Основная статистика
| LEI | 549300GSPW24GZE6R597 |
| CIK | 1512499 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lindblad Expeditions Holdings, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 21, 2025 |
SECOND AMENDMENT TO CREDIT AGREEMENT Exhibit 10.1 Execution Version SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) is entered into as of August 20, 2025 by and among LINDBLAD EXPEDITIONS HOLDINGS, INC., a Delaware corporation (“Holdings”), LINDBLAD EXPEDITIONS, LLC, a Delaware limited liability company (the “Borrower”), each of the other Loan Parties, the Lenders listed on the sig |
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| August 21, 2025 |
Exhibit 99.2 Lindblad Expeditions Holdings, Inc. Announces Pricing of Tender Offer for any and all of the 6.750% Senior Secured Notes due 2027 issued by Lindblad Expeditions, LLC NEW YORK, August 19, 2025 – Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (“Lindblad”) announced today the pricing terms of the previously announced offer by its wholly-owned subsidiary, Lindblad Expeditions, LLC (th |
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| August 21, 2025 |
Exhibit 4.3 THIRD SUPPLEMENTAL INDENTURE THIRD SUPPLEMENTAL INDENTURE dated as of August 18, 2025 (this “Third Supplemental Indenture”) by and among Lindblad Expeditions, LLC (the “Issuer”), each of the Guarantors party hereto and Wilmington Trust, National Association, as trustee (in such capacity, the “Trustee”) and collateral trustee (in such capacity, the “Collateral Trustee”). W I T N E S E T |
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| August 21, 2025 |
Exhibit 4.1 Execution Version LINDBLAD EXPEDITIONS, LLC, as Issuer, LINDBLAD EXPEDITIONS HOLDINGS, INC., as Parent, EACH OF THE OTHER GUARANTORS PARTY HERETO and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee, Principal Paying Agent, Transfer Agent, Registrar and Collateral Trustee INDENTURE Dated as of August 20, 2025 $675,000,000 7.000% SENIOR SECURED NOTES DUE 2030 TABLE OF CONTENTS Page Ar |
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| August 21, 2025 |
Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Announces Early Results of Cash Tender Offer and Consent Solicitation for any and all of the 6.750% Senior Secured Notes due 2027 issued by Lindblad Expeditions, LLC NEW YORK, August 18, 2025 – Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (“Lindblad”) announced today the early results of the previously announced offer by its wholly-owned subsi |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 5, 2025 |
Exhibit 99.2 Lindblad Expeditions Holdings, Inc. Announces Cash Tender Offer and Consent Solicitation for any and all Outstanding 6.750% Senior Secured Notes due 2027 of Lindblad Expeditions, LLC NEW YORK, August 5, 2025 – Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (“Lindblad”) announced today that its wholly-owned subsidiary, Lindblad Expeditions, LLC (the “Issuer”), has commenced an offe |
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| August 5, 2025 |
Lindblad Expeditions Holdings, Inc. Announces Proposed Private Offering of Senior Secured Notes Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Announces Proposed Private Offering of Senior Secured Notes NEW YORK, August 5, 2025 – Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (“Lindblad”) today announced that its wholly-owned subsidiary, Lindblad Expeditions, LLC (the “Issuer”), intends to offer $650 million aggregate principal amount of senior secured notes due 2030 (the “New Notes”), |
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| August 4, 2025 |
Lindblad Expeditions Holdings, Inc. Reports 2025 Second Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2025 Second Quarter Financial Results Second Quarter 2025 Highlights: ● Total revenue increased 23% to $167.9 million ● Net loss available to stockholders improved $16.1 million to $9.7 million ● Adjusted EBITDA increased 139% to $24.8 million ● Lindblad segment net yield per available guest night increased 13% to $1,241 ● Occupancy increase |
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| August 4, 2025 |
Exhibit 4.2 SECOND SUPPLEMENTAL INDENTURE SECOND SUPPLEMENTAL INDENTURE dated as of June 5, 2025 (this “Second Supplemental Indenture”) by and among Lindblad Expeditions, LLC (the “Issuer”), the other parties listed as New Guarantors on the signature pages hereto (each, a “New Guarantor” and, collectively, the “New Guarantors”) and Wilmington Trust, National Association., as trustee (in such capac |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOLD |
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| August 4, 2025 |
Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE, dated as of June 5, 2025 (this “First Supplemental Indenture”), by and among Lindblad Expeditions Holdings, Inc. (the “Issuer”), the other parties listed as New Guarantors on the signature pages hereto (each, a “New Guarantor” and, collectively, the “New Guarantors”) and Wilmington Trust, National Association., as trustee (in s |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| July 11, 2025 |
Exhibit 10.2 Second Amended and Restated Employment Agreement This Second Amended and Restated Employment Agreement (this “Agreement”), dated as of July 8, 2025 (the “Effective Date”), is made by and between Natural Habitat, Inc., a Colorado corporation (together with any successor thereto, the “Company”), Ben Bressler (“Executive”) and Lindblad Expeditions Holdings, Inc., a Delaware corporation ( |
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| July 11, 2025 |
Exhibit 10.1 THIRD AMENDMENT TO THE STOCKHOLDERS’ AGREEMENT This Third Amendment (“Amendment”) to the Stockholders’ Agreement, dated as of May 6, 2016 (the “Stockholders Agreement”), by and among Lindblad Expeditions Holdings, Inc., a Delaware corporation (“Parent”), Natural Habitat, Inc., a Colorado corporation (the “Company”) and Ben Bressler, an individual (“Bressler”), is entered into as of Ju |
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| June 18, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 18, 2025 |
Registration No. 333- As filed with the United States Securities and Exchange Commission on June 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LINDBLAD EXPEDITIONS HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Delaware 27-4749725 (State or other jurisdiction of incorporation |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 5, 2025 |
Amendment No. 1 to the Lindblad Expeditions Holdings, Inc. 2021 Long Term Incentive Plan. Exhibit 10.1 AMENDMENT NO. 1 TO THE LINDBLAD EXPEDITIONS HOLDINGS, INC. 2021 LONG-TERM INCENTIVE PLAN This Amendment No. 1 (the “Amendment”) to the Lindblad Expeditions Holdings, Inc. 2021 Long-Term Incentive Plan (the “Plan”) is adopted by the Board of Directors (“Board”) of Lindblad Expeditions Holdings, Inc., a Delaware corporation (the “Company”) on April 11, 2025. This Amendment will become e |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOL |
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| May 6, 2025 |
Lindblad Expeditions Holdings, Inc. Reports 2025 First Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2025 First Quarter Financial Results First Quarter 2025 Highlights: ● Total revenue increased 17% to $179.7 million ● Net loss available to stockholders improved $5.1 million to $0.04 million ● Adjusted EBITDA increased 39% to $30.0 million ● Lindblad segment net yield per available guest night increased 25% to $1,521 ● Occupancy increased t |
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| May 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 22, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35898 LINDBLAD EXPEDITIO |
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| February 28, 2025 |
Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Lindblad Expeditions, LLC Delaware Lindblad Maritime Ventures, Inc. Delaware Lindblad Maritime Enterprises, Ltd. Cayman Islands Natural Habitat, Inc. Colorado LEX Quest LLC Nevada LEX Venture LLC Nevada SPEX Sea Bird Ltd. Nevada SPEX Sea Lion Ltd. Nevada Lindblad Global Trading, Inc. New York LEX Explorer LLC Nevada SPEX Calstar LLC Nev |
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| February 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| February 27, 2025 |
