Основная статистика
| CIK | 1386926 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to KKR Financial Holdings LLC
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| January 26, 2018 |
KFH / KKR Financial Holdings LLC 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-167479 KKR Financial Holdings LLC (Exact name of registrant as specified |
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| January 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2018 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commis |
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| December 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2017 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction (Commission File Number) |
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| December 13, 2017 |
KKR Financial Holdings LLC Announces Redemption of all Outstanding Series A LLC Preferred Shares EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Redemption of all Outstanding Series A LLC Preferred Shares SAN FRANCISCO, December 13, 2017—KKR Financial Holdings LLC (the “Company”) announced today that it will redeem all of its outstanding 7.375% Series A LLC Preferred Shares (the “Series A LLC Preferred Shares”) on January 16, 2018 (the “Redemption Date”) in |
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| December 13, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2017 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commi |
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| November 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2017 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 17, 2017 |
Exhibit 4.3 SECOND SUPPLEMENTAL INDENTURE Dated as of November 17, 2017 Supplementing that Certain INDENTURE Dated as of March 30, 2017 Among KKR FINANCIAL HOLDINGS LLC, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 5.50% Senior Notes due 2032 TABLE OF CONTENTS Page ARTICLE I Issuance of Securities Section 1.1. Capitalized Terms. 2 Section 1.2. Additional Notes. 2 Section 1.3. Ag |
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| November 8, 2017 |
KFH / KKR Financial Holdings LLC 10-Q (Quarterly Report) 10-Q 1 kfn-2017930x10xq.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition per |
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| October 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q3178-kearningsreleasewrap.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2017 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware (State or other juris |
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| October 26, 2017 |
KKR & Co. L.P. Reports Third Quarter 2017 Results Exhibit KKR & Co. L.P. Reports Third Quarter 2017 Results NEW YORK, October 26, 2017 - KKR & Co. L.P. (NYSE: KKR) today reported its third quarter 2017 results. GAAP net income (loss) attributable to KKR & Co. L.P. common unitholders was $153.6 million and $818.6 million for the quarter and nine months ended September 30, 2017 , respectively. On a diluted basis, net income (loss) per common unit w |
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| September 21, 2017 |
KKR Financial Holdings 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2017 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Comm |
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| August 10, 2017 |
KFH / KKR Financial Holdings LLC 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 00 |
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| July 27, 2017 |
KKR & Co. L.P. Reports Second Quarter 2017 Results EX-99.1 2 q217earningsrelease.htm EXHIBIT 99.1 KKR & Co. L.P. Reports Second Quarter 2017 Results NEW YORK, July 27, 2017 - KKR & Co. L.P. (NYSE: KKR) today reported its second quarter 2017 results. GAAP net income (loss) attributable to KKR & Co. L.P. common unitholders was $405.6 million and $665.0 million for the quarter and six months ended June 30, 2017, respectively. On a diluted basis, net |
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| July 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q2178-kearningsreleasewrap.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware (State or other jurisdic |
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| June 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2017 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissio |
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| May 11, 2017 |
KKR Financial Holdings 10-Q (Quarterly Report) 10-Q 1 kfn-2017331x10xq.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| May 11, 2017 |
KKR FINANCIAL ADVISORS LLC 555 CALIFORNIA STREET, 50TH FLOOR SAN FRANCISCO, CA 94104 EX-10.1 2 exhibit101incentivefeewaiv.htm EXHIBIT 10.1 Exhibit 10.1 KKR FINANCIAL ADVISORS LLC 555 CALIFORNIA STREET, 50TH FLOOR SAN FRANCISCO, CA 94104 May 5, 2017 KKR Financial Holdings LLC 555 California Street, 50th Floor San Francisco, CA 94104 Attention: Chief Executive Officer Reference is hereby made to the Amended and Restated Management Agreement (as amended through the date hereof, the “ |
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| April 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q1178-kearningsreleasewrap.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware (State or other jurisdi |
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| April 27, 2017 |
KKR & Co. L.P. Reports First Quarter 2017 Results EX-99.1 2 q117earningsrelease.htm EXHIBIT 99.1 KKR & Co. L.P. Reports First Quarter 2017 Results NEW YORK, April 27, 2017 - KKR & Co. L.P. (NYSE: KKR) today reported its first quarter 2017 results. GAAP net income (loss) attributable to KKR & Co. L.P. common unitholders was $259.3 million for the quarter ended March 31, 2017. On a diluted basis, net income (loss) per common unit was $0.52 for the |
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| April 7, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2017 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissio |
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| April 7, 2017 |
KKR Financial Holdings LLC Announces Redemption of all Outstanding 7.500% Senior Notes due 2042 EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Redemption of all Outstanding 7.500% Senior Notes due 2042 SAN FRANCISCO, April 7, 2017—KKR Financial Holdings LLC (the “Company”) announced today that it will redeem all of its outstanding 7.500% Senior Notes due 2042 (the “Notes”) on April 24, 2017 in accordance with the optional redemption provisions provided in |
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| April 3, 2017 |
EX-99.8 11 a998-kkrnautilusagg2014and.htm EXHIBIT 99.8 2015 & 2014 ANNUAL REP Exhibit 99.8 KKR Nautilus Aggregator Limited KKR NAUTILUS AGGREGATOR LIMITED Financial Statements as of and for the Years Ended December 31, 2015 and 2014 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. KKR NAUTI |
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| April 3, 2017 |
EX-99.7 10 a997-kkrnautilusaggregator.htm EXHIBIT 99.7 Exhibit 99.7 KKR Nautilus Aggregator Limited KKR NAUTILUS AGGREGATOR LIMITED Financial Statements as of and for the Year Ended December 31, 2016, and Independent Auditors’ Report 1 KKR NAUTILUS AGGREGATOR LIMITED TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1-2 FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016: Stateme |
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| April 3, 2017 |
Exhibit 99.6 Maritime Finance Company Ltd. Consolidated Financial Statements December 31, 2015 and 2014 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. 1 MARITIME FINANCE COMPANY LTD. CONSOLIDATED BALANCE SHEETS AS OF DECEMBER 31, 2015 and 2014 (Stated in United States dollars) (Amounts in |
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| March 31, 2017 |
KKR Financial Holdings 10-KA (Annual Report) 10-K/A 1 kfn-20161231x10xkamendment.htm 10-KA Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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| March 31, 2017 |
EX-99.4 7 a994-tre2015and2014audited.htm EXHIBIT 99.4 Exhibit 99.4 Trinity River Energy, LLC Combined and Consolidated Financial Statements as of and for the Years Ended December 31, 2015 and 2014 and Independent Auditors’ Report TRINITY RIVER ENERGY, LLC TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1–2 COMBINED AND CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED DECEMBER 31 |
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| March 31, 2017 |
Exhibit Exhibit 99.3 Trinity River Energy, LLC Consolidated Financial Statements As of and for the Year Ended December 31, 2016 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. TRINITY RIVER ENERGY, LLC TABLE OF CONTENTS Page CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DE |
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| March 31, 2017 |
EX-99.5 8 a995-mcc2016auditedfsrf.htm EXHIBIT 99.5 Exhibit 99.5 Maritime Credit Corporation Ltd. Combined and Consolidated Financial Statements as of and for the Year Ended December 31, 2016 and Independent Auditors’ Report MARITIME CREDIT CORPORATION LTD. TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1-2 COMBINED AND CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31 |
