Основная статистика
| CIK | 1066602 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Voya Funds Trust - Voya Floating Rate Fund Class I
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 13, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 13, 2025 Securities Act File No. 333-284196 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 X Pre-Effective Amendment No. Post-Effective Amendment No. 2 VOYA FUNDS TRUST (Exact Name of Registrant as Specified in Charter) 7337 East Doubletree Ranch Roa |
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| August 13, 2025 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM August 8, 2025 Voya Floating Rate Fund Voya Funds Trust 7337 East Doubletree Ranch Road, Suite 100 Scottsdale, Arizona 85258-2034 Voya Short Duration High Income Fund Voya Funds Trust 7337 East Doubletree Ranch Road, Suite 100 Scottsdale, Arizona 85258-2034 Ladies and Gentlemen: We have acted as counsel i |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X]Definitive Pr |
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| June 13, 2025 |
Voya Corporate Leaders® 100 Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Pr |
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| February 18, 2025 |
Filed by Voya Funds Trust (SEC File Nos.: 333-59745; 811-08895) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended. February 18, 2025 Voya Investment Management Client Talking Points Voya Floating Rate Fund Voya Investment Management has announced the following changes: Planned Change(s) |
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| February 14, 2025 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 February 14, 2025 VIA EDGAR Ms. |
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| February 14, 2025 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 February 14, 2025 VIA EDGAR Ms. |
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| January 10, 2025 |
Pre-Effective Amendment No. Post-Effective Amendment No. As filed with the U.S. Securities and Exchange Commission on January 10, 2025 Securities Act File No. [ ] U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. VOYA FUNDS TRUST (Exact Name of Registrant as Specified in Charter) 7337 East Doubletree Ranch Road, Suite |
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| January 10, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Representations and Warranties” and “Financial Highlights” in the Proxy Statement/Prospectus included in this Registration Statement (Form N-14) of Voya Funds Trust. |
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| January 10, 2025 |
Exhibit (16) POWERS OF ATTORNEY The undersigned Trustees, on behalf of the Registered Investment Company listed below, each constitute and appoint Todd Modic and Joanne Osberg, each of them individually, the true and lawful attorneys-in-fact and agents, to execute for each undersigned Trustee, and in the name, place, and stead of such undersigned Trustee, in the capacities indicated below, the Registration Statements of such entity on Form N-14 and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the U. |
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| January 10, 2025 |
Exhibit (11)(b) January 10, 2025 Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, MA 02199 Re: Voya Funds Trust Ladies and Gentlemen: We have acted as special Delaware counsel for Voya Funds Trust, a Delaware statutory trust (the “Trust”), in connection with the matters set forth herein. |
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| January 10, 2025 |
Exhibit (11)(a) ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199‐3600 WWW. |
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| October 4, 2024 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 October 4, 2024 VIA EDGAR Ms. |
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| July 29, 2024 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 July 29, 2024 VIA EDGAR Mr. |
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| May 31, 2024 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 May 31, 2024 VIA EDGAR Mr. |
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| August 21, 2023 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 August 21, 2023 VIA EDGAR Ms. |
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| April 11, 2023 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 April 11, 2023 VIA EDGAR Mr. |
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| February 28, 2023 |
NPORT-EX 2 NPORTPL7B932774771222.htm Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of December 31, 2022 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 87.4% Aerospace & Defense: 1.9% 1,500,000 AAdvantage Loyalty IP Ltd. 2021 Term Loan, 5.500%, (US0003M + 4.750%), 04/20/28 $ 1,495,312 0.5 268,694 ADS Tactical, Inc. 2021 Term Loan B, 10.1 |
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| February 24, 2023 |
NPORT-EX 2 289717VOYA123122.htm Voya High Yield Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 96.1% Basic Materials: 5.8% 400,000 (1) ASP Unifrax Holdings, Inc., 5.250%, 09/30/2028 $ 322,397 0.1 900,000 (1),(2) ASP Unifrax Holdings, Inc., 7.500%, 09/30/2029 572,400 0.1 1,300,000 (1),(2) Cleveland-Cliff |
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| February 24, 2023 |
NPORT-EX 2 289714VOYA123122.htm Voya Short Term Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 38.3% Basic Materials: 0.3% 350,000 (1) Albemarle Corp., 4.650%, 06/01/2027 $ 341,872 0.1 300,000 Freeport-McMoRan, Inc., 3.875%, 03/15/2023 299,682 0.1 600,000 Freeport-McMoRan, Inc., 4.550%, 11/14/2024 592,1 |
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| February 24, 2023 |
NPORT-EX 2 405861VOYA123122.htm Voya Intermediate Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 29.5% Basic Materials: 0.8% 1,725,000 (1) Anglo American Capital PLC, 2.250%, 03/17/2028 $ 1,453,535 0.0 1,377,000 (1) Anglo American Capital PLC, 3.625%, 09/11/2024 1,333,239 0.0 671,000 (1) Anglo American |
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| February 24, 2023 |
NPORT-EX 2 473318VOYA123122.htm Voya Strategic Income Opportunities Fund PORTFOLIO OF INVESTMENTS as of December 31, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 21.5% Basic Materials: 1.1% 200,000 (1) ASP Unifrax Holdings, Inc., 5.250%, 09/30/2028 $ 161,198 0.0 425,000 (1),(2) ASP Unifrax Holdings, Inc., 7.500%, 09/30/2029 270,300 0.0 1,350,000 Celulosa |
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| February 24, 2023 |
NPORT-EX 2 464012VOYA123122.htm Voya GNMA Income Fund PORTFOLIO OF INVESTMENTS as of December 31, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets COLLATERALIZED MORTGAGE OBLIGATIONS: 54.0% 1,949,927 Fannie Mae 2004-28 PZ, 6.000%, 05/25/2034 $ 2,033,320 0.2 1,885,839 Fannie Mae 2004-88 ZC, 6.500%, 12/25/2034 2,005,173 0.2 5,221,642 Fannie Mae 2005-17 B, 6.500%, (US0001M + 6.500%), |
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| February 16, 2023 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 February 16, 2023 VIA EDGAR Mr. |
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| February 1, 2023 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 February 1, 2023 VIA EDGAR Ms. |
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| November 22, 2022 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 November 22, 2022 VIA EDGAR U. |
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| August 24, 2022 |
Voya Intermediate Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 35. |
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| August 24, 2022 |
Voya Short Term Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 40. |
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| August 24, 2022 |
Voya High Yield Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 92. |
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| August 24, 2022 |
Voya Strategic Income Opportunities Fund PORTFOLIO OF INVESTMENTS as of June 30, 2022 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 17. |
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| August 24, 2022 |
Date: 08/19/2022 04:00 AM Project: Form Type: Client: File: tm2223733d4gnmaincome. |
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| August 24, 2022 |
Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of June 30, 2022 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 95. |
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| February 25, 2022 |
Voya Intermediate Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 39. |
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| February 25, 2022 |
Voya GNMA Income Fund PORTFOLIO OF INVESTMENTS as of December 31, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets COLLATERALIZED MORTGAGE OBLIGATIONS: 50. |
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| February 25, 2022 |
Voya High Yield Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 92. |
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| February 25, 2022 |
Voya Strategic Income Opportunities Fund PORTFOLIO OF INVESTMENTS as of December 31, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 16. |
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| February 25, 2022 |
Voya Short Term Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 44. |
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| February 24, 2022 |
Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of December 31, 2021 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 92. |
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| December 22, 2021 |
December 22, 2021 VIA EDGAR Mr. David Manion U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Voya Equity Trust Voya Separate Portfolios Trust SEC File Nos. 333-56881; 811-08817 SEC File Nos. 333-141111; 811-22025 Voya Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Manion: This letter responds to comments provided on November 18, 2021 to Todd Modic, Paul |
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| August 25, 2021 |