Lindblad Expeditions Holdings, Inc. Reports 2024 Fourth Quarter and Full Year Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2024 Fourth Quarter and Full Year Financial Results Full Year Highlights: ● Total revenues increased 13% to $644.7 million ● Net loss available to stockholders improved by $14.2 million ● Adjusted EBITDA increased 28% to $91.2 million ● Lindblad segment Net Yield per Available Guest Night increased 7% to $1,170 and Occupancy was 78% NEW YORK |
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| January 10, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2025 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| December 10, 2024 |
Employment Agreement by and between Lindblad Expeditions Holdings, Inc. and Natalya Leahy. Exhibit 10.1 Employment Agreement This Employment Agreement (this “Agreement”), entered into as of November 21, 2024, is made by and between Lindblad Expeditions Holdings, Inc., a Delaware corporation (together with any successor thereto, the “Company”) and Natalya Leahy (“Executive”) (collectively Executive and the Company are referred to herein as the “Parties”). RECITALS A. It is the desire of |
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| December 10, 2024 |
Employment Agreement by and between Lindblad Expeditions Holdings, Inc. and Frederick Goldberg. Exhibit 10.2 Employment Agreement This Employment Agreement (this “Agreement”), entered into as of December 1, 2024, is made by and between Lindblad Expeditions Holdings, Inc., a Delaware corporation (together with any successor thereto, the “Company”) and Frederick Goldberg (“Executive”) (collectively Executive and the Company are referred to herein as the “Parties”). RECITALS A. It is the desire |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| December 10, 2024 |
Exhibit 99.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS NATALYA LEAHY AS CEO, RICK GOLDBERG AS CFO Founder and CEO Sven-Olof Lindblad to Become Co-Chair of Board and Interim CFO Dyson Dryden to Retain Board Director Position NEW YORK – DEC. 10, 2024 – Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND; the “Company” or “Lindblad Expeditions”), a global leader of expedition cruises and adventure t |
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| November 5, 2024 |
Lindblad Expeditions Holdings, Inc. Reports 2024 Third Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2024 Third Quarter Financial Results Third Quarter 2024 Highlights: ● Total revenues increased 17% to $206.0 million ● Net income available to stockholders increased $16.8 million ● Adjusted EBITDA increased 35% to $45.8 million ● Lindblad segment Available Guest Nights increased 6% ● Net Yield per Available Guest Night increased 9% to $1,20 |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS |
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| November 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| October 22, 2024 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 October 22, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Energy and Transportation 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Dang and Mr. Hiller, Please find below the responses of Lindblad Expeditions Holdings, Inc. (the “Company”, “Lindblad” or |
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| October 21, 2024 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 October 21, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Energy and Transportation 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Dang and Mr. Hiller, Please find below the responses of Lindblad Expeditions Holdings, Inc. (the “Company”, “Lindblad” or |
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| October 2, 2024 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 October 2, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Energy and Transportation 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Kim Mr. Rodriguez Dear Ms. Dang and Mr. Hiller, Please find below the responses of Lindblad Expeditions Holdings, Inc |
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| August 27, 2024 |
LIND / Lindblad Expeditions Holdings, Inc. / Lindblad Sven-Olof Activist Investment SC 13D/A 1 sc13da6-sven-oloflindblad.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6)* Under the Securities Exchange Act of 1934 Lindblad Expeditions Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 535219109 (CUSIP Number) Sven-Olof Lindblad c/o Lindblad Expeditions Holdings, Inc. 96 Morton Str |
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| August 9, 2024 |
Lindblad Expeditions Holdings, Inc. 682,593 SHARES OF COMMON STOCK _________________________ Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-281186 PROSPECTUS Lindblad Expeditions Holdings, Inc. 682,593 SHARES OF COMMON STOCK This prospectus relates to the possible offer and resale, from time to time, by the selling stockholder identified in this prospectus, of up to an aggregate of 682,593 shares of our common stock. We will not receive any of the proceeds from the sale |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 8, 2024 |
Lindblad Expeditions Holdings, Inc. Reports 2024 Second Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2024 Second Quarter Financial Results Second Quarter 2024 Highlights: ● Total revenues increased 9% to $136.5 million ● Net loss available to stockholders increased $0.3 million ● Adjusted EBITDA increased $4.2 million to $10.4 million ● Lindblad segment Available Guest Nights increased 4% ● Net Yield per Available Guest Night increased 6% t |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOLD |
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| August 7, 2024 |
Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York, New York 10014 August 7, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Cheryl Brown Re: Lindblad Expeditions Holdings, Inc. Registration Statement on Form S‑1 (Registration No. 333-281186) Ms. Brown: Pursuant to Rule 461 un |
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| August 1, 2024 |
Filing Fee Table (filed herewith) Exhibit FILING FEES. Calculation of Filing Fee Tables Form S-1 LINDBLAD EXPEDITIONS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type(1) Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registratio |
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| August 1, 2024 |
As filed with the Securities and Exchange Commission on August 1, 2024 As filed with the Securities and Exchange Commission on August 1, 2024 Registration No. |
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| August 1, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| July 18, 2024 |
Exhibit 3.1 Page 1 of 17 Amended as of July 15, 2024 BY LAWS OF LINDBLAD EXPEDITIONS HOLDINGS, INC. ARTICLE I OFFICES 1.1 Registered Office. The registered office of Lindblad Expeditions Holdings, Inc. (the “Corporation”) in the State of Delaware shall be established and maintained at 251 Little Falls Drive, Wilmington, Delaware and Corporation Service Company shall be the registered agent of the |
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| July 18, 2024 |
Exhibit 99.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS ANNETTE REAVIS AND ANDY STUART TO ITS BOARD OF DIRECTORS NEW YORK, NY – JULY 18, 2024 – Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND; the “Company” or “Lindblad Expeditions”), recognized global leader of adventure travel and the pioneer of modern expedition cruising, today announced that its Board of Directors has appointed Annette Rea |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 12, 2024 |
Exhibit 99.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. EXPANDS OPERATIONS IN CORE GALÁPAGOS MARKET WITH ADDITION OF TWO NEW VESSELS Bookings to Open Later this Month, with Two Newly Added Purpose-Built Ships to Set Sail in Early 2025 Lindblad Expeditions is the Longest-Standing International Operator in the Galápagos, Since Pioneering Expedition Cruising in the Region Together with Legendary Ecuadorian |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.1) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 10, 2024 |
LIND / Lindblad Expeditions Holdings, Inc. / EIN MARK Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* LINDBLAD EXPEDITIONS HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 535219109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOL |
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| April 30, 2024 |
Exhibit 99.2 LINDBLAD EXPEDITIONS HOLDINGS, INC. ACQUIRES WINELAND-THOMSON ADVENTURES, INC. Adventure Travel Acquisition Further Broadens Lindblad's Footprint, Diversifies High-Quality Experiential Travel Offerings and Expands its Loyal Consumer Base NEW YORK, NY – APRIL 30, 2024 – Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND; the "Company" or "Lindblad Expeditions"), recognized global leader |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 30, 2024 |
Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2024 First Quarter Financial Results and Announces Acquisition of Wineland-Thomson Adventures, Inc. First Quarter 2024 Highlights: ● Total revenue increased 7% to $153.6 million ● Lindblad segment available guest nights increased 3% ● Lindblad segment net yield per available guest night increased 1% to $1,219 with higher pricing and occupanc |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 25, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 12, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 12, 2024 |
Exhibit 10.1 TRANSFER AGREEMENT THIS TRANSFER AGREEMENT (this “Agreement”) is entered into as of April 10, 2024 (the “Effective Date”) by and among Lindblad Expeditions Holdings, Inc., a Delaware corporation (“Parent”), Natural Habitat, Inc., a Colorado corporation (the “Company”), and Ben Bressler, an individual (“Bressler”). Capitalized terms used herein, but not defined herein, shall have the m |
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| March 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35898 |
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| March 19, 2024 |
Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York, New York 10014 March 19, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Cheryl Brown Re: Lindblad Expeditions Holdings, Inc. Registration Statement on Form S‑3 (Registration No. 333-277712) Ms. Brown: Pursuant to Rule 461 un |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| March 19, 2024 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS PAM KAUFMAN TO BOARD OF DIRECTORS Exhibit 99.1 Press Release: LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS PAM KAUFMAN TO BOARD OF DIRECTORS NEW YORK, NY – MARCH 18, 2024 – Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND; the “Company” or “Lindblad Expeditions”), recognized global leader and a pioneer in the expedition cruises and adventure travel industry, today announced that its Board of Directors (“Board”) has appointed Pam |
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| March 6, 2024 |
Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Lindblad Expeditions, LLC Delaware Lindblad Maritime Ventures, Inc. Delaware Lindblad Maritime Enterprises, Ltd. Cayman Islands Natural Habitat, Inc. Colorado LEX Quest LLC Nevada LEX Venture LLC Nevada SPEX Sea Bird Ltd. Nevada SPEX Sea Lion Ltd. Nevada Lindblad Global Trading, Inc. New York LEX Explorer LLC Nevada SPEX Calstar LLC Nev |
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| March 6, 2024 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. Dated as of , 20 [ ] TABLE OF CONTENTS Exhibit 4.8 LINDBLAD EXPEDITIONS HOLDINGS, INC. INDENTURE Dated as of , 20 [ ] Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 5 Section 1.3 Incorporation by Reference of Trust Indenture Act 5 Section 1.4 Rules of Construction 5 ARTICLE II THE SECURITIES 6 Section 2.1 Issuable in Series 6 Section 2.2 Esta |
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| March 6, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation. Exhibit 97.1 Lindblad Expeditions Holdings, Inc. Compensation Recovery Policy1 1. Purpose. The purpose of this Compensation Recovery Policy (this “Policy”) is to describe the circumstances under which Lindblad Expeditions Holdings, Inc. (the “Company”) is required to or shall have the right to recover certain compensation paid to certain employees and independent contractors. Any references in com |
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| March 6, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35898 LINDBLAD EXPEDITIO |
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| March 6, 2024 |
Company Insider Trading Policy Exhibit 19.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. Insider Trading Policy I. Purpose This Insider Trading Policy (this “Policy”) provides you with guidelines with respect to transactions in the securities of Lindblad Expeditions Holdings, Inc. (the “Company”) and the handling of confidential information about the Company and its subsidiaries, and the companies with which the Company does business. T |
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| March 6, 2024 |
As filed with the Securities and Exchange Commission on March 6, 2024 As filed with the Securities and Exchange Commission on March 6, 2024 Registration No. |
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| February 28, 2024 |
Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2023 Fourth Quarter Financial Results and Full Year Financial Results Full Year 2023 Highlights: ● Total revenues increased 35% to $569.5 million ● Net loss available to stockholders improved $66.1 million ● Adjusted EBITDA increased $82.7 million to $71.2 million ● Lindblad segment available guest nights increased 33% ● Net yield per availa |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| February 13, 2024 |
LIND / Lindblad Expeditions Holdings, Inc. / MSD Partners, L.P. - SC 13G/A Passive Investment SC 13G/A 1 d661314dsc13ga.htm SC 13G/A CUSIP No. 535219109 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LINDBLAD EXPEDITIONS HOLDINGS, INC. (Name of Issuer) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 535219109 (CUSIP Number) December 31, 2023 (Date of Event Which Requi |
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| February 13, 2024 |
Joint Filing Agreement dated February 13, 2024 EX-99.1 2 d661314dex991.htm EX-99.1 CUSIP No. 535219109 Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13 |
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| November 15, 2023 |
Brand License Agreement, dated as of November 14, 2023 Exhibit 10.1 Certain portions of this Exhibit have been redacted pursuant to Item 601(b)(10) of Regulation S-K and, where applicable, have been marked with “[***]” to indicate where redactions have been made. The marked information has been redacted because it is both (i) not material and (ii) is the type of information the the Company and Lindblad Expeditions Holdings, Inc. treats as private and |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 (November 14, 2023) LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS |
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| November 2, 2023 |
Lindblad Expeditions Holdings, Inc. Reports 2023 Third Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2023 Third Quarter Financial Results Third Quarter 2023 Highlights: ● Total revenues increased 22% to $176.0 million ● Net income available to stockholders increased $14.3 million to $4.5 million ● Adjusted EBITDA increased 83% to $34.0 million ● Lindblad segment available guest nights increased 21% ● Net yield per available guest night incr |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| July 27, 2023 |
Lindblad Expeditions Holdings, Inc. Reports 2023 Second Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2023 Second Quarter Financial Results Second Quarter 2023 Highlights: ● Total revenues increased 37% to $124.8 million ● Net loss available to stockholders improved $4.5 million ● Adjusted EBITDA increased $12.4 million to $6.2 million ● Lindblad segment Available Guest Nights increased 34% ● Net Yield per Available Guest Night increased 5% |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOLD |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 31, 2023 |
SVEN-OLOF LINDBLAD RETURNING AS CEO OF LINDBLAD EXPEDITIONS FOLLOWING DEPARTURE OF DOLF BERLE Lindblad to Continue Serving as Co-Chair of Company’s Board of Directors NEW YORK, NY – MAY 31, 2023 – Lindblad Expeditions Holdings, Inc. |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOL |
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| May 3, 2023 |
Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE, dated as of May 2, 2023 (this “First Supplemental Indenture”), by and among Lindblad Expeditions, LLC (the “Issuer”), the other parties listed as New Guarantors on the signature pages hereto (each, a “New Guarantor” and, collectively, the “New Guarantors”) and Wilmington Trust, National Association, as trustee (in such capacity |
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| May 3, 2023 |
