Основная статистика
| CIK | 1001288 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lexmark International, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| December 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-14050 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in |
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| December 5, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. |
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| December 5, 2016 |
S-8 POS 1 d303011ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. 033-99330 Registration Statement File No. 033-80879 Registration Statement File No. 333-88303 Registration Statement File No. 333-53228 Registration Statement File No. 333-178451 Registration Statement File No. 333-202239 Registration Statement File No. 333-2 |
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| December 5, 2016 |
S-8 POS 1 d303011ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. 033-99330 Registration Statement File No. 033-80879 Registration Statement File No. 333-88303 Registration Statement File No. 333-53228 Registration Statement File No. 333-178451 Registration Statement File No. 333-202239 Registration Statement File No. 333-2 |
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| December 5, 2016 |
S-8 POS 1 d303011ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. 033-99330 Registration Statement File No. 033-80879 Registration Statement File No. 333-88303 Registration Statement File No. 333-53228 Registration Statement File No. 333-178451 Registration Statement File No. 333-202239 Registration Statement File No. 333-2 |
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| December 5, 2016 |
S-8 POS 1 d303011ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. 033-99330 Registration Statement File No. 033-80879 Registration Statement File No. 333-88303 Registration Statement File No. 333-53228 Registration Statement File No. 333-178451 Registration Statement File No. 333-202239 Registration Statement File No. 333-2 |
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| December 5, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. |
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| December 5, 2016 |
S-8 POS 1 d303011ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. 033-99330 Registration Statement File No. 033-80879 Registration Statement File No. 333-88303 Registration Statement File No. 333-53228 Registration Statement File No. 333-178451 Registration Statement File No. 333-202239 Registration Statement File No. 333-2 |
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| December 5, 2016 |
As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. |
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| December 5, 2016 |
As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. |
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| December 5, 2016 |
POS AM As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. |
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| December 5, 2016 |
POS AM As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. |
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| December 5, 2016 |
As filed with the Securities and Exchange Commission on December 5, 2016 Registration Statement File No. |
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| December 2, 2016 |
8-K 1 form8k.htm APPOINTMENT OF CERTAIN OFFICERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 29, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State |
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| November 29, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 12, 2016, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 29, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 29, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction of incorporation) (Com |
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| November 29, 2016 |
8-K 1 d300421d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 29, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdict |
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| November 29, 2016 |
EX-3.2 3 d300421dex32.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF LEXMARK INTERNATIONAL, INC. A Delaware Corporation TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 2.1 Place of Meetings 2 Section 2.2 Annual Meetings 2 Section 2.3 Special Meetings 2 Section 2.4 Notice 3 Section 2.5 Adjournme |
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| November 29, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION LEXMARK INTERNATIONAL, INC. EX-3.1 2 d300421dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LEXMARK INTERNATIONAL, INC. FIRST: The name of the Corporation is Lexmark International, Inc. (hereinafter the “Corporation”). SECOND: The address of the registered office of the Corporation in the State of Delaware is 2711 Centerville Road, Suite 400, Wilmington, County of New Castle, 19808. The name |
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| November 29, 2016 |
Lexmark announces completion of acquisition by Apex Technology and PAG Asia Capital EX-99.1 Exhibit 99.1 Lexmark announces completion of acquisition by Apex Technology and PAG Asia Capital LEXINGTON, Ky. ? Nov. 29, 2016 ? ? Lexmark International, Inc. today announced the successful completion of the acquisition by a consortium of investors (Consortium) led by Apex Technology Co., Ltd. (Apex) and PAG Asia Capital (PAG). Under the terms of the merger agreement, which was announced |
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| November 4, 2016 |
Lexmark International FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMA |
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| October 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) October 28, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction (Commission File Number) (I |
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| October 28, 2016 |
EX-99.1 2 pressrelease.htm PRESS RELEASE Lexmark reports third quarter results Clearance received from Committee on Foreign Investment in the United States to proceed with proposed acquisition of Lexmark Lexmark acquisition expected to close in 2016 LEXINGTON, Ky. – Oct. 28, 2016 – Lexmark International, Inc. today announced financial results for the third quarter of 2016. Results1 Year-to-Year GA |
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| September 30, 2016 |
form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2016 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdiction of Incorporati |
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| August 5, 2016 |
Lexmark International FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK IN |
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| July 29, 2016 |
Lexmark reports second quarter results Announced shareholder approval of merger agreement Paid second quarter dividend of $0. |
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| July 29, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 earningsrelease.htm EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) July 29, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other |
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| July 22, 2016 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 d213862d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction |
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| July 22, 2016 |
Lexmark shareholders approve merger agreement EX-99.1 Exhibit 99.1 Lexmark shareholders approve merger agreement LEXINGTON, Ky., July 22, 2016 Lexmark International, Inc. today announced that its shareholders have approved the definitive merger agreement under which Lexmark is to be acquired by a consortium of investors led by Apex Technology Co., Ltd. and PAG Asia Capital and including Legend Capital Management Co., Ltd. Upon completion of |
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| June 17, 2016 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 14, 2016 |
Lexmark International 2015 LEXMARK 11-K LEXMARK SAVINGS PLAN PLAN #002 EIN #06?1308215 Report on Audits of Financial Statements and Supplemental Schedule As of December 31, 2015 and 2014 and for the year ended December 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14050 A. |
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| June 7, 2016 |
LXK / Lexmark International, Inc. / IRIDIAN ASSET MANAGEMENT LLC/CT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Lexmark International, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) May 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| May 27, 2016 |
Lexmark International, Inc. Conflict Minerals Report For The Year Ended December 31, 2015 Exhibit 1.01 Lexmark International, Inc. Conflict Minerals Report For The Year Ended December 31, 2015 This report for the year ended December 31, 2015 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). Lexmark International, Inc. (?Lexmark? or the ?Company?) determined that conflict minerals which are defined as columbite-tantalite, cassiterite, gold, w |
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| May 27, 2016 |
SD 1 formsd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Commission File No. 1-14050 Delaware 06-1308215 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) One Lexmark Centre Drive 740 West N |
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| May 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction (Commission File Number) (I.R.S |
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| May 19, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
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| April 29, 2016 |
form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14050 (Commissi |
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| April 29, 2016 |
Lexmark International FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK I |
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| April 29, 2016 |
defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-14050 (Commissi |
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| April 27, 2016 |
