Основная статистика
| CIK | 772897 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hutchinson Technology, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| February 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* HUTCHINSON TECH (Name of Issuer) Common Stock (Title of Class of Securities) 448407106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| November 7, 2016 |
Hutchinson Technology SC TO-I/A SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.50% Convertible Senior Notes due 2019 (Title of Class of Securities) 448407 AL0 (CU |
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| October 17, 2016 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34838 HUTCHINSON TECHNOLOGY INCORPORATED (Exact name of registran |
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| October 5, 2016 |
S-8 POS Registration Statement No. 333-33165 Registration Statement No. 333-122502 Registration Statement No. 333-149069 Registration Statement No. 333-163808 Registration Statement No. 333-175775 Registration Statement No. 333-185449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 1 to For |
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| October 5, 2016 |
S-8 POS Registration Statement No. 333-33165 Registration Statement No. 333-122502 Registration Statement No. 333-149069 Registration Statement No. 333-163808 Registration Statement No. 333-175775 Registration Statement No. 333-185449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 1 to For |
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| October 5, 2016 |
S-8 POS Registration Statement No. 333-33165 Registration Statement No. 333-122502 Registration Statement No. 333-149069 Registration Statement No. 333-163808 Registration Statement No. 333-175775 Registration Statement No. 333-185449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 1 to For |
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| October 5, 2016 |
S-8 POS Registration Statement No. 333-33165 Registration Statement No. 333-122502 Registration Statement No. 333-149069 Registration Statement No. 333-163808 Registration Statement No. 333-175775 Registration Statement No. 333-185449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 1 to For |
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| October 5, 2016 |
S-8 POS 1 d190523ds8pos.htm S-8 POS Registration Statement No. 333-33165 Registration Statement No. 333-122502 Registration Statement No. 333-149069 Registration Statement No. 333-163808 Registration Statement No. 333-175775 Registration Statement No. 333-185449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effe |
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| October 5, 2016 |
S-8 POS Registration Statement No. 333-33165 Registration Statement No. 333-122502 Registration Statement No. 333-149069 Registration Statement No. 333-163808 Registration Statement No. 333-175775 Registration Statement No. 333-185449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 1 to For |
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| October 5, 2016 |
EX-99.A1 Exhibit (a)(1) HUTCHINSON TECHNOLOGY INCORPORATED FUNDAMENTAL CHANGE REPURCHASE RIGHT NOTICE, NOTICE OF RIGHT TO CONVERT, NOTICE OF ENTRY INTO SUPPLEMENTAL INDENTURE AND OFFER TO REPURCHASE TO HOLDERS OF 8.50% Convertible Senior Notes due 2019 (CUSIP No. 448407 AL0) NOTICE IS HEREBY GIVEN pursuant to the terms and conditions of the Indenture, dated as of October 20, 2014 (the ?Original In |
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| October 5, 2016 |
SC TO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (issuer)) HUTCHINSON TECHNOLOGY INCORPORATED (Name of Filing Persons (issuer)) 8.50% Convertible Senior Notes due 2019 (Title of Class of Secur |
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| October 5, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 d243897d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2016 HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or Other |
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| October 5, 2016 |
EX-4.1 Exhibit 4.1 HUTCHINSON TECHNOLOGY INCORPORATED, and U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE SECOND SUPPLEMENTAL INDENTURE DATED AS OF OCTOBER 5, 2016 TO THE INDENTURE DATED AS OF OCTOBER 20, 2014 8.50% CONVERTIBLE SENIOR NOTES DUE 2019 SECOND SUPPLEMENTAL INDENTURE This SECOND SUPPLEMENTAL INDENTURE (this ?Second Supplemental Indenture?), dated as of October 5, 2016, is by and between Hu |
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| October 5, 2016 |
8-K 1 d242700d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2016 HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or Other Juris |
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| October 5, 2016 |
AMENDED AND RESTATED HUTCHINSON TECHNOLOGY INCORPORATED EX-3.2 3 d242700dex32.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF HUTCHINSON TECHNOLOGY INCORPORATED Hutchinson Technology Incorporated, a corporation organized under Minnesota Statutes Chapter 302A (the “Corporation”). ARTICLE I SHAREHOLDERS Section 1.01 Place of Meetings. Each meeting of the shareholders shall be held at the principal executive office of the Corporation or at such othe |
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| October 5, 2016 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION HUTCHINSON TECHNOLOGY INCORPORATED EX-3.1 2 d242700dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF HUTCHINSON TECHNOLOGY INCORPORATED The undersigned incorporator, being a natural person of full age, for the purpose of forming a corporation under Minnesota Statutes, Chapter 302A, hereby adopts the following Articles of Incorporation: ARTICLE I Name The name of this corporation is Hutchinson Technology |
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| September 27, 2016 |
Fiscal Year 2017 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 Fiscal Year 2017 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Our board of directors has adopted an annual cash incentive plan for fiscal year 2017 for company executives, including its named executive officers. The plan is designed to create an incentive for these executives to achieve goals that our board of directors b |
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| September 27, 2016 |
8-K 1 f8k092616.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 21, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incor |
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| September 22, 2016 |
Hutchinson Technology Announces Early Termination of Hart-Scott-Rodino Waiting Period EdgarFiling EXHIBIT 99.1 Hutchinson Technology Announces Early Termination of Hart-Scott-Rodino Waiting Period HUTCHINSON, Minn., Sept. 22, 2016 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (NASDAQ:HTCH) (?HTI?) today announced that the U.S. Federal Trade Commission has granted early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amend |
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| September 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 22, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Nu |
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| August 9, 2016 |
Hutchinson Technology ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| August 9, 2016 |
Hutchinson Technology ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| August 9, 2016 |
Hutchinson Technology DEFINITIVE PROXY STATEMENTS DEF 14A 1 hti-def14a080916.htm DEFINITIVE PROXY STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy St |
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| August 9, 2016 |
Hutchinson Technology DEFINITIVE PROXY STATEMENTS DEF 14A 1 hti-def14a080916.htm DEFINITIVE PROXY STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy St |
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| August 5, 2016 |
Hutchinson Technology (Quarterly Report) 10-Q 1 10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 26, 2016 Or ¨ Transition Report Pursuant to SectioN 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-34 |
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| July 29, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k072916.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 29, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporat |
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| July 29, 2016 |
EXHIBIT 99.1 HUTCHINSON TECHNOLOGY REPORTS THIRD QUARTER RESULTS Net Cash as Defined by Merger Agreement Totals $50.7 Million at Quarter End Federal Trade Commission?s Review of Pending Merger Continues Hutchinson, Minn., July 29, 2016 - Hutchinson Technology Incorporated (NASDAQ: HTCH) (?HTI?) today reported net sales of $53.2 million for its fiscal third quarter ended June 26, 2016 compared with |
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| July 28, 2016 |
Hutchinson Technology FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 27, 2016 Hutchinson Technology Incorporated (Exact Name of Registrant as Specified in Charter) Minnesota 001-34838 41-0901840 (State or Other Jurisdiction of Incorporation) (Comm |
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| July 28, 2016 |
Hutchinson Technology Provides Update on Legal and Regulatory Actions EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Hutchinson Technology Provides Update on Legal and Regulatory Actions HUTCHINSON, Minn., July 27, 2016 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (NASDAQ:HTCH) (“HTI”) today reported that it received a letter on July 26, 2016 from the Antitrust Division of the U.S. Department of Justice (“DOJ”), which has opened an investigation relating t |
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| July 12, 2016 |
Hutchinson Technology FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 12, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number) |
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| June 28, 2016 |
Hutchinson Technology FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 24, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number) |
