IVAC / Intevac, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-26946 INTEVAC, INC. (Exact name of registrant as specified in its charte

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INTEVAC, INC. ARTICLE I

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of INTEVAC, INC. ARTICLE I The name of the corporation is Intevac, Inc. (the “Corporation”). ARTICLE II The address, including street, number, city, and county, of the registered office of the Corporation in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, City of Wilmington, County of New Castle, State of Del

AMENDED AND RESTATED INTEVAC, INC. dated as of March 31, 2025 TABLE OF CONTENTS ARTICLE I OFFICES

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS of INTEVAC, INC. dated as of March 31, 2025 TABLE OF CONTENTS ARTICLE I OFFICES SECTION 1. REGISTERED OFFICE SECTION 2. OTHER OFFICES ARTICLE II MEETINGS OF STOCKHOLDERS SECTION 1. ANNUAL MEETINGS SECTION 2. SPECIAL MEETINGS SECTION 3. VOTING SECTION 4. QUORUM SECTION 5. NOTICE OF MEETINGS SECTION 6. ACTION WITHOUT MEETING ARTICLE III DIRECTORS SECTION 1. N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) INTEVAC, INC. (Name of Subject Company) IRVINE ACQUISITION HOLDINGS, INC. (Offeror) SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY (Parent of Offeror) (Names of Filing Persons) Common stock,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Intevac, Inc. (Name of Subject Company) Intev

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Intevac, Inc. (Name of Subject Company) Intevac, Inc. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 461148108 (CUSIP Number of Class o

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

Material Modification to Rights of Security Holders, Completion of Acquisition or Disposition of Assets, Changes in Control of Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 March 31, 2025 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization)

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

As filed with the Securities and Exchange Commission on March 31, 2025

As filed with the Securities and Exchange Commission on March 31, 2025 Registration No.

SEAGATE COMPLETES ACQUISITION OF INTEVAC

Exhibit (a)(5)(A) Media Contact: Karin Taylor (408) 772-8279 [email protected] Investor Relations Contact: Shanye Hudson, (510) 661-1600 [email protected] SEAGATE COMPLETES ACQUISITION OF INTEVAC FREMONT, CA – March 31, 2025 - Seagate Technology Holdings plc (Nasdaq: STX) (“Seagate”), a leading innovator of mass-capacity data storage, announced today that it has completed the acqu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) INTEVAC, INC. (Name of Subject Company) IRVINE ACQUISITION HOLDINGS, INC. (Offeror) SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY (Parent of Offeror) (Names of Filing Persons) Common stock,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Intevac, Inc. (Name of Subject Company) Intev

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Intevac, Inc. (Name of Subject Company) Intevac, Inc. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 461148108 (CUSIP Number of Class o

March 19, 2025

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 o: 650.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2024 or ☐ T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from   to Commission file number 0-2

Stock Tendering Notice (“Notice”) March 14, 2025

Exhibit (a)(1)(L) Intevac, Inc. Stock Tendering Notice (“Notice”) March 14, 2025 Dear Employee: As you may know, on February 13, 2025, Intevac, Inc. (“Intevac”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Seagate Technology Holdings plc (“Seagate”) and a subsidiary of Seagate, pursuant to which, subject to the terms and conditions of the Merger Agreement, Intevac wil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) INTEVAC, INC. (Name of Subject Company) IRVINE ACQUISITION HOLDINGS, INC. (Offeror) SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY (Parent of Offeror) (Names of Filing Persons) Common stock,

Intevac, Inc. Equity Award Notice (“Notice”) March 14, 2025

Exhibit (a)(1)(K) Intevac, Inc. Equity Award Notice (“Notice”) March 14, 2025 Dear Equity Award Holder: As you may know, on February 13, 2025, Intevac, Inc. (“Intevac”) entered into an Agreement and Plan of Merger (the “Merger Agreement,” and the transactions contemplated under the Merger Agreement, the “Merger”) with Seagate Technology Holdings plc (“Seagate”) and certain other parties, pursuant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Intevac, Inc. (Name of Subject Company) Intev

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Intevac, Inc. (Name of Subject Company) Intevac, Inc. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 461148108 (CUSIP Number of Class o

Intevac Announces Details of Special Dividend

Exhibit (a)(1)(J) Intevac Announces Details of Special Dividend SANTA CLARA, Calif.

Offer to Purchase All Outstanding Shares of Common Stock Intevac, Inc. $4.00 per share, payable in cash Irvine Acquisition Holdings, Inc. a wholly owned subsidiary of Seagate Technology Holdings Public Limited Company THE OFFER AND WITHDRAWAL RIGHTS

TABLE OF CONTENTS Exhibit (a)(1)(A) Offer to Purchase   All Outstanding Shares of Common Stock of Intevac, Inc.

Offer To Purchase All Outstanding Shares of Common Stock INTEVAC, INC. a Delaware corporation $4.00 per share, payable in cash Pursuant to the Offer to Purchase dated March 3, 2025 IRVINE ACQUISITION HOLDINGS, INC. a wholly owned subsidiary of SEAGAT

Exhibit (a)(1)(D) Offer To Purchase All Outstanding Shares of Common Stock of INTEVAC, INC.

Project Hermitage Non-Binding Term Sheet January 29, 2025

Exhibit (d)(3) CONFIDENTIAL EXECUTION VERSION Project Hermitage Non-Binding Term Sheet January 29, 2025 This term sheet (“Term Sheet”) summarizes certain terms and conditions of a proposed transaction between Seagate Technology Holdings plc (“Acquiror”) and Intevac, Inc.

Notice of Offer to Purchase All Outstanding Shares of Common Stock INTEVAC, INC. a Delaware corporation $4.00 per share, payable in cash Pursuant to the Offer to Purchase dated March 3, 2025 IRVINE ACQUISITION HOLDINGS, INC. a wholly owned subsidiary

Exhibit (a)(1)(E) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below), and the provisions herein are subject in their entirety to the provisions of the Offer (as defined below).

Calculation of Filing Fee Tables Schedule TO-T (Rule 14d-100) INTEVAC, INC. (Name of Subject Company (Issuer)) IRVINE ACQUISITION HOLDINGS, INC. a wholly owned subsidiary of SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY (Names of Filing Persons

Exhibit 107 Calculation of Filing Fee Tables Schedule TO-T (Rule 14d-100) INTEVAC, INC.

LETTER OF TRANSMITTAL To Tender Shares of Common Stock INTEVAC, INC. a Delaware corporation $4.00 per share, payable in cash Pursuant to the Offer to Purchase Dated March 3, 2025 IRVINE ACQUISITION HOLDINGS, INC. a wholly owned subsidiary of SEAGATE

Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of INTEVAC, INC.

