAQ: HMPT) |
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| March 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission F |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-399 |
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| March 9, 2023 |
Exhibit 99.2 Fourth Quarter and Full Year 2022 Earnings Presentation March 9, 2023 Forward-Looking Statements 2 This presentation contains certain “forward-looking statements,” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact are forward-looking st |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2023 Home Point Capital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commissi |
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| February 2, 2023 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissio |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissi |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissio |
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| November 14, 2022 |
Exhibit 10.5 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CHANGE IN TERMS AGREEMENT (Standard Seller Warehouse Document Modifications) THIS CHANGE IN TERMS AGREEMENT (this "Agreement") is made and entered into by t |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 14, 2022 |
Exhibit 10.7 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (“Confirmation and Amendment”) |
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| November 14, 2022 |
Exhibit 10.6 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 9 TO MASTER REPURCHASE AGREEMENT Amendment No. 9 to Master Repurchase Agreement, dated as of September 29, 2022 (this “Amendment”), among CRED |
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| November 10, 2022 |
Home Point Capital Reports Third Quarter 2022 Financial Results Exhibit 99.1 Home Point Capital Reports Third Quarter 2022 Financial Results ? Quarterly Origination Volume of $4.1 billion ? ? $59.5 million reduction in total expenses compared to third quarter of prior year ? ? Available liquidity of $569.1 million ? ? Third Quarter 2022 Net Loss of $94.3 million, or $(0.68) per Share ? ANN ARBOR, Mich., November 10, 2022 - Home Point Capital Inc. (NASDAQ: HMPT |
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| November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissi |
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| November 10, 2022 |
Exhibit 99.2 Third Quarter 2022 Earnings Presentation November 10, 2022 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact are forward-looking statements. F |
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| October 11, 2022 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| October 7, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| October 7, 2022 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On October 3, 2022, Home Point Capital Inc. (the ?Company?) completed the previously announced sale of its 49.6% ownership interest (the ?Ownership Interest?) in Longbridge Financial, LLC to EF Holdco RER Assets, LLC (the ?Purchaser?), an indirect subsidiary of Ellington Financial Inc., for aggregate cash proceeds of appr |
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| September 27, 2022 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commiss |
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| September 22, 2022 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Between: TIAA, FSB, as Buyer and HOME POINT FINANCIAL CORPORATION, as Seller Dated as of September 1 |
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| September 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2022 Home Point Capital Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39964 90-1116426 (State or other Jurisdiction of Incorporation) (Commiss |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commiss |
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| September 20, 2022 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 20 TO MASTER REPURCHASE AGREEMENT Amendment No. 20 to Master Repurchase Agreement, dated as of September 16, 2022 (this ?Amendment?), by and b |
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| September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| August 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| August 26, 2022 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CHANGE IN TERMS AGREEMENT (Standard Seller Warehouse Document Modifications) THIS CHANGE IN TERMS AGREEMENT (this "Agreement") is made and entered into by t |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| August 17, 2022 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (?Confirmation and Amendment? |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 11, 2022 |
Exhibit 10.8 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER TEN to the MASTER REPURCHASE AGREEMENT Dated as of June 3, 2020, among HOME POINT FINANCIAL CORPORATION, MORGAN STANLEY BANK. N.A., and MOR |
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| August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| August 11, 2022 |
Exhibit 10.4 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 2 TO MASTER REPURCHASE AGREEMENT This Amendment No. 2 (this ?Amendment?), dated as of May 13, 2022, amends that certain Master Repurchase Agre |
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| August 11, 2022 |
Exhibit 10.6 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 301 W. Bay Street Jacksonville, FL 32202 Home Point Financial Corporation 2211 Old Earhart Road, Suite 250 Ann Arbor MI 48105 Attention: [***] Ema |
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| August 11, 2022 |
Exhibit 99.2 Second Quarter 2022 Earnings Presentation August 11, 2022 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact are forward-looking statements. Fo |
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| August 11, 2022 |
Home Point Capital Reports Second Quarter 2022 Financial Results Exhibit 99.1 Home Point Capital Reports Second Quarter 2022 Financial Results ? Quarterly Origination Volume of $9.3 Billion ? ? 3,573 Active Broker Partners in Second Quarter ? ? Second Quarter 2022 Net Loss of $(44.4) Million, or $(0.32) per Share ? ANN ARBOR, Mich., August 11, 2022 - Home Point Capital Inc. (NASDAQ: HMPT) (together with its subsidiaries, ?Home Point Capital? or the ?Company?), |
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| August 11, 2022 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?), is |