Lexmark reports first quarter results Revenue growth in MPS and Enterprise Software offset by strong U. |
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| April 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) April 27, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction (Commission File Number) (I.R |
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| April 20, 2016 |
Lexmark International FORM 8-K DEFA14A 1 d183925d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdi |
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| April 20, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among NINESTAR HOLDINGS COMPANY LIMITED, NINESTAR GROUP COMPANY LIMITED, NINESTAR LEXMARK COMPANY LIMITED, LEXMARK INTERNATIONAL, INC. and APEX TECHNOLOGY CO., LTD. (solely for purposes of Article 4, Section 5.12, Section 5.16, Section 7.2 and Article 8) dated as of April 19, 2016 TABLE OF CONTENTS Page ARTICLE 1 THE MERGER 2 |
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| April 20, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| April 20, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 d183925d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdictio |
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| April 20, 2016 |
Lexmark agrees to be acquired by Apex Technology and PAG Asia Capital EX-99.1 Exhibit 99.1 Lexmark agrees to be acquired by Apex Technology and PAG Asia Capital ? All-cash transaction valued at approximately $3.6 billion, or $40.50 per share ? Announcement follows an exhaustive strategic alternatives review process focused on maximizing shareholder value ? Agreement enables Lexmark?s continued focus on strategic initiatives while strengthening access to substantial |
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| April 20, 2016 |
EX-2.1 2 d183925dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among NINESTAR HOLDINGS COMPANY LIMITED, NINESTAR GROUP COMPANY LIMITED, NINESTAR LEXMARK COMPANY LIMITED, LEXMARK INTERNATIONAL, INC. and APEX TECHNOLOGY CO., LTD. (solely for purposes of Article 4, Section 5.12, Section 5.16, Section 7.2 and Article 8) dated as of April 19, 2016 TABLE OF CONTENTS P |
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| April 20, 2016 |
Lexmark agrees to be acquired by Apex Technology and PAG Asia Capital EX-99.1 Exhibit 99.1 Lexmark agrees to be acquired by Apex Technology and PAG Asia Capital ? All-cash transaction valued at approximately $3.6 billion, or $40.50 per share ? Announcement follows an exhaustive strategic alternatives review process focused on maximizing shareholder value ? Agreement enables Lexmark?s continued focus on strategic initiatives while strengthening access to substantial |
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| April 8, 2016 |
DEF 14A 1 d129434ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permit |
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| March 25, 2016 |
AMENDMENT NO. 4 Dated as of March 24, 2016 CREDIT AGREEMENT Dated as of January 18, 2012 ex101.htm EXECUTION COPY AMENDMENT NO. 4 Dated as of March 24, 2016 to CREDIT AGREEMENT Dated as of January 18, 2012 THIS AMENDMENT NO. 4 (?Amendment?) is made as of March 24, 2016 (the ?Amendment No. 4 Effective Date?) by and among Lexmark International, Inc., a Delaware corporation (the ?Borrower?), the financial institutions listed on the signature pages hereof and JPMorgan Chase Bank, N.A., as |
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| March 25, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k.htm 4TH AMENDMENT TO REVOLVER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other |
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| February 29, 2016 |
Computation of Ratio of Earnings to Fixed Charges (Dollars in Millions, Except Ratios) Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (Dollars in Millions, Except Ratios) For the Year Ended December 31, 2011 (a) 2012 (a) 2013 (a) 2014 (a) 2015 Earnings: Net earnings (loss) $ 280.9 $ 110.9 $ 259.1 $ 79.9 $ (40.4) Provision (benefit) for income taxes 57.6 51.5 109.3 33.5 (27.3) Amortization of capitalized interest 1.2 1.3 1.3 1.2 0.6 Fixed charges excluding interest ca |
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| February 29, 2016 |
Exhibit 21 Subsidiaries of LEXMARK INTERNATIONAL, INC. Subsidiaries State or Country of Incorporation Aia Cloud BV Netherlands Aia Deutschland GmbH Germany Aia Holding BV Netherlands Aia Software BV Netherlands Aia Software Local Services Proprietary Limited South Africa Aia Software North America Inc. Delaware Aia Software UK Ltd UK Atalasoft, Inc. Massachusetts CEEmark-CS Ltd Jersey CEEmark Limi |
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| February 29, 2016 |
EX-24 5 exhibit24.htm EXHIBIT 24 Exhibit 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a director or an officer, or both, of Lexmark International, Inc., a Delaware corporation (“Lexmark”), does hereby make, constitute and appoint Paul A. Rooke, David Reeder and Robert J. Patton, the address of each of which is in care of Lexmark, One Lexmark Centre Drive, Lexington, K |
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| February 29, 2016 |
Lexmark International FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File No. 1-14 |
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| February 23, 2016 |
8-K 1 earningsrelease.htm EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) February 23, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or ot |
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| February 23, 2016 |
Lexmark reports fourth quarter and full year results Fourth quarter non-GAAP EPS exceeded October guidance range Fourth quarter revenue in line with guidance 2015 Core revenue grew 6 percent year to year at constant currency Experiencing positive interest in strategic alternatives process 2016 restructuring expected to generate annualized pretax savings of approximately $100 million Announced next generation of color lasers and smart MFPs integrated with new Kofax Onboarding Agility Lexington, Ky. |
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| February 11, 2016 |
LXK / Lexmark International, Inc. / IRIDIAN ASSET MANAGEMENT LLC/CT Passive Investment SC 13G/A 1 lexmark13ga212312015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Lexmark International, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appr |
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| February 10, 2016 |
LXK / Lexmark International, Inc. / VANGUARD GROUP INC Passive Investment lexmarkinternationalinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Lexmark International Inc Title of Class of Securities: Common Stock CUSIP Number: 529771107 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the ap |
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| January 26, 2016 |
LXK / Lexmark International, Inc. / IRIDIAN ASSET MANAGEMENT LLC/CT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lexmark International, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 4, 2016 |
Lexmark International CANNING LOA RETURN (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) January 4, 2016 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction (Commission File Number) (I. |
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| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMA |
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| October 27, 2015 |
Lexmark reports third quarter results Exploration of strategic alternatives to enhance shareholder value underway Grew Core revenue in constant currency while reducing laser supplies channel inventory Strong results in Higher Value Solutions reflect growth in Enterprise Software and MPS Deferred software revenue increased 66 percent year to year Annualized subscription contract value increased 25 percent year to year Paid 16th consecutive quarterly dividend LEXINGTON, Ky. |
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| October 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 earningsrelease.htm EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) October 27, 2015 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or oth |
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| October 23, 2015 |
LEXINGTON, Ky. – Oct. 23, 2015 – EX-99.1 2 ex991.htm PRESS RELEASE LEXINGTON, Ky. – Oct. 23, 2015 – · Lexmark International, Inc. today announced that its Board of Directors has authorized the exploration of strategic alternatives to enhance shareholder value. · The Board believes that Lexmark has created value through the actions to transform the company and believes that a full review of strategic alternatives, beyond the opera |
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| October 23, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) October 19, 2015 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction (Commission File Number) (I |
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| October 23, 2015 |
Lexmark International STRATEGIC ALTERNATIVES (Current Report/Significant Event) form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdiction of Incorporation) |
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| October 23, 2015 |
Exhibit 10.1 EXECUTION COPY AMENDMENT NO. 3 Dated as of September 30, 2015 to CREDIT AGREEMENT Dated as of January 18, 2012 THIS AMENDMENT NO. 3 (“Amendment”) is made as of September 30, 2015 (the “Amendment No. 3 Effective Date”) by and among Lexmark International, Inc., a Delaware corporation (the “Borrower”), the financial institutions listed on the signature pages hereof and JPMorgan Chase Ban |
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| October 23, 2015 |
Amendment No. 4 to Second Amended and Restated Receivables Purchase Agreement Exhibit 10.2 EXECUTION COPY Amendment No. 4 to Second Amended and Restated Receivables Purchase Agreement AMENDMENT AGREEMENT (this ?Amendment?) dated as of October 20, 2015 among Lexmark Receivables Corporation (the ?Seller?), Gotham Funding Corporation (?Gotham?), as an Investor, Wells Fargo Bank, N.A. (?Wells Fargo?), as an Investor Agent and a Bank, The Bank of Tokyo-Mitsubishi UFJ, Ltd., New |