Intevac, Inc. 3560 Bassett Street Santa Clara, CA 95054

Exhibit (d)(4) Intevac, Inc. 3560 Bassett Street Santa Clara, CA 95054 January 3, 2025 Seagate Technology Holdings Plc 47488 Kato Road Fremont, CA 94538 Attn: James C. Lee Ladies and Gentlemen: 1. In connection with the consideration by Intevac, Inc. (together with its subsidiaries, “Company”) and Seagate Technology Holdings Plc (together with its subsidiaries, “Counterparty”) of a possible strate

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 INTEVAC, INC. (Name of Subject Company) IRVINE ACQUISITION HOLD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 INTEVAC, INC. (Name of Subject Company) IRVINE ACQUISITION HOLDINGS, INC. (Offeror) SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.001 p

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Intevac, Inc. (Name of Subject Company) Intevac, Inc. (Name of

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9   SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Intevac, Inc. (Name of Subject Company) Intevac, Inc. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities)   461148108 (CUSIP Number of Cla

Offer To Purchase All Outstanding Shares of Common Stock INTEVAC, INC. a Delaware corporation $4.00 per share, payable in cash Pursuant to the Offer to Purchase dated March 3, 2025 IRVINE ACQUISITION HOLDINGS, INC. a wholly owned subsidiary of SEAGAT

Exhibit (a)(1)(C) Offer To Purchase All Outstanding Shares of Common Stock of INTEVAC, INC.

1

Exhibit 99.1 FREQUENTLY ASKED QUESTIONS - from Intevac to employees IMPORTANT: CODE OF CONDUCT Please remember that until the close, we continue to operate as separate and independent companies and it remains critical that we continue to serve our customers with excellence as an independent company. General Questions Q1 - What happened? a. We announced that Intevac has entered into a definitive ag

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 INTEVAC, INC. (Name of Subject Company) INTEVAC, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per Share (Title of Class of Securities) 461148108 (CUSIP Number of Class of Se

Amended and Restated Change in Control Agreement with Cameron McAulay dated December 11, 2024

Exhibit 10.34 Amended and Restated Change in Control Agreement Intevac, Inc. (hereafter referred to as “Intevac” or the “Company”) employs you, Cameron McAulay, and desires to provide certain benefits to you in the event of a Change in Control as described herein and your employment terminates thereafter under certain conditions. Accordingly, you and the Company agree as follows: 1.1 For purposes

Insider Trading Policy

Exhibit 19.1 Insider Trading Policy Effective: June 1, 2009 Supersedes: Yearly Memorandum Page: 1 of 7 Approved By: Management Date Last Reviewed: February 6, 2025 I. PURPOSE Intevac, Inc. (together with any subsidiaries, collectively, the “Company”) has adopted this Insider Trading Policy (the “Policy”) to provide guidelines to directors, officers, employees, consultants and other related individ

Power of Attorney (see signature page)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from   to Commission file number 0-269

Form of the 2025 PRSU Award Agreement (Grant 1) under the 2020 Equity Incentive Plan

[PERFORMANCE-BASED CARGR] Exhibit 10.27 2020 EQUITY INCENTIVE PLAN %%FIRSTNAMEMIDDLENAMELASTNAME%-% %%ADDRESSLINE1%-% %%ADDRESSLINE2%-% %%CITYSTATEZIPCODE%-% Dear %%FIRSTNAMEMIDDLENAMELASTNAME%-%, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award” o

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT 1. Intevac Photonics, Inc. – Delaware 2. Intevac Pacific Group Holdings Ltd. Pte – Singapore 3. Lotus Technologies, Inc. – Santa Clara, California 4. IRPC, Inc. – Santa Clara, California 5. Intevac Foreign Sales Corporation – Barbados 6. Intevac Asia Private Limited – Singapore 7. Intevac Malaysia Sdn Bhd – Malaysia 8. Intevac (Shenzhen) Co. Ltd. – China

Form of the 2025 PRSU Award Agreement (Grant 2) under the 2020 Equity Incentive Plan

[PERFORMANCE-BASED OPERATING PROFIT] Exhibit 10.28 2020 EQUITY INCENTIVE PLAN %%FIRSTNAMEMIDDLENAMELASTNAME%-% %%ADDRESSLINE1%-% %%ADDRESSLINE2%-% %%CITYSTATEZIPCODE%-% Dear %%FIRSTNAMEMIDDLENAMELASTNAME%-%, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (th

Amendment to Employment Agreement, dated December 12, 2024, by and between Nigel Hunton and Intevac, Inc

Exhibit 10.19 INTEVAC, INC. AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (the “Amendment”) is entered into by and between Intevac, Inc. (the “Company”), and Nigel Hunton (“Executive” and, together with the Company, the “Parties”). RECITALS WHEREAS, the Parties entered into an Employment Agreement as of January 18, 2022 (the “Employment Agreement”); and WHEREAS, the Part

Form of the CEO 2025 PRSU Award Agreement (Grant 1) under the 2020 Equity Incentive Plan

[CEO - PERFORMANCE-BASED CARGR] Exhibit 10.29 2020 EQUITY INCENTIVE PLAN %%FIRSTNAMEMIDDLENAMELASTNAME%-% %%ADDRESSLINE1%-% %%ADDRESSLINE2%-% %%CITYSTATEZIPCODE%-% Dear %%FIRSTNAMEMIDDLENAMELASTNAME%-%, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “aw

Form of the CEO 2025 PRSU Award Agreement (Grant 2) under the 2020 Equity Incentive Plan

Exhibit 10.30 [CEO - PERFORMANCE-BASED OPERATING PROFIT] 2020 EQUITY INCENTIVE PLAN %%FIRSTNAMEMIDDLENAMELASTNAME%-% %%ADDRESSLINE1%-% %%ADDRESSLINE2%-% %%CITYSTATEZIPCODE%-% Dear %%FIRSTNAMEMIDDLENAMELASTNAME%-%, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an awa

Amended and Restated Change in Control Agreement with John Dickinson dated December 11, 2024

Exhibit 10.32 Amended and Restated Change in Control Agreement Intevac, Inc. (hereafter referred to as “Intevac” or the “Company”) employs you, Colin Dickinson, and desires to provide certain benefits to you in the event of a Change in Control as described herein and your employment terminates thereafter under certain conditions. Accordingly, you and the Company agree as follows: 1.1 For purposes

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Intevac, Inc. (Name of Subject Company) Irvine Acquisi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Intevac, Inc. (Name of Subject Company) Irvine Acquisition Holdings, Inc. (Offeror) Seagate Technology Holdings Public Limited Company (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 INTEVAC, INC. (Name of Subject Company) INTEVAC,

SC14D9C 1 ny20043384x1sc14d9c.htm SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 INTEVAC, INC. (Name of Subject Company) INTEVAC, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per Share (Title of Class of Securiti

Exhibit 99.2

Exhibit 99.2 To Intevac Employees Today, we are announcing an exciting new chapter for Intevac. We have entered into an agreement to be acquired by Seagate in an all-cash transaction valued at approximately $119 million. This transaction reflects confidence in our business, technology, and people, and positions Intevac for long-term success. The press release for the transaction is attached. This

Agreement and Plan of Merger, dated as of February 13, 2025, by and among Seagate Technology Holdings plc, Irvine Acquisition Holdings, Inc, and Intevac, Inc.