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| June 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Hutchinson Technology Incorporated (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction of incorporation or organization) (Comission File Number) (I.R.S. Employer Identification No.) 40 West Highland Park Drive NE Hutchinson, Mi |
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| May 5, 2016 |
Hutchinson Technology (Quarterly Report) 10-Q 1 10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 27, 2016 Or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-3 |
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| April 27, 2016 |
EXHIBIT 99.1 HUTCHINSON TECHNOLOGY REPORTS SECOND QUARTER RESULTS Net Cash as Defined by Merger Agreement Totals $51.3 Million at Quarter End Hutchinson, Minn., April 27, 2016 - Hutchinson Technology Incorporated (NASDAQ: HTCH) (?HTI?) today reported net sales of $54.2 million for its fiscal 2016 second quarter ended March 27, 2016. Suspension assembly shipments for the quarter totaled 85.4 millio |
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| April 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 27, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| March 7, 2016 |
8-K 1 f8k030716.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 4, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporat |
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| February 10, 2016 |
HTCH / Hutchinson Technology, Inc. / WHITEBOX ADVISORS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* HUTCHINSON TECH (Name of Issuer) Common Stock (Title of Class of Securities) 448407106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 3, 2016 |
HTCH / Hutchinson Technology, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 27, 2015 Or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-34838 Hutchin |
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| February 3, 2016 |
Hutchinson Technology 3G/A (Passive Acquisition of More Than 5% of Shares) SC 13G/A 1 efc16-062sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hutchinson Technology Incorporated (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 448407106 (CUSIP Number) December 31 2015 (Date of Event which Requires Filing of this Statement) Che |
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| January 28, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 d97330d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 28, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorpo |
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| January 25, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 d115243d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 25, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorp |
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| January 25, 2016 |
EX-99.1 2 d115243dex991.htm EX-99.1 Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS FIRST QUARTER RESULTS Cash Balance Increases on Favorable Changes in Working Capital Hutchinson, Minn., Jan. 25, 2016 — Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported net sales of $63.9 million for its fiscal 2016 first quarter ended December 27, 2015. Suspension assembly shipments for the quarter tota |
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| January 25, 2016 |
HTCH / Hutchinson Technology, Inc. 10-K/A - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 27, 2015 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 1- |
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| January 25, 2016 |
Hutchinson Technology FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 25, 2016 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission |
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| January 25, 2016 |
EX-99.1 Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS FIRST QUARTER RESULTS Cash Balance Increases on Favorable Changes in Working Capital Hutchinson, Minn., Jan. 25, 2016 ? Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported net sales of $63.9 million for its fiscal 2016 first quarter ended December 27, 2015. Suspension assembly shipments for the quarter totaled 106.6 million, compared |
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| December 16, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 16, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission |
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| December 16, 2015 |
Hutchinson Technology FORM 8-K DEFA14A 1 d107174d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 16, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of I |
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| December 15, 2015 |
Hutchinson Technology DEFINITIVE NOTICE AND PROXY STATEMENT Definitive Notice and Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 14, 2015 |
AMENDMENT NO. 9 REVOLVING CREDIT AND SECURITY AGREEMENT EX-10.1 Exhibit 10.1 AMENDMENT NO. 9 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 9 (this ?Amendment?) is entered into as of December 10, 2015, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (?HTI?) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a ?Borrower,? and |
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| December 14, 2015 |
8-K 1 d105097d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 10, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incor |
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| December 11, 2015 |
HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director EX-24 3 ex24-1.htm Exhibit 24.1 HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director The undersigned director of Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), does hereby make, constitute and appoint Richard J. Penn and David P. Radloff, and each of them, the undersigned’s true and lawful attorneys-in-fact, with power of substitution, for the undersigned |
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| December 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 27, 2015 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 1-34838 Hutchinson Tec |
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| December 3, 2015 |
PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commissio |
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| November 23, 2015 |
PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission |
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| November 2, 2015 |
RESTATED HUTCHINSON TECHNOLOGY INCORPORATED Exhibit 3.1 Exhibit 3.1 RESTATED BY-LAWS of HUTCHINSON TECHNOLOGY INCORPORATED SHAREHOLDERS Section 1.01 Place of Meetings. Each meeting of the shareholders shall be held at the principal executive office of the Corporation or at such other place as may be designated by the Board of Directors of the Corporation (the ?Board?) or the Chief Executive Officer of the Corporation (the ?Chief Executive O |
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| November 2, 2015 |
Hutchinson Technology FORM 8-A/A PURSUANT TO SECTION 12(B) Form 8-A/A pursuant to Section 12(b) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 2, 2015 |
Exhibit 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of November 1, 2015 among HUTCHINSON TECHNOLOGY INCORPORATED, HEADWAY TECHNOLOGIES, INC., and HYDRA MERGER SUB, INC. TABLE OF CONTENTS Page ARTICLE 1 Definitions 1 SECTION 1.01 Definitions 1 SECTION 1.02 Other Definitional and Interpretative Provisions 10 ARTICLE 2 The Merger 11 SECTION 2.01 The Merger 11 SECTION 2.02 Conversion of Shar |
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| November 2, 2015 |
Exhibit 99.1 Exhibit 99.1 TDK CORPORATION TO ACQUIRE HUTCHINSON TECHNOLOGY INC. Hutchinson Technology Shareholders to Receive up to US$4.00 in Cash per Share TOKYO, JAPAN and HUTCHINSON, MINNESOTA - November 2, 2015 ? TDK Corporation (?TDK?) and Hutchinson Technology Incorporated (NASDAQ: HTCH) (?HTI?) today jointly announced that they have entered into a definitive merger agreement under which TD |
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| November 2, 2015 |
EX-2.1 2 d38505dex21.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of November 1, 2015 among HUTCHINSON TECHNOLOGY INCORPORATED, HEADWAY TECHNOLOGIES, INC., and HYDRA MERGER SUB, INC. TABLE OF CONTENTS Page ARTICLE 1 Definitions 1 SECTION 1.01 Definitions 1 SECTION 1.02 Other Definitional and Interpretative Provisions 10 ARTICLE 2 The Merger 11 SECTION 2.01 The Merger 11 SECTIO |
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| November 2, 2015 |
Exhibit 99.1 Exhibit 99.1 TDK CORPORATION TO ACQUIRE HUTCHINSON TECHNOLOGY INC. Hutchinson Technology Shareholders to Receive up to US$4.00 in Cash per Share TOKYO, JAPAN and HUTCHINSON, MINNESOTA - November 2, 2015 ? TDK Corporation (?TDK?) and Hutchinson Technology Incorporated (NASDAQ: HTCH) (?HTI?) today jointly announced that they have entered into a definitive merger agreement under which TD |
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| November 2, 2015 |
Hutchinson Technology FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 1, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| November 2, 2015 |
FIFTH AMENDMENT TO RIGHTS AGREEMENT EX-99.6 2 d28511dex996.htm EXHIBIT 6 Exhibit 6 FIFTH AMENDMENT TO RIGHTS AGREEMENT This Fifth Amendment to Rights Agreement (this “Amendment”), dated as of November 1, 2015, is made between Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), and Wells Fargo Bank, N.A. (the “Rights Agent”), to the Rights Agreement dated as of July 29, 2010, as amended May 6, 2011, February |
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| November 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 gff8k110215.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 2, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incor |
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| November 2, 2015 |
FIFTH AMENDMENT TO RIGHTS AGREEMENT Exhibit 4.1 FIFTH AMENDMENT TO RIGHTS AGREEMENT This Fifth Amendment to Rights Agreement (this Amendment), dated as of November 1, 2015, is made between Hutchinson Technology Incorporated, a Minnesota corporation (the Company), and Wells Fargo Bank, N.A. (the Rights Agent), to the Rights Agreement dated as of July 29, 2010, as amended May 6, 2011, February 24, 2012, March 27, 2012, and Octob |
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| November 2, 2015 |
