LENS / EA Series Trust - Sarmaya Thematic ETF - Документы SEC, Годовой отчет, Доверенное заявление

LENS / Presbia PLC 15-12B 15-12B

15-12B 1 d746257d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36824 PRESBIA PLC (Exact name of regi

LENS / Presbia PLC S-8 POS S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 7, 2019 Registration No.

LENS / Presbia PLC S-8 POS S-8 POS

S-8 POS 1 d745308ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 7, 2019 Registration No. 333-228428 Registration No. 333-212958 Registration No. 333-201758 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-228428 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STA

LENS / Presbia PLC S-8 POS S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on May 7, 2019 Registration No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2019 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IRS

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Material Impairments, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2019 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IRS

Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited – Ireland Presbia USA, Inc. – Delaware (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V. – The Netherlands Presbia Coöperatief U.A. – The Netherlands* Presbia Deutchland GmbH - Germany Presbia Investments – Cayman Islands* * Entity under dissolution

LENS / Presbia PLC 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-36824 PRESBIA PLC (

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2019 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IRS

LENS / Presbia PLC NT 10-K

NT 10-K 1 lens-nt10k20181231.htm NT 10-K UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, D.C. 20549 Expires: February 28, 2022 Estimated average burden hours per response.....……...2.50 FORM 12b-25 SEC FILE NUMBER 001-36824 NOTIFICATION OF LATE FILING CUSIP NUMBER G7234P100 (Check one): ☒Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2019 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (I

Consulting Agreement, dated as of February 1, 2019, by and between Presbia PLC and Richard T. Fogarty

EX-10.1 2 lens-ex1016.htm EX-10.1 Exhibit 10.1 Presbia Consulting Agreement THIS CONSULTING AGREEMENT ("Agreement") is made effective as of February 1, 2019, by and between PRESBIA PLC hereafter referred to as “Presbia”, a company organized under the laws of Ireland with a principal place of business at Sandyford Office Centre, Suite 7, 17 Corrig Road, Sandyford Dublin 18, D18 N6K8, Ireland and ma

Loan Guaranty, dated December 10, 2018, given by Presbia PLC.

Exhibit 10.5 GUARANTY Beneficiary: Richard S. Ressler, an individual Issuer: Presbia USA, Inc., a Delaware corporation Guarantor: Presbia PLC, an Irish incorporated public limited company THIS GUARANTY (this “Guaranty”) is dated for reference purposes and executed as of December 10, 2018, by the guarantor identified above (“Guarantor”), with reference to the following facts: BACKGROUND: A. Guarant

Second Amended and Restated Certificate of Incorporation of Presbia USA, Inc.

EX-10.8 9 lens-ex1088.htm EX-10.8 Exhibit 10.8 PRESBIA USA, INC. SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Presbia USA, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, hereby certifies as follows: FIRST: The name of this corporation is Presbia USA, Inc. and the original Certificate of Incorporation was filed wit

Preferred Stock Guaranty, dated December 10, 2018, given by Presbia PLC.

EX-10.9 10 lens-ex1096.htm EX-10.9 Exhibit 10.9 GUARANTY Beneficiary: Richard S. Ressler, an individual Issuer: Presbia USA, Inc., a Delaware corporation Guarantor: Presbia PLC, an Irish incorporated public limited company THIS GUARANTY (this “Guaranty”) is dated for reference purposes and executed as of December 10, 2018, by the guarantor identified above (“Guarantor”), with reference to the foll

Warrant to Purchase Ordinary Shares of Presbia PLC, dated December 10, 2018.

EX-10.10 11 lens-ex10107.htm EX-10.10 Exhibit 10.10 Warrant NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED

Securities Purchase & Exchange Agreement, dated as of December 10, 2018, by and among Presbia PLC, Presbia USA, Inc. and Richard Ressler.

Exhibit 10.1 THE SECURITIES REFERRED TO HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE SOLD, MORTGAGED, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR OFFERED TO BE SO TRANSFERRED EXCEPT AS PERMITTED UNDER THE ACT AND THE

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (

Security and Pledge Agreement, dated as of December 10, 2018, by and between Presbia USA, Inc. and Richard Ressler.

EX-10.3 4 lens-ex10332.htm EX-10.3 Exhibit 10.3 SECURITY AND PLEDGE AGREEMENT THIS SECURITY AND PLEDGE AGREEMENT (as amended, restated, modified or supplemented and in effect from time to time, this “Agreement”) is entered into as of December 10, 2018, by and between PRESBIA USA, INC., a Delaware corporation (“Debtor”), and RICHARD RESSLER (together with any successors, “Secured Party”). W I T N E

Secured Promissory Note, dated December 10, 2018, made by Presbia USA, Inc. in favor of Richard Ressler.

Exhibit 10.2 SECURED PROMISSORY NOTE $3,500,000.00 December 10, 2018 FOR VALUE RECEIVED, PRESBIA USA, INC., a Delaware corporation (the “Company”), hereby unconditionally promises to pay to the order of RICHARD RESSLER (the “Holder”) or his respective successors and assigns, having an address at 4700 Wilshire Blvd, Los Angeles, CA 90010, at such address or at such other place as may be designated

Subscription Letter for Shares, dated December 10, 2018.

Exhibit 10.7 Richard S. Ressler 4700 Wilshire Blvd. Los Angeles, CA 90010 USA 323-860-9500 SUBSCRIPTION LETTER FOR SHARES 10 December 2018 To: The Board of Directors Presbia PLC Ten Earlsfort Terrace Dublin 2 D02 T380 Dear Sirs Presbia PLC (the “Company”) - Subscription for Preferred Shares I irrevocably and unconditionally apply for the allotment and issue to me of 100 preferred shares (of which

Charge of Shares in respect of Presbia Ireland, Limited, dated as of December 10, 2018, between Presbia USA, Inc. and Richard Ressler.

EX-10.4 5 lens-ex104327.htm EX-10.4 Exhibit 10.4 DATED10 December 2018 PRESBIA USA, INC. (as Chargor) and RICHARD RESSLER (as Lender) CHARGE OF SHARES in respect of PRESBIA IRELAND, LIMITED McCann FitzGerald Riverside One Sir John Rogerson’s Quay Dublin 2 AMV\31081036.4 CONTENTS CLAUSEPAGE 1.Interpretation1 2.Covenant to Pay4 3.Security Over Investments4 4.Negative pledge5 5.Perfection of Security

Pledge Agreement, dated as of December 10, 2018, by and between Presbia PLC and Richard Ressler.

EX-10.6 7 lens-ex10633.htm EX-10.6 Exhibit 10.6 PLEDGE AGREEMENT THIS PLEDGE AGREEMENT (as amended, restated, modified or supplemented and in effect from time to time, this “Agreement”) is executed as of December 10, 2018 (the “Closing Date”), by and between PRESBIA PLC, a company incorporated in Ireland (registered no. 539137 ), whose registered office is at Riverside One, Sir John Rogerson’s Qua

LENS / Presbia PLC / RESSLER RICHARD S - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* PRESBIA PLC (Name of Issuer) Ordinary Shares, Par Value $0.001 Per Share (Title of Class of Securities) G7234P100 (CUSIP Number) Richard S. Ressler c/o Presbia PLC Sandyford Office Centre, Suite 7 17 Corrig Road Dublin 2 Ireland +353 (1) 659 9446 with co

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (

Amendment No. 2 to Presbia Incentive Plan.

EX-10.3 3 lens-ex1038.htm EX-10.3 Exhibit 10.3 PRESBIA PLC AMENDMENT NO. 2 TO PRESBIA PLC INCENTIVE PLAN The Presbia PLC Incentive Plan (the “Plan”) is hereby amended by the Board of Directors, subject to approval of shareholders of Presbia PLC, as follows: 1. Section 3.2 of the Plan is hereby amended to increase the total number of Ordinary Shares available for issuance under the Plan by 300,000

LENS / Presbia PLC S-8

As filed with the Securities and Exchange Commission on November 16, 2018 Registration No.

