Основная статистика
| LEI | 549300891QNU7VTQUR83 |
| CIK | 1596967 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Moelis & Company
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| July 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 25, 2025 |
COST SHARING AND OPERATING AGREEMENT Exhibit 10.3 COST SHARING AND OPERATING AGREEMENT THIS COST SHARING AND OPERATING AGREEMENT (this “Agreement”) is made and entered into as of May , 2025 by and between Kenneth D. Moelis (“Mr. Moelis”), a citizen of the United States and a resident of the State of California, Moelis & Company Group LP (“Group LP”), a Delaware limited partnership, and Brindle Capital, Inc., a Delaware corporation (“ |
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| July 25, 2025 |
Exhibit 10.2 AIRCRAFT DRY LEASE AGREEMENT (Part 91 Operations) Dated as of the day of May, 2025 by and among MOELIS & COMPANY MANAGER LLC as Lessor, and KENNETH D. MOELIS, as Lessee MOELIS & COMPANY GROUP LP, as Lessee and BRINDLE CAPITAL, INC., as Lessee and collectively, as Lessees, concerning one (1) Bombardier Inc. model BD-700-1A10 aircraft bearing U.S. Registration Number N909ZM, and Manufac |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| July 24, 2025 |
Exhibit 99.1 Moelis & Company Reports Second Quarter and First Half 2025 Financial Results; Declares Regular Quarterly Dividend of $0.65 Per Share • Revenues for the second quarter of 2025 were $365.4 million, up 38% from the prior year period • Revenues for the first half of 2025 were $672.0 million, up 39% from the prior year period • GAAP and Adjusted net income of $0.53 per share (diluted) for |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| July 1, 2025 |
Moelis Appoints Thorold Barker as an Independent Member to its Board of Directors Exhibit 99.1 Moelis Appoints Thorold Barker as an Independent Member to its Board of Directors New York, July 1, 2025 – Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced the appointment of Thorold Barker to its Board of Directors, effective July 1, 2025. Mr. Barker brings over 30 years of experience across journalism, finance, and geopolitics. He most recen |
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| June 9, 2025 |
Form of Moelis & Company Group Employee Holdings LP 2025 Performance Award Agreement EX-10.3 Exhibit 10.3 FORM OF MOELIS & COMPANY GROUP EMPLOYEE HOLDINGS LP PERFORMANCE-BASED VESTING AGREEMENT THIS PERFORMANCE-BASED VESTING AGREEMENT (this “Agreement”) is made and entered into as of June 9, 2025 (the “Grant Date”) by and between Moelis & Company Group Employee Holdings LP, a Delaware limited partnership (the “Partnership”), and Navid Mahmoodzadegan (the “Participant”). Capitalize |
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| June 9, 2025 |
Exhibit 10.1 SECOND AMENDMENT Reference is hereby made to that Employment Agreement (the “Agreement”), dated as of April 15, 2014, made by and between Moelis & Company (together with any successor thereto, “Moelis & Company”), a Delaware corporation and Moelis & Company Group LP (together with any successor thereto, “Group LP” and together with Moelis & Company, the “Company”) and Ken Moelis (the |
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| June 9, 2025 |
Exhibit 10.2 Employment Agreement This Employment Agreement (the “Agreement”), dated as of June 9, 2025 is made by and between Moelis & Company (together with any successor thereto, “Moelis & Company”), a Delaware corporation and Moelis & Company Group LP (together with any successor thereto, “Group LP” and together with Moelis & Company, the “Company”) and Navid Mahmoodzadegan (the “Executive”). |
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| June 9, 2025 |
Exhibit 99.1 Moelis & Company Announces Key Senior Leadership Changes Ken Moelis to Become Executive Chairman Navid Mahmoodzadegan Appointed Chief Executive Officer Jeff Raich Appointed Executive Vice Chairman NEW YORK, June 9, 2025 – Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced key senior leadership changes, which are the result of the Firm’s long-ter |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2025 (June 8, 2025) Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commi |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 06, 2025 (June 05, 2025) Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Com |
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| April 24, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| April 23, 2025 |
Exhibit 99.1 Moelis & Company Reports First Quarter 2025 Financial Results; Declares Regular Quarterly Dividend of $0.65 Per Share • First quarter revenues of $306.6 million, up 41% from the prior year period • GAAP and Adjusted net income of $0.64 per share (diluted) for the first quarter of 2025; GAAP and Adjusted net income includes a $0.28 per share (diluted) tax benefit • First quarter Adjust |
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| February 27, 2025 |