RESTATED HUTCHINSON TECHNOLOGY INCORPORATED Exhibit 3.1 Exhibit 3.1 RESTATED BY-LAWS of HUTCHINSON TECHNOLOGY INCORPORATED SHAREHOLDERS Section 1.01 Place of Meetings. Each meeting of the shareholders shall be held at the principal executive office of the Corporation or at such other place as may be designated by the Board of Directors of the Corporation (the ?Board?) or the Chief Executive Officer of the Corporation (the ?Chief Executive O |
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| November 2, 2015 |
FIFTH AMENDMENT TO RIGHTS AGREEMENT Exhibit 4.1 Exhibit 4.1 FIFTH AMENDMENT TO RIGHTS AGREEMENT This Fifth Amendment to Rights Agreement (this ?Amendment?), dated as of November 1, 2015, is made between Hutchinson Technology Incorporated, a Minnesota corporation (the ?Company?), and Wells Fargo Bank, N.A. (the ?Rights Agent?), to the Rights Agreement dated as of July 29, 2010, as amended May 6, 2011, February 24, 2012, March 27, 201 |
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| November 2, 2015 |
Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS FOURTH QUARTER RESULTS Gross Profit Improves on 22% Sequential Volume Growth Hutchinson, Minn., Nov. 2, 2015 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported net sales of $63.4 million for its fiscal fourth quarter ended September 27, 2015. Suspension assembly shipments for the quarter totaled 105.4 million, up 22% from 86.6 million in t |
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| November 2, 2015 |
8-K 1 d38505d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 1, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorpo |
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| October 13, 2015 |
Fiscal Year 2016 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Exhibit 10.1 Fiscal Year 2016 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Our board of directors has adopted an annual cash incentive plan for fiscal year 2016 for company executives, including its named executive officers. The plan is designed to create an incentive for these executives to achieve goals that our board of directors believes align with the short- and |
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| October 13, 2015 |
Hutchinson Technology FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 7, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numbe |
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| August 12, 2015 |
HTCH / Hutchinson Technology, Inc. / WHITEBOX ADVISORS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 28, 2015 Or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-34 |
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| July 30, 2015 |
HUTCHINSON TECHNOLOGY REPORTS THIRD QUARTER RESULTS EXHIBIT 99.1 HUTCHINSON TECHNOLOGY REPORTS THIRD QUARTER RESULTS Hutchinson, Minn., July 30, 2015 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $10.2 million, or $0.30 per share, on net sales of $54.7 million for its fiscal third quarter ended June 28, 2015. The net loss included a $1.1 million foreign currency loss and $330,000 of non-cash interest expense. Excl |
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| July 30, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 gff8k073015.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 30, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorpor |
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| July 30, 2015 |
EXHIBIT 99.2 HUTCHINSON TECHNOLOGY INTRODUCES NEW GEMINI SMA OIS ACTUATOR New Design Can Enable the World?s Slimmest OIS Smartphone Cameras Hutchinson, Minn., July 30, 2015 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today announced that it expects to begin shipping prototypes of a new Shape Memory Alloy Optical Image Stabilization (SMA OIS) actuator to tier 1 camera module manufacturers i |
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| May 22, 2015 |
Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34838 Hutchinson |
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| April 30, 2015 |
AMENDMENT NO. 8 REVOLVING CREDIT AND SECURITY AGREEMENT exh101.htm Exhibit 10.1 AMENDMENT NO. 8 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 8 (this ?Amendment?) is entered into as of April 30, 2015, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (?HTI?) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a ?Borrower,? and |
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| April 30, 2015 |
f8k043015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 30, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commissi |
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| April 30, 2015 |
exh991.htm Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS SECOND QUARTER RESULTS Seasonally Lower Volume and Higher OIS Development Costs Reduce Profitability Hutchinson, Minn., April 30, 2015 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $9.7 million, or $0.29 per share, on net sales of $62.4 million, for its fiscal second quarter ended March 29, 2015. The net loss |
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| April 1, 2015 |
Hutchinson Technology Reports Preliminary Second Quarter Results Hutchinson Technology Reports Preliminary Second Quarter Results EXHIBIT 99.1 Hutchinson Technology Reports Preliminary Second Quarter Results HUTCHINSON, Minn., April 1, 2015 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (Nasdaq:HTCH) today reported preliminary results for its fiscal 2015 second quarter ended March 29, 2015. The company shipped approximately 101 million suspension assembl |
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| April 1, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 1, 2015 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction (Commission File (IR |
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| February 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 20, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Num |
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| February 12, 2015 |
HTCH / Hutchinson Technology, Inc. / WHITEBOX ADVISORS LLC - SC 13G Passive Investment SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: Estimated average burden hours per response 10. |
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| February 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* HUTCHINSON TECH (Name of Issuer) Common Stock (Title of Class of Securities) 448407106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 4, 2015 |
[Remainder of page intentionally blank] EX-10.4 2 exh104.htm EXHIBIT 10.4 Exhibit 10.4 October 20, 2014 Hutchinson Technology Incorporated 40 West Highland Park Drive N.E. Hutchinson, Minnesota 55350 Attn: David Radloff, Vice President and Chief Financial Officer Re: Exchange of Notes for Common Stock Dear Ladies and Gentlemen: This letter agreement (this “Agreement”) sets forth the agreement between Hutchinson Technology Incorporated, |
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| February 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 28, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34838 Hutchin |
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| February 3, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 29, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| January 29, 2015 |
HTCH / Hutchinson Technology, Inc. / MERCED CAPITAL, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hutchinson Technology Incorporated (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 448407106 (CUSIP Number) January 23, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| January 28, 2015 |
Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS FIRST QUARTER RESULTS Gross Profit Up on Increased Volume and Improved Operating Performance Hutchinson, Minn., Jan. 28, 2015 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $9.9 million, or $0.32 per share, on net sales of $72.4 million for its fiscal 2015 first quarter ended December 28, 2014. The net loss included a $4. |
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| January 28, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k012815.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 28, 2015 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorpo |
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| January 13, 2015 |
Hutchinson Technology Reports Preliminary First Quarter Results EXHIBIT 99.1 Hutchinson Technology Reports Preliminary First Quarter Results HUTCHINSON, Minn., Jan. 13, 2015 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (Nasdaq:HTCH) today reported preliminary results for its fiscal 2015 first quarter ended December 28, 2014. The company shipped 121.7 million suspension assemblies in the fiscal 2015 first quarter, up 4% from 117.1 million in the preced |
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| January 13, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 13, 2015 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction (Commission File |
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| December 24, 2014 |
AMENDMENT NO. 7 REVOLVING CREDIT AND SECURITY AGREEMENT EX-10.1 Exhibit 10.1 AMENDMENT NO. 7 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 7 (this “Amendment”) is entered into as of December 23, 2014, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a “Borrower,” and |
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| December 24, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 23, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File |
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| December 17, 2014 |
HTCH / Hutchinson Technology, Inc. DEF 14A - - DEFINITIVE NOTICE AND PROXY STATEMENT DEF 14A 1 d837419ddef14a.htm DEFINITIVE NOTICE AND PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate b |
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| December 10, 2014 |
HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director Exhibit 24.1 HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director The undersigned director of Hutchinson Technology Incorporated, a Minnesota corporation (the ?Company?), does hereby make, constitute and appoint Richard J. Penn and David P. Radloff, and each of them, the undersigned?s true and lawful attorneys-in-fact, with power of substitution, for the undersigned and in the undersig |