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| October 2, 2015 |
filename1.htm October 2, 2015 Via Edgar Mr. Craig D. Wilson Senior Assistant Chief Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Re: Lexmark International, Inc. Form 10-K for Fiscal Year Ended December 31, 2014 Form 10-Q for Quarterly Period Ended June 30, 2015 File No. 001-14050 Dear Mr. Wilson: Lexmark International, Inc. (the ?C |
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| October 2, 2015 |
8-K 1 form8k.htm CANNING LOA UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdiction |
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| September 22, 2015 |
seccomment.htm Ian C. Lofwall Associate General Counsel and Assistant Secretary Lexmark International, Inc. 740 West New Circle Road Lexington, KY 40550 Phone: 859.232.2000 Fax: 859.232.3128 September 22, 2015 via Edgar Mr. Craig D. Wilson Senior Assistant Chief Accountant Office of Information Technologies and Services United States Securities and Exchange Commission Division of Corporation Finan |
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| September 1, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k.htm 2015 AMENDMENT OF RPA & PCA UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Ot |
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| September 1, 2015 |
ex101.htm EXECUTION VERSION Omnibus Amendment No. 3 to Second Amended and Restated Receivables Purchase Agreement and Amendment No. 2 to Amended and Restated Purchase and Contribution Agreement AMENDMENT AGREEMENT (this “Amendment”) dated as of August 27, 2015 among Lexmark Receivables Corporation (the “Seller”), Gotham Funding Corporation (“Gotham”), as an Investor, Wells Fargo Bank, N.A. (“Wells |
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| August 4, 2015 |
Financial Statements and Exhibits 8-K/A 1 Form8ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 21, 2015 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction |
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| August 4, 2015 |
Kofax LimiteD unaudited condensed consoliDated balance sheets (in thousands) EX-99.2 4 exhibit992unauditedkofax.htm KOFAX UNAUDITED NINE MONTHS ENDED MARCH 31, 2015 Kofax LimiteD unaudited condensed consoliDated balance sheets (in thousands) March 31, 2015 June 30, 2014 Assets Current assets: Cash and cash equivalents $ 55,567 $ 89,631 Accounts receivable, net of allowances of $971 and $881, respectively 59,529 58,392 Other current assets 9,622 9,690 Income tax receivable |
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| August 4, 2015 |
EX-99.1 3 exhibit991auditedkofax.htm KOFAX AUDITED FY 2014 FINANCIAL STATEMENTS Consolidated Financial Statements Kofax Limited and Subsidiaries Years Ended June 30, 2014 and 2013 With Report of Independent Auditors Index to Consolidated Financial Statements Report of Independent Auditors 1 Consolidated Balance Sheets 2 Consolidated Statements of Income 3 Consolidated Statements of Comprehensive I |
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| August 4, 2015 |
LEXMARK AND KOFAX UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EX-99.3 5 exhibit993unauditedproforma.htm KOFAX AND LEXMARK UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION LEXMARK AND KOFAX UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On May 21, 2015 (“Closing Date”), Lexmark International, Inc. (“Lexmark” or the “Company”) completed its previously announced acquisition of Kofax Limited (“Kofax”), pursuant to the terms of an Agreement and Pla |
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| July 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK IN |
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| July 31, 2015 |
filename1.htm July 31, 2015 Via Edgar Mr. Craig D. Wilson Senior Assistant Chief Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Re: Lexmark International, Inc. Form 10-K for Fiscal Year Ended December 31, 2014 File No. 001-14050 Dear Mr. Wilson: Lexmark International, Inc. (the ?Company? or ?Lexmark?) is submitting this letter in re |
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| July 21, 2015 |
8-K 1 earningsrelease.htm EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) July 21, 2015 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other |
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| July 21, 2015 |
Lexmark reports second quarter results Revenue and EPS results highlighted by strong Enterprise Software performance Combined Enterprise Software and MPS grew 37 percent, comprised 40 percent of total revenue Annualized subscription contract value increased 124 percent year to year Paid 15th consecutive quarterly dividend Kofax acquisition nearly doubles Enterprise Software annualized revenue 2015 restructuring program expected to generate annualized pretax savings of $65 million Lexington, Ky. |
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| July 7, 2015 |
filename1.htm July 7, 2015 Via Edgar Mr. Craig D. Wilson Senior Assistant Chief Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Re: Lexmark International, Inc. Form 10-K for Fiscal Year Ended December 31, 2014 Form 8-K filed April 28, 2015 File No. 001-14050 Dear Mr. Wilson: Lexmark International, Inc. (the ?Company? or ?Lexmark?) is |
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| June 24, 2015 |
exhibit24.htm Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby make, constitute and appoint Paul A. Rooke, Robert J. Patton and David Reeder, and each of them, acting individually, as his or her attorney-in-fact, with full power of substitution for him or her and in any and all capacities, to sign any and all amendments to |
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| June 24, 2015 |
Lexmark International KOFAX PLANS forms-8.htm As filed with the Securities and Exchange Commission on June 24, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lexmark International, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 06-1308215 (State or Other Jurisdiction of Incorporation or Organizat |
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| June 24, 2015 |
exhibit994.htm Exhibit 99.4 KOFAX LIMITED 2015 EQUITY INCENTIVE PLAN Adopted by the Board of Directors January 9, 2015 Approved by the Shareholders February 9, 2015 KOFAX LIMITED 2015 EQUITY INCENTIVE PLAN Section 1. Purpose of the Plan. The purpose of the Kofax Limited 2015 Equity Incentive Plan (the ?Plan?) is to assist the Company and its Subsidiaries in attracting and retaining valued Employee |
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| June 18, 2015 |
Lexmark International 2014 LEXMARK 11-K lsp.htm LEXMARK SAVINGS PLAN PLAN #002 EIN #06-1308215 Report on Audits of Financial Statements and Supplemental Schedule As of December 31, 2014 and 2013 and for the year ended December 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANG |
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| May 29, 2015 |
8-K 1 form8-k.htm BISH COMPENSATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdict |
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| May 28, 2015 |
Lexmark International, Inc. Conflict Minerals Report For The Year Ended December 31, 2014 Exhibit 1.01 Lexmark International, Inc. Conflict Minerals Report For The Year Ended December 31, 2014 This report for the year ended December 31, 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Lexmark International, Inc. (“Lexmark” or the “Company”) determined that conflict minerals which are defined as columbite-tantalite, cassiterite, gold, w |
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| May 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Commission File No. 1-14050 Delaware 06-1308215 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) One Lexmark Centre Drive 740 West New Circle Road Lexington |
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| May 21, 2015 |
Lexmark International KOFAX ACQUISITION COMPLETION (Current Report/Significant Event) form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdiction of Incorporation) (C |
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| May 21, 2015 |
Lexmark completes acquisition of Kofax, announces Enterprise Software leadership change ex991.htm Lexmark completes acquisition of Kofax, announces Enterprise Software leadership change LEXINGTON, Ky., May 21, 2015 ? Lexmark International, Inc. today announced that it has closed on its acquisition of Kofax Limited. Lexmark acquired Kofax in a cash transaction for $11.00 per share, for a total enterprise value of approximately $1 billion. This acquisition will nearly double the size o |
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| April 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK I |
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| April 30, 2015 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among LEXMARK INTERNATIONAL TECHNOLOGY, S.A., ARIEL INVESTMENT COMPANY, LTD., LEXMARK INTERNATIONAL, INC. and KOFAX LIMITED Dated as of March 24, 2015 Table of Contents Page ARTICLE I THE MERGER Section 1.1 The Merger. 1 Section 1.2 Closing. 2 Section 1.3 Effects of the Merger. 2 Section 1.4 Surviving Company Memorandum of Association and Bye-Laws. 2 |
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| April 30, 2015 |
EX-99.1 7 exhibit991.htm KOFAX VOTING AGREEMENT Exhibit 99.1 Execution Version VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of March 24, 2015, is by and among Lexmark International Technology, S.A., a Switzerland joint stock company (“Parent”), Ariel Investment Company, Ltd., a Bermuda exempted company and a direct wholly-owned subsidiary of Parent (“Merger Sub”), Kofax Limi |
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| April 28, 2015 |
Lexmark International EARNINGS RELEASE (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) April 28, 2015 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction (Commission File Number) (I.R |
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| April 28, 2015 |