Voya High Yield Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 96. |
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| August 25, 2021 |
Voya Intermediate Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 38. |
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| August 25, 2021 |
Voya Strategic Income Opportunities Fund PORTFOLIO OF INVESTMENTS as of June 30, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 16. |
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| August 25, 2021 |
Voya GNMA Income Fund PORTFOLIO OF INVESTMENTS as of June 30, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets COLLATERALIZED MORTGAGE OBLIGATIONS: 49. |
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| August 25, 2021 |
Voya Short Term Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2021 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 42. |
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| August 24, 2021 |
Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of June 30, 2021 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 96. |
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| July 19, 2021 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 July 19, 2021 VIA EDGAR Mr. |
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| May 28, 2021 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 May 28, 2021 VIA EDGAR U. |
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| February 24, 2021 |
Voya GNMA Income Fund PORTFOLIO OF INVESTMENTS as of December 31, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets COLLATERALIZED MORTGAGE OBLIGATIONS: 54. |
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| February 24, 2021 |
Voya Strategic Income Opportunities Fund PORTFOLIO OF INVESTMENTS as of December 31, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 21. |
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| February 24, 2021 |
Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of December 31, 2020 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 93. |
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| February 24, 2021 |
Voya Short Term Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 45. |
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| February 24, 2021 |
Voya High Yield Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 96. |
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| February 24, 2021 |
PORTFOLIO OF INVESTMENTS Voya Intermediate Bond Fund as of December 31, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES:38. |
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| August 27, 2020 |
Voya GNMA Income Fund PORTFOLIO OF INVESTMENTS as of June 30, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets COLLATERALIZED MORTGAGE OBLIGATIONS: 48. |
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| August 27, 2020 |
Voya High Yield Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 96. |
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| August 27, 2020 |
Voya Intermediate Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 37. |
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| August 27, 2020 |
Voya Strategic Income Opportunities Fund PORTFOLIO OF INVESTMENTS as of June 30, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 18. |
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| August 27, 2020 |
Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of June 30, 2020 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 95. |
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| August 27, 2020 |
Voya Short Term Bond Fund PORTFOLIO OF INVESTMENTS as of June 30, 2020 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 44. |
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| July 13, 2020 |
CORRESP 1 filename1.htm July 13, 2020 VIA EDGAR Mr. Tony Burak Mr. Jeff Long U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Voya Balanced Portfolio, Inc. Voya Partners, Inc. SEC File Nos. 033-27247; 811-05773 SEC File Nos. 333-32575; 811-08319 Voya Equity Trust Voya Separate Portfolios Trust SEC File Nos. 333-56881; 811-08817 SEC File Nos. 333-141111; 811-22025 |
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| February 25, 2020 |
Voya Intermediate Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2019 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 29. |
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| February 25, 2020 |
Voya GNMA Income Fund PORTFOLIO OF INVESTMENTS as of December 31, 2019 (Unaudited) Principal Amount† Value Percentage of Net Assets COLLATERALIZED MORTGAGE OBLIGATIONS: 51. |
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| February 25, 2020 |
Voya High Yield Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2019 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 96. |
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| February 25, 2020 |
Voya Short Term Bond Fund PORTFOLIO OF INVESTMENTS as of December 31, 2019 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 52. |
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| February 25, 2020 |
PORTFOLIO OF INVESTMENTS Voya Strategic Income Opportunities Fund as of December 31, 2019 (Unaudited) Principal Amount† Value Percentage of Net Assets CORPORATE BONDS/NOTES: 11. |
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| February 25, 2020 |
Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of December 31, 2019 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 95. |
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| August 27, 2019 |
Voya GNMA Income Fund PORTFOLIO OF INVESTMENTS as of June 30, 2019 (Unaudited) Principal Amount† Value Percentage of Net Assets COLLATERALIZED MORTGAGE OBLIGATIONS: 54. |
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| August 26, 2019 |
NPORT-EX 1 NPORT8347386857170333.htm Voya Floating Rate Fund PORTFOLIO OF INVESTMENTS as of June 30, 2019 (Unaudited) Principal Amount† Borrower/Tranche Description Fair Value Percentage of Net Assets LOANS*: 93.7% Aerospace & Defense: 1.1% 326,923 1199169 B.C. Unlimited Liability Company 2019 Term Loan B2, 6.330%, (US0003M + 4.000%), 04/06/26 $ 328,711 0.0 608,077 Dynasty Acquisition Co., Inc. 20 |
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| February 26, 2019 |
Voya Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 tv513805nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08895 Voya Funds Trust (Exact name of registrant as specified in charter) 7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258 (Address of principal executive o |
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| February 26, 2019 |
EX-99.1 2 tv513805ex99-cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Michael Bell, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| August 24, 2018 |
Voya Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08895 Voya Funds Trust (Exact name of registrant as specified in charter) 7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258 (Address of principal executive offices) (Zip code) The Co |
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| August 24, 2018 |
EX-99.CERT 2 tv501289ex99-cert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION I, Michael Bell, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| May 29, 2018 |
Exhibit 99.77(q)(1)(e)(1) February 1, 2018 Mr. Todd Modic Senior Vice President Voya Investments, LLC 7337 East Doubletree Ranch Road Suite 100 Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Investment Management Agreement, dated November 18, 2014, as amended and restated on May 1, 2015, between Voya Funds Trust (“VFT”) and Voya Investments, LLC (the “Agreement”), we hereby notify you of our |
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| May 29, 2018 |
AMENDMENT NO. 40 TO TRUST INSTRUMENT OF VOYA FUNDS TRUST Exhibit 99.77(q)(1)(a)(1) AMENDMENT NO. 40 TO TRUST INSTRUMENT OF VOYA FUNDS TRUST Establishment of New Share Class Effective: January 11, 2018 THIS AMENDMENT NO. 40 TO THE TRUST INSTRUMENT OF VOYA FUNDS TRUST (“VFT”), a Delaware statutory trust, dated July 30, 1998, as amended (the “Trust Instrument”), reflects resolutions adopted by the Board of Trustees of VFT on January 11, 2018 with respect t |
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| May 29, 2018 |
ITEM 77I. Terms of New or Amended Securities Exhibit 99.77(i) ITEM 77I. Terms of New or Amended Securities 1. At the January 11, 2018 Board meeting, the Board of Trustees approved the designation of Class P3 shares for Voya Floating Rate Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, and Voya Short Term Bond Fund. In addition, at its January 11, 2018 meeting, the Board approved the agreements and other routine matters with res |
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| May 29, 2018 |
FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT VOYA FUNDS TRUST Exhibit 99.77(q)(1)(e)(2) FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT VOYA FUNDS TRUST This First Amendment, dated January 1, 2018, amends the Sub-Advisory Agreement (the “Agreement”), dated November 18, 2014, between Voya Investments, LLC, an Arizona limited liability company (the “Manager”), and Voya Investment Management Co. LLC, a Delaware limited liability company (the “Sub-Adviser”). W I T N E |
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| May 29, 2018 |
Report of Independent Registered Public Accounting Firm EX-99.77(B) 2 tv494734ex99-77b.htm EXHIBIT 99.77(B) Exhibit 99.77(b) Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees Voya Funds Trust: In planning and performing our audits of the financial statements of Voya GNMA Income Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, Voya Short Term Bond Fund, Voya Strategic Income Opportunities Fund |
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| May 29, 2018 |
Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (a)(1) Amendment No. 40 to Trust Instrument of Certificate of Trust effective January 12, 2018 (Voya Floating Rate Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, and Voya Short Term Bond Fund) Establishment of Class P3 shares – Filed herein. (e)(1) Amended Schedule A dated February 1, 2018 to the Investment Management Agreement dated November |
