HNR / Harvest Natural Resources, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

Harvest Natural Resources, Inc.
US ˙ NYSE
ЭТОТ СИМВОЛ БОЛЬШЕ НЕ АКТИВЕН

Основная статистика
CIK 845289
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Harvest Natural Resources, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
August 23, 2021 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-10762 Harvest Natural Resources, Inc. (Exact name of issuing entity as sp

August 20, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 20, 2021 Harvest Natural Resources, Inc.

August 27, 2020 8-K

Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 26, 2020 Harvest Natural Resources, Inc.

June 11, 2020 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 9, 2020 Harvest Natural Resources, Inc.

January 27, 2020 8-K

Other Events

8-K 1 d878715d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 24, 2020 Harvest Natural Resources, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1

September 3, 2019 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 3, 2019 Harvest Natural Resources, Inc.

February 19, 2019 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 13, 2019 Harvest Natural Resources, Inc.

December 26, 2018 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 20, 2018 Harvest Natural Resources, Inc.

November 28, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) Not Applicable Harvest Natural Resources, Inc.

November 28, 2018 EX-99.1

HARVEST NATURAL RESOURCES, INC. AND SUBSIDIARIES CONSOLIDATED CONDENSED STATEMENT OF NET ASSETS (LIQUIDATION BASIS) (in thousands) ESTIMATE November 21, 2018 (unaudited) Cash and cash equivalents $ 9,757 Accounts receivable 246 Other assets 10 Accoun

EX-99.1 Exhibit 99.1 HARVEST NATURAL RESOURCES, INC. AND SUBSIDIARIES CONSOLIDATED CONDENSED STATEMENT OF NET ASSETS (LIQUIDATION BASIS) (in thousands) ESTIMATE November 21, 2018 (unaudited) Cash and cash equivalents $ 9,757 Accounts receivable 246 Other assets 10 Accounts payable, trade and other (126 ) Liability for estimated costs in excess of estimated receipts during liquidation, including co

April 16, 2018 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 12, 2018 Harvest Natural Resources, Inc.

March 2, 2018 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 16, 2018 Harvest Natural Resources, Inc.

October 5, 2017 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Not Applicable HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Commi

August 14, 2017 10-Q

HNR / Harvest Natural Resources, Inc. 10-Q (Quarterly Report)

 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 10-Q  (Mark One)  ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  For the Quarterly Period Ended June 30, 2017  or   ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  for the transition period from to  Commission File No. 1-10

May 25, 2017 15-15D

Harvest Natural Resources 15-15D

15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-162858, 333-42139, 333-06125, 333-14291, 033-61299 HARVEST NATUR

May 25, 2017 15-15D

Harvest Natural Resources 15-15D

15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-162858, 333-42139, 333-06125, 333-14291, 033-61299 HARVEST NATUR

May 25, 2017 15-15D

Harvest Natural Resources 15-15D

15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-162858, 333-42139, 333-06125, 333-14291, 033-61299 HARVEST NATUR

May 25, 2017 15-15D

Harvest Natural Resources 15-15D

15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-162858, 333-42139, 333-06125, 333-14291, 033-61299 HARVEST NATUR

May 25, 2017 15-15D

Harvest Natural Resources 15-15D

15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-162858, 333-42139, 333-06125, 333-14291, 033-61299 HARVEST NATUR

May 25, 2017 15-12G

Harvest Natural Resources FORM 15-12G

Form 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-17534 HARVEST NATURAL RESOURCES, INC. (Exact name of regist

May 15, 2017 EX-2.3.1

 FIRST AMENDMENT SALE AND PURCHASE AGREEMENT

Exhibit 231 EXHIBIT 2.3.1 ? FIRST AMENDMENT TO SALE AND PURCHASE AGREEMENT ? This First Amendment to Sale and Purchase Agreement (?First Amendment?) is made this 17th day of March, 2017 by and among HNR Energia B.V., a limited liability company organized under the laws of Cura?ao (?Seller?), Harvest Natural Resources, Inc., a Delaware corporation (?Parent?), and BW Energy Gabon Pte. Ltd., a compan

May 15, 2017 10-Q

Harvest Natural Resources 10-Q (Quarterly Report)

20170331 Q1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 10-Q ? (Mark One) ? ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For the Quarterly Period Ended March 31, 2017 ? or ? ? ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? for the transition period from to ? Commission Fi

May 15, 2017 EX-2.3.2

 SECOND AMENDMENT SALE AND PURCHASE AGREEMENT

Exhibit 232 EXHIBIT 2.3.2 ? SECOND AMENDMENT TO SALE AND PURCHASE AGREEMENT ? This Second Amendment to Sale and Purchase Agreement (?Second Amendment?) is made this 31st day of March, 2017 by and among HNR Energia B.V., a limited liability company organized under the laws of Cura?ao (?Seller?), Harvest Natural Resources, Inc., a Delaware corporation (?Parent?), and BW Energy Gabon Pte. Ltd., a com

May 10, 2017 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Comm

May 10, 2017 EX-99.1

Harvest Natural Resources Confirms Payment Of Dividend, Termination Of Trading, And Time Of Dissolution

EX-99.1 Exhibit 99.1 Harvest Natural Resources Confirms Payment Of Dividend, Termination Of Trading, And Time Of Dissolution HOUSTON, May 3, 2017 /PRNewswire/ ? Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE:HNR) today announced that, in accordance with its previously articulated plan, it expects that the payment of a cash dividend (characterized for U.S. federal tax purposes as a

May 10, 2017 EX-4.1

STATE OF DELAWARE CERTIFICATE OF DISSOLUTION (SECTION 275)

Exhibit 4.1 STATE OF DELAWARE CERTIFICATE OF DISSOLUTION (SECTION 275) Harvest Natural Resources, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), hereby certifies as follows: 1. The name of the Corporation is Harvest Natural Resources, Inc. 2. The dissolution of the Corporation was authorized by the board of directors of th

May 8, 2017 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 19, 2017, pursuant to the provisions of Rule 12d2-2 (a).

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

S-8 POS 1 d392016ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos. 333-19679, 333-94823, 333-49114, 333-85900, 333-115841, 333-134630, 333-167887, 333-196012, 333-216490 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-19679 POST-EFFECTIVE AMENDMEN

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 POS AM

Harvest Natural Resources POS AM

POS AM As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 S-8 POS

Harvest Natural Resources S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 POS AM

Harvest Natural Resources POS AM

POS AM As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 POS AM

Harvest Natural Resources POS AM

POS AM As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 5, 2017 POS AM

Harvest Natural Resources POS AM

POS AM As filed with the Securities and Exchange Commission on May 5, 2017 Registration Nos.

May 4, 2017 EX-10.1

CONSULTING AGREEMENT

EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is between Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?), and Robert Speirs, with a residence at 177 Tanjong Rhu Road, Tower A3 20-1, Singapore (?Consultant?), and is effective as of the latest date set forth beside the signatures of the parties on the signature page of this Agreement (

May 4, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d364849d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdi

May 3, 2017 8-A12B/A

Harvest Natural Resources 8-A12B/A

8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0196707 (State of incorporation or organization) (I.R.S. Employer Ide

May 3, 2017 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Comm

May 3, 2017 EX-4.2

FIRST AMENDMENT TO RIGHTS AGREEMENT

EX-4.2 2 d389886dex42.htm EX-4.2 Exhibit 4.2 FIRST AMENDMENT TO RIGHTS AGREEMENT This First Amendment to Rights Agreement, dated as of May 2, 2017 (this “Amendment”), is between HARVEST NATURAL RESOURCES, INC., a Delaware corporation (the “Company”), and WELLS FARGO BANK, N.A. (the “Rights Agent”). W I T N E S S E T H: WHEREAS, the Company adopted that certain Rights Agreement, dated February 17,

April 19, 2017 EX-10.2

SEPARATION AND RELEASE AGREEMENT

EX-10.2 3 d366940dex102.htm EX-10.2 Exhibit 10.2 SEPARATION AND RELEASE AGREEMENT THIS SEPARATION AND RELEASE AGREEMENT (this “Agreement”) is made by and between James A. Edmiston III (the “Employee”) and Harvest Natural Resources, Inc. (the “Company”) as of the date this Agreement is executed by the Employee, which date is set forth on the signature page hereof. WHEREAS, the Company and the Emplo

