Основная статистика
CIK | 1840780 |
SEC Filings
SEC Filings (Chronological Order)
August 25, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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August 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitiv |
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August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUNT |
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August 14, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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August 13, 2025 |
Exhibit 99.1 Local Bounti Announces Second Quarter 2025 Financial Results Reports 28% Year-Over-Year Revenue Growth Driven by Expanded Facility Operations and Strengthened Retail Relationships Achieved $7 Million in Annualized Expense Reductions in the First Half of 2025 with Additional $2.5 to $3 Million of Cost Optimization Initiatives to be Actioned in the Second Half of 2025 Closed on $10 Mill |
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August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 83-3686055 (State or other jurisdiction of incorporation or organiza |
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August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 83-3686055 (State or other jurisdiction of incorporation or organizat |
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August 4, 2025 |
Exhibit 99.1 Local Bounti Secures Additional Financing with Existing Investors Closed on $10 Million Convertible Note and Amended Credit Facility with $10 Million Principal Debt Reduction HAMILTON, Mont., August 4, 2025 – Local Bounti Corporation (NYSE: LOCL) (“Local Bounti” or the “Company”), a breakthrough U.S. indoor agriculture company, today announced that it secured $10 million through the i |
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August 4, 2025 |
Common Stock Purchase Warrant issued by Local Bounti Corporation to U.S. Bounti, LLC. Exhibit 4.2 THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM |
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August 4, 2025 |
Exhibit 10.1 LOCAL BOUNTI CORPORATION CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT This Convertible Note and Warrant Purchase Agreement (the “Agreement”) is made as of August 1, 2025 (the “Agreement Date”) by and between Local Bounti Corporation, a Delaware corporation (the “Company”), and U.S. Bounti, LLC, a Delaware limited liability company (the “Purchaser”). The parties hereby agree as foll |
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August 4, 2025 |
Exhibit 10.2 TWELFTH AMENDMENT TO CREDIT AGREEMENT This Twelfth Amendment to Credit Agreement (this “Amendment”) is entered into as of August 1, 2025 by and among Local Bounti Operating Company LLC, a Delaware limited liability company (the “Company”), Local Bounti Corporation, a Delaware corporation (“Holdings”), the other Guarantors signatory hereto, the Subsidiary Borrowers signatory hereto, an |
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August 4, 2025 |
Convertible Note by and between Local Bounti Corporation and U.S. Bounti, LLC. Exhibit 4.1 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF APPLICABLE STATES. THEY MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION UNDER SUCH LAWS OR AN EXEMPTION FROM SUCH REGISTRATION REQUIREMENT. ANY PROPOSED TRAN |
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June 16, 2025 |
Amendment to Local Bounti Corporation 2021 Equity Incentive Plan Amendment to the Local Bounti Corporation 2021 Equity Incentive Plan This Amendment (this “Amendment”) to the Local Bounti Corporation 2021 Equity Incentive Plan (the “Plan”) is dated as of June 11, 2025. |
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June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 83-3686055 (State or other jurisdiction of incorporation or organizati |
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June 13, 2025 |
As filed with the Securities and Exchange Commission on June 13, 2025 As filed with the Securities and Exchange Commission on June 13, 2025 Registration No. |
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June 13, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
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June 13, 2025 |
Amendment to Local Bounti Corporation 2021 Equity Incentive Plan. Amendment to the Local Bounti Corporation 2021 Equity Incentive Plan This Amendment (this “Amendment”) to the Local Bounti Corporation 2021 Equity Incentive Plan (the “Plan”) is dated as of June 11, 2025. |
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May 30, 2025 |
As filed pursuant to Rule 424(b)(3) Registration No. 333-287329 LOCAL BOUNTI CORPORATION 2,911,982 Shares of Common Stock and Up to 10,728,414 Shares of Common Stock Issuable Upon Conversion of the Series A Preferred Stock This prospectus relates to the resale from time to time, by the selling stockholders (which term as used in this prospectus includes their respective transferees, pledgees, dist |
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May 27, 2025 |
As filed with the Securities and Exchange Commission on May 27, 2025 As filed with the Securities and Exchange Commission on May 27, 2025 Registration No. |
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May 27, 2025 |
May 27, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jane Park Re: Local Bounti Corporation Registration Statement on Form S-3 Filed May 15, 2025 File No. 333-287329 REQUEST FOR ACCELERATION OF EFFECTIVENESS Acceleration Request Requested Date: May 29, 2025 Requested Time: 4:01 p.m. Eastern Time Ladies and Ge |
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May 15, 2025 |
Local Bounti Corporation Up to 54,299 Shares of Common Stock Issuable Upon Exercise of Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-267993 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated January 5, 2023) Local Bounti Corporation Up to 54,299 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated January 5, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-3 (No. 333-267993). Th |
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May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUN |
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May 15, 2025 |
Local Bounti Corporation Up to 5,353,846 Shares of Common Stock Issuable Upon Exercise of Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-271472 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated May 5, 2023) Local Bounti Corporation Up to 5,353,846 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated May 5, 2023 (the “Prospectus”), which forms a part of our registration statement on Form S-3 (No. 333-271472). This pr |
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May 15, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, $0. |
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May 15, 2025 |
As filed with the Securities and Exchange Commission on May 15, 2025 As filed with the Securities and Exchange Commission on May 15, 2025 Registration No. |
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May 14, 2025 |
EX-99.1 2 earningsrelease-20250331.htm EX-99.1 Exhibit 99.1 Local Bounti Announces First Quarter 2025 Financial Results Reports 38% Year-Over-Year Revenue Growth and Reaffirms Path to Positive Adjusted EBITDA in Third Quarter 2025 Through Expanded Distribution, Yield Improvements, and Disciplined Cost Management HAMILTON, MT – May 14, 2025 – Local Bounti Corporation (NYSE: LOCL) ("Local Bounti" or |
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May 14, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 83-3686055 (State or other jurisdiction of incorporation or organizatio |
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April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitiv |
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April 17, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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April 7, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as per |
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March 31, 2025 |
Conformed copy reflecting First Amendment to Credit Agreements and Subordination Agreement, dated March 14, 2022 Second Amendment to Credit Agreements, dated August 11, 2022 and effective as of June 30, 2022 Third Amendment to Credit Agreements, dated December 30, 2022 Fourth Amendment to Credit Agreements, dated January 6, 2023 Fifth Amendment to Credit Agreements, dated March 13, 2023 Sixth Amen |
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March 31, 2025 |
Conformed copy reflecting First Amendment to Credit Agreements and Subordination Agreement, dated March 14, 2022 Second Amendment to Credit Agreements, dated August 11, 2022 and effective as of June 30, 2022 Third Amendment to Credit Agreements, dated December 30, 2022 Fourth Amendment to Credit Agreements, dated January 6, 2023 Fifth Amendment to Credit Agreements, dated March 13, 2023 Sixth Amen |
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March 31, 2025 |