Lindblad Expeditions Holdings, Inc. Reports 2023 First Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2023 First Quarter Financial Results First Quarter 2023 Highlights: ● Total revenue of $143.4 million increased $75.5 million versus 2022 and $53.7 compared with 2019 ● Net loss available to stockholders of $0.4 million improved $42.6 million versus 2022 ● Adjusted EBITDA of $27.2 million increased $48.4 million versus 2022 and $5.1 million |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 2, 2023 |
Exhibit 4.1 Execution Version LINDBLAD EXPEDITIONS HOLDINGS, INC, as Issuer, EACH OF THE GUARANTORS PARTY HERETO and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee, Principal Paying Agent, Transfer Agent, Registrar and Collateral Agent INDENTURE Dated as of May 2, 2023 $275,000,000 9.000% SENIOR SECURED NOTES DUE 2028 TABLE OF CONTENTS Page Article One DEFINITIONS AND INCORPORATION BY REFERENC |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 17, 2023 |
Lindblad Expeditions Holdings, Inc. Announces Proposed Private Offering of Senior Secured Notes Exhibit 99.2 Lindblad Expeditions Holdings, Inc. Announces Proposed Private Offering of Senior Secured Notes NEW YORK, April 17, 2023 – Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (“Lindblad” or the “Issuer”) today announced that it intends to offer $275,000,000 aggregate principal amount of senior secured notes due 2028, subject to market and customary conditions. The notes will be senior |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 17, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 17, 2023 |
Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Announces First Quarter 2023 Earnings Call Date and Provides Preliminary First Quarter 2023 Financial Results NEW YORK, April 17, 2023 – Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (“Lindblad” or the "Company"), a global provider of expedition cruises and adventure travel experiences, will report 2023 first quarter financial results on Wednes |
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| March 10, 2023 |
Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Lindblad Expeditions, LLC Delaware Lindblad Maritime Ventures, Inc. Delaware Lindblad Maritime Enterprises, Ltd. Cayman Islands Natural Habitat, Inc. Colorado LEX Quest LLC Nevada LEX Venture LLC Nevada SPEX Sea Bird Ltd. Nevada SPEX Sea Lion Ltd. Nevada Lindblad Global Trading, Inc. New York LEX Explorer LLC Nevada SPEX Calstar LLC Nev |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35898 LINDBLAD EXPEDITIO |
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| February 28, 2023 |
Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2022 Fourth Quarter Financial Results and Full Year Financial Results Full Year 2022 Highlights: ● Total revenue increased $274.4 million versus 2021 and $78.4 million compared with full year of 2019 ● Net loss available to stockholders improved $8.6 million versus 2021 ● Adjusted EBITDA improved $52.5 million versus 2021 ● Lindblad segment |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| February 14, 2023 |
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G EX-99.1 2 d425373dex991.htm EX-99.1 CUSIP No. 535219109 Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13 |
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| February 14, 2023 |
LIND / Lindblad Expeditions Holdings Inc / EIN MARK Passive Investment SC 13G/A 1 khs6.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* LINDBLAD EXPEDITIONS HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 535219109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| February 14, 2023 |
LIND / Lindblad Expeditions Holdings Inc / MSD Partners, L.P. - SC 13G/A Passive Investment SC 13G/A 1 d425373dsc13ga.htm SC 13G/A CUSIP No. 535219109 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* LINDBLAD EXPEDITIONS HOLDINGS, INC. (Name of Issuer) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 535219109 (CUSIP Number) December 31, 2022 (Date of Event Which Requi |
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| February 7, 2023 |
LIND / Lindblad Expeditions Holdings Inc / Lindblad Sven-Olof - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 05 )* Lindblad Expeditions Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 535219109 (CUSIP Number) Sven-Olof Lindblad, c/o Lindblad Expeditions Holdings, Inc. 96 Morton Street New York, New York 10014 (Name, Ad |
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| December 27, 2022 |
Exhibit 10.1 SECOND AMENDMENT TO STOCKHOLDERS? AGREEMENT This Second Amendment (?Amendment?) to the Stockholders? Agreement, dated as of May 6, 2016 (the ?Stockholders Agreement?), by and among Lindblad Expeditions Holdings, Inc., a Delaware corporation (?Parent?), Natural Habitat, Inc., a Colorado corporation (the ?Company?) and Ben Bressler, an individual (?Bressler?), is entered into as of Dece |
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| December 27, 2022 |
Exhibit 10.2 Amended and Restated Employment Agreement This Amended and Restated Employment Agreement (this ?Agreement?), dated as of December 1, 2022 (the ?Effective Date?), is made by and between Natural Habitat, Inc., a Colorado corporation (together with any successor thereto, the ?Company?), Ben Bressler (?Executive?) and Lindblad Expeditions Holdings, Inc., a Delaware corporation (?Parent?) |
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| December 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS |
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| November 2, 2022 |
Lindblad Expeditions Holdings, Inc. Reports 2022 Third Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2022 Third Quarter Financial Results Third Quarter 2022 Highlights: ● Total revenue of $144.8 million increased $80.3 million versus 2021 and $43.8 million compared with the third quarter of 2019 ● Net loss available to stockholders improved $15.9 million to a loss of $9.8 million versus the third quarter of 2021 ● Adjusted EBITDA of $18.6 m |
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| November 2, 2022 |
Exhibit 10.1 To: LEX ENDURANCE LTD. (the Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC. (Holdings) From: CITIBANK EUROPE PLC, UK BRANCH (Administrative Agent) CITIBANK, N.A., LONDON BRANCH (ECA Agent) 11 October 2022 LINDBLAD ? $107,694,892.00 SENIOR SECURED CREDIT AGREEMENT ? SIDE LETTER 1 We refer to the senior secured credit agreement dated January 8, 2018, as amended as of April 8, 2019 by a Fi |
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| November 2, 2022 |
– $122,840,000.00 SENIOR SECURED CREDIT AGREEMENT – SIDE LETTER Exhibit 10.2 To: LINDBLAD BLUEWATER II LIMITED (the Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC. (Holdings) From: CITIBANK EUROPE PLC, UK BRANCH (Administrative Agent) CITIBANK, N.A., LONDON BRANCH (ECA Agent) 11 October 2022 LINDBLAD ? $122,840,000.00 SENIOR SECURED CREDIT AGREEMENT ? SIDE LETTER 1 We refer to the senior secured credit agreement dated April 8, 2019, as amended as of June 12, 202 |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| September 16, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| September 16, 2022 |
Exhibit 10.2 AMENDMENT NO. 6 National Geographic Partners, LLC (?NGS?) 1145 17th Street N.W. Washington, D.C. 20036-4688 USA Contact: Nathan Philpot Tel: +44 (0)7767007205 Email: [email protected] Lindblad Expeditions, LLC (?Lindblad?) 96 Morton Street New York, NY 10014 USA Contact: Sven Olof Lindblad Tel: 212-765-7740 Email: [email protected] This is the SIXTH Amendment (?Amendment 6 |
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| September 16, 2022 |
Exhibit 10.1 AMENDMENT NO. 5 National Geographic Partners, LLC (?NGS?) 1145 17th Street N.W. Washington, D.C. 20036-4688 USA Contact: Nathan Philpot Tel: +44 (0)7767007205 Email: [email protected] Lindblad Expeditions, LLC (?Lindblad?) 96 Morton Street New York, NY 10014 USA Contact: Sven Olof Lindblad Tel: 212-765-7740 Email: [email protected] This is the FIFTH Amendment (?Amendment 5 |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOLD |
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| August 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 1, 2022 |