April 19, 2017 EX-10.1

CONSULTING AGREEMENT

EX-10.1 2 d366940dex101.htm EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is between Harvest Natural Resources, Inc., a Delaware corporation (the “Company”), and James A. Edmiston III, with a mailing address of P.O. Box 162, Columbus, TX 78934 (“Consultant”), and is effective as of the latest date set forth beside the signatures of the parties on the signat

April 19, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Commi

April 13, 2017 EX-99.2

Page 2 of 2

EX-99.2 Exhibit 99.2 Harvest Natural Resources Declares Cash Dividend HOUSTON, TEXAS, April 13, 2017 ? In accordance with previously announced plans to consider the declaration of a pre-dissolution dividend as part of its overall plan of complete dissolution and liquidation, Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE:HNR) today announced that its board of directors declared a c

April 13, 2017 EX-99.1

Harvest Natural Resources Announces Closing of Sale of Gabon Interests and Payoff of the Delta Petroleum Note

EX-99.1 Exhibit 99.1 Harvest Natural Resources Announces Closing of Sale of Gabon Interests and Payoff of the Delta Petroleum Note HOUSTON, April 10, 2017 /PRNewswire/ ? HNR Energia B.V., a wholly-owned subsidiary of Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE:HNR) closed the sale of all of its Gabon interests in accordance with a previously announced Sale and Purchase Agreement

April 13, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

8-K 1 d375542d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdi

April 13, 2017 EX-99.3

Unaudited Pro Forma Consolidated Financial Information of Harvest Natural Resources, Inc.

EX-99.3 Exhibit 99.3 Unaudited Pro Forma Consolidated Financial Information of Harvest Natural Resources, Inc. Introduction The preparation of the unaudited pro forma consolidated financial information is based on audited financial statements prepared in accordance with accounting principles generally accepted in the United States. The pro forma adjustments reflected in the accompanying unaudited

April 6, 2017 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation

April 5, 2017 EX-10.1

CONSULTING AGREEMENT

EX-10.1 2 d371027dex101.htm EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is between Harvest Natural Resources, Inc., a Delaware corporation (the “Company”), and Karl L. Nesselrode, with a residence at 16607 Crystal View Circle Houston, TX 77095 (“Consultant”), and is effective as of the latest date set forth beside the signatures of the parties on the sign

April 5, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporatio

March 31, 2017 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporatio

March 21, 2017 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 17, 2017 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

March 7, 2017 EX-99.1

Harvest Natural Resources Announces 2016 Fourth Quarter and Year-End Results

EX-99.1 Harvest Natural Resources Announces 2016 Fourth Quarter and Year-End Results HOUSTON, March 6, 2016 ? Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) today announced 2016 fourth quarter and year-end earnings. Harvest posted a fourth quarter 2016 net income of $100.6 million, or $9.00 per basic and diluted share, compared with a net loss of $73.2 million, or $5.70 per b

March 7, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 6, 2017 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

March 7, 2017 S-8

Harvest Natural Resources S-8

S-8 As filed with the Securities and Exchange Commission on March 6, 2017 Registration No.

March 6, 2017 EX-21.1

LIST OF SUBSIDIARIES

EX-21.1 2 c289-20161231xex211.htm EX-21.1 EXHIBIT 21.1 LIST OF SUBSIDIARIES   Name Jurisdiction of Incorporation Harvest Dussafu B.V. HNR Energia B.V. The Netherlands The Netherlands  The names of certain subsidiaries have been omitted in reliance upon Item 601(b)(21)(ii) of Regulation S-K.  

March 6, 2017 10-K

HNR / Harvest Natural Resources, Inc. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No.

February 24, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 23, 2017 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State

February 24, 2017 EX-99.1

Harvest Natural Resources Announces Stockholder Authorization of Sale of Gabon Interests and Dissolution of the Company

EX-99.1 2 exhibit1.htm EX-99.1 Harvest Natural Resources Announces Stockholder Authorization of Sale of Gabon Interests and Dissolution of the Company HOUSTON, February 24, 2017 — Harvest Natural Resources, Inc. (NYSE:HNR) (Harvest or the Company) today announced that, at the Company’s special meeting held yesterday, the Company’s stockholders authorized the sale of all of the Company’s Gabon inte

February 21, 2017 8-A12B

Harvest Natural Resources 8-A12B

8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 77-0196707 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1177

February 21, 2017 EX-99.1

Harvest Natural Resources Adopts Shareholder Rights Plan to Preserve Valuable Net Operating Losses

EX-99.1 Exhibit 99.1 Harvest Natural Resources Adopts Shareholder Rights Plan to Preserve Valuable Net Operating Losses HOUSTON, February 17, 2017 ? Harvest Natural Resources, Inc. (NYSE:HNR) (?Harvest? or the ?Company?) today announced that its Board of Directors has adopted a Rights Agreement (the ?Rights Plan?) designed to preserve its substantial tax assets. As of December 31, 2016, Harvest ha

February 21, 2017 EX-4.1

HARVEST NATURAL RESOURCES, INC. WELLS FARGO BANK, N.A., as Rights Agent RIGHTS AGREEMENT dated as of February 17, 2017 TABLE OF CONTENTS Page Section 1 Certain Definitions 1 Section 2 Appointment of Rights Agent 9 Section 3 Evidence of Rights; Legend

EX-4.1 Exhibit 4.1 HARVEST NATURAL RESOURCES, INC. AND WELLS FARGO BANK, N.A., as Rights Agent RIGHTS AGREEMENT dated as of February 17, 2017 TABLE OF CONTENTS Page Section 1 Certain Definitions 1 Section 2 Appointment of Rights Agent 9 Section 3 Evidence of Rights; Legends 9 Section 4 Form of Right Certificates 11 Section 5 Countersignature and Registration 12 Section 6 Transfer and Replacement o

February 21, 2017 EX-3.3

CERTIFICATE OF DESIGNATIONS SERIES D PREFERRED STOCK HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware

EX-3.3 Exhibit 3.3 CERTIFICATE OF DESIGNATIONS OF SERIES D PREFERRED STOCK OF HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned, Keith L. Head, DOES HEREBY CERTIFY that: (A) he is the duly elected Vice President and General Counsel of Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?); (B) the Amende

February 21, 2017 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation)

February 14, 2017 SC 13G

Harvest Natural Resources 3G (Passive Acquisition of More Than 5% of Shares)

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HARVEST NATURAL RESOURCES, INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 41754V103 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

February 14, 2017 SC 13G

HNR / Harvest Natural Resources, Inc. / Alta Fundamental Advisers LLC - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Harvest Natural Resources, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 41754V202 (CUSIP Number) November 4, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat

February 14, 2017 EX-1

AGREEMENT OF JOINT FILING

EXHIBIT 1 AGREEMENT OF JOINT FILING Alta Fundamental Advisers LLC, Jeremy Carton and Gilbert Li hereby agree that the Statement on Schedule 13G to which this agreement is attached as an exhibit as well as all future amendments to such Statement, shall be filed jointly on behalf of each of them.

February 13, 2017 SC 13G/A

HNR / Harvest Natural Resources, Inc. / CAISSE DE DEPOT ET PLACEMENT DU QUEBEC Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 Harvest Natural Resources, Inc. (Name of issuer) Common Stock (Title of Class of Securities) 41754V202 (CUSIP Number) Soulef Hadjoudj 1000 place Jean-Paul-Riopelle, Montreal (Quebec), H2Z 2B3 Tel.: (514) 847-5998 (Name, Address and Telephone Number of Person Authorized to Receive Noti

February 9, 2017 SC 13G/A

HNR / Harvest Natural Resources, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* HARVEST NATURAL RESOURCES IN (Name of Issuer) Common Stock (Title of Class of Securities) 41754V202 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 26, 2017 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2017 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation)

January 24, 2017 DEFM14A

Harvest Natural Resources DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 13, 2017 PREM14A

Harvest Natural Resources PREM14A

PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 28, 2016 EX-99.1

Harvest Natural Resources Announces Agreement to Sell Interests in Gabon

EX-99.1 4 d269146dex991.htm EX-99.1 Exhibit 99.1 Harvest Natural Resources Announces Agreement to Sell Interests in Gabon HOUSTON, December 22, 2016 — Harvest Natural Resource, Inc. (NYSE:HNR) and its wholly owned subsidiary, HNR Energia B.V., have entered into a Sale and Purchase Agreement with BW Energy Gabon Pte. Ltd, a private Singapore company, to sell all of Harvest’s oil and gas interests i