Exhibit 10.1 CREDIT AGREEMENT dated as of September 3, 2021 between LOCAL BOUNTI OPERATING COMPANY LLC and CERTAIN SUBSIDIARIES THEREOF, as Borrowers, and CARGILL FINANCIAL SERVICES INTERNATIONAL, INC., as Lender TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.1 Defined Terms 1 Section 1.2 Terms Generally 31 Section 1.3 Accounting Terms; Changes in GAAP 31 Section 1.4 Time 32 Section 1.5 Divis |
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March 31, 2025 |
Exhibit 10.2 RESTRUCTURING AGREEMENT AND ELEVENTH AMENDMENT TO SENIOR CREDIT AGREEMENT This Agreement is entered into as of March 31, 2025 by and among Local Bounti Operating Company LLC, a Delaware limited liability company (the “Company”), Local Bounti Corporation, a Delaware corporation (“Holdings”), the other Guarantors signatory hereto, the Subsidiary Borrowers signatory hereto, Cargill Finan |
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March 31, 2025 |
Insider Trading Policy, revised April 12, 2023. LOCAL BOUNTI CORPORATION INSIDER TRADING POLICY (Revised April 12, 2023) 1.Purpose The following sets forth the policy of Local Bounti Corporation (the “Company”) with respect to transactions in the Company’s securities (e.g., common stock), as well as the securities of publicly traded companies with which the Company has a business relationship, for the purpose of promoting compliance with applic |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2025 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 83-3686055 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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March 31, 2025 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of March 31, 2025 by and among Local Bounti Corporation, a Delaware corporation (the “Company”), and each of the Investors identified on Exhibit A attached hereto (each an “Investor” and collectively the “Investors”). WHEREAS, the Company and each Investor is executing and d |
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March 31, 2025 |
Exhibit 10.3 THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FOR |
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March 31, 2025 |
Local Bounti Corporation Director Compensation Policy, amended and restated December 11, 2023. Exhibit 10.13 LOCAL BOUNTI CORPORATION DIRECTOR COMPENSATION POLICY AMENDED AND RESTATED: DECEMBER 11, 2023 Each member of the Board of Directors (the “Board”) of Local Bounti Corporation (the “Company”) who is not an employee of the Company (each such member, an “Outside Director”) will receive the compensation described in this Director Compensation Policy (the “Director Compensation Policy”), a |
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March 31, 2025 |
Exhibit 4.1 LOCAL BOUNTI CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A NON-VOTING CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Craig M. Hurlbert, does hereby certify that: 1. He is the Chief Executive Officer of Local Bounti Corporation, a Delaware corporation (the “Corporation”). 2. The Co |
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March 31, 2025 |
As filed with the Securities and Exchange Commission on March 31, 2025 As filed with the Securities and Exchange Commission on March 31, 2025 Registration No. |
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March 31, 2025 |
Exhibit 10.6 March 31, 2025 Local Bounti Corporation 490 Foley Lane Hamilton, MT 59840 Re: Agreement to Vote Shares of Common Stock of Local Bounti Corporation Dear Ladies and Gentlemen: The undersigned understands that Local Bounti Corporation, a Delaware corporation (the “Company”), is entering into that certain Securities Purchase Agreement (the “Securities Purchase Agreement”) by and among the |
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March 31, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 83-3686055 (State or other jurisdiction of incorporation or organizat |
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March 31, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
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March 31, 2025 |
Exhibit 99.1 Local Bounti Announces Full Year 2024 Financial Results Secured $27.5 million of new funding - closed $25 million of new equity proceeds and $2.5 million of capex financing under executed term sheet and completed the restructuring of its existing credit facility – including a nearly 40% reduction through debt extinguishment of approximately $197 million, a significantly lower interest |
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March 31, 2025 |
Exhibit 10.5 INVESTOR RIGHTS AGREEMENT Among LOCAL BOUNTI CORPORATION And THE INVESTORS PARTY HERETO Dated as of March 31, 2025 INVESTOR RIGHTS AGREEMENT This INVESTOR RIGHTS AGREEMENT (this “Agreement”), dated as of March 31, 2025, by and among Local Bounti Corporation, a Delaware corporation (the “Company”), Cargill, Incorporated, a Delaware corporation (together with Cargill Financial Services |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUNTI CO |
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November 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 83-3686055 (State or other jurisdiction of incorporation or organi |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL |
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November 14, 2024 |
Exhibit 99.1 Local Bounti Announces Third Quarter 2024 Financial Results Commercial momentum accelerating with expanded product assortment and increased growing capacity Increased scale driving strategic discussions with customers to align respective footprints for next chapter of growth HAMILTON, MT – November 14, 2024 – Local Bounti Corporation (NYSE: LOCL) ("Local Bounti" or the "Company"), a b |
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August 13, 2024 |
Conformed copy reflecting First Amendment to Credit Agreements and Subordination Agreement, dated March 14, 2022 Second Amendment to Credit Agreements, dated August 11, 2022 and effective as of June 30, 2022 Third Amendment to Credit Agreements, dated December 30, 2022 Fourth Amendment to Credit Agreements, dated January 6, 2023 Fifth Amendment to Credit Agreements, dated March 13, 2023 Sixth Amen |
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August 13, 2024 |
Exhibit 99.1 Local Bounti Announces Second Quarter 2024 Financial Results Recently began shipping to Sam's Club and Brookshire's out of Texas facility Negotiating an additional $175 million financing commitment for a total of up to $400 million in capital commitments to support 2024 and future projects including working capital and strategic growth capital — anticipate closing in third quarter of |
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August 13, 2024 |
Conformed copy reflecting First Amendment to Credit Agreements and Subordination Agreement, dated March 14, 2022 Second Amendment to Credit Agreements, dated August 11, 2022 and effective as of June 30, 2022 Third Amendment to Credit Agreements, dated December 30, 2022 Fourth Amendment to Credit Agreements, dated January 6, 2023 Fifth Amendment to Credit Agreements, dated March 13, 2023 Sixth Amen |
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August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUNT |
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August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 83-3686055 (State or other jurisdiction of incorporation or organiza |
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June 26, 2024 |
Exhibit 99.1 Local Bounti Chief Financial Officer Kathleen Valiasek Promoted to President and CFO Added Role of President Reflects Ms. Valiasek’s Impact on Improved Operating Efficiency HAMILTON, Mont., June 25, 2024 – Local Bounti Corporation (NYSE: LOCL) (“Local Bounti” or the “Company”), a breakthrough U.S. indoor agriculture company, announced today that its Chief Financial Officer (CFO), Kath |
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June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2024 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commission |
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June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission File |
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June 14, 2024 |
As filed with the Securities and Exchange Commission on June 14, 2024 As filed with the Securities and Exchange Commission on June 14, 2024 Registration No. |
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June 14, 2024 |
Amended and Restated Bylaws of Local Bounti Corporation Exhibit 3.2 LOCAL BOUNTI CORPORATION (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Adopted June 13, 2024, and As Effective June 13, 2024 TABLE OF CONTENTS ARTICLE I STOCKHOLDERS 1 1.1 Annual Meetings 1 1.2 Special Meetings 1 1.3 Notice of Meetings 1 1.4 Adjournments 1 1.5 Quorum 2 1.6 Organization 2 1.7 Voting; Proxies 2 1.8 Fixing Date for Determination of Stockholders of Record 2 1. |
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June 14, 2024 |