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among Seagate Technology Holdings plc, an Irish public limited company; Intevac, Inc., a Delaware corporation; and Irvine Acquisition Holdings, Inc., a Delaware corporation Dated as of February 13, 2025 Table of Contents Section 1 THE OFFER 1.1 The Offer. 2 1.2 Company Actions. 6 Section 2 MERGER TRANSACTION 2.1 Merger of Purchaser

Dear Intevac employees,

Exhibit 99.2 Dear Intevac employees, On behalf of the Seagate leadership team, we’re excited to share that Seagate has signed an agreement to acquire Intevac, with the deal expected to close in late March or early April 2025. At closing, Intevac will officially join Seagate, and we couldn’t be more thrilled to welcome you. We believe combining forces highlights our commitment to innovation, operat

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 12, 2025 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organizatio

Amended and Restated Bylaws of the Registrant, dated as of February 13, 2025

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF INTEVAC, INC. (a Delaware corporation) February 12, 2025 TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 3 1.1 REGISTERED OFFICE 3 1.2 OTHER OFFICES 3 ARTICLE II - MEETINGS OF STOCKHOLDERS 3 2.1 PLACE OF MEETINGS 3 2.2 ANNUAL MEETING 3 2.3 SPECIAL MEETING 3 2.4 ADVANCE NOTICE PROCEDURES; NOTICE OF STOCKHOLDERS’ MEETINGS 4 2.5 MANNER OF GIVING NOTICE;

Seagate Announces Agreement to Acquire Intevac Intevac Stockholders to Receive $4.00 Per Share in Cash, Plus a Special Dividend of $0.052 Per Share and a Regular Dividend of $0.05 Per Share Acquisition Delivers Compelling and Certain Cash Value

Exhibit 99.1 Seagate Announces Agreement to Acquire Intevac Intevac Stockholders to Receive $4.00 Per Share in Cash, Plus a Special Dividend of $0.052 Per Share and a Regular Dividend of $0.05 Per Share Acquisition Delivers Compelling and Certain Cash Value Fremont, Calif. and Santa Clara, Calif. — February 13, 2025 — Seagate Technology Holdings plc (Nasdaq: STX) (“Seagate”), a leading innovator o

FORM OF TENDER AND SUPPORT AGREEMENT

Exhibit 99.1 FORM OF TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of February 13, 2025, is entered into by and among Seagate Technology Holdings plc, an Irish public limited company (“Parent”), Irvine Acquisition Holdings, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent (“Purchaser”), and each of the persons set forth on

Exhibit 99.3

Exhibit 99.3 FREQUENTLY ASKED QUESTIONS – from Intevac to employees IMPORTANT: CODE OF CONDUCT Please remember that until the close, we continue to operate as separate and independent companies and it remains critical that we continue to serve our customers with excellence as an independent company. Q1 - What happened today? a. We announced that Intevac has entered into a definitive agreement to b

Seagate Announces Agreement to Acquire Intevac Intevac Stockholders to Receive $4.00 Per Share in Cash, Plus a Special Dividend of $0.052 Per Share and a Regular Dividend of $0.05 Per Share Acquisition Delivers Compelling and Certain Cash Value

Exhibit 99.2 Seagate Announces Agreement to Acquire Intevac Intevac Stockholders to Receive $4.00 Per Share in Cash, Plus a Special Dividend of $0.052 Per Share and a Regular Dividend of $0.05 Per Share Acquisition Delivers Compelling and Certain Cash Value Fremont, Calif. and Santa Clara, Calif. — February 13, 2025 — Seagate Technology Holdings plc (Nasdaq: STX) (“Seagate”), a leading innovator o

Regulation FD Disclosure, Material Impairments, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 10, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organizatio

Intevac Provides Cash and Revenue Guidance, Announces Dividend, Further Restructuring to Strengthen Profitability, and Investigation of Strategic Options 2024 Year-end Cash Expected to be $70-$72 million 2025 Revenue Expected to be $52-$55 million Qu

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 Cameron McAulay Jack Perkins Chief Financial KCSA Officer Communications (408) 986-9888 [email protected] Intevac Provides Cash and Revenue Guidance, Announces Dividend, Further Restructuring to Strengthen Profitability, and Investigation of Strategic Options 2024 Year-end Cash Expected to be $70-$72 million 2025 Revenue Expected to be $52-$55

Intevac Announces Third Quarter 2024 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 Cameron McAulay Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Third Quarter 2024 Financial Results Santa Clara, Calif.—November 11, 2024—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and nine months ended September 28, 2024. “We are pleased to report th

Entry into a Material Definitive Agreement, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 8, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

Intevac Announces Appointment of Ryan L. Vardeman to Board of Directors

Exhibit 99.3 Intevac Announces Appointment of Ryan L. Vardeman to Board of Directors SANTA CLARA, Calif, November 11, 2024 – Intevac, Inc. (Nasdaq: IVAC), a leading supplier of thin-film processing systems, today announced the appointment of Ryan L. Vardeman to its board of directors (the “Board”), effective immediately. Mr. Vardeman is a principal and co-founder of Palogic Value Fund, L.P. (“Palo

Intevac, Inc. Q3 Earnings November 11, 2024

Exhibit 99.2 Intevac, Inc. Q3 Earnings November 11, 2024 Presenters Nigel Hunton - President, Chief Executive Officer Cameron McAulay - Chief Financial Officer Claire McAdams - Investor Relations Q&A Participants Peter Wright - PartnerCap Securities Mark Miller - Benchmark Hendi Susanto - Gabelli Funds Operator Greetings, and welcome to Intevac’s Third Quarter 2024 Financial Results Conference Cal

Letter agreement dated as of November 8, 2024, between Intevac, Inc. and Palogic Value Management, L.P. and certain of its affiliates

Exhibit 10.1 Intevac, Inc. 3560 Bassett Street Santa Clara, California 95054 November 8, 2024 Palogic Value Management, L.P. 8333 Douglas Avenue, Suite 775 Dallas, Texas 75225 Attn: Ryan L. Vardeman Ladies and Gentlemen: This letter (this “Agreement”) constitutes the agreement between (a) Intevac, Inc. (“Company”) and (b) Palogic Value Management, L.P. and each of the other related Persons (as def

Form of 2024 PRSU Award Agreement (Grant 1) under the 2022 Inducement Equity Incentive Plan

Exhibit 10.1 [PERFORMANCE-BASED TRIO UNITS] 2022 INDUCEMENT EQUITY INCENTIVE PLAN FIRSTNAMEMIDDLENAMELASTNAME ADDRESSLINE1 ADDRESSLINE2 CITYSTATEZIPCODE Dear FIRSTNAMEMIDDLENAMELASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2022 Inducement Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award”

Form of the 2024 PRSU Award Agreement (Grant 2) under the 2022 Inducement Equity Incentive Plan

Exhibit 10.2 [PERFORMANCE-BASED OPERATING PROFIT] 2022 INDUCEMENT EQUITY INCENTIVE PLAN FIRSTNAMEMIDDLENAMELASTNAME ADDRESSLINE1 ADDRESSLINE2 CITYSTATEZIPCODE Dear FIRSTNAMEMIDDLENAMELASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2022 Inducement Equity Incentive Plan (the “Plan”), hereby grants you an award (the “a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE)  ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 OR ☐ TRANSITION RE

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE)  ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from       to       Commission file number 0-26946 INTEVAC, INC.