LENS / Presbia PLC 10-Q (Quarterly Report)

10-Q 1 lens-10q20180930.htm 10-Q UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exac

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IR

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IR

LENS / Presbia PLC 10-Q (Quarterly Report)

10-Q 1 lens-10q20180630.htm 10-Q UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact nam

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 lens-8k20180730.htm 8-KIRISH FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of

31 December 2017

EX-99.1 2 lens-ex9916.htm EX-99.1 EXHIBIT 99.1 Presbia PLC Report and Consolidated Financial Statements for the year ended 31 December 2017 PRESBIA PLC REPORT AND CONSOLIDATED FINANCIAL STATEMENTS CONTENTS PAGE COMPANY INFORMATION 2 DIRECTORS’ REPORT 3 - 7 STATEMENT OF DIRECTORS' RESPONSIBILITIES 8 INDEPENDENT AUDITOR'S REPORT 9 - 13 CONSOLIDATED STATEMENT OF OPERATIONS AND COMPREHENSIVE LOSS 14 C

LENS / Presbia PLC DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

LENS / Presbia PLC PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

LENS / Presbia PLC 10-Q (Quarterly Report)

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact name of registrant as specified in

Stock Purchase Agreement dated April 12, 2018 by and among Presbia PLC, Presbia USA, Inc. and Richard Ressler.

EX-10.1 2 lens-ex1017.htm EX-10.1 Exhibit 10.1 THE SECURITIES REFERRED TO HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE SOLD, MORTGAGED, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR OFFERED TO BE SO TRANSFERRED EXCEPT

Guaranty dated April 12, 2018.

EX-10.4 5 lens-ex1046.htm EX-10.4 Exhibit 10.4 Final GUARANTY Beneficiary: Richard S. Ressler, an individual Issuer: Presbia USA, Inc., a Delaware corporation Guarantor: Presbia PLC, an Irish incorporated public limited company THIS GUARANTY (this "Guaranty") is dated for reference purposes and executed as of April 12, 2018, by the guarantor identified above ("Guarantor"), with reference to the fo

Warrant to Purchase Ordinary Shares dated April 12, 2018.

Exhibit 10.3 Warrant NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIV

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IRS

Subscription Letter dated April 12, 2018 by and between Presbia PLC and Richard Ressler.

EX-10.2 3 lens-ex1029.htm EX-10.2 Exhibit 10.2 Richard S. Ressler 4700 Wilshire Blvd. Los Angeles, CA 90010 USA 323-860-9500 SUBSCRIPTION LETTER FOR SHARES 12 April 2018 To: The Board of Directors Presbia PLC Ten Earlsfort Terrace Dublin 2 D02 T380 Dear Sirs Presbia PLC (the “Company”) - Subscription for Preferred Shares I irrevocably and unconditionally apply for the allotment and issue to us of

LENS / Presbia PLC / RESSLER RICHARD S - RESSLER AMENDMENT NO. 3 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* PRESBIA PLC (Name of Issuer) Ordinary Shares, Par Value $0.001 Per Share (Title of Class of Securities) G7234P100 (CUSIP Number) Richard S. Ressler c/o Presbia PLC Sandyford Office Centre, Suite 7 17 Corrig Road Dublin 2 Ireland +353 (1) 659 9446 with co

Employment Letter, effective as of January 1, 2018, between the Company and Dr. Michna

Exhibit 10.26 Magda Michna 2411 N Hall St, Unit 32 Dallas, TX, 75204 Dear Magda: I am very pleased to set forth the following terms and conditions of your continued employment and compensation with Presbia PLC (“Presbia”) effective January 1, 2018. Please confirm your acceptance of these terms by countersigning this letter below and returning it to me by January 8, 2018. 1.Position. You will conti

Subsidiaries of the Registrant

EX-21.1 5 lens-ex2119.htm EX-21.1 Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited – Ireland Presbia USA, Inc. – Delaware (U.S.) Visitome, Inc. – California (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V. – The Netherlands Presbia Coöperatief U.A. – The Netherlands Presbia Deutchland GmbH - Germany Presbia

Separation Agreement between the Company and Todd Cooper

Exhibit 10.27 December 18, 2017 Mr. Todd Cooper 19 Merrill Hill Ladera Ranch, CA 92694 Re: Separation and General Release Agreement Dear Todd: This will confirm your resignation from employment and all positions that you hold with Presbia PLC (the “Company”) and its subsidiaries (collectively, the “Presbia Group”), including as a member of the board of directors of the Company (the “Board”), effec

LENS / Presbia PLC 10-K (Annual Report)

Ch UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-36824 PRESBIA PL

Separation Agreement between the Company and Randy Thurman

Exhibit 10.28 December 15, 2017 Mr. Randy Thurman 139 Dutton Mill Rd. Malvern, PA 19355 Re: Separation and General Release Agreement Dear Randy: This will confirm your resignation from employment and all positions that you hold with Presbia PLC (the “Company”) and its subsidiaries (collectively, the “Presbia Group”), including as a member of the board of directors of the Company (the “Board”), eff

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IRS

POWER OF ATTORNEY

EX-24 2 magdapoa.htm POWER OF ATTORNEY POWER OF ATTORNEY Known by all those present, that Michna Magda hereby constitutes and appoints each of Mark Yung, Richard Fogarty, David Goret, Esq., and Meredith Prithviraj, Esq. as his true and lawful attorneys-in-fact with respect to Presbia, to: (1) prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securit

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

lens-8k20180221.DOCX.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission

POWER OF ATTORNEY

EX-24 2 lindpoa.htm POWER OF ATTORNEY Known by all those present, that Casey Jean Lind hereby constitutes and appoints each of Mark Yung, Richard Fogarty, David Goret, Esq., and Meredith Prithviraj, Esq. as his true and lawful attorneys-in-fact with respect to Presbia, to: (1) prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange

February 13, 2018

EX-99.1 3 lens-ex9916.htm EX-99.1 Exhibit 99.1 February 13, 2018 Presbia Announces New Management Appointments DUBLIN-(BUSINESS WIRE)- Presbia PLC (NASDAQ: LENS, or the “Company”), an ophthalmic device company and leader in near-vision restoration, announced that Casey Lind has been appointed as Chief Operating Officer effective February 12, 2018. As Chief Operating Officer, Ms. Lind is responsibl

Employment Letter, effective as of February 1, 2018, between the Company and Casey Lind.

lens-ex1017.htm Exhibit 10.1 Mailing Address: PresbiBio LLC 8845 Irvine Center Drive, Suite 100 Irvine, CA 92618 USA Tel: +1-949-502-7010 Fax: +1-323-832-8447 February 1, 2018 Ms. Casey Lind [email protected] RE:OFFER OF EMPLOYMENT, VIA E-MAIL Dear Ms. Lind: PresbiBio LLC is pleased to offer you an opportunity to join our company as a/an Chief Operating Officer in the Operations Department loc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 lens-8k20180213.htm 8-K20180213 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

lens-8k20180212.DOCX.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission

Consulting Agreement effective as of January 15, 2018, by and between Presbia PLC and Vladimir Feingold.

lens-ex1017.htm Exhibit 10.1 Presbia Consulting Agreement THIS CONSULTING AGREEMENT (?Agreement?) is made effective as of January 15, 2018, by and between PRESBIBIO, LLC hereafter referred to as ?Presbia?, a California Limited Liability Company with a principal place of business at 8845 Irvine Center Drive, Suite 100, Irvine, CA 92618 USA, and Vladimir Feingold, hereafter referred to as ?Consultan

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 lens-8k20180124.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commiss

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lens-8k20180109.DOCX.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2018 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission Fi

January 9, 2018

lens-ex9916.htm Exhibit 99.1 January 9, 2018 Presbia Announces Management Changes DUBLIN- Presbia PLC (NASDAQ: LENS, or the ?Company?), an ophthalmic device company and leader in near-vision restoration, announces that the Company and Jarrett Fenton have mutually agreed that his last date of employment would be January 5, 2018. Richard (?Rick?) Fogarty has been appointed Chief Accounting Officer e

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Other Events

8-K 1 lens-8k20171210.htm 8-K12142017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824

Services Agreement dated December 14, 2017, by and between Presbia PLC and OCV Management, LLC

EX-10.1 2 lens-ex1016.htm EX-10.1 Exhibit 10.1 SERVICES AGREEMENT dated as of December 14, 2017 by and between PRESBIA PLC as Company and OCV MANAGEMENT, LLC as Service Provider OCV Management, LLCConfidential TABLE OF CONTENTS Section 1.Definitions and Interpretation3 Section 2.Appointment and Authority of Service Provider; Provision of Services4 Section 3.Fees4 Section 4.Limitation of Liability5

December 14, 2017

EX-99.1 3 lens-ex9917.htm EX-99.1 Exhibit 99.1 December 14, 2017 Presbia Announces Board and Management Changes and Financing Proposal to Operate Through to the End of 2018 DUBLIN-(BUSINESS WIRE)- Presbia PLC (NASDAQ: LENS, or the “Company”), an ophthalmic device company and leader in near-vision restoration, announces that it has re-ordered its operational priorities to focus its resources on FDA

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

lens-8k20171120.DOCX.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission

LENS / Presbia PLC 10-Q (Quarterly Report)

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact name of registrant as specified

Regulation FD Disclosure

8-K 1 lens-8k20170908.htm 8-K INVESTOR PRESENTATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporat

September 2017 CAUTION - Investigational Device. Limited by Federal (or United States) law to investigational use.

lens-ex991138.pptx.htm September 2017 CAUTION - Investigational Device. Limited by Federal (or United States) law to investigational use. Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they are forward-looking statements reflecting management?s cur

LENS / Presbia PLC 10-Q (Quarterly Report)

10-Q 1 lens-10q20170630.htm 10-Q UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact nam

Amended and Restated Memorandum and Articles of Association of Presbia PLC (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2017, filed with the Securities and Exchange Commission on August 11, 2017.)