Lindblad Expeditions Holdings, Inc. Reports 2022 Second Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2022 Second Quarter Financial Results Second Quarter 2022 Highlights: ? Operated all ten owned and operated ships providing expeditions across Alaska, the Arctic, the Gal?pagos Islands, Greenland, Iceland, Norway and the Baltic and North Seas ? Total revenue of $90.9 million increased $75.6 million versus 2021 and $14.3 million, or 19%, comp |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 -12-31Q22022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| July 20, 2022 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 Morton Street, 9th Floor New York, NY 10014 July 20, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Energy and Transportation 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Kim Mr. Rodriguez Dear Ms. Kim and Mr. Rodriguez, Please find below the responses of Lindblad Expeditions Holdings, Inc |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 31, 2022 |
Employment Agreement by and between Lindblad Expeditions Holdings, Inc. and Noah Brodsky. Exhibit 10.1 Employment Agreement This Employment Agreement (this ?Agreement?), dated as of May 25, 2022 (the ?Effective Date?), is made by and between Lindblad Maritime Enterprises, Ltd. a Cayman Islands corporation (together with any successor thereto ?Lindblad Maritime? or the ?Company?), wholly-owned by Lindblad Expeditions Holdings, Inc., a Delaware corporation (?Holdings?) (Lindblad Maritime |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 31, 2022 |
Exhibit 10.3 To: LINDBLAD BLUEWATER II LIMITED (the Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC. (Holdings) From: CITIBANK EUROPE PLC, UK BRANCH (Administrative Agent) CITIBANK, N.A., LONDON BRANCH (ECA Agent) 26 May 2022 LINDBLAD ? $122,840,000.00 SENIOR SECURED CREDIT AGREEMENT ? SIDE LETTER 1 We refer to the senior secured credit agreement dated April 8, 2019, as amended and restated as of Jun |
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| May 31, 2022 |
Exhibit 10.2 To: LEX ENDURANCE LTD. (the Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC. (Holdings) From: CITIBANK EUROPE PLC, UK BRANCH (Administrative Agent) CITIBANK, N.A., LONDON BRANCH (ECA Agent) 26 May 2022 LINDBLAD ? $107,694,892.00 SENIOR SECURED CREDIT AGREEMENT ? SIDE LETTER 1 We refer to the senior secured credit agreement dated January 8, 2018, as amended as of April 8, 2019 by a First |
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| May 31, 2022 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS NOAH BRODSKY AS CHIEF COMMERCIAL OFFICER Exhibit 99.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS NOAH BRODSKY AS CHIEF COMMERCIAL OFFICER NEW YORK, NY, May 31, 20222?Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND) a global leader of expedition cruises and adventure travel experiences, announced today it has named Noah Brodsky as its Chief Commercial Officer, effective today. Mr. Brodsky has built a 20+ year career focused on inspira |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOL |
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| May 3, 2022 |
Lindblad Expeditions Holdings, Inc. Reports 2022 First Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2022 First Quarter Financial Results First Quarter 2022 Highlights: ? Operated nine of ten owned and operated ships providing expeditions across Antarctica, Baja California?s Sea of Cortez, Bahamas, Belize, Costa Rica and Panama, and the Gal?pagos ? Strong reservations for future travel with bookings for the second half of 2022 50% ahead of |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 18, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| March 14, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| March 14, 2022 |
Letter from Marcum LLP, dated March 14, 2022 Exhibit 16.1 March 14 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Lindblad Expeditions Holdings, Inc. under Item 4.01 of its Form 8-K dated March 9, 2022. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Lindblad Expeditions |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35898 LINDBLAD EXPEDITIO |
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| February 28, 2022 |
Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Lindblad Expeditions, LLC Delaware Lindblad Maritime Ventures, Inc. Delaware Lindblad Maritime Enterprises, Ltd. Cayman Islands Natural Habitat, Inc. Colorado LEX Quest LLC Nevada LEX Venture LLC Nevada SPEX Sea Bird Ltd. Nevada SPEX Sea Lion Ltd. Nevada Lindblad Global Trading, Inc. New York LEX Explorer LLC Nevada SPEX Calstar LLC Nev |
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| February 22, 2022 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS ALEX SCHULTZ TO THE BOARD OF DIRECTORS Exhibit 99.1 FOR IMMEDIATE RELEASE LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS ALEX SCHULTZ TO THE BOARD OF DIRECTORS NEW YORK, February 17, 2022 ? Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND; the "Company" or "Lindblad Expeditions"), a global provider of expedition cruises and adventure travel experiences, today announced that its Board of Directors has appointed Alex Schultz, a proven glo |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| February 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| February 22, 2022 |
Lindblad Expeditions Holdings, Inc. Reports 2021 Fourth Quarter and Full Year Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2021 Fourth Quarter and Full Year Financial Results Full Year 2021 Highlights: ? Resumed the majority of fleet operations with nine of ten owned and operated ships providing expeditions across Antarctica, Alaska, the Galapagos, Iceland, the Pacific Northwest, Baja and Central America ? Strong reservations for future travel with bookings up n |
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| February 14, 2022 |
LIND / Lindblad Expeditions Holdings Inc / EIN MARK Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* LINDBLAD EXPEDITIONS HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 535219109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 7, 2022 |
Exhibit 4.1 Execution Version LINDBLAD EXPEDITIONS, LLC, as Issuer, LINDBLAD EXPEDITIONS HOLDINGS, INC., as Parent, EACH OF THE OTHER GUARANTORS PARTY HERETO and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee, Principal Paying Agent, Transfer Agent, Registrar and Collateral Trustee INDENTURE Dated as of February 4, 2022 $360,000,000 6.750% SENIOR SECURED NOTES DUE 2027 TABLE OF CONTENTS Page A |
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| February 7, 2022 |
Exhibit 10.1 EXECUTION VERSION COLLATERAL TRUST AGREEMENT Dated as of February 4, 2022 among LINDBLAD EXPEDITIONS, LLC, as the Company, THE OTHER GRANTORS PARTY HERETO, WILMINGTON TRUST, NATIONAL ASSOCIATION, as trustee under the Note Indenture, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent under the Credit Agreement, Each Additional Authorized Representative from time to time p |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35898 27-4749725 (State or other jurisdiction of incorporation |
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| February 7, 2022 |
Exhibit 10.2 EXECUTION VERSION REVOLVING CREDIT AGREEMENT dated as of February 4, 2022, among LINDBLAD EXPEDITIONS, LLC, as Borrower, LINDBLAD EXPEDITIONS HOLDINGS, INC., as Holdings, THE LENDERS PARTY HERETO and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent, WILMINGTON TRUST, NATIONAL ASSOCIATION, as Collateral Trustee and CREDIT SUISSE LOAN FUNDING LLC, JPMORGAN CHASE BANK, N. |
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| January 21, 2022 |
Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Announces Upsize and Pricing of Private Offering of Senior Secured Notes NEW YORK, January 21, 2022 ? Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (?Lindblad? or the ?Company?) today announced that its wholly-owned subsidiary, Lindblad Expeditions, LLC (the ?Issuer?), priced $360,000,000 aggregate principal amount of 6.750% senior secured note |
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| January 21, 2022 |
Exhibit 10.1 Execution Version LINDBLAD EXPEDITIONS, LLC $360,000,000 6.750% Senior Secured Notes due 2027 Purchase Agreement January 20, 2022 Citigroup Global Markets Inc. As Representative of the Initial Purchasers c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Lindblad Expeditions, LLC, a limited liability company organized under the laws o |
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| January 21, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| January 20, 2022 |
Exhibit 99.1 Certain information with respect to Lindblad: Capitalization Cash and cash equivalents (including restricted cash) as of December 31, 2021 was $172.6 million. Total debt as of December 31, 2021 was $544.7 million ($558.5 million principal less deferred financing costs of $13.8 million). Industry and Market We believe the specialty and small ship cruising segment of the cruise industry |