Intevac Announces Appointment of Kevin Barber as Board Chairman Replacing David S. Dury, Board Chairman since 2017, as Part of the Company’s Planned Succession Strategy

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 Cameron McAulay Chief Financial Officer (408) 986-9888 Claire McAdams Investor Relations (530) 265-9899 Intevac Announces Appointment of Kevin Barber as Board Chairman Replacing David S. Dury, Board Chairman since 2017, as Part of the Company’s Planned Succession Strategy Santa Clara, Calif. — October 1, 2024 — Intevac, Inc. (Nasdaq: IVAC), a

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 September 30, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organizati

Intevac Welcomes Eiji Miyanaga to its Board of Directors

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054    Cameron McAulay      Claire McAdams Chief Financial Officer      Investor Relations (408) 986-9888      (530) 265-9899 Intevac Welcomes Eiji Miyanaga to its Board of Directors Santa Clara, Calif. — August 27, 2024 — Intevac, Inc. (Nasdaq: IVAC), a leading supplier of thin-film processing systems, today announced that it has expanded its Boa

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 26, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization)

Offer Letter, effective as of July 9, 2024, between Intevac and Cameron McAulay

Exhibit 10.7 3560 Bassett Street, Santa Clara, CA 95054-2704 www.intevac.com T 408-986-9888 July 9, 2024 Mr. Cameron McAulay Dear Cameron: I am pleased to confirm our offer for the position of Chief Financial Officer reporting to Nigel Hunton, Chief Executive Officer and President. Your starting date will be July 10, 2024, and your base salary will be $340,000 on an annualized basis. In addition,

Form of Outside Director Stock Option Agreement for 2020 Equity Incentive Plan

Exhibit 10.3 2020 EQUITY INCENTIVE PLAN FIRSTNAMEMIDDLENAMELASTNAME ADDRESSLINE1 CITYSTATEZIPCODE Dear FIRSTNAMEMIDDLENAMELASTNAME, NOTICE OF STOCK OPTION GRANT Congratulations. We, Intevac, Inc. (the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you a Nonstatutory (or “Non-Qualified”) Stock Option (the “Option”) to purchase the number of Shares as set forth be

2022 Inducement Equity Incentive Plan, as amended July 1, 2024.

Exhibit 10.6 INTEVAC, INC. 2022 INDUCEMENT EQUITY INCENTIVE PLAN As Amended July 1, 2024 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals entering into employment with the Company or any Parent or Subsidiary of the Company. The Plan permits the gra

Form of 2024 PRSU Award Agreement (Grant 1) under the 2020 Equity Incentive Plan

Exhibit 10.1 [PERFORMANCE-BASED TRIO UNITS] 2020 EQUITY INCENTIVE PLAN  FIRSTNAMEMIDDLENAMELASTNAME ADDRESSLINE1 ADDRESSLINE2 CITYSTATEZIPCODE Dear FIRSTNAMEMIDDLENAMELASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award” or “Award”) of restri

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT The Securities Act of 1933 INTEVAC, INC. (Exact name of registrant as specified in its charter) Delaware 94-3125814 (State or other jurisdiction o

As filed with the Securities and Exchange Commission on August 6, 2024 Registration No.

Filing Fee Table

Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Intevac, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum  Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.001 per

Change in Control Agreement, effective as of July 9, 2024, between Intevac and Cameron McAulay

Exhibit 10.8 Change in Control Agreement Intevac, Inc. (hereafter referred to as “Intevac” or the “Company”) employs you, Cameron McAulay, and desires to provide certain benefits to you in the event of a Change in Control as described herein and your employment terminates thereafter under certain conditions. Accordingly, you and the Company agree as follows: 1.1 For purposes of this Change in Cont

Form of the 2024 PRSU Award Agreement (Grant 2) under the 2020 Equity Incentive Plan

Exhibit 10.2 [PERFORMANCE-BASED OPERATING PROFIT] 2020 EQUITY INCENTIVE PLAN FIRSTNAMEMIDDLENAMELASTNAME ADDRESSLINE1 ADDRESSLINE2 CITYSTATEZIPCODE Dear FIRSTNAMEMIDDLENAMELASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (“Intevac” or the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award” or “Award”) of r

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 OR ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from        to       Commission file number 0-26946 INTEVAC, INC.

Intevac Announces Second Quarter 2024 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 Cameron McAulay Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Second Quarter 2024 Financial Results Santa Clara, Calif.—August 5, 2024—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and six months ended June 29, 2024. “We witnessed strengthening demand f

Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 5, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission Fi

Intevac Appoints Cameron McAulay as Chief Financial Officer

Exhibit 99.1 Kevin Soulsby Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Appoints Cameron McAulay as Chief Financial Officer Santa Clara, Calif. —July 10, 2024 — Intevac, Inc. (Nasdaq: IVAC), a leading supplier of thin-film processing systems, today announced the appointment of Cameron McAulay as the Company’s chief financial officer (CFO), effecti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 10, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 10, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 15, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (C

Conflict Minerals Report For the Year Ended December 31, 2023

Exhibit 1.01 Conflict Minerals Report For the Year Ended December 31, 2023 This Conflict Minerals Report (this “Report” or “CMR”) for Intevac, Inc. (the “Company”) covers the reporting period from January 1, 2023 to December 31, 2023, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (“Rule 13p-1”). This Report is filed as Exhibit 1.01

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 3560 Bassett Street Santa Clara, CA 95054 (Address of princ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 OR ☐ TRANSITION REPORT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from       to       Commission file number 0-26946 INTEVAC, INC.

Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 25, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission Fi

Intevac Announces First Quarter 2024 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 Kevin Soulsby Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces First Quarter 2024 Financial Results Santa Clara, Calif.—April 25, 2024—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the first quarter ended March 30, 2024. Q1 Highlights: • Continued strong demand for te

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14 (a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2023 or ☐ TRANSITION REPORT PUR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from   to Commission file number 0-269

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT 1. Intevac Photonics, Inc. – Delaware 2. Intevac Pacific Group Holdings Ltd. Pte – Singapore 3. Lotus Technologies, Inc. – Santa Clara, California 4. IRPC, Inc. – Santa Clara, California 5. Intevac Foreign Sales Corporation – Barbados 6. Intevac Asia Private Limited – Singapore 7. Intevac Malaysia Sdn Bhd – Malaysia 8. Intevac Limited – Hong Kong 9. Inte

Compensation Recovery Policy

Exhibit 97.1 INTEVAC, INC. COMPENSATION RECOVERY POLICY As adopted on November 30, 2023 Intevac, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this clawback policy called the Compensation Recovery Policy (the “Policy”). The Policy is intended to further the Company’s pay-for-performance philo

IVAC / Intevac, Inc. / Bleichroeder LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Intevac, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 461148108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

IVAC / Intevac, Inc. / NEEDHAM INVESTMENT MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

IVAC / Intevac, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Intevac Inc (Name of Issuer) Common Stock (Title of Class of Securities) 461148108 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 5, 2024 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission

Intevac Announces Fourth Quarter and Full Year 2023 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 Kevin Soulsby Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Fourth Quarter and Full Year 2023 Financial Results Santa Clara, Calif.—February 5, 2024—Intevac, Inc. (Nasdaq: IVAC), a leading supplier of thin-film processing systems, today reported financial results for the fiscal fourth

First Amendment to Lease, dated as of November 21, 2023, by and between the Company and HGIT BASSETT CAMPUS LP, for premises located in Santa Clara, California

Exhibit 10.1 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE dated October 30, 2023 (this “First Amendment”) is entered into by and between HGIT BASSETT CAMPUS LP, a Delaware limited partnership (“Landlord”), and INTEVAC, INC., a Delaware corporation (“Tenant”), with reference to the following: R E C I T A L S WHEREAS, Landlord and Tenant entered into that certain Lease dated March 20, 2014

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 30, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organizatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REP

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from       to       Commission file number 0-26946 INTEVAC, INC.