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| March 31, 2017 |
EX-99.1 5 a991-trinityaggunauditedrf.htm EXHIBIT 99.1 Exhibit 99.1 KNR Trinity Holdings LLC Financial Statements as of and for the Years ended December 31, 2016 and 2015 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. KNR TRINITY HOLDINGS LLC TABLE OF CONTENTS Page FINANCIAL STATEMENTS AS |
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| March 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2017 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 30, 2017 |
EX-4.1 2 ex41.htm EXHIBIT 4.1 Exhibit 4.1 INDENTURE Dated as of March 30, 2017 Among KKR FINANCIAL HOLDINGS LLC, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 Article I Definitions and Other Provisions of General Application Section 101. Definitions. 1 Section 102. Compliance Certificates and Opinions. 9 Section 103. Form of Documents D |
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| March 30, 2017 |
Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE Dated as of March 30, 2017 Supplementing that Certain INDENTURE Dated as of March 30, 2017 Among KKR FINANCIAL HOLDINGS LLC, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 5.50% Senior Notes due 2032 TABLE OF CONTENTS Page Article I Issuance of Securities Section 1.1. Issuance of Notes; Principal Amount; Maturity; Title. 2 Section 1.2. Inte |
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| March 29, 2017 |
2015 & 2014 ANNUAL REP Exhibit 99.8 KKR Nautilus Aggregator Limited KKR NAUTILUS AGGREGATOR LIMITED Financial Statements as of and for the Years Ended December 31, 2015 and 2014 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. KKR NAUTILUS AGGREGATOR LIMITED TABLE OF CONTENTS Page FINANCIAL |
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| March 29, 2017 |
KKR Financial Holdings 10-K (Annual Report) 10-K 1 kfn-20161231x10xk.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| March 29, 2017 |
EX-99.1 6 a991-trinityaggregator2015.htm EXHIBIT 99.1 Exhibit 99.1 KNR Trinity Holdings LLC Financial Statements as of and for the Years ended December 31, 2016 and 2015 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. KNR TRINITY HOLDINGS LLC TABLE OF CONTENTS Page FINANCIAL STATEMENTS AS |
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| March 29, 2017 |
EX-99.3 8 a993-trinityriverenergy201.htm EXHIBIT 99.3 Exhibit 99.3 Trinity River Energy, LLC Consolidated Financial Statements As of and for the Year Ended December 31, 2016 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. TRINITY RIVER ENERGY, LLC TABLE OF CONTENTS Page CONSOLIDATED FINANC |
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| March 29, 2017 |
EX-99.2 7 a992trinityaggregator2014a.htm EXHIBIT 99.2 Exhibit 99.2 KNR Trinity Holdings LLC Financial Statements as of and for the Period from September 30, 2014 (Commencement of Operations) to December 31, 2014, and Independent Auditors’ Report KNR TRINITY HOLDINGS LLC TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1 FINANCIAL STATEMENTS AS OF AND FOR THE PERIOD FROM SEPTEMBER 30, 2014 (COMM |
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| March 29, 2017 |
Exhibit 99.6 Maritime Finance Company Ltd. Consolidated Financial Statements December 31, 2015 and 2014 (Unaudited) These financial statements have not been audited by our independent accountants, and they assume no responsibility for such financial statements. 1 MARITIME FINANCE COMPANY LTD. CONSOLIDATED BALANCE SHEETS AS OF DECEMBER 31, 2015 and 2014 (Stated in United States dollars) (Amounts in |
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| March 29, 2017 |
Exhibit 99.7 KKR Nautilus Aggregator Limited KKR NAUTILUS AGGREGATOR LIMITED Financial Statements as of and for the Year Ended December 31, 2016, and Independent Auditors’ Report KKR NAUTILUS AGGREGATOR LIMITED TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1–2 FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016: Statement of Assets and Liabilities 3 Schedule of Investments 4 |
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| March 29, 2017 |
KKR Financial Holdings LLC List of Subsidiaries EXHIBIT 21.1 KKR Financial Holdings LLC List of Subsidiaries The following is a list of the consolidated subsidiaries of KKR Financial Holdings LLC as of December 31, 2016. Company Jurisdiction of Incorporation or Formation KKR TRS Holdings, Ltd. Cayman Islands KKR Financial Holdings, Ltd. Cayman Islands KKR Financial Holdings II, Ltd. Cayman Islands KKR Financial Holdings III, Ltd. Cayman Islands |
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| March 29, 2017 |
EX-99.5 10 a995-mcc2016audited.htm EXHIBIT 99.5 Exhibit 99.5 Maritime Credit Corporation Ltd. Combined and Consolidated Financial Statements as of and for the Year Ended December 31, 2016 and Independent Auditors’ Report MARITIME CREDIT CORPORATION LTD. TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1-2 COMBINED AND CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2 |
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| March 29, 2017 |
Consolidate d Balance She et Property and equipment: As of and for the Year Ended December 31, 2014 EX-99.4 9 a994-trinityriverenergy201.htm EXHIBIT 99.4 Exhibit 99.4 Trinity River Energy, LLC Combined and Consolidated Financial Statements as of and for the Years Ended December 31, 2015 and 2014 and Independent Auditors’ Report TRINITY RIVER ENERGY, LLC TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1–2 COMBINED AND CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED DECEMBER 31 |
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| March 23, 2017 |
8-K 1 a17-897718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2017 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction o |
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| February 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2017 KKR & CO. |
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| February 9, 2017 |
KKR & Co. L.P. Reports Fourth Quarter and Full Year 2016 Results EX-99.1 2 q416earningsrelease.htm EXHIBIT 99.1 KKR & Co. L.P. Reports Fourth Quarter and Full Year 2016 Results NEW YORK, February 9, 2017 - KKR & Co. L.P. (NYSE: KKR) today reported its fourth quarter and full year 2016 results. GAAP net income (loss) attributable to KKR & Co. L.P. common unitholders was $171.0 million and $287.1 million for the quarter and full year ended December 31, 2016, resp |
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| December 22, 2016 |
8-K 1 a16-2344818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2016 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdicti |
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| November 29, 2016 |
KKR Financial Holdings KKR FINANCIAL HOLDINGS LLC 15-15D 11-29-2016 15-15D 1 form15-15d.htm KKR FINANCIAL HOLDINGS LLC 15-15D 11-29-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333- 16 |
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| November 15, 2016 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 28, 2016, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12 |
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| November 9, 2016 |
KKR Financial Holdings 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2016 |
KKR FINANCIAL ADVISORS LLC 555 CALIFORNIA STREET, 50TH FLOOR SAN FRANCISCO, CA 94104 EX-10.1 2 exhibit101-kfnincentivefee.htm EXHIBIT 10.1 Exhibit 10.1 KKR FINANCIAL ADVISORS LLC 555 CALIFORNIA STREET, 50TH FLOOR SAN FRANCISCO, CA 94104 November 7, 2016 KKR Financial Holdings LLC 555 California Street, 50th Floor San Francisco, CA 94104 Attention: Chief Executive Officer Reference is hereby made to the Amended and Restated Management Agreement (as amended through the date hereof, |
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| October 25, 2016 |
KKR Financial Holdings LLC Announces Redemption of all Outstanding 8.375% Senior Notes due 2041 EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Redemption of all Outstanding 8.375% Senior Notes due 2041 SAN FRANCISCO, October 25, 2016—KKR Financial Holdings LLC (the “Company”) announced today that it will redeem all of its outstanding 8.375% Senior Notes due 2041 (the “Notes”) on November 15, 2016 in accordance with the optional redemption provisions provid |
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| October 25, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 form8k.htm KKR FINANCIAL HOLDINGS LLC 8-K 10-25-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-380 |
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| October 25, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q3168-kearningsreleasewrap.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware (State or other juris |
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| October 25, 2016 |
