Основная статистика
| LEI | 07Q4EPZRU8XATVYVY545 |
| CIK | 1472215 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Mortgage and Income Fund
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Mortgage and Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (State or other jurisdictio |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 Nuveen Mortgage and Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (State or other jurisdiction of incorporation) |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Mortgage and Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (State or other jurisdict |
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| May 9, 2023 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 CORRESP [CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. |
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| March 30, 2023 |
Nuveen Mortgage & Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 23, 2022 |
1 Nuveen Mortgage and Income Fund Portfolio of Investments September 30, 2022 (Unaudited) JLS Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 140. |
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| May 31, 2022 |
Nuveen Mortgage and Income Fund JLS Nuveen Mortgage and Income Fund Portfolio of Investments March 31, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 138. |
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| February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN MORTGAGE AND INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (State or other jurisdi |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 24, 2022 |
DEF 14A 1 d282147ddef14a.htm NUVEEN MORTGAGE & INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of th |
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| December 27, 2021 |
JLS / Nuveen Mortgage Opportunity Fund / SIT INVESTMENT ASSOCIATES INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) - Nuveen Mortgage and Income Fund (JLS) - (Name of Issuer) Common Stock - (Title of Class of Securities) 670735109 - (CUSIP Number) December 27, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 24, 2021 |
Nuveen Mortgage and Income Fund JLS Nuveen Mortgage and Income Fund Portfolio of Investments September 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 131. |
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| May 27, 2021 |
Nuveen Mortgage and Income Fund FOR VALIDATION PURPOSES ONLY - [159076.TX] JLS Nuveen Mortgage and Income Fund Portfolio of Investments March 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 130.4% (99.1% of Total Investments) MORTGAGE-BACKED SECURITIES – 84.9% (64.5% of Total Investments) $ 1,500 Alen 2021-ACEN Mortgage Trust, 144A, (1-Month LIBOR reference ra |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| March 4, 2021 |
- NUVEEN MORTGAGE & INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| November 27, 2020 |
Nuveen Mortgage and Income Fund HTML JLS Nuveen Mortgage and Income Fund Portfolio of Investments September 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 125. |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d45193d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN MORTGAGE AND INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (St |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| July 21, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 Nuveen Mortgage and Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (State or other jurisdiction of incorporati |
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| May 29, 2020 |
Nuveen Mortgage and Income Fund HTML JLS Nuveen Mortgage and Income Fund Portfolio of Investments March 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 139. |
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| April 2, 2020 |
JLS / Nuveen Mortgage Opportunity Fund DEFA14A - - NUVEEN MORTGAGE AND INCOME FUND Nuveen Mortgage and Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
JLS / Nuveen Mortgage Opportunity Fund DEF 14A - - NUVEEN MORTGAGE AND INCOME FUND Nuveen Mortgage and Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 27, 2019 |
JLS / Nuveen Mortgage Opportunity Fund NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [808584.TX] JLS Nuveen Mortgage and Income Fund (formerly known as Nuveen Mortgage Opportunity Term Fund) Portfolio of Investments September 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 40.6% (40.4% of Total Investments) MORTGAGE-BACKED SECURITIES – 35.1% (34.9% of Total Investments) $ 3,200 280 |
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| October 11, 2019 |
EX-99.A.5.V Ex-(a)(5)(v) Two Nuveen Closed-End Funds Announce Final Results of Tender Offers; Nuveen Mortgage Opportunity Term Fund to Complete Fund Restructuring NEW YORK, October 11, 2019 – Each of the Nuveen Mortgage Opportunity Term Fund (NYSE: JLS) and the Nuveen Mortgage Opportunity Term Fund 2 (NYSE: JMT) announced the final results of a tender offer. As previously announced, each fund cond |
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| October 11, 2019 |