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| December 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 28, 2014 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 1-34838 Hutchinson Tec |
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| December 10, 2014 |
Exhibit 21.1 LIST OF SUBSIDIARIES Name Jurisdiction Hutchinson Technology Asia, Inc. Minnesota Hutchinson Technology Business Services Incorporated Minnesota Hutchinson Technology Japan Ltd. Japan Hutchinson Technology Netherlands B.V. Netherlands Hutchinson Technology Netherlands C.V. Netherlands Hutchinson Technology Operations (Thailand) Co., Ltd. Thailand Hutchinson Technology Computer Service |
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| December 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 1, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| November 5, 2014 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 HUTCHINSON TECHNOLOGY REPORTS FOURTH QUARTER RESULTS Loss Decreases on Higher Volume, Restructuring Benefits and Improved Operating Performance Hutchinson, Minn., Nov. 5, 2014 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $5.2 million, or $0.18 per share, for its fiscal fourth quarter ended September 28, 2014 compare |
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| November 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 5, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| October 23, 2014 |
EX-4.4 Exhibit 4.4 HUTCHINSON TECHNOLOGY INCORPORATED and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee and Collateral Agent SECOND SUPPLEMENTAL INDENTURE Dated as of October 20, 2014 THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 20, 2014 (this “Second Supplemental Indenture”) between Hutchinson Technology Incorporated, a corporation duly organized and existing under the laws of the |
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| October 23, 2014 |
HUTCHINSON TECHNOLOGY INCORPORATED WARRANT TO PURCHASE COMMON STOCK EX-4.6 Exhibit 4.6 HUTCHINSON TECHNOLOGY INCORPORATED WARRANT TO PURCHASE COMMON STOCK Warrant No.: 6 Number of Shares of Common Stock: 2,500,000 Date of Issuance: October 23, 2014 (“Issuance Date”) Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, LI |
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| October 23, 2014 |
EX-4.2 Exhibit 4.2 HUTCHINSON TECHNOLOGY INCORPORATED AND U.S. BANK NATIONAL ASSOCIATION AS TRUSTEE FIRST SUPPLEMENTAL INDENTURE DATED AS OF OCTOBER 20, 2014 TO INDENTURE DATED AS OF OCTOBER 20, 2014 8.50% CONVERTIBLE SENIOR NOTES DUE 2019 TABLE OF CONTENTS Page RECITALS OF THE COMPANY 1 NOW, THEREFORE, THIS SUPPLEMENTAL INDENTURE WITNESSETH: 1 ARTICLE I DEFINITIONS, INCORPORATION BY REFERENCE AND |
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| October 23, 2014 |
EX-12.1 Exhibit 12.1 Ratio of Earnings to Fixed Charges (Dollar amounts in thousands) Thirty-Nine Weeks Fiscal Year Ended Ended September 27, 2009 September 26, 2010 September 25, 2011 September 30, 2012 September 29, 2013 June 29, 2014 Earnings Pretax loss from continuing operations $ (168,916 ) $ (60,507 ) $ (55,479 ) $ (48,437 ) $ (35,060 ) $ (36,035 ) Plus: Fixed charges 23,562 18,327 17,342 1 |
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| October 23, 2014 |
EX-4.5 Exhibit 4.5 HUTCHINSON TECHNOLOGY INCORPORATED and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee and Collateral Agent FIRST SUPPLEMENTAL INDENTURE Dated as of October 20, 2014 THIS FIRST SUPPLEMENTAL INDENTURE dated as of October 20, 2014 (this “First Supplemental Indenture”) between Hutchinson Technology Incorporated, a corporation duly organized and existing under the laws of the Sta |
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| October 23, 2014 |
EX-10.1 8 d809266dex101.htm EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 20, 2014, by and between Hutchinson Technology Incorporated, a Minnesota corporation, with headquarters located at 40 West Highland Park Drive NE, Hutchinson, MN 55350 (the “Company”) and Cantor Fitzgerald & Co., a New York general partnership ( the “B |
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| October 23, 2014 |
Hutchinson Technology Announces Closing of Convertible Debt Offering and Private Exchange EX-99.1 Exhibit 99.1 Hutchinson Technology Announces Closing of Convertible Debt Offering and Private Exchange HUTCHINSON, Minn., October 23, 2014 (GLOBE NEWSWIRE) – Hutchinson Technology Incorporated (Nasdaq: HTCH) (“Hutchinson Technology”) today announced that it has closed the previously announced registered direct offering of $37.5 million aggregate principal amount of its unsecured 8.50% Conv |
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| October 23, 2014 |
AMENDMENT NO. 6 REVOLVING CREDIT AND SECURITY AGREEMENT EX-10.2 Exhibit 10.2 AMENDMENT NO. 6 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 6 (this “Amendment”) is entered into as of October 20, 2014, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a “Borrower,” and c |
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| October 23, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 20, 2014 HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File |
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| October 23, 2014 |
HUTCHINSON TECHNOLOGY INCORPORATED U.S. BANK NATIONAL ASSOCIATION EX-4.1 Exhibit 4.1 HUTCHINSON TECHNOLOGY INCORPORATED TO U.S. BANK NATIONAL ASSOCIATION Trustee INDENTURE Dated as of October 20, 2014 Senior Debt Securities HUTCHINSON TECHNOLOGY INCORPORATED Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of October 20, 2014 Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not |
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| October 20, 2014 |
FOURTH AMENDMENT TO RIGHTS AGREEMENT EX-99.5 Exhibit 5 FOURTH AMENDMENT TO RIGHTS AGREEMENT THIS AMENDMENT between Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), and Wells Fargo Bank, N.A. (the “Rights Agent”) dated as of October 20, 2014 (this “Amendment”), to the Rights Agreement dated as of July 29, 2010, as amended May 6, 2011, February 24, 2012, and March 27, 2012 (together, the “Original Amended Ag |
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| October 20, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 20, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File |
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| October 20, 2014 |
$37,500,000 HUTCHINSON TECHNOLOGY INCORPORATED 8.50% Convertible Senior Notes due 2019 The Offering: Definitive Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(2) File No. |
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| October 20, 2014 |
Press Release dated October 20, 2014 Exhibit 99.2 HUTCHINSON TECHNOLOGY REPORTS PRELIMINARY FOURTH QUARTER RESULTS Results Improve on Volume Growth, Restructuring Benefits and Operational Performance Company Announces Financing Transactions Hutchinson, Minn., Oct. 20, 2014 — Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported preliminary results for its fiscal 2014 fourth quarter ende |
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| October 20, 2014 |
Hutchinson Technology Announces Convertible Debt Offering and Private Exchange Press Release dated October 20, 2014 Exhibit 99.1 Hutchinson Technology Announces Convertible Debt Offering and Private Exchange HUTCHINSON, Minn., October 20, 2014 (GLOBE NEWSWIRE) – Hutchinson Technology Incorporated (Nasdaq: HTCH) (“Hutchinson Technology”) today announced the pricing of a registered direct offering of $37.5 million aggregate principal amount of its unsecured 8.50% Convertible S |
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| October 20, 2014 |
HTCH / Hutchinson Technology, Inc. 8-A12B/A - - AMENDMENT NO. 4 TO FORM 8-A Amendment No. 4 to Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Hutchinson Technology Incorporated (Exact Name of Registrant as Specified in its Charter) Minnesota 41-0901840 (State of incorporation or organization) (I.R.S. Employe |
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| October 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 8, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numbe |
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| October 14, 2014 |
Fiscal Year 2015 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Exhibit 10.1 Fiscal Year 2015 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Our board of directors has adopted, upon the recommendation of its compensation committee, an annual cash incentive plan for fiscal year 2015 for company executives, including its named executive officers. The plan is designed to create an incentive for these executives to achieve goals that ou |
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| September 25, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 22, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Nu |
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| September 25, 2014 |
AMENDMENT NO. 5 REVOLVING CREDIT AND SECURITY AGREEMENT Exhibit 10.1 AMENDMENT NO. 5 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 5 (this “Amendment”) is entered into as of September 22, 2014, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a “Borrower,” and collect |
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| August 1, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 1, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| August 1, 2014 |
Exhibit 99.1 HUTCHINSON TECHNOLOGY THIRD QUARTER RESULTS IN LINE WITH EXPECTATIONS Volume Growth and Gross Profit Improvement Expected in the Fourth Quarter Company Begins Manufacturing Component for Smartphone Cameras Hutchinson, Minn., Aug. 1, 2014 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported net sales of $59.8 million for its fiscal third quarter ended June 29, 2014, on su |
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| August 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 f10q080114.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Hutchinson Technology Incorporated (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction of incorporation or organization) (Comission File Number) (I.R.S. Employer Identification No.) 40 West Highland Park Drive NE Hutchinson, Mi |