KKR & Co. L.P. Reports Third Quarter 2016 Results Exhibit KKR & Co. L.P. Reports Third Quarter 2016 Results NEW YORK, October 25, 2016 - KKR & Co. L.P. (NYSE: KKR) today reported its third quarter 2016 results. GAAP net income (loss) attributable to KKR & Co. L.P. common unitholders was $352.2 million and $116.1 million for the quarter and nine months ended September 30, 2016, respectively, compared to $(190.6) million and $456.2 million in the c |
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| September 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2016 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Comm |
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| September 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2016 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Comm |
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| August 10, 2016 |
KKR Financial Holdings 10-Q (Quarterly Report) 10-Q 1 kfn-2016630x10xq.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| July 26, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q2168-kearningsreleasewrap.htm KKR & CO. L.P. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2016 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware (State or |
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| July 26, 2016 |
KKR & Co. L.P. Reports Second Quarter 2016 Results Exhibit KKR & Co. L.P. Reports Second Quarter 2016 Results NEW YORK, July 26, 2016 - KKR & Co. L.P. (NYSE: KKR) today reported its second quarter 2016 results. GAAP net income (loss) attributable to KKR & Co. L.P. common unitholders was $93.9 million and $(236.0) million for the quarter and six months ended June 30, 2016, respectively, compared to $376.3 million and $646.8 million in the comparabl |
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| June 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2016 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissio |
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| May 11, 2016 |
KKR Financial Holdings LLC 10-Q (Quarterly Report) 10-Q 1 kfn-2016331x10xq.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| May 11, 2016 |
AMENDMENT NO. 5 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLC EX-3.1 2 kfn2016331ex31.htm EXHIBIT 3.1 Exhibit 3.1 AMENDMENT NO. 5 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLC This Amendment No. 5 (this “Amendment”) to the Amended and Restated Operating Agreement of KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), is made as of May 5, 2016. Capitalized terms used herein and not otherwise define |
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| April 25, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2016 KKR & CO. |
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| April 25, 2016 |
KKR & Co. L.P. Reports First Quarter 2016 Results EX-99.1 2 a51326820ex991.htm EXHIBIT 99.1 KKR & Co. L.P. Reports First Quarter 2016 Results NEW YORK, April 25, 2016 - KKR & Co. L.P. (NYSE: KKR) today reported a GAAP net loss for the first quarter 2016 of $(329.9) million. For the quarter ended March 31, 2016, After-tax Economic Net Income and After-tax Economic Net Income per adjusted unit were $(553.0) million and $(0.65), respectively, compar |
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| March 29, 2016 |
KKR Financial Holdings LLC 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33 |
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| March 29, 2016 |
KKR Financial Holdings LLC List of Subsidiaries EXHIBIT 21.1 KKR Financial Holdings LLC List of Subsidiaries The following is a list of the consolidated subsidiaries of KKR Financial Holdings LLC as of December 31, 2015. Company Jurisdiction of Incorporation or Formation KKR TRS Holdings, Ltd. Cayman Islands KKR Financial Holdings, Ltd. Cayman Islands KKR Financial Holdings II, Ltd. Cayman Islands KKR Financial Holdings III, Ltd. Cayman Islands |
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| March 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissi |
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| February 11, 2016 |
KKR & Co. L.P. Reports Fourth Quarter and Full Year 2015 Results EX-99.1 2 a51277524ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR & Co. L.P. Reports Fourth Quarter and Full Year 2015 Results NEW YORK-(BUSINESS WIRE)-February 11, 2016-KKR & Co. L.P. (NYSE:KKR) today reported GAAP net income for the fourth quarter and full year 2015 of $32.3 million and $488.5 million, respectively. For the full year 2015, After-tax Economic Net Income and After-tax Economic Net Income |
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| February 11, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51277524.htm KKR & CO. L.P. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2016 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-34820 26-0426107 ( |
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| December 23, 2015 |
8-K 1 a15-2533218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2015 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdicti |
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| October 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2015 KKR & CO. |
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| October 27, 2015 |
Exhibit 99.1 KKR & Co. L.P. Announces Third Quarter 2015 Results KKR adopts a $500 million unit repurchase program KKR to change distribution policy to fixed $0.16 per common unit per quarter beginning with the fourth quarter of 2015 GAAP net income (loss) attributable to KKR & Co. L.P. was $(190.6) million and $456.2 million for the quarter and nine months ended September 30, 2015, respectively, |
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| September 24, 2015 |
8-K 1 a15-1997918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2015 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdict |
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| July 23, 2015 |
EX-99.1 2 a51147487ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR & Co. L.P. Announces Second Quarter 2015 Results Strong Investment Performance Drives Record Economic Net Income GAAP net income (loss) attributable to KKR & Co. L.P. was $376.3 million and $646.8 million for the quarter and six months ended June 30, 2015, respectively, up from $178.2 million and $388.3 million in the comparable periods of |
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| July 23, 2015 |
KKR KKR & CO. L.P. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2015 KKR & CO. |
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| June 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2015 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissio |
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| May 15, 2015 |
CORRESP 1 filename1.htm May 15, 2015 VIA COURIER AND EDGAR Michael Volley Staff Accountant United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-6010 RE: KKR Financial Holdings LLC File No. 001-33437 Form 10-K for the fiscal year ended December 31, 2014 Dear Mr. Volley: Reference is made to the comments of the Staff of the United S |
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| April 23, 2015 |
EX-99.1 2 a51085664ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR & Co. L.P. Announces First Quarter 2015 Results Exit Activity and Realized Cash Carry Drive Strong Distributable Earnings GAAP net income (loss) attributable to KKR & Co. L.P. was $270.5 million for the quarter ended March 31, 2015, up from $210.0 million for the quarter ended March 31, 2014. Total distributable earnings was $516.5 million |
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| April 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51085664.htm KKR & CO. L.P. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2015 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-34820 001-33437 26-04 |
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| March 26, 2015 |
KKR Financial Holdings 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2015 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissi |
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| March 2, 2015 |
8-K 1 a15-556518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2015 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdictio |
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| February 10, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51036546.htm KKR & CO. L.P. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2015 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-34820 001-33437 26 |
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| February 10, 2015 |
EX-99.1 2 a51036546ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR & Co. L.P. Announces Fourth Quarter and Full Year 2014 Results Realization Activity Drives Strong Full Year Distribution GAAP net income (loss) attributable to KKR & Co. L.P. was ($0.6) million and $477.6 million for the quarter and year ended December 31, 2014, respectively, down from $277.9 million and $691.2 million in the comparable pe |