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| January 20, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| January 20, 2022 |
Lindblad Expeditions Holdings, Inc. Announces Proposed Private Offering of Senior Secured Notes Exhibit 99.2 Lindblad Expeditions Holdings, Inc. Announces Proposed Private Offering of Senior Secured Notes NEW YORK, January 20, 2022 ? Lindblad Expeditions Holdings, Inc. (Nasdaq: LIND) (?Lindblad? or the ?Company?) today announced that its wholly-owned subsidiary, Lindblad Expeditions, LLC (the ?Issuer?), intends to offer $340,000,000 aggregate principal amount of senior secured notes due 2027 |
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| November 22, 2021 |
LIND / Lindblad Expeditions Holdings Inc / Lindblad Sven-Olof Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4)* Under the Securities Exchange Act of 1934 Lindblad Expeditions Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 535219109 (CUSIP Number) Sven-Olof Lindblad c/o Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York, New York 10014 ( |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS |
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| November 2, 2021 |
Lindblad Expeditions Holdings, Inc. Reports 2021 Third Quarter Financial Results Lindblad Expeditions Holdings, Inc. Reports 2021 Third Quarter Financial Results Third Quarter 2021 Highlights: ? Expanded fleet operations with eight of ten owned and operated ships providing expeditions across Alaska, the Galapagos, Iceland and the Pacific Northwest ? Strong reservations for future travel with 2022 bookings 51% ahead of bookings for 2021 at the same point a year ago and 27% ahea |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| October 19, 2021 |
Exhibit 99.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. ACQUIRES MAJORITY STAKE IN CLASSIC JOURNEYS, LLC Leading Luxury Cultural Walking Tour Company Broadens Lindblad?s Platform of High-Quality, Experiential Travel Offerings NEW YORK, October 19, 2021 ? Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND; the ?Company? or ?Lindblad?), a global provider of expedition cruises and adventure travel experience |
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| October 19, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| October 4, 2021 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. ACCEPTS DELIVERY OF NATIONAL GEOGRAPHIC RESOLUTION Exhibit 99.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. ACCEPTS DELIVERY OF NATIONAL GEOGRAPHIC RESOLUTION NEW YORK, NY, September 30, 2021 - Lindblad Expeditions Holdings, Inc. today took delivery of National Geographic Resolution from Ulstein Verft, marking the official completion of the line?s second polar new build. Present at the handover ceremony in Ulsteinvik, Norway for the official signing was N |
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| October 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 27, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 20, 2021 |
Memorandum of Agreement between LEX Esprit Ltd. and Esprit Limited, dated August 20, 2021. Exhibit 10.1 - Memorandum of Agreement |
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| August 20, 2021 |
LEX Esprit Ltd. and Esprit Limited, dated August 20, 2021. EX-10.2 3 ex277693.htm EXHIBIT 10.2 - ADDITIONAL CLAUSES Exhibit 10.2 ADDITIONAL CLAUSES TO MEMORANDUM OF AGREEMENT DATED 21 August 2021 BETWEEN LEX ESPRIT LTD. AND ESPRIT HOLDINGS LIMITED FOR THE SALE AND PURCHASE OF "CRYSTAL ESPRIT" (IMO NO. 8705266) ("Agreement") 19. Bareboat Charter (a) Pursuant to the Bareboat Charter Party of even date between the Buyers (as owners) and the Sellers (as chart |
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| August 20, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOLD |
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| August 3, 2021 |
Lindblad Expeditions Holdings, Inc. Reports 2021 Second Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2021 Second Quarter Financial Results Second Quarter 2021 Highlights: ? Resumed fleet operations in June 2021 with three ships in Alaska and one ship in the Galapagos; as of July 31, 2021 eight of nine owned and operated ships have restarted expeditions ? Increased total cash by $17 million through strong guest payments and continued cost re |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| July 6, 2021 |
Registration No. 333- As filed with the United States Securities and Exchange Commission on July 6, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LINDBLAD EXPEDITIONS HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Delaware 27-4749725 (State or other jurisdiction of incorporation o |
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| June 17, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 17, 2021 |
Amendment No 3 to the Senior Secured Credit Agreement dated January 8, EX-10.1 2 ex257824.htm EXHIBIT 10.1 - AMENDMENT NO 3 TO THE SENIOR SECURED CREDIT AGREEMENT DATED JANUARY 8, 2018 AMONG THE COMPANY AND LEX ENDURANCE LTD. WITH CITIBANK, N.A. AND EKSPORTKREDITT NORGE AS. Exhibit 10.1 Private & Confidential Dated June 14, 2021 LEX ENDURANCE LTD., (as Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC., (as Holdings) THE LENDERS LISTED IN SCHEDULE 1, (as Lenders) CITIBANK |
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| June 17, 2021 |
EX-10.2 3 ex257825.htm EXHIBIT 10.2 - AMENDMENT NO 2 TO THE SENIOR SECURED CREDIT AGREEMENT DATED APRIL 8, 2019 AMONG THE COMPANY AND BLUEWATER II LIMITED WITH CITIBANK, N.A. AND EKSPORTKREDITT NORGE AS. Exhibit 10.2 Private & Confidential Dated June 14, 2021 LINDBLAD BLUEWATER II LIMITED, (as Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC., (as Holdings) THE LENDERS LISTED IN SCHEDULE 1, (as Lender |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 30, 2021 |
Fifth Amendment to Third Amended and Restated Credit Agreement. EX-10.1 2 ex244416.htm EXHIBIT 10.1 - FIFTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT. Exhibit 10.1 FIFTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT This Fifth Amendment to Third Amended and Restated Credit Agreement, dated as of April 26, 2021 (this “Amendment”), is made by and among LINDBLAD EXPEDITIONS, LLC, a Delaware limited liability company (the “U.S. Borrower”) |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOL |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| April 29, 2021 |
For the three months ended March 31, EX-99.1 2 ex243656.htm PRESS RELEASE Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2021 First Quarter Financial Results First Quarter 2021 Highlights: ● Announced plans to resume fleet operations beginning with Alaska and the Galapagos during June 2021 ● Broadened platform of high-quality experiential travel offerings with acquisition of majority stakes in leading travel operators DuVin |
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| April 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| April 19, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| March 30, 2021 |
Exhibit 10.1 Employment Agreement This Employment Agreement (this ?Agreement?), entered into as of March 29, 2021, is made by and between Lindblad Expeditions Holdings, Inc., a Delaware corporation (together with any successor thereto, the ?Company?) and Dolf Berle (?Executive?) (collectively Executive and the Company are referred to herein as the ?Parties?). RECITALS A. It is the desire of the Co |
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| March 30, 2021 |
Exhibit 3.1 Page 1 of 17 Amended as of March 26, 2021 BY LAWS OF LINDBLAD EXPEDITIONS HOLDINGS, INC. ARTICLE I OFFICES 1.1 Registered Office. The registered office of Lindblad Expeditions Holdings, Inc. (the ?Corporation?) in the State of Delaware shall be established and maintained at 251 Little Falls Drive, Wilmington, Delaware and Corporation Service Company shall be the registered agent of the |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| March 30, 2021 |
LINDBLAD EXPEDITIONS TO RESUME VOYAGES THIS SUMMER Exhibit 99.2 LINDBLAD EXPEDITIONS TO RESUME VOYAGES THIS SUMMER New York, NY, March 30, 2021 ? Lindblad Expeditions, the global provider of small ship expeditions cruises and adventure travel experiences, has announced that they plan to resume operations for the 2021 season in Alaska and Gal?pagos in June. In keeping with Lindblad?s focus on exploring remote places, they will return to nature in t |
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| March 30, 2021 |