EX-3.1 2 lens-ex31332.htm EX-3.1 Exhibit 3.1 Companies Act 2014 A PUBLIC LIMITED COMPANY CONSTITUTION of PRESBIA PUBLIC LIMITED COMPANY (Amended and restated by special resolution dated August 3, 2017) Cert No: 539137 Companies Act 2014 A PUBLIC LIMITED COMPANY MEMORANDUM OF ASSOCIATION of PRESBIA PUBLIC LIMITED COMPANY (Amended and restated by special resolution dated August 3, 2017) 1. The name

Submission of Matters to a Vote of Security Holders

lens-8k20170803.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (

Obligations Under Facility Leases

EX-99.1 EXHIBIT 99.1 Presbia PLC Report and Consolidated Financial Statements for the year ended 31 December 2016 PRESBIA PLC REPORT AND CONSOLIDATED FINANCIAL STATEMENTS CONTENTS PAGE COMPANY INFORMATION 2 DIRECTOR?S REPORT 3 - 6 STATEMENT OF DIRECTORS? RESPONSIBILITIES 7 INDEPENDENT AUDITOR?S REPORT 8 - 9 CONSOLIDATED STATEMENT OF OPERATIONS AND COMPREHENSIVE LOSS 10 CONSOLIDATED BALANCE SHEET 1

Presbia DEFINITIVE PROXY STATEMENT

t1701990def14a - none - 1.7508645s TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission O

Presbia PRELIMINARY PROXY STATEMENT

PRE 14A 1 t1701798pre14a.htm PRELIMINARY PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the

Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting mana

lens-ex99167.pptx.htm Jefferies Healthcare Conference **Confidential** June 2017 CAUTION - Investigational Device. Limited by Federal (or United States) law to investigational use. Exhibit 99.1 Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they ar

Regulation FD Disclosure, Financial Statements and Exhibits

lens-8k20170531.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission

Presbia 18 MONTH DATA (Current Report/Significant Event)

lens-8k20170523.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Numbe

SECOND AMENDMENT TO LEASE

Exhibit 10.1 SECOND AMENDMENT TO LEASE THIS SECOND AMENDMENT TO LEASE (this "Second Amendment") is made as of the day of July, 2016, by and between 4th GENERATION PROPERTIES, INC., a British Columbia corporation ("Lessor"). and PRESBIBIO, LLC, a California limited liability company ("Lessee"). W I T N E S S E T H WHEREAS, (i) Lessor's predecessor-in-interest, Image Holdings, Inc., and Lessee enter

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 lens-10q20170331.htm 10-Q UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact na

Subsidiaries of Presbia PLC

Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited – Ireland Presbia USA, Inc. – Delaware (U.S.) Visitome, Inc. – California (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V. – The Netherlands Presbia Coöperatief U.A. – The Netherlands Presbia Investments – Cayman Islands

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-36824 PRESBIA PLC (

Other Events

lens-8k20170313.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

presbia ANNOUNCES COMPLETION OF Rights Offering

lens-ex99120.htm presbia ANNOUNCES COMPLETION OF Rights Offering DUBLIN, Ireland? March 13, 2017?Presbia PLC (NASDAQ: LENS), an ophthalmic device company and leader in near-vision restoration, announces the final closing of its rights offering, which expired on March 8, 2016 and raised aggregate gross proceeds of $10.8 million from the sale of 3,611,764 ordinary shares. This press release does not

LENS / Presbia PLC / RESSLER RICHARD S - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* PRESBIA PLC (Name of Issuer) Ordinary Shares, Par Value $0.001 Per Share (Title of Class of Securities) G7234P100 (CUSIP Number) Richard S. Ressler c/o Presbia PLC 120/121 Baggot Street Lower Dublin 2 Ireland +353 (1) 659 9446 with copies to: Peter H. Eh

PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC

424B2 1 d348608d424b2.htm 424B2 Filed Pursuant to Rule 424(b)(2) Registration No. 333-214909 Amendment No. 1 to Prospectus Dated February 22, 2017 PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC This Amendment No. 1 to Prospectus amends the prospectus dated January 26, 2017 (the “Original Prospectus”). T

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2017 Presbia PLC (Exact name of registrant as specified in its charter) Ireland 001-36824 98-1162329 (State or other jurisdiction of incorporation) (Commission File Numbe

PRESBIA ANNOUNCES EXTENSION OF RIGHTS OFFERING

EX-99.1 EXHIBIT 99.1 PRESBIA ANNOUNCES EXTENSION OF RIGHTS OFFERING DUBLIN, Ireland?(February 22, 2017)?Presbia PLC (NASDAQ: LENS), an ophthalmic device company and leader in near-vision restoration, today announced that it has extended the shareholder rights offering for up to 4,500,000 of its ordinary shares from the previous expiration date of February 23, 2017, until 5:00 p.m., Eastern Time, o

Presbia PLC

424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-214909 PROSPECTUS Presbia PLC We are distributing to holders of our ordinary shares, at no charge, non-transferable and non-tradeable subscription rights to purchase ordinary shares. We refer to the offering that is the subject of this prospectus as the ?rights offering.? Each shareholder will receive one subscription ri

FORM OF LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEES PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC

EX-99.4 Exhibit 99.4 FORM OF LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEES PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC [?], 2017 To Brokers, Dealers, Banks and Other Nominees: This letter is being distributed by Presbia PLC (the ?Company?) to brokers, dealers, banks and other nominees in conne

FORM OF INSTRUCTIONS AS TO USE OF SUBSCRIPTION RIGHTS STATEMENTS PRESBIA PLC Please consult Computershare Inc., the Subscription Agent for the Rights Offering, or your bank or broker as to any questions.

EX-99.1 Exhibit 99.1 FORM OF INSTRUCTIONS AS TO USE OF SUBSCRIPTION RIGHTS STATEMENTS PRESBIA PLC Please consult Computershare Inc., the Subscription Agent for the Rights Offering, or your bank or broker as to any questions. The following instructions relate to a rights offering (the “Rights Offering”) by Presbia PLC., a public limited company incorporated in Ireland (“Presbia”), to the holders of

Presbia S-1/A

S-1/A Table of Contents As filed with the Securities and Exchange Commission on January 20, 2017 Registration No.

FORM OF LETTER TO SHAREHOLDERS WHO ARE RECORD HOLDERS PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC

EX-99.2 Exhibit 99.2 FORM OF LETTER TO SHAREHOLDERS WHO ARE RECORD HOLDERS PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC [?], 2017 Dear Shareholder: This letter is being distributed by Presbia PLC (the ?Company?) to all holders of record of ordinary shares, as of 5:00 PM Eastern Time, on [?], 2017 (the

Primary Subscription Rights 12345678901234

EX-4.1 Exhibit 4.1 + Computershare Trust Company, N.A. 250 Royall Street Canton Massachusetts 02021 Primary Subscription Rights 12345678901234 PRESBIA PLC SUBSCRIPTION RIGHTS OFFERING THIS SUBSCRIPTION RIGHTS OFFERING EXPIRES AT , , ON , UNLESS THE EXERCISE PERIOD IS EXTENDED (SUCH DATE AND TIME, AS IT MAY BE EXTENDED, THE ?EXPIRATION DATE?). Presbia PLC has distributed to each holder of its ordin

FORM OF BROKER LETTER TO CLIENTS WHO ARE BENEFICIAL HOLDERS PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC

EX-99.3 Exhibit 99.3 FORM OF BROKER LETTER TO CLIENTS WHO ARE BENEFICIAL HOLDERS PRESBIA PLC Subscription Rights to Purchase Ordinary Shares Offered Pursuant to Subscription Rights Distributed to Shareholders of Presbia PLC [?], 2017 To our Clients: This letter is being distributed to our clients who are holders of Presbia, PLC (the ?Company?) ordinary shares, as of 5:00 PM Eastern Time, on [?], 2