Amendment to Local Bounti Corporation 2021 Equity Incentive Plan Exhibit 10.1 Amendment to the Local Bounti Corporation 2021 Equity Incentive Plan This Amendment (this “Amendment”) to the Local Bounti Corporation 2021 Equity Incentive Plan (the “Plan”) is dated as of June 13, 2024. WHEREAS, pursuant to Section 23(a) of the Plan, the Administrator has the authority to amend the Plan, subject to the extent necessary and desirable to comply with Applicable Laws; a |
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June 14, 2024 |
Certificate of Amendment to Certificate of Incorporation of Local Bounti Corporation Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LOCAL BOUNTI CORPORATION The undersigned, Kathleen Valiasek, does hereby certify as follows: 1. The undersigned is the duly elected and acting Chief Financial Officer of Local Bounti Corporation, a Delaware corporation (the “Corporation”). 2. The Certificate of Incorporation of the Corporation (the “Charter”) was originally fi |
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June 14, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUN |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organization |
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May 9, 2024 |
Exhibit 99.1 Local Bounti Announces First Quarter 2024 Financial Results First customer deliveries from Washington and Texas facilities shipping in second quarter Expands penetration in Pacific Northwest and Texas with new retail customers, including Albertsons Seattle and Brookshire's Expected to close on $228 million of financing commitments in the second quarter to support 2024 projects — inclu |
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April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitiv |
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April 19, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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April 9, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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April 5, 2024 |
Local Bounti Receives Continued Listing Standard Notice from NYSE Exhibit 99.1 Local Bounti Receives Continued Listing Standard Notice from NYSE HAMILTON, MT – April 5, 2024 – Local Bounti Corporation (NYSE: LOCL) (“Local Bounti” or the “Company”), a breakthrough U.S. indoor agriculture company, today announced that on April 3, 2024, it received a notice (the “Notice”) from the New York Stock Exchange (the “NYSE”) that it is not in compliance with the NYSE conti |
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April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2024 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commission |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUNTI CO |
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March 28, 2024 |
Conformed copy reflecting First Amendment to Credit Agreements and Subordination Agreement, dated March 14, 2022 Second Amendment to Credit Agreements, dated August 11, 2022 and effective as of June 30, 2022 Third Amendment to Credit Agreements, dated December 30, 2022 Fourth Amendment to Credit Agreements, dated January 6, 2023 Fifth Amendment to Credit Agreements, dated March 13, 2023 Sixth Amen |
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March 28, 2024 |
400 W. Main St, Hamilton, MT 59840 • localbounti.com Local Bounti Corporation Compensation Recovery Policy (Adopted October 2, 2023) 1.Purpose Local Bounti Corporation (collectively with its subsidiaries, the “Company”) is committed to promoting high standards of honest and ethical business conduct and compliance with applicable laws, rules, and regulations. As part of this commitment, the Company |
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March 28, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
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March 28, 2024 |
As filed with the Securities and Exchange Commission on March 28, 2024 As filed with the Securities and Exchange Commission on March 28, 2024 Registration No. |
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March 28, 2024 |
Conformed copy reflecting First Amendment to Credit Agreements and Subordination Agreement, dated March 14, 2022 Second Amendment to Credit Agreements, dated August 11, 2022 and effective as of June 30, 2022 Third Amendment to Credit Agreements, dated December 30, 2022 Fourth Amendment to Credit Agreements, dated January 6, 2023 Fifth Amendment to Credit Agreements, dated March 13, 2023 Sixth Amen |
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March 28, 2024 |
Local Bounti Corporation Director Compensation Policy, amended and restated December 11, 2023 LOCAL BOUNTI CORPORATION DIRECTOR COMPENSATION POLICY AMENDED AND RESTATED: DECEMBER 11, 2023 Each member of the Board of Directors (the “Board”) of Local Bounti Corporation (the “Company”) who is not an employee of the Company (each such member, an “Outside Director”) will receive the compensation described in this Director Compensation Policy (the “Director Compensation Policy”), as amended, for their Board service to the Company. |
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March 27, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2024 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organizat |
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March 27, 2024 |
Exhibit 99.1 Local Bounti Announces Full Year 2023 Financial Results Georgia facility demonstrating further improvement year-to-date — packed pounds increased 50% versus December 2023 and 3x versus a year ago Commenced operations at Washington and Texas facilities in January, expect to begin shipping product to customers in the second quarter 2024 Expected to close on $228 million of financing com |
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January 26, 2024 |
Exhibit 10.1 EIGHTH AMENDMENT TO CREDIT AGREEMENTS This Eighth Amendment to Credit Agreements (this “Amendment”) is entered into as of January 23, 2024 by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the “Company”), Local Bounti Corporation, a Delaware corporation formerly known as Le |
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January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commissi |
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January 26, 2024 |
LOCL / Local Bounti Corporation / Leo Investors III LP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E205 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the Appropriate Box to De |
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January 26, 2024 |
Exhibit 4.1 AMENDMENT TO COMMON STOCK PURCHASE WARRANT THIS AMENDMENT TO COMMON STOCK PURCHASE WARRANT (this “Amendment”) is dated as of January 23, 2024, by and between Local Bounti Corporation, a Delaware corporation (the “Company”), and Cargill Financial Services International, Inc. (the “Holder”). WHEREAS, the Company and the Holder have previously entered into that certain Common Stock Purcha |
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December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission |
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December 15, 2023 |
EX-10.1 Exhibit 10.1 December 14, 2023 Anna Fabrega Dear Anna: This Confidential Separation and General Release Agreement (the “Agreement”) is made and entered into by and between Anna Fabrega, for yourself, your family, your beneficiaries and anyone acting for you) (“you” or “your”) and Local Bounti Corporation (the “Company”), (collectively, the “Parties”). WHEREAS, you have been employed at-wil |
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December 15, 2023 |
Exhibit 99.1 Local Bounti Announces Leadership Transition and Provides Business Update Board of Directors Re-Appoints Co-Founder Craig Hurlbert as Chief Executive Officer Georgia Facility Doubled Run-rate Production in December Provides Update to Full Year 2023 Sales Expectation HAMILTON, Mont., December 15, 2023 – Local Bounti Corporation (NYSE: LOCL) (“Local Bounti” or the “Company”), a breakthr |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL |
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November 8, 2023 |
SC 13D/A 1 mcleodmgmt13da.htm MCLEOD MANAGEMENT CO SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) McLeod Management Co. LLC c/o Local Bounti Co |
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November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) Wheat Wind Farms, LLC c/o Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 713-305-3778 (Name, Addre |
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November 2, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange ("NYSE" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of Redeemable Warrants, every 13 warrants will be exercisable for one share of common stock at an exercise price of $149. |
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October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2023 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organiz |