December 28, 2016 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

December 28, 2016 EX-2.1

Dated December 21, 2016 HNR Energia B.V. Harvest Natural Resources, Inc. BW Energy Gabon Pte. Ltd SALE AND PURCHASE AGREEMENT relating to 100% of the issued share capital of Harvest Dussafu B.V. Table of Contents Page 1. DEFINITIONS AND INTERPRETATIO

EX-2.1 Exhibit 2.1 Execution Version Dated December 21, 2016 HNR Energia B.V. Harvest Natural Resources, Inc. and BW Energy Gabon Pte. Ltd SALE AND PURCHASE AGREEMENT relating to 100% of the issued share capital of Harvest Dussafu B.V. Table of Contents Page 1. DEFINITIONS AND INTERPRETATION 1 2. SALE AND PURCHASE 10 3. CASH CONSIDERATION; ESCROW PAYMENT; GUARANTEE 12 4. INTERIM PERIOD 13 5. COMPL

December 28, 2016 EX-10.1

[Signature Page Follows]

EX-10.1 3 d269146dex101.htm EX-10.1 Exhibit 10.1 GUARANTEE This Guarantee, dated as of December 21, 2016 (this “Guarantee”), is made by BW Offshore Singapore Pte Ltd (the “Guarantor”), a limited liability company organized under the laws of Singapore, in favor of HNR Energia B.V. (“HNR Energia”), a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) organi

December 28, 2016 EX-99.1

Harvest Natural Resources Announces Agreement to Sell Interests in Gabon

EX-99.1 4 d269146dex991.htm EX-99.1 Exhibit 99.1 Harvest Natural Resources Announces Agreement to Sell Interests in Gabon HOUSTON, December 22, 2016 — Harvest Natural Resource, Inc. (NYSE:HNR) and its wholly owned subsidiary, HNR Energia B.V., have entered into a Sale and Purchase Agreement with BW Energy Gabon Pte. Ltd, a private Singapore company, to sell all of Harvest’s oil and gas interests i

December 28, 2016 EX-10.1

[Signature Page Follows]

EX-10.1 3 d269146dex101.htm EX-10.1 Exhibit 10.1 GUARANTEE This Guarantee, dated as of December 21, 2016 (this “Guarantee”), is made by BW Offshore Singapore Pte Ltd (the “Guarantor”), a limited liability company organized under the laws of Singapore, in favor of HNR Energia B.V. (“HNR Energia”), a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) organi

December 28, 2016 EX-2.1

Dated December 21, 2016 HNR Energia B.V. Harvest Natural Resources, Inc. BW Energy Gabon Pte. Ltd SALE AND PURCHASE AGREEMENT relating to 100% of the issued share capital of Harvest Dussafu B.V. Table of Contents Page 1. DEFINITIONS AND INTERPRETATIO

EX-2.1 Exhibit 2.1 Execution Version Dated December 21, 2016 HNR Energia B.V. Harvest Natural Resources, Inc. and BW Energy Gabon Pte. Ltd SALE AND PURCHASE AGREEMENT relating to 100% of the issued share capital of Harvest Dussafu B.V. Table of Contents Page 1. DEFINITIONS AND INTERPRETATION 1 2. SALE AND PURCHASE 10 3. CASH CONSIDERATION; ESCROW PAYMENT; GUARANTEE 12 4. INTERIM PERIOD 13 5. COMPL

December 28, 2016 DEFA14A

Harvest Natural Resources 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation)

December 5, 2016 RW

Harvest Natural Resources RW

RW Harvest Natural Resources, Inc. 1177 Enclave Parkway, Suite 300 Houston, Texas 77077 (281) 899-5700 December 5, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Withdrawal of Registration Statement on Form S-3 (File No. 333-207191) Ladies and Gentlemen: In accordance with Rule 477 promulgated under the Securiti

November 10, 2016 NT 10-Q

Harvest Natural Resources NT 10-Q

NT 10-Q SEC FILE NUMBER 001-10762 CUSIP NUMBER 41754V103 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 10, 2016 10-Q/A

Harvest Natural Resources 10-Q/A (Quarterly Report)

20160930 QA UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 10-Q /A ? (Mark One) ? ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For the Quarterly Period Ended September 30, 2016 ? or ? ? ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? for the transition period from to ? Commis

November 10, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 9, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State

November 10, 2016 EX-99.1

Harvest Natural Resources Announces 2016 Third Quarter Results

EX-99.1 2 exhibit1.htm EX-99.1 Harvest Natural Resources Announces 2016 Third Quarter Results HOUSTON, November 9, 2016 — Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced 2016 third quarter earnings and provided an operational update. Harvest reported a third quarter net loss of approximately $7.1 million, or $0.55 per diluted share, compared with net income of

November 9, 2016 10-Q

Harvest Natural Resources 10-Q (Quarterly Report)

Exhibit 322 EXHIBIT 32.2 ? Accompanying Certificate Pursuant to Rule 13a ? 14 (b) or Rule 15d ? 14(b) and 18 U.S.C Section 1350 Not Filed Pursuant to the Securities Exchange Act of 1934 ? The undersigned Chief Financial Officer of Harvest Natural Resources, Inc. (the ?Company?) does hereby certify as follows: ? This report on Form 10-Q of Harvest Natural Resources, Inc. for the period ended Septem

November 5, 2016 8-A12B/A

Harvest Natural Resources 8-A12B/A

8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0196707 (State of incorporation or organization) (I.R.S. Employer Ide

November 4, 2016 EX-3.1

CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION HARVEST NATURAL RESOURCES, INC.

EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HARVEST NATURAL RESOURCES, INC. The undersigned, Keith L. Head, certifies that he is the Vice President, General Counsel and Corporate Secretary of Harvest Natural Resources, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), and does hereby furth

November 4, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporat

October 25, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State

October 25, 2016 EX-99.1

HARVEST NATURAL RESOURCES ANNOUNCES REVERSE STOCK SPLIT

EX-99.1 HARVEST NATURAL RESOURCES ANNOUNCES REVERSE STOCK SPLIT HOUSTON, October 25, 2016 ? Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) today announced a one-for-four (1:4) reverse split of its issued and outstanding common stock. The one-for-four reverse stock split will become effective after the market closes on November 3, 2016, and Harvest?s common stock will begin tr

October 17, 2016 EX-99.1

Joint Filing Agreement

Exhibit 99.1 Joint Filing Agreement The undersigned hereby agree that the Statement on Schedule 13G dated October 17, 2016 with respect to the Common Stock, $0.01 par value per share, of Harvest Natural Resources, Inc., and any amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule

October 17, 2016 SC 13G

HNR / Harvest Natural Resources, Inc. / Radoff Bradley Louis Passive Investment

SC 13G 1 sc13g0907602010172016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Harvest Natural Resources, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class

October 12, 2016 8-K

Harvest Natural Resources FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporati

October 12, 2016 EX-99.1

HARVEST NATURAL RESOURCES ANNOUNCES CLOSING OF SALE OF VENEZUELAN INTERESTS

EX-99.1 Exhibit 99.1 FOR IMMEIDATE RELEASE HARVEST NATURAL RESOURCES ANNOUNCES CLOSING OF SALE OF VENEZUELAN INTERESTS HOUSTON, October 7, 2016 ? Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) has sold all of its Venezuelan interests in a closing that became effective this morning. The closing occurred in accordance with Harvest?s previously announced share purchase agreement

October 12, 2016 EX-10.1

DELTA PETROLEUM N.V. 11% PROMISSORY NOTE DUE APRIL 7, 2017 US$12,000,000 October 7, 2016

EX-10.1 Exhibit 10.1 DELTA PETROLEUM N.V. 11% PROMISSORY NOTE DUE APRIL 7, 2017 US$12,000,000 October 7, 2016 FOR VALUE RECEIVED, Delta Petroleum N.V., a limited liability company under the laws of Cura?ao (the ?Company?), hereby promises to pay to the order of HNR Energia B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) under the Laws of Cura?a

October 12, 2016 EX-99.2

UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION OF HARVEST NATURAL RESOURCES, INC.