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| February 23, 2018 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 23, 2018 |
N-Q 1 tv486334nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08895 Voya Funds Trust (Exact name of registrant as specified in charter) 7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258 (Address of principal executive o |
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| January 12, 2018 |
Voya Balanced Portfolio Inc CORRESP CORRESP 1 filename1.htm VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 January 12, 2018 VIA EDGAR Mr. Tony Burak U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Voya Balanced Portfolio, Inc. Voya Partners, Inc. SEC File Nos. 033-27247; 811-05773 SEC File Nos. 333-32575; 811-08319 Voya Equity Trust Voya Separate Portfol |
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| November 21, 2017 |
Exhibit 77Q-1 (a)(1) Amendment No. 39, effective May 8, 2017 (Voya GNMA Income Fund, Voya High Yield Bond Fund, and Voya Intermediate Bond Fund) Abolition of Class B Shares ? Filed as an Exhibit to Post-Effective Amendment No. 92 to the Registrant?s Form N-1A Registration Statement on July 27, 2017 and incorporated herein by reference. (e)(2) Waiver letter dated August 1, 2017 to the Amended and R |
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| August 25, 2017 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| August 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08895 Voya Funds Trust (Exact name of registrant as specified in charter) 7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258 (Address of principal executive offices) (Zip code) The Co |
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| May 30, 2017 |
Report of Independent Registered Public Accounting Firm Exhibit 99.77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees Voya Funds Trust In planning and performing our audits of the financial statements of Voya GNMA Income Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, Voya Short Term Bond Fund, Voya Strategic Income Opportunities Fund, and Voya Floating Rate Fund, each a series of Voya Fun |
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| May 30, 2017 |
Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (a)(1) Amendment No. 38 to Trust Instrument of Certificate of Trust effective January 12, 2017 (Voya Floating Rate Fund, Voya GNMA Income Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, Voya Short Term Bond Fund, and Voya Strategic Income Opportunities Fund) Establishment of Class T shares ? Filed as an Exhibit to Post-Effective Amendment No. 8 |
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| May 30, 2017 |
ITEM 77I. Terms of New or Amended Securities EX-99.77I NEW SECUR 3 t1701648ex99-77i.htm EXHIBIT 99.77(I) Exhibit 99.77(i) ITEM 77I. Terms of New or Amended Securities 1. At the January 12, 2017 Board meeting, the Board of Trustees approved the designation of Class T shares for Voya Floating Rate Fund, Voya GNMA Income Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, Voya Short Term Bond Fund and Voya Strategic Income Opportuniti |
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| March 23, 2017 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199 WWW.ROPESGRAY.COM March 23, 2017 Kathleen M. Nichols T +1 617 854 2418 F +1 617 235 0862 [email protected] BY EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Voya Funds Trust (File Nos. 333-59745 and 811-08895) Dear Ladies and Gentlemen: Attached for filing, via the EDGAR |
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| March 21, 2017 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM Kathleen M. Nichols T +1 617 854 2418 [email protected] March 21, 2017 VIA EDGAR Ms. Kathryn Hinke U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Voya Funds Trust (File Nos. 333-59745; 811-08895) Dear Ms. Hinke: This letter responds to comments provided to |
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| February 24, 2017 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08895 Voya Funds Trust (Exact name of registrant as specified in charter) 7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258 (Address of principal executive offices) (Zip code) The Co |
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| January 25, 2017 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM January 25, 2017 Kathleen M. Nichols T +1 617 854 2418 [email protected] VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Voya Funds Trust (the “Registrant”) (File Nos. 333-59745 and 811-08895) Ladies and Gentlemen: On behalf of the Registrant, in co |
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| November 22, 2016 |
EX-99.77(Q)(1)(A)(1) 5 t1602781ex99-77q1a1.htm EXHIBIT 99.77(Q)(1)(A)(1) Exhibit 99.77(q)(1)(a)(1) AMENDMENT NO. 37 TO TRUST INSTRUMENT OF VOYA FUNDS TRUST Establishment of New Share Class Effective: May 12, 2016 THIS AMENDMENT NO. 37 TO THE TRUST INSTRUMENT OF VOYA FUNDS TRUST (“VFT”), a Delaware statutory trust, dated July 30, 1998, as amended (the “Trust Instrument”), reflects resolutions adopt |
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| November 22, 2016 |
ITEM 77I. Terms of new or amended securities Exhibit 99.77(i) ITEM 77I. Terms of new or amended securities 1. At the May 12, 2016 Board meeting, the Board of Trustees approved the designation of Class R6 shares for Voya High Yield Bond Fund. In addition, at its May 12, 2016 meeting, the Board approved the agreements and other routine matters with respect to the establishment of the Class R6 Shares. 2. On March 18, 2016, the Fund?s Board of T |
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| November 22, 2016 |
Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (a)(1) Certificate of Amendment of Certificate of Trust (establishment of Class R6 Shares for Voya High Yield Bond Fund) effective May 12, 2016 ? Filed herein. |
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| November 22, 2016 |
ITEM 77C. Matters submitted to a vote of security holders Exhibit 99.77(c) ITEM 77C. Matters submitted to a vote of security holders 1. A special meeting of shareholders of Voya Strategic Income Opportunities Fund was held on June 2, 2016 to: 1) approve a modification to the industry classifications used to implement the Fund's fundamental investment restriction governing concentration. Proposal Shares voted for Shares voted against or withheld Shares ab |
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| August 26, 2016 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| August 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08895 Voya Funds Trust (Exact name of registrant as specified in charter) 7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258 (Address of principal executive offices) (Zip code) The Co |
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| July 25, 2016 |
VOYA INVESTMENT MANAGEMENT 7337 East Doubletree Ranch Road, Suite 100 Scottsdale, AZ 85258 July 25, 2016 VIA EDGAR Ms. |
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| May 27, 2016 |
Exhibit 99.77(q)(1)(a)(1) AMENDMENT NO. 36 TO TRUST INSTRUMENT OF VOYA FUNDS TRUST Amendment to Increase Number of Trustees Effective: September 10, 2015 THIS AMENDMENT NO. 36 TO THE TRUST INSTRUMENT OF VOYA FUNDS TRUST (?VFT?), a Delaware statutory trust, dated July 30, 1998, as amended (the ?Trust Instrument?), reflects resolutions adopted by the Board of Trustees (the ?Trustees?) of VFT at a me |
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| May 27, 2016 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 May 27, 2016 VIA EDGAR U. |
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| May 27, 2016 |
Report of Independent Registered Public Accounting Firm EX-99.77(B) 2 t1601400ex99-77b.htm EXHIBIT 99.77(B) Exhibit 99.77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees Voya Funds Trust In planning and performing our audit of the financial statements of Voya GNMA Income Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, Voya Short Term Bond Fund, Voya Strategic Income Opportunities Fund, and |
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| May 27, 2016 |
Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (a)(1) Certificate of Amendment of Certificate of Trust (increase in the maximum allowable number of members of the Board) effective September 10, 2015 ? Filed herein. |
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| May 27, 2016 |
ITEM 77D. Policies with respect to security investments EX-99.77(D) 3 t1601400ex99-77d.htm EXHIBIT 99.77(D) Exhibit 99.77(d) ITEM 77D. Policies with respect to security investments At the July 9, 2015 Board meeting, the Board approved a strategy change effective on or about December 17, 2015 for Voya Strategic Income Opportunities Fund and revised its principle investment strategies to reflect that the Fund will seek to achieve its investment objective |
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| April 22, 2016 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 VOYA FUNDS TRUST (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of filing fee (Check the appropriate box): x No fee required. |
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| April 21, 2016 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 VOYA FUNDS TRUST (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of filing fee (Check the appropriate box): x No fee required. |
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| April 19, 2016 |
Voya investment management 7337 East Doubletree Ranch Road, Suite 100 Scottsdale, AZ 85258 April 19, 2016 VIA EDGAR Ms. |
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| March 24, 2016 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 VOYA FUNDS TRUST (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of filing fee (Check the appropriate box): x No fee required. |