Exhibit 10.4 MOELIS & COMPANY 2024 OMNIBUS INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You have been granted the following restricted stock units in accordance with the terms of the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”) and the Statement of Terms and Conditions of the 2024 Incentive Restricted Stock Unit Award Granted in 2025 for Managing Directors (the “Statement of T |
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| February 27, 2025 |
Moelis Promotes Christopher Callesano to Chief Financial Officer Exhibit 99.1 Moelis Promotes Christopher Callesano to Chief Financial Officer New York, February 27, 2025 – Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced the appointment of Christopher Callesano to Chief Financial Officer effective March 31, 2025. Chris succeeds Joseph Simon who will be leaving the Firm following a distinguished 15-year tenure at Moelis |
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| February 27, 2025 |
Moelis & Company Insider Trading Policy Exhibit 19.1 The Insider Trading Policy is the exclusive property of Moelis & Company (the “Company”). ©2025 Moelis & Company Insider Trading Policy 1. Introduction U.S. federal and state securities laws, and laws of other jurisdictions, prohibit individuals from trading in the securities of an issuer while they are aware of material information about the issuer that is not generally known or avai |
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| February 27, 2025 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Moelis & Company LLC U.S. Moelis & Company Group GP LLC U.S. Moelis & Company Group LP U.S. Moelis & Company International Holdings LLC U.S. Moelis & Company Consulting (Beijing) Company Limited China Moelis & Company Assessoria Financeira Ltda. Brazil Moelis & Company UK LLP, DIFC Branch United Arab Emirates Moelis |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 (February 25, 2025) Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporati |
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| February 27, 2025 |
Exhibit 10.5 MOELIS & COMPANY 2024 OMNIBUS INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You have been granted the following restricted stock units in accordance with the terms of the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”) and the Statement of Terms and Conditions of the 2024 Annual Restricted Stock Unit Award for Non-Employee Directors (the “Statement of Terms”). Each re |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 (Exact name of |
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| February 27, 2025 |
Exhibit 10.24 MASTER SERVICES AGREEMENT This SERVICES AGREEMENT, dated as of February 27, 2025 is made by and between MOELIS & COMPANY GROUP LP, a Delaware limited partnership (“Advisory”), and MOELIS ASSET MANAGEMENT LP, a Delaware limited partnership (“Asset Management”) and each of the following subsidiaries of Asset Management: FREEPORT FINANCIAL PARTNERS LLC, a Delaware limited liability comp |
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| February 27, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Moelis & Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (3) Fee Rate Amount of Registration Fees Equity Class A Common Stock, par value $0. |
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| February 27, 2025 |
Exhibit 10.6 MOELIS & COMPANY 2024 OMNIBUS INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You have been granted the following restricted stock units in accordance with the terms of the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”) and the Statement of Terms and Conditions of the 2024 Elective Restricted Stock Unit Award for Non-Employee Directors (the “Statement of Terms”). Each |
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| February 27, 2025 |
As filed with the Securities and Exchange Commission on February 27, 2025 S-8 As filed with the Securities and Exchange Commission on February 27, 2025 Registration No. |
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| February 27, 2025 |
Moelis & Company Group Employee Holdings LP Vesting Agreement Exhibit 10.7 MOELIS & COMPANY GROUP EMPLOYEE HOLDINGS LP VESTING AGREEMENT THIS VESTING AGREEMENT (this “Agreement”) is made and entered into as of February 13, 2025 (the “Grant Date”) by and between Moelis & Company Group Employee Holdings LP, a Delaware limited partnership (the “Partnership”) and (the “Participant”). This Agreement constitutes an Award Agreement under the Moelis & Company 2024 O |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 (February 04, 2025) Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporati |
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| February 10, 2025 |
Moelis & Company Group Employee Holdings LP Retention Award Agreement Exhibit 10.1 MOELIS & COMPANY GROUP EMPLOYEE HOLDINGS LP MOELIS & COMPANY 2024 OMNIBUS INCENTIVE PLAN RETENTION VESTING AGREEMENT THIS RETENTION VESTING AGREEMENT (this “Agreement”) is made and entered into as of February 13, 2025 (the “Grant Date”) by and between Moelis & Company Group Employee Holdings LP, a Delaware limited partnership (the “Partnership”) and Kenneth Moelis (the “Participant”). |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 05, 2025 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 5, 2025 |