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| August 11, 2022 |
Exhibit 10.3.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CHANGE IN TERMS AGREEMENT (Standard Seller Warehouse Document Modifications) THIS CHANGE IN TERMS AGREEMENT (this "Agreement") is made and entered into by |
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| August 11, 2022 |
Exhibit 10.5 RATE AMENDMENT TO MASTER REPURCHASE AGREEMENT This Amendment (the ?Amendment?) to the Master Repurchase Agreement (defined below), is entered into on May 19, 2022 by and among Wells Fargo Bank, N.A. (the ?Buyer?) and Home Point Financial Corporation (the ?Seller?). The Buyer and the Seller may also be referred to individually as a ?Party? or collectively as the ?Parties.? W I T N E S |
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| August 11, 2022 |
Exhibit 10.3 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CHANGE IN TERMS AGREEMENT (Standard Seller Warehouse Document Modifications) THIS CHANGE IN TERMS AGREEMENT (this "Agreement") is made and entered into by t |
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| August 11, 2022 |
Exhibit 10.7 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 8 TO MASTER REPURCHASE AGREEMENT Amendment No. 8 to Master Repurchase Agreement, dated as of June 30, 2022 (this ?Amendment?), among CREDIT SU |
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| June 13, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission F |
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| June 13, 2022 |
Exhibit 99.1 Investor Presentation June 2022 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact are forward-looking statements. Forward-looking statements i |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 12, 2022 |
Home Point Capital Reports First Quarter 2022 Financial Results Exhibit 99.1 Home Point Capital Reports First Quarter 2022 Financial Results ? Quarterly Origination Volume of $12.6 Billion ? ? 3,600 Active Broker Partners in First Quarter ? ? First Quarter 2022 Net Income of $11.9 Million, or $0.09 per Share ? ANN ARBOR, Mich., May 12, 2022 - Home Point Capital Inc. (NASDAQ: HMPT) (together with its subsidiaries, ?Home Point Capital? or the ?Company?), the par |
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| May 12, 2022 |
Exhibit 10.5.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 7 TO MASTER REPURCHASE AGREEMENT Amendment No. 7 to Master Repurchase Agreement, dated as of March 31, 2022 (this ?Amendment?), among CREDIT |
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| May 12, 2022 |
Exhibit 10.8 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CHANGE IN TERMS AGREEMENT (Standard Seller Warehouse Document Modifications) THIS CHANGE IN TERMS AGREEMENT (this "Agreement") is made and entered into by t |
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| May 12, 2022 |
Exhibit 10.3.1 AMENDMENT NO. 19 TO MASTER REPURCHASE AGREEMENT Amendment No. 19 to Master Repurchase Agreement, dated as of May 1, 2022 (this ?Amendment?), between UBS AG, by and through its branch office at 1285 Avenue of the Americas, New York, New York (the ?Buyer?) and HOME POINT FINANCIAL CORPORATION (the ?Seller?). RECITALS The Buyer and the Seller are parties to (a) that certain Master Repu |
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| May 12, 2022 |
Exhibit 10.7.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER NINE to the MASTER REPURCHASE AGREEMENT Dated as of June 3, 2020, among HOME POINT FINANCIAL CORPORATION, MORGAN STANLEY BANK. N.A., and |
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| May 12, 2022 |
Exhibit 99.2 First Quarter 2022 Earnings Presentation May 12, 2022 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact are forward-looking statements. Forwar |
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| May 12, 2022 |
Exhibit 10.9 SUBSERVICING AGREEMENT between SERVICEMAC, LLC, as Subservicer and HOME POINT FINANCIAL CORPORATION, as Owner/Servicer February 7, 2022 Residential Mortgage Loans Agency and Non-Agency Subservicing TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.01. Definitions. 1 ARTICLE II THE SUBSERVICER?S APPOINTMENT AND ACCEPTANCE; SERVICING TRANSFERS 16 Section 2.01. Contract for Subservicin |
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| May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 12, 2022 |
Exhibit 10.4.1 CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (?Confirmation and Amendment?), is executed to be effective as of March 8, 2022, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as ?Seller?), and MERCHANTS BANK OF INDIANA (hereinafter referred to as ?Parti |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| April 14, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 14, 2022 |
TABLE OF CONTENTS SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| March 17, 2022 |
EX-10.6.18 7 exhibit10618-ubsamdno18.htm EX-10.6.18 Exhibit 10.6.18 AMENDMENT NO. 18 TO MASTER REPURCHASE AGREEMENT Amendment No. 18 to Master Repurchase Agreement, dated as of February 10, 2022 (this “Amendment”), between UBS AG, by and through its branch office at 1285 Avenue of the Americas, New York, New York (the “Buyer”) and HOME POINT FINANCIAL CORPORATION (the “Seller”). RECITALS The Buyer |
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| March 17, 2022 |
EX-10.1.7 2 exhibit1017-confirmationan.htm EX-10.1.7 Exhibit 10.1.7 CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (“Confirmation and Amendment”), is executed to be effective as of the 12th day of October, 2021, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as "Selle |
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| March 17, 2022 |
EX-10.25.2 14 exhibit10252-amd2gestation.htm EX-10.25.2 Exhibit 10.25.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 2 TO MORTGAGE LOAN PARTICIPATION SALE AGREEMENT This Amendment No. 2 to the Mortgag |
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| March 17, 2022 |
Exhibit 10.10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?), |
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| March 17, 2022 |
EX-10.3.5 6 exhibit1035-csxhomepointxa.htm EX-10.3.5 Exhibit 10.3.5 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 5 TO MASTER REPURCHASE AGREEMENT Amendment No. 5 to Master Repurchase Agreement, dated |