EX-99.2 Exhibit 99.2 UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION OF HARVEST NATURAL RESOURCES, INC. Introduction On October 7, 2016, Harvest Natural Resources, Inc., a Delaware corporation (?Harvest? or the ?Company?), and its wholly owned subsidiary, HNR Energia BV, a Curacao company (?HNR Energia?), completed the sale of all of HNR Energia?s 51% interest (the ?Transaction?) in Harvest

October 11, 2016 SC 13D/A

HNR / Harvest Natural Resources, Inc. / CT Energy Holding SRL - SC 13D/A Activist Investment

SC 13D/A 1 a16-197031sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 5) HARVEST NATURAL RESOURCES, INC. (Name of Issuer) Common Stock, par value $0.01 per

September 16, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 15, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (Stat

September 16, 2016 EX-99.1

HARVEST NATURAL RESOURCES ANNOUNCES STOCKHOLDER AUTHORIZATION OF SALE OF INTERESTS IN VENEZUELA

EX-99.1 HARVEST NATURAL RESOURCES ANNOUNCES STOCKHOLDER AUTHORIZATION OF SALE OF INTERESTS IN VENEZUELA Houston, September 16, 2016? Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) today announced that, at the Company?s annual meeting held yesterday, the Company?s stockholders authorized the sale of all of the Company?s interests in Venezuela to CT Energy Holding SRL, a privat

September 14, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation)

September 14, 2016 EX-10.1

SETTLEMENT AGREEMENT

EX-10.1 Exhibit 10.1 Execution Copy SETTLEMENT AGREEMENT This Settlement Agreement, including Annex A and Annex B hereto (the ?Settlement Agreement?) is made as of September 8, 2016 between Petroandina Resources Corporation N.V. (?Petroandina?), Harvest Natural Resources, Inc. (?HNR?), HNR Energia B.V. (?HNR Energia? and, together with HNR, ?Harvest?) and CT Energy Holding SRL (?CT Energy? and, to

September 14, 2016 EX-10.2

FIRST AMENDMENT TO HARVEST NATURAL RESOURCES, INC. COMMON STOCK PURCHASE WARRANT

Exhibit 10.2 FIRST AMENDMENT TO HARVEST NATURAL RESOURCES, INC. COMMON STOCK PURCHASE WARRANT This First Amendment to Harvest Natural Resources, Inc. Common Stock Purchase Warrant (this ?Amendment?) is dated as of September 8, 2016, and is executed by and among Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?), and CT Energy Holding SRL, a Barbados Society with Restricted Lia

September 12, 2016 SC 13D/A

HNR / Harvest Natural Resources, Inc. / CT Energy Holding SRL - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 4) HARVEST NATURAL RESOURCES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 4175

September 12, 2016 EX-99.12

SETTLEMENT AGREEMENT

EX-99.12 2 a16-184001ex99d12.htm EX-99.12 Exhibit 99.12 Execution Copy SETTLEMENT AGREEMENT This Settlement Agreement, including Annex A and Annex B hereto (the “Settlement Agreement”) is made as of September 8, 2016 between Petroandina Resources Corporation N.V. (“Petroandina”), Harvest Natural Resources, Inc. (“HNR”), HNR Energia B.V. (“HNR Energia” and, together with HNR, “Harvest”) and CT Ener

September 12, 2016 EX-99.13

FIRST AMENDMENT TO HARVEST NATURAL RESOURCES, INC. COMMON STOCK PURCHASE WARRANT

Exhibit 99.13 FIRST AMENDMENT TO HARVEST NATURAL RESOURCES, INC. COMMON STOCK PURCHASE WARRANT This First Amendment to Harvest Natural Resources, Inc. Common Stock Purchase Warrant (this “Amendment”) is dated as of September 8, 2016, and is executed by and among Harvest Natural Resources, Inc., a Delaware corporation (the “Company”), and CT Energy Holding SRL, a Barbados Society with Restricted Li

September 8, 2016 DEFA14A

Harvest Natural Resources DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

September 8, 2016 EX-99.1

HARVEST NATURAL RESOURCES ANNUAL MEETING OF STOCKHOLDERS ADJOURNED TO SEPTEMBER 15, 2016

EX-99.1 HARVEST NATURAL RESOURCES ANNUAL MEETING OF STOCKHOLDERS ADJOURNED TO SEPTEMBER 15, 2016 Houston, September 8, 2016? Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) today announced that today?s annual meeting of stockholders was convened and adjourned, without any business being conducting (other than the adjournment of the meeting). The annual meeting will reconvene o

September 8, 2016 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 8, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State

August 29, 2016 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (

August 18, 2016 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Comm

August 18, 2016 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Comm

August 11, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

August 11, 2016 EX-99.1

Harvest Natural Resources Announces 2016 Second Quarter Results

EX-99.1 2 exhibit1.htm EX-99.1 Harvest Natural Resources Announces 2016 Second Quarter Results HOUSTON, August 9, 2016 — Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced 2016 second quarter earnings and provided an operational update. Harvest reported a second quarter net loss of approximately $12.9 million, or $0.25 per diluted share, compared with a net loss o

August 11, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

August 9, 2016 10-Q

Harvest Natural Resources 10-Q (Quarterly Report)

20160630 Q2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 10-Q ? (Mark One) ? ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For the Quarterly Period Ended June 30, 2016 ? or ? ? ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? for the transition period from to ? Commission Fil

August 4, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (C

August 4, 2016 DEFA14A

Harvest Natural Resources 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (C

August 2, 2016 DEFM14A

Harvest Natural Resources DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 22, 2016 8-K

Harvest Natural Resources 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

July 22, 2016 DEFA14A

Harvest Natural Resources 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

July 18, 2016 PREM14A

Harvest Natural Resources PREM14A

PREM14A 1 d227333dprem14a.htm PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for U

July 18, 2016 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

July 18, 2016 DEFA14A

Harvest Natural Resources 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

July 1, 2016 SC 13D/A

HNR / Harvest Natural Resources, Inc. / CT Energy Holding SRL - SC 13D/A Activist Investment

SC 13D/A 1 a16-143751sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 3) HARVEST NATURAL RESOURCES, INC. (Name of Issuer) Common Stock, par value $0.01 per

June 30, 2016 EX-99.1

HARVEST NATURAL RESOURCES ANNOUNCES AGREEMENT TO SELL INTERESTS IN VENEZUELA

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE HARVEST NATURAL RESOURCES ANNOUNCES AGREEMENT TO SELL INTERESTS IN VENEZUELA Houston, June 30, 2016?Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) today announced that it and its wholly-owned subsidiary, HNR Energia B.V. (HNR Energia), have entered into a Share Purchase Agreement with CT Energy Holding SRL, a private investment firm

June 30, 2016 DEFA14A

Harvest Natural Resources 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

June 30, 2016 EX-2.1

SHARE PURCHASE AGREEMENT By and Among CT ENERGY HOLDING SRL HNR ENERGIA B.V., HARVEST NATURAL RESOURCES, INC. Dated as of June 29, 2016 ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II SHARE PURCHASE 18 Section 2.1 Purchase and Sale of Su

EX-2.1 Exhibit 2.1 EXECUTION VERSION SHARE PURCHASE AGREEMENT By and Among CT ENERGY HOLDING SRL HNR ENERGIA B.V., and HARVEST NATURAL RESOURCES, INC. Dated as of June 29, 2016 ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II SHARE PURCHASE 18 Section 2.1 Purchase and Sale of Subject Shares; Letter of Credit 18 Section 2.2 Adjustments to Cash Consideration 20 ARTICLE III CLOSING 22 Sec

June 30, 2016 EX-99.1

HARVEST NATURAL RESOURCES ANNOUNCES AGREEMENT TO SELL INTERESTS IN VENEZUELA

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE HARVEST NATURAL RESOURCES ANNOUNCES AGREEMENT TO SELL INTERESTS IN VENEZUELA Houston, June 30, 2016?Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) today announced that it and its wholly-owned subsidiary, HNR Energia B.V. (HNR Energia), have entered into a Share Purchase Agreement with CT Energy Holding SRL, a private investment firm

June 30, 2016 EX-2.1

SHARE PURCHASE AGREEMENT By and Among CT ENERGY HOLDING SRL HNR ENERGIA B.V., HARVEST NATURAL RESOURCES, INC. Dated as of June 29, 2016 ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II SHARE PURCHASE 18 Section 2.1 Purchase and Sale of Su