EX-99.1 4 ex236155.htm EXHIBIT 99.1 - PRESS RELEASE DATED MARCH 30, 2021, ANNOUNCEMENT Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Appoints Dolf Berle President and Chief Executive Officer Founder and Chief Executive Officer Sven-Olof Lindblad to Become Co-Chair of Board Lindblad Expeditions Announces it will Resume Operations for 2021 Season in Alaska and Galapagos in Early June NEW YORK, Ma |
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| March 12, 2021 |
Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Lindblad Expeditions, LLC Delaware Lindblad Maritime Ventures, Inc. Delaware Lindblad Maritime Enterprises, Ltd. Cayman Islands Natural Habitat, Inc. Colorado LEX Quest LLC Nevada LEX Venture LLC Nevada SPEX Sea Bird Ltd. Nevada SPEX Sea Lion Ltd. Nevada Lindblad Global Trading, Inc. New York LEX Explorer LLC Nevada SPEX Calstar LLC Nev |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35898 LINDBLAD EXPEDITIO |
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| March 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2021 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| March 9, 2021 |
Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2020 Fourth Quarter and Full Year Financial Results and Announces Acquisitions of DuVine Cycling + Adventure Co. and Off the Beaten Path LLC Opportunistic Expansion of Growth Platform and Strong Liquidity Profile Driven by Strategic Initiatives, Financing Activities and Cost Reduction Measures Throughout 2020 Financial Highlights: ? Ended th |
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| February 12, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Lindblad Expeditions Holdings, Inc. (Name of Issuer) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 535219109 (CUSIP Number) Dec |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LINDBLAD EXPEDITIONS HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 535219109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35898 27-4749725 (State or other jurisdiction of incorporatio |
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| December 28, 2020 |
Incremental Assumption Agreement and Third Amendment to Third Amended and Restated Credit Agreement. Exhibit 10.2 INCREMENTAL ASSUMPTION AGREEMENT AND THIRD AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT This Incremental Assumption Agreement and Third Amendment to Third Amended and Restated Credit Agreement, dated as of December 10, 2020 (this “Amendment”), is made by and among LINDBLAD EXPEDITIONS, LLC, a Delaware limited liability company (the “U.S. Borrower”), LINDBLAD MARITIME ENTER |
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| December 28, 2020 |
Second Amendment to Third Amended and Restated Credit Agreement. Exhibit 10.1 SECOND AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT This Second Amendment to Third Amended and Restated Credit Agreement, dated as of December 10, 2020 (this “Amendment”), is made by and among LINDBLAD EXPEDITIONS, LLC, a Delaware limited liability company (the “U.S. Borrower”), LINDBLAD MARITIME ENTERPRISES, LTD., an exempted company with limited liability incorporated an |
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| December 28, 2020 |
Fourth Amendment to Third Amended and Restated Credit Agreement. EX-10.3 4 ex218866.htm EXHIBIT 10.3 FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.3 FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT This Fourth Amendment to Third Amended and Restated Credit Agreement, dated as of December 15, 2020 (this “Amendment”), is made by and among LINDBLAD EXPEDITIONS, LLC, a Delaware limited liability company (the “U.S. Borrowe |
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| November 27, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Lindblad Exploration Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 535219109 (CUSIP Number) Anne T. Sullivan Inclusive Capital Partners, L.P. 572 Ruger Street, Suite B San Francisco, CA 94129 Eleazer Klein, |
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| November 12, 2020 |
LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS DAVID GOODMAN AS CHIEF COMMERCIAL AND MARKETING OFFICER Exhibit 99.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. APPOINTS DAVID GOODMAN AS CHIEF COMMERCIAL AND MARKETING OFFICER NEW YORK, NY, November 11, 2020 - Lindblad Expeditions Holdings, Inc. (NASDAQ: LIND; “Lindblad” or the "Company"), a global provider of expedition cruises and adventure travel experiences, announced today it has named David Goodman as its Chief Commercial and Marketing Officer, effecti |
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| November 12, 2020 |
Employment Agreement by and between Lindblad Expeditions Holdings, Exhibit 10.1 Employment Agreement This Employment Agreement (this “Agreement”), dated as of November 9, 2020 (the “Effective Date”), is made by and between Lindblad Expeditions Holdings, Inc., a Delaware corporation (together with any successor thereto, the “Company”) and David Goodman (“Executive”) (collectively Executive and the Company are referred to herein as the “Parties”). RECITALS A. It is |
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| November 12, 2020 |
Equity Compensation Letter by and between Lindblad Expeditions Holdings, Exhibit 10.2 LINDBLAD EXPEDITIONS HOLDINGS, INC. November 11, 2020 David Goodman (via email) Re: Equity Compensation Dear David: Reference is made to that certain Employment Agreement by and between you and Lindblad Expeditions Holdings, Inc. (the “Company”), dated as of November 9, 2020 (the “Employment Agreement”). Capitalized terms not defined herein have the meanings set forth in the Employmen |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| November 12, 2020 |
Restricted Stock Unit Grant Notice. EX-10.3 4 ex213570.htm EXHIBIT 10.3 - RSU AGREEMENT BETWEEN LINDBLAD AND DAVID GOODMAN Exhibit 10.3 LINDBLAD EXPEDITIONS HOLDINGS, INC. 2015 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK Unit Grant Notice Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2015 Long-Term Incentive Plan (as amended from time t |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS |
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| October 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| October 29, 2020 |
Lindblad Expeditions Holdings, Inc. Reports 2020 Third Quarter Financial Results Exhibit 99.1 Lindblad Expeditions Holdings, Inc. Reports 2020 Third Quarter Financial Results Third Quarter 2020 Highlights: ● Raised $85 million through private placement issuance of convertible preferred equity to prominent investors ● Amended term loan and revolving credit facilities to waive leverage covenants through Q2 2021 ● Implemented significant cost reduction measures to further increas |
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| October 6, 2020 |
12,810,143 Shares Lindblad Expeditions Holdings, Inc. COMMON STOCK TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-248960 PROSPECTUS 12,810,143 Shares Lindblad Expeditions Holdings, Inc. COMMON STOCK This prospectus relates to the possible offer and resale, from time to time, by the selling stockholders identified in this prospectus of up to an aggregate of 12,810,143 shares of our common stock that are issuable upon conversion |
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| October 5, 2020 |
Form of Market Stock Unit Award Agreement. Exhibit 10.1 LINDBLAD EXPEDITIONS HOLDINGS, INC. 2015 LONG-TERM INCENTIVE PLAN Market STOCK Unit Grant Notice Capitalized terms not specifically defined in this Market Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2015 Long-Term Incentive Plan (as amended from time to time, the “Plan”) of Lindblad Expeditions Holdings, Inc. (the “Company”). The Company has gra |
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| October 5, 2020 |
Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| October 1, 2020 |
Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York, New York 10014 October 1, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F St. NW. Washington, D.C. 20549 Re: Lindblad Expeditions Holdings, Inc. Registration Statement on Form S-3 File No. 333-248960 Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 461 promulgated u |
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| September 22, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 21, 2020 Registration No. |