FORM OF NOMINEE HOLDER CERTIFICATION PRESBIA PLC

EX-99.5 Exhibit 99.5 FORM OF NOMINEE HOLDER CERTIFICATION PRESBIA PLC The undersigned, a bank, broker, dealer, trustee, depositary, or other nominee of non-transferable subscription rights (the ?Subscription Rights?) to purchase ordinary shares of Presbia PLC (the ?Company?), pursuant to the Subscription Rights offering described and provided for in the Company?s Prospectus dated [?] [?], 2017, he

FORM OF BENEFICIAL OWNER ELECTION FORM PRESBIA PLC

EX-99.6 13 d301790dex996.htm EX-99.6 Exhibit 99.6 FORM OF BENEFICIAL OWNER ELECTION FORM PRESBIA PLC The undersigned acknowledge(s) receipt of your letter and the enclosed materials referred to therein relating to the rights offering (the “Rights Offering”) by Presbia PLC, an Irish public limited company (the “Company”), of non-transferable subscription rights (the “Subscription Rights”) to purcha

Subsidiaries of Presbia PLC

EX-21.1 Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited ? Ireland Presbia USA, Inc. ? Delaware (U.S.) Visitome, Inc. ? California (U.S.) PresbiBio, LLC ? California (U.S.) OPL, LLC ? Delaware (U.S.) PresbiOptical, LLC ? Delaware (U.S.) PIP Holdings C.V. ? The Netherlands Presbia Co?peratief U.A. ? The Netherlands Presbia Investments ? Cayman Islands

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d315614d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2017 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporatio

Separation and General Release Agreement dated January 13, 2017 by and between Presbia PLC and Vladimir Feingold.

EX-10.1 Exhibit 10.1 7700 Irvine Center Drive, Suite 700 Irvine, CA 92618 January 13, 2017 Mr. Vladimir Feingold c/o PresbiBio, LLC 7700 Irvine Center Drive, Suite 700 Irvine, CA 92618 RE: Separation and General Release Agreement Dear Vlad: Further to our on-going discussions of a potential transition from an executive officer role to a more limited consulting role, while continuing to serve on th

Consulting Agreement dated January 13, 2017, by and between Presbia PLC and Vladimir Feingold.

EX-10.2 3 d315614dex102.htm EX-10.2 Exhibit 10.2 INDEPENDENT CONTRACTOR SERVICES AGREEMENT THIS CONSULTING AGREEMENT (the “Consulting Agreement”) is made by Presbia PLC, an Irish public limited company, together with its affiliates (the “Company”) and Vladimir Feingold (“Consultant”) as of January 13, 2017 (the “Effective Date”). In consideration of the mutual obligations specified in this Consult

Presbia LENS_8K_12.22.2016 (Current Report/Significant Event)

lens-8k20161222.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File

Presbia S-1

S-1 Table of Contents As filed with the Securities and Exchange Commission on December 5, 2016 Registration No.

Subsidiaries of Presbia PLC

EX-21.1 Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited ? Ireland Presbia USA, Inc. ? Delaware (U.S.) Visitome, Inc. ? California (U.S.) PresbiBio, LLC ? California (U.S.) OPL, LLC ? Delaware (U.S.) PresbiOptical, LLC ? Delaware (U.S.) PIP Holdings C.V. ? The Netherlands Presbia Co?peratief U.A. ? The Netherlands Presbia Investments ? Cayman Islands

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

V UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact name of registrant as specifi

Regulation FD Disclosure

lens-8k20160907.htm ED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Numb

Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting mana

lens-ex9916.pptx.htm September 2016 Investor Presentation NASDAQ: LENS Exhibit 99.1 Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting management’s current beliefs and expectations. Forward-looking stateme

Asset Purchase Agreement, dated August 2, 2016, by and between Neoptics AG and Presbia Ireland, Limited

EX-10.1 2 lens-ex101239.htm EX-10.1 Asset Purchase Agreement RDA X0342534.docx EXECUTION VERSION 31.07.2016 1 (19) Asset Purchase Agreement (hereinafter "Agreement") between Neoptics AG Bösch 80A, 6331 Hünenberg, Switzerland (hereinafter referred to as "Seller") and Presbia Ireland, Limited 120-121 Lower Baggot Street, Dublin 2, Republic of Ireland (hereinafter referred to as "Buyer") Seller and P

Form of Restricted Stock Unit Agreement under the Presbia Incentive Plan

EX-10.2 3 lens-ex102240.htm EX-10.2 Exhibit 10.2 PRESBIA PLC AMENDMENT NO. 1 TO PRESBIA PLC INCENTIVE PLAN The Presbia PLC Incentive Plan (the “Plan”) is hereby amended by the Board of Directors, subject to approval of shareholders of Presbia PLC, as follows: 1. Section 3.2 of the Plan is hereby amended to increase the total number of Ordinary Shares available for issuance under the Plan by 400,00

Asset Purchase Agreement, dated August 2, 2016, by and between Neoptics AG and Presbia Ireland, Limited

EX-10.1 2 lens-ex101239.htm EX-10.1 Asset Purchase Agreement RDA X0342534.docx EXECUTION VERSION 31.07.2016 1 (19) Asset Purchase Agreement (hereinafter "Agreement") between Neoptics AG Bösch 80A, 6331 Hünenberg, Switzerland (hereinafter referred to as "Seller") and Presbia Ireland, Limited 120-121 Lower Baggot Street, Dublin 2, Republic of Ireland (hereinafter referred to as "Buyer") Seller and P

Form of Restricted Stock Unit Agreement under the Presbia Incentive Plan

EX-10.2 3 lens-ex102240.htm EX-10.2 Exhibit 10.2 PRESBIA PLC AMENDMENT NO. 1 TO PRESBIA PLC INCENTIVE PLAN The Presbia PLC Incentive Plan (the “Plan”) is hereby amended by the Board of Directors, subject to approval of shareholders of Presbia PLC, as follows: 1. Section 3.2 of the Plan is hereby amended to increase the total number of Ordinary Shares available for issuance under the Plan by 400,00

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 lens-10q20160630.htm LENS10Q20160630 UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC

Submission of Matters to a Vote of Security Holders

lens-8k20160809.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

Submission of Matters to a Vote of Security Holders

lens-8k20160809.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets

lens-8k20160801.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

PRESBIA PLC AMENDMENT NO. 1 TO PRESBIA PLC INCENTIVE PLAN

EX-10.2 Exhibit 10.2 PRESBIA PLC AMENDMENT NO. 1 TO PRESBIA PLC INCENTIVE PLAN The Presbia PLC Incentive Plan (the ?Plan?) is hereby amended by the Board of Directors, subject to approval of shareholders of Presbia PLC, as follows: 1. Section 3.2 of the Plan is hereby amended to increase the total number of Ordinary Shares available for issuance under the Plan by 400,000 shares and to limit the nu

Presbia FORM S-8

S-8 1 d220035ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on August 5, 2016 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRESBIA PLC (Exact Name of Registrant as Specified in its Charter) Ireland 98-1162329 (State or Other Jurisdiction of Incorporation or Or

Presbia LENS_8K_20160707 (Current Report/Significant Event)

lens-8k20160707.htm ED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 9

Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting mana

lens-ex9916.pptx.htm July 2016 Investor Presentation NASDAQ: LENS Exhibit 99.1 Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they are forward-looking statements reflecting management?s current beliefs and expectations. Forward-looking statements a

Regulation FD Disclosure

lens-8k20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Numb

Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting mana

lens-ex9916.pptx.htm July 2016 ROTH Capital Partners Investor Presentation Exhibit 99.1 Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they are forward-looking statements reflecting management?s current beliefs and expectations. Forward-looking sta

Presbia DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Presbia DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

Presbia PLC Report and Consolidated Financial Statements for the year ended 31 December 2015 PRESBIA PLC REPORT AND CONSOLIDATED FINANCIAL STATEMENTS CONTENTS PRESBIA PLC COMPANY INFORMATION PRESBIA PLC DIRECTORS’ REPORT PRESBIA PLC STATEMENT OF DIRE

Exhibit 99.1 Presbia PLC Report and Consolidated Financial Statements for the year ended 31 December 2015 TABLE OF CONTENTS PRESBIA PLC REPORT AND CONSOLIDATED FINANCIAL STATEMENTS CONTENTS PAGE COMPANY INFORMATION 1 DIRECTOR?S REPORT 2 ? 5 STATEMENT OF DIRECTORS? RESPONSIBILITIES 6 INDEPENDENT AUDITOR?S REPORT 7 ? 8 CONSOLIDATED STATEMENT OF OPERATIONS AND COMPREHENSIVE LOSS 9 CONSOLIDATED BALANC