EX-2.1 2 d219495dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION SHARE PURCHASE AGREEMENT By and Among CT ENERGY HOLDING SRL HNR ENERGIA B.V., and HARVEST NATURAL RESOURCES, INC. Dated as of June 29, 2016 ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II SHARE PURCHASE 18 Section 2.1 Purchase and Sale of Subject Shares; Letter of Credit 18 Section 2.2 Adjustments to Cash Consideration 20

June 30, 2016 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

June 24, 2016 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

June 16, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation

May 19, 2016 EX-99.1

Harvest Natural Resources Announces 2016 First Quarter Results

EX-99.1 FOR IMMEDIATE RELEASE Harvest Natural Resources Announces 2016 First Quarter Results HOUSTON, May 17, 2016 ? Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced 2016 first quarter earnings and provided an operational update. Harvest reported a first quarter net loss of approximately $14.1 million, or $0.27 per diluted share, compared with a net loss of $5.6

May 19, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or o

May 16, 2016 10-Q

Harvest Natural Resources 10-Q (Quarterly Report)

20160331 Q1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 10-Q ? (Mark One) ? ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? For the Quarterly Period Ended March 31, 2016 ? or ? ? ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? for the transition period from to ? Commission Fi

May 11, 2016 NT 10-Q

Harvest Natural Resources NT 10-Q

NT 10-Q SEC FILE NUMBER 001-10762 CUSIP NUMBER 41754V103 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 9, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or ot

May 9, 2016 EX-99.10.1

THIRD AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020

EX-99.10.1 2 exhibit1.htm EX-99.10.1 THIRD AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 THIS THIRD AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 (this “Amendment”) is dated as of May 3, 2016, and is executed by and among HARVEST NATURAL RESOURCES, INC., a Delaware corporation (the “Company”), certain Subsidiaries of the Company (the “Subsidiar

April 29, 2016 10-K/A

Harvest Natural Resources 10-K/A (Annual Report)

10-K/A 1 c289-20151231x10ka.htm 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549  FORM 10-K/A Amendment No. 1 (Mark One)  [ X ]ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 

April 29, 2016 EX-99.1

HARVEST NATURAL RESOURCES RECEIVES CONTINUED NOTICE LISTING FROM NYSE

EX-99.1 FOR IMMEDIATE RELEASE HARVEST NATURAL RESOURCES RECEIVES CONTINUED NOTICE LISTING FROM NYSE HOUSTON, April 29, 2016 ? Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced that, on April 25, 2016, the New York Stock Exchange (NYSE) notified the Company that it had fallen below the NYSE?s continued listing standards, which provide that an NYSE-listed company i

April 29, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

April 6, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 1, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

April 6, 2016 EX-10.1

SECOND AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020

EX-10.1 SECOND AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 THIS SECOND AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 (this ?Amendment?) is dated as of April 1, 2016, and is executed by and among HARVEST NATURAL RESOURCES, INC., a Delaware corporation (the ?Company?), certain Subsidiaries of the Company (the ?Subsidiary Guarantors?), and CT EN

April 5, 2016 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2016 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

April 5, 2016 EX-99.1

Harvest Natural Resources Announces 2015 Fourth Quarter and Year-End Results

EX-99.1 FOR IMMEDIATE RELEASE Harvest Natural Resources Announces 2015 Fourth Quarter and Year-End Results HOUSTON, March 30, 2016 ? Harvest Natural Resources, Inc. (Harvest or the Company) (NYSE: HNR) today announced 2015 fourth quarter and year-end earnings. Harvest posted a fourth quarter 2015 net loss of $73.2 million, or $1.42 per diluted share, compared with a net loss of $179.7 million, or

March 29, 2016 10-K

Harvest Natural Resources 10-K (Annual Report)

20151231 10K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No.

March 16, 2016 NT 10-K

Harvest Natural Resources NT 10-K

NT 10-K SEC FILE NUMBER 001-10762 CUSIP NUMBER 41754V103 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

March 10, 2016 SC 13D/A

HNR / Harvest Natural Resources, Inc. / CT Energy Holding SRL - FORM SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 2) HARVEST NATURAL RESOURCES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 4175

March 10, 2016 EX-99.10

JOINT FILING AGREEMENT

EXHIBIT 99.10 JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, such party agrees to the joint filing, on behalf of each of them, of any Statements on Schedule 13D or Schedule 13G, as applicable (including any amendment, restatement, supplement and/or exhibit thereto), with the U.S

February 19, 2016 EX-3.1

CERTIFICATE OF ELIMINATION PREFERRED STOCK, SERIES C HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware

EX-3.1 2 d12367dex31.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF ELIMINATION PREFERRED STOCK, SERIES C OF HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware FIRST: On June 19, 2015, Harvest Natural Resources, Inc. (the “Company”) filed a Certificate of Designations of Preferred Stock, Series C of Harvest Natural Resources, Inc. (the “Certif

February 19, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation)

February 16, 2016 SC 13G/A

HNR / Harvest Natural Resources, Inc. / MSD Partners, L.P. - FORM SC-13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No.

February 12, 2016 SC 13G/A

Harvest Natural Resources 3G/A (Passive Acquisition of More Than 5% of Shares)

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 Harvest Natural Resources, Inc. (Name of issuer) Common Stock (Title of Class of Securities) 41754V103 (CUSIP Number) Soulef Hadjoudj 1000 place Jean-Paul-Riopelle, Montreal (Quebec), H2Z 2B3 Tel.: (514) 847-5998 (Name, Address and Telephone Number of Person Authorized to Receive Noti

February 9, 2016 SC 13G/A

HNR / Harvest Natural Resources, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* HARVEST NATURAL RESOURCES IN (Name of Issuer) Common Stock (Title of Class of Securities) 41754V103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 7, 2016 EX-10.2

CT ENERGIA HOLDING LTD. 11.0% PROMISSORY NOTE DUE 2019 US$5,159,719 January 4, 2016

EX-10.2 Exhibit 10.2 THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. THIS NOTE MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPANY (WHICH, IN THE DISCRETION OF THE COMPANY MAY INCLUDE AN OPINION OF COUNSEL SATISFACTORY TO

January 7, 2016 EX-10.1

FIRST AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020

EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 THIS FIRST AMENDMENT TO 15% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 (this ?Amendment?) is dated as of December 31, 2015 (the ?Amendment Date?), and is executed by and among HARVEST NATURAL RESOURCES, INC., a Delaware corporation (the ?Company?), and CT ENERGY HOLDING SRL, a Barbados

January 7, 2016 8-K

Harvest Natural Resources FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2016 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporati

December 4, 2015 EX-99.1

HARVEST NATURAL RESOURCES RECEIVES CONTINUED NOTICE LISTING FROM NYSE

EX-99.1 FOR IMMEDIATE RELEASE HARVEST NATURAL RESOURCES RECEIVES CONTINUED NOTICE LISTING FROM NYSE HOUSTON, December 4, 2015 ? Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced that on December 2, 2015, the Company received notification from the New York Stock Exchange (NYSE) that the Company had fallen below the NYSE?s continued listing standard, which requires

December 4, 2015 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 2, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State

November 12, 2015 EX-99.1

Harvest Natural Resources Announces 2015 Third Quarter Results

EX-99.1 FOR IMMEDIATE RELEASE Harvest Natural Resources Announces 2015 Third Quarter Results HOUSTON, November 9, 2015 ? Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced 2015 third quarter earnings and provided an operational update. Harvest reported third quarter net income of approximately $5.7 million, or $0.13 per diluted share, compared to a net loss of $4.

November 12, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 9, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or other jurisdiction (Commission (I.R.S. Em

November 9, 2015 EX-10.1

AMENDMENT TO HARVEST NATURAL RESOURCES 2010 LONG TERM INCENTIVE PLAN

EXHIBIT 10.1 AMENDMENT TO HARVEST NATURAL RESOURCES 2010 LONG TERM INCENTIVE PLAN This amendment (this ?Amendment?) to the Harvest Natural Resources 2010 Long Term Incentive Plan (the ?Plan?) is adopted by Harvest Natural Resources, Inc. (?Harvest?) effective September 9, 2015. WHEREAS, Harvest previously established the Plan; WHEREAS, Harvest desires to amend the Plan to (i) increase the number o

November 9, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2015 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 1-10762 Harvest Nat

September 29, 2015 S-3

Harvest Natural Resources FORM S-3

S-3 1 d92253ds3.htm FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0196707 (State or ot

September 29, 2015 EX-3.2

CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION HARVEST NATURAL RESOURCES, INC.