Exhibit 99.1 Moelis & Company Reports Fourth Quarter and Full Year 2024 Financial Results; Increases Quarterly Dividend 8% to $0.65 Per Share • Fourth quarter revenues of $438.7 million, up 104% from the prior year period • Full year 2024 GAAP revenues of $1,194.5 million; full year 2024 Adjusted revenues of $1,201.5 million, up 40% from the prior year • GAAP net income of $1.15 per share (diluted |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2025 (January 15, 2025) Moelis & Company (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation |
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| October 24, 2024 |
Exhibit 10.1 Aircraft Lease and Cost Sharing and Operating Agreement Extension Amendment October 23, 2024 Reference is made to that (i) Aircraft Lease Agreement dated July 12, 2019 (the "Lease") by and among Moelis & Company Manager LLC ("Lessor"), a Delaware limited liability company, and Kenneth D. Moelis ("Mr. Moelis"), a citizen of the United States and a resident of the State of California, a |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moeli |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 23, 2024 |
Exhibit 99.1 Moelis & Company Reports Third Quarter and First Nine Months 2024 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share • Third quarter GAAP revenues of $273.8 million; Adjusted revenues of $280.7 million, up 1% from the prior year period • GAAP revenues for the first nine months of 2024 were $755.8 million; Adjusted revenues of $762.8 million, up 18% from the prio |
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| September 17, 2024 |
Moelis Appoints Dr. Louise Mirrer as an Independent Member to its Board of Directors Exhibit 99.1 Moelis Appoints Dr. Louise Mirrer as an Independent Member to its Board of Directors New York, September 17, 2024 – Moelis (NYSE: MC), a leading global independent investment bank, today announced the appointment of Dr. Louise Mirrer to its Board of Directors, effective September 17, 2024. Dr. Mirrer brings over four decades of experience in academia and the non-profit sector, includi |
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| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2024 (September 13, 2024) Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorpora |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 24, 2024 |
Exhibit 99.1 Moelis & Company Reports Second Quarter and First Half 2024 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share • Second quarter GAAP revenues of $264.6 million; Adjusted revenues of $264.6 million, up 45% from the prior year period • First half GAAP revenues of $482.1 million; Adjusted revenues of $482.1 million, up 31% from the prior year period • GAAP net inco |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| June 18, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Moelis & Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fees Equity Class A Common Stock, par value $0. |
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| June 18, 2024 |
As filed with the Securities and Exchange Commission on June 18, 2024 As filed with the Securities and Exchange Commission on June 18, 2024 Registration No. |
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| June 7, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 07, 2024 (June 06, 2024) Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Com |
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| June 7, 2024 |
Exhibit 10.1 MOELIS & COMPANY 2024 OMNIBUS INCENTIVE PLAN Section 1. Purpose of Plan. The name of the Plan is the Moelis & Company 2024 Omnibus Incentive Plan (the “Plan”). The purposes of the Plan are to provide an additional incentive to selected officers, employees, managing directors, non-employee directors, independent contractors, partners and consultants of the Company or its Affiliates (as |
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| April 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| April 24, 2024 |
Exhibit 99.1 Moelis & Company Reports First Quarter 2024 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share • First quarter GAAP revenues of $217.5 million; first quarter Adjusted revenues of $217.5 million, up 17% from the prior year period • GAAP and Adjusted net income of $0.22 per share for the first quarter of 2024; GAAP and Adjusted net income includes a $0.14 per shar |
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| February 22, 2024 |
Moelis & Company Clawback Policy Exhibit 10.24 MOELIS & COMPANY CLAWBACK POLICY The Board of Directors (the “Board”) of Moelis & Company (the “Company”) has determined that it is appropriate for the Company to adopt this Clawback Policy (the “Policy”) to be applied to the Executive Officers of the Company effective as of the Effective Date. 1. Definitions For purposes of this Policy, the following definitions shall apply: a) “Com |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 (Exact name of |