Intevac Announces Third Quarter 2023 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 Kevin Soulsby Claire McAdams Interim Chief Financial Officer  Investor Relations (408) 986-9888             (530) 265-9899 Intevac Announces Third Quarter 2023 Financial Results Santa Clara, Calif.—November 1, 2023—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and nine months ended September 30, 2023. “We are pl

Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 1, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 12, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization)

IVAC / Intevac, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Intevac, Inc. (Name of Issuer) Common Stock ($0.001 par value) (Title of Class of Securities) 461148108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Not

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT The Securities Act of 1933 INTEVAC, INC. (Exact name of Registrant as specified in its charter) Delaware 94-3125814 (State of incorporation) (I.R.

As filed with the Securities and Exchange Commission on August 3, 2023 Registration No.

Change in Control Agreement with John Dickinson dated June 20, 2023

Exhibit 10.2 Change in Control Agreement Intevac, Inc. (hereafter referred to as “Intevac” or the “Company”) employs you, John Dickinson, and desires to provide certain benefits to you in the event of a Change in Control as described herein and your employment terminates thereafter under certain conditions. Accordingly, you and the Company agree as follows: 1.1 For purposes of this Change in Contr

Transition Agreement and Release with James Moniz dated August 2, 2023

Exhibit 10.3 TRANSITION AGREEMENT AND RELEASE This Transition Agreement and Release (“Transition Agreement”) is made by and between James Moniz (“Executive”) and Intevac, Inc. (the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”). RECITALS WHEREAS, Executive is employed by the Company; WHEREAS, Executive signed an offer letter with the Company (the “O

Form of the 2023 PRSU Award Agreement under the 2020 Equity Incentive Plan

Exhibit 10.1 [PERFORMANCE-BASED] 2020 EQUITY INCENTIVE PLAN FIRSTNAME LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE ZIPCODE Dear FIRSTNAME LASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award” or “Award”) of restricted stock units (the “RSUs

Filing Fee Table

Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Intevac, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.001 per

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 OR ☐ TRANSITION REPORT PU

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 2, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission Fi

Intevac Announces Second Quarter 2023 Financial Results

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Second Quarter 2023 Financial Results Santa Clara, Calif.—August 2, 2023—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and six months ended July 1, 2023. “2023 has been a year of both imm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 12, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 12, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 13, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission Fil

Intevac Announces Appointment of Houlihan Lokey to Evaluate Strategic Options Company Reaffirms Year-End Cash Outlook and Increases 2023 Revenue Outlook

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Appointment of Houlihan Lokey to Evaluate Strategic Options Company Reaffirms Year-End Cash Outlook and Increases 2023 Revenue Outlook Santa Clara, Calif. — June 13, 2023 — Intevac, Inc. (Nasdaq: IVAC), a leading suppli

Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 31, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 17, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of in

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 3560 Bassett Street Santa Clara, CA 95054 (Address of pr

Conflict Minerals Report For the Year Ended December 31, 2022

Exhibit 1.01 Conflict Minerals Report For the Year Ended December 31, 2022 This Conflict Minerals Report (this “Report” or “CMR”) for Intevac, Inc. (the “Company”) covers the reporting period from January 1, 2022 to December 31, 2022, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (“Rule 13p-1”). This Report is filed as Exhibit 1.01

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 17, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 OR ☐ TRANSITION REPORT P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

The Registrant’s Executive Incentive Plan

Exhibit 10.1 Annual Incentive Plan. Purpose The purpose of the Intevac Annual Incentive Plan (“AIP”). is to motivate participants to maximize stockholder value by aligning their short-term compensation with achievement of Company financial performance goals and strategic business objectives that are based on the Company Annual Operating Plan (“AOP”). The AIP measures annual performance against bot

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 3, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registr

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 3, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File

Intevac Announces First Quarter 2023 Financial Results

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces First Quarter 2023 Financial Results Santa Clara, Calif.—May 3, 2023—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the first quarter ended April 1, 2023. Q1 Highlights: • Revenue of $11.5 million was

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14 (a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PUR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT 1. Intevac Photonics, Inc. – Delaware 2. Intevac Pacific Group Holdings Ltd. Pte – Singapore 3. Lotus Technologies, Inc. – Santa Clara, California 4. IRPC, Inc. – Santa Clara, California 5. Intevac Foreign Sales Corporation – Barbados 6. Intevac Asia Private Limited – Singapore 7. Intevac Malaysia Sdn Bhd – Malaysia 8. Intevac Limited – Hong Kong 9. Inte

IVAC / Intevac, Inc. / Bleichroeder LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Intevac, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 461148108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

IVAC / Intevac, Inc. / NEEDHAM INVESTMENT MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

IVAC / Intevac, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Intevac Inc (Name of Issuer) Common Stock (Title of Class of Securities) 461148108 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 1, 2023 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

Intevac Announces Fourth Quarter and Full Year 2022 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Fourth Quarter and Full Year 2022 Financial Results Santa Clara, Calif.—February 1, 2023—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the fiscal fourth quarter and year ended December 31, 2022. Fiscal 2022

Intevac Announces Completion of Joint Development Agreement for TRIO™

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Completion of Joint Development Agreement for TRIO? SANTA CLARA, CA ? December 30, 2022 ? Intevac, Inc. (Nasdaq:IVAC, ?Intevac? or ?the Company?), a leading supplier of thin-film processing systems, today announced it has signe

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 30, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 OR ☐ TRANSITION REPORT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Intevac Announces Third Quarter 2022 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Third Quarter 2022 Financial Results Santa Clara, Calif.?November 2, 2022?Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and nine months ended October 1, 2022. Q3 Highlights: ? Total backlog at qu

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 2, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission

Change in Control Agreement, effective as of October 6, 2022, between Intevac and Mark Popovich

Exhibit 10.2 Change in Control Agreement Intevac, Inc. (hereafter referred to as ?Intevac? or the ?Company?) employs you, Mark Popovich, and desires to provide certain benefits to you in the event of a Change in Control as described herein and your employment terminates thereafter under certain conditions. Accordingly, you and the Company agree as follows: 1.1 For purposes of this Change in Contro

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 6, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization)