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| March 17, 2022 |
Subsidiaries of Home Point Capital Inc. EX-21.1 15 exhibit211-subsidiariesoft.htm EX-21.1 Exhibit 21.1 Subsidiaries Entity Name Jurisdiction of Incorporation or Organization Home Point Asset Management LLC Delaware HPC Insurance Agency, LLC Michigan Home Point Financial Corporation New Jersey Home Point Mortgage Acceptance Corporation Alabama HPFC Sub 1 LLC Delaware |
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| March 17, 2022 |
EX-10.23.3 12 exhibit10233-secondgsmraam.htm EX-10.23.3 Exhibit 10.23.3 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 2 to MASTER REPRUCHASE AGREEMENT This AMENDMENT No. 2 (this “Amendment”), dated eff |
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| March 17, 2022 |
EX-10.10.2 9 exhibit10102-amd2togsmsrli.htm EX-10.10.2 Exhibit 10.10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO SECOND A |
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| March 17, 2022 |
Exhibit 10.23.2 Letter Agreement Regarding Benchmark Rate Replacement Goldman Sachs Bank USA Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 January 3, 2022 Home Point Financial Corporation and its affiliates that are party to the agreements listed on Schedule A (each a ?Counterparty? and a ?Party?) and collectively the ?Counterparties?) Home Point Financial Corporation 2211 Old Earhart |
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| March 17, 2022 |
Exhibit 10.2.7 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER SEVEN to the MASTER REPURCHASE AGREEMENT Dated as of June 3, 2020, among HOME POINT FINANCIAL CORPORATION, MORGAN STANLEY BANK. N.A., and |
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| March 17, 2022 |
Exhibit 10.25.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO MORTGAGE LOAN PARTICIPATION SALE AGREEMENT This Amendment No. 1 to the Mortgage Loan Participation Sale Agreement, dated as of Novembe |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-399 |
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| March 17, 2022 |
Exhibit 10.1.8 CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (?Confirmation and Amendment?), is executed to be effective as of the 26th day of October, 2021, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as "Seller"), and MERCHANTS BANK OF INDIANA (hereinafter refer |
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| March 17, 2022 |
EX-10.1.9 4 exhibit1019-confirmationan.htm EX-10.1.9 Exhibit 10.1.9 CONFIRMATION AND AMENDMENT OF PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF PARTICIPATION AGREEMENT (“Confirmation and Amendment”), is executed to be effective as of February 15, 2022, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as “Seller”), and MERCHANTS BANK OF |
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| March 17, 2022 |
Form of Substitute Option Agreement under the 2021 Incentive Plan. Exhibit 10.16 SUBSTITUTE OPTION AGREEMENT UNDER THE HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN Pursuant to the terms and conditions of this Substitute Option Agreement (this ?Option Agreement?) and the Home Point Capital Inc. 2021 Incentive Plan, as it may be amended and restated from time to time (the ?Plan?), Home Point Capital Inc., a Delaware corporation (the ?Company?), hereby grants to the |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissi |
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| March 4, 2022 |
EX-10.3 4 exhibit103-msrenewal.htm EX-10.3 Exhibit 10.3 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER EIGHT to the MASTER REPURCHASE AGREEMENT Dated as of June 3, 2020, among HOME POINT FINANCIAL CO |
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| March 4, 2022 |
AMENDMENT NO. 6 TO MASTER REPURCHASE AGREEMENT EX-10.1 2 exhibit101-csrenewal2022.htm EX-10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 6 TO MASTER REPURCHASE AGREEMENT Amendment No. 6 to Master Repurchase Agreement, dated as of Fe |
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| March 4, 2022 |
AMENDMENT NUMBER 1 TO MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT EX-10.2 3 exhibit102-bmorenewal.htm EX-10.2 Exhibit 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER 1 TO MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT THIS AMENDMENT NUMBER 1 TO MASTER REPU |
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| February 24, 2022 |
Exhibit 99.2 Fourth Quarter and Full Year 2021 Earnings Presentation February 24, 2022 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? as that term is defined in the U.S. federal securities laws, including the Private Securities Litigation Reform Act of 1995. In addition, from time to time, Home Point Capital Inc. (?we,? ?our,? ?us? or the ?Company?) o |
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| February 24, 2022 |
Exhibit 99.1 Home Point Capital Reports Fourth Quarter 2021 Financial Results ? Quarterly Origination Volume of $21 Billion ? ? 2021 Origination Volume of $96 Billion, Up 55% Y/Y ? ? 2021 Broker Partner Growth of 49% Y/Y ? ? Fourth Quarter 2021 Net Income of $19 Million; $0.14 per Diluted Share ? ANN ARBOR, Mich., February 24, 2022 - Home Point Capital Inc. (NASDAQ: HMPT) (together with its subsid |
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| February 24, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissi |
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| February 11, 2022 |
Entry into a Material Definitive Agreement, Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissio |
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| February 10, 2022 |
HMPT / Home Point Capital Inc / Trident VI, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Home Point Capital Inc. (Name of Issuer) Common Stock, par value $0.0000000072 per share (Title of Class of Securities) 43734L106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 28, 2022 |
Joanna Zabriskie Joins Home Point Capital Inc. Board of Directors EX-99.1 2 exhibit991-january282022pr.htm EX-99.1 Joanna Zabriskie Joins Home Point Capital Inc. Board of Directors ANN ARBOR, Mich., January 28, 2022 — The Board of Directors (the “Board”) of Home Point Capital Inc. (NASDAQ: HMPT) (“Home Point Capital”) today elected Joanna Zabriskie as a director. The Board also appointed Ms. Zabriskie as a member of its Audit Committee. “Joanna is an outstanding |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2022 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissio |
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| December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissio |
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| November 5, 2021 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 to MASTER REPRUCHASE AGREEMENT This AMENDMENT No. 1 (this ?Amendment?), dated effective as of July 22, 2021 (the ?First Amendment Effective |
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| November 5, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissio |
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| November 5, 2021 |
EX-10.2 3 exhibit102-confirmationand.htm EX-10.2 Exhibit 10.2 CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (“Confirmation and Amendment”), is executed to be effective as of the 21st day of July, 2021, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as "Seller"), and |
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| November 5, 2021 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. MORTGAGE LOAN PARTICIPATION SALE AGREEMENT between HOME POINT FINANCIAL CORPORATION, as Seller, and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Purchaser |
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| November 5, 2021 |
Exhibit 10.4 CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (?Confirmation and Amendment?), is executed to be effective as of the 13th day of September, 2021, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as "Seller"), and MERCHANTS BANK OF INDIANA (hereinafter refer |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 4, 2021 |
Exhibit 99.3 Home Point Capital Inc. Third Quarter 2021 Earnings Supplemental Financial Data November 4, 2021 Legal Disclaimers 1. Non-GAAP Financial Measures To provide investors with information in addition to our results as determined under Generally Accepted Accounting Principles (?GAAP?), we disclose Adjusted revenue, Adjusted net Income, and Adjusted net margin as ?non-GAAP measures,? which |
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| November 4, 2021 |
Exhibit 99.1 PRESS RELEASE Home Point Capital Reports Third Quarter 2021 Financial Results ?Quarterly Origination Volume of $21 Billion, Up 14% Year-Over-Year? ?Broker Partner Growth of More Than 50% Year-Over-Year? ?Third Quarter Net Income of $71 Million; $0.51 per Share? ANN ARBOR, Mich., November 4, 2021 ? Home Point Capital Inc. (NASDAQ: HMPT) (?Home Point Capital? or the ?Company?), the pare |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissio |
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| November 4, 2021 |
Exhibit 99.2 Third Quarter 2021 Earnings Presentation November 4, 2021 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? as that term is defined in the U.S. federal securities laws, including the Private Securities Litigation Reform Act of 1995. In addition, from time to time, Home Point Capital Inc. (?we,? ?our,? ?us? or the ?Company?) or its representa |
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| September 21, 2021 |
TIAA BANK 301 W. Bay Street Jacksonville, FL 32202 Exhibit 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIAA BANK 301 W. Bay Street Jacksonville, FL 32202 Home Point Financial Corporation 2211 Old Earhart Road, Suite 250 Ann Arbor MI 48105 Attention: [***] Ema |
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| September 21, 2021 |
AMENDMENT NO. 17 TO MASTER REPURCHASE AGREEMENT Exhibit 10.1 AMENDMENT NO. 17 TO MASTER REPURCHASE AGREEMENT Amendment No. 17 to Master Repurchase Agreement, dated as of September 17, 2021 (this ?Amendment?), between UBS AG, by and through its branch office at 1285 Avenue of the Americas, New York, New York (the ?Buyer?) and HOME POINT FINANCIAL CORPORATION (the ?Seller?). RECITALS The Buyer and the Seller are parties to (a) that certain Master |
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| September 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commiss |
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| September 20, 2021 |
Confidential Investor Presentation September 2021 Exhibit 99.1 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? as that term is defined in the U.S. federal securities laws, including the Private Securities Litigation Reform Act of 1995. In addition, from time to time, Home Point Capital Inc. (?we,? ?our,? ?us? or the ?Company?) or its representatives ha |
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| September 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commiss |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissi |
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| September 7, 2021 |
EX-10.1 2 exhibit101-tcbrenewal.htm EX-10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. MORTGAGE WAREHOUSE AGREEMENT by and between HOME POINT FINANCIAL CORPORATION, A NEW JERSEY CORPORATION, and TEXA |
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| September 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commissi |
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| August 11, 2021 |
EX-10.1 2 exhibit101-secondamendedan.htm EX-10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDED AND RESTATED CREDIT AGREEMENT among HOME POINT FINANCIAL CORPORATION as Borrower, HOME POINT |
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| August 11, 2021 |
Exhibit 10.2 AMENDMENT NO. 2 TO MASTER REPURCHASE AGREEMENT Amendment No. 2 to Master Repurchase Agreement, dated as of April 30, 2021 (this ?Amendment?), among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC (the ?Administrative Agent?), CREDIT SUISSE AG, a company incorporated in Switzerland, acting through its Cayman Islands Branch (?CS Cayman?, and a ?Buyer?), ALPINE SECURITIZATION LTD (?Alpin |
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| August 11, 2021 |
Exhibit 10.7 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER SIX to the MASTER REPURCHASE AGREEMENT Dated as of June 3, 2020, among HOME POINT FINANCIAL CORPORATION, MORGAN STANLEY BANK. N.A., and MOR |
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| August 11, 2021 |
Exhibit 10.3 AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT Amendment No. 3 to Master Repurchase Agreement, dated as of June 16, 2021 (this ?Amendment?), among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC (the ?Administrative Agent?), CREDIT SUISSE AG, a company incorporated in Switzerland, acting through its Cayman Islands Branch (?CS Cayman?, and a ?Buyer?), ALPINE SECURITIZATION LTD (?Alpine |