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| February 22, 2024 |
REGISTRANT PURCHASES OF EQUITY SECURITIES Exhibit 26.1 REGISTRANT PURCHASES OF EQUITY SECURITIES Use the checkbox to indicate if any officer or director reporting pursuant to Section 16(a) of the Exchange Act (15 U.S.C. 78p(a)) purchased or sold shares or other units of the class of the registrant’s equity securities that are registered pursuant to section 12 of the Exchange Act and subject of a publicly announced plan or program within f |
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| February 22, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Moelis & Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fees Equity Class A Common Stock, par value $0. |
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| February 22, 2024 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Moelis & Company LLC U.S. Moelis & Company Group GP LLC U.S. Moelis & Company Group LP U.S. Moelis & Company International Holdings LLC U.S. Moelis & Company Consulting (Beijing) Company Limited China Moelis & Company Assessoria Financeira Ltda. Brazil Moelis & Company UK LLP, DIFC Branch United Arab Emirates Moelis |
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| February 22, 2024 |
As filed with the Securities and Exchange Commission on February 22, 2024 As filed with the Securities and Exchange Commission on February 22, 2024 Registration No. |
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| February 22, 2024 |
Exhibit 10.4 MOELIS & COMPANY 2014 OMNIBUS INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You have been granted the following restricted stock units in accordance with the terms of the Moelis & Company 2014 Omnibus Incentive Plan (the “Plan”) and the Statement of Terms and Conditions of the 2023 Incentive Restricted Stock Unit Award Granted in 2024 for Managing Directors (the “Statement of T |
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| February 22, 2024 |
Exhibit 10.6 MOELIS & COMPANY 2014 OMNIBUS INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You have been granted the following restricted stock units in accordance with the terms of the Moelis & Company 2014 Omnibus Incentive Plan (the “Plan”) and the Statement of Terms and Conditions of the 2023 Elective Restricted Stock Unit Award for Non-Employee Directors (the “Statement of Terms”). Each |
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| February 22, 2024 |
Exhibit 10.5 MOELIS & COMPANY 2014 OMNIBUS INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You have been granted the following restricted stock units in accordance with the terms of the Moelis & Company 2014 Omnibus Incentive Plan (the “Plan”) and the Statement of Terms and Conditions of the 2023 Annual Restricted Stock Unit Award for Non-Employee Directors (the “Statement of Terms”). Each re |
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| February 22, 2024 |
Moelis & Company Group LP Performance-Based Vesting Agreement Exhibit 10.7 MOELIS & COMPANY GROUP LP PERFORMANCE-BASED VESTING AGREEMENT THIS PERFORMANCE-BASED VESTING AGREEMENT (this “Agreement”) is made and entered into as of (the “Grant Date”) by and between Moelis & Company Group LP, a Delaware limited partnership (the “Partnership”), and (the “Participant”). Capitalized terms used but not otherwise defined herein shall have the respective meanings set f |
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| February 22, 2024 |
Exhibit 10.11 FIRST AMENDMENT TO THE TAX RECEIVABLE AGREEMENT This FIRST AMENDMENT (this “Amendment”) is made by the undersigned as of December 18, 2023 to amend the Tax Receivable Agreement (the “Agreement”), dated as of April 15, 2014, by and among Moelis & Company, a Delaware corporation (the “Corporation”), Moelis & Company Group LP, a Delaware limited partnership (the “Partnership”) and the P |
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| February 22, 2024 |
Exhibit 10.23 MASTER SERVICES AGREEMENT This SERVICES AGREEMENT, dated as of February 22, 2024 is made by and between MOELIS & COMPANY GROUP LP, a Delaware limited partnership (“Advisory”), and MOELIS ASSET MANAGEMENT LP, a Delaware limited partnership (“Asset Management”) and each of the following subsidiaries of Asset Management: P&S CREDIT MANAGEMENT, L.P., a Delaware limited partnership (“Grac |
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| February 14, 2024 |
MC / Moelis & Company / LONDON CO OF VIRGINIA Passive Investment SC 13G/A 1 fp0086939-2sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* Moelis & Co. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 60786M105 (CUSIP Number) Andrew W |
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| February 14, 2024 |
RBT / Rubicon Technologies, Inc. / Moelis & Co - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 1 RUBICON TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 78112J109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 13, 2024 |