EX-3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HARVEST NATURAL RESOURCES, INC. The undersigned, Stephen C. Haynes, certifies that he is the Vice President, Finance, Chief Financial Officer and Treasurer of Harvest Natural Resources, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), and does h

September 18, 2015 SC 13D/A

HNR / Harvest Natural Resources, Inc. / CT Energy Holding SRL - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1) HARVEST NATURAL RESOURCES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 4175

September 18, 2015 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 15, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (Stat

September 18, 2015 EX-99.10

JOINT FILING AGREEMENT

EXHIBIT 99.10 JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, such party agrees to the joint filing, on behalf of each of them, of any Statements on Schedule 13D or Schedule 13G, as applicable (including any amendment, restatement, supplement and/or exhibit thereto), with the U.S

September 11, 2015 8-K

Harvest Natural Resources FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorpora

August 18, 2015 DEFA14A

Harvest Natural Resources DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

August 17, 2015 EX-99.1

The Oil & Gas Conference Denver

EX-99.1 2 d17116dex991.htm EX-99.1 Exhibit 99.1 HARVEST The Oil & Gas Conference Denver Enercom Oil and Gas Conference August 19, 2015 Forward Looking Statements HARVEST Cautionary Statements: Certain statements in this presentation are forward-looking and are based upon Harvest’s current belief as to the outcome and timing of future events. All statements other than statements of historical facts

August 17, 2015 8-K

Harvest Natural Resources 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (

August 12, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporatio

August 12, 2015 EX-99.1

Harvest Natural Resources Announces 2015 Second Quarter Results

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Harvest Natural Resources Announces 2015 Second Quarter Results HOUSTON, August 7, 2015?Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced 2015 second quarter earnings and provided an operational update. Harvest reported a second quarter net loss of approximately $25.4 million, or $0.60 per diluted share, compared with a

August 7, 2015 EX-10.11

GUARANTY AGREEMENT dated as of June 18, 2015 by and among Harvest Natural Resources, Inc., Certain Subsidiaries of the as Subsidiary Guarantors, in favor of CT Energy Holding SRL, as Investor, and the other Guaranteed Parties identified herein

EX-10.11 3 c289-20150630ex1011b4142.htm EX-10.11 Exhibit 10.11 GUARANTY AGREEMENT dated as of June 18, 2015 by and among Harvest Natural Resources, Inc., and Certain Subsidiaries of the Company, as Subsidiary Guarantors, in favor of CT Energy Holding SRL, as Investor, and the other Guaranteed Parties identified herein 56163562.4 This GUARANTY AGREEMENT (this “Guaranty”), dated as of June 18, 2015,

August 7, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2015 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 1-10762 Harvest Natural

August 7, 2015 EX-10.10

SECURITY AGREEMENT dated as of June 18, 2015 by and among HARVEST NATURAL RESOURCES, INC., as the Company and a Grantor, Certain Subsidiaries of the as Grantors, in favor of CT Energy Holding SRL, as the Collateral Agent

Exhibit 10.10 SECURITY AGREEMENT dated as of June 18, 2015 by and among HARVEST NATURAL RESOURCES, INC., as the Company and a Grantor, and Certain Subsidiaries of the Company, as Grantors, in favor of CT Energy Holding SRL, as the Collateral Agent Table of Contents Page ARTICLE I DEFINED TERMS 1 Section 1.1 Terms Defined in the Uniform Commercial Code 1 Section 1.2 Definitions 2 Section 1.3 Other

August 7, 2015 DEF 14A

Harvest Natural Resources DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 21, 2015 DEFA14A

Harvest Natural Resources 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

July 21, 2015 EX-99.1

Term Sheet for the Financing of Petrodelta, S.A. transaction

EX-99.1 2 d69647dex991.htm EX-99.1 Exhibit 99.1 Term Sheet for the Financing of Petrodelta, S.A. transaction This document is executed on this 14th day of July, 2015 and summarizes the terms and conditions of a proposal that has been approved by the Representatives of the parties, which are duly authorized, for purposes of materializing a transaction related to the funds required by PETRODELTA SA

July 21, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

July 21, 2015 EX-99.1

Term Sheet for the Financing of Petrodelta, S.A. transaction

EX-99.1 Exhibit 99.1 Term Sheet for the Financing of Petrodelta, S.A. transaction This document is executed on this 14th day of July, 2015 and summarizes the terms and conditions of a proposal that has been approved by the Representatives of the parties, which are duly authorized, for purposes of materializing a transaction related to the funds required by PETRODELTA SA (?Petrodelta? or ?Mixed Com

July 16, 2015 PRE 14A

Harvest Natural Resources PRE 14A

PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 2, 2015 8-K/A

Harvest Natural Resources 8-K/A (Current Report/Significant Event)

8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation)

July 2, 2015 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation) (Co

June 30, 2015 SC 13D

HNR / Harvest Natural Resources, Inc. / CT Energy Holding SRL - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 HARVEST NATURAL RESOURCES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 41754V103 (CUSIP Numbe

June 30, 2015 EX-99.10

JOINT FILING AGREEMENT

EXHIBIT 99.10 JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, such party agrees to the joint filing, on behalf of each of them, of any Statements on Schedule 13D or Schedule 13G, as applicable (including any amendment, restatement, supplement and/or exhibit thereto), with the U.S

June 26, 2015 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2015 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 1-10762 Harvest Natur

June 26, 2015 EX-10.1

LOAN AGREEMENT dated as of September 11, 2014 HARVEST NATURAL RESOURCES, INC., as Holdings, HNR ENERGIA B.V., as the Borrower, PETROANDINA RESOURCES CORPORATION N.V., as Lender

EXHIBIT 10.1 Execution Version LOAN AGREEMENT dated as of September 11, 2014 between HARVEST NATURAL RESOURCES, INC., as Holdings, HNR ENERGIA B.V., as the Borrower, and PETROANDINA RESOURCES CORPORATION N.V., as Lender 560824274.4 [NEWYORK 293113516] TABLE OF CONTENTS (continued) Page ARTICLE I Definitions 1 SECTION 1.01 Defined Terms 1 SECTION 1.02 Terms Generally 14 SECTION 1.03 Accounting Term

June 26, 2015 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No.

June 23, 2015 SC 13G/A

HNR / Harvest Natural Resources, Inc. / Gruss Capital Management LP - SCHEDULE 13G AMENDMENT FILING Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

June 23, 2015 8-A12G/A

Harvest Natural Resources 8-A12G/A

8-A12G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 7 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 77-0196707 (State of incorporation or organization) (I.R.S. Employer Id

June 22, 2015 EX-99.2

FORM OF VOTING AGREEMENT

EX-99.2 Exhibit 99.2 FORM OF VOTING AGREEMENT This VOTING AGREEMENT, dated as of June 19, 2015 (this ?Agreement?), is by and between CT Energy Holding SRL, a Barbados Society with Restricted Liability (the ?Investor?), and the stockholder of Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?), executing this Agreement on the signature page hereto (the ?Stockholder?). RECITALS W

June 22, 2015 EX-10.7

VOTING AGREEMENT

EX-10.7 Exhibit 10.7 EXECUTION VERSION VOTING AGREEMENT This VOTING AGREEMENT, dated as of June 19, 2015 (this ?Agreement?), is by and between CT Energy Holding SRL, a Barbados Society with Restricted Liability (the ?Investor?), and Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?). Capitalized terms used but not defined in this Agreement shall have the meaning given to such

June 22, 2015 EX-10.3

HARVEST NATURAL RESOURCES, INC. 15.0% ADDITIONAL DRAW SENIOR SECURED PROMISSORY NOTE DUE 2020 US$12,000,000 June 19, 2015

EX-10.3 Exhibit 10.3 THIS NON-CONVERTIBLE NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. THIS NON-CONVERTIBLE NOTE MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPANY (WHICH, IN THE DISCRETION OF THE COMPANY MAY INCLUDE AN OPINION OF CO