EX-99.1 2 pressrelease.htm PRESS RELEASE Lexmark reports first quarter results Delivered revenue and EPS at top of January guidance range Combined Enterprise Software and MPS revenue grew 13 percent year to year Annuity revenue grew 5 percent year to year, comprised 70 percent of Core revenue Annualized subscription contract value increased 108 percent year to year Deferred software revenue increa |
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| April 24, 2015 |
ex10-2.htm Exhibit 10.2 RESTRICTED STOCK UNIT AWARD AGREEMENT pursuant to LEXMARK INTERNATIONAL, INC. 2005 NONEMPLOYEE DIRECTOR STOCK PLAN This RESTRICTED STOCK UNIT AWARD AGREEMENT (the "Agreement") between Lexmark International, Inc., a Delaware corporation (the "Company"), and the person specified on the signature page hereof (the "Grantee") is entered into as of the day of , (the "Grant Date") |
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| April 24, 2015 |
form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdiction of Incorporation) |
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| April 24, 2015 |
ex10-1.htm Exhibit 10.1 LEXMARK INTERNATIONAL, INC. 2005 NONEMPLOYEE DIRECTOR STOCK PLAN As amended and restated effective April 21, 2015 Section 1. Purposes The purposes of the Plan are to enable the Company to attract, retain and motivate the best qualified nonemployee directors and to enhance a long-term mutuality of interest between the directors and stockholders of the Company by granting eli |
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| April 24, 2015 |
ex10-3.htm Exhibit 10.3 RESTRICTED STOCK UNIT AWARD AGREEMENT pursuant to LEXMARK INTERNATIONAL, INC. 2005 NONEMPLOYEE DIRECTOR STOCK PLAN This RESTRICTED STOCK UNIT AWARD AGREEMENT (the "Agreement") between Lexmark International, Inc., a Delaware corporation (the "Company"), and [DIRECTOR] (the "Grantee") is entered into as of the day of , (the "Grant Date") pursuant to the Lexmark International, |
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| March 24, 2015 |
ex991.htm Exhibit 99.1 Lexmark to acquire Kofax LEXINGTON, Ky. & IRVINE, Calif., March 24, 2015 ? Lexmark International, Inc. (NYSE: LXK) and Kofax Limited (NASDAQ and LSE: KFX) today announced that the two companies have entered into a merger agreement in which Lexmark will acquire Kofax. Under the terms of the merger agreement, Lexmark will acquire all of the outstanding shares of Kofax for $11. |
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| March 24, 2015 |
Lexmark International KOFAX MERGER AGREEMENT (Current Report/Significant Event) form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdiction of Incorporation) |
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| March 11, 2015 |
DEF 14A 1 d850447ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissi |
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| March 6, 2015 |
LXK / Lexmark International, Inc. / VANGUARD GROUP INC Passive Investment lexmarkinternationalincamd.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Lexmark International Inc Title of Class of Securities: Common Stock CUSIP Number: 529771107 Date of Event Which Requires Filing of this Statement: February 28, 2015 Check the |
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| March 2, 2015 |
Exhibit 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a director or an officer, or both, of Lexmark International, Inc. |
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| March 2, 2015 |
Computation of Ratio of Earnings to Fixed Charges (Dollars in Millions, Except Ratios) Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (Dollars in Millions, Except Ratios) For the Year Ended December 31, 2010 2011 2012 2013 2014 Earnings: Net earnings $ 350.2 $ 275.2 $ 107.6 $ 261.8 $ 79.1 Provision for income taxes 84.5 63.2 54.8 106.6 34.3 Amortization of capitalized interest 0.7 1.2 1.3 1.3 1.2 Fixed charges excluding interest capitalized 50.9 53.2 49.4 50.6 50.1 T |
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| March 2, 2015 |
Exhibit 10.44 Director Compensation Policy The following table sets forth the compensation payable to nonemployee directors of Lexmark International, Inc.: Annual Retainer Fee $60,000 Annual Retainer Fee ? Finance and Audit Committee $15,000 Annual Retainer Fee ? Compensation and Pension Committee $10,000 Annual Retainer Fee ? Other Committees $8,000 Annual Chair Retainer Fee ? Finance and Audit C |
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| March 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 form10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from |
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| March 2, 2015 |
Exhibit 21 Subsidiaries of LEXMARK INTERNATIONAL, INC. Subsidiaries State or Country of Incorporation CEEmark-CS Ltd Jersey CEEmark Limited Jersey Foxray Research and Development AG Germany Lexington Care, LLC Delaware Lexington Tooling Corporation Delaware Lexmark Asia Pacific Corporation, Inc. Delaware Lexmark Bilgi Islem Urunleri Ticaret Limited Sirketi Turkey Lexmark Canada, Inc. Canada Lexmar |
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| February 23, 2015 |
LXK / Lexmark International, Inc. S-8 - - 2013 EQUITY COMPENSATION PLAN S-8 1 forms-8.htm 2013 EQUITY COMPENSATION PLAN As filed with the Securities and Exchange Commission on February 23, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lexmark International, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 06-1308215 (State or Other Ju |
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| February 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2015 LEXMARK INTERNATIONAL, INC. |
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| February 23, 2015 |
LXK / Lexmark International, Inc. S-8 POS - - POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 forms-8pos.htm POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on February 23, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lexmark International, Inc. (Exact Name of Registrant as Specified |
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| February 23, 2015 |
Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby make, constitute and appoint Paul A. |
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| February 10, 2015 |
LXK / Lexmark International, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 lexmarkinternational.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Lexmark International Inc Title of Class of Securities: Common Stock CUSIP Number: 529771107 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate the rule |
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| January 30, 2015 |
8-K 1 form8-k.htm CITIBANK ASR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Jurisdicti |
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| January 27, 2015 |
Lexmark reports fourth quarter and full year results Revenue growth exceeded October guidance range Revenue excluding Inkjet Exit grew 7 percent, seventh consecutive quarter of growth Combined MPS and Perceptive Software revenue exceeded $1. |
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| January 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) January 27, 2015 LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-14050 06-1308215 (State or other jurisdiction (Commission File Number) (I |
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| January 7, 2015 |
JOINT FILING AGREEMENT This JOINT FILING AGREEMENT is made and entered into by and among Iridian Asset Management LLC, David L. |
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| January 7, 2015 |
LXK / Lexmark International, Inc. / IRIDIAN ASSET MANAGEMENT LLC/CT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Lexmark International, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 5, 2015 |
Lexmark acquires Claron Technology EX-99.1 2 ex991.htm PRESS RELEASE Exhibit 99.1 Lexmark acquires Claron Technology LEXINGTON, Ky., Jan. 5, 2015 · Lexmark International, Inc. (NYSE: LXK) today announced the acquisition of Toronto-based Claron Technology, Inc. (Claron), a leading provider of medical image viewing, distribution, sharing and collaboration software technology. Lexmark paid a cash purchase price of approximately $37 mi |
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| January 5, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k.htm FORM 8-K CLARON ACQUISITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2015 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Ot |
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| December 22, 2014 |
Lexmark appoints David Reeder as chief financial officer Exhibit 99.1 Lexmark appoints David Reeder as chief financial officer LEXINGTON, KY., Dec. 22, 2014 · Lexmark International, Inc. (NYSE: LXK) today announced the appointment of David Reeder as vice president and chief financial officer (CFO), effective January 9, 2015. · Reeder has been CFO for Electronics for Imaging (NASDAQ: EFII) since January 2014, with responsibilities for finance, accounting |
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| December 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2014 LEXMARK INTERNATIONAL, INC. |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2014 LEXMARK INTERNATIONAL, INC. |
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| November 6, 2014 |
Exhibit 10.1 EXECUTIVE SEVERANCE AGREEMENT This SEVERANCE AGREEMENT (the "Agreement"), is entered into as of the 1st day of November, 2014 (the “Effective Date”), by and between Lexmark International, Inc., a Delaware corporation, with its principal place of business in Fayette County, Kentucky (the "Company"), and «Name» (the "Employee"). W I T N E S S E T H: WHEREAS, the Employee is employed as |
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| October 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMA |
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| October 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 LEXMARK INTERNATIONAL, INC. |
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| October 21, 2014 |