MC / Moelis & Company / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01474-moeliscoclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Moelis & Co. Class A Title of Class of Securities: Common Stock CUSIP Number: 60786M105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designat |
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| February 13, 2024 |
MC / Moelis & Company / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Passive Investment SC 13G/A 1 fp0086862-37sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 8)* MOELIS & CO (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2023 (Dat |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 07, 2024 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 7, 2024 |
Exhibit 99.1 Moelis & Company Reports Fourth Quarter and Full Year 2023 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share • Fourth quarter GAAP revenues of $214.9 million; fourth quarter Adjusted revenues of $214.9 million, up 6% from the prior year period • Full year 2023 GAAP revenues of $854.7 million; full year 2023 Adjusted revenues of $860.1 million, down 11% from the |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moeli |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 02, 2023 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 2, 2023 |
Exhibit 99.1 Moelis & Company Reports Third Quarter and First Nine Months 2023 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share • Third quarter GAAP revenues of $272.2 million; third quarter Adjusted revenues of $277.7 million, up 19% from the prior year period • GAAP revenues for the first nine months of 2023 were $639.9 million; Adjusted revenues for the first nine month |
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| July 27, 2023 |
As filed with the Securities and Exchange Commission on July 26, 2023 Table of Contents As filed with the Securities and Exchange Commission on July 26, 2023 Registration No. |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 27, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) MOELIS & COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(1)(2) Maximum Aggregate Offering Price(1)(2) Fee Rate(2) Amount of Registration Fee(2) Equity Common Stock, par value $0. |
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| July 26, 2023 |
Exhibit 99.1 Moelis & Company Reports Second Quarter and First Half 2023 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share • Second quarter GAAP revenues of $179.9 million; second quarter Adjusted revenues of $182.2 million, down 23% from the prior year period • First half GAAP revenues of $367.7 million; first half Adjusted revenues of $367.5 million, down 31% from the fir |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2023 (June 08, 2023) Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Com |
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| June 5, 2023 |
DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2023 |
Form of Moelis & Company Group Employee Holdings LP Vesting Agreement – Restricted Units Exhibit 10.1 FORM OF MOELIS & COMPANY GROUP EMPLOYEE HOLDINGS LP VESTING AGREEMENT RESTRICTED UNITS THIS VESTING AGREEMENT (this “Agreement”) is made and entered into as of [Date] (the “Grant Date”) by and between Moelis & Company Group Employee Holdings LP, a Delaware limited partnership (the “Partnership”) and [Name] (the “Participant”). Capitalized terms used but not otherwise defined herein sh |
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| April 27, 2023 |
Form of Moelis & Company Group Employee Holdings LP Vesting Agreement – Deferred Units Exhibit 10.2 FORM OF MOELIS & COMPANY GROUP EMPLOYEE HOLDINGS LP VESTING AGREEMENT DEFERRED LP UNITS THIS VESTING AGREEMENT (this “Agreement”) is made and entered into as of [Date] (the “Grant Date”) by and between Moelis & Company Group Employee Holdings LP, a Delaware limited partnership (the “Partnership”) and [Name] (the “Participant”). Capitalized terms used but not otherwise defined herein s |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & |
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| April 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ( Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 27, 2023 |
DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| April 26, 2023 |
Exhibit 99.1 Moelis & Company Reports First Quarter 2023 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share Significantly Expands its Technology Investment Banking Franchise • First quarter GAAP revenues of $187.8 million; first quarter Adjusted revenues of $185.3 million, down 38% from the prior year period • GAAP and Adjusted net income of $0.05 per share (diluted) for the |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| March 9, 2023 |
EX-99.1 Exhibit 99.1 Moelis & Company appoints Elizabeth Crain to Vice Chair and Kate Pilcher Ciafone to Chief Operating Officer New York, March 9, 2023 – Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced the appointment of Elizabeth Crain to Vice Chair and the promotion of Kate Pilcher Ciafone to Chief Operating Officer (COO), both effective October 1, 202 |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 23, 2023 |