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 c4424088k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (

PRESBIA ANNOUNCES APPOINTMENT OF JARETT FENTON CHIEF FINANCIAL OFFICER

EX-99.1 Exhibit 99.1 PRESBIA ANNOUNCES APPOINTMENT OF JARETT FENTON AS CHIEF FINANCIAL OFFICER DUBLIN, Ireland?(June 16, 2016)?Presbia PLC (NASDAQ: LENS), an ophthalmic device company and leader in near-vision restoration, announced that Jarett Fenton has been appointed as its Chief Financial Officer effective yesterday. As Chief Financial Officer, Mr. Fenton is responsible for all aspects of fina

Presbia FORM 8-K (Current Report/Significant Event)

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Numb

Regulation FD Disclosure

lens-8k20160531.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Numbe

Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting mana

lens-ex9916.pptx.htm June 2016 San Francisco Investor Presentation Exhibit 99.1 Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they are forward-looking statements reflecting management?s current beliefs and expectations. Forward-looking statements

Presbia 8-K (Current Report/Significant Event)

lens-8k20160518.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Numbe

Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting mana

lens-ex9916.pptx.htm May 2016 Investor Presentation Exhibit 99.1 Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they are forward-looking statements reflecting management?s current beliefs and expectations. Forward-looking statements are subject to

Current Report

lens-8k20160518.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Numbe

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact name of registrant as specified in

Presbia ESP

CORRESP Presbia PLC 120/121 Baggot Street Lower Dublin 2 Ireland May 3, 2016 VIA EDGAR U.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d180251d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Com

Presbia PLC Restricted Share Unit Grant Notice

EX-10.1 Exhibit 10.1 Presbia PLC Restricted Share Unit Grant Notice Presbia PLC (the ?Company?), pursuant to the Presbia PLC Incentive Plan (the ?Plan?), hereby grants to the grantee listed below (the ?Grantee?) an Award of Restricted Share Units for the number of Ordinary Shares of the Company, par value U.S. $0.001 (the ?Ordinary Shares?), set forth below. The Restricted Share Units are subject

Presbia S-3/A

S-3/A Table of Contents As filed with the Securities and Exchange Commission on April 29, 2016 Registration No.

Presbia S-3

S-3 Table of Contents As filed with the Securities and Exchange Commission on April 15, 2016 Registration No.

Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting mana

lens-ex991103.pptx.htm Needham & Co. 15th Annual Healthcare Conference New York April 2016 Investor Presentation Exhibit 99.1 Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they are forward-looking statements reflecting management?s current beliefs

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Number) 98-1162329 (IRS

Other Events

lens-8k20160411.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

Subsidiaries of Presbia PLC

Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited – Ireland Presbia USA, Inc. – Delaware (U.S.) Visitome, Inc. – California (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V. – The Netherlands Presbia Coöperatief U.A. – The Netherlands Presbia Investments – Cayman Islands

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

10-K 1 lens-10k20151231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission Fi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File N

POWER OF ATTORNEY

POWER OF ATTORNEY Known by all those present, that Gerald Farrell hereby constitutes and appoints each of Richard Fogarty, Peter Ehrenberg, Esq.

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lens-8k20160119.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2016 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File N

Presbia PLC Appoints Gerald Farrell, Ph.D. to the Board of Directors

EX-99.1 2 lens-ex99131.htm EX-99.1 Exhibit 99.1 Presbia PLC Appoints Gerald Farrell, Ph.D. to the Board of Directors Dublin, Ireland – (January 20, 2016) – The Board of Directors of Presbia PLC (NASDAQ: LENS), an ophthalmic device company and leader in near-vision restoration, announced today that it has appointed Gerald Farrell, Ph.D. to serve on its Board of Directors and as a member of its Audi

Piper Jaffray Healthcare Conference December 2015 Investor Presentation

lens-ex991349.pptx.htm Piper Jaffray Healthcare Conference December 2015 Investor Presentation Disclosure To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively “Presbia,” “we,” “us,” or “our”), they are forward-looking statements reflecting management’s current beliefs and expectations. Forward-look

Presbia 8-K (Current Report/Significant Event)

lens-8k20151130.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 lens-10q20150930.htm 10-Q UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exac

Consulting Agreement, by and between Presbia PLC and Zohar Loshitzer, dated October 1, 2015

lens-ex1016.htm Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?), dated as of October 1, 2015, is by and between Presbia PLC, an Irish incorporated public limited company (the ?Company?), and Zohar Loshitzer (the ?Consultant?). W I T N E S S E T H: WHEREAS, the Company desires to retain the Consultant to provide certain business consulting services to the Company pursu

Financial Statements and Exhibits

8-K 1 lens-8k20151001.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commissi

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Sep 10, 2015

lens-ex9916.htm Exhibit 99.1 Sep 10, 2015 Previous Release PDF Presbia Completes Second Stage Enrollment in the US FDA Pivotal Study of Presbia Flexivue Microlens? DUBLIN-(BUSINESS WIRE)- Presbia PLC (NASDAQ: LENS), an ophthalmic device company and leader in near vision restoration announced that it has completed the second stage enrollment of its U.S. Food and Drug Administration (FDA) pivotal st

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 lens-10q20150630.htm 10-Q UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 Presbia PLC (Exact nam

LENS / Presbia PLC / RESSLER RICHARD S - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* PRESBIA PLC (Name of Issuer) Ordinary Shares, Par Value $0.001 Per Share (Title of Class of Securities) G7234P100 (CUSIP Number) Richard S. Ressler c/o Presbia PLC 120/121 Baggot Street Lower Dublin 2 Ireland +353 (1) 659 9446 with copies to: Peter H. Eh

LENS / Presbia PLC / Presbia PLC - FEINGOLD-PRESBIA Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 PRESBIA PLC (Name of Issuer) Ordinary Shares, Par Value $0.001 Per Share (Title of Class of Securities) G7234P100 (CUSIP Number) Vladimir Feingold c/o Presbia PLC 120/121 Baggot Street Lower Dublin 2 Ireland +353 (1) 659 9446 with copies to: Peter H. Ehrenberg David L. Gor

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lens-8k20150803.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

Other Events

lens-8k20150803.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Num

Presbia PLC Appoints Dr. Gerd Auffarth to the Board of Directors Dr. Mark Blumenkranz Transitions to the Presbia Medical Advisory Board

EX-99.1 2 lens-ex99115.htm EX-99.1 Exhibit 99.1 Presbia PLC Appoints Dr. Gerd Auffarth to the Board of Directors Dr. Mark Blumenkranz Transitions to the Presbia Medical Advisory Board Dublin, Ireland, August 3, 2015 –The Board of Directors of Presbia PLC (NASDAQ: LENS), an ophthalmic device company and leader in near vision restoration, announced today that it has appointed Dr. Gerd Auffarth, M.D.

Submission of Matters to a Vote of Security Holders

lens-8k20150723.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland (State or Other Jurisdiction of Incorporation) 001-36824 (Commission File Numb

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Numb

Presbia DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

1

EX-99.1 Exhibit 99.1 Presbia PLC Reports and Financial statements for the 11 month period from 6 February 2014 (date of incorporation) to 31 December 2014 PRESBIA PLC REPORTS AND FINANCIAL STATEMENTS CONTENTS PAGE COMPANY INFORMATION 2 DIRECTORS’ REPORT 3 - 5 STATEMENT OF DIRECTORS’ RESPONSIBILITIES 6 INDEPENDENT AUDITOR’S REPORT 7 - 8 PROFIT AND LOSS ACCOUNT 9 BALANCE SHEET 10 RECONCILIATION OF M

June 9, 2015

EX-16.1 Exhibit 16.1 June 9, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Presbia PLC?s Current Report on Form 8-K dated June 4, 2015, and we have the following comments: 1. We agree with the statements made in the third sentence of the first paragraph, and the second, third and fourth paragraphs. 2. We have no ba

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Jefferies Healthcare Conference

EX-99.1 Jefferies Healthcare Conference New York June 2015 Exhibit 99.1 CONFIDENTIAL | 1 | To the extent statements contained in this presentation are not descriptions of historical facts regarding Presbia PLC and its subsidiaries (collectively ?Presbia,? ?we,? ?us,? or ?our?), they are forward-looking statements reflecting management?s current beliefs and expectations. Forward-looking statements

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS E

UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 d907641d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-36824 PRE

Presbia FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (Commission File Num

Subsidiaries of Presbia PLC Presbia Ireland, Limited – Ireland Presbia USA, Inc. – Delaware (U.S.) Visitome, Inc. – California (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V.