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| January 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2014 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commi |
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| December 22, 2014 |
8-K 1 a14-2637718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2014 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdicti |
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| October 23, 2014 |
EX-99.1 2 a50967967ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR & Co. L.P. Announces Third Quarter 2014 Results Realization Activity Drives Strong Year-to-Date Distributable Earnings NEW YORK-(BUSINESS WIRE)-October 23, 2014-GAAP net income (loss) attributable to KKR & Co. L.P. was $89.9 million for the quarter ended September 30, 2014, down from $204.7 million in the quarter ended September 30, 2013. |
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| October 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50967967.htm KKR & CO. L.P. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-34820 001-33437 26- |
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| October 17, 2014 |
8-K 1 a14-2252918k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2014 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorpora |
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| September 25, 2014 |
8-K 1 a14-2142318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2014 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdict |
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| July 24, 2014 |
EX-99.1 2 a50911386ex991.htm EXHIBIT 99.1 Exhibit 99.1 KKR & Co. L.P. Announces Second Quarter 2014 Results Exit Activity Drives Record Total Distributable Earnings GAAP net income (loss) attributable to KKR & Co. L.P. was $178.2 million and $388.3 million for the quarter and six months ended June 30, 2014, respectively, up from $15.1 million and $208.6 million in the comparable periods of 2013. T |
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| July 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50911386.htm KKR & CO. L.P. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 KKR & CO. L.P. KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-34820 001-33437 26-042 |
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| July 21, 2014 |
8-K 1 a14-1749018k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2014 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporatio |
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| July 2, 2014 |
KFH / KKR Financial Holdings LLC / THORNBURG INVESTMENT MANAGEMENT INC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* KKR Financial Holdings (Name of Issuer) Common (Title of Class of Securities) 48248A306 (CUSIP Number) June 30, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| June 27, 2014 |
AMENDMENT NO. 3 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLC EX-3.1 2 a14-161561ex3d1.htm EX-3.1 Exhibit 3.1 AMENDMENT NO. 3 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLC This Amendment No. 3 (this “Amendment”) to the Amended and Restated Operating Agreement of KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), is made as of June 27, 2014. Capitalized terms used herein and not otherwise defined |
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| June 27, 2014 |
8-K 1 a14-1615618k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2014 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporatio |
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| June 27, 2014 |
EX-10.1 3 a14-161561ex10d1.htm EX-10.1 Exhibit 10.1 THIRD AMENDMENT AGREEMENT THIS THIRD AMENDMENT AGREEMENT (this “Third Amendment Agreement”) is entered into this 27th day of June, 2014 between KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), and KKR Financial Advisors LLC, a Delaware limited liability company (together with its permitted assignees, the “Manager” |
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| May 30, 2014 |
8-K 1 a14-1438918k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2014 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporation |
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| May 30, 2014 |
FORM OF INDEMNIFICATION AGREEMENT EX-10.1 2 a14-143891ex10d1.htm EX-10.1 Exhibit 10.1 FORM OF INDEMNIFICATION AGREEMENT This Indemnification Agreement is dated as of , 2014 (this “Agreement”) and is by and among KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”) and (the “Indemnitee”). Background The Company believes that in order to attract and retain highly competent persons to serve as directors or |
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| May 13, 2014 |
15-12B 1 a14-1269811512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33437 KKR FINANCIAL HOLDINGS LLC (Ex |
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| May 5, 2014 |
EX-99.1 2 a14-118701ex99d1.htm EX-99.1 Exhibit 99.1 April 30, 2014 KKR & Co. L.P. Completes Acquisition of KKR Financial Holdings LLC NEW YORK & SAN FRANCISCO—(BUSINESS WIRE)— KKR & Co. L.P. (NYSE:KKR) and KKR Financial Holdings LLC (NYSE:KFN) today announced the completion of KKR’s acquisition of KFN. Common shareholders of KFN, at a special meeting held earlier today, voted to adopt the merger a |
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| May 5, 2014 |
8-K 1 a14-1187018k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2014 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporati |
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| May 1, 2014 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 12, 2014, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2( |
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| April 30, 2014 |
SC 13E3/A 1 a14-115691sc13e3a.htm SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 4 KKR FINANCIAL HOLDINGS LLC (Name of the Issuer) KKR FINANCIAL HOLDINGS LLC KKR & CO. L.P. KKR FUND HOLDINGS L.P. KKR GROUP HOLDINGS L.P. KKR FUND HOLDINGS GP LIM |
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| April 25, 2014 |
425 1 a14-112531425.htm 425 Filed by KKR & Co. L.P. Commission File No.: 001-34820 Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: KKR Financial Holdings LLC Commission File No. for Registration Statement on Form S-4: 333-193359 Additional Information for KFN Common Shareholders In connection with the proposed transaction, KKR & Co. L.P. (“KKR”) filed a Registration Statemen |
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| April 23, 2014 |
425 1 a14-109972425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2014 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction o |
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| April 23, 2014 |
Results of Operations and Financial Condition 8-K 1 a14-1099718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2014 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of |
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| April 23, 2014 |
KKR Financial Holdings LLC Announces First-Quarter 2014 Financial Results EX-99.1 2 a14-109971ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces First-Quarter 2014 Financial Results SAN FRANCISCO, April 23, 2014—KKR Financial Holdings LLC (NYSE:KFN) (“KFN” or the “Company”) today announced its results for the first quarter ended March 31, 2014. First-Quarter 2014 Highlights · Net income available to common shareholders for the first quarter ended March |
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| April 22, 2014 |
Filed by KKR Financial Holdings LLC pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934. |
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| April 15, 2014 |
425 1 a14-106301425.htm 425 Filed by KKR Financial Holdings LLC pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934. Subject Company: KKR Financial Holdings LLC Commission File No.: 001-33437 Commission File No. for Registration Statement on Form S-4: 333-193359 KKR Financial Holdings LLC sent the following letter to |
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| April 8, 2014 |
425 1 a14-100572425.htm 425 Filed by KKR Financial Holdings LLC pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934. Subject Company: KKR Financial Holdings LLC Commission File No.: 001-33437 Commission File No. for Registration Statement on Form S-4: 333-193359 April 8, 2014 Dear Shareholder: According to our latest |
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| April 7, 2014 |
Filed by KKR Financial Holdings LLC pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934. |
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| April 1, 2014 |
425 1 a14-94961425.htm 425 Filed by KKR Financial Holdings LLC pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934. Subject Company: KKR Financial Holdings LLC Commission File No.: 001-33437 Commission File No. for Registration Statement on Form S-4: 333-193359 April 1, 2014 Dear Shareholder: We have previously sent |
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| March 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2014 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissi |
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| March 25, 2014 |
DEFM14A 1 a2219250zdefm14a.htm DEFM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check |
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| March 24, 2014 |
Filed by KKR Financial Holdings LLC pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934. |
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| March 24, 2014 |
425 1 a14-32368425.htm 425 Filed by KKR & Co. L.P. Commission File No. 001-34820 Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: KKR Financial Holdings LLC KKR Financial Holdings LLC Announces Meeting Date for Special Meeting of Common Shareholders SAN FRANCISCO, March 24, 2014 /PRNewswire/ — KKR Financial Holdings LLC (NYSE:KFN) (the “Company”) announced today that it will |
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| March 21, 2014 |
SC 13E3/A 1 a14-77711sc13e3a.htm SC 13E3/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 3 KKR FINANCIAL HOLDINGS LLC (Name of the Issuer) KKR FINANCIAL HOLDINGS LLC KKR & CO. L.P. KKR FUND HOLDINGS L.P. COPAL MERGER SUB LLC KKR GROUP |
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| March 19, 2014 |
Strictly Private & Confidential December 5, 2013 Questions for LION Management Exhibit (c)(20) Strictly Private & Confidential December 5, 2013 Questions for LION Management This presentation, and the oral or video presentation that supplements it, have been developed by and are proprietary to Sandler O'Neill & Partners, L. |
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| March 19, 2014 |
SC 13E3/A 1 a14-77711sc13e3a.htm SC 13E3/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 2 KKR FINANCIAL HOLDINGS LLC (Name of the Issuer) KKR FINANCIAL HOLDINGS LLC KKR & CO. L.P. KKR FUND HOLDINGS L.P. COPAL MERGER SUB LLC KKR GROUP |
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| March 11, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 1 KKR FINANCIAL HOLDINGS LLC (Name of the Issuer) KKR FINANCIAL HOLDINGS LLC KKR & CO. L.P. KKR FUND HOLDINGS L.P. COPAL MERGER SUB LLC KKR GROUP HOLDINGS L.P. KKR FUND HOLDINGS GP LIMITED |
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| February 27, 2014 |
KKR Financial Holdings 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENTS KKR FINANCIAL HOLDINGS LLC AND SUBSIDIARIES Index to Consolidated Financial Statements ITEM 7. |
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| February 18, 2014 |
Exhibit (c)(12) December 13, 2013 Fairness Opinion Materials Regarding: Project WILDCATS Strictly Private & Confidential GENERAL INFORMATION AND LIMITATIONS This presentation, and the oral or video presentation that supplements it, have been developed by and are proprietary to Sandler O'Neill & Partners, L. |
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| February 18, 2014 |
Exhibit (c)(8) November 27, 2013 Presentation to the Transaction Committee Regarding Project WILDCATS Strictly Private & Confidential SANDLER O’NEILL + PARTNERS, L. |
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| February 18, 2014 |
Exhibit (c)(9) December 6, 2013 Presentation to the Transaction Committee Regarding Project WILDCATS Strictly Private & Confidential SANDLER O’NEILL + PARTNERS, L. |
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| February 18, 2014 |
Exhibit (c)(15) Project Copal: Discussion of Selected Alternative Sources of Balance Sheet Capital Goldman, Sachs & Co. |
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| February 18, 2014 |
Project Copal Discussion Materials Goldman, Sachs & Co. October 17, 2013 Exhibit (c)(13) Project Copal Discussion Materials Goldman, Sachs & Co. October 17, 2013 Disclaimer Goldman, Sachs & Co. (“GS”) has prepared and provided these materials and GS’s related presentation (the “Confidential Information”) solely for the information and assistance of the Board of Directors and senior management of Roger (the "Company") in connection with their consideration of the matter |
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| February 18, 2014 |
Project Copal Discussion Materials Goldman, Sachs & Co. October 2013 Exhibit (c)(14) Project Copal Discussion Materials Goldman, Sachs & Co. October 2013 Disclaimer Goldman, Sachs & Co. (“GS”) has prepared and provided these materials and GS’s related presentation (the “Confidential Information”) solely for the information and assistance of the Board of Directors (the "Board“) and senior management of Roger (the "Company") in connection with their consideration of |
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| February 18, 2014 |
Exhibit (c)(19) Project Copal PRESENTATION TO THE INDEPENDENT DIRECTORS OF THE BOARD OF DIRECTORS OF KKR MANAGEMENT LLC, THE GENERAL PARTNER TO KKR 16 DECEMBER 2013 CONFIDENTIAL \\NYCNS-INB001\EDOCS\edocs\edocsworkspace\fig\projects\kkr\copal\powerpoint\independent directors materials\Project Copal Lazard Materials 2013. |
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| February 18, 2014 |
Project Copal Goldman, Sachs & Co. November 2013 Exhibit (c)(16) Project Copal Goldman, Sachs & Co. November 2013 Comparison of KFN and KKR Investor Base Investors by Style Over Time KFN Style Evolution KKR Style Evolution 12% 13% 13% 12% 11% 14% 13% 14% 24% 25% 22% 22% 22% 21% 22% 21% 17% 14% 12% 15% 19% 21% 19% 19% 11% 13% 15% 17% 14% 10% 9% 9% 30% 29% 30% 28% 28% 27% 27% 27% 4% 3% 5% 4% 4% 5% 5% 5% 2% 2% 2% 1% 1% 2% 2% 2% 2% 2% 0% 10% 20% 30% |
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| February 18, 2014 |
Exhibit (c)(5) November 12, 2013 Presentation to the Transaction Committee Regarding Project WILDCATS Strictly Private & Confidential SANDLER O’NEILL + PARTNERS, L. |
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| February 18, 2014 |
Exhibit (c)(10) December 6, 2013 Presentation to the Transaction Committee Regarding Project WILDCATS Equity Research GENERAL INFORMATION AND LIMITATIONS This presentation, and the oral or video presentation that supplements it, have been developed by and are proprietary to Sandler O'Neill & Partners, L. |
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| February 18, 2014 |
Exhibit (c)(7) November 24, 2013 Project WILDCATS Views on Valuation Strictly Private & Confidential SANDLER O’NEILL + PARTNERS, L. |
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| February 18, 2014 |
Exhibit (c)(18) Project Copal Presentation to Roger Board of Directors December 15, 2013 Goldman Sachs does not provide accounting, tax, or legal advice. |
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| February 18, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 KKR FINANCIAL HOLDINGS LLC (Name of the Issuer) KKR FINANCIAL HOLDINGS LLC KKR & CO. L.P. KKR FUND HOLDINGS L.P. COPAL MERGER SUB LLC KKR GROUP HOLDINGS L.P. KKR FUND HOLDINGS GP LIMITED KKR GROUP LIMITE |
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| February 18, 2014 |
Exhibit (c)(11) December 10, 2013 Presentation Regarding Project WILDCATS Strictly Private & Confidential SANDLER O’NEILL + PARTNERS, L. |
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| February 18, 2014 |
Exhibit (c)(4) November 6, 2013 Presentation to the Transaction Committee Regarding Project WILDCATS Strictly Private & Confidential SANDLER O’NEILL + PARTNERS, L. |
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| February 18, 2014 |
November 21, 2013 Presentation to the Transaction Committee Regarding Project WILDCATS Exhibit (c)(6) November 21, 2013 Presentation to the Transaction Committee Regarding Project WILDCATS GENERAL INFORMATION AND LIMITATIONS This presentation, and the oral or video presentation that supplements it, have been developed by and are proprietary to Sandler O'Neill & Partners, L. |
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| February 18, 2014 |
EX-99.(C)(17) 15 a14-57211ex99dc17.htm EX-99.(C)(17) Exhibit (c)(17) Illustrative Value Sensitivity to Underlying Portfolio Assumptions ($ in millions) Note: Base case assumptions include 2% CDR, 30% CPR, 70% recovery on loans, 30% recovery on bonds, 325 basis point spread on reinvestment with a 1% LIBOR floor. Additionally assumes portfolio clean-up, where loans trading below 75% of par value are |
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| February 14, 2014 |
Filed by KKR & Co. L.P. Commission File No. 001-34820 Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: KKR Financial Holdings LLC Additional Information for KFN Common Shareholders In connection with the proposed transaction, KKR & Co. L.P. (“KKR”) filed a Registration Statement on Form S-4 that includes a proxy statement/prospectus of KKR Financial Holdings LLC (“KFN”). The |
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| February 7, 2014 |
425 1 a14-53681425.htm 425 Filed by KKR & Co. L.P. Commission File No. 001-34820 Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: KKR Financial Holdings LLC Additional Information for KFN Common Shareholders In connection with the proposed transaction, KKR & Co. L.P. (“KKR”) filed a Registration Statement on Form S-4 that includes a proxy statement/prospectus of KKR Financial |