Lexmark reports third quarter results • Revenue growth of 3 percent and EPS both exceeded guidance range • Revenue excluding Inkjet Exit grew 6 percent, sixth consecutive quarter of growth • MPS and Perceptive Software combined revenue grew 21 percent (20 percent non-GAAP) • Generated strong free cash flow of $87 million • Expanded solutions capabilities and reach with acquistion of ReadSoft • Share repurchases and dividends totaled $40 million Lexington, Ky. |
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| October 21, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2014 LEXMARK INTERNATIONAL, INC. |
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| October 15, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2014 LEXMARK INTERNATIONAL, INC. |
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| October 15, 2014 |
EX-10.1 2 ex101.htm BTMU - LEXMARK - AMENDMENT NO. 1 TO SECOND A&R RPA (2014 EXTENSION) Exhibit 10.1 Execution Version Omnibus Amendment No. 1 to Second Amended and Restated Receivables Purchase Agreement and Amended and Restated Purchase and Contribution Agreement AMENDMENT AGREEMENT (this “Amendment”) dated as of October 9, 2014 among Lexmark Receivables Corporation (the “Seller”), Gotham Fundin |
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| September 8, 2014 |
EX-99.1 2 ex991.htm LITSA PRESS RELEASE Exhibit 99.1 This press release may not be published or distributed, directly or indirectly, in or into Australia, Canada, Hong Kong, Japan, New Zealand or South Africa. The Offer is not being made to, nor will any tender of shares be accepted from or on behalf of, holders in such jurisdictions or elsewhere where their participation requires further document |
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| September 8, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2014 LEXMARK INTERNATIONAL, INC. |
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| September 8, 2014 |
Lexmark announces results of ReadSoft tender offer Exhibit 99.2 Lexmark announces results of ReadSoft tender offer LEXINGTON, Ky., Sept. 8, 2014 · Lexmark International, Inc. (NYSE: LXK) today announced that approximately 98 percent of the shareholders of Sweden-based ReadSoft have accepted Lexmark’s revised tender offer of Swedish Krona (SEK) 57.00 per share, as of Sept. 4. · The total consideration to be paid to acquire ReadSoft is approximately |
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| August 20, 2014 |
Exhibit 99.1 This press release may not be published or distributed, directly or indirectly, in or into Australia, Canada, Hong Kong, Japan, New Zealand or South Africa. The Offer is not being made to, nor will any tender of shares be accepted from or on behalf of, holders in such jurisdictions or elsewhere where their participation requires further documentation, filings or other measures in addi |
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| August 20, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2014 LEXMARK INTERNATIONAL, INC. |
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| August 5, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2014 LEXMARK INTERNATIONAL, INC. |
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| August 5, 2014 |
EX-99.1 2 ex991.htm PRESS RELEASE ISSED BY LITSA Exhibit 99.1 This press release may not be published or distributed, directly or indirectly, in or into Australia, Canada, Hong Kong, Japan, New Zealand or South Africa. The Offer is not being made to, nor will any tender of shares be accepted from or on behalf of, holders in such jurisdictions or elsewhere where their participation requires further |
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| August 5, 2014 |
Lexmark increases tender offer price for all outstanding shares of ReadSoft Exhibit 99.2 Lexmark increases tender offer price for all outstanding shares of ReadSoft LEXINGTON, Ky., Aug. 5, 2014 · Lexmark International, Inc. (NYSE: LXK) today announced that it has increased its cash tender offer price for all of the outstanding shares of Sweden-based ReadSoft (NASDAQ OMX: RSOF-B). This cash offer is Swedish Krona (SEK) 55.50, an 11 percent increase from Lexmark’s July 14, |
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| August 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK IN |
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| July 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2014 LEXMARK INTERNATIONAL, INC. |
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| July 24, 2014 |
LXK / Lexmark International, Inc. CORRESP - - Gary Stromquist Vice President Interim CFO Lexmark International, Inc. One Lexmark Centre Drive Lexington, KY 40550 USA Phone: 859 232 6189 Fax: 859 232 7137 July 24, 2014 Via Edgar Ms. Cecilia Blye Office of Global Security Risk Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Re: Lexmark International, Inc. Form 10-K for Fiscal Year Ende |
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| July 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2014 LEXMARK INTERNATIONAL, INC. |
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| July 22, 2014 |
Lexmark reports second quarter results • Revenue and earnings per share exceeded April guidance • Revenue grew 5 percent excluding Inkjet Exit • Managed Print Services and Perceptive Software combined revenue grew 12 percent (11 percent non-GAAP) • Strong free cash flow generation of $76 million • Share repurchases and dividends totaled $41 million • Increased full-year 2014 guidance for revenue and earnings per share Lexington, Ky. |
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| July 14, 2014 |
Exhibit 99.1 This press release may not be published or distributed, directly or indirectly, in or into Australia, Canada, Hong Kong, Japan, New Zealand or South Africa. The New Offer is not being made to, nor will any tender of shares be accepted from or on behalf of, holders in such jurisdictions or elsewhere where their participation requires further documentation, filings or other measures in |
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| July 14, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2014 LEXMARK INTERNATIONAL, INC. |
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| July 14, 2014 |
Lexmark increases tender offer price for all outstanding shares of ReadSoft Exhibit 99.2 Lexmark increases tender offer price for all outstanding shares of ReadSoft LEXINGTON, Ky., July 14, 2014 · Lexmark International, Inc. (NYSE: LXK) today announced that it has increased its cash tender offer price for all of the outstanding shares of Sweden-based ReadSoft (NASDAQ OMX: RSOF-B). This cash offer is Swedish Krona (SEK) 50.00, a 16 percent increase from Lexmark’s prior off |
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| June 18, 2014 |
LEXMARK SAVINGS PLAN PLAN #002 EIN #06-1308215 Report on Audits of Financial Statements and Supplemental Schedule As of December 31, 2013 and 2012 and for the year ended December 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14050 A. |
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| June 18, 2014 |
Lexmark to increase tender offer price for all outstanding shares of ReadSoft Exhibit 99.1 Lexmark to increase tender offer price for all outstanding shares of ReadSoft LEXINGTON, KY., JUNE 18, 2014 ● Lexmark International, Inc. (NYSE: LXK) today announced that it will increase its cash tender offer price for all of the outstanding shares of Sweden-based ReadSoft (NASDAQ OMX: RSOF-B). The revised cash offer is SEK 43.00, a 7.4 percent increase from Lexmark’s original offer |
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| June 18, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2014 LEXMARK INTERNATIONAL, INC. |
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| May 30, 2014 |
Lexmark International, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 EX-1.02 2 exhibit102.htm EXHIBIT 1.02 Exhibit 1.02 Lexmark International, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 This report for the year ended December 31, 2013 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Lexmark International, Inc. (“Lexmark” or the “Company”) determined that conflict minerals which are defined as col |
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| May 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report LEXMARK INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Commission File No. 1-14050 Delaware 06-1308215 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) One Lexmark Centre Drive 740 West New Circle Road Lexington |
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| May 20, 2014 |
8-K 1 form8-k.htm INTERIM CFO COMPENSATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2014 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Other Ju |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 LEXMARK INTERNATIONAL, INC. |
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| May 12, 2014 |
Lexmark appoints Gary Stromquist as interim chief financial officer Exhibit 99.1 Lexmark appoints Gary Stromquist as interim chief financial officer LEXINGTON, Ky., May 12, 2014 · Lexmark International, Inc. (NYSE: LXK) today announced the appointment of Gary Stromquist as its interim chief financial officer (CFO), effective May 20, 2014. · Stromquist has been with Lexmark since its inception in 1991 and has served in a number of leadership positions within the co |
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| May 7, 2014 |
Other Events - SCOTIABANK ASR 05-06-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2014 LEXMARK INTERNATIONAL, INC. |
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| May 6, 2014 |
Lexmark commences tender offer for all outstanding shares of ReadSoft Exhibit 99.2 Lexmark commences tender offer for all outstanding shares of ReadSoft LEXINGTON, Ky., May 6, 2014 · Lexmark International, Inc. (NYSE: LXK) today announced the commencement of a cash tender offer for all of the outstanding shares of Sweden-based ReadSoft (NASDAQ OMX: RSOF-B). The offer is $6.11 in cash for each Series A and Series B share of ReadSoft for a price of approximately $182 |