EX-21.1 3 d887068dex211.htm EX-21.1 Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited – Ireland Presbia USA, Inc. – Delaware (U.S.) Visitome, Inc. – California (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V. – The Netherlands Presbia Coöperatief U.A. – The Netherlands Presbia Investments – Cayman Islands

Registration Rights Agreement between the Registrant and Presbia Holdings

EX-10.2 2 d887068dex102.htm EX-10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”), made and entered into as of this 28th day of January, 2015 (and effective as set forth in Section 4.11 of this Agreement), by and between Presbia PLC, an Irish incorporated public limited company (the “Company”), and Presbia Holdings, LLC, a Cayman Islands exempted c

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

10-K 1 d887068d10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Nu

Presbia Announces the Appointment of Robert J. Cresci to the Board

EX-99.1 2 d887041dex991.htm EX-99.1 Exhibit 99.1 Mar 3, 2015 Presbia Announces the Appointment of Robert J. Cresci to the Board DUBLIN—(BUSINESS WIRE)—Presbia PLC (NASDAQ: LENS), an ophthalmic device company that has developed and is currently marketing the Presbia Flexivue Microlens™, a proprietary optical lens implant for treating presbyopia, announced today that it has appointed Robert J. Cresc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d887041d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation)

Feb 6, 2015

EX-99.1 Exhibit 99.1 Feb 6, 2015 Presbia PLC Receives Approval to Begin Second Stage Enrollment In US FDA Pivotal Trial DUBLIN, Ireland—(BUSINESS WIRE)— Presbia PLC (NASDAQ:LENS), an ophthalmic device company that has developed and is currently marketing the Presbia Flexivue Microlens™, a proprietary optical lens implant for treating presbyopia, announced today that it received approval from the U

Financial Statements and Exhibits, Other Events

8-K 1 d869145d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2015 PRESBIA PLC (Exact Name of Registrant as Specified in Charter) Ireland 001-36824 98-1162329 (State or Other Jurisdiction of Incorporation) (C

LENS / Presbia PLC / RESSLER RICHARD S - PRESBIA PLC SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* PRESBIA PLC (Name of Issuer) Ordinary Shares, Par Value $0.001 Per Share (Title of Class of Securities) G7234P100 (CUSIP Number) Richard S. Ressler c/o Presbia PLC 120/121 Baggot Street Lower Dublin 2 Ireland +353 (1) 659-9446 with a copies to: Peter H. E

LENS / Presbia PLC S-8 - - FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on January 29, 2015 Registration No.

4,166,667 Shares Presbia PLC Ordinary Shares

424(b)(4) Table of Contents FILED PURSUANT TO RULE 424(b)(4) Registration No. 333-194713 PROSPECTUS 4,166,667 Shares Presbia PLC Ordinary Shares We are offering 4,166,667 of our ordinary shares. This is our initial public offering and no public market currently exists for our ordinary shares. Our ordinary shares will trade on The NASDAQ Global Market under the symbol “LENS.” We are an “emerging gr

LENS / Presbia PLC 8-A12B - - FORM 8-A

Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Presbia PLC (Exact Name of Registrant as Specified in its Charter) Ireland 98-1162329 (State of incorporation or organization) (I.R.S. Employer Identification No.) 120/121 Baggot Street

LENS / Presbia PLC S-1/A - - AMENDMENT NO.4 TO FORM S-1

S-1/A 1 d803943ds1a.htm AMENDMENT NO.4 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on January 23, 2015 Registration No. 333-194713 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 PRESBIA PLC (Exact name of registrant as specified in its charter) Ireland

LENS / Presbia PLC CORRESP - -

CORRESP January 23, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Attention: Russell Mancuso 100 F Street, N.

Share Exchange Deed between the Registrant and Presbia Holdings, dated January 14, 2015

EX-10.1 Exhibit 10.1 DATED JANUARY 14, 2015 PRESBIA HOLDINGS and PRESBIA PLC SHARE EXCHANGE DEED for the acquisition of share capital of PRESBIA IRELAND, LIMITED ARTHUR COX DUBLIN TABLE OF CONTENTS 1 INTERPRETATION 2 2 AGREEMENT OF THE BUYER TO ISSUE CONSIDERATION SHARES TO THE SELLER 3 3 CONSIDERATION 3 4 COMPLETION 3 5 WARRANTIES 3 6 POWER OF ATTORNEY 4 7 ASSIGNMENT 4 8 VARIATION 4 9 WAIVER 4 10

Presbia Incentive Plan

EX-10.3 4 d803943dex103.htm EX-10.3 Exhibit 10.3 PRESBIA PLC INCENTIVE PLAN ARTICLE I PURPOSES The purposes of the Presbia PLC Incentive Plan (the “Plan”) are to advance the interests of Presbia PLC, an Irish incorporated public limited company (the “Company”), and its shareholders by providing significant incentives to selected directors, officers, employees, and consultants of the Company and it

LENS / Presbia PLC CORRESP - -

CORRESP Presbia PLC 120/121 Baggot Street Lower Dublin 2 Ireland January 23, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street N.

Memorandum and Articles of Association of Presbia PLC

EX-3.1 Exhibit 3.1 Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM AND ARTICLES OF ASSOCIATION of PRESBIA PUBLIC LIMITED COMPANY DUBLIN 1 Cert. No: 539137 Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM OF ASSOCIATION of PRESBIA PUBLIC LIMITED COMPANY 1. The name of the Company is Presbia public limited company. 2. The Company is to be a public l

DATED 2015 PRESBIA HOLDINGS PRESBIA PLC SHARE EXCHANGE DEED for the acquisition of share capital of PRESBIA IRELAND, LIMITED ARTHUR COX TABLE OF CONTENTS 1 INTERPRETATION 2 2 AGREEMENT OF THE BUYER TO ISSUE CONSIDERATION SHARES TO THE SELLER 3 3 CONS

EX-10.1 3 d803943dex101.htm EX-10.1 Exhibit 10.1 DATED 2015 PRESBIA HOLDINGS and PRESBIA PLC SHARE EXCHANGE DEED for the acquisition of share capital of PRESBIA IRELAND, LIMITED ARTHUR COX DUBLIN TABLE OF CONTENTS 1 INTERPRETATION 2 2 AGREEMENT OF THE BUYER TO ISSUE CONSIDERATION SHARES TO THE SELLER 3 3 CONSIDERATION 3 4 COMPLETION 3 5 WARRANTIES 3 6 POWER OF ATTORNEY 4 7 ASSIGNMENT 4 8 VARIATION

LENS / Presbia PLC S-1/A - - AMENDMENT NO.3 TO FORM S-1

Amendment No.3 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on January 15, 2015 Registration No. 333-194713 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 PRESBIA PLC (Exact name of registrant as specified in its charter) Ireland 3841 98-1162329 (State

Offer Letter with Todd Cooper

EX-10.16 4 d803943dex1016.htm EX-10.16 Exhibit 10.16 December 29, 2014 Mr. Todd Warren Cooper 19 Merrill Hill Ladera Ranch, CA 92694 [email protected] RE: OFFER OF EMPLOYMENT, VIA E-MAIL Dear Mr. Cooper Presbia PLC (Presbia) is pleased to confirm the offer join our company as President and Chief Executive Officer. This position will report to the Board of Directors through the Executive C

[Number of Shares] PRESBIA PLC UNDERWRITING AGREEMENT

EX-1.1 2 d803943dex11.htm EX-1.1 Exhibit 1.1 [Number of Shares] PRESBIA PLC UNDERWRITING AGREEMENT [Date] JEFFERIES LLC As Representative of the several Underwriters c/o JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Introductory. Presbia PLC, an Irish incorporated public limited company (registered no. 539137) (the “Company”), proposes, subject to the terms and co

LENS / Presbia PLC CORRESP - -

CORRESP LOWENSTEIN SANDLER LLP 1251 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10020 November 21, 2014 VIA EDGAR AND OVERNIGHT COURIER Amanda Ravitz Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

[Number of Shares] PRESBIA PLC UNDERWRITING AGREEMENT

EX-1.1 2 d803943dex11.htm EX-1.1 Exhibit 1.1 [Number of Shares] PRESBIA PLC UNDERWRITING AGREEMENT [Date] JEFFERIES LLC As Representative of the several Underwriters c/o JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Introductory. Presbia PLC, an Irish incorporated public limited company (registered no. 539137) (the “Company”), proposes, subject to the terms and co