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| February 5, 2014 |
KFH / KKR Financial Holdings LLC / COOPERMAN LEON G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* KKR FINANCIAL HOLDINGS LLC (Name of Issuer) Common Stock (Title of Class of Securities) 48248A306 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 31, 2014 |
Exhibit 99.1 KKR Financial Holdings LLC Announces Fourth-Quarter and Full-Year 2013 Financial Results and Quarterly Distribution of $0.22 per Common Share SAN FRANCISCO, January 31, 2014—KKR Financial Holdings LLC (NYSE:KFN) (“KFN” or the “Company”) today announced its results for the fourth quarter and full year ended December 31, 2013. Fourth-Quarter and Full-Year 2013 Highlights · Net income av |
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| January 31, 2014 |
Filed by KKR Financial Holdings LLC pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934. |
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| January 31, 2014 |
Results of Operations and Financial Condition 8-K 1 a14-464518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2014 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction o |
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| January 21, 2014 |
KFH / KKR Financial Holdings LLC / THORNBURG INVESTMENT MANAGEMENT INC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* KKR Financial Holdings (Name of Issuer) Common (Title of Class of Securities) 48248A306 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| December 26, 2013 |
8-K 1 a13-2713818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 24, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdicti |
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| December 20, 2013 |
Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: KKR Financial Holdings LLC Subject Company: KKR Financial Holdings LLC Commission File No. |
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| December 18, 2013 |
Filed by KKR & Co. L.P. Commission File No. 001-34820 Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: KKR Financial Holdings LLC Additional Information for KFN Common Shareholders In connection with the proposed transaction, KKR & Co. L.P. (“KKR”) currently intends to file a Registration Statement on Form S-4 that will include a proxy statement/prospectus of KKR Financial Ho |
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| December 17, 2013 |
EX-2.1 2 a13-263802ex2d1.htm EX-2.1 EXHIBIT 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among KKR & CO. L.P. KKR FUND HOLDINGS L.P., COPAL MERGER SUB LLC and KKR FINANCIAL HOLDINGS LLC Dated as of December 16, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Effective Time; Closing Date 2 1.3 Effects of the Merger 2 1.4 Organizational Documents and Directors an |
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| December 17, 2013 |
Filed by KKR & Co. L.P. Commission File No. 001-34820 Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: KKR Financial Holdings LLC Additional Information for KFN Common Shareholders In connection with the proposed transaction, KKR & Co. L.P. (“KKR”) currently intends to file a Registration Statement on Form S-4 that will include a proxy statement/prospectus of KKR Financial Ho |
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| December 17, 2013 |
Filed by KKR & Co. L.P. Commission File No. 001-34820 Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: KKR Financial Holdings LLC December 2013 KKR & Co. L.P. Acquisition of KKR Financial Holdings LLC Our Model Funds and separately managed accounts Balance sheet Capital markets Multiple Revenue Streams Fees Carry Balance sheet yield Balance sheet gains Investment professional |
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| December 17, 2013 |
EX-99.1 3 a13-263802ex99d1.htm EX-99.1 EXHIBIT 99.1 KKR TO ACQUIRE KKR FINANCIAL HOLDINGS FOR $2.6 BILLION IN AN ALL-EQUITY TRANSACTION Expected to Increase Scale, Diversification, Liquidity and Yield Profile of KKR’s Balance Sheet KKR Plans to Distribute 100% of KFN’s Realized Earnings Transaction to be Immediately Accretive to Total Distributable Earnings per Unit, Distribution per Unit and Book |
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| December 17, 2013 |
425 1 a13-2638028k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 KKR & CO. L.P. (Exact name of registrant as specified in its charter) Commission File Number: 001-34820 Delaware 26-0426107 (State or othe |
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| December 16, 2013 |
425 1 a13-2638058k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorpor |
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| December 16, 2013 |
EX-99.1 3 a13-263805ex99d1.htm EX-99.1 EXHIBIT 99.1 KKR TO ACQUIRE KKR FINANCIAL HOLDINGS FOR $2.6 BILLION IN AN ALL-EQUITY TRANSACTION Expected to Increase Scale, Diversification, Liquidity and Yield Profile of KKR’s Balance Sheet KKR Plans to Distribute 100% of KFN’s Realized Earnings Transaction to be Immediately Accretive to Total Distributable Earnings per Unit, Distribution per Unit and Book |
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| December 16, 2013 |
EX-2.1 2 a13-263805ex2d1.htm EX-2.1 EXHIBIT 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among KKR & CO. L.P. KKR FUND HOLDINGS L.P., COPAL MERGER SUB LLC and KKR FINANCIAL HOLDINGS LLC Dated as of December 16, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Effective Time; Closing Date 2 1.3 Effects of the Merger 2 1.4 Organizational Documents and Directors an |
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| December 16, 2013 |
8-K 1 a13-2638058k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 KKR FINANCIAL HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorpor |
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| December 16, 2013 |
EX-2.1 2 a13-263805ex2d1.htm EX-2.1 EXHIBIT 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among KKR & CO. L.P. KKR FUND HOLDINGS L.P., COPAL MERGER SUB LLC and KKR FINANCIAL HOLDINGS LLC Dated as of December 16, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Effective Time; Closing Date 2 1.3 Effects of the Merger 2 1.4 Organizational Documents and Directors an |
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| December 16, 2013 |
EX-99.1 3 a13-263805ex99d1.htm EX-99.1 EXHIBIT 99.1 KKR TO ACQUIRE KKR FINANCIAL HOLDINGS FOR $2.6 BILLION IN AN ALL-EQUITY TRANSACTION Expected to Increase Scale, Diversification, Liquidity and Yield Profile of KKR’s Balance Sheet KKR Plans to Distribute 100% of KFN’s Realized Earnings Transaction to be Immediately Accretive to Total Distributable Earnings per Unit, Distribution per Unit and Book |
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| October 23, 2013 |
EX-99.1 2 a13-227411ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Third Quarter 2013 Financial Results and Quarterly Distribution of $0.22 per Common Share SAN FRANCISCO, October 23, 2013—KKR Financial Holdings LLC (NYSE:KFN) (“KFN” or the “Company”) today announced its results for the third quarter ended September 30, 2013. Third Quarter 2013 Highlights · Net income availab |
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| October 23, 2013 |
Results of Operations and Financial Condition 8-K 1 a13-2274118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2013 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction |
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| September 30, 2013 |
8-K 1 a13-2155218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdict |
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| September 26, 2013 |
8-K 1 a13-2126218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdict |
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| July 23, 2013 |
8-K 1 a13-1702118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2013 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of |
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| July 23, 2013 |
EX-99.1 2 a13-170211ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Second Quarter 2013 Financial Results, Quarterly Distribution of $0.21 per Common Share, and Retirement of Chief Executive Officer SAN FRANCISCO, July 23, 2013—KKR Financial Holdings LLC (NYSE:KFN) (“KFN” or the “Company”) today announced its results for the second quarter ended June 30, 2013. Second Quarter 2 |
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| June 28, 2013 |
EX-4.16 2 a2215610zex-416.htm EX-4.16 Exhibit 4.16 KKR FINANCIAL HOLDINGS LLC, as Issuer, -and- WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of [ ], [ ] Debt Securities CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310 (a)(1) 607 (a)(2) 607 (a)(3) N.A. (a)(4) N.A. (a)(5) 607 (b) 608 (c) N.A. 311 (a) 604 (b) 604 (c) N.A. 312 (a) 701, 702 (b) 702 (c) 7 |
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| June 28, 2013 |