Offer letter, effective as of October 6, 2022, between Intevac and Mark Popovich

Exhibit 10.1 3560 Bassett Street, Santa Clara, CA 95054-2704 www.intevac.com T 408 986 9888 F 408 727 5739 October 6, 2022 Mr. Mark Popovich Dear Mark: I am pleased to confirm our offer for the position of Vice President of Business Development reporting to Nigel Hunton, Chief Executive Officer and President. Your starting date will be October 10, 2022, and your base salary will be $350,000 on an

John Dickinson to Join Intevac as Vice President of Operations

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 John Dickinson to Join Intevac as Vice President of Operations SANTA CLARA, CA ? August 15, 2022 ? Intevac, Inc. (Nasdaq: IVAC, ?Intevac? or ?the Company?), a leading supplier of thin-film processing systems, today announced that John Dickinson

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 15, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization)

Consulting Agreement with Mark Popovich

Exhibit 10.3 3560 Bassett Street, Santa Clara, CA 95054-2704 www.intevac.com T 408 496 2220 F 408 654 9869 PROFESSIONAL SERVICES AGREEMENT This Professional Services Agreement (hereinafter referred to as ?Agreement?), dated May 18, 2022 (the ?Effective Date?), is made by and between Intevac Inc., having a place of business at 3560 Bassett Street, Santa Clara, California 95054-2704 (hereinafter ref

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2 , 2022 OR ☐ TRANSITION REPORT P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2 , 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 3, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization)

Intevac Announces Second Quarter 2022 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Second Quarter 2022 Financial Results Santa Clara, Calif.?August 3, 2022?Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and six months ended July 2, 2022. Q2 Highlights: ? Total backlog at quarter

Form of 2022 PRSU Award Agreement (Company Stock Price Hurdle) under the 2022 Inducement Equity Incentive Plan

Exhibit 10.1 2022 INDUCEMENT EQUITY INCENTIVE PLAN FIRSTNAME LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE ZIPCODE Dear FIRSTNAME LASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (the ?Company?), pursuant to our 2022 Inducement Equity Incentive Plan (the ?Plan?), hereby grants you an award (the ?award? or ?Award?) of restricted stock units (the ?RS

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 18, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (C

Form of 2022 PRSU Award Agreement (Company Stock Price Hurdle) under the 2020 Equity Incentive Plan

Exhibit 10.2 2020 EQUITY INCENTIVE PLAN FIRSTNAME, LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE ZIPCODE Dear FIRSTNAMELASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (the ?Company?), pursuant to our 2020 Equity Incentive Plan (the ?Plan?), hereby grants you an award (the ?award? or ?Award?) of restricted stock units (the ?RSUs? or ?Restricted Sto

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of in

SD 1 d331194dsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 3560 Bassett Street Santa Clara, CA

Conflict Minerals Report For the Year Ended December 31, 2021

EX-1.01 2 d331194dex101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report For the Year Ended December 31, 2021 This Conflict Minerals Report (this “Report” or “CMR”) for Intevac, Inc. (the “Company”) covers the reporting period from January 1, 2021 to December 31, 2021, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (“Rule 13p-1”).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

First Amendment to Asset Purchase Agreement, dated March 7, 2022, by and among Intevac, Inc., Intevac Photonics, Inc. and EOTECH, LLC

Exhibit 2.1 FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT This First Amendment (?Amendment?), dated March 7, 2022, is by and among INTEVAC PHOTONICS, INC., a Delaware corporation (?Seller?), INTEVAC, INC., a Delaware corporation (?Shareholder?) and EOTECH, LLC, a Michigan limited liability company (?Buyer?). RECITALS WHEREAS, on December 30, 2021, Buyer, Seller and the Shareholder entered into that

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 9, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File

INTEVAC ANNOUNCES FIRST QUARTER 2022 FINANCIAL RESULTS

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 INTEVAC ANNOUNCES FIRST QUARTER 2022 FINANCIAL RESULTS Santa Clara, Calif.?May 9, 2022?Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the first quarter ended April 2, 2022. Q1 Highlights: ? Achieved new 12-year record high in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14 (a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEF 14A 1 d212271ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for

Severance Agreement and Release of Claims, dated February 28, 2022, by and between Jay Cho and Intevac, Inc.

Exhibit 10.1 SEVERANCE AGREEMENT AND RELEASE OF CLAIMS Jay Cho (hereafter referred to as ?the Employee?) and lntevac, Inc. (hereafter referred to as ?lntevac? or ?the Company?) mutually desire to define their rights and liabilities with respect to one another in connection with the termination of the Employee?s employment with lntevac and/or any of its parent, subsidiary and affiliated entities on

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 28, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organizatio

Lease Assignment Agreement dated as of December 30, 2021, by and between Intevac, Inc., and EOTECH, LLC

Exhibit 10.10 LEASE ASSIGNMENT AGREEMENT THIS LEASE ASSIGNMENT AGREEMENT (this ?Agreement?) is dated as of December 30, 2021 (the ?Effective Date?), by and between INTEVAC, INC., a Delaware corporation (?Assignor?) and EOTECH, LLC, a Michigan limited liability company (?Assignee?), with reference to the following facts and circumstances: A. Assignor entered into that certain Lease dated March 20,

Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 I

Filing Fee Table

Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Intevac, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.001 par value per

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT 1. Intevac Photonics, Inc. ? Delaware 2. Intevac Pacific Group Holdings Ltd. Pte ? Singapore 3. Lotus Technologies, Inc. ? Santa Clara, California 4. IRPC, Inc. ? Santa Clara, California 5. Solar Implant Technologies, Inc. ? California 6. Intevac Foreign Sales Corporation ? Barbados 7. Intevac Asia Private Limited ? Singapore 8. Intevac Malaysia Sdn Bhd

Professional Services Agreement with Timothy Justyn dated January 4, 2022

Exhibit 10.29 PROFESSIONAL SERVICES AGREEMENT This Professional Services Agreement (hereinafter referred to as ?Agreement?), dated January 04, 2022 (the ?Effective Date?), is made by and between lntevac, Inc., with its principal a place of business at 3560 Bassett Street, Santa Clara, California 95054-2704 (?lntevac?), and Tim Justyn, (including its employees, agents or subcontractors) with its pr

As filed with the Securities and Exchange Commission on February 17, 2022

As filed with the Securities and Exchange Commission on February 17, 2022 Registration No.

IVAC / Intevac, Inc. / NEEDHAM INVESTMENT MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

IVAC / Intevac, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Intevac Inc. Title of Class of Securities: Common Stock CUSIP Number: 461148108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 1

Intevac Announces Fourth Quarter and Full Year 2021 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Fourth Quarter and Full Year 2021 Financial Results Santa Clara, Calif.?February 9, 2022?Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the fiscal fourth quarter and year ended January 1, 2022. Fiscal 2021 Hi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 9, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

IVAC / Intevac, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Intevac Inc (Name of Issuer) Common Stock (Title of Class of Securities) 461148108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 27, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

Separation Agreement and Release, dated January 27, 2022, by and between Wendell Blonigan and Intevac, Inc.