Sublease, dated May 6, 2014, by and between Trustwave Holdings, Inc. and PresbiBio, LLC

EX-10.14 Exhibit 10.14 SUBLEASE Between Trustwave Holdings, Inc. And PresbiBio, LLC DATED: 5/6/2014 TABLE OF CONTENTS Page 1. BASIC LEASE PROVISIONS 1 2. SUBLEASE 2 3. TERM 2 4. POSSESSION 2 5. TENANT’S USE 3 6. RENT 3 7. ADDITIONAL MONTHLY RENT 3 8. TENANT’S OBLIGATIONS 3 9. QUIET ENJOYMENT 4 10. TENANT’S INSURANCE 4 11. ASSIGNMENT OR SUBLETTING 4 12. RULES 5 13. REPAIRS AND COMPLIANCE 5 14. FIRE

First Amendment to Sublease, dated July 16, 2014, by and between Trustwave Holdings, Inc. and PresbiBio, LLC

EX-10.15 7 d803943dex1015.htm EX-10.15 Exhibit 10.15 FIRST AMENDMENT TO SUBLEASE This First Amendment to Sublease (“Amendment”) is made and entered Into this 16th day of July, 2014, by and between Trustwave Holdings, Inc. (hereinafter referred to as “ Landlord”) and PresbiBio, LLC. (hereinafter referred to as “Tenant”). WITNESSETH A. Landlord and Tenant have entered into that certain Sublease date

LENS / Presbia PLC CORRESP - -

CORRESP 1 filename1.htm LOWENSTEIN SANDLER LLP 1251 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10020 November 12, 2014 VIA EDGAR AND OVERNIGHT COURIER Amanda Ravitz Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. - Mail Stop 3561 Washington, D.C. 20549 Re: Presbia PLC Registration Statement on Form S-1 Filed October 9, 2014 CIK No. 1591096 Dear Ms. Ravitz: On b

Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM AND ARTICLES OF ASSOCIATION PRESBIA PUBLIC LIMITED COMPANY

EX-3.1 Exhibit 3.1 Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM AND ARTICLES OF ASSOCIATION of PRESBIA PUBLIC LIMITED COMPANY DUBLIN 1 Cert. No: 539137 Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM OF ASSOCIATION of PRESBIA PUBLIC LIMITED COMPANY 1. The name of the Company is Presbia public limited company. 2. The Company is to be a public l

LENS / Presbia PLC S-1/A - - AMENDMENT NO. 2 TO FORM S-1

Amendment No. 2 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on November 12, 2014 Registration No. 333-194713 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 PRESBIA PLC (Exact name of registrant as specified in its charter) Ireland 3841 98-1162329 (Stat

Lease, dated April 23, 2012, between PresbiBio LLC and Image Holdings, Inc.

EX-10.9 Exhibit 10.9 AIR COMMERCIAL REAL ESTATE ASSOCIATION STANDARD MULTI-TENANT OFFICE LEASE — NET 1. Basic Provisions (“Basic Provisions”). 1.1 Parties: This Lease (“Lease”), dated for reference purposes only April 23, 2012 is made by and between Image Holdings, Inc., 16742 Gothard Ave., Suite 218, Huntington Beach, California 92647 (“Lessor”) and PresbiBio, LLC (“Lessee”), (collectively the “P

[Number of Shares] PRESBIA PLC UNDERWRITING AGREEMENT

EX-1.1 Exhibit 1.1 [Number of Shares] PRESBIA PLC UNDERWRITING AGREEMENT [Date] JEFFERIES LLC As Representative of the several Underwriters c/o JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Introductory. Presbia PLC, an Irish incorporated public limited company (registered no. 539137) (the “Company”), proposes, subject to the terms and conditions set forth herein,

REGISTRATION RIGHTS AGREEMENT

EX-10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”), made and entered into as of this day of , 2014 (and effective as set forth in Section 4.11 of this Agreement), by and between Presbia PLC, an Irish incorporated public limited company (the “Company”), and Presbia Holdings, LLC, a Cayman Islands exempted company with limited liability company (“

Form of Indemnification Agreement between Presbia USA, Inc. and its officers and directors

EX-10.10 Exhibit 10.10 INDEMNITY AGREEMENT This Indemnity Agreement, dated as of , 2014, is made by and between Presbia USA, Inc., a Delaware corporation (the “Company”), and , a director, officer or key employee of the Company and/or one or more of the Company’s Subsidiaries (defined below) or Affiliates (defined below) or other service provider who satisfies the definition of Indemnifiable Perso

Services Agreement, dated as of January 1, 2011, between PresbiBio, LLC and Orchard Capital Corporation

EX-10.11 Exhibit 10.11 SERVICES AGREEMENT dated as of January 1, 2011 by and between PRESBIBIO, LLC as Company and ORCHARD CAPITAL CORPORATION as Service Provider TABLE OF CONTENTS Page Section 1. Definitions and Interpretation 3 Section 2. Appointment and Authority of Service Provider; Provision of Services 4 Section 3. Fees 4 Section 4. Limitation of Liability 5 Section 5. Indemnification 5 Sect

Form of Indemnification Agreement between Presbia PLC and its executive officers

EX-10.13 Exhibit 10.13 PRESBIA PLC This Deed of Indemnification (“Deed”), dated as of 2014, is made by and between Presbia PLC, a public limited company incorporated in Ireland (registered number 539137) and having its registered office at Arthur Cox Building, Earlsfort Centre, Earlsfort Terrace, Dublin 2 (the “Company”), and (“Indemnitee”). RECITALS A. The Company is aware that competent and expe

Form of Stock Option Agreement (to be issued under the Presbia Incentive Plan)

EX-10.4 Exhibit 10.4 Presbia PLC Stock Option Grant Notice Presbia PLC (the “Company”), pursuant to its Incentive Plan (the “Plan”), hereby grants to the holder listed below (the “Optionee”), an option to purchase the number of Ordinary Shares of the Company, par value U.S.$0.001 (the “Ordinary Shares”), set forth below (the “Shares”) at the price per Ordinary Share set forth below (the “Option”).

Restricted Stock Grant Notice and Restricted Stock Award Agreement between Presbia Holdings and Zohar Loshitzer

EX-10.8 Exhibit 10.8 Presbia Holdings Restricted Stock Grant Notice Presbia Holdings (the “Company”), pursuant to its Stock Plan, as amended (the “Plan”), hereby grants to the grantee listed below (“Grantee”) an Award of Restricted Stock for the number of Ordinary Shares of the Company, par value U.S. $0.0001 (the “Ordinary Shares”), set forth below. The Restricted Stock is subject to all of the t

LENS / Presbia PLC S-1/A - - AMENDMENT NO.1 TO FORM S-1

Amendment No.1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on October 9, 2014 Registration No. 333-194713 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 PRESBIA PLC (Exact name of registrant as specified in its charter) Ireland 3841 98-1162329 (State o

PRESBIA PLC INCENTIVE PLAN ARTICLE I

EX-10.3 Exhibit 10.3 PRESBIA PLC INCENTIVE PLAN ARTICLE I PURPOSES The purposes of the Presbia PLC Incentive Plan (the “Plan”) are to advance the interests of Presbia PLC, an Irish incorporated public limited company (the “Company”), and its shareholders by providing significant incentives to selected directors, officers, employees, and consultants of the Company and its Subsidiaries (defined belo

Form of Indemnification Agreement between Presbia PLC and its directors

EX-10.12 Exhibit 10.12 PRESBIA PLC This Deed of Indemnification (“Deed”), dated as of 2014, is made by and between Presbia PLC, a public limited company incorporated in Ireland (registered number 539137) and having its registered office at Arthur Cox Building, Earlsfort Centre, Earlsfort Terrace, Dublin 2 (the “Company”), and (“Indemnitee”). RECITALS A. The Company is aware that competent and expe

Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM AND ARTICLES OF ASSOCIATION PRESBIA PUBLIC LIMITED COMPANY

EX-3.1 Exhibit 3.1 Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM AND ARTICLES OF ASSOCIATION of PRESBIA PUBLIC LIMITED COMPANY DUBLIN Cert. No: 539137 Companies Acts 1963 to 2013 A PUBLIC COMPANY LIMITED BY SHARES MEMORANDUM OF ASSOCIATION of PRESBIA PUBLIC LIMITED COMPANY 1. The name of the Company is Presbia public limited company. 2. The Company is to be a public lim

DATED 2014 PRESBIA HOLDINGS PRESBIA PLC SHARE EXCHANGE DEED for the acquisition of share capital of PRESBIA IRELAND, LIMITED ARTHUR COX TABLE OF CONTENTS 1 INTERPRETATION 2 2 AGREEMENT OF THE BUYER TO ISSUE CONSIDERATION SHARES TO THE SELLER 3 3 CONS