JLS / Nuveen Mortgage Opportunity Fund SC TO-I/A - - SC TO-I/A SC TO-I/A AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 11, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 8, 2019 |
JLS / Nuveen Mortgage Opportunity Fund SC TO-I/A - - SC TO-I/A SC TO-I/A AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 8, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 8, 2019 |
EX-99.A.5.IV Ex-(a)(5)(iv) Two Nuveen Closed-End Funds Announce Preliminary Results of Tender Offers NEW YORK, October 8, 2019 – Each of the Nuveen Mortgage Opportunity Term Fund (NYSE: JLS) and the Nuveen Mortgage Opportunity Term Fund 2 (NYSE: JMT) announced the preliminary results of a tender offer. As previously announced, each fund conducted a tender offer allowing shareholders to offer their |
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| September 11, 2019 |
JLS / Nuveen Mortgage Opportunity Fund SC TO-I/A - - SC TO-I/A SC TO-I/A AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 11, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 11, 2019 |
EX-99.(A).(5).(III) 2 d803404dex99a5iii.htm EX-99.(A).(5).(III) Ex-(a)(5)(iii) Two Nuveen Closed-End Funds Announce Commencement of Tender Offers NEW YORK, September 9, 2019 — The Nuveen Mortgage Opportunity Term Fund (NYSE: JLS) and the Nuveen Mortgage Opportunity Term Fund 2 (NYSE: JMT) today commenced a tender offer. As previously announced, each fund will conduct a tender offer allowing shareh |
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| September 6, 2019 |
Nuveen Mortgage Opportunity Term Fund 333 West Wacker Drive Chicago, Illinois 60606 EX-99.(a)(1)(i) Ex-(a)(1)(i) Nuveen Mortgage Opportunity Term Fund 333 West Wacker Drive Chicago, Illinois 60606 Dear Shareholder: Nuveen Mortgage Opportunity Term Fund (the “Fund”) is a term fund that is scheduled to terminate on November 30, 2019. In May, the Board of Trustees of the Fund approved a series of proposals to restructure the Fund to eliminate its term structure and broaden its inves |
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| September 6, 2019 |
EX-99.(a)(1)(iii) Ex-(a)(1)(iii) OFFER BY NUVEEN MORTGAGE OPPORTUNITY TERM FUND TO PURCHASE FOR CASH UP TO 13,459,373 OF ITS ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST AT 100% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON OCTOBER 7, 2019 (“EXPIRATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM |
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| September 6, 2019 |
JLS / Nuveen Mortgage Opportunity Fund SC TO-I - - SC TO-I SC TO-I AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 6, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 6, 2019 |
EX-99.(a)(1)(v) Ex-(a)(1)(v) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF COMMON SHARES OF BENEFICIAL INTEREST OF NUVEEN MORTGAGE OPPORTUNITY TERM FUND This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if shareholders’ certificates for common shares of beneficial interest, par value $0.01 per share (the “Shares”), of Nuveen Mortgage Opportunity T |
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| September 6, 2019 |
EX-99.(d)(1) Exhibit (d)(1) Depositary and Information Agent Agreement Between Nuveen Mortgage Opportunity Term Fund And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLC Page 1 THIS DEPOSITARY AND INFORMATION AGENT AGREEMENT dated as of [DATE] (the “Effective Date”), is by and between Nuveen Mortgage Opportunity Term Fund, a business trust organized and existing under the la |
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| September 6, 2019 |
CONTINUANCE OF MANAGEMENT AGREEMENTS EX-99.(d)(3) Exhibit (d)(3) CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019. WITNESSETH THAT: WHEREAS, the parties hereto are the contracting parties under each certain Investment Ma |
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| September 6, 2019 |
INVESTMENT SUB-ADVISORY AGREEMENT EX-99.(d)(5) Exhibit (d)(5) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT effective as of this 1st day of October 2014, by and between Nuveen Mortgage Opportunity Term Fund, a Massachusetts business trust (the “Fund”), and Wellington Management Company, LLP, a Massachusetts limited liability partnership and a federally registered investment adviser (the “Sub-Adviser”). WHEREAS, the Fund is a closed- |
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| September 6, 2019 |
INVESTMENT MANAGEMENT AGREEMENT EX-99.(d)(2) Exhibit (d)(2) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this 1st day of October 2014, by and between Nuveen Mortgage Opportunity Term Fund, a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”). W I T N E S S E T H In consideration of the mutual covenants hereinafter contained, it is hereby agreed b |
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| September 6, 2019 |
EX-99.(a)(1)(ii) Ex-(a)(1)(ii) Nuveen Mortgage Opportunity Term Fund MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 J N T Tax ID certification on file: TOTAL SHARES 1234567890 LETTER OF TRANSMITTAL TO TENDER SHARES OF NUVEEN MORTGAGE OPPORTUNITY TERM FUND Pursuant to the Offer to Purchase dated September 9, 2019, Nuveen Mortgage Opportunity Term Fund (the “Fund”) |