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| August 11, 2021 |
Exhibit 10.6 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CHANGE IN TERMS AGREEMENT (Standard Seller Warehouse Document Modifications) THIS CHANGE IN TERMS AGREEMENT (this "Agreement") is made and entered into by t |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 11, 2021 |
Exhibit 10.4 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 4 TO MASTER REPURCHASE AGREEMENT Amendment No. 4 to Master Repurchase Agreement, dated as of June 30, 2021 (this “Amendment”), among CREDIT SU |
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| August 10, 2021 |
Second Quarter 2021 Earnings Presentation August 10, 2021 Exhibit 99.2 Second Quarter 2021 Earnings Presentation August 10, 2021 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? as that term is defined in the U.S. federal securities laws, including the Private Securities Litigation Reform Act of 1995. In addition, from time to time, Home Point Capital Inc. (?we,? ?our,? ?us? or the ?Company?) or its representa |
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| August 10, 2021 |
Exhibit 99.1 PRESS RELEASE Home Point Capital Reports Second Quarter 2021 Financial Results ?Quarterly Origination Volume of More Than $25 Billion, Up 116% Year-Over-Year? ?Broker Partner Growth of 55% Year-Over-Year? ANN ARBOR, Mich., August 10, 2021 ? Home Point Capital Inc. (NASDAQ: HMPT) (?Home Point Capital? or the ?Company?), the parent entity of Home Point Financial Corporation (?Homepoint? |
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| August 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| August 10, 2021 |
Exhibit 99.3 Home Point Capital Inc. Second Quarter 2021 Earnings Supplemental Financial Data August 10, 2021 Legal Disclaimers 1. Non-GAAP Financial Measures To provide investors with information in addition to our results as determined under Generally Accepted Accounting Principles (?GAAP?), we disclose Adjusted revenue, Adjusted net Income, and Adjusted net margin as ?non-GAAP measures,? which |
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| July 2, 2021 |
Exhibit 10.3 AMENDED AND RESTATED GUARANTY AND SECURITY AGREEMENT This AMENDED AND RESTATED GUARANTY AND SECURITY AGREEMENT (this ?Guaranty?), dated as of June 30, 2021 (the ?Effective Date?), is made by Home Point Financial Corporation (?Guarantor?) in favor of Goldman Sachs Bank USA (?Buyer?). RECITALS WHEREAS, pursuant to that certain Amended and Restated Master Repurchase Agreement, dated as o |
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| July 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission F |
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| July 2, 2021 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO MASTER REPURCHASE AGREEMENT This Amendment No. 1 (this ?Amendment?), dated as of June 30, 2021, amends that certain Master Repurchase Agr |
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| July 2, 2021 |
Exhibit 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT among HPFC SUB 1 LLC (?Seller?) HOME POINT FINANCIAL CORPORATION (?Guarantor?) and GOLDMAN SACHS BANK USA ( |
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| June 2, 2021 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT (?Confirmation and Amendment? |
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| June 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 13, 2021 |
Exhibit 10.14 CONFIRMATION AND AMENDMENT OF PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF PARTICIPATION AGREEMENT (?Confirmation and Amendment?), is executed to be effective as of March 1, 2021, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as "Seller"), and MERCHANTS BANK OF INDIANA (hereinafter referred to as "Participant"); W I T |
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| May 13, 2021 |
Exhibit 10.16 CONFIRMATION AND AMENDMENT OF MASTER PARTICIPATION AGREEMENT THIS CONFIRMATION AND AMENDMENT OF PARTICIPATION AGREEMENT (?Confirmation and Amendment?), is executed to be effective as of the 18th day of March, 2021, by and between HOME POINT FINANCIAL CORPORATION, a New Jersey corporation (hereinafter referred to as "Seller"), and MERCHANTS BANK OF INDIANA (hereinafter referred to as |
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| May 13, 2021 |
Exhibit 10.15 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER FIVE to the MASTER REPURCHASE AGREEMENT Dated as of June 3, 2020, among HOME POINT FINANCIAL CORPORATION, MORGAN STANLEY BANK. N.A., and M |
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| May 7, 2021 |
EX-10.1 2 exhibit101-secondamendedan.htm EX-10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDED AND RESTATED CREDIT AGREEMENT among HOME POINT FINANCIAL CORPORATION as Borrower, HOME POINT |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 7, 2021 |
PERFORMANCE STOCK UNIT GRANT NOTICE UNDER THE HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN EX-10.3 4 exhibit103-formofpsuagreem.htm EX-10.3 Exhibit 10.3 PERFORMANCE STOCK UNIT GRANT NOTICE UNDER THE HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN Home Point Capital Inc., a Delaware corporation (the “Company”), pursuant to its 2021 Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the number of performance stock |
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| May 7, 2021 |
RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN Exhibit 10.2 RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN Home Point Capital Inc., a Delaware corporation (the ?Company?), pursuant to its 2021 Incentive Plan, as it may be amended and restated from time to time (the ?Plan?), hereby grants to the Participant set forth below the number of Restricted Stock Units set forth below. The Restricted Stock Units |
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| May 6, 2021 |
Exhibit 99.2 First Quarter 2021 Earnings Presentation May 6, 2021 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? as that term is defined in the U.S. federal securities laws. In addition, from time to time, Home Point Capital Inc. (?we,? ?our,? ?us? or the ?Company?) or its representatives have made, or may make, forward-looking statements orally or in |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 6, 2021 |