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October 30, 2023 |
Exhibit 99.1 Local Bounti Announces Third Quarter 2023 Financial Results Stack integration at Georgia facility complete, commenced operations in October 2023 Construction at Texas and Washington facilities remains on track Receives incremental financing commitments for working capital and future 2024 projects HAMILTON, MT – October 30, 2023 – Local Bounti Corporation (NYSE: LOCL) ("Local Bounti" o |
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October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2023 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commissi |
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October 6, 2023 |
Exhibit 10.1 SEVENTH AMENDMENT TO CREDIT AGREEMENTS This Seventh Amendment to Credit Agreements (this “Amendment”) is entered into as of October 2, 2023 by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the “Company”), Local Bounti Corporation, a Delaware corporation formerly known as L |
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October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commissio |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUNT |
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August 9, 2023 |
Exhibit 99.1 Local Bounti Announces Second Quarter 2023 Financial Results Construction on track at Georgia, Texas and Washington facilities Reaffirms full year 2023 guidance of $34 to $40 million HAMILTON, MT – August 9, 2023 – Local Bounti Corporation (NYSE: LOCL, LOCL WS) ("Local Bounti" or the "Company"), a breakthrough U.S. indoor agriculture company combining the best aspects of vertical and |
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August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organizat |
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June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission File |
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June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission File |
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June 15, 2023 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF LOCAL BOUNTI CORPORATION Local Bounti Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: 1. Pursuant to Section 242 of the DGCL, this Certificate of Amendment to the Certificate of Incorporat |
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June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission File |
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June 13, 2023 |
June 13, 2023 VIA EDGAR Office of Industrial Applications and Services Division of Corporation Finance U. |
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June 5, 2023 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission File |
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May 26, 2023 |
Offer Letter between the Company and Anna Fabrega EX-10.2 Exhibit 10.2 *** Certain information in this document has been excluded pursuant to Regulation S-K, item 601(b)(10). Such excluded information is not material and is information that the company treats as private or confidential. Such omitted information is indicated by brackets “[***]”) in this exhibit. *** 220 W. Main St, Hamilton, MT 59840 • localbounti.com April 19, 2023 Anna Fabrega [ |
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May 26, 2023 |
EX-99.1 Exhibit 99.1 Local Bounti Announces Executive Transition, Names Anna Fabrega as CEO as Company Scales Sustainable Growing Technologies Fabrega brings deep commercial and retail experience as former Freshly CEO and Amazon commerce executive Current Co-CEOs Craig Hurlbert and Travis Joyner to remain with the Company in leadership roles HAMILTON, MT – May 25, 2023 – Local Bounti Corporation ( |
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May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission File |
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May 26, 2023 |
CEO Employment Agreement, effective June 5, 2023, by and between the Company and Anna Fabrega EX-10.1 Exhibit 10.1 LOCAL BOUNTI CORPORATION 400 W. Main St., Hamilton, MT 59840 June 5, 2023 Anna Fabrega Re: EMPLOYMENT AGREEMENT Dear Anna: This Employment Agreement (the “Agreement”) between you (referred to hereinafter as the “Employee” or “you”) and Local Bounti Corporation, a Delaware corporation, or any of its subsidiaries (the “Company”), sets forth the terms and conditions that shall go |
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May 26, 2023 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUN |
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May 10, 2023 |
Exhibit 99.1 Local Bounti Announces First Quarter 2023 Financial Results Reaffirms full year 2023 guidance of $34 to $40 million HAMILTON, MT – May 10, 2023 – Local Bounti Corporation (NYSE: LOCL, LOCL WS) ("Local Bounti" or the "Company"), a breakthrough U.S. indoor agriculture company combining the best aspects of vertical and greenhouse growing technologies, today announced its financial result |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organizatio |
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May 5, 2023 |
LOCAL BOUNTI CORPORATION Up to 69,600,000 Shares of Common Stock Issuable Upon Exercise of Warrants 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-271472 PROSPECTUS LOCAL BOUNTI CORPORATION Up to 69,600,000 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to the offer and sale from time to time by the selling securityholder (which term as used in this prospectus, includes its respective transferees, pledgees, distributees, donees, a |
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May 3, 2023 |
EX-10.1 EXHIBIT 10.1 MASTER LEASE AGREEMENT THIS MASTER LEASE AGREEMENT (this “Lease”) is made as of April 27, 2023 (the “Effective Date”), by and between STORE MASTER FUNDING XXXI, LLC, a Delaware limited liability company (“Lessor”), whose address is 8377 E. Hartford Drive, Suite 100, Scottsdale, AZ 85255, and HOLLANDIA REAL ESTATE, LLC, a Delaware limited liability company (“Lessee”), whose add |
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May 3, 2023 |
EX-10.2 EXHIBIT 10.2 UNCONDITIONAL GUARANTY OF PAYMENT AND PERFORMANCE THIS UNCONDITIONAL GUARANTY OF PAYMENT AND PERFORMANCE (this “Guaranty”) is made as of April 27, 2023, by LOCAL BOUNTI CORPORATION, a Delaware corporation (“Guarantor”), for the benefit of STORE MASTER FUNDING XXXI, LLC, a Delaware limited liability company (together with its successors and assigns under the Lease (as defined b |
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May 3, 2023 |
EX-99.1 Exhibit 99.1 Local Bounti Completes Sale-leaseback Transaction, Provides Approximately $35 Million of Non-Dilutive Cash Sale-leaseback of its two California facilities provides financing to support the Company’s growth plans HAMILTON, Mont., May 3, 2023 – Local Bounti Corporation (NYSE: LOCL, LOCL WS) (“Local Bounti” or the “Company”), a breakthrough U.S. indoor agriculture company combini |
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May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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April 28, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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April 28, 2023 |
TABLE OF CONTENTS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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April 27, 2023 |
As filed with the Securities and Exchange Commission on April 27, 2023 S-3 Table of Contents As filed with the Securities and Exchange Commission on April 27, 2023 Registration No. |
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April 27, 2023 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-3 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, $0. |
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April 13, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 3, 2023 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 31, 2023 |
sixthamendmenttocreditag US.356402561.09 SIXTH AMENDMENT TO CREDIT AGREEMENTS This Sixth Amendment to Credit Agreements (this “Amendment”) is entered into as of March 28, 2023 by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the “Company”), Local Bounti Corporation, a Delaware corporat |
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March 31, 2023 |
Local Bounti Corporation Director Compensation Policy, adopted March 17, 2023 LOCAL BOUNTI CORPORATION DIRECTOR COMPENSATION POLICY AMENDED AND RESTATED: MARCH 17, 2023 Each member of the Board of Directors (the “Board”) of Local Bounti Corporation (the “Company”) who is not an employee of the Company (each such member, an “Outside Director”) will receive the compensation described in this Director Compensation Policy (the “Director Compensation Policy”), as amended, for their Board service to the Company. |
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March 31, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL BOUNTI CO |
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March 31, 2023 |