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| September 6, 2019 |
FORM OF INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT EX-99.(d)(4) Exhibit (d)(4) FORM OF INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this day of 20[ ], by and between [Nuveen Fund Name], a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”). W I T N E S S E T H In consideration of the mutual covenants hereinafter contained, it is hereb |
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| September 6, 2019 |
FORM OF SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT [Nuveen Fund Name (ticker)] EX-99.(d)(6) Exhibit (d)(6) FORM OF SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT [Nuveen Fund Name (ticker)] THIS AGREEMENT is made as of the day of 20[ ], between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Teachers Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”). WHEREAS, the Adviser acts as the investment adviser for t |
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| September 6, 2019 |
EX-99.(a)(1)(iv) Ex-(a)(1)(iv) OFFER BY NUVEEN MORTGAGE OPPORTUNITY TERM FUND TO PURCHASE FOR CASH UP TO 13,459,373 ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST AT 100% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON OCTOBER 7, 2019 (“EXPIRATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER O |
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| August 30, 2019 |
JLS / Nuveen Mortgage Opportunity Fund SC TO-C - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund As filed with the Securities and Exchange Commission on August 30, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 31, 2019 |
JLS / Nuveen Mortgage Opportunity Fund DEFA14A - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 28, 2019 |
JLS / Nuveen Mortgage Opportunity Fund DEFA14A - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 28, 2019 |
JLS / Nuveen Mortgage Opportunity Fund DEF 14A - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 4, 2019 |
JLS / Nuveen Mortgage Opportunity Fund DEF 14A - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 4, 2019 |
JLS / Nuveen Mortgage Opportunity Fund CORRESP - - Response Letter Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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| May 30, 2019 |
JLS / Nuveen Mortgage Opportunity Fund NPORT-EX - - HTML JLS Nuveen Mortgage Opportunity Term Fund Portfolio of Investments March 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 136. |
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| May 24, 2019 |
JLS / Nuveen Mortgage Opportunity Fund PRE 14A - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2019 |
JLS / Nuveen Mortgage Opportunity Fund SC TO-C - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund As filed with the Securities and Exchange Commission on May 23, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2019 |
JLS / Nuveen Mortgage Opportunity Fund DEFA14A - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
JLS / Nuveen Mortgage Opportunity Fund SC TO-C SC TO-C As filed with the Securities and Exchange Commission on March 4, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 5, 2019 |
JLS / Nuveen Mortgage Opportunity Fund 425 (Prospectus) 425 Filed pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Mortgage Opportunity Term Fund Commission File No. |
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| November 29, 2018 |
EX-99.CERT 2 d638049dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
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| November 29, 2018 |
Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| June 11, 2018 |
JLS / Nuveen Mortgage Opportunity Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) NUVEEN MTG OPPORTUNITY TERM (Name of Issuer) COM (Title of Class of Securities) 670735109 (CUSIP Number) May 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| May 30, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| May 30, 2018 |
Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| February 23, 2018 |
JLS / Nuveen Mortgage Opportunity Fund NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 30, 2018 |
JLS / Nuveen Mortgage Opportunity Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) NUVEEN MTG OPPORTUNITY TERM (Name of Issuer) COM (Title of Class of Securities) 670735109 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| November 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 29, 2017 |
Nuveen Mortgage Opportunity Term Fund - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 30, 2017 |
Nuveen Mortgage Opportunity Term Fund - NUVEEN MORTGAGE OPPORTUNITY TERM FUND N-Q 1 d376442dnq.htm NUVEEN MORTGAGE OPPORTUNITY TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60 |
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| May 30, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| May 10, 2017 |
Nuveen Mortgage Opportunity Fund 144 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a |