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| May 6, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2014 LEXMARK INTERNATIONAL, INC. |
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| May 6, 2014 |
Exhibit 99.1 This press release may not be published or distributed, directly or indirectly, in or into Australia, Canada, Hong Kong, Japan, New Zealand or South Africa. The Offer is not being made to, nor will any tender of shares be accepted from or on behalf of, holders in such jurisdictions or elsewhere where their participation requires further documentation, filings or other measures in addi |
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| May 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK I |
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| April 24, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2014 LEXMARK INTERNATIONAL, INC. |
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| April 22, 2014 |
Lexmark reports first quarter results • Revenue and earnings per share exceeded guidance • Revenue grew 6 percent excluding Inkjet Exit and acquisition-related adjustments • Higher value solutions revenue, comprised of Managed Print Services and Perceptive Software, grew 18 percent, and increased to 27 percent (28 percent non-GAAP) of total revenue • Laser supplies revenue grew 9 percent • Share repurchases and dividends totaled $40 million Lexington, Ky. |
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| April 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2014 LEXMARK INTERNATIONAL, INC. |
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| March 13, 2014 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 3, 2014 |
EX-24 7 exhibit24.htm EXHIBIT 24 Exhibit 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a director or an officer, or both, of Lexmark International, Inc., a Delaware corporation (“Lexmark”), does hereby make, constitute and appoint Paul A. Rooke, John W. Gamble, Jr. and Robert J. Patton, the address of each of which is in care of Lexmark, One Lexmark Centre Drive, Lexin |
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| March 3, 2014 |
Computation of Ratio of Earnings to Fixed Charges (Dollars in Millions, Except Ratios) Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (Dollars in Millions, Except Ratios) For the Year Ended December 31, 2009(a) 2010(a) 2011(a) 2012(a) 2013 Earnings: Net earnings $ 161.2 $ 350.2 $ 275.2 $ 107.6 $ 261.8 Provision for income taxes 55.3 84.5 63.2 54.8 106.6 Amortization of capitalized interest 0.2 0.7 1.2 1.3 1.3 Fixed charges excluding interest capitalized 47.7 50.9 53. |
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| March 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File No. 1-14 |
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| March 3, 2014 |
Subsidiaries of LEXMARK INTERNATIONAL, INC. Exhibit 21 Subsidiaries of LEXMARK INTERNATIONAL, INC. Subsidiaries State or Country of Incorporation CEEmark-CS Ltd Jersey CEEmark Limited Jersey ISYS Search Software Pty Ltd Australia Lexington Care, LLC Delaware Lexington Tooling Corporation Delaware Lexmark Asia Pacific Corporation, Inc. Delaware Lexmark Bilgi Islem Urunleri Ticaret Limited Sirketi.... Turkey Lexmark Canada, Inc. Canada Lexmar |
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| March 3, 2014 |
Exhibit 10.39 Director Compensation Policy The following table sets forth the compensation payable to nonemployee directors of Lexmark International, Inc.: Annual Retainer Fee $60,000 Annual Retainer Fee ? Finance and Audit Committee $15,000 Annual Retainer Fee ? Compensation and Pension Committees $10,000 Annual Retainer Fee ? Other Committees $ 8,000 Annual Chair Retainer Fee ? Finance and Audit |
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| March 3, 2014 |
EX-18 4 exhibit18.htm EXHIBIT 18 Exhibit 18 March 3, 2014 Board of Directors of Lexmark International, Inc. One Lexmark Centre Drive 740 West New Circle Drive Lexington, KY 40550 Dear Directors: We are providing this letter to you for inclusion as an exhibit to your Form 10-K filing pursuant to Item 601 of Regulation S-K. We have audited the consolidated financial statements included in the Compan |
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| February 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2014 LEXMARK INTERNATIONAL, INC. |
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| February 25, 2014 |
Lexmark International, Inc. 20XX-20XX Long-Term Incentive Plan Award Agreement Exhibit 10.4 Lexmark International, Inc. 20XX-20XX Long-Term Incentive Plan Award Agreement This Long-Term Incentive Plan (the "LTIP") Award Agreement (“Agreement”) between Lexmark International, Inc., a Delaware corporation (the "Company"), and the person specified on the signature page (the "Participant") is entered into as of the date set forth on the signature page hereof. This Agreement is on |
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| February 25, 2014 |
Exhibit 10.3 Lexmark International, Inc. 2013 Equity Compensation Plan 20XX Performance-Based Restricted Stock Unit Award Notice This Award Notice evidences the award of performance-based restricted stock units (each, a “Performance RSU” or collectively, the “Performance RSUs”) that have been granted to you, [NAME], by Lexmark International, Inc., a Delaware corporation (the “Company”), subject to |
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| February 25, 2014 |
Lexmark International, Inc. 2013 Equity Compensation Plan 20[XX] Restricted Stock Unit Award Notice Exhibit 10.1 Lexmark International, Inc. 2013 Equity Compensation Plan 20[XX] Restricted Stock Unit Award Notice This Award Notice evidences the award of restricted stock units (each, an “RSU” or collectively, the “RSUs”) that have been granted to you, [Award Recipient], by Lexmark International, Inc., a Delaware corporation (the “Company”), subject to and conditioned upon your agreement to the te |
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| February 25, 2014 |
Exhibit 10.2 Lexmark International, Inc. 2013 Equity Compensation Plan 20XX-20XX Performance-Based Restricted Stock Unit Award Notice This Award Notice evidences the award of performance-based restricted stock units (each, a “Performance RSU” or collectively, the “Performance RSUs”) that have been granted to you, [NAME], by Lexmark International, Inc., a Delaware corporation (the “Company”), subje |
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| February 14, 2014 |
EX-99.2 3 d669197dex992.htm EX-99.2 Exhibit 2 AGREEMENT OF JOINT FILING In accordance with Rule 13d-1(k), promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a Statement on Schedule 13G, and any amendments thereto, with respect to the Class A Common Stock, $.01 par value per share, of Lexmark Inte |
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| February 14, 2014 |
EX-99.1 Exhibit 1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. American International Group, Inc. — Subsidiary Information SAFG Retirement Services, Inc.: Parent Holding Company or Control Person pursuant to Rule 13d-1(b)(ii)(G) Category Symbol: HC AIG Life Holdings, Inc.: Parent Holding Company or Control Person p |
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| February 14, 2014 |
SC 13G/A 1 d669197dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 1 LEXMARK INTERNATIONAL, INC. (Name of Issuer) Class A Common Stock, $.01 par value per share (Title of Class of Securities) 529771107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires F |
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| February 12, 2014 |
LXK / Lexmark International, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 lexmark.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Lexmark International Inc Title of Class of Securities: Common Stock CUSIP Number: 529771107 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pursuant to w |
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| February 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2014 LEXMARK INTERNATIONAL, INC. |
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| February 6, 2014 |
AMENDMENT NO. 1 Dated as of February 5, 2014 CREDIT AGREEMENT Dated as of January 18, 2012 Exhibit 10.1 EXECUTION COPY AMENDMENT NO. 1 Dated as of February 5, 2014 to CREDIT AGREEMENT Dated as of January 18, 2012 THIS AMENDMENT NO. 1 (“Amendment”) is made as of February 5, 2014 (the “Effective Date”) by and among Lexmark International, Inc., a Delaware corporation (the “Borrower”), Perceptive Software, LLC (the “Subsidiary Guarantor” and, together with the Borrower, the “Loan Parties”), |
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| February 4, 2014 |
LXK / Lexmark International, Inc. / IRIDIAN ASSET MANAGEMENT LLC/CT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lexmark International (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2014 LEXMARK INTERNATIONAL, INC. |
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| January 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2014 LEXMARK INTERNATIONAL, INC. |
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| January 28, 2014 |
Lexmark reports fourth quarter and full year 2013 results • Revenue growth of 4 percent in quarter, 11 percent excluding Inkjet Exit • Full year revenue growth of 4 percent excluding Inkjet Exit • Managed Print Services revenue growth of 22 percent in quarter, 16 percent in full year • Perceptive Software revenue growth of 60 percent in quarter (70 percent non-GAAP), 43 percent in full year (48 percent non-GAAP) • Significant EPS growth in quarter and full year • Free cash flow generation of $164 million in fourth quarter, $308 million in full year • Share repurchases and dividends totaled $39 million in fourth quarter, $157 million in full year Lexington, Ky. |
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| January 16, 2014 |
SC 13D/A 1 d659415dsc13da.htm AMENDMENT NO.10 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* LEXMARK INTERNATIONAL, INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 2 |