EX-10.1 2 d249626dex101.htm EX-10.1 Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (the “Agreement”) is made by and between Wendell Blonigan (“Executive”) and Intevac, Inc. (the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”). RECITALS WHEREAS, Executive was employed by the Company; WHEREAS, Executive signed an of

Intevac Appoints Nigel Hunton as Chief Executive Officer

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Appoints Nigel Hunton as Chief Executive Officer SANTA CLARA, CA ? January 20, 2022 ? Intevac, Inc. (Nasdaq:IVAC, ?Intevac? or ?the Company?), a leading supplier of thin-film processing systems, today announced the appointment of Nigel H

Form of RSU Agreement under the Intevac, Inc. 2022 Inducement Equity Incentive Plan

Exhibit 10.3 2022 INDUCEMENT EQUITY INCENTIVE PLAN FIRSTNAME LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE ZIPCODE Dear FIRSTNAME LASTNAME, NOTICE OF RSU GRANT Congratulations. We, Intevac, Inc. (the ?Company?), pursuant to our 2022 Inducement Equity Incentive Plan (the ?Plan?), hereby grants you an award (the ?award?) of restricted stock units (the ?RSUs?) to receive the number of S

Employment Agreement, dated January 18, 2022, by and between Nigel Hunton and Intevac, Inc.

Exhibit 10.1 INTEVAC, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into as of January 18, 2022 (the ?Effective Date?) by and between Intevac, Inc. (the ?Company?) and Nigel Hunton (?Executive? and, together with the Company, the ?Parties?). RECITALS WHEREAS, the Company wishes to retain the services of Executive and Executive wishes to be employed by the Company

Intevac, Inc. 2022 Inducement Equity Incentive Plan

Exhibit 10.2 INTEVAC, INC. 2022 INDUCEMENT EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals entering into employment with the Company or any Parent or Subsidiary of the Company. The Plan permits the grant of Nonstatutory Stock

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 18, 2022 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

INTEVAC, INC. UNAUDITED PROFORMA CONDENSED CONSOLIDATED BALANCE SHEETS Pro Forma Adjustments October 2, 2021 Actual October 2, 2021 Photonics As Reported Business (b) Adjustments Pro Forma (In thousands) ASSETS Current assets: Cash and cash equivalen

Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On December 30, 2021 (the ?Separation Date?), Intevac, Inc. (?Intevac? or the ?Company?) completed the asset sale (the ?Asset Sale?) of its Photonics business (the ?Photonics Business? or ?Photonics?) and sold it to EOTECH, LLC, a Michigan limited liability company (?Buyer?) in exchange for (i) $70.0 million in cash consi

Intevac Announces Sale of Photonics Business

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Sale of Photonics Business SANTA CLARA, Calif. ? January 3, 2022 ? Intevac, Inc. (Nasdaq: IVAC), (?Intevac? or the ?Company), a leading supplier of thin-film processing systems, today announced the sale of its Photonics busines

Asset Purchase Agreement, dated as of December 30, 2021, by and between Intevac, Inc., Intevac Photonics, Inc. and EOTECH, LLC

Exhibit 2.1 ASSET PURCHASE AGREEMENT DATED AS OF DECEMBER 30, 2021 BY AND AMONG INTEVAC PHOTONICS, INC., INTEVAC, INC., AND EOTECH, LLC ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (this ?Agreement?), dated as of December 30, 2021 is made by and among INTEVAC PHOTONICS, INC., a Delaware corporation (?Seller?), INTEVAC, INC., a Delaware corporation (?Shareholder?) and EOTECH, LLC, a Michi

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Completion of Acquisition or Disposition of Assets

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 30, 2021 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 OR ☐ TRANSITION REPORT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Intevac Announces Third Quarter 2021 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Third Quarter 2021 Financial Results Santa Clara, Calif.? November 1, 2021?Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and nine months ended October 2, 2021. ?We are pleased to report Q3 financ

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 1, 2021 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission

Form of 2021 Performance Based Restricted Stock Unit Agreement for 2020 Equity Incentive Plan

Exhibit 10.2 [PERFORMANCE-BASED] 2020 EQUITY INCENTIVE PLAN ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE% ZIPCODE Dear NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (the ?Company?), pursuant to our 2020 Equity Incentive Plan (the ?Plan?), hereby grants you an award (the ?award? or ?Award?) of restricted stock units (the ?RSUs? or ?Restricted Stock Units?) to rece

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 OR ☐ TRANSITION REPORT PU

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 2, 2021 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission Fi

Intevac Announces Second Quarter 2021 Financial Results

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Second Quarter 2021 Financial Results Santa Clara, Calif.?August 2, 2021?Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and six months ended July 3, 2021. ?We are pleased to report revenues above

As filed with the Securities and Exchange Commission on July 23, 2021

As filed with the Securities and Exchange Commission on July 23, 2021 Registration No.

Conflict Minerals Report For the Year Ended December 31, 2020

Exhibit 1.01 Conflict Minerals Report For the Year Ended December 31, 2020 This Conflict Minerals Report (this ?Report? or ?CMR?) for Intevac, Inc. (the ?Company?) covers the reporting period from January 1, 2020 to December 31, 2020, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (?Rule 13p-1?). This Report is filed as Exhibit 1.01

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 3560 Bassett Street Santa Clara, CA 95054 (Address of principal executive

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 19, 2021 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (C

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

INTEVAC ANNOUNCES FIRST QUARTER 2021 FINANCIAL RESULTS

Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Chief Financial Officer (408) 986-9888 Claire McAdams Investor Relations (530) 265-9899 INTEVAC ANNOUNCES FIRST QUARTER 2021 FINANCIAL RESULTS Santa Clara, Calif.?May 3, 2021?Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the first quarter ended April 3, 2021. ?As expected, the first quarter of 2021 was challengi

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 3, 2021 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File

2003 Employee Stock Purchase Plan

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a 6

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC. (Exac

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT 1. Intevac Photonics, Inc. 2. Intevac Pacific Group Holdings Ltd. Pte ? Singapore 3. Lotus Technologies, Inc. ? Santa Clara, California 4. IRPC, Inc. ? Santa Clara, California 5. Solar Implant Technologies, Inc. ? California 6. Intevac Foreign Sales Corporation ? Barbados 7. Intevac Asia Private Limited ? Singapore 8. Intevac Malaysia Sdn Bhd ? Malaysia

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Intevac, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) (CUSIP Number) December 31, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Intevac, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 461148108 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Intevac Inc (Name of Issuer) Common Stock (Title of Class of Securities) 461148108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Intevac Inc. Title of Class of Securities: Common Stock CUSIP Number: 461148108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1

Intevac Announces Fourth Quarter and Full Year 2020 Financial Results

EX-99.1 2 d46310dex991.htm EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Chief Financial Officer (408) 986-9888 Claire McAdams Investor Relations (530) 265-9899 Intevac Announces Fourth Quarter and Full Year 2020 Financial Results Santa Clara, Calif.—February 3, 2021—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the fiscal fourth quarter and year en

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 3, 2021 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 26, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Intevac Announces Third Quarter 2020 Financial Results

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Third Quarter 2020 Financial Results Santa Clara, Calif.—October 26, 2020—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and nine months ended September 26, 2020. “Q3 revenues were aligned

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 26, 2020 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 27, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 27, 2020 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organizatio

Intevac Announces Second Quarter 2020 Financial Results

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 Intevac Announces Second Quarter 2020 Financial Results Santa Clara, Calif.—July 27, 2020—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and six months ended June 27, 2020. “We are pleased to report profita