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| March 15, 2017 |
Nuveen Mortgage Opportunity Fund NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 24, 2017 |
Nuveen Mortgage Opportunity Term Fund NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2017 |
JLS / Nuveen Mortgage Opportunity Fund / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfnuveenmtgo-670735109x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NUVEEN MTG OPPORTUNITY TERM (Name of Issuer) COM (Title of Class of Securities) 670735109 (CUSIP Number) January 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 27, 2017 |
JLS / Nuveen Mortgage Opportunity Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) NUVEEN MTG OPPORTUNITY TERM (Name of Issuer) COM (Title of Class of Securities) 670735109 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| November 29, 2016 |
EX-99.CERT 2 d261120dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
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| November 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 27, 2016 |
Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 27, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| March 10, 2016 |
Nuveen Mortgage Opportunity Term Fund NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 11, 2016 |
JLS / Nuveen Mortgage Opportunity Fund / Saba Capital Management, L.P. - SC 13G/A Passive Investment Saba Capital Management, L.P.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Mortgage Opportunity Term Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 670735109 (CUSIP Number) December 31, 2015 (Date of |
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| November 27, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 27, 2015 |
Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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| May 29, 2015 |
Nuveen Mortgage Opportunity Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 29, 2015 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| March 5, 2015 |
Nuveen Mortgage Opportunity Fund NUVEEN MORTGAGE OPPORTUNITY TERM FUND DEFA14A 1 d867957ddefa14a.htm NUVEEN MORTGAGE OPPORTUNITY TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for U |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Mortgage Opportunity Term Fund (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 95768B107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| February 17, 2015 |
JLS / Nuveen Mortgage Opportunity Fund DEF 14A - - NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 28, 2014 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| November 28, 2014 |
Nuveen Mortgage Opportunity Term Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 25, 2014 |
JLS / Nuveen Mortgage Opportunity Fund DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 24, 2014 |
JLS / Nuveen Mortgage Opportunity Fund DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 3, 2014 |
JTA / Nuveen Tax-Advantaged Total Return Strategy Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 19, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 30, 2014 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 19, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 12, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Mortgage Opportunity Term Fund (Name of Issuer) Common Shares, par value $0.01 per share (Title of Class of Securities) 670735109 (CUSIP Number) May 2, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule p |
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| May 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 27, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a13-727515nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal execut |
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| April 29, 2013 |
EX-99.2 Exhibit 99.2 Wellington Management Legacy Securities PPIF Master Fund, LP (a Delaware limited partnership) Financial Statements for the Years Ended December 31, 2012 and December 31, 2011 and Report of Independent Auditors Wellington Management Legacy Securities PPIF Master Fund, LP (a Delaware limited partnership) Investment Manager Wellington Management Company, LLP 280 Congress Street B |
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| April 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2013 NUVEEN MORTGAGE OPPORTUNITY TERM FUND (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22329 27-1094170 (State or Other Jurisdiction of |
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| April 29, 2013 |
EX-99.1 Exhibit 99.1 Wellington Management Legacy Securities PPIF, LP (a Delaware limited partnership) Financial Statements for the Years Ended December 31, 2012 and December 31, 2011 and Report of Independent Auditors Wellington Management Legacy Securities PPIF, LP (a Delaware limited partnership) Investment Manager Wellington Management Company, LLP 280 Congress Street Boston, Massachusetts 022 |
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| April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