As filed with the Securities and Exchange Commission on February 23, 2023 S-8 As filed with the Securities and Exchange Commission on February 23, 2023 Registration No. |
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| February 23, 2023 |
Exhibit 107 Calculation of Filing Fee Table ......... Form S-8 (Form Type) ............................................................. Moelis & Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Pric |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 (Exact name of |
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| February 23, 2023 |
Exhibit 10.21 MASTER SERVICES AGREEMENT This SERVICES AGREEMENT, dated as of February 23, 2023 is made by and between MOELIS & COMPANY GROUP LP, a Delaware limited partnership (“Advisory”), and MOELIS ASSET MANAGEMENT LP, a Delaware limited partnership (“Asset Management”) and each of the following subsidiaries of Asset Management: P&S CREDIT MANAGEMENT, L.P., a Delaware limited partnership (“Grac |
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| February 23, 2023 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Moelis & Company LLC U.S. Moelis & Company Group GP LLC U.S. Moelis & Company Group LP U.S. Moelis & Company International Holdings LLC U.S. Moelis & Company Consulting (Beijing) Company Limited China Moelis & Company Assessoria Financeira Ltda. Brazil Moelis & Company UK LLP, DIFC Branch United Arab Emirates Moelis |
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| February 14, 2023 |
RBT / Rubicon Technologies Inc - Class A / Moelis & Co - SC 13G Passive Investment SC 13G 1 d718887dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 RUBICON TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 78112J109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| February 14, 2023 |
MC / Moelis & Co / LONDON CO OF VIRGINIA Passive Investment SC 13G/A 1 fp0082026-2sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* Moelis & Co. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) Andrew Wetzel |
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| February 14, 2023 |
MC / Moelis & Co / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 9, 2023 |
MC / Moelis & Co / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01441-moeliscoclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Moelis & Co. Class A Title of Class of Securities: Common Stock CUSIP Number: 60786M105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designat |
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| February 8, 2023 |
Exhibit 99.1 Moelis & Company Reports Fourth Quarter and Full Year 2022 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share • Fourth quarter GAAP revenues of $207.2 million; fourth quarter Adjusted revenues of $202.1 million, down 52% from the prior year period • GAAP revenues for full year 2022 were $985.3 million; Adjusted revenues for full year 2022 were $970.2 million, do |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 08, 2023 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| December 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2022 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| December 15, 2022 |
Exhibit 99.1 Moelis & Company Appoints Laila J. Worrell to its Board of Directors Adding the Fourth Independent Member to its Board New York, December 15, 2022 ? Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced the appointment of Laila J. Worrell to its Board of Directors, effective January 1, 2023. Ms. Worrell has served as CEO of Altran Americas, now kno |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moeli |
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| November 2, 2022 |
Exhibit 99.1 Moelis & Company Reports Third Quarter and First Nine Months of 2022 Financial Results; Declared Regular Quarterly Dividend of $0.60 Per Share ? Third quarter GAAP revenues of $233.5 million; third quarter Adjusted revenues of $232.4 million, down 55% from the prior year period ? GAAP revenues for the first nine months of 2022 were $778.1 million; Adjusted revenues for the first nine |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 02, 2022 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 9, 2022 |
MC / Moelis & Co / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) July 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| July 27, 2022 |
Exhibit 99.1 Moelis & Company Reports Second Quarter and First Half 2022 Financial Results; Repurchased 2.8 Million Shares During the First Half of 2022; Declared Regular Quarterly Dividend of $0.60 Per Share ? Second quarter GAAP revenues of $242.5 million; second quarter Adjusted revenues of $237.4 million, down 34% from the prior year period ? First half GAAP revenues of $544.6 million; first h |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2022 (June 2, 2022) MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commi |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & |