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| May 20, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 20, 2014 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State |
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| May 20, 2014 |
Hutchinson Technology Announces Cost Reductions EXHIBIT 99.1 Hutchinson Technology Announces Cost Reductions HUTCHINSON, Minn., May 20, 2014 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (Nasdaq:HTCH) announced today that it is taking actions to further reduce costs and preserve cash. The company expects to reduce its U.S. workforce by approximately 100 positions by the end of July and estimates that its fiscal 2014 third quarter financ |
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| May 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34838 Hutchinson |
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| May 1, 2014 |
EXHIBIT 99.1 HUTCHINSON TECHNOLOGY REPORTS SECOND QUARTER RESULTS Weaker Enterprise Demand and Slower Program Ramps Dampen Shipments Gross Margin Up Sequentially on Inventory Build and Improved Operational Performance Hutchinson, Minn., May 1, 2014 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported net sales of $60.7 million for its fiscal 2014 second quarter ended March 30, 2014, |
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| May 1, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 1, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number) ( |
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| April 8, 2014 |
Hutchinson Technology Appoints Mark Jelkin to Vice President of Engineering EXHIBIT 99.1 Hutchinson Technology Appoints Mark Jelkin to Vice President of Engineering HUTCHINSON, Minn., April 8, 2014 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (Nasdaq:HTCH) announced today that it has appointed Mark Jelkin as the company's vice president of engineering. In this position Jelkin will be responsible for setting technology strategy, overseeing product and process deve |
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| April 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 2, 2014 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction (Commission File (IR |
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| February 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 14, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Num |
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| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* HUTCHINSON TECH (Name of Issuer) Common Stock (Title of Class of Securities) 448407106 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34838 Hutchin |
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| February 3, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 30, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| January 28, 2014 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 HUTCHINSON TECHNOLOGY REPORTS FIRST QUARTER RESULTS Higher Volume and Improved Manufacturing Execution Benefit Financial Performance Non-GAAP Net Loss Reduced to $7 Million from $11 Million in Preceding Quarter Hutchinson, Minn., Jan. 28, 2014 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported net sales of $70.3 million for its fiscal |
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| January 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 28, 2014 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| January 13, 2014 |
Hutchinson Technology Reports Preliminary First Quarter Results EXHIBIT 99.1 Hutchinson Technology Reports Preliminary First Quarter Results Results Improve on Sequential Quarter Shipment and Revenue Growth HUTCHINSON, Minn., Jan. 13, 2014 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (Nasdaq:HTCH) today reported preliminary results for its fiscal 2014 first quarter ended December 29, 2013. The company shipped 115.7 million suspension assemblies in the |
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| January 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 13, 2014 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction (Commission File |
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| December 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 16, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Num |
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| December 18, 2013 |
HUTCHINSON TECHNOLOGY INCORPORATED EX-3.1 2 exh31.htm EXHIBIT 3.1 Exhibit 3.1 RESTATED BY-LAWS of HUTCHINSON TECHNOLOGY INCORPORATED SHAREHOLDERS Section 1.01 Place of Meetings. Each meeting of the shareholders shall be held at the principal executive office of the Corporation or at such other place as may be designated by the Board of Directors of the Corporation (the “Board”) or the Chief Executive Officer of the Corporation (the |
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| December 17, 2013 |
DEF 14A 1 d644428ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preli |
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| December 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [x] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 29, 2013 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 1-34838 Hutchinson |
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| December 11, 2013 |
HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director Exhibit 24.1 HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director The undersigned director of Hutchinson Technology Incorporated, a Minnesota corporation (the ?Company?), does hereby make, constitute and appoint Richard J. Penn and David P. Radloff, and each of them, the undersigned?s true and lawful attorneys-in-fact, with power of substitution, for the undersigned and in the undersig |
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| December 11, 2013 |
Exhibit 21.1 LIST OF SUBSIDIARIES Name Jurisdiction Hutchinson Technology Asia, Inc. Minnesota Hutchinson Technology Business Services Incorporated Minnesota Hutchinson Technology Japan Ltd. Japan Hutchinson Technology Netherlands B.V. Netherlands Hutchinson Technology Netherlands C.V. Netherlands Hutchinson Technology Operations (Thailand) Co., Ltd. Thailand Hutchinson Technology Computer Service |
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| October 31, 2013 |
HUTCHINSON TECHNOLOGY REPORTS FOURTH QUARTER RESULTS Low Manufacturing Yields Contribute to Loss Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS FOURTH QUARTER RESULTS Low Manufacturing Yields Contribute to Loss HUTCHINSON, Minn., Oct. 31, 2013 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported suspension assembly shipments of 102.6 million for its fiscal fourth quarter ended September 29, 2013, up from 99.3 million in the preceding quarter. The company reported a net loss of $14.6 |
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| October 31, 2013 |
WAIVER AND AMENDMENT NO. 4 REVOLVING CREDIT AND SECURITY AGREEMENT Exhibit 10.1 WAIVER AND AMENDMENT NO. 4 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS WAIVER AND AMENDMENT NO. 4 (this “Amendment”) is entered into as of October 28, 2013, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a “Bo |
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| October 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 28, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| October 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 9, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numbe |
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| October 15, 2013 |
Fiscal Year 2014 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Exhibit 10.1 Fiscal Year 2014 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Our board of directors has adopted, upon the recommendation of its compensation committee, an annual cash incentive plan for fiscal year 2014 for company executives, including its named executive officers. The plan is designed to create an incentive for these executives to achieve goals that ou |
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| July 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34838 Hutchinson |
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| July 25, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 25, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number) |
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| July 25, 2013 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS THIRD QUARTER RESULTS Gross Profit Declines Sequentially on Lower Leverage and Temporary Operating Inefficiency Improved Financial Performance Expected in the Fourth Quarter HUTCHINSON, Minn., July 25, 2013 - Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported suspension assembly shipments of 99.3 million for |
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| June 12, 2013 |
Form S-3 As filed with the Securities and Exchange Commission on June 12, 2013 Registration No. |
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| June 12, 2013 |
EX-12(a) Exhibit 12(a) Ratio of Earnings to Fixed Charges (Dollar amounts in thousands) Twenty-Six Weeks Fiscal Year Ended Ended September 28, September 27, September 26, September 25, September 30, March 31, 2008 2009 2010 2011 2012 2013 Earnings Pretax loss from continuing operations $ (46,158 ) $ (168,916 ) $ (60,507 ) $ (55,479 ) $ (48,437 ) $ (4,646 ) Plus: Fixed charges 25,256 23,562 18,327 |
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| June 12, 2013 |
HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney EX-24(a) Exhibit 24(a) HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that the undersigned director and officer of HUTCHINSON TECHNOLOGY INCORPORATED, a Minnesota corporation, does hereby make, constitute and appoint DAVID P. |
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| June 12, 2013 |
EX-5(a) Exhibit 5(a) Faegre Baker Daniels LLP 2200 Wells Fargo Center 90 South Seventh Street Minneapolis Minnesota 55402-3901 Phone +1 612 766 7000 Fax +1 612 766 1600 June 12, 2013 Hutchinson Technology Incorporated 40 West Highland Park Drive NE Hutchinson, Minnesota 55350 Ladies and Gentlemen: We have acted as counsel for Hutchinson Technology Incorporated, a Minnesota corporation (the “Compan |