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| March 24, 2016 |
March 24, 2016 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Voya Funds Trust (File Nos. 333-59745 and 811-08895) Ladies and Gentlemen: Pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, enclosed for filing via the EDGAR system is a preliminary proxy statement and form of proxy card for a Special Meeting of Shareholders ("Meeting") of Voy |
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| February 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08895 Voya Funds Trust (Exact name of registrant as specified in charter) 7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258 (Address of principal executive offices) (Zip code) The Co |
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| February 26, 2016 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 23, 2016 |
VOYA INVESTMENT MANAGEMENT 7337 East Doubletree Ranch Road, Suite 100 Scottsdale, AZ 85258-2034 February 23, 2016 VIA EDGAR Mr. |
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| February 19, 2016 |
7337 East Doubletree Ranch Road, Suite 100 Scottsdale, AZ 85258 February 19, 2016 VIA EDGAR Ms. |
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| November 24, 2015 |
ITEM 77I. Terms of New or Amended Securities EX-99.77(I) 2 t1502721ex99-77i.htm EXHIBIT 99.77(I) Exhibit 99.77(i) ITEM 77I. Terms of New or Amended Securities 1. At the July 9, 2015 Board meeting, the Board approved the establishment of Class R6 Shares on behalf of Voya Strategic Income Opportunities Fund. In addition, at its July 9, 2015 meeting, the Board approved the agreements and other routine matters with respect to the establishment o |
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| November 24, 2015 |
Exhibit 99.77(q)(i) ITEM 77Q-1 Exhibits (a)(1) Certificate of Amendment of Certificate of Trust (Establishment of New Share Class) effective July 9, 2015 ? Filed as an exhibit to Post-Effective Amendment No. 83 to the Registrant?s Form N-1A Registration Statement on July 29, 2015 and incorporated herein by reference. (e)(1) Waiver letter dated August 1, 2015 between the Registrant and Voya Investm |
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| August 27, 2015 |
OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10. |
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| August 27, 2015 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| July 21, 2015 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 July 21, 2015 VIA EDGAR Mr. |
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| May 29, 2015 |
Letter to the SEC VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 May 29, 2015 VIA EDGAR U. |
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| May 27, 2015 |
EX-99.77(Q)(1) 5 t1501193ex99-77q1.htm EXHIBIT 99.77(Q)(1) Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (a)(1) Amendment No. 34 to the Trust Instrument of Voya Funds Trust named change of series (Voya Strategic Income Fund) effective December 1, 2014 – Filed herein. (e)(1) Investment Management Agreement dated November 18, 2014, as amended and restated May 1, 2015, between Voya Investments, LLC and Voy |
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| May 27, 2015 |
Exhibit 99.77(o) ITEM 77O Exhibits ? Transactions Effected Pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker/Dealer Purchased From Affiliated/Principal Underwriter of Syndicate Voya High Yield Bond Fund WIND ACQUISITION FINANCE SA 4/8/2014 DBSI ING Bank NV Voya High Yield Bond Fund EXCO RESOURCES INC 4/11/2014 JPM ING Financial Markets LLC Voya High Yield Bond Fund ALTICE SA 4/23/201 |
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| May 27, 2015 |
SUB-ADVISORY AGREEMENT Voya FUNDS TRUST Exhibit 99.77(q)(e)(3) SUB-ADVISORY AGREEMENT Voya FUNDS TRUST AGREEMENT, effective as of November 18, 2014, between Voya Investments, LLC, an Arizona limited liability company (the ?Manager?), and Voya Investment Management Co. LLC, a Delaware limited liability company (the ?Sub-Adviser?). WHEREAS, Voya Funds Trust (the ?Trust?) is registered under the Investment Company Act of 1940, as amended ( |
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| May 27, 2015 |
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Voya Funds Trust Exhibit 99.77(q)(e)(1) AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Voya Funds Trust Agreement dated November 18, 2014, as amended and restated on May 1, 2015, between Voya Funds Trust (the ?Trust?), a Massachusetts business trust, and Voya Investments, LLC (the ?Manager?), a limited liability company organized and existing under the laws of the State of Arizona (the ?Agreement?). WHEREAS, |
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| May 27, 2015 |
Report of Independent Registered Public Accounting Firm EX-99.77(B) 2 t1501193ex99-77b.htm EXHIBIT 99.77(B) Exhibit 99.77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees Voya Funds Trust In planning and performing our audit of the financial statements of Voya GNMA Income Fund, Voya High Yield Bond Fund, Voya Intermediate Bond Fund, Voya Short Term Bond Fund, Voya Strategic Income Opportunities Fund (for |
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| May 27, 2015 |
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT VOYA FUNDS TRUST Exhibit 99.77(q)(e)(2) AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT VOYA FUNDS TRUST Agreement dated November 18, 2014, as amended and restated on May 1, 2015, between Voya Funds Trust (the ?Trust?), a Delaware statutory trust, and Voya Investments, LLC (the ?Manager?), a limited liability company organized and existing under the laws of the State of Arizona (the ?Agreement?). WHEREAS, the |
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| May 27, 2015 |
ITEM 77D ? Policies with Respect to Security Investments Exhibit 99.77(d) ITEM 77D ? Policies with Respect to Security Investments 1. On November 20, 2014, the Board of Trustees of Voya Strategic Income Fund approved a change with respect to the Fund?s name and investment objectives. Effective December 1, 2014, the Fund?s name was changed from Voya Strategic Income Fund to Voya Strategic Income Opportunities Fund. Effective February 9, 2015, the Fund?s |
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| May 27, 2015 |
EX-99.77(Q)(A)(1) 6 t1501193ex99-77qa1.htm EXHIBIT 99.77(Q)(A)(1) Exhibit 99.77(q)(a)(1) AMENDMENT NO. 34 TO TRUST INSTRUMENT OF VOYA FUNDS TRUST Name Change of Series Effective: December 1, 2014 THIS AMENDMENT NO. 34 TO THE TRUST INSTRUMENT OF VOYA FUNDS TRUST (“VFT”), a Delaware statutory trust, dated July 30, 1998, as amended (the “Trust Instrument”), reflects resolutions adopted by the Board o |
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| February 25, 2015 |
OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10. |
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| February 25, 2015 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 24, 2014 |
ITEM 77O. Transactions Effected Pursuant to Rule 10f-3 EX-99.77(O) 3 t1402321ex99-77o.htm EXHIBIT 99.77(O) Exhibit 99.77(o) ITEM 77O. Transactions Effected Pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker/Dealer Purchased From Affiliated/Principal Underwriter of Syndicate Voya High Yield Bond Fund WIND ACQUISITION FINANCE SA 4/8/2014 DBSI ING Bank NV Voya High Yield Bond Fund EXCO RESOURCES INC 4/11/2014 JPM ING Financial Markets LLC Vo |
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| November 24, 2014 |
ITEM 77I. Terms of New or Amended Securities Exhibit 99.77(i) ITEM 77I. Terms of New or Amended Securities 1. At the May 22, 2014 Board meeting, the Board approved the establishment of Class R Shares on behalf of Voya Short Term Bond Fund. In addition, at its May 22, 2014 meeting, the Board approved the agreements and other routine matters with respect to the establishment of the Class R Shares. |
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| November 24, 2014 |
Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (a)(1) Certificate of Amendment of Certificate of Trust (Name Change of Trust) effective May 1, 2014 – Filed as an exhibit to Post-Effective Amendment No. 79 to the Registrant’s Form N-1A Registration Statement on May 30, 2014 and incorporated herein by reference. (a)(2) Amendment No. 32 to Trust Instrument of Voya Funds Trust effective May 1, 2014 to change |
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| October 8, 2014 |
Voya Funds Trust 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM N-17f-2 OMB Number: 3235-0360 Expires: January 31, 2015 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response............7.2 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: |
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| August 27, 2014 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of Voya Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| August 27, 2014 |
LEXNX / Voya GNMA Income Fund N-Q - Quarterly Schedule of Portfolio Holdings - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10. |
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| July 25, 2014 |
IGZAX / Voya Short Term Bond Fund CORRESP - - VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 July 25, 2014 VIA EDGAR Ms. |
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| May 30, 2014 |
VOYA INVESTMENT MANAGEMENT 7337 EAST DOUBLETREE RANCH ROAD, SUITE 100 SCOTTSDALE, AZ 85258 May 30, 2014 VIA EDGAR U. |
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| May 27, 2014 |
Report of Independent Registered Public Accounting Firm Exhibit 99.77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees Voya Funds Trust In planning and performing our audits of the financial statements of Voya GNMA Income Fund (formerly ING GNMA Income Fund), Voya High Yield Bond Fund (formerly ING High Yield Bond Fund), Voya Intermediate Bond Fund (formerly ING Intermediate Bond Fund), Voya Short Term B |
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| May 27, 2014 |