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| February 28, 2013 |
- NUVEEN MORTGAGE OPPORTUNITY TERM FUND Nuveen Mortgage Opportunity Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 29, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| September 5, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2012 NUVEEN MORTGAGE OPPORTUNITY TERM FUND (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-22329 27-1676949 (State or Other Jurisdiction of Incorpo |
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| September 5, 2012 |
The unaudited financial statements of the Master Fund Exhibit 99.2 Wellington Management Legacy Securities PPIF Master Fund, LP (a Delaware limited partnership) Financial Statements for the Three and Six Months Ended June 30, 2012 and June 30, 2011 (Unaudited) Wellington Management Legacy Securities PPIF Master Fund, LP (a Delaware limited partnership) TABLE OF CONTENTS Page Statement of Assets, L |
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| September 5, 2012 |
The unaudited financial statements of the Feeder Fund Exhibit 99.1 Wellington Management Legacy Securities PPIF, LP (a Delaware limited partnership) Financial Statements for the Six Months Ended June 30, 2012 (Unaudited) Wellington Management Legacy Securities PPIF, LP (a Delaware limited partnership) TABLE OF CONTENTS Page Statement of Assets, Liabilities and Partners’ Capital 1 Statement of Oper |
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| August 21, 2012 |
Script for Conference Call of August 21, 2012 Exhibit 99.1 NUVEEN INVESTMENTS Moderator: TR Findlay August 21, 2012—10:00 a.m. CT TR Findlay: Good morning and welcome to the Nuveen Investments mortgage-backed securities markets and closed-end fund conference call. My name is TR Findlay; I’m the closed-end fund production specialist at Nuveen and I’ll be the moderator for today’s call. Joining me t |
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| August 21, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 21, 2012 NUVEEN MORTGAGE OPPORTUNITY TERM FUND (Exact name of Registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (State or other jurisdiction of |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| March 1, 2012 |
Final Proxy DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 17, 2012 |
CORRESP February 17, 2012 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| February 2, 2012 |
- NUVEEN MORTGAGE OPPORTUNITY TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ¨ Def |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 29, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| June 29, 2011 |
Script for Conference Call of June 29, 2011 Exhibit 99.1 Good afternoon. Welcome to the Nuveen Investments Mortgage-Backed Securities Markets and Closed-End Funds conference call. My name is Anne Kritzmire, and I will be today’s call moderator. I am a Managing Director for Nuveen Investments Closed-End Funds. We’re here today with Mike Garrett, Senior Vice President, portfolio manager and team lea |
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| June 29, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2011 NUVEEN MORTGAGE OPPORTUNITY TERM FUND (Exact name of Registrant as specified in its charter) Massachusetts 811-22329 27-1094170 (State or other jurisdiction of incorporat |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 27, 2011 |
EX-99.CERT 2 a11-1225610ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). þ Def |
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| November 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22329 Nuveen Mortgage Opportunity Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 28, 2010 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Mortgage Opportunity Term Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| November 20, 2009 |
Nuveen Asset Management 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www. |
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| November 3, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NUVEEN MORTGAGE OPPORTUNITY TERM FUND (Exact Name of Registrant as Specified in Its Charter) MASSACHUSETTS 27-1094170 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3 |
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| November 3, 2009 |
Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 October 30, 2009 Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 October 30, 2009 BY EDGAR Securities and Exchange Commission 100 F Street, N. |
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| October 9, 2009 |
October 9, 2009 Robert H. Rosenblum D 202.778.9464 [email protected] Stacy H. Winick D 202.778.9252 [email protected] Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Mortgage Opportunity Term Fund 333-161958; 811-22329 Ladies and Gentlemen: On behalf of the Nuveen Mortgage Opportunity Term Fund (the ?Fund?) and in response to a request from |
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| September 16, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940; and in connection with such notifi |