Exhibit 12.1 Computation of Ratios of Earnings to Fixed Charges and Preferred Share Distributions (amounts in thousands) Quarter ended March 31, 2013 Year ended December 31, 2012 Year ended December 31, 2011 Year ended December 31, 2010 Year ended December 31, 2009 Year ended December 31, 2008 Earnings (loss): Income (loss) before equity in income of unconsolidated affiliate and income tax expense |
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| June 28, 2013 |
EX-25.1 10 a2215610zex-251.htm EX-25.1 Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) o WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as specified in |
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| June 28, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on June 28, 2013 Registration No. |
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| June 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissio |
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| June 21, 2013 |
CORRESP 1 filename1.htm June 21, 2013 VIA COURIER AND EDGAR Sharon Blume Assistant Chief Accountant Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: KKR Financial Holdings LLC Form 10-K for the fiscal year ended December 31, 2012 Filed February 28, 2013 Form 10-Q for the fiscal quarter ended March 31, 2013 Filed May 8, 2013 File No. 0 |
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| May 3, 2013 |
Submission of Matters to a Vote of Security Holders 8-K 1 a13-1143618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2013 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of in |
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| May 1, 2013 |
EX-99.1 2 a13-112891ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces First Quarter 2013 Financial Results and Quarterly Distribution of $0.21 per Common Share SAN FRANCISCO, May 1, 2013—KKR Financial Holdings LLC (NYSE:KFN) (“KFN” or the “Company”) today announced its results for the first quarter ended March 31, 2013. First Quarter 2013 Highlights · Net income available to com |
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| May 1, 2013 |
Results of Operations and Financial Condition 8-K 1 a13-1128918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2013 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of in |
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| March 28, 2013 |
- WITHDRAWAL OF EXEMPTIVE APPLICATION 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction (Commission File Number) (I |
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| March 18, 2013 |
DEF 14A 1 a2213547zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box |
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| March 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| March 1, 2013 |
[Letterhead of Richards, Layton & Finger, P.A.] EX-99.1 2 a13-62723ex99d1.htm EX-99.1 Exhibit 99.1 [Letterhead of Richards, Layton & Finger, P.A.] March 1, 2013 KKR Financial Holdings LLC 555 California Street, 50th Floor San Francisco, California 94104 Re: KKR Financial Holdings LLC Ladies and Gentlemen: We have acted as special Delaware counsel for KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), in connection |
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| March 1, 2013 |
CALCULATION OF REGISTRATION FEE 424B5 1 a2213317z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-167479 CALCULATION OF REGISTRATION FEE Title of each class of securities to beregistered Amount to be registered Proposed maximum offering price per share(1) Proposed Maximum Aggregate Offering Price(2) Amount of |
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| March 1, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction of Incorporation) (Commissio |
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| February 7, 2013 |
8-K 1 a13-472818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction |
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| February 5, 2013 |
EX-99.1 2 a13-43611ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Fourth Quarter and Full Year 2012 Financial Results, Quarterly Distribution of $0.21 per Common Share, and a Special Distribution of $0.05 per Common Share SAN FRANCISCO, CA, February 5, 2013—KKR Financial Holdings LLC (NYSE:KFN) (“KFN” or the “Company”) today announced its results for the fourth quarter and fu |
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| February 5, 2013 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2013 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| January 30, 2013 |
KFH / KKR Financial Holdings LLC / THORNBURG INVESTMENT MANAGEMENT INC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* KKR Financial Holdings (Name of Issuer) Common (Title of Class of Securities) 48248A306 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 18, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 a13-325718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction |
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| January 18, 2013 |
EX-99.1 2 a13-32571ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Issues Conversion Right Termination Notice for Its 7.50% Convertible Senior Notes Due 2017 SAN FRANCISCO, CA, January 18, 2013—KKR Financial Holdings LLC (NYSE:KFN) (“KFN” or the “Company”) has issued a conversion rights termination notice (the “Termination Notice”) to holders of its 7.50% convertible senior notes due 20 |
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| January 17, 2013 |
Exhibit 12.1 Computation of Ratios of Earnings to Combined Fixed Charges and Preferred Equity Distributions (amounts in thousands) Nine Months ended September 30, 2012 Year ended December 31, 2011 Nine Months ended September 30, 2011 Year ended December 31, 2010 Year ended December 31, 2009 Year ended December 31, 2008 Year ended December 31, 2007 Year ended December 31, 2006 (1) Earnings (loss): |
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| January 17, 2013 |
8-K 1 a12-2746678k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdictio |
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| January 17, 2013 |
As filed with the Securities and Exchange Commission on January 17, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| January 17, 2013 |
SHARE DESIGNATION OF THE 7.375% SERIES A LLC PREFERRED SHARES KKR FINANCIAL HOLDINGS LLC Exhibit 3.1 SHARE DESIGNATION OF THE 7.375% SERIES A LLC PREFERRED SHARES KKR FINANCIAL HOLDINGS LLC KKR Financial Holdings LLC, a limited liability company organized and existing under the laws of the State of Delaware (the “Company”), hereby executes this Share Designation and establishes the Series A LLC Preferred Shares (as defined below). FIRST: Pursuant to Article 2 of the Amended and Restat |
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| January 17, 2013 |
Exhibit 4.1 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO THE COMPANY OR THE TRANSFER AGENT NAMED ON THE FACE OF THIS CERTIFICATE, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & |
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| January 11, 2013 |
Exhibit 1.1 13,000,000 Shares KKR FINANCIAL HOLDINGS LLC 7.375% Series A LLC Preferred Shares, no par value Underwriting Agreement January 10, 2013 Citigroup Global Markets Inc. Morgan Stanley & Co. LLC UBS Securities LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 1 |
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| January 11, 2013 |
8-K 1 a12-2746648k.htm 8-K c UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2013 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdict |
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| January 11, 2013 |
Exhibit 99.2 Risks Factors Our common shareholders should carefully consider the following risk factors, the risks discussed under the caption “Risk Factors” in our Annual Report on Form 10-K filed with the SEC on February 28, 2012 (our “Form 10-K”) and other filings that we make from time to time, including our consolidated financial statements and accompanying notes. Any of the following risks c |
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| January 11, 2013 |
CALCULATION OF REGISTRATION FEE 424B5 1 a2212424z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-167479 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee(1)(2) 7.375% Series A LLC Preferred Shares $373,75 |
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| January 11, 2013 |
AMENDMENT NO. 2 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLC Exhibit 3.1 AMENDMENT NO. 2 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLC This Amendment No. 2 (this “Amendment”) to the Amended and Restated Operating Agreement of KKR Financial Holdings, LLC, a Delaware limited liability company (the “Company”), is made as of January 10, 2013. Capitalized terms used herein and not otherwise defined are used as defined in the Curre |
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| January 11, 2013 |