EX-10.1 Exhibit 10.1 DATED 2014 PRESBIA HOLDINGS and PRESBIA PLC SHARE EXCHANGE DEED for the acquisition of share capital of PRESBIA IRELAND, LIMITED ARTHUR COX DUBLIN TABLE OF CONTENTS 1 INTERPRETATION 2 2 AGREEMENT OF THE BUYER TO ISSUE CONSIDERATION SHARES TO THE SELLER 3 3 CONSIDERATION 3 4 COMPLETION 3 5 WARRANTIES 3 6 POWER OF ATTORNEY 4 7 ASSIGNMENT 4 8 VARIATION 4 9 WAIVER 4 10 EFFECT OF C

LENS / Presbia PLC CORRESP - -

CORRESP LOWENSTEIN SANDLER LLP 1251 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10020 October 9, 2014 VIA EDGAR AND OVERNIGHT COURIER Amanda Ravitz Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

Presbia Holdings Stock Plan

EX-10.6 Exhibit 10.6 PRESBIA HOLDINGS STOCK PLAN ARTICLE I PURPOSES 1.1. Purpose of Plan. The purposes of the Presbia Stock Plan (the “Plan”) are to advance the interests of Presbia Holdings, a company organized under the laws of the Cayman Islands (the “Company”), and its shareholders by providing significant incentives to selected officers, employees, and consultants of the Company who contribut

Amendment No. 1 to Presbia Holdings Stock Plan

EX-10.7 12 d623106dex107.htm EX-10.7 Exhibit 10.7 PRESBIA HOLDINGS AMENDMENT NUMBER ONE TO STOCK PLAN This Amendment Number One (the “Amendment”) to the Presbia Holdings Stock Plan (the “Plan”) is entered into by Presbia Holdings, a company organized under the laws of the Cayman Islands (the “Company”) effective as of October 21, 2013. WHEREAS, the Company sponsors and maintains the Plan; WHEREAS,

Form of Restricted Stock Agreement (to be issued under the Presbia Incentive Plan)

EX-10.5 Exhibit 10.5 Presbia PLC Restricted Share Grant Notice Presbia PLC (the “Company”), pursuant to its Stock Plan, as amended (the “Plan”), hereby grants to the grantee listed below (the “Grantee”) an Award of Restricted Shares for the number of Ordinary Shares of the Company, par value U.S. $0.001 (the “Ordinary Shares”), set forth below. The Restricted Shares are subject to all of the terms

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CORRESP LOWENSTEIN SANDLER LLP 1251 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10020 May 2, 2014 VIA EDGAR AND OVERNIGHT COURIER Amanda Ravitz Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

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CORRESP LOWENSTEIN SANDLER LLP 1251 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10020 April 29, 2014 VIA EDGAR AND OVERNIGHT COURIER Amanda Ravitz Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

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Response Letter LOWENSTEIN SANDLER LLP 1251 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10020 March 20, 2014 VIA EDGAR AND OVERNIGHT COURIER Amanda Ravitz Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

Consent of Ralph Thurman

EX-99.1 5 d623106dex991.htm EX-99.1 Exhibit 99.1 Consent of Ralph Thurman I hereby consent to be named as a director in the Registration Statement on Form S-1 of Presbia PLC. Date: March 20, 2014 /s/ Ralph Thurman Ralph Thurman

Consent of Vladimir Feingold

EX-99.3 Exhibit 99.3 Consent of Vladimir Feingold I hereby consent to be named as a director in the Registration Statement on Form S-1 of Presbia PLC. Date: March 20, 2014 /s/ Vladimir Feingold Vladimir Feingold

Registration Statement - FORM S-1

Form S-1 Table of Contents As filed with the Securities and Exchange Commission on March 20, 2014 Registration No.

Consent of Mark Blumenkranz

EX-99.2 Exhibit 99.2 Consent of Mark Blumenkranz I hereby consent to be named as a director in the Registration Statement on Form S-1 of Presbia PLC. Date: March 20, 2014 /s/ Mark Blumenkranz Mark Blumenkranz

Subsidiaries of Presbia PLC

EX-21.1 Exhibit 21.1 Subsidiaries of Presbia PLC Presbia Ireland, Limited - Ireland Presbia USA, Inc. – Delaware (U.S.) Visitome, Inc. – California (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V. – The Netherlands Presbia Coöperatief U.A. – The Netherlands

Consent of Richard Ressler

EX-99.4 Exhibit 99.4 Consent of Richard Ressler I hereby consent to be named as a director in the Registration Statement on Form S-1 of Presbia PLC. Date: March 20, 2014 /s/ Richard Ressler Richard Ressler

Presbia Holdings Restricted Stock Grant Notice

EX-10.8 Exhibit 10.8 Presbia Holdings Restricted Stock Grant Notice Presbia Holdings (the “Company”), pursuant to its Stock Plan, as amended (the “Plan”), hereby grants to the grantee listed below (“Grantee”) an Award of Restricted Stock for the number of Ordinary Shares of the Company, par value U.S. $0.0001 (the “Ordinary Shares”), set forth below. The Restricted Stock is subject to all of the t

SERVICES AGREEMENT dated as of January 1, 2011 by and between PRESBIBIO, LLC as Company ORCHARD CAPITAL CORPORATION as Service Provider TABLE OF CONTENTS Page Section 1. Definitions and Interpretation 3 Section 2. Appointment and Authority of Service

EX-10.11 Exhibit 10.11 SERVICES AGREEMENT dated as of January 1, 2011 by and between PRESBIBIO, LLC as Company and ORCHARD CAPITAL CORPORATION as Service Provider TABLE OF CONTENTS Page Section 1. Definitions and Interpretation 3 Section 2. Appointment and Authority of Service Provider; Provision of Services 4 Section 3. Fees 4 Section 4. Limitation of Liability 5 Section 5. Indemnification 5 Sect

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DRS CORRESP LOWENSTEIN SANDLER LLP 1251 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10020 January 24, 2014 VIA EDGAR AND OVERNIGHT COURIER Amanda Ravitz Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

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DRS/A Table of Contents As confidentially submitted to the Securities and Exchange Commission on January 24, 2014 as Amendment No.

PRESBIA HOLDINGS AMENDMENT NUMBER ONE TO STOCK PLAN

EX-10.7 EXHIBIT 10.7 PRESBIA HOLDINGS AMENDMENT NUMBER ONE TO STOCK PLAN This Amendment Number One (the “Amendment”) to the Presbia Holdings Stock Plan (the “Plan”) is entered into by Presbia Holdings, a company organized under the laws of the Cayman Islands (the “Company”) effective as of October 21, 2013. WHEREAS, the Company sponsors and maintains the Plan; WHEREAS, the Company desires to adopt

Subsidiaries of Presbia Ireland, PLC

EX-21.1 Exhibit 21.1 Subsidiaries of Presbia Ireland, PLC Presbia Ireland, Limited - Ireland Presbia USA, Inc. – Delaware (U.S.) Visitome, Inc. – California (U.S.) PresbiBio, LLC – California (U.S.) OPL, LLC – Delaware (U.S.) PresbiOptical, LLC – Delaware (U.S.) PIP Holdings C.V. – The Netherlands Presbia Coöperatief U.A. – The Netherlands

AIR COMMERCIAL REAL ESTATE ASSOCIATION STANDARD MULTI-TENANT OFFICE LEASE — NET

EX-10.9 EXHIBIT 10.9 AIR COMMERCIAL REAL ESTATE ASSOCIATION STANDARD MULTI-TENANT OFFICE LEASE — NET 1. Basic Provisions (“Basic Provisions”). 1.1 Parties: This Lease (“Lease”), dated for reference purposes only April 23, 2012 is made by and between Image Holdings, Inc., 16742 Gothard Ave., Suite 218, Huntington Beach, California 92647 (“Lessor”) and PresbiBio, LLC (“Lessee”), (collectively the “P

PRESBIA HOLDINGS STOCK PLAN ARTICLE I

EX-10.6 EXHIBIT 10.6 PRESBIA HOLDINGS STOCK PLAN ARTICLE I PURPOSES 1.1. Purpose of Plan. The purposes of the Presbia Stock Plan (the “Plan”) are to advance the interests of Presbia Holdings, a company organized under the laws of the Cayman Islands (the “Company”), and its shareholders by providing significant incentives to selected officers, employees, and consultants of the Company who contribut

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Table of Contents As confidentially submitted to the Securities and Exchange Commission on November 12, 2013 Registration No.