March 28, 2023 Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 Re: Agreement to Vote Shares of Common Stock of Local Bounti Corporation Dear Ladies and Gentlemen: The undersigned understands that Local Bounti Corporation, a Delaware corporation (the “Company”), Cargill Financial Services International, Inc. (“Cargill”) and certain subsidiaries of the Company, are entering into that cer |
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March 31, 2023 |
THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. |
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March 31, 2023 |
As filed with the Securities and Exchange Commission on March 31, 2023 As filed with the Securities and Exchange Commission on March 31, 2023 Registration No. |
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March 29, 2023 |
Exhibit 99.1 Local Bounti Announces Full Year 2022 Financial Results Secures up to $145 million of new financing to support growth Financings provide $50 million of cash to the balance sheet for operations Provides full year 2023 sales guidance of $34 to $40 million HAMILTON, MT – March 29, 2023 – Local Bounti Corporation (NYSE: LOCL, LOCL WS) ("Local Bounti" or the "Company"), a breakthrough U.S. |
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March 29, 2023 |
Local Bounti Secures up to $145 Million of Additional Financing to Support Growth Amended agreement with Cargill provides additional $110 million to fund construction at Georgia, Texas, and Washington facilities Signs sale-leaseback transaction for $35 million HAMILTON, MT – March 29, 2023 – Local Bounti Corporation (NYSE: LOCL, LOCL WS) (“Local Bounti” or the “Company”), a breakthrough U. |
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March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organizat |
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March 21, 2023 |
Local Bounti Welcomes Jennifer Carr-Smith to its Board of Directors EX-99.1 Exhibit 99.1 Local Bounti Welcomes Jennifer Carr-Smith to its Board of Directors HAMILTON, MT – March 21, 2023 /PRNewswire/ — Local Bounti Corporation (NYSE: LOCL, LOCL WS) (“Local Bounti” or the “Company”), a breakthrough U.S. indoor agriculture company combining the best aspects of vertical and greenhouse growing technologies, today announced that Jennifer Carr-Smith has been appointed t |
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March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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March 17, 2023 |
EX-10.1 Exhibit 10.1 FIFTH AMENDMENT TO CREDIT AGREEMENTS This Fifth Amendment to Credit Agreements (this “Amendment”) is entered into as of March 13, 2023 by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the “Company”), Local Bounti Corporation, a Delaware corporation formerly known a |
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March 17, 2023 |
EX-99.1 Exhibit 99.1 Local Bounti Amends Credit Agreement to Provide Additional Flexibility and Provides Select Preliminary and Unaudited Fiscal 2022 Performance Announces preliminary and unaudited fiscal 2022 sales of $19.5 million, adjusted gross margin* of 38%, net loss of $111.1 million, and adjusted EBITDA loss* of $29.8 million Company to hold fiscal 2022 earnings conference call on March 29 |
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March 3, 2023 |
Local Bounti Receives Continued Listing Standard Notice from NYSE Exhibit 99.1 Local Bounti Receives Continued Listing Standard Notice from NYSE HAMILTON, MT – March 3, 2023 – Local Bounti Corporation (NYSE: LOCL, LOCL WS) (“Local Bounti” or the “Company”), a breakthrough U.S. indoor agriculture company combining the best aspects of vertical and greenhouse growing technologies, today announced that it received notice from the New York Stock Exchange (the “NYSE”) |
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March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2023 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organizati |
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February 9, 2023 |
US53960E1064 / Local Bounti Corp / Live Oak Ventures, LLC - SC 13G/A Passive Investment SC 13G/A 1 d443680dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 53960E 106 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the |
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January 6, 2023 |
Exhibit 10.2 FOURTH AMENDMENT TO CREDIT AGREEMENTS This Fourth Amendment to Credit Agreements (this ?Amendment?) is entered into as of January 6, 2023 by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the ?Company?), Local Bounti Corporation, a Delaware corporation formerly known as Leo |
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January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 LOCAL BOUNTI CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-40125 98-1584830 (State or Other Jurisdiction of Incorporation) (Commission |
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January 6, 2023 |
US53960E1064 / Local Bounti Corp / McLeod Management Co., LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) McLeod Management Co. LLC c/o Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 406-690-0273 (Name, A |
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January 6, 2023 |
US53960E1064 / Local Bounti Corp / Wheat Wind Farms, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) Wheat Wind Farms, LLC c/o Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 713-305-3778 (Name, Addre |
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January 6, 2023 |
Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENTS This Third Amendment to Credit Agreements (this ?Amendment?) is entered into as of December 30, 2022 by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the ?Company?), Local Bounti Corporation, a Delaware corporation formerly known as Leo |
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January 5, 2023 |
424B3 1 d397107d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-267993 PROSPECTUS LOCAL BOUNTI CORPORATION Up to 84,168,925 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus relates to the offer and sale from time to time by the selling securityholders named in this pros |
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January 5, 2023 |
400 W. Main St, Hamilton, MT 59840 • localbounti.com CORRESP 1 filename1.htm 400 W. Main St, Hamilton, MT 59840 • localbounti.com January 5, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Benjamin Richie Re: Local Bounti Corporation Registration Statement on Form S-3 File No. 333-269094 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities A |
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December 30, 2022 |
As filed with the Securities and Exchange Commission on December 30, 2022 S-3 Table of Contents As filed with the Securities and Exchange Commission on December 30, 2022 Registration No. |
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December 30, 2022 |
Exhibit 4.3 LOCAL BOUNTI CORPORATION AND , as Trustee INDENTURE Dated as of Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section ?310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 ?312(a) 7.1 (b) 7.2 (c) 7.2 ?313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 ?314(a) 7.4 (c)(1) 1.2 (c)(2) 1.2 (e) 1.2 ?316(a) (last sentence) 1.1 ( |
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December 30, 2022 |
EX-FILING FEES 7 d388160dexfilingfees.htm EX-107 Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit(2) Maximum Aggrega |
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December 30, 2022 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 3. |
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December 30, 2022 |
As filed with the Securities and Exchange Commission on December 30, 2022 POS AM Table of Contents As filed with the Securities and Exchange Commission on December 30, 2022 Registration No. |
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December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commiss |
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December 16, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS SUPPLEMENT NO. 7 (to Prospectus dated June 27, 2022) Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus supplement supplements the prospectus dated June 27, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-265716). This prospectus supplement is being fi |
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December 16, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 10 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part |
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December 16, 2022 |
Local Bounti Corporation Up to 9,320,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-267993 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated November 1, 2022) Local Bounti Corporation Up to 9,320,000 Shares of Common Stock This prospectus supplement supplements the prospectus dated November 1, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333- 267993). This prospectus supplement is b |