KKR Financial Holdings LLC Prices 7.375% Series A LLC Preferred Shares Exhibit 99.1 KKR Financial Holdings LLC Prices 7.375% Series A LLC Preferred Shares SAN FRANCISCO, Jan. 10/PRNewswire-FirstCall/ — KKR Financial Holdings LLC (NYSE: KFN) (the “Company”) today announced pricing of a public offering of 13 million 7.375% Series A LLC Preferred Shares (the “Shares”) at a public offering price of $25 per Share. Distributions on the Shares will be paid quarterly, when, |
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| January 10, 2013 |
SUBJECT TO COMPLETION, DATED JANUARY 10, 2013 424B5 1 a2211926z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-167479 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securitie |
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| January 10, 2013 |
KKR Financial Holdings LLC Pricing Term Sheet January 10, 2013 FWP 1 a12-274665fwp.htm FWP Filed pursuant to Rule 433 Registration No. 333-167479 Supplementing the Preliminary Prospectus Supplement dated January 10, 2013 (To Prospectus dated November 7, 2011) KKR Financial Holdings LLC Pricing Term Sheet January 10, 2013 Issuer: KKR Financial Holdings LLC (the “Company”) Title of Security: 7.375% Series A LLC Preferred Shares (the “Shares”) Size: $325,000,000 |
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| December 5, 2012 |
KKR Financial Holdings LLC Announces New $150 Million Revolving Credit Facility EX-99.1 3 a12-274663ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces New $150 Million Revolving Credit Facility SAN FRANCISCO, December 5, 2012—KKR Financial Holdings LLC (NYSE:KFN) (the “Company”) today announced that the Company entered into a credit agreement with Citibank N.A., Bank of America, N.A., Deutsche Bank AG New York Branch, Morgan Stanley Bank, N.A., Royal Bank of |
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| December 5, 2012 |
EX-10.1 2 a12-274663ex10d1.htm EX-10.1 Exhibit 10.1 CREDIT AGREEMENT Dated as of November 30, 2012 among KKR FINANCIAL HOLDINGS LLC as the Borrower CITIBANK, N.A. as Administrative Agent and CITIBANK, N.A. as Swingline Lender and Issuing Bank and The Other Lenders Party Hereto and CITIGROUP GLOBAL MARKETS INC. as Sole Lead Arranger and Sole Book Manager and BANK OF AMERICA, N.A. and DEUTSCHE BANK |
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| December 5, 2012 |
8-K 1 a12-2746638k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2012 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdicti |
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| October 25, 2012 |
EX-99.1 2 a12-251211ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Third Quarter 2012 Financial Results and a Quarterly Distribution of $0.21 per Common Share SAN FRANCISCO, CA, October 25, 2012—KKR Financial Holdings LLC (NYSE: KFN) (“KFN” or the “Company”) today announced its results for the third quarter ended September 30, 2012. Third Quarter 2012 Highlights · Net income |
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| October 25, 2012 |
Results of Operations and Financial Condition 8-K 1 a12-2512118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2012 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction |
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| July 26, 2012 |
EX-99.1 2 a12-170731ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Second Quarter 2012 Financial Results and a Quarterly Distribution of $0.21 per Common Share SAN FRANCISCO, CA, July 26, 2012—KKR Financial Holdings LLC (NYSE: KFN) (“KFN” or the “Company”) today announced its results for the second quarter ended June 30, 2012. Second Quarter 2012 Highlights · Net income for t |
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| July 26, 2012 |
Results of Operations and Financial Condition 8-K 1 a12-1707318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2012 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of |
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| April 27, 2012 |
Submission of Matters to a Vote of Security Holders 8-K 1 a12-1063418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2012 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of |
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| April 25, 2012 |
Results of Operations and Financial Condition 8-K 1 a12-1037918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2012 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of |
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| April 25, 2012 |
EX-99.1 2 a12-103791ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces First Quarter 2012 Financial Results and a Quarterly Distribution of $0.18 per Common Share SAN FRANCISCO, CA, April 25, 2012—KKR Financial Holdings LLC (NYSE: KFN) (“KFN” or the “Company”) today announced its results for the first quarter ended March 31, 2012. First Quarter 2012 Highlights · Net income for th |
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| March 20, 2012 |
EX-99.1 4 a12-61086ex99d1.htm EX-99.1 Exhibit 99.1 SIMPSON THACHER & BARTLETT LLP 2550 HANOVER STREET PALO ALTO, CA 94304 (650) 251-5000 FACSIMILE (650) 251-5002 March 20, 2012 KKR Financial Holdings LLC 555 California Street, 50th Floor San Francisco, California 94104 Ladies and Gentlemen: We have acted as counsel to KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”) |
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| March 20, 2012 |
8-A12B 1 a12-610878a12b.htm 8-A12B As filed with the Securities and Exchange Commission on March 20, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware |
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| March 20, 2012 |
Exhibit 4.2 KKR FINANCIAL HOLDINGS LLC, as Company, WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee, and CITIBANK, N.A., Authenticating Agent, Paying Agent and Security Registrar SECOND SUPPLEMENTAL INDENTURE Dated as of March 20, 2012 to INDENTURE Dated as of November 15, 2011 7.500% Senior Notes due 2042 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS SECTION 1.01. Scope of Supplemental Indentur |
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| March 20, 2012 |
KKR FINANCIAL HOLDINGS LLC 7.500% Senior Notes due 2042 Underwriting Agreement EX-1.1 2 a12-61086ex1d1.htm EX-1.1 Exhibit 1.1 KKR FINANCIAL HOLDINGS LLC 7.500% Senior Notes due 2042 Underwriting Agreement March 13, 2012 Citigroup Global Markets Inc. Morgan Stanley & Co. LLC UBS Securities LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Mo |
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| March 20, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a12-610868k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2012 KKR Financial Holdings LLC (Exact Name of Registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other Jurisdiction o |
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| March 15, 2012 |
424B5 1 a2208089z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-167479 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 7.500% Senior Notes due 2042 $115,000,000 $13,179. |
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| March 13, 2012 |
KKR Financial Holdings LLC Pricing Term Sheet Date: March 13, 2012 FWP 1 a12-61085fwp.htm FWP Filed pursuant to Rule 433 Registration No. 333-167479 Supplementing the Preliminary Prospectus Supplement dated March 13, 2012 (To Prospectus dated November 7, 2011) KKR Financial Holdings LLC Pricing Term Sheet Date: March 13, 2012 Issuer: KKR Financial Holdings LLC Security Description: 7.500% Senior Notes due 2042 (the “Notes”) Principal Amount: $100,000,000 Over-all |
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| March 13, 2012 |
DEF 14A 1 a2207848zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Pr |
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| March 13, 2012 |
SUBJECT TO COMPLETION DATED MARCH 13, 2012 424B5 1 a2208089z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-167479 SUBJECT TO COMPLETION DATED MARCH 13, 2012 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospect |
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| March 13, 2012 |
DEFA14A 1 a12-15613defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rul |
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| February 6, 2012 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2012 KKR Financial Holdings LLC (Exact name of registrant as specified in its charter) Delaware 001-33437 11-3801844 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| February 6, 2012 |
EX-99.1 2 a12-43361ex99d1.htm EX-99.1 Exhibit 99.1 KKR Financial Holdings LLC Announces Fourth Quarter and Full Year 2011 Financial Results and a Quarterly Distribution of $0.18 per Common Share and an Annual Special Distribution of $0.08 per Common Share SAN FRANCISCO, CA, February 6, 2012—KKR Financial Holdings LLC (NYSE: KFN) (“KFN” or the “Company”) today announced its results for the fourth q |
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| February 3, 2012 |
KFH / KKR Financial Holdings LLC / THORNBURG INVESTMENT MANAGEMENT INC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* KKR Financial Holdings (Name of Issuer) Common (Title of Class of Securities) 48248A306 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