Exhibit 99.1 Home Point Capital Reports First Quarter 2021 Financial Results ?Record Quarterly Origination Volume of $29 Billion, Up 260% Year-Over-Year? ?Six-fold Increase in Quarterly Net Revenue Year-Over-Year to $422 Million? ?First Quarter Net Income of $149 Million? ANN ARBOR, Mich., May 6, 2021 ? Home Point Capital Inc. (NASDAQ: HMPT) (together with its subsidiaries, ?Home Point Capital? or |
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| May 6, 2021 |
Exhibit 99.3 Home Point Capital Inc. First Quarter 2021 Earnings Supplemental Financial Data May 6, 2021 Non-GAAP Financial Measures To provide investors with information in addition to our results as determined under Generally Accepted Accounting Principles (?GAAP?), we disclose Adjusted revenue, Adjusted net Income, and Adjusted net margin as ?non-GAAP measures,? which management believes provid |
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| March 26, 2021 |
EX-10.1 2 exhibit101-gsbxhomepointma.htm EX-10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED MASTER REPURCHASE AGREEMENT among HOME POINT FINANCIAL CORPORATION (“Seller”) and GOLDMAN SACHS BANK USA (“B |
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| March 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2021 (March 24, 2021) Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporat |
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| March 25, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| March 25, 2021 |
EX-99.1 2 march2021investorpresent.htm EX-99.1 Confidential Investor Presentation March 2021 Forward-Looking Statements 2 This presentation contains certain “forward-looking statements,” as that term is defined in the U.S. federal securities laws. In addition, from time to time, Home Point Capital Inc. (“we,” “our,” “us” or the “Company”) or its representatives have made, or may make, forward-look |
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| March 12, 2021 |
EX-10.10.3 5 exhibit10103-gs3rdamendme.htm EX-10.10.3 Exhibit 10.10.3 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTAT |
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| March 12, 2021 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Home Point Capital Inc., a Delaware corporation (“HMPT”), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): common stock, par value $0.0000000072 per share (“common stock”). References to the “ |
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| March 12, 2021 |
EX-10.22 3 exhibit1022-indemnificatio.htm EX-10.22 Exhibit 10.22 INDEMNIFICATION AGREEMENT This Indemnification Agreement is effective as of , (this “Agreement”) and is between Home Point Capital Inc., a Delaware corporation (the “Company”), and the undersigned director/officer of the Company (“Indemnitee”). Background The Company believes that, in order to attract and retain highly competent pers |
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| March 12, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-399 |
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| March 12, 2021 |
EX-10.2.4 4 exhibit1024-msamendmentno4.htm EX-10.2.4 Exhibit 10.2.4 AMENDMENT NUMBER FOUR to the MASTER REPURCHASE AGREEMENT Dated as of June 3, 2020, among HOME POINT FINANCIAL CORPORATION, MORGAN STANLEY BANK. N.A., and MORGAN STANLEY MORTGAGE CAPITAL HOLDINGS LLC This AMENDMENT NUMBER FOUR (this “Amendment”) is made this eleventh of February, 2021, among HOME POINT FINANCIAL CORPORATION, a New |
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| March 12, 2021 |
Subsidiaries of Home Point Capital Inc. EX-21.1 6 exhibit211-subsidiariesoft.htm EX-21.1 Exhibit 21.1 Subsidiaries Entity Name Jurisdiction of Incorporation or Organization Home Point Asset Management LLC Delaware HPC Insurance Agency, LLC Michigan Home Point Financial Corporation New Jersey Home Point Mortgage Acceptance Corporation Alabama |
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| March 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporation) (Commission |
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| March 11, 2021 |
Exhibit 99.2 Fourth Quarter 2020 Earnings Presentation March 11, 2021 Forward-Looking Statements 2 This presentation contains certain ?forward-looking statements,? as that term is defined in the U.S. federal securities laws. In addition, from time to time, Home Point Capital Inc. (?we,? ?our,? ?us? or the ?Company?) or its representatives have made, or may make, forward-looking statements orally o |
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| March 11, 2021 |
Exhibit 99.1 PRESS RELEASE Home Point Capital Reports Fourth Quarter and Full Year 2020 Financial Results –Record Quarterly Origination Volume of $24 Billion, Up 189% Year-Over-Year– –Quarterly Net Revenue More Than Quadrupled Year-Over-Year to $455 Million– –Fourth Quarter Net Income of $184 Million; $1.33 per Share— ANN ARBOR, Mich., March 11, 2021 — Home Point Capital Inc. (NASDAQ: HMPT) (toget |
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| March 3, 2021 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO MASTER REPURCHASE AGREEMENT Amendment No. 1 to Master Repurchase Agreement, dated as of March 2, 2021 (this “Amendment”), among CREDIT SU |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2021 (March 2, 2021) Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 90-1116426 (State or other jurisdiction of incorporatio |
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| February 3, 2021 |
Home Point Capital Inc. Common Stock, Par Value $0.0000000072 Per Share Underwriting Agreement Exhibit 1.1 Home Point Capital Inc. Common Stock, Par Value $0.0000000072 Per Share Underwriting Agreement January 28, 2021 Goldman Sachs & Co. LLC Wells Fargo Securities, LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 c/o Wells Fargo Securities, LLC 500 West 33rd Stree |
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| February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 (January 28, 2021) Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 001-39964 47-1776572 (State or other jurisdiction of incorp |
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| February 3, 2021 |
EX-4.1 5 nt10016075x18ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT by and between HOME POINT CAPITAL INC. and the other parties hereto Dated as of February 2, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Definitions 1 SECTION 1.2 Other Definitional Provisions; Interpretation 5 ARTICLE II REGISTRATION RIGHTS 5 SECTION 2.1 Piggyback Rights 5 SECTION 2.2 |