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| June 12, 2013 |
EX-99.1 Exhibit 99.1 Segment Information The table below presents our certain financial information for the periods indicated, both as reported in our Form 10-K for the fiscal year ended September 30, 2012, and on the single operating and reportable segment basis we adopted effective October 1, 2012 (unaudited, dollars in thousands): As reported in the annual report on form 10-K for the year ended |
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| June 12, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-23(b) Exhibit 23(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-3 of our reports dated December 12, 2012, relating to the consolidated financial statements and financial statement schedule of Hutchinson Technology Incorporated and subsidiaries, and the effectiveness of Hutchinson Technology Incorporated and subsidiaries’ internal control over financial reporting, appearing in the Annual Report on Form 10-K of Hutchinson Technology Incorporated for the year ended September 30, 2012, and to the reference to us under the heading “Experts” in the Prospectus, which is part of this Registration Statement. |
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| June 12, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 12, 2013 HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission Fil |
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| May 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 f10q050313.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi |
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| April 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 30, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| April 30, 2013 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS SECOND QUARTER RESULTS Shipments in Line with Guidance Gain on Debt Extinguishment Results in Net Profit HUTCHINSON, Minn., April 30, 2013 – Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported net income of $1.9 million, or $0.07 per diluted share, on net sales of $60.9 million for its fiscal second quarter e |
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| February 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* HUTCHINSON TECH (Name of Issuer) Common Stock (Title of Class of Securities) 448407106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 8, 2013 |
HTCH / Hutchinson Technology, Inc. / Silver Lake Group, L.L.C. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Hutchinson Technology Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 448407106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34838 Hutchin |
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| February 4, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 30, 2013 HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission |
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| January 29, 2013 |
Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS FIRST QUARTER RESULTS Program Ramps Continue to Partially Offset Market Weakness HUTCHINSON, Minn., Jan. 29, 2013 – Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $6.5 million, or $0.27 per share, on net sales of $63.7 million for its fiscal 2013 first quarter ended December 30, 2012. Results for the quarter included $1.0 m |
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| January 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 29, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| January 28, 2013 |
Securities Purchase Agreement, dated as of January 22, 2013 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 22, 2013, by and among Hutchinson Technology Incorporated, a Minnesota corporation, with headquarters located at 40 West Highland Park Drive NE, Hutchinson, MN 55350 (the “Company”) and the investors listed on the Schedule of Bu |
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| January 28, 2013 |
8-K 1 d473534d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 22, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorp |
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| January 28, 2013 |
Intercreditor Agreement, dated as of January 22, 2013 Exhibit 4.2 INTERCREDITOR AGREEMENT This INTERCREDITOR AGREEMENT (this “Agreement”) is dated as of January 22, 2013, and entered into by and between WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Wells Fargo”), in its capacity as trustee and collateral agent under the 2012 Lien Debt Documents (as defined below) (in suc |
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| January 28, 2013 |
CONSENT AND AMENDMENT NO. 3 REVOLVING CREDIT AND SECURITY AGREEMENT Consent and Amendment No. 3 to Revolving Credit and Security Agreement Exhibit 10.4 CONSENT AND AMENDMENT NO. 3 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 3 (this “Amendment”) is entered into as of January 22, 2013, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and each other Person who becomes a Bo |
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| January 28, 2013 |
Note Repurchase Agreement, dated as of January 9, 2013 Exhibit 10.3 NOTE REPURCHASE AGREEMENT This Note Repurchase Agreement (“Agreement”), dated as of January 9, 2013, is by and between Diamondback Master Fund, Ltd. (the “Seller”), and Hutchinson Technology Incorporated, a Minnesota corporation (the “Buyer”). WHEREAS, the Seller wishes to sell Hutchinson Technology Incorporated 8.50% Convertible |
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| January 28, 2013 |
10.875% Senior Secured Second Lien Notes Indenture, dated as of January 22, 2013 Exhibit 4.1 HUTCHINSON TECHNOLOGY INCORPORATED 10.875% SENIOR SECURED SECOND LIEN NOTES DUE 2017 INDENTURE DATED AS OF JANUARY 22, 2013 WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE AND COLLATERAL AGENT TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Sectio |
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| January 28, 2013 |
Note Repurchase Agreement, dated as of January 9, 2013 Exhibit 10.2 NOTE REPURCHASE AGREEMENT This Note Repurchase Agreement (“Agreement”), dated as of January 9, 2013 is by and between Silver Lake Credit Fund, L.P. (the “Seller”) and Hutchinson Technology Incorporated, a Minnesota corporation (the “Buyer”). WHEREAS, the Seller wishes to sell Hutchinson Technology Incorporated 8.50% Convertible Se |
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| January 28, 2013 |
First Supplemental Indenture, dated as of January 22, 2013 Exhibit 4.4 HUTCHINSON TECHNOLOGY INCORPORATED and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee and Collateral Agent FIRST SUPPLEMENTAL INDENTURE Dated as of January 22, 2013 THIS FIRST SUPPLEMENTAL INDENTURE dated as of January 22, 2013 (this “First Supplemental Indenture”) between Hutchinson Technology Incorporated, a corporation d |
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| January 28, 2013 |
FIRST AMENDMENT TO INTERCREDITOR AGREEMENT First Amendment to Intercreditor Agreement, dated as of January 22, 2013 Exhibit 4. |
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| January 23, 2013 |
Hutchinson Technology Announces Notes Repurchase and Private Placement Financing EXHIBIT 99.1 Hutchinson Technology Announces Notes Repurchase and Private Placement Financing HUTCHINSON, Minn., Jan. 23, 2013 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (Nasdaq:HTCH) announced today that it completed the repurchase of $18,682,000 aggregate principal amount of its outstanding 8.50% Convertible Senior Notes due 2026 (the "8.50% Convertible Notes") from certain holders fo |
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| January 23, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 23, 2013 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction (Commission File |
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| January 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 3, 2013 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numbe |
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| December 17, 2012 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 13, 2012 |
S-8 1 d452561ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on December 13, 2012 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in Its Charter) Minnesota 41-0901840 (State or Other Jurisdict |
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| December 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [x] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2012 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to . Commission file number 1-34838 Hutchinson |
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| December 12, 2012 |
Exhibit 21.1 LIST OF SUBSIDIARIES Name Jurisdiction Hutchinson Technology Asia, Inc. Minnesota Hutchinson Technology Business Services Incorporated Minnesota Hutchinson Technology France SAS France Hutchinson Technology Japan Ltd. Japan Hutchinson Technology Netherlands B.V. Netherlands Hutchinson Technology Netherlands C.V. Netherlands Hutchinson Technology Operations (Thailand) Co., Ltd. Thailan |
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| December 12, 2012 |
HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director Exhibit 24.1 HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director The undersigned director of Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), does hereby make, constitute and appoint Richard J. Penn and David P. Radloff, and each of them, the undersigned’s true and lawful attorneys-in-fact, with power of substitution, for the undersigned and in the undersig |
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| December 12, 2012 |
HUTCHINSON TECHNOLOGY INCORPORATED NON-EMPLOYEE DIRECTORS EQUITY PLAN Exhibit 10.8 HUTCHINSON TECHNOLOGY INCORPORATED NON-EMPLOYEE DIRECTORS EQUITY PLAN 1. Purpose. The purpose of this Hutchinson Technology Incorporated Non-Employee Directors Equity Plan (the ?Plan?) is to provide non-employee members of the Board of Directors (the ?Board?) of Hutchinson Technology Incorporated (the ?Company?) with an opportunity to increase their ownership of Company common stock b |