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| January 16, 2014 |
Schedule 13D CUSIP No. 529771107 Page 30 of 32 JOINT FILING AGREEMENT EX-11 Schedule 13D CUSIP No. 529771107 Page 30 of 32 EXHIBIT 11 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 10 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of January 15, 2014, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on |
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| January 10, 2014 |
EX-10 CUSIP No. 529771107 Schedule 13D Page 31 of 33 EXHIBIT 10 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 9 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of January 10, 2014, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on |
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| January 10, 2014 |
SC 13D/A 1 d659036dsc13da.htm AMENDMENT NO. 9 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* LEXMARK INTERNATIONAL, INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 28 |
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| January 7, 2014 |
Lexmark announces change in pension accounting method and accrual for legal contingency • Change in accounting method for pension and other postretirement benefit plans to improve transparency of operational performance • Accounting method change does not affect Lexmark’s funding requirements nor does it impact existing benefits to the participants in the company’s pension plans • Combined new accounting method and legal contingency adjustments, as compared to October 2013 guidance, would have decreased fourth quarter 2013 GAAP and non-GAAP EPS guidance by $0. |
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| January 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2014 LEXMARK INTERNATIONAL, INC. |
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| January 3, 2014 |
SCHEDULE 13D CUSIP No. 529771107 Page 30 of 32 JOINT FILING AGREEMENT EX-9 SCHEDULE 13D CUSIP No. 529771107 Page 30 of 32 EXHIBIT 9 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 8 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of January 2, 2014, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on beh |
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| January 3, 2014 |
SC 13D/A 1 d652568dsc13da.htm AMENDMENT NO.8 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* LEXMARK INTERNATIONAL, INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 |
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| December 17, 2013 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* LEXMARK INTERNATIONAL, INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 Park Avenue, 5th Floor East New York, New York 1001 |
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| December 17, 2013 |
EX-8 CUSIP No. 529771107 Schedule 13D EXHIBIT 8 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 7 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of December 16, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each |
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| December 9, 2013 |
Schedule 13D CUSIP No. 529771107 JOINT FILING AGREEMENT EX-7 Schedule 13D CUSIP No. 529771107 EXHIBIT 7 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 6 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of December 9, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each o |
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| December 9, 2013 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* LEXMARK INTERNATIONAL, INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 Park Avenue, 5th Floor East New York, New York 1001 |
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| December 5, 2013 |
EX-99.6 Schedule 13D CUSIP No. 529771107 EXHIBIT 6 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 5 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of December 4, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of eac |
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| December 5, 2013 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* LEXMARK INTERNATIONAL, INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 Park Avenue, 5th Floor East New York, New York 1001 |
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| November 7, 2013 |
EX-10.1 2 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 SECOND AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT Dated as of October 10, 2013 Among LEXMARK RECEIVABLES CORPORATION as the Seller and GOTHAM FUNDING CORPORATION as the Investor and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK BRANCH and FIFTH THIRD BANK as Banks and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK BRANCH as the Progr |
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| November 7, 2013 |
EX-10.2 3 exhibit102.htm EXHIBIT 10.2 Exhibit 10.2 AMENDED AND RESTATED PURCHASE AND CONTRIBUTION AGREEMENT Dated as of October 10, 2013 Among LEXMARK INTERNATIONAL, INC. and PERCEPTIVE SOFTWARE, LLC as Sellers and LEXMARK RECEIVABLES CORPORATION as Purchaser TABLE OF CONTENTS Page PRELIMINARY STATEMENTS 1 Article I DEFINITIONS 1 SECTION 1.01 Certained Defined Terms 1 SECTION 1.02 Other Terms 10 A |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the Quarterly Period Ended September 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK INT |
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| October 29, 2013 |
Other Events - BANK OF AMERICA MERRILL LYNCH ASR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2013 LEXMARK INTERNATIONAL, INC. |
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| October 22, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 earningsrelease.htm EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2013 LEXMARK INTERNATIONAL, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 1-14050 06-1308215 (State or Othe |
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| October 22, 2013 |
Lexmark reports third quarter results • Revenue, excluding Inkjet Exit, grew 5 percent • Record Managed Print Services revenue grew 18 percent • Perceptive Software GAAP revenue grew 32 percent (non-GAAP 38 percent) • Revenue exceeded guidance range, EPS at top of range • Free cash flow generation of $98 million • Share repurchases and dividends totaled $40 million • Strengthened software solutions with two acquisitions LEXINGTON, Ky. |
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| October 15, 2013 |
Entry into a Material Definitive Agreement - 2013 AMENDMENT & RESTATEMENTS OF RPA & PCA UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2013 LEXMARK INTERNATIONAL, INC. |
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| October 4, 2013 |
Financial Statements and Exhibits, Other Events - PACSGEAR ACQUISITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2013 LEXMARK INTERNATIONAL, INC. |
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| October 4, 2013 |
EX-99.1 2 ex991.htm PRESS RELEASE Exhibit 99.1 Lexmark acquires PACSGEAR LEXINGTON, Ky., Oct. 3, 2013 · Lexmark International, Inc. (NYSE: LXK) today announced the acquisition of PACSGEAR, a leading provider of connectivity solutions for healthcare providers to capture, manage and share medical images and related documents and integrate them with existing picture archiving and communication system |
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| September 16, 2013 |
Other Events - SAPERION CLOSING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2013 LEXMARK INTERNATIONAL, INC. |
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| August 20, 2013 |
Lexmark announces agreement to acquire Saperion Exhibit 99.1 Lexmark announces agreement to acquire Saperion · Saperion AG is a European-based leader in enterprise content management solutions, focused on providing document archive and workflow solutions · Saperion expands Perceptive Software’s European-based footprint in the enterprise content management market · Saperion will further strengthen Lexmark’s strategy of providing the platform, pr |
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| August 20, 2013 |
Financial Statements and Exhibits, Other Events - SAPERION ACQUSITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2013 LEXMARK INTERNATIONAL, INC. |
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| August 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the Quarterly Period Ended June 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the transition period from to . Commission File No. 1-14050 LEXMARK INTERNAT |
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| July 31, 2013 |
Amendment No.4 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* LEXMARK INTERNATIONAL INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 Park Avenue, 5th Floor East Ne |
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| July 31, 2013 |
SCHEDULE 13D CUSIP No. 529771107 Page 31 of 33 EX-4 SCHEDULE 13D CUSIP No. 529771107 Page 31 of 33 EXHIBIT 4 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 4 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of July 30, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behal |
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| July 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2013 LEXMARK INTERNATIONAL, INC. |
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| July 23, 2013 |
LEXMARK INTERNATIONAL, INC. AND SUBSIDIARIES Lexmark reports second quarter results · Revenue and EPS exceeded guidance range · Revenue, excluding Inkjet Exit, grew 4 percent · Managed Print Services revenue grew 12 percent · Perceptive Software revenue grew 34 percent · Free cash flow generation of $48 million · Share repurchases and dividends totaled $39 million LEXINGTON, Ky. |
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| July 23, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2013 LEXMARK INTERNATIONAL, INC. |
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| June 26, 2013 |
LEXMARK SAVINGS PLAN PLAN #002 EIN #06-1308215 Report on Audits of Financial Statements and Supplemental Schedule As of December 31, 2012 and 2011 and for the year ended December 31, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14050 A. |