June 22, 2015 EX-10.5

EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT

EX-10.5 Exhibit 10.5 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is entered into effective as of June 19, 2015, by and among Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?) and CT Energy Holding SRL, a Barbados Society with Restricted Liability (the ?Investor?). RECITALS WHEREAS, the Investor and the Company are part

June 22, 2015 EX-10.5

EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT

EX-10.5 Exhibit 10.5 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is entered into effective as of June 19, 2015, by and among Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?) and CT Energy Holding SRL, a Barbados Society with Restricted Liability (the ?Investor?). RECITALS WHEREAS, the Investor and the Company are part

June 22, 2015 EX-10.1

HARVEST NATURAL RESOURCES, INC. 15.0% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 US$25,225,000 June 19, 2015

EX-10.1 Exhibit 10.1 THIS NON-CONVERTIBLE NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. THIS NON-CONVERTIBLE NOTE MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPANY (WHICH, IN THE DISCRETION OF THE COMPANY MAY INCLUDE AN OPINION OF CO

June 22, 2015 EX-10.6

MANAGEMENT AGREEMENT

EX-10.6 Exhibit 10.6 EXECUTION VERSION MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT (this ?Agreement?) is made and entered into as of June 19, 2015 (the ?Effective Date?) by and among Harvest Natural Resources, Inc., a Delaware corporation (?Parent?), for itself and on behalf of HNR Finance B.V., a corporation incorporated in accordance with the laws of the Netherlands (?HNR Finance?), and CT En

June 22, 2015 EX-2.1

HARVEST NATURAL RESOURCES, INC. SECURITIES PURCHASE AGREEMENT Dated as of June 19, 2015 ARTICLE I PURCHASE AND SALE OF SECURITIES 1 1.1 Issue of Securities 1 1.2 Purchase and Sale of the Securities 1 1.3 Additional Borrowings Under Non-Convertible No

EX-2.1 2 d944383dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION HARVEST NATURAL RESOURCES, INC. SECURITIES PURCHASE AGREEMENT Dated as of June 19, 2015 ARTICLE I PURCHASE AND SALE OF SECURITIES 1 1.1 Issue of Securities 1 1.2 Purchase and Sale of the Securities 1 1.3 Additional Borrowings Under Non-Convertible Notes 2 1.4 Guaranty of Notes 3 1.5 Security for Note 3 1.6 Register for Transfer of Cert

June 22, 2015 EX-4.1

FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED RIGHTS AGREEMENT

EX-4.1 Exhibit 4.1 EXECUTION VERSION FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED RIGHTS AGREEMENT This Fourth Amendment to Third Amended and Restated Rights Agreement (this ?Amendment?) by and between Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?), and Wells Fargo Bank, N.A., a California corporation (the ?Rights Agent?), is made and entered into as of June 19, 2015. RE

June 22, 2015 EX-10.6

MANAGEMENT AGREEMENT

EX-10.6 10 d944383dex106.htm EX-10.6 Exhibit 10.6 EXECUTION VERSION MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT (this “Agreement”) is made and entered into as of June 19, 2015 (the “Effective Date”) by and among Harvest Natural Resources, Inc., a Delaware corporation (“Parent”), for itself and on behalf of HNR Finance B.V., a corporation incorporated in accordance with the laws of the Netherlan

June 22, 2015 EX-10.4

HARVEST NATURAL RESOURCES, INC. COMMON STOCK PURCHASE WARRANT

EX-10.4 Exhibit 10.4 EXECUTION VERSION NEITHER THIS WARRANT NOR ANY OF THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), NOR ANY STATE SECURITIES LAWS. THIS WARRANT MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPAN

June 22, 2015 EX-99.1

Harvest Natural Resources Announces $32.2 Million in Funding and Strategic Partnership to Maximize Long-Term Value of Venezuelan Operations

EX-99.1 12 d944383dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Harvest Natural Resources Announces $32.2 Million in Funding and Strategic Partnership to Maximize Long-Term Value of Venezuelan Operations HOUSTON, June 19, 2015. Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced that CT Energy Holding SRL, a Venezuelan-Italian consortium, has agreed to purc

June 22, 2015 EX-3.1

CERTIFICATE OF DESIGNATIONS PREFERRED STOCK, SERIES C HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware

EX-3.1 Exhibit 3.1 EXECUTION VERSION CERTIFICATE OF DESIGNATIONS OF PREFERRED STOCK, SERIES C OF HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware Harvest Natural Resources, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), does hereby certify that pursuant to the authority conferred

June 22, 2015 EX-10.3

HARVEST NATURAL RESOURCES, INC. 15.0% ADDITIONAL DRAW SENIOR SECURED PROMISSORY NOTE DUE 2020 US$12,000,000 June 19, 2015

EX-10.3 Exhibit 10.3 THIS NON-CONVERTIBLE NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. THIS NON-CONVERTIBLE NOTE MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPANY (WHICH, IN THE DISCRETION OF THE COMPANY MAY INCLUDE AN OPINION OF CO

June 22, 2015 EX-10.1

HARVEST NATURAL RESOURCES, INC. 15.0% NON-CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 US$25,225,000 June 19, 2015

EX-10.1 Exhibit 10.1 THIS NON-CONVERTIBLE NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. THIS NON-CONVERTIBLE NOTE MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPANY (WHICH, IN THE DISCRETION OF THE COMPANY MAY INCLUDE AN OPINION OF CO

June 22, 2015 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation

June 22, 2015 EX-10.2

HARVEST NATURAL RESOURCES, INC. 9.0% CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 US$6,975,000 June 19, 2015

EX-10.2 Exhibit 10.2 NEITHER THIS CONVERTIBLE NOTE NOR ANY OF THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR ANY STATE SECURITIES LAWS. THIS CONVERTIBLE NOTE MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPANY (WHICH, IN THE DISC

June 22, 2015 EX-2.1

HARVEST NATURAL RESOURCES, INC. SECURITIES PURCHASE AGREEMENT Dated as of June 19, 2015 ARTICLE I PURCHASE AND SALE OF SECURITIES 1 1.1 Issue of Securities 1 1.2 Purchase and Sale of the Securities 1 1.3 Additional Borrowings Under Non-Convertible No

EX-2.1 Exhibit 2.1 EXECUTION VERSION HARVEST NATURAL RESOURCES, INC. SECURITIES PURCHASE AGREEMENT Dated as of June 19, 2015 ARTICLE I PURCHASE AND SALE OF SECURITIES 1 1.1 Issue of Securities 1 1.2 Purchase and Sale of the Securities 1 1.3 Additional Borrowings Under Non-Convertible Notes 2 1.4 Guaranty of Notes 3 1.5 Security for Note 3 1.6 Register for Transfer of Certain Securities 3 ARTICLE I

June 22, 2015 EX-99.2

FORM OF VOTING AGREEMENT

EX-99.2 Exhibit 99.2 FORM OF VOTING AGREEMENT This VOTING AGREEMENT, dated as of June 19, 2015 (this ?Agreement?), is by and between CT Energy Holding SRL, a Barbados Society with Restricted Liability (the ?Investor?), and the stockholder of Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?), executing this Agreement on the signature page hereto (the ?Stockholder?). RECITALS W

June 22, 2015 EX-10.4

HARVEST NATURAL RESOURCES, INC. COMMON STOCK PURCHASE WARRANT

EX-10.4 Exhibit 10.4 EXECUTION VERSION NEITHER THIS WARRANT NOR ANY OF THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), NOR ANY STATE SECURITIES LAWS. THIS WARRANT MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPAN

June 22, 2015 EX-4.1

FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED RIGHTS AGREEMENT

EX-4.1 Exhibit 4.1 EXECUTION VERSION FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED RIGHTS AGREEMENT This Fourth Amendment to Third Amended and Restated Rights Agreement (this ?Amendment?) by and between Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?), and Wells Fargo Bank, N.A., a California corporation (the ?Rights Agent?), is made and entered into as of June 19, 2015. RE

June 22, 2015 EX-10.2

HARVEST NATURAL RESOURCES, INC. 9.0% CONVERTIBLE SENIOR SECURED PROMISSORY NOTE DUE 2020 US$6,975,000 June 19, 2015

EX-10.2 Exhibit 10.2 NEITHER THIS CONVERTIBLE NOTE NOR ANY OF THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR ANY STATE SECURITIES LAWS. THIS CONVERTIBLE NOTE MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNTIL THE HOLDER HEREOF PROVIDES EVIDENCE SATISFACTORY TO THE COMPANY (WHICH, IN THE DISC