ITEM 77D – Policies with Respect to Security Investments Exhibit 99.77(d) ITEM 77D – Policies with Respect to Security Investments 1. On January 23, 2014, the Board of Trustees for ING High Yield Bond Fund and ING Intermediate Bond Fund approved a proposal to remove the following non-fundamental investment restrictions effective January 31, 2014: ING High Yield Bond Fund and ING Intermediate Bond Fund may not invest more than 15% in securities of foreig |
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| May 27, 2014 |
Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (e)(1) Amended Schedule A effective January 30, 2014 to the Expense Limitation Agreement dated May 13, 2013 between ING Investments, LLC and ING Funds Trust – Filed herein. |
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| May 27, 2014 |
AMENDED SCHEDULE A to the EXPENSE LIMITATION AGREEMENT ING FUNDS TRUST OPERATING EXPENSE LIMITS Exhibit 99.77(q)(1)(e)(1) AMENDED SCHEDULE A to the EXPENSE LIMITATION AGREEMENT ING FUNDS TRUST OPERATING EXPENSE LIMITS Fund1 Maximum Operating Expense Limit (as a percentage of average net assets) Class A Class B Class C Class I Class O Class P Class R Class R6 Class W ING Floating Rate Fund Initial Term Expires August 1, 2012 Initial Term for Class P Expires August 1, 2014 1.00% N/A 1.75% 0.75 |
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| May 27, 2014 |
Exhibit 99.77(o) ITEM 77O Exhibits – Transactions Effected Pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker/Dealer Purchased From Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund HECLA MINING CO 4/9/2013 BOA ING Financial Markets ING High Yield Bond Fund INEOS GROUP HOLDINGS SA 5/2/2013 CITI ING Bank NV ING High Yield Bond Fund LBC TANK TERMINALS HOLDING NETHER |
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| February 21, 2014 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| February 21, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10. |
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| November 26, 2013 |
Exhibit 99.77(q)(1) ITEM 77Q-1 Exhibits (e)(1) Investment Management Agreement dated May 13, 2013 between ING Funds Trust and ING Investments, LLC – Filed herein. (e)(2) Waiver Letter between ING Investments, LLC and ING Funds Trust, with respect to Class P shares of ING Floating Rate Fund and ING High Yield Bond Fund, dated May 13, 2013 – Filed herein. (e)(3) Investment Management Agreement dated |
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| November 26, 2013 |
ITEM 77I. Terms of New or Amended Securities Exhibit 99.77(i) ITEM 77I. Terms of New or Amended Securities 1. At the September 6, 2012 Board meeting, the Board approved the establishment of Class R6 Shares on behalf of ING Short Term Bond Fund. In addition, at its May 23, 2013 meeting, the Board approved the agreements and other routine matters with respect to the establishment of the Class R6 Shares. |
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| November 26, 2013 |
ITEM 77D – Policies with Respect to Security Investments Exhibit 99.77(d) ITEM 77D – Policies with Respect to Security Investments 1. On May 23, 2013, ING GNMA Income Fund’s Board of Trustees approved a change with respect to the Fund’s principal investment strategies effective July 31, 2013 to allow the Fund to invest in to-be-announced (“TBA”) securities. The Fund’s new principal investment strategy is included below: PRINCIPAL INVESTMENT STRATEGIES U |
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| November 26, 2013 |
inVESTMENT MANAGEMENT AGREEMENT ING FUNDS TRUST EX-99.77(Q)(1)(E)(1) 7 d30917ex99-77q1e1.htm EX-99.77(Q)(1)(E)(1) Exhibit 99.77(q)(1)(e)(1) inVESTMENT MANAGEMENT AGREEMENT ING FUNDS TRUST AGREEMENT dated May 13, 2013, between ING Funds Trust (the “Trust”), a Delaware statutory trust, and ING Investments, LLC (the “Adviser”), a limited liability company organized and existing under the laws of the State of Arizona (the “Agreement”). WHEREAS, the |
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| November 26, 2013 |
SUB-ADVISORY AGREEMENT ING FUNDS TRUST Exhibit 99.77(q)(1)(e)(4) SUB-ADVISORY AGREEMENT ING FUNDS TRUST AGREEMENT dated May 13, 2013, between ING Investments, LLC, an Arizona limited liability company (the “Manager”), and ING Investment Management Co. LLC, a Delaware limited liability company (the “Sub-Adviser”). WHEREAS, ING Funds Trust (the “Trust”) is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), |
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| November 26, 2013 |
Exhibit 99.77(q)(1)(e)(2) May 13, 2013 ING Funds Trust 7337 E. Doubletree Ranch Rd. Suite 100 Scottsdale, AZ 85258 Ladies and Gentlemen: By this letter dated May 13, 2013 we agree to waive the investment management fee payable to us under the Investment Management Agreement, dated May 13, 2013 between ING Investments, LLC and ING Funds Trust (the “Agreement”). Such waiver will be in an amount equa |
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| November 26, 2013 |
ITEM 77O Transactions effected pursuant to Rule 10f-3 Exhibit 99.77(o) ITEM 77O Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer Purchased From Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund HECLA MINING CO 4/9/2013 BOA ING Financial Markets ING High Yield Bond Fund INEOS GROUP HOLDINGS SA 5/2/2013 CITI ING Bank NV ING High Yield Bond Fund LBC TANK TERMINALS HOLDING NETHERL 5/8/201 |
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| November 26, 2013 |
investment management agreement ING FUNDS TRUST Exhibit 99.77(q)(1)(e)(3) investment management agreement ING FUNDS TRUST AGREEMENT dated June 13, 2013, between ING Funds Trust (the “Trust”), a Delaware statutory trust, and ING Investments, LLC (the “Adviser”), a limited liability company organized and existing under the laws of the State of Arizona (the “Agreement”). WHEREAS, the Trust is an open-end management investment company registered un |
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| November 26, 2013 |
Item 77C. Matters submitted to a vote of security holders Exhibit 99.77(c) Item 77C. Matters submitted to a vote of security holders 1. A special meeting of shareholders of ING Funds Trust was held on May 13, 2013 to elect 13 nominees to the Board of Trustees (the "Board") of the Trust. For All Withhold All For all Except Broker non-vote Total Shares Voted Colleen D. Baldwin 205,076,376.327 6,720,516.758 0.000 0.000 211,796,893.085 John V. Boyer 205,057, |
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| October 25, 2013 |
40-17F2 1 a13-2267994017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM N-17f-2 OMB Number: 3235-0360 Expires: January 31, 2015 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response............7.2 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] |
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| September 26, 2013 |
CORRESP 1 filename1.htm ING FUNDS 7337 East Doubletree Ranch Road, Suite 100 Scottsdale, AZ 85258-2034 September 26, 2013 VIA EDGAR Ms. Sheila Stout U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Equity Trust SEC File Nos. 333-56881; 811-8817 ING Mutual Funds SEC File Nos. 33-56094; 811-7428 ING Series Fund, Inc. SEC File Nos. 33-41694; 811-06352 ING Funds |
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| August 22, 2013 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| August 22, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: January 31, 2016 Estimated average burden hours per response: 10. |
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| July 22, 2013 |
CORRESP 1 filename1.htm [ING FUNDS LOGO] July 22, 2013 VIA EDGAR Ms. Amy Miller, Esq. U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 ING Separate Portfolios Trust SEC File Nos. 333-141111; 811-22025 Dear Ms. Miller: This letter responds to comments provided to Jay Stamper on or about July 15, 2013, by the Staff |
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| May 30, 2013 |
SEC Letter May 30, 2013 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Ladies and Gentlemen: Attached for filing, via the EDGAR system, is Post-Effective Amendment No. 72 (“Amendment”) to the Registration Statement of ING Funds Trust (“Registrant”). This Amendment i |
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| May 29, 2013 |
ITEM 77O – Transactions effected pursuant to Rule 10f-3 Pilgrim Investment Inc Exhibit 99.77(o) ITEM 77O – Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund Cimarex Energy Co. 3/22/2012 JPM ING Financial Markets ING High Yield Bond Fund LyondellBassell 3/26/2012 JPM ING Bank NV ING High Yield Bond Fund Wind Acquisition |
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| May 29, 2013 |
ITEM 77I - Terms of New or Amended Securities Pilgrim Investment Inc Exhibit 99.77(i) ITEM 77I - Terms of New or Amended Securities 1. At the September 6, 2012 Board meeting, the Board of Trustees of ING Funds Trust (“IFT”) approved the establishment of ING Short Term Bond Fund and approved the filing with the U.S. Securities and Exchange Commission of a post-effective amendment to IFT’s registration statement registering shares of the Fund. |
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| May 29, 2013 |
ITEM 77D – Policies with Respect to Security Investments Pilgrim Investment Inc Exhibit 99.77(d) ITEM 77D – Policies with Respect to Security Investments 1. On March 7, 2013, the ING Short Term Bond Fund’s Board of Trustees approved a change with respect to the Fund’s principal investment strategies effective March 15, 2013. The Fund’s new principal investment strategy is included below: PRINCIPAL INVESTMENT STRATEGIES Under normal market conditions, th |
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| May 29, 2013 |
Report of Independent Registered Public Accounting Firm ATT1to IMIL 07-008 Exhibit 99.77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees ING Funds Trust In planning and performing our audits of the financial statements of ING GNMA Income Fund, ING High Yield Bond Fund, ING Intermediate Bond Fund, ING Short Term Bond Fund, ING Strategic Income Fund, and ING Floating Rate Fund, each a series of ING Funds |