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| February 3, 2021 |
Exhibit 10.2 HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN 1. Purpose. The purpose of the Home Point Capital Inc. 2021 Incentive Plan is to provide a means through which the Company and the other members of the Company Group may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and the other members of the Company |
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| February 3, 2021 |
EX-10.3 8 nt10016075x18ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 HOME POINT CAPITAL INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide a means by which Eligible Employees may purchase Common Stock, thereby strengthening their commitment to the welfare of the Company and its Designated Companies and aligning their interests with those of the Company’s stockholders. |
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| February 3, 2021 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF HOME POINT CAPITAL INC. ARTICLE I Offices SECTION 1.01 Registered Office. The registered office and registered agent of Home Point Capital Inc. (the “Corporation”) in the State of Delaware shall be as set forth in the Amended and Restated Certificate of Incorporation (as defined below). The Corporation may also have offices in such other places in the Uni |
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| February 3, 2021 |
Exhibit 10.1 STOCKHOLDERS’ AGREEMENT of HOME POINT CAPITAL INC. Dated as of February 2, 2021 TABLE OF CONTENTS Page Article I Definitions 1 SECTION 1.1. Definitions 1 SECTION 1.2. Construction 4 Article II Corporate Governance 4 SECTION 2.1. Board of Directors 4 SECTION 2.2. Committees 6 SECTION 2.3. Consent Rights 6 SECTION 2.4. Controlled Company. 7 SECTION 2.5. Permitted Disclosure 7 Article II |
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| February 3, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HOME POINT CAPITAL INC. * * * * * The present name of the corporation is Home Point Capital Inc. (the “Corporation”). The Corporation was incorporated under its present name by the filing of its original Certificate of Incorporation with the Secretary of State of the State of Delaware on August 27, 2014 (the “Original Certificate of |
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| February 1, 2021 |
TABLE OF CONTENTS Filed pursuant to 424(b)(4) Registration No. 333-251963 Prospectus 7,250,000 Shares Home Point Capital Inc. Common Stock This is our initial public offering. The selling stockholders identified in this prospectus are offering 7,250,000 shares of our common stock. We will not receive any proceeds from the sale of the shares being sold by the selling stockholders. No public marke |
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| January 29, 2021 |
HOME POINT CAPITAL INC. 2021 EMPLOYEE STOCK PURCHASE PLAN EX-4.4 3 nt10016075x14ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 HOME POINT CAPITAL INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide a means by which Eligible Employees may purchase Common Stock, thereby strengthening their commitment to the welfare of the Company and its Designated Companies and aligning their interests with those of the Company’s stockholders. The |
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| January 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Home Point Capital Inc. (Exact name of registrant as specified in its charter) Delaware 47-1776572 (State of incorporation or organization) (I.R.S. Employer Identification No.) 2211 Old Earhart Roa |
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| January 29, 2021 |
Exhibit 4.3 HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN 1. Purpose. The purpose of the Home Point Capital Inc. 2021 Incentive Plan is to provide a means through which the Company and the other members of the Company Group may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and the other members of the Company G |
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| January 29, 2021 |
As filed with the Securities and Exchange Commission on January 28, 2021 Registration No. |
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| January 29, 2021 |
Filed Pursuant to Rule 433 under the Securities Act of 1933 Free Writing Prospectus dated January 28, 2021 Relating to Preliminary Prospectus dated January 22, 2021 Registration Statement No. |
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| January 26, 2021 |
Simpson Thacher & Bartlett llp 425 Lexington Avenue New York, NY 10017-3954 (212) 455-2000 Facsimile (212) 455-2502 Direct Dial Number (212) 455-2948 E-Mail Address JKAUFMAN@STBLAW. |
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| January 26, 2021 |
HOME POINT CAPITAL INC. 2211 Old Earhart Road, Suite 250 Ann Arbor, Michigan 48105 January 26, 2021 VIA EDGAR Re: Home Point Capital Inc. Registration Statement on Form S-1 (File No. 333-251963) Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Julia Griffith Ladies and Gentlemen: Pursuant to Rule 461 |
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| January 26, 2021 |
Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 Wells Fargo Securities, LLC 500 West 33rd Street, 14th Floor New York, New York 10001 January 26, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE, Mail Stop 3010 Washington, DC 20549 Attention: Julia Griffith Re: Home Point Capital Inc. Registration Statement on Fo |
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| January 22, 2021 |
Exhibit 10.16 SUBSTITUTE OPTION AGREEMENT UNDER THE HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN Pursuant to the terms and conditions of this Substitute Option Agreement (this “Option Agreement”) and the Home Point Capital Inc. 2021 Incentive Plan, as it may be amended and restated from time to time (the “Plan”), Home Point Capital Inc., a Delaware corporation (the “Company”), hereby grants to the |
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| January 22, 2021 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION HOME POINT CAPITAL INC. * * * * * Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HOME POINT CAPITAL INC. * * * * * The present name of the corporation is Home Point Capital Inc. (the “Corporation”). The Corporation was incorporated under its present name by the filing of its original Certificate of Incorporation with the Secretary of State of the State of Delaware on August 27, 2014 (the “Original Certificate of |