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November 14, 2022 |
Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of October 21, 2022 by and among Local Bounti Corporation, a Delaware corporation (the ?Company?), and each of the Investors identified on EXHIBIT A attached hereto (each an ?Investor? and collectively the ?Investors?). |
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November 14, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 9 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40125 LOCAL |
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November 14, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS SUPPLEMENT NO. 6 (to Prospectus dated June 27, 2022) Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus supplement supplements the prospectus dated June 27, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-265716). This prospectus supplement is being fi |
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November 14, 2022 |
Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made and entered into as of October 21, 2022 by and among Local Bounti Corporation, a Delaware corporation (the ?Company?), and each of the undersigned investors, being the ?Investors? identified on Exhibit A of the Securities Purchase Agreement, dated as of October 21, 2022, by and among the Company and the Investors (the ?Purchase Agreement?). |
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November 14, 2022 |
Local Bounti Corporation Up to 9,320,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-267993 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated November 1, 2022) Local Bounti Corporation Up to 9,320,000 Shares of Common Stock This prospectus supplement supplements the prospectus dated November 1, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333- 267993). This prospectus supplement is b |
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November 10, 2022 |
Exhibit 99.1 Local Bounti Announces Third Quarter 2022 Financial Results Third quarter revenue of $6.3 million, compared to $0.2 million in the prior year period Previously announced 5-year offtake agreement with Sam's Club for Local Bounti's leafy greens production Reaffirms full year 2022 guidance HAMILTON, MT ? November 10, 2022 ? Local Bounti Corporation (NYSE: LOCL, LOCL WS) ("Local Bounti" o |
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November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organi |
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November 10, 2022 |
Local Bounti Corporation Up to 9,320,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-267993 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated November 1, 2022) Local Bounti Corporation Up to 9,320,000 Shares of Common Stock This prospectus supplement supplements the prospectus dated November 1, 2022 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (No. 333- 267993). This prospectus supplement is b |
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November 10, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS SUPPLEMENT NO. 5 (to Prospectus dated June 27, 2022) Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus supplement supplements the prospectus dated June 27, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-265716). This prospectus supplement is being fi |
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November 10, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 8 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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November 2, 2022 |
Local Bounti Corporation Up to 9,320,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-267993 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated November 1, 2022) Local Bounti Corporation Up to 9,320,000 Shares of Common Stock This prospectus supplement supplements the prospectus dated November 1, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333- 267993). This prospectus supplement is b |
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November 2, 2022 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commissi |
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November 2, 2022 |
Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of October 21, 2022 by and among Local Bounti Corporation, a Delaware corporation (the ?Company?), and each of the Investors identified on EXHIBIT A attached hereto (each an ?Investor? and collectively the ?Investors?). WHEREAS, the Company and each Investo |
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November 2, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 7 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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November 2, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated June 27, 2022) Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus supplement supplements the prospectus dated June 27, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-265716). This prospectus supplement is being fi |
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November 1, 2022 |
Local Bounti Corporation Up to 9,320,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-267993 PROSPECTUS Local Bounti Corporation Up to 9,320,000 Shares of Common Stock This prospectus relates to the resale by the selling stockholders identified in this prospectus (the ?Selling Stockholders?) of up to 9,320,000 shares of our common stock, par value $0.0001 per share (the ?Common Stock?), that we sold, or will se |
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October 28, 2022 |
400 W. Main St, Hamilton, MT 59840 • localbounti.com 400 W. Main St, Hamilton, MT 59840 ? localbounti.com October 28, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Benjamin Richie Re: Local Bounti Corporation Registration Statement on Form S-1 File No. 333-267993 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, |
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October 28, 2022 |
US53960E1064 / Local Bounti Corp / Live Oak Ventures, LLC - SC 13G/A Passive Investment SC 13G/A 1 d409609dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 53960E 106 (CUSIP Number) October 21, 2022 (Date of Event which Requires Filing of this Statement) Check the |
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October 28, 2022 |
US53960E1064 / Local Bounti Corp / Wheat Wind Farms, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) Wheat Wind Farms, LLC c/o Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 713-305-3778 (Na |
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October 27, 2022 |
US53960E1064 / Local Bounti Corp / McLeod Management Co., LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) McLeod Management Co. LLC c/o Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 406-690-0273 (Name, A |
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October 25, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated June 27, 2022) Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus supplement supplements the prospectus dated June 27, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-265716). This prospectus supplement is being fi |
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October 25, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 6 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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October 24, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on October 24 , 2022. |
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October 24, 2022 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, $0. |
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October 24, 2022 |
List of Subsidiaries of Local Bounti Corporation. Exhibit 21.1 List of Subsidiaries of Local Bounti Corporation Name of Subsidiary Jurisdiction of Organization Local Bounti Operating Company LLC Delaware Hollandia Produce Group, Inc. Delaware |
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October 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commissi |
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October 24, 2022 |
Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of October 21, 2022 by and among Local Bounti Corporation, a Delaware corporation (the ?Company?), and each of the Investors identified on EXHIBIT A attached hereto (each an ?Investor? and collectively the ?Investors?). WHEREAS, the Company and each Investo |
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October 24, 2022 |
Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made and entered into as of October 21, 2022 by and among Local Bounti Corporation, a Delaware corporation (the ?Company?), and each of the undersigned investors, being the ?Investors? identified on Exhibit A of the Securities Purchase Agreement, dated as of October 21, 2022, by an |
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October 24, 2022 |