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| May 24, 2013 |
CORRESP 1 filename1.htm [ING FUNDS LOGO] May 24, 2013 VIA EDGAR Mr. Edward Bartz, Esq. U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Bartz: This letter responds to comments provided to Jay Stamper on December 3, 2012, by the Staff of the U.S. Securities and Exchange Commission (“Staff”) for Post-Effec |
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| May 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| May 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| April 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| March 28, 2013 |
DEFA14A 1 a13-90111defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: |
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| March 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| March 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| March 8, 2013 |
CORRESP 1 filename1.htm 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com March 8, 2013 VIA EDGAR Jeffrey Foor, Esq. John Ganley, Esq. U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ING Investors Trust (File No. 33-23512), ING Partners Inc. (File No. 333-32575), ING Variable Insurance Trust (File No. 333-83 |
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| February 27, 2013 |
Report of Independent Registered Public Accounting Firm Exhibit 77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees ING Funds Trust In planning and performing our audits of the financial statements of ING Floating Rate Fund, ING GNMA Income Fund, ING High Yield Bond Fund, and ING Intermediate Bond Fund, each a series of ING Funds Trust, as of and for the year ended March 31, 2011, in accordance with the |
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| February 27, 2013 |
Transactions effected pursuant to Rule 10f-3 Exhibit 77(o) Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund Fidelity National Inform 07/08/10 Bank of America Securities ING Capital LLC ING High Yield Bond Fund Fidelity National Inform 07/08/10 Bank of America Securities ING Capital LLC ING High Yield Bond Fund Calpine Corp 07/20/10 Morgan Stanley ING Bank NV ING High Yield Bond Fund Linn Energy LLC / Fin Corp Co GTD 144A 09/08/10 Barclays Capital ING Bank NV ING High Yield Bond Fund Scientific Games Corp 09/08/10 Chase Securities ING Bank NV ING High Yield Bond Fund Alta Mesa Holdings, LP (9. |
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| February 27, 2013 |
ING Classic Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES Exhibit 77(a)(2) ING Classic Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES This Plan of Liquidation and Dissolution of Series (the “Plan”) is made by ING Funds Trust (the “Trust”), a Delaware statutory trust, with respect to the ING Classic Money Market Fund (the “Fund”), a separate series of shares of beneficial interest, and a segregated portfolio of assets, of the Trust. |
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| February 27, 2013 |
Exhibit 77(q)(1) Exhibits (a)(1) Plan of Liquidation and Dissolution of Series dated November 4, 2010 for ING Institutional Prime Money Market Fund - Filed herein. (a)(2) Plan of Liquidation and Dissolution of Series dated January 25, 2011 for ING Classic Money Market Fund – Filed herein. |
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| February 27, 2013 |
ING Institutional Prime Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES Exhibit 77(a)(1) ING Institutional Prime Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES This Plan of Liquidation and Dissolution of Series (the “Plan”) is made by ING Funds Trust (the “Trust”), a Delaware statutory trust, with respect to the ING Institutional Prime Money Market Fund (the “Fund”), a separate series of shares of beneficial interest, and a segregated portfolio of assets, of the Trust. |
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| February 22, 2013 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| February 22, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| February 4, 2013 |
1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| January 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confide |
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| December 7, 2012 |
December 7, 2012 VIA EDGAR Mr. Brion Thompson U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Thompson: This letter responds to comments provided to Jay Stamper on November 15, 2012, for Post-Effective Amendment No. 56 filed on or about October 3, 2012, to the Registration Statement on Form N-1A for ING |
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| November 27, 2012 |
CORRESP 1 filename1.htm November 27, 2012 VIA EDGAR Mr. Brion Thompson U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Thompson: This letter responds to comments provided to Jay Stamper on November 15, 2012, for Post-Effective Amendment No. 57 filed on or about October 4, 2012, to the Registration State |
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| November 27, 2012 |
Transactions effected pursuant to Rule 10f-3 Exhibit 77o Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund Eagle Rock energy Partners LP 07/10/12 Wachovia Capital Markets LLC ING Financial Markets ING High Yield Bond Fund Biomet Inc. |
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| November 27, 2012 |
Exhibit 77(q)(1) Exhibits (a)(1) Amendment No. 24 dated May 19, 2011 regarding the establishment of Class R shares of ING GNMA Income Fund and ING High Yield Bond Fund – Filed as an Exhibit to Post-Effective Amendment No. 53 to the Registrant’s Form N-1A Registration Statement on July 30, 2012 and incorporated herein by reference. (a)(2) Amendment No. 25 dated May 19, 2011 regarding the establishm |
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| November 27, 2012 |
Terms of New or Amended Securities Exhibit 77(i) Terms of New or Amended Securities 1. At the July 12, 2012 Board meeting, the Board of Trustees (the “Boar”) of ING Funds Trust (“IFT”) approved the establishment of ING Strategic Income Fund and approved the filing with the U.S. Securities and Exchange Commission of a post-effective amendment to IFT’s registration statement registering shares of the Fund. At the September 6, 2012 Bo |
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| October 17, 2012 |
October 17, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Ladies and Gentlemen: Attached for filing, via the EDGAR system, is Post-Effective Amendment No. 59 (“Amendment”) to the Registration Statement of ING Funds Trust (“Registrant”). This Amendment is being |
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| October 4, 2012 |
[DECHERT LLP LETTER] October 4, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Ladies and Gentlemen: Attached for filing, via the EDGAR system, is Post-Effective Amendment No. 57 (“Amendment”) to the Registration Statement of ING Funds Trust (“Registrant”). Thi |
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| October 3, 2012 |
[ING Funds logo] October 3, 2012 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Ladies and Gentlemen: Attached for filing, via the EDGAR system, is Post-Effective Amendment No. 56 (“Amendment”) to the Registration Statement of ING Funds Trust. This Amendment is being filed pursuant to Rule 485(a) unde |
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| August 23, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| August 23, 2012 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| July 24, 2012 |
July 24, 2012 VIA EDGAR Mr. Brion Thompson U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Thompson: This letter responds to comments provided to Jay Stamper on July 2, 2012, for Post-Effective Amendment No. 52 filed on or about May 18, 2012, to the Registration Statement on Form N-1A for ING Funds Trus |
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| May 30, 2012 |
Transactions Effected Pursuant to Rule 10f-3 Exhibit 77(o) Transactions Effected Pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund Cumulus Media Inc. |
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| May 30, 2012 |
Policies with respect to security investments Exhibit 77(d) Policies with respect to security investments Effective April 30, 2012, ING Intermediate Bond Fund principal investment strategies were amended to allow for investment in emerging market countries, bank loans, and floating rate loans. |
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| May 30, 2012 |
Terms of New or Amended Securities Exhibit 77(i) Terms of New or Amended Securities 1. At the May 19, 2011 Board meeting, the Board of Trustees of ING Funds Trust (the “Board”) approved changes to the CDSC schedule applicable to purchases of Class A shares in the amount of $1 million or more. Class A share purchases in the amount of $1 million or more will be subject to a 1.00% CDSC if they are redeemed within 18 months of purchase |
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| May 30, 2012 |
Report of Independent Registered Public Accounting Firm Exhibit 77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees ING Funds Trust In planning and performing our audits of the financial statements of ING GNMA Income Fund, ING High Yield Bond Fund, ING Intermediate Bond Fund, and ING Floating Rate Fund, each a series of ING Funds Trust, as of and for the year ended March 31, 2012, in accordance with the |
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| May 18, 2012 |
SEC Letter May 18, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Ladies and Gentlemen: Attached for filing, via the EDGAR system, is Post-Effective Amendment No. 52 (“Amendment”) to the Registration Statement of ING Funds Trust (“Registrant”). This Amendment i |
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| February 23, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| February 23, 2012 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| November 28, 2011 |