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| June 25, 2013 |
CORRESP 1 filename1.htm John Gamble Executive Vice President CFO Lexmark International, Inc. One Lexmark Centre Drive Lexington, KY 40550 USA Phone: 859 232 5589 Fax: 859 232 7137 June 25, 2013 Via Edgar Ms. Kathleen Collins Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Re: Lexmark International, Inc. Form 10-K for Fis |
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| June 14, 2013 |
EX-4 Schedule 13D CUSIP No. 529771107 Page 25 of 27 Exhibit 4 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 3 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of June 14, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behal |
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| June 14, 2013 |
Amendment No.3 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* LEXMARK INTERNATIONAL INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 Park Avenue, 5th Floor East Ne |
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| June 13, 2013 |
SCHEDULE 13D CUSIP No. 529771107 Page 30 of 32 EX-3 SCHEDULE 13D CUSIP No. 529771107 Page 30 of 32 EXHIBIT 3 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 2 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of June 13, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behal |
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| June 13, 2013 |
SC 13D/A 1 d553751dsc13da.htm AMENDMENT NO.2 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* LEXMARK INTERNATIONAL INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 |
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| June 10, 2013 |
Ian C. Lofwall Associate General Counsel and Assistant Secretary Lexmark International, Inc. One Lexmark Centre Drive Lexington, Kentucky 40550 Phone: 859 232 3720 Fax: 859 232 3128 June 10, 2013 via Edgar Ms. Kathleen Collins Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Re: Lexmark International, Inc. Form 10-K for F |
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| June 5, 2013 |
Schedule 13D Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* LEXMARK INTERNATIONAL INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 Park Avenue, 5th Floor East New |
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| June 5, 2013 |
SCHEDULE 13D CUSIP No. 529771107 Page 33 of 35 EX-2 SCHEDULE 13D CUSIP No. 529771107 Page 33 of 35 Exhibit 2 JOINT FILING AGREEMENT The undersigned agree that the Amendment No. 1 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of June 5, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 firstqtr201310q.htm 1ST QTR 10Q 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 1-14050 LEXMA |
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| May 9, 2013 |
EX-10.1 2 exhibit101.htm MASTER INKJET SALE AGREEMENT Exhibit 10.1 MASTER INKJET SALE AGREEMENT AMONG FUNAI ELECTRIC CO., LTD. LEXMARK INTERNATIONAL, INC. AND LEXMARK INTERNATIONAL TECHNOLOGY, S.A., April 2, 2013 (Japan Standard Time) April 1, 2013 (U.S. Eastern Standard Time) TABLE OF CONTENTS Page Section 1. Definitions and Interpretations 1 Section 2. Divestiture, Closing, and Conditions Preced |
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| May 1, 2013 |
Other Events - COMPLETION OF INKJET SALE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2013 LEXMARK INTERNATIONAL, INC. |
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| April 26, 2013 |
Exhibit 10.1 LEXMARK INTERNATIONAL, INC. 2013 EQUITY COMPENSATION PLAN SECTION 1. PURPOSE The purpose of the Plan is to foster and promote the long-term financial success of the Company and materially increase shareholder value by (a) motivating superior performance by means of performance-related incentives, (b) encouraging and providing for the acquisition of an ownership interest in the Company |
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| April 26, 2013 |
RESTATED CERTIFICATE OF INCORPORATION LEXMARK INTERNATIONAL, INC. Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF LEXMARK INTERNATIONAL, INC. 1. The name of the corporation is Lexmark International, Inc. (the “Corporation”). The Corporation was incorporated under the name New York Libra Corporation. 2. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State of Delaware on May 25, 1990, and was subseque |
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| April 26, 2013 |
Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* LEXMARK INTERNATIONAL INC. (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 529771107 (CUSIP Number) Paul Friedman BlueMountain Capital Management, LLC 280 Park Avenue, 5th Floor East New York, New York 10 |
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| April 26, 2013 |
EX-99.1 2 d528675dex991.htm EX-99.1 Exhibit 99.1 CUSIP No. 529771107 Schedule 13D Page 32 of 33 EXHIBIT 1 JOINT FILING AGREEMENT The undersigned agree that the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of April 26, 2013, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned sh |
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| April 26, 2013 |
Exhibit 3.2 LEXMARK INTERNATIONAL, INC. BY-LAWS As Amended and Restated April 25, 2013 LEXMARK INTERNATIONAL, INC. BY-LAWS TABLE OF CONTENTS SECTION PAGE ARTICLE 1 STOCKHOLDERS 1 Section 1.01. Annual Meetings 1 Section 1.02. Special Meetings 1 Section 1.03. Notice of Meetings; Waiver 1 Section 1.04. Quorum 2 Section 1.05. Voting 2 Section 1.06. Voting by Ballot 2 Section 1.07. Adjournment 2 Sectio |
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| April 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2013 LEXMARK INTERNATIONAL, INC. |
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| April 26, 2013 |
EX-99.1 5 ex991.htm PRESS RELEASE Exhibit 99.1 Investor Contact: John Morgan (859) 232-5568 [email protected] Media Contact: Jerry Grasso (859) 232-3546 [email protected] Lexmark declares quarterly dividend LEXINGTON, Ky., April 25, 2013 – Lexmark International, Inc. (NYSE: LXK) today announced that its Board of Directors declared a quarterly cash dividend of $0.30 per share of Lexmark Class A |
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| April 23, 2013 |
CONSOLIDATED CONDENSED STATEMENTS OF EARNINGS Lexmark reports first quarter results · Revenue and EPS at high end of guidance range · Growth in both managed print services and Perceptive Software revenue · Share repurchases and dividends totaled $40 million · Solutions offerings expanded and strengthened by two first quarter acquisitions · Announced sale of inkjet-related technology and assets LEXINGTON, Ky. |
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| April 23, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2013 LEXMARK INTERNATIONAL, INC. |
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| April 2, 2013 |
Exhibit 99.1 Funai acquiring Lexmark’s inkjet-related technology and assets · Amount of sale is approximately $100 million (approximately JPY 9.5 billion) · Inkjet-related assets sold include more than 1,500 U.S. and foreign-based patents, output and imaging technologies, and manufacturing location in the Philippines · Lexmark remains focused on its continued transition from a hardware-centric to |
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| April 2, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2013 LEXMARK INTERNATIONAL, INC. |
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| March 26, 2013 |
EX-99.1 2 d505836dex991.htm EX-99.1 Exhibit 1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. American International Group, Inc. — Subsidiary Information SAFG Retirement Services, Inc.: Parent Holding Company or Control Person pursuant to Rule 13d-1(b)(ii)(G) Category Symbol: HC AIG Life Holdings, Inc. (formerly known |
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| March 26, 2013 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 LEXMARK INTERNATIONAL, INC. |
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| March 26, 2013 |
EX-99.2 Exhibit 2 AGREEMENT OF JOINT FILING In accordance with Rule 13d-1(k), promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a Statement on Schedule 13G, and any amendments thereto, with respect to the Class A Common Stock, $.01 par value per share, of Lexmark International Inc. and that this |
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| March 14, 2013 |
Lexmark International, Inc. 2013-2015 Long-Term Incentive Plan Award Agreement Exhibit 10.1 Lexmark International, Inc. 2013-2015 Long-Term Incentive Plan Award Agreement This Long-Term Incentive Plan (the "LTIP") Award Agreement (“Agreement”) between Lexmark International, Inc., a Delaware corporation (the "Company"), and the person specified on the signature page (the "Participant") is entered into as of the date set forth on the signature page hereof. This Agreement is on |
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| March 14, 2013 |
Exhibit 10.3 Lexmark International, Inc. Stock Incentive Plan 2013 Performance-Based Restricted Stock Unit Award Notice This Award Notice evidences the award of performance-based restricted stock units (each, a “Performance RSU” or collectively, the “Performance RSUs”) that have been granted to you, [NAME], by Lexmark International, Inc., a Delaware corporation (the “Company”), subject to and cond |
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| March 14, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2013 LEXMARK INTERNATIONAL, INC. |
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| March 14, 2013 |
EX-10.2 3 ex102.htm 2013-2015 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD NOTICE Exhibit 10.2 Lexmark International, Inc. Stock Incentive Plan 2013-2015 Performance-Based Restricted Stock Unit Award Notice This Award Notice evidences the award of performance-based restricted stock units (each, a “Performance RSU” or collectively, the “Performance RSUs”) that have been granted to you, [NAME], by |
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| March 5, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2013 LEXMARK INTERNATIONAL, INC. |