- SD

SD SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 3560 Bassett Street Santa Clara, CA 95054 (Address of principal execut

Conflict Minerals Report For the Year Ended December 31, 2019

EX-1.01 Exhibit 1.01 Conflict Minerals Report For the Year Ended December 31, 2019 This Conflict Minerals Report (this “Report” or “CMR”) for Intevac, Inc. (the “Company”) covers the reporting period from January 1, 2019 to December 31, 2019, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (“Rule 13p-1”). This Report is filed as Exhi

Form of Stock Option Agreement for 2020 Equity Incentive Plan

EX-4.7 EXHIBIT 4.7 2020 EQUITY INCENTIVE PLAN FIRSTNAME LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE ZIP CODE Dear FIRSTNAME LASTNAME, NOTICE OF STOCK OPTION GRANT Congratulations. We, Intevac, Inc. (the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you a Nonstatutory (or “Non-Qualified”) Stock Option (the “Option”) to purchase the number of Shar

Form of Restricted Stock Unit Agreement for 2020 Equity Incentive Plan

EX-4.5 Exhibit 4.5 2020 EQUITY INCENTIVE PLAN FIRSTNAME LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE ZIP CODE Dear FIRSTNAME LASTNAME NOTICE OF RSU GRANT Congratulations. We, Intevac, Inc. (the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award”) of restricted stock units (the “RSUs”) to receive the number of Shares as set for

Form of Outside Director Restricted Stock Unit Agreement for 2020 Equity Incentive Plan

EX-4.8 EXHIBIT 4.8 2020 EQUITY INCENTIVE PLAN FIRSTNAME LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY STATE ZIP CODE Dear FIRSTNAME LASTNAME, NOTICE OF RSU GRANT Congratulations. We, Intevac, Inc. (the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award”) of restricted stock units (the “RSUs”) to receive the number of Shares as set for

Form of 2020 Performance Based Restricted Stock Unit Agreement for 2020 Equity Incentive Plan

EX-4.6 EXHIBIT 4.6 2020 EQUITY INCENTIVE PLAN FIRSTNAME LASTNAME ADDRESSLINE1 ADDRESSLINE2 ADDRESSLINE3 CITY, STATE ZIP CODE Dear FIRSTNAME LASTNAME, NOTICE OF RSU GRANT (PERFORMANCE-BASED) Congratulations. We, Intevac, Inc. (the “Company”), pursuant to our 2020 Equity Incentive Plan (the “Plan”), hereby grants you an award (the “award”) of restricted stock units (the “RSUs”) to receive the number

- S-8

S-8 As filed with the Securities and Exchange Commission on May 14, 2020 Registration No.

Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 13, 2020 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization

The Registrant’s Executive Incentive Plan

EX-10.1 Exhibit 10.1 Annual Incentive Plan Purpose The purpose of the Intevac Annual Incentive Plan (“AIP”) is to motivate participants to maximize stockholder value by aligning their short-term compensation with achievement of Company financial performance goals and strategic business objectives that are based on the Company Annual Operating Plan (“AOP”). The AIP measures annual performance again

Quarterly Report - 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 28, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 27, 2020 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction (Commission File Number) (IRS Employer of in

INTEVAC ANNOUNCES FIRST QUARTER 2020 FINANCIAL RESULTS

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 INTEVAC ANNOUNCES FIRST QUARTER 2020 FINANCIAL RESULTS Santa Clara, Calif.—April 27, 2020—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the first quarter ended March 28, 2020. “Today we are pleased to report stronger-

2003 Employee Stock Purchase Plan, as amended

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

IVAC / Intevac, Inc. / Bleichroeder Lp - INTEVAC - 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Intevac, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 461148108 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

IVAC / Intevac, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* INTEVAC INC (Name of Issuer) Common Stock (Title of Class of Securities) 461148108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

Subsidiaries of the Registrant

EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT 1. Intevac Photonics, Inc. 2. Intevac Pacific Group Holdings Ltd. Pte – Singapore 3. Lotus Technologies, Inc. – Santa Clara, California 4. IRPC, Inc. – Santa Clara, California 5. Solar Implant Technologies, Inc. – California 6. Intevac Foreign Sales Corporation – Barbados 7. Intevac Asia Private Limited – Singapore 8. Intevac Malaysia Sdn Bhd – M

Description of the Registrant’s Common Stock

EX-4.1 Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 DESCRIPTION OF COMMON STOCK The following description of the Common Stock, par value $0.001 per share (“Common Stock”) of Intevac, Inc. (the “Company”) is based upon the Company’s certificate of incorporation as currently in effect (the “Certificate of Incorporation”),

Form 10-K

10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC

INTEVAC ANNOUNCES FOURTH QUARTER AND FULL YEAR 2019 FINANCIAL RESULTS

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 INTEVAC ANNOUNCES FOURTH QUARTER AND FULL YEAR 2019 FINANCIAL RESULTS Santa Clara, Calif.—January 29, 2020—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the fiscal fourth quarter and year ended December 28, 2019. Fisc

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 29, 2020 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction (Commission File Number) (IRS Employer of

IVAC / Intevac, Inc. 10-Q - Quarterly Report - 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-26946 INTEVAC, INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 28, 2019 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commiss

INTEVAC ANNOUNCES THIRD QUARTER 2019 FINANCIAL RESULTS

EX-99.1 Exhibit 99.1 3560 Bassett Street, Santa Clara CA 95054 James Moniz Claire McAdams Chief Financial Officer Investor Relations (408) 986-9888 (530) 265-9899 INTEVAC ANNOUNCES THIRD QUARTER 2019 FINANCIAL RESULTS Santa Clara, Calif.—October 28, 2019—Intevac, Inc. (Nasdaq: IVAC) today reported financial results for the quarter and nine months ended September 28, 2019. “In the third quarter, we

IVAC / Intevac, Inc. / Bleichroeder Lp - SC 13G IVAC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.) (RULE 13d-102) Information to be included in statements filed pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Intevac, Inc. (Name of Issuer) Common shares (Title of Class of Securities) 461148108 (CUSIP/SEDOL

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 7, 2019 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction (Commission (IRS

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 14, 2019 Date of Report (date of earliest event reported) INTEVAC, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26946 94-3125814 (State or other jurisdiction of incorporation or organization) (Commission F

Form of Outside Director Restricted Stock Unit Agreement for 2012 Equity Incentive Plan

Exhibit 10.3 INTEVAC, INC. 2012 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Unless otherwise defined herein, the terms defined in the Intevac, Inc. 2012 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Agreement (the “Agreement”), which includes the Notice of Restricted Stock Unit Grant (the “Notice of Grant”) and Terms and Conditions o

Form of Performance Based Stock Option Agreement for 2012 Equity Incentive Plan

Exhibit 10.2 INTEVAC, INC. 2012 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Intevac, Inc. 2012 Equity Incentive Plan (the “Plan”) will have the same defined meanings in the Stock Option Agreement (the “Agreement”), which includes this Notice of Stock Option Grant (the “Notice of Grant”) and the Terms and Conditions of Stock Option Grant. T