Transactions effected pursuant to Rule 10f-3 Exhibit 77(o) Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yeild Bond Fund W&T Offshore, Inc. |
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| November 28, 2011 |
Exhibit (a)(1) AMENDMENT NO. 24 TO TRUST INSTRUMENT OF ING FUNDS TRUST Establishment of New Share Class Effective: May 19, 2011 THIS AMENDMENT NO. 24 TO THE TRUST INSTRUMENT OF ING FUNDS TRUST, a Delaware business trust (the ?Trust?), dated July 30, 1998, as amended (the ?Trust Instrument?), reflects resolutions adopted by the Board of Trustees on May 19, 2011, with respect to ING GNMA Income Fund |
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| November 28, 2011 |
Terms of New or Amended Securities Exhibit 77(i) Terms of New or Amended Securities 1. At the May 27, 2010 meeting, the Board of Trustees of ING Funds Trust (?IFT?) approved the establishment of ING Floating Rate Fund and approved the filing with the U.S. Securities and Exchange Commission of a post-effective amendment to IFT?s registration statement registering shares of the Fund. At the July 15, 2010 Board Meeting, the Board appr |
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| November 28, 2011 |
Exhibit (e)(2) AMENDED SCHEDULE A with respect to the SUB-ADVISORY AGREEMENT between ING INVESTMENTS, LLC and ING Investment Management CO. |
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| November 28, 2011 |
Exhibit 77(q)(1) Exhibits (a)(1) Amendment No. 24 dated May 19, 2011 regarding the establishment of Class R shares of ING GNMA Income Fund and ING High Yield Bond Fund ? Filed herein. (a)(2) Amendment No. 25 dated May 19, 2011 regarding the establishment of Class W shares of ING High Yield Bond Fund ? Filed herein. (e)(1) Amended Schedule A dated November 2011 to the Amended and Restated Managemen |
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| November 28, 2011 |
Exhibit (e)(1) AMENDED SCHEDULE A with respect to the AMENDED AND RESTATED MANAGEMENT AGREEMENT between ING FUNDS TRUST and ING INVESTMENTS, LLC Name of Fund Annual Investment Management Fee (as a percentage of average daily net assets) ING Floating Rate Fund 0. |
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| November 28, 2011 |
Exhibit (a)(2) AMENDMENT NO. 25 TO TRUST INSTRUMENT OF ING FUNDS TRUST Establishment of New Share Class Effective: May 19, 2011 THIS AMENDMENT NO. 25 TO THE TRUST INSTRUMENT OF ING FUNDS TRUST, a Delaware business trust (the ?Trust?), dated July 30, 1998, as amended (the ?Trust Instrument?), reflects resolutions adopted by the Board of Trustees on May 19, 2011, with respect to ING High Yield Bond |
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| August 24, 2011 |
N-Q 1 a11-242883nq.htm N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number: 811-08895 ING Funds Trust (Exact name of registrant as specifie |
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| August 24, 2011 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| July 19, 2011 |
ING FUNDS TRUST July 19, 2011 VIA EDGAR Mr. Brion Thompson U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Thompson: This letter responds to comments provided to Jay Stamper on July 13, 2011, for Post-Effective Amendment No. 49 filed on or about May 26, 2011, to the Registration Statement on Form N-1A f |
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| May 27, 2011 |
ING Classic Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES Exhibit 77(a)(2) ING Classic Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES This Plan of Liquidation and Dissolution of Series (the ?Plan?) is made by ING Funds Trust (the ?Trust?), a Delaware statutory trust, with respect to the ING Classic Money Market Fund (the ?Fund?), a separate series of shares of beneficial interest, and a segregated portfolio of assets, of the Trust. |
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| May 27, 2011 |
ING Institutional Prime Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES Exhibit 77(a)(1) ING Institutional Prime Money Market Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES This Plan of Liquidation and Dissolution of Series (the ?Plan?) is made by ING Funds Trust (the ?Trust?), a Delaware statutory trust, with respect to the ING Institutional Prime Money Market Fund (the ?Fund?), a separate series of shares of beneficial interest, and a segregated portfolio of assets, of the Trust. |
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| May 27, 2011 |
Exhibit 77(q)(1) Exhibits (a)(1) Plan of Liquidation and Dissolution of Series dated November 4, 2010 for ING Institutional Prime Money Market Fund - Filed herein. (a)(2) Plan of Liquidation and Dissolution of Series dated January 25, 2011 for ING Classic Money Market Fund ? Filed herein. |
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| May 27, 2011 |
Transactions effected pursuant to Rule 10f-3 Exhibit 77(o) Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund Fidelity National Inform 07/08/10 Bank of America Securities ING Capital LLC ING High Yield Bond Fund Fidelity National Inform 07/08/10 Bank of America Securities ING Capital LLC ING High Yield Bond Fund Calpine Corp 07/20/10 Morgan Stanley ING Bank NV ING High Yield Bond Fund Linn Energy LLC / Fin Corp Co GTD 144A 09/08/10 Barclays Capital ING Bank NV ING High Yield Bond Fund Scientific Games Corp 09/08/10 Chase Securities ING Bank NV ING High Yield Bond Fund Alta Mesa Holdings, LP (9. |
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| May 27, 2011 |
Report of Independent Registered Public Accounting Firm Exhibit 77(b) Report of Independent Registered Public Accounting Firm The Shareholders and Board of Trustees ING Funds Trust In planning and performing our audits of the financial statements of ING Floating Rate Fund, ING GNMA Income Fund, ING High Yield Bond Fund, and ING Intermediate Bond Fund, each a series of ING Funds Trust, as of and for the year ended March 31, 2011, in accordance with the |
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| May 26, 2011 |
SEC Transmittal Letter May 26, 2011 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Ladies and Gentlemen: Attached for filing, via the EDGAR system, is Post-Effective Amendment No. 49 (“Amendment”) to the Registration Statement of ING Funds Trust (“Registrant”). This |
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| February 24, 2011 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| February 24, 2011 |
N-Q 1 a10-224223nq.htm N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number: 811-08895 ING Funds Trust (Exact name of registrant as specifie |
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| November 24, 2010 |
Exhibit 77(i) 1. At the May 27, 2010 meeting, the Board of Trustees of ING Funds Trust (?IFT?) approved the establishment of ING Floating Rate Fund and approved the filing with the U.S. Securities and Exchange Commission of a post-effective amendment to IFT?s registration statement registering shares of the Fund. At the July 15, 2010 Board Meeting, the Board approved the requisite plans, agreement |
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| November 24, 2010 |
Exhibit 77(o) Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund Fidelity National Inform 07/08/10 Bank of America Securities ING Capital LLC ING High Yield Bond Fund Linn Energy LLC / Fin Corp Co GTD 144A 09/08/10 Barclays Capital ING Bank NV ING High Yield Bond Fund Scientific Games Corp 09/08/10 Chase Secu |
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| November 24, 2010 |
Exhibit 77(q)(1) (a)(1) Amendment No. 23 to the Trust instrument to add ING Floating Rate Fund as a new series - Filed herein. (e)(1) Amended Schedule A dated August 2010 to the Sub-Advisory Agreement dated August 1, 2003 between ING Investments, LLC and ING Investment Management Co. ? previously filed as an Exhibit to the Post-Effective Amendment No. 48 to the Registrant?s Registration Statement |
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| November 24, 2010 |
Exhibit 77(a)(1) AMENDMENT NO. 23 TO TRUST INSTRUMENT OF ING FUNDS TRUST Establishment of New Series Effective: May 27, 2010 THIS AMENDMENT NO. 23 TO THE TRUST INSTRUMENT OF ING FUNDS TRUST, a Delaware business trust (the ?Trust?), dated July 30, 1998, as amended (the ?Trust Instrument?), reflects a resolution adopted by the Board of Trustees on May 27, 2010, with respect to ING Floating Rate Fund |
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| August 25, 2010 |
N-Q 1 a10-135913nq.htm N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number: 811-08895 ING Funds Trust (Exact name of registrant as specifie |
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| August 25, 2010 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| July 30, 2010 |
July 30, 2010 VIA EDGAR Mr. Brion Thompson U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Thompson: This letter responds to comments provided to Jay Stamper and Kim Springer on July 21, 2010, to the Prospectus for Post-Effective Amendment No. 46 filed on or about June 2, 2010, to the Registration State |
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| July 20, 2010 |
[ING LOGO] July 20, 2010 VIA EDGAR Mr. Brion Thompson U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ING Funds Trust SEC File Nos. 333-59745; 811-08895 Dear Mr. Thompson: This letter responds to comments provided to Kim Springer on July 8, 2010, for Post-Effective Amendment No. 45 filed on or about May 20, 2010, to the Registration Statement on Form N-1A for IN |
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| May 28, 2010 |
Report of Independent Registered Public Accounting Firm Exhibit 77(b) Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of ING Funds Trust In planning and performing our audits of the financial statements of ING GNMA Income Fund, ING High Yield Bond Fund, ING Intermediate Bond Fund, ING Classic Money Market Fund, and ING Institutional Prime Money Market Fund, each a series of ING Funds Trust, (collectivel |
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| May 28, 2010 |