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| January 22, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 22, 2021 Registration No. |
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| January 22, 2021 |
Exhibit 4.2 Execution Version HOME POINT CAPITAL INC. as Issuer, THE GUARANTORS PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of January 19, 2021 5.000% Senior Notes Due 2026 Execution Version TABLE OF CONTENTS ARTICLE 1 Definitions and Incorporation by Reference 1 Section 1.01. Definitions 1 Section 1.02. Rules of Construction 46 Section 1.03. Limited Condition Tra |
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| January 22, 2021 |
HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN Exhibit 10.15 HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN 1. Purpose. The purpose of the Home Point Capital Inc. 2021 Incentive Plan is to provide a means through which the Company and the other members of the Company Group may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and the other members of the Company |
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| January 22, 2021 |
HOME POINT CAPITAL INC. 2021 EMPLOYEE STOCK PURCHASE PLAN Exhibit 10.17 HOME POINT CAPITAL INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide a means by which Eligible Employees may purchase Common Stock, thereby strengthening their commitment to the welfare of the Company and its Designated Companies and aligning their interests with those of the Company’s stockholders. The Company intends for offerings under the Pl |
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| January 22, 2021 |
AMENDED AND RESTATED HOME POINT CAPITAL INC. ARTICLE I Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF HOME POINT CAPITAL INC. ARTICLE I Offices SECTION 1.01 Registered Office. The registered office and registered agent of Home Point Capital Inc. (the “Corporation”) in the State of Delaware shall be as set forth in the Amended and Restated Certificate of Incorporation (as defined below). The Corporation may also have offices in such other places in the Uni |
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| January 22, 2021 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| January 22, 2021 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| January 22, 2021 |
STOCKHOLDERS’ AGREEMENT HOME POINT CAPITAL INC. Dated as of [●], 2021 TABLE OF CONTENTS Exhibit 10.11 STOCKHOLDERS’ AGREEMENT of HOME POINT CAPITAL INC. Dated as of [●], 2021 TABLE OF CONTENTS Page Article I Definitions 1 SECTION 1.1. Definitions 1 SECTION 1.2. Construction 5 Article II Corporate Governance 5 SECTION 2.1. Board of Directors 5 SECTION 2.2. Committees 7 SECTION 2.3. Consent Rights 7 SECTION 2.4. Controlled Company. 8 SECTION 2.5. Permitted Disclosure 8 Article III Info |
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| January 22, 2021 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| January 22, 2021 |
Home Point Capital Inc. POWER OF ATTORNEY Exhibit 24.2 Home Point Capital Inc. POWER OF ATTORNEY The undersigned Chairperson of Home Point Capital Inc. hereby constitutes and appoints William A. Newman, Mark E. Elbaum and Brian R. Ludtke and each of them, his true and lawful agent, proxy and attorney-in-fact, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to (i) act |
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| January 22, 2021 |
Exhibit 10.21 RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE HOME POINT CAPITAL INC. 2021 INCENTIVE PLAN Home Point Capital Inc., a Delaware corporation (the “Company”), pursuant to its 2021 Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the number of Restricted Stock Units set forth below. The Restricted Stock Units |
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| January 22, 2021 |
Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT by and between HOME POINT CAPITAL INC. and the other parties hereto Dated as of [●], 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Certain Definitions 1 SECTION 1.2 Other Definitional Provisions; Interpretation 6 ARTICLE II REGISTRATION RIGHTS 6 SECTION 2.1 Piggyback Rights 6 SECTION 2.2 Demand Registration 8 SECTION 2.3 Registration Proc |
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| January 22, 2021 |
Exhibit 10.20 SECOND AMENDMENT TO THE HOME POINT CAPITAL LP 2015 OPTION PLAN This Second Amendment (this “Amendment”) to the Home Point Capital LP 2015 Option Plan, dated as of March 31, 2015 (as the same has been and may be modified, amended, restated or amended and restated from time to time, the “Plan”) is hereby adopted by the Board of Managers (the “Board”) of Home Point Capital GP LLC, a Del |
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| January 22, 2021 |
Home Point Capital Inc. Common Stock, Par Value $0.0000000072 Per Share Underwriting Agreement EX-1.1 2 nt10016075x9ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Home Point Capital Inc. Common Stock, Par Value $0.0000000072 Per Share Underwriting Agreement , 2021 Goldman Sachs & Co. LLC Wells Fargo Securities, LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 c/o Wells Fargo Se |
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| January 21, 2021 |
Simpson Thacher & Bartlett llp 425 Lexington Avenue New York, NY 10017-3954 (212) 455-2000 Facsimile (212) 455-2502 Direct Dial Number (212) 455-2948 E-Mail Address JKAUFMAN@STBLAW. |
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| January 8, 2021 |
Exhibit 10.6.4 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 4 TO MASTER REPURCHASE AGREEMENT Amendment No. 4 to Master Repurchase Agreement, dated as of January 5, 2017 (this “Amendment”), between UBS |
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| January 8, 2021 |
Exhibit 10.7 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT BETWEEN Wells Fargo Bank, N.A., as buyer (“Buyer”) The Sellers identified on the Addendum, as seller (“S |
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| January 8, 2021 |
Exhibit 10.6.8 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 8 TO MASTER REPURCHASE AGREEMENT Amendment No. 8 to Master Repurchase Agreement, dated as of July 16, 2018 (this “Amendment”), between UBS A |