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| November 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k110812.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 8, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorpo |
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| November 8, 2012 |
Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS FOURTH QUARTER RESULTS Program Ramps Partially Offsetting Market Weakness HUTCHINSON, Minn., Nov. 8, 2012 – Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $14.7 million, or $0.62 per share, on net sales of $63.6 million for its fiscal fourth quarter ended September 30, 2012. Excluding certain items, the company’s non-GAAP n |
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| October 18, 2012 |
Fiscal Year 2013 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Exhibit 10.1 Fiscal Year 2013 Executive Annual Cash Incentive Plan of Hutchinson Technology Incorporated Our board of directors has adopted, upon the recommendation of its compensation committee, an annual cash incentive plan for fiscal year 2013 for company executives, including its named executive officers. The plan is designed to create an incentive for these executives to achieve goals that ou |
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| October 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 12, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Numb |
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| August 6, 2012 |
Hutchinson Technology Names Richard J. Penn President and Chief Executive Officer EXHIBIT 99.1 Hutchinson Technology Names Richard J. Penn President and Chief Executive Officer Wayne Fortun Appointed Chairman of the Board; Jeffrey Green to Retire From Board HUTCHINSON, Minn., Aug. 6, 2012 (GLOBE NEWSWIRE) - The board of directors of Hutchinson Technology Incorporated (Nasdaq:HTCH) announced today that Richard J. Penn has been named president and chief executive officer and appo |
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| August 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 1, 2012 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction (Commission File (I |
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| August 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 f10q080112.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 24, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| July 26, 2012 |
AMENDMENT NO. 2 REVOLVING CREDIT AND SECURITY AGREEMENT Exhibit 10.1 AMENDMENT NO. 2 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT NO. 2 (this “Amendment”) is entered into as of July 23, 2012, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a “Borrower”, and collectively |
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| July 26, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 23, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission Fil |
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| July 26, 2012 |
Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS THIRD QUARTER RESULTS Volume Recovery and Fixed Cost Leverage Below Expectations Production Ramping at Thailand Assembly Operation HUTCHINSON, Minn., July 26, 2012 – Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $13.9 million, or $0.59 per share, on net sales of $61.0 million for its fiscal third quarter ended June 24, 201 |
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| July 26, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 26, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number) |
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| June 27, 2012 |
Hutchinson Technology Reports Preliminary Results for Fiscal 2012 Third Quarter EXHIBIT 99.1 Hutchinson Technology Reports Preliminary Results for Fiscal 2012 Third Quarter HUTCHINSON, Minn., June 27, 2012 (GLOBE NEWSWIRE) - Hutchinson Technology Incorporated (Nasdaq:HTCH) announced today that it shipped approximately 100 million suspension assemblies during its fiscal 2012 third quarter ended June 24, 2012, compared to 96.9 million in the preceding quarter, but below its pre |
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| June 27, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 27, 2012 Date of Report (Date of Earliest Event Reported) Hutchinson Technology Incorporated (Exact name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State or other jurisdiction (Commission File (IR |
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| May 15, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 9, 2012 HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File |
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| May 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 25, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34838 Hutchinson |
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| April 24, 2012 |
Exhibit 99.1 HUTCHINSON TECHNOLOGY REPORTS SECOND QUARTER RESULTS Financial Position Strengthened by Debt Refinancing Thailand Operation to Resume Production by End of June HUTCHINSON, Minn., April 24, 2012 – Hutchinson Technology Incorporated (NASDAQ: HTCH) today reported a net loss of $7.5 million, or $0.32 per share, on net sales of $65.5 million for its fiscal second quarter ended March 25, 20 |
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| April 24, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 24, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| April 16, 2012 |
HUTCHINSON TECHNOLOGY INCORPORATED 3,869,000 Shares Common Stock 424B3 1 d324873d424b3.htm DEFINITIVE PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(3) File No. 333-180534 PROSPECTUS HUTCHINSON TECHNOLOGY INCORPORATED 3,869,000 Shares Common Stock This prospectus relates to the resale, from time to time, of up to 3,869,000 shares of our common stock, par value $0.01 per share, which we refer to in this prospectus as our “common stock” by the Selling |
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| April 12, 2012 |
- AMENDMENT NO. 8 TO SCHEDULE TO Amendment No. 8 to Schedule TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 8 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (Issuer) and Filing Person (as Offeror)) 3.25% Convertible Subordinated Not |
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| April 12, 2012 |
Hutchinson Technology Announces Results of Outstanding 8.50% Notes Tender Offer Exhibit 99.1 Hutchinson Technology Announces Results of Outstanding 8.50% Notes Tender Offer Hutchinson, Minn., April 12, 2012 – Hutchinson Technology Incorporated (NASDAQ: HTCH) (the “Company”) today announced the final results of its previously announced offer to purchase for cash (the “Outstanding 8.50% Notes Tender Offer”) up to $26,666,000 aggregate principal amount of its outstanding 8.50% C |
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| April 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 12, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| April 12, 2012 |
Hutchinson Technology Announces Results of Outstanding 8.50% Notes Tender Offer Exhibit 99.1 Hutchinson Technology Announces Results of Outstanding 8.50% Notes Tender Offer Hutchinson, Minn., April 12, 2012 – Hutchinson Technology Incorporated (NASDAQ: HTCH) (the “Company”) today announced the final results of its previously announced offer to purchase for cash (the “Outstanding 8.50% Notes Tender Offer”) up to $26,666,000 aggregate principal amount of its outstanding 8.50% C |
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| April 12, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 12, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| April 3, 2012 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on April 3, 2012 Registration No. |
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| April 3, 2012 |
HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director and Officer Powers of Attorney Exhibit 24.1 HUTCHINSON TECHNOLOGY INCORPORATED Power of Attorney of Director and Officer KNOW ALL MEN BY THESE PRESENTS, that the undersigned director and officer of HUTCHINSON TECHNOLOGY INCORPORATED, a Minnesota corporation, does hereby make, constitute and appoint DAVID P. RADLOFF, the undersigned’s true and lawful attorney-in-fact, with power of substitution, for the unders |
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| April 2, 2012 |
EX-10.1 6 d324977dex101.htm SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 28, 2012, by and among Hutchinson Technology Incorporated, a Minnesota corporation, with headquarters located at 40 West Highland Park Drive NE, Hutchinson, MN 55350 (the “Company”) and the investors listed on the Schedule of Buyers |
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| April 2, 2012 |
UNAUDITED PRO FORMA CONDENSED FINANCIAL INFORMATION Pro Forma Financial Information Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED FINANCIAL INFORMATION On March 30, 2012, Hutchinson Technology Incorporated (the “Company”) consummated an offer to exchange for new securities or purchase for cash (the “3.25% Tender/Exchange Offer”) its outstanding 3.25% Convertible Subordinated Notes due 2026 (the “Outstanding 3.25% Notes”). In connection with the settle |
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| April 2, 2012 |
Intercreditor Agreement Exhibit 4.2 INTERCREDITOR AGREEMENT This INTERCREDITOR AGREEMENT (this “Agreement”) is dated as of March 30, 2012, and entered into by and between PNC BANK, NATIONAL ASSOCIATION, a national banking association (“PNC”), in its capacity as agent under the First Lien Debt Documents (as defined below), (in such capacity, and together with its successors and assigns in such capa |
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| April 2, 2012 |
- AMENDMENT NO. 7 TO TENDER OFFER Amendment No. 7 to Tender Offer Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 7 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (Issuer) and Filing Person (as Offeror)) 3.25% Convertible Subordinated No |
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| April 2, 2012 |
8-K 1 d324977d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 28, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorpor |
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| April 2, 2012 |
Form of Warrant Exhibit 4.4 FORM OF WARRANT NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECT |
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| April 2, 2012 |
AMENDMENT TO CONSENT AND AMENDMENT NO. 1 REVOLVING CREDIT AND SECURITY AGREEMENT EX-10.2 7 d324977dex102.htm AMENDMENT TO CONSENT AND AMENDMENT NO. 1 Exhibit 10.2 AMENDMENT TO CONSENT AND AMENDMENT NO. 1 TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS AMENDMENT TO CONSENT AND AMENDMENT NO. 1 (this “Amendment”) is entered into as of March 28, 2012, by and among HUTCHINSON TECHNOLOGY INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and |
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| April 2, 2012 |
8.50% Senior Secured Second Lien Note Indenture Exhibit 4.1 HUTCHINSON TECHNOLOGY INCORPORATED 8.50% SENIOR SECURED SECOND LIEN NOTES DUE 2017 INDENTURE DATED AS OF MARCH 30, 2012 WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE AND COLLATERAL AGENT TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions. 1 Section 1.02 Other Definitions. 26 Section |
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| April 2, 2012 |
Registration Rights Agreement Exhibit 4.3 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 28, 2012, by and among Hutchinson Technology Incorporated, a Minnesota corporation, with headquarters located at 40 West Highland Park Drive N.E., Hutchinson, Minnesota 55350 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto ( |
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| March 28, 2012 |
Definitive Prospectus and Offer to Purchase Table of Contents Filed Pursuant to 424(b)(3) File no. |
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| March 28, 2012 |
- AMENDMENT NO. 6 TO TENDER OFFER Amendment No. 6 to Tender Offer Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 6 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (Issuer) and Filing Person (as Offeror)) 3.25% Convertible Subordinated No |
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| March 28, 2012 |
Exhibit 99.1 Hutchinson Technology Announces Results of 3.25% Tender/Exchange Offer, Private Placement of Securities and Residual Private Placement Proceeds Available for Outstanding 8.50% Notes Tender Offer Hutchinson, Minn., March 28, 2012 – Hutchinson Technology Incorporated (NASDAQ: HTCH) (the “Company”) today announced the final results of its previously announced offer to exchange for new se |
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| March 28, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 28, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission Fi |
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| March 28, 2012 |
Supplement to Offer to Purchase Exhibit (a)(1)(xii) MARCH 28, 2012 SUPPLEMENT TO OFFER TO PURCHASE HUTCHINSON TECHNOLOGY INCORPORATED Offer to Purchase for Cash relating to up to $26,666,000 of 8. |
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| March 27, 2012 |
Amendment to form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2012 |
THIRD AMENDMENT TO RIGHTS AGREEMENT Third Amendment to Rights Agreement Exhibit 4 THIRD AMENDMENT TO RIGHTS AGREEMENT THIS AMENDMENT between Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), and Wells Fargo Bank, N. |
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| March 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 27, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| March 23, 2012 |
- AMENDMENT NO. 5 TO TENDER OFFER Amendment No. 5 to Tender Offer Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 5 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (Issuer) and Filing Person (as Offeror)) 3.25% Convertible Subordinated No |
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| March 23, 2012 |
AMENDED AND RESTATED DEALER MANAGER AGREEMENT Amended and Restated Dealer Manager Agreement Exhibit 1.1 AMENDED AND RESTATED DEALER MANAGER AGREEMENT March 22, 2012 Houlihan Lokey Capital, Inc. 245 Park Avenue, 20th Floor New York, New York 10167 Ladies and Gentlemen: Reference is made to the Dealer Manager Agreement, dated February 6, 2012, between Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), and Houlihan Loke |
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| March 23, 2012 |
Amendment No. 4 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on March 23, 2012 Registration No. 333-179384 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HUTCHINSON TECHNOLOGY INCORPORATED (Exact name of Registrant as specified in its charter) Minnesota |
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| March 23, 2012 |
Acceleration Request Hutchinson Technology Incorporated 40 West Highland Park Drive NE Hutchinson, MN 55350 March 23, 2012 Amanda Ravitz Delivered by EDGAR Assistant Director U. |
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| March 21, 2012 |
Letter to Clients Exhibit 99.5 HUTCHINSON TECHNOLOGY INCORPORATED Offer to Exchange and Offer to Purchase for Cash relating to any and all 3.25% Convertible Subordinated Notes due 2026 (CUSIP No. 448407AF3) Offer to Purchase for Cash relating to up to $26,666,000 of 8.50% Convertible Senior Notes due 2026 (CUSIP No. 448407AG1) Pursuant to the Preliminary Prospectus and Offer to Purchase Dated Marc |
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| March 21, 2012 |
Exhibit 99.2 OUTSTANDING 8.50% NOTES LETTER OF TRANSMITTAL HUTCHINSON TECHNOLOGY INCORPORATED Offer to Purchase for Cash Relating to its Outstanding 8.50% Convertible Senior Notes due 2026 (CUSIP No. 448407AG1) Pursuant to the Preliminary Prospectus and Offer to Purchase dated March 21, 2012 (as it may be supplemented from time to time, the “Prospectus”) THIS TENDER OFFER WILL EXPIRE AT 9:00 A.M., |
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| March 21, 2012 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees Exhibit 99. |
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| March 21, 2012 |
- AMENDMENT NO. 4 TO TENDER OFFER Amendment No. 4 to Tender Offer Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 4 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (Issuer) and Filing Person (as Offeror)) 3.25% Convertible Subordinated No |
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| March 21, 2012 |
Correspondence Letter David M. Vander Haar Faegre Baker Daniels LLP +1 612 766 8705 2200 Wells Fargo Center 90 South Seventh Street [email protected] Minneapolis Minnesota 55402-3901 Phone +1 612 766 7000 Fax +1 612 766 1600 March 21, 2012 Amanda Ravitz Delivered by EDGAR Assistant Director and Email U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, |
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| March 21, 2012 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (dollar amounts in thousands, except ratios) Fiscal Year Ended Thirteen Weeks Ended December 25, 2011 (unaudited) September 30, 2007 September 28, 2008 September 27, 2009 September 26, 2010 September 25, 2011 (actual) (pro forma)(A) (actual) (pro forma)(A) Earnings: Pretax income from c |
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| March 21, 2012 |
Form of 8.50% Convertible Senior Notes Exhibit 4.9 HUTCHINSON TECHNOLOGY INCORPORATED 8.50% SENIOR SECURED SECOND LIEN NOTES DUE 2017 INDENTURE DATED AS OF , 2012 WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE AND COLLATERAL AGENT TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions. 1 Section 1.02 Other Definitions. 26 Section 1.03 Trust Inden |
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| March 21, 2012 |
Amendment No. 3 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on March 21, 2012 Registration No. 333-179384 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HUTCHINSON TECHNOLOGY INCORPORATED (Exact name of Registrant as specified in its charter) Minnesota |
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| March 21, 2012 |
Outstanding 3.25% Notes Letter of Transmittal Exhibit 99.1 OUTSTANDING 3.25% NOTES LETTER OF TRANSMITTAL HUTCHINSON TECHNOLOGY INCORPORATED Offer to Exchange and Offer to Purchase for Cash Relating to its Outstanding 3.25% Convertible Subordinated Notes due 2026 (CUSIP No. 448407AF3) Pursuant to the Preliminary Prospectus and Offer to Purchase dated March 21, 2012 (as it may be supplemented from t |
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| March 20, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 20, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
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| March 20, 2012 |
Hutchinson Technology Extends Exchange Offer and Tender Offers Exhibit 99.1 Hutchinson Technology Extends Exchange Offer and Tender Offers Hutchinson, Minn., March 20, 2012 – Hutchinson Technology Incorporated (NASDAQ: HTCH) (the “Company”) today announced that it has extended its previously announced exchange offer and tender offers relating to its 3.25% Convertible Subordinated Notes due 2026 (“Outstanding 3.25% Notes) and 8.50% Convertible Senior Notes due |
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| March 20, 2012 |
SEC Correspondence David M. Vander Haar +1 612 766 8705 [email protected] Faegre Baker Daniels LLP 2200 Wells Fargo Center 90 South Seventh Street Minneapolis Minnesota 55402-3901 Phone +1 612 766 7000 Fax +1 612 766 1600 March 20, 2012 Mary Beth Breslin, Esq. Senior Counsel Julia Griffith, Esq. Special Counsel U.S. Securities and Exchange Commission Division of Corporation Finance 100 |
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| March 20, 2012 |
- AMENDMENT NO. 3 TO TENDER OFFER Amendment No. 3 to Tender Offer Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 3 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. HUTCHINSON TECHNOLOGY INCORPORATED (Name of Subject Company (Issuer) and Filing Person (as Offeror)) 3.25% Convertible Subordinated No |
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| March 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 20, 2012 Date of report (Date of earliest event reported) HUTCHINSON TECHNOLOGY INCORPORATED (Exact Name of Registrant as Specified in its Charter) Minnesota 001-34838 41-0901840 (State of Incorporation) (Commission File Number |