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| September 10, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lindblad Exploration Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 535219109 (CUSIP Number) Anne T. Sullivan Inclusive Capital Partners, L.P. 572 Ruger Street, Suite B San Francisco, CA 94129 Eleazer Klein, |
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| September 10, 2020 |
LIND / Lindblad Expeditions Holdings Inc. / MSD Partners, L.P. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Lindblad Expeditions Holdings, Inc. (Name of Issuer) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 535219109 (CUSIP Number) Augu |
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| August 31, 2020 |
EX-3.1 2 ex202160.htm EXHIBIT 3.1 - REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT BY AND BETWEEN LINDBLAD EXPEDITION HOLDINGS, INC. AND THE INVESTORS PARTY HERETO Dated as of August 31, 2020 TABLE OF CONTENTS Page Article I Resale Shelf Registration Section 1.1 Resale Shelf Registration Statement Section 1.2 Effectiveness Period Section 1.3 Subsequent Shelf Registration Section 1.4 S |
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| August 31, 2020 |
Exhibit 4.1 CERTIFICATE OF DESIGNATIONS OF 6.0% SERIES A CONVERTIBLE PREFERRED STOCK OF LINDBLAD EXPEDITIONS HOLDINGS, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) Lindblad Expeditions Holdings, Inc. (the “Company”), a corporation duly organized and existing under the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: That, pursuant to |
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| August 31, 2020 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35898 27-4749725 (State or other jurisdiction of incorpo |
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| August 27, 2020 |
Exhibit 99.1 Contact: Audrey Chang, Team Subject Matter, 202-489-8634, [email protected] Patty Disken-Cahill, Lindblad Expeditions, 212-261-9081, [email protected] Lindblad Expeditions Raises $85 Million to Enhance Financial Flexibility and Support Long-Term Growth ● MSD Partners and Durable Capital lead private placement of convertible preferred stock to further boost cash reserve |
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| August 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35898 27-4749725 (State or other jurisdiction of incorporation) |
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| August 27, 2020 |
Exhibit 10.1 INVESTMENT AGREEMENT dated as of August 26, 2020 by and among Lindblad Expeditions Holdings, Inc. and The Purchasers TABLE OF CONTENTS Article I PURCHASE; CLOSING 1.1 Purchase 1.2 Closing 1.3 Conditions to the Closing Article II REPRESENTATIONS AND WARRANTIES 2.1 Representations and Warranties of the Company 2.2 Representations and Warranties of Purchasers Article III COVENANTS 3.1 Fi |
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| August 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOLD |
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| August 10, 2020 |
Lindblad Expeditions Holdings, Inc. Reports 2020 Second Quarter Financial Results Lindblad Expeditions Holdings, Inc. Reports 2020 Second Quarter Financial Results Second Quarter 2020 Highlights: ● Implemented significant cost reduction measures to further increase liquidity profile and ended the quarter with $80.9 million in unrestricted cash and $21.3 million in restricted cash ● Amended export credit agreements, deferring $9.0 million in principal payments and suspending fin |
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| August 10, 2020 |
EX-10.3 2 ex198380.htm EXHIBIT 10.3 - AMENDMENT ONE TO THE THIRD AMENDED CREDIT AGREEMENT Exhibit 10.3 FIRST AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT This First Amendment to Third Amended and Restated Credit Agreement, dated as of August 7, 2020 (this “Amendment”), is made by and among LINDBLAD EXPEDITIONS, LLC, a Delaware limited liability company (the “U.S. Borrower”), LINDBLAD M |
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| August 4, 2020 |
LIND / Lindblad Expeditions Holdings Inc. / VA Partners I, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Amendment No. 5) SCHEDULE 13D Under the Securities Exchange Act of 1934 Lindblad Expeditions Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 535219109 (CUSIP Number) Jason Breeding, Esq. ValueAct Capital One Letterman Drive, Building D, Fourth Floor San Francisco, CA 94129 (415) 362-3700 (Name, Add |
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| August 4, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Lindblad Exploration Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 535219109 (CUSIP Number) Anne T. Sullivan Inclusive Capital Partners, L.P. 572 Ruger Street, Suite B San Francisco, CA 94129 Eleazer Klein, Esq |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| July 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 15, 2020 |
EX-10.1 2 ex190245.htm EXHIBIT 10.1 - AMENDMENT NO 2 TO THE SENIOR SECURED CREDIT AGREEMENT DATED JANUARY 8, 2018 AMONG THE COMPANY AND LEX ENDURANCE LTD. WITH CITIBANK, N.A. AND EKSPORTKREDITT NORGE AS Exhibit 10.1 Private & Confidential Dated June 12, 2020 LEX ENDURANCE LTD., (as Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC. (as Holdings) THE LENDERS LISTED IN SCHEDULE 1 (as Lenders) CITIBANK, N |
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| June 15, 2020 |
Exhibit 10.2 Private & Confidential Dated June 12, 2020 LINDBLAD BLUEWATER II LIMITED, (as Borrower) LINDBLAD EXPEDITIONS HOLDINGS, INC., (as Holdings) THE LENDERS LISTED IN SCHEDULE 1, (as Lenders) CITIBANK, N.A., LONDON BRANCH, (as Mandated Lead Arranger, Global Co-ordinator, ECA Agent, EK Guarantor and Collateral Agent) CITIBANK EUROPE PLC, UK BRANCH, (as Administrative Agent) FIRST AMENDMENT R |
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| June 15, 2020 |
Entry into a Material Definitive Agreement, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| June 8, 2020 |
Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York, New York 10014 June 8, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: J. Elizabeth Packebusch Re: Lindblad Expeditions Holdings, Inc. Registration Statement on Form S-3 (Registration No. 333-238847) Ms. Packebusch: Pursuant |
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| June 5, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 5, 2020 Registration No. |
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| June 1, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 1, 2020 Registration No. |
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| June 1, 2020 |
EX-4.4 2 tm2021268d2ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 LINDBLAD EXPEDITIONS HOLDINGS, INC. as issuer and [NAME OF TRUSTEE], as trustee INDENTURE Dated as of [] CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318 INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939 Trust Indenture Act Section INDENTURE Section Section 310(a)(1) Section 6.9 (a)(2) Section 6.9 (a)(3) Not Applicable (a)(4) |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 LINDBLAD EXPEDITIONS HOLDINGS, INC. |
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| May 6, 2020 |
Exhibit 10.2 AMENDMENT TO NOTE, DATED MAY 6, 2016 This Amendment (the “Note Amendment”) amends the Note, dated as of May 6, 2016 (the “Note”), issued by Natural Habitat, Inc., a Colorado corporation (the “Payor”) in the principal amount of $2,525,000 to Ben Bressler, an individual (“Payee”). This Note Amendment, is entered into as of May 1, 2020 (the “Amendment Effective Date”), by and between the |
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| May 6, 2020 |
EX-10.3 4 ex184033.htm EXHIBIT 10.3 - AMENDMENT TO NATURAL HABITAT, INC.'S STOCKHOLDERS' AGREEMENT BY AND BETWEEN LINDBLAD EXPEDITIONS HOLDINGS, INC., NATURAL HABITAT, INC. AND BEN BRESSLER. Exhibit 10.3 AMENDMENT TO STOCKHOLDERS’ AGREEMENT This Amendment (“Amendment”) to the Stockholders’ Agreement, dated as of May 6, 2016 (the “Stockholders Agreement”), is made by and among Lindblad Expeditions |
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| May 6, 2020 |
EX-10.1 2 ex184030.htm EXHIBIT 10.1 - AMENDMENT TO EMPLOYMENT AGREEMENT BY AND BETWEEN LINDBLAD EXPEDITIONS HOLDINGS, INC. AND BEN BRESSLER. Exhibit 10.1 Amendment to employment agreement THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) dated as of May 1, 2020 (the “Amendment Date”), shall amend that certain Employment Agreement (the “Employment Agreement”), dated May 4, 2016, by and amon |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35898 LINDBLAD EXPEDITIONS HOL |