Exhibit 99.1 Local Bounti Announces PIPE Financing to Support Long-term Growth Strategy Entered into Agreement for $23.3 million PIPE with Fidelity Management & Research Company, BNP Paribas and other existing investors including management HAMILTON, Mont., October 24, 2022 ? Local Bounti Corporation (NYSE: LOCL, LOCL WS) (?Local Bounti? or the ?Company?), a breakthrough U.S. indoor agriculture co |
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August 15, 2022 |
Exhibit 99.1 Local Bounti Announces Second Quarter 2022 Financial Results Second quarter revenue of $6.3 million, compared to $0.1 million in the prior year period Georgia facility commenced commercial operations in July 2022 Announces Texas as location of next facility Reaffirms full year 2022 guidance HAMILTON, MT ? August 15, 2022 ? Local Bounti Corporation (NYSE: LOCL, LOCL WS) ("Local Bounti" |
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August 15, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 5 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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August 15, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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August 15, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated June 27, 2022) Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus supplement supplements the prospectus dated June 27, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-265716). This prospectus supplement is being fi |
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August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation or organiza |
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August 15, 2022 |
EXHIBIT 10.1 SECOND AMENDMENT TO CREDIT AGREEMENTS This Second Amendment to Credit Agreements (this ?Amendment?) is entered into as of August 11, 2022, and effective as of June 30, 2022, by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the ?Company?), Local Bounti Corporation, a Delawa |
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August 15, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated June 27, 2022) Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus supplement supplements the prospectus dated June 27, 2022 (the ?Prospectus?), which forms a part of our registration statement on Form S-1 (No. 333-265716). This prospectus supplement is being fi |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to LOCAL BOUNTI CORPORATION (Exact name of regi |
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July 27, 2022 |
US53960E1064 / Local Bounti Corp / Wheat Wind Farms, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) Wheat Wind Farms, LLC c/o Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 713-305-3778 (Na |
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July 27, 2022 |
US53960E1064 / Local Bounti Corp / McLeod Management Co., LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) McLeod Management Co. LLC c/o Local Bounti Corporation 400 W. Main St. Hamilton, MT 59840 406-690-0273 |
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June 27, 2022 |
Local Bounti Corporation Up to 7,587,531 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-265716 PROSPECTUS Local Bounti Corporation Up to 7,587,531 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders named in this prospectus (the ?Selling Stockholders?) of up to 7,587,531 shares of our common stock, par value $0.0001 per share (the ?Common Stock?). The |
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June 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commission |
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June 23, 2022 |
Local Bounti Corporation 220 W. Main St. Hamilton, MT 59840 Local Bounti Corporation 220 W. Main St. Hamilton, MT 59840 June 23, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attn: Margaret Schwartz Re: Local Bounti Corporation Registration Statement on Form S-1 Filed June 17, 2022 File No. 333-265716 Request for Acceleration of Effective Date Ladies and Gentle |
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June 23, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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June 17, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on June 17, 2022. |
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June 17, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Local Bounti Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0. |
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May 18, 2022 |
Exhibit 99.1 BMO Farm to Market Conference May 18, 2022 Strictly Confidential ?2022 Local Bounti Corp Disclaimer FORWARDLOOKINGSTATEMENTS This presentation includes forward-looking statements within the meaning of the safe harbor provisions of the United States Private Securities Litigation Reform Act of 1995. In some cases, you can identify these forward-looking statements by words such as antici |
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May 18, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commission F |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to LOCAL BOUNTI CORPORATION (Exact name of reg |
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May 12, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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May 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commission Fi |
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May 9, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated May 2, 2022) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated May 2, 2022 (the ?Prospectus?), which forms a part o |
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May 9, 2022 |
Exhibit 99.1 Local Bounti Announces First Quarter 2022 Financial Results Georgia facility expected to commence operations in July 2022 Pasco, Washington facility advancing forward Reaffirms full year 2022 guidance HAMILTON, MT ? May 9, 2022 ? Local Bounti Corporation (NYSE: LOCL, LOCL WS) (?Local Bounti? or the ?Company?), a breakthrough U.S. indoor agriculture company combining the best aspects o |
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May 6, 2022 |
TABLE OF CONTENTS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Definitive Proxy Statement ?? ? ? Definitive Additional Materials ?? ? ? Soliciting Material Pursuant to ? 240. |
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May 6, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Sec. |
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May 5, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (the ?Selling Securityhol |
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April 29, 2022 |
Exhibit 99.1 HOLLANDIA PRODUCE GROUP, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS AND INDEPENDENT AUDITOR?S REPORT DECEMBER 31, 2021 AND 2020 HOLLANDIA PRODUCE GROUP, INC. AND SUBSIDIARIES TABLE OF CONTENTS DECEMBER 31, 2021 AND 2020 Page No. Independent Auditor?s Report 1 ? 2 Consolidated Financial Statements: Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Conso |
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April 29, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated December 23, 2021) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated December 23, 2021 (the ?Prospectus?), which fo |
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April 29, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS OF LOCAL BOUNTI CORPORATION Exhibit 99.2 Capitalized terms used but not defined in this Exhibit 99.2 shall have the meanings ascribed to them in the Current Report on Form 8-K filed by Local Bounti Corporation (?Local Bounti?) with the SEC on April 7, 2022 (the ?Original Report?), as amended by Amendment No. 1 to the Original Report filed by Local Bounti with the SEC on (the ?Amendment?), to which this Exhibit 99.2 is attach |
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April 29, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on April 2 8 , 2022. |
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April 29, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorpo |
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April 8, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated December 23, 2021) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated December 23, 2021 (the ?Prospectus?), which fo |
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April 7, 2022 |
Local Bounti® Closes Acquisition of Pete’s® Exhibit 99.1 Local Bounti? Closes Acquisition of Pete?s? HAMILTON, Mont., April 5, 2022 ? Local Bounti Corporation (NYSE: LOCL, LOCL WS) (?Local Bounti?? or the ?Company?), a breakthrough U.S. indoor agriculture company combining the best aspects of vertical and greenhouse growing technologies, today announced the successful completion of its acquisition of California-based complementary indoor fa |
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April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commission |
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March 30, 2022 |