EX-99.77Q1 OTHR EXHB 6 ex99-77q1a2.htm Exhibit 77(a)(2) AMENDMENT NO. 22 TO TRUST INSTRUMENT OF ING FUNDS TRUST Conversion of Series, Shares and Classes, and the Abolition of a Class of Shares Effective: November 20, 2009 THIS AMENDMENT NO. 22 TO THE TRUST INSTRUMENT OF ING FUNDS TRUST, a Delaware statutory trust (the “Trust”), dated July 30, 1998, as amended (the “Trust Instrument”), reflects res |
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| May 28, 2010 |
EX-99.77Q1 OTHR EXHB 8 ex99-77q1e2.htm Exhibit 77(e)(2) January 1, 2010 Todd Modic Senior Vice President ING Investments, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Amended and Restated Investment Management Agreement dated July 29, 2005, as amended, between ING Funds Trust and ING Investments, LLC (the “Agreement”), we hereby notify you of our intention |
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| May 28, 2010 |
EX-99.77Q1 OTHR EXHB 9 ex99-77q1e4.htm Exhibit 77(e)(4) AMENDED SCHEDULE A with respect to the SUB-ADVISORY AGREEMENT between ING INVESTMENTS, LLC and ING INVESTMENT MANAGEMENT CO. Series Annual Sub-Adviser Fee (as a percentage of average daily net assets) ING Classic Money Market Fund 0.1125% ING GNMA Income Fund 0.2115% on first $1 billion of assets 0.1800% on next $4 billion of assets 0.1575% o |
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| May 28, 2010 |
Exhibit 77(e)(1) AMENDED SCHEDULE A with respect to the AMENDED AND RESTATED MANAGEMENT AGREEMENT between ING FUNDS TRUST and ING INVESTMENTS, LLC Name of Fund Annual Investment Management Fee (as a percentage of average daily net assets) ING Classic Money Market Fund 0. |
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| May 28, 2010 |
Transactions effected pursuant to Rule 10f-3 EX-99.77O RULE 10F-3 3 ex99-77o.htm Exhibit 77(o) Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate Aggregate Principal Amt of Offering Purchase Price Shares Purchased % of Issue Purchased % of Commission, spread or profit* Offering Circular Available (Yes/No) Date Offering Commenced ING |
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| May 28, 2010 |
ING FUNDS TRUST PLAN OF RECAPITALIZATION Exhibit 77(a)(1) ING FUNDS TRUST PLAN OF RECAPITALIZATION THIS PLAN OF RECAPITALIZATION (the “Plan”) as adopted on the 10th day of September, 2009, by ING Funds Trust (the “Trust”) a Delaware statutory trust with its principal place of business at 7337 E. |
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| May 28, 2010 |
Exhibit 77(q)(1) Exhibits (a)(1) Plan of Recapitalization dated September 10, 2009 recapitalization Class Q shares to Class W shares – Filed herein. |
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| February 24, 2010 |
Exhibit 99.CERT CERTIFICATION I, Shaun P. Mathews, certify that: 1. I have reviewed this report on Form N-Q of ING Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| February 24, 2010 |
OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10. |
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| January 12, 2010 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex99-77b.htm Exhibit 77(b) NSAR Letter Unified Funds Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of ING Funds Trust In planning and performing our audit of the financial statements of ING GNMA Income Fund, ING High Yield Bond Fund, ING Intermediate Bond Fund, ING Classic Money Market Fund, and ING Institutional Prime Money |
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| January 12, 2010 |
Matters with respect to security investments EX-99.77D POLICIES 2 ex99-77d.htm Exhibit 77(d) Matters with respect to security investments Effective July 31, 2008 the ING Intermediate Bond Fund’s principal investment strategies was amended to allow the Fund to invest in: preferred stocks; high quality money market instruments; municipal bonds; debt securities of foreign issuers; securities denominated in foreign currencies; foreign currencies |
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| January 12, 2010 |
Exhibit 77(q)(1) Exhibits (a)(1) Unanimous Written Consent dated January 30, 2009 regarding fixing the number of Trustees comprising the Board at 10 members – Filed herein. |
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| January 12, 2010 |
ING National Tax Exempt Bond Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES EX-99.77Q1 OTHR EXHB 6 ex99-77qa2.htm Exhibit 77(a)(2) ING National Tax Exempt Bond Fund PLAN OF LIQUIDATION AND DISSOLUTION OF SERIES This Plan of Liquidation and Dissolution of Series (the “Plan”) is made by ING Funds Trust (the “Trust”), a Delaware statutory trust, with respect to the ING National Tax Exempt Bond Fund (the “Fund”), a separate series of shares of beneficial interest, and a segre |
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| January 12, 2010 |
Terms of new or amended securities Exhibit 77(i) Terms of new or amended securities At the March 27, 2009 meeting, the Board of Trustees of ING Funds Trust approved an arrangement whereby ING Funds Distributor, LLC and ING Investments, LLC have contractually agreed to waive a portion of their distribution and/ or shareholder servicing fees and advisory fees, as applicable, and to reimburse certain expenses of ING Classic Money Market Fund to the extent necessary to assist the Fund in maintaining a yield of not less than zero. |
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| January 12, 2010 |
EX-99.77Q1 OTHR EXHB 4 ex99-77q1.htm Exhibit 77(q)(1) Exhibits (a)(1) Amendment No.21 dated October 23, 2008 to the Trust Instrument for ING Funds Trust dated July 30, 1998 with regard to the abolition of series of shares of beneficial trust for ING National Tax-Exempt Bond Fund. – filed herein. |
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| January 12, 2010 |
EX-99.77Q1 OTHR EXHB 4 ex99-77qa1.htm Exhibit 77(a)(1) ACTION BY UNANIMOUS WRITTEN CONSENT OF THE BOARDS OF DIRECTORS/TRUSTEES ING ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND ING EQUITY TRUST ING FUNDS TRUST ING GLOBAL ADVANTAGE AND PREMIUM OPPORTUNITY FUND ING GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY FUND ING INFRASTRUCTURE DEVELOPMENT EQUITY FUND ING INTERNATIONAL HIGH DIVIDEND EQUITY IN |
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| January 12, 2010 |
Transactions effected pursuant to Rule 10f-3 Exhibit 77(o) Transactions effected pursuant to Rule 10f-3 Fund Name Issuer Date of Purchase Broker / Dealer From Whom Purchased Affiliated/Principal Underwriter of Syndicate ING High Yield Bond Fund Scientific Games International, Inc 6/2/2008 J.P. Morgan ING Financial Markets |
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| January 12, 2010 |
Terms of new or amended securities Exhibit 77(i) Terms of new or amended securities At the May 14, 2009 meeting, the Board of Trustees of ING Funds Trust approved renewing the waiver of the distribution fee payable to ING Funds Distributor, LLC (“IFD”) in an amount of up to 0. |
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| January 12, 2010 |
Terms of new or amended securities EX-99.77I NEW SECUR 3 ex99-77i.htm Exhibit 77(i) Terms of new or amended securities 1. At the May 30, 2008 meeting, the Board of Trustees of ING Funds Trust approved renewing the waiver of the distribution fee, on the Class A shares, of up to 0.40% of the average net assets of ING Classic Money Market payable to ING Funds Distributor, LLC (“IFD”). IFD has agreed to continue to waive that fee for t |
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| January 12, 2010 |
Actions required to be reported pursuant to Rule 2a-7 EX-99.77N RULE 2A-7 4 ex99-77n.htm Exhibit 77(n) Actions required to be reported pursuant to Rule 2a-7 Rule 2a-7(c)(10)(vii) requires that ING Funds Trust (the “Trust”) file an exhibit to Form N-SAR describing with specificity the nature and circumstances of any action taken during the reporting period pursuant to Rule 2a-7(c)(7)(ii) with respect to a deviation from a fund’s share price of more th |
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| January 12, 2010 |
EX-99.77Q1 OTHR EXHB 5 ex99-77q1a1.htm Exhibit 77(a)(1) AMENDMENT NO. 21 TO TRUST INSTRUMENT OF ING FUNDS TRUST Abolition of Series of Shares of Beneficial Interest Effective: October 23, 2008 THIS AMENDMENT NO. 21 TO THE TRUST INSTRUMENT OF ING FUNDS TRUST, a Delaware statutory trust (the “Trust”), dated July 30, 1998, as amended (the “Trust Instrument”), reflects resolutions adopted by the Board |
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| November 30, 2009 |
EX-99.77Q1 OTHR EXHB 3 ex99-77q1.htm Exhibit 77(q)(1) Exhibits (a)(1) Unanimous Written Consent dated January 30, 2009 regarding fixing the number of Trustees comprising the Board at 10 members – Filed herein. |
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| November 30, 2009 |
Exhibit 77(a)(1) ACTION BY UNANIMOUS WRITTEN CONSENT OF THE BOARDS OF DIRECTORS/TRUSTEES ING ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND ING EQUITY TRUST ING FUNDS TRUST ING GLOBAL ADVANTAGE AND PREMIUM OPPORTUNITY FUND ING GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY FUND ING INFRASTRUCTURE DEVELOPMENT EQUITY FUND ING INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND ING INVESTORS TRUST ING MAYFLOWER TRUST ING MUTUAL FUNDS ING PARTNERS, INC. |
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| November 30, 2009 |
Terms of new or amended securities EX-99.77I NEW SECUR 2 ex99-77i.htm Exhibit 77(i) Terms of new or amended securities At the May 14, 2009 meeting, the Board of Trustees of ING Funds Trust approved renewing the waiver of the distribution fee payable to ING Funds Distributor, LLC (“IFD”) in an amount of up to 0.40% of the average net assets attributable to Class A shares of ING Classic Money Market Fund. IFD has agreed to continue t |
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| August 24, 2009 |
N-Q 1 a09-175393nq.htm N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number: 811-08895 ING Funds Trust (Exact name of registrant as specifi |