June 22, 2015 EX-3.1

CERTIFICATE OF DESIGNATIONS PREFERRED STOCK, SERIES C HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware

EX-3.1 Exhibit 3.1 EXECUTION VERSION CERTIFICATE OF DESIGNATIONS OF PREFERRED STOCK, SERIES C OF HARVEST NATURAL RESOURCES, INC. Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware Harvest Natural Resources, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), does hereby certify that pursuant to the authority conferred

June 22, 2015 DEFA14A

Harvest Natural Resources FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporation

June 22, 2015 EX-10.7

VOTING AGREEMENT

EX-10.7 Exhibit 10.7 EXECUTION VERSION VOTING AGREEMENT This VOTING AGREEMENT, dated as of June 19, 2015 (this ?Agreement?), is by and between CT Energy Holding SRL, a Barbados Society with Restricted Liability (the ?Investor?), and Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?). Capitalized terms used but not defined in this Agreement shall have the meaning given to such

June 22, 2015 EX-99.1

Harvest Natural Resources Announces $32.2 Million in Funding and Strategic Partnership to Maximize Long-Term Value of Venezuelan Operations

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Harvest Natural Resources Announces $32.2 Million in Funding and Strategic Partnership to Maximize Long-Term Value of Venezuelan Operations HOUSTON, June 19, 2015. Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced that CT Energy Holding SRL, a Venezuelan-Italian consortium, has agreed to purchase from Harvest senior secu

June 8, 2015 EX-10.1

PROMISSORY NOTE $50,000.00 Houston, Texas June 3, 2015

EX-10.1 PROMISSORY NOTE $50,000.00 Houston, Texas June 3, 2015 1. FOR VALUE RECEIVED, the undersigned, Harvest Natural Resources, Inc. a Delaware corporation (?Maker?), hereby promises to pay to James A. Edmiston, an individual residing in the state of Texas ( ?Payee?), in Houston, Harris County, Texas, at [ADDRESS TO COME], on or before the Maturity Date, in lawful money of the United States of A

June 8, 2015 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 3, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or o

June 2, 2015 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or o

May 19, 2015 EX-99.1

Harvest Natural Resources Announces 2015 First Quarter Results

FOR IMMEDIATE RELEASE Harvest Natural Resources Announces 2015 First Quarter Results HOUSTON, May 19, 2015 ? Harvest Natural Resources, Inc.

May 19, 2015 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 19, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or o

May 18, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2015 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 1-10762 Harvest Natural

May 18, 2015 EX-10.1

LOAN AGREEMENT dated as of September 11, 2014 HARVEST NATURAL RESOURCES, INC., as Holdings, HNR ENERGIA B.V., as the Borrower, PETROANDINA RESOURCES CORPORATION N.V., as Lender

EXHIBIT 10.1 Execution Version LOAN AGREEMENT dated as of September 11, 2014 between HARVEST NATURAL RESOURCES, INC., as Holdings, HNR ENERGIA B.V., as the Borrower, and PETROANDINA RESOURCES CORPORATION N.V., as Lender 560824274.4 [NEWYORK 293113516] TABLE OF CONTENTS (continued) Page ARTICLE I Definitions 1 SECTION 1.01 Defined Terms 1 SECTION 1.02 Terms Generally 14 SECTION 1.03 Accounting Term

May 15, 2015 EX-3.1

BYLAWS OF HARVEST NATURAL RESOURCES, INC. ARTICLE 1

EX-3.1 Restated as of May 15, 2015 BYLAWS OF HARVEST NATURAL RESOURCES, INC. ARTICLE 1 SHAREHOLDERS 1.1 Time of Annual Meeting. The annual meeting of the shareholders shall be held on such date and at such time as shall be designated from time to time by the Board of Directors and stated in the notice of the meeting or in the waiver of notice thereof, for the purpose of electing directors and tran

May 15, 2015 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or o

May 11, 2015 NT 10-Q

Harvest Natural Resources NOTIFICATION OF LATE FILING

Notification of Late Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 30, 2015 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.

April 27, 2015 8-A12G/A

Harvest Natural Resources 8-A12G/A

8-A12G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 6 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 77-0196707 (State of incorporation or organization) (I.R.S. Employer Id

April 24, 2015 EX-4.1

THIRD AMENDMENT TO THIRD AMENDED AND RESTATED RIGHTS AGREEMENT

EX-4.1 THIRD AMENDMENT TO THIRD AMENDED AND RESTATED RIGHTS AGREEMENT This Third Amendment to Third Amended and Restated Rights Agreement (the ?Amendment?) by and between Harvest Natural Resources, Inc., a Delaware corporation (the ?Company?), and Wells Fargo Bank, N.A., a California corporation (the ?Rights Agent?), is made and entered into as of April 24, 2015. RECITALS WHEREAS, the Company and

April 24, 2015 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

April 14, 2015 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 14, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

March 30, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2015 HARVEST NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) DELAWARE 1-10762 77-0196707 (State or other jurisdiction of incorporatio

March 30, 2015 EX-99.1

Harvest Natural Resources Announces 2014 Fourth Quarter and Year-End Results

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Harvest Natural Resources Announces 2014 Fourth Quarter and Year-End Results HOUSTON, March 30, 2015 ? Harvest Natural Resources, Inc. (?Harvest? or the ?Company?) (NYSE: HNR) today announced 2014 fourth quarter and year-end earnings. Harvest posted a fourth quarter 2014 net loss of $179.7 million, or $4.23 per diluted share, compared with a net loss of $

March 27, 2015 EX-99.1

HNR FINANCE B. V. Future Reserves and Income Attributable to Certain Leasehold Interests SEC Parameters As of December 31, 2014

HNR FINANCE B. V. Estimated Future Reserves and Income Attributable to Certain Leasehold Interests SEC Parameters As of December 31, 2014 RYDER SCOTT COMPANY PETROLEUM CONSULTANTS 21 SEVENTEENTH STREET, SUITE 1550 DENVER, COLORADO 80293 (303) 623-9147 February 26, 2015 HNR Finance B.V. Prins Bernhardplein 200 P.O. Box 990 1000 AZ Amsterdam, Netherlands Attention: Harvest (US) Holdings, Inc. ? Dire

March 27, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

10-K 1 hnr-20141231x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ◻TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No.: 1-10762 HARVES

March 17, 2015 NT 10-K

Harvest Natural Resources NT 10-K

NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-10762 CUSIP NUMBER 41754V103 (Check One): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2014 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11

March 16, 2015 8-K

Harvest Natural Resources LIVE FILING (Current Report/Significant Event)

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State or

February 18, 2015 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

Harvest Natural Resources, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 13, 2015 Harvest Natural Resources, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10762 77-0196707 (State

February 18, 2015 EX-99.1

HARVEST NATURAL RESOURCES RECEIVES CONTINUED NOTICE LISTING FROM NYSE

EX-99.1 FOR IMMEDIATE RELEASE HARVEST NATURAL RESOURCES RECEIVES CONTINUED NOTICE LISTING FROM NYSE HOUSTON, February 18, 2015 — Harvest Natural Resources, Inc. (NYSE: HNR) (Harvest or the Company) today announced that on February 13, 2015, the Company received notification from the New York Stock Exchange (NYSE) that the Company had fallen below the NYSE’s continued listing standard, which requir

February 17, 2015 SC 13G/A

HNR / Harvest Natural Resources, Inc. / MSD Partners, L.P. - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No.

February 10, 2015 SC 13G/A

HNR / Harvest Natural Resources, Inc. / Gruss Capital Management LP - SCHEDULE 13G HOLDINGS REPORT AMENDMENT Passive Investment

SC 13G/A 1 hnr123114a1.htm SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1 )* Harvest Natural Resources, Inc. (Name of Issuer) Common Stock, $.01 Par Value (Title of Class of Securities) 41754V103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing

February 5, 2015 SC 13G/A

HNR / Harvest Natural Resources, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* HARVEST NATURAL RESOURCES IN (Name of Issuer) Common Stock (Title of Class of Securities) 41754V103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

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