Local Bounti 2020 Equity Incentive Plan and related forms of award agreements Exhibit 10.11 LOCAL BOUNTI CORPORATION 2020 EQUITY INCENTIVE PLAN Amended and Restated as of June 1, 2021 1.Purposes of this Plan. The purposes of this Plan are: ?to attract and retain the best available personnel for positions of substantial responsibility, ?to provide additional incentive to Employees, Directors and Consultants, ?to protect the Company?s Confidential Information, and ?to promote |
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March 30, 2022 |
Exhibit 4.4 DESCRIPTION OF SECURITIES The following description summarizes the most important terms of our capital stock. Because it is only a summary, it does not contain all of the information that may be important to you, and is qualified by reference to our certificate of incorporation (as such may be amended, restated or modified from time to time, the ?Certificate of Incorporation?), our byl |
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March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to LOCAL BOUNTI CORPORATION (Exact name of registra |
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March 30, 2022 |
Exhibit 3.2 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF LEO HOLDINGS III CORP (under Section 242 of the General Corporation Law of the State of Delaware) Pursuant to Section 242 of the General Corporation Law of the State of Delaware, the undersigned, being a duly authorized officer of Leo Holdings III Corp, a Delaware corporation (the ?Company?), hereby certifies the following as |
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March 15, 2022 |
Exhibit 10.2 FIRST AMENDMENT TO CREDIT AGREEMENTS AND SUBORDINATION AGREEMENT This First Amendment to Credit Agreements and Subordination Agreement (this ?Amendment?) is entered into as of March 14, 2022 by and among Local Bounti Operating Company LLC, a Delaware limited liability company and successor by merger to Local Bounti Corporation, a Delaware corporation (the ?Company?), Local Bounti Corp |
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March 15, 2022 |
Exhibit 99.1 Local Bounti Announces Full Year 2021 Results Transformative acquisition of Pete?s will immediately open distribution to approximately 10,000 retail doors Full year 2021 gross margin of 32% Provides full year 2022 sales guidance of at least $20 million, including partial year contribution from anticipated Pete?s acquisition HAMILTON, MT ? March 15, 2022 ? Local Bounti Corporation (NYS |
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March 15, 2022 |
Exhibit 99.2 Local Bounti? to Acquire Pete?s? for $122.5 Million Creating Leading CEA Operator with Largest National Retail Distribution Footprint De-risks near-term operational execution, expanding upon existing market presence and creating a coast-to-coast footprint covering existing relationships at approximately 10,000 retail grocery doors. Enhances financial leadership within the controlled e |
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March 15, 2022 |
Exhibit 99.3 Pete?s? Strategic Acquisition Summary March 15, 2022 ?2022 Local Bounti Corp Disclaimer FORWARDLOOKINGSTATEMENTS This presentation is for the purpose of summarizing certain aspects of the proposed acquisition (the ?Transaction?) of the Hollandia Produce Group, Inc. (including related entities and subsidiaries), which does business as Pete?s (?Pete?s?) by Local Bounti Corporation (the |
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March 15, 2022 |
Exhibit 2.1 PURCHASE AND SALE AGREEMENT by and among HOLLANDIA PRODUCE GROUP, INC. EMPLOYEE STOCK OWNERSHIP TRUST, MOSAIC CAPITAL INVESTORS I, LP, TRUE WEST CAPITAL PARTNERS FUND II, L.P. F/K/A SEAM FUND II, L.P., MOSAIC CAPITAL INVESTORS LLC, SOLELY IN ITS CAPACITY AS SELLERS? REPRESENTATIVE, HOLLANDIA PRODUCE GROUP, INC., LOCAL BOUNTI OPERATING COMPANY LLC and LOCAL BOUNTI CORPORATION dated as o |
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March 15, 2022 |
Exhibit 2.2 UNIT PURCHASE AND SALE AGREEMENT by and among LOCAL BOUNTI OPERATING COMPANY LLC, LOCAL BOUNTI CORPORATION, BRIAN COOK, BILL FARWELL, REED HOWLETT, GEORGE HERMOSILLO, BALTAZAR GARCIA, CORRIE HUTCHENS, SONJA LOPEZ, AND FORREST SAWLAW, AS SELLERS and BILL FARWELL, SOLELY IN HIS CAPACITY AS SELLERS? REPRESENTATIVE dated as of March 14, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 A |
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March 15, 2022 |
Exhibit 2.3 PURCHASE AND SALE AGREEMENT by and among MOSAIC CAPITAL INVESTORS I, LP, TRUE WEST CAPITAL PARTNERS FUND II, L.P. F/K/A SEAM FUND II, L.P., MOSAIC CAPITAL INVESTORS LLC, SOLELY IN ITS CAPACITY AS SELLERS? REPRESENTATIVE, HOLLANDIA PRODUCE GA INVESTOR CORPORATION, LOCAL BOUNTI OPERATING COMPANY LLC and LOCAL BOUNTI CORPORATION dated as of March 14, 2022 TABLE OF CONTENTS Page ARTICLE I |
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March 15, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated December 23, 2021) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated December 23, 2021 (the ?Prospectus?), which fo |
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March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2022 LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incorporation) (Commission |
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March 15, 2022 |
Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of March 14, 2022, and shall be effective as of the Closing (as defined in the Purchase Agreement (as defined below)) (the ?Effective Date?), by and among Local Bounti Corporation, a Delaware corporation (the ?Company?), and the Paragon Stockholders (as defined below), in ac |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 1)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (the ?Shares?) (Title of Class of Securities) 53960E106 |
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February 11, 2022 |
Exhibit A EXHIBIT A JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Common Stock, par value $0. |
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February 11, 2022 |
LOCL / Local Bounti Corp - Class A / Leo Investors III LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the Appropriate Box to Designate th |
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February 9, 2022 |
LOCL / Local Bounti Corp - Class A / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) LOCAL BOUNTI CORPORATION (formerly Leo Holdings III Corp) (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 53960E106 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this statement) Check th |
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January 27, 2022 |
LOCL / Local Bounti Corp - Class A / McLeod Management Co., LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) McLeod Management Co. LLC 1298 Tammany Lane Hamilton, MT 59840 406-690-0273 (Name, Address and Telephone Number |
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January 26, 2022 |
LOCL / Local Bounti Corp - Class A / Wheat Wind Farms, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 53960E 106 (CUSIP Number) Wheat Wind Farms, LLC 1815 Cattle Drive Magnolia, TX 77354 713-305-3778 (Name, Address and Telephone Number of |
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January 24, 2022 |
As filed with the Securities and Exchange Commission on January 24, 2022. Table of Contents As filed with the Securities and Exchange Commission on January 24, 2022. |
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January 19, 2022 |
Local Bounti Corporation Director Compensation Policy, adopted January 12, 2022 Exhibit 10.1 LOCAL BOUNTI CORPORATION DIRECTOR COMPENSATION POLICY (Adopted and approved on January 12, 2022) Each member of the Board of Directors (the ?Board?) of Local Bounti Corporation (the ?Company?) who is not an employee of the Company (each such member, an ?Outside Director?) will receive the compensation described in this Director Compensation Policy (the ?Director Compensation Policy?) |
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January 19, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated December 23, 2021) Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus supplement supplements the prospectus dated December 23, 2021 (the ?Prospectus?), which fo |
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January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2022 (January 12, 2022) LOCAL BOUNTI CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-40125 98-1584830 (State or other jurisdiction of incor |
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January 5, 2022 |
LOCL / Local Bounti Corp - Class A / Live Oak Ventures, LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Local Bounti Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 53960E 106 (CUSIP Number) January 4, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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December 23, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-261578 Local Bounti Corporation Up to 71,975,761 Shares of Common Stock Up to 11,539,216 Shares of Common Stock Issuable Upon Exercise of Warrants Up to 5,333,333 Warrants This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (the ?Selling Securityholders?) of u |