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| April 27, 2022 |
Exhibit 99.1 Moelis & Company Reports First Quarter 2022 Financial Results; Repurchased a Record 2.0 Million Shares During the First Quarter; Declared Regular Quarterly Dividend of $0.60 Per Share Record First Quarter GAAP and Adjusted Revenues ? First quarter GAAP revenues of $302.1 million; first quarter Adjusted revenues of $298.2 million were up 13% from the prior year period ? GAAP net income |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 20, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| February 24, 2022 |
As filed with the Securities and Exchange Commission on February 24, 2022 As filed with the Securities and Exchange Commission on February 24, 2022 Registration No. |
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| February 24, 2022 |
Exhibit 107 FEE TABLES FOR FORM S-8 Calculation of Filing Fee Tables Form S-8 (Form Type) MOELIS & COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $. |
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| February 23, 2022 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Moelis & Company LLC U.S. Moelis & Company Group GP LLC U.S. Moelis & Company Group LP U.S. Moelis & Company International Holdings LLC U.S. Moelis & Company Consulting (Beijing) Company Limited China Moelis & Company Assessoria Financeira Ltda. Brazil Moelis & Company UK LLP, DIFC Branch United Arab Emirates Moelis |
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| February 23, 2022 |
Exhibit 10.21 MASTER SERVICES AGREEMENT This SERVICES AGREEMENT, dated as of February 23, 2022 is made by and between MOELIS & COMPANY GROUP LP, a Delaware limited partnership (?Advisory?), and MOELIS ASSET MANAGEMENT LP, a Delaware limited partnership (?Asset Management?) and each of the following subsidiaries of Asset Management: P&S CREDIT MANAGEMENT, L.P., a Delaware limited partnership (?Grac |
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| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 (Exact name of |
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| February 23, 2022 |
Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF MOELIS & COMPANY A Delaware Corporation Effective February 23, 2022 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1.1 Registered Office.......................................................................................................1 Section 1.2 Other Offices........................................................................................ |
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| February 14, 2022 |
MC / Moelis & Co / LONDON CO OF VIRGINIA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* Moelis & Co. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 60786M105 (CUSIP Number) Andrew Wetzel The London Company 1800 Bay |
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| February 14, 2022 |
MC / Moelis & Co / ALLIANCEBERNSTEIN L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 14, 2022 |
MC / Moelis & Co / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 10, 2022 |
MC / Moelis & Co / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01449-moeliscoclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Moelis & Co. Class A Title of Class of Securities: Common Stock CUSIP Number: 60786M105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designat |
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| February 9, 2022 |
Exhibit 99.1 Moelis & Company Reports Record Full Year 2021 Financial Results; Declares Regular Quarterly Dividend of $0.60 Per Share Record Full Year Revenues, Net Income and Earnings Per Share ? For the fiscal year and fourth quarter of 2021, GAAP revenues were $1,540.6 million and $425.0 million, respectively ? Record annual Adjusted revenues of $1,558.0 million, up 65% from the prior year; Adj |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 09, 2022 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 10, 2021 |
MC / Moelis & Co / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Moelis & Co. Class A Title of Class of Securities: Common Stock CUSIP Number: 60786M105 Date of Event Which Requires Filing of this Statement: October 29, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| November 9, 2021 |
MC / Moelis & Co / JPMORGAN CHASE & CO - FILING MOELIS & COMPANY Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* Moelis & Company (Name of Issuer) Class A Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) October 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moeli |
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| October 27, 2021 |
Exhibit 99.1 Moelis & Company Reports Record Third Quarter and First Nine Months 2021 Financial Results; Declares Special Dividend of $2.50 Per Share in Addition to Regular Quarterly Dividend of $0.60 Per Share Record Third Quarter and First Nine Months Revenues and Earnings Per Share ? For the third quarter and first nine months of 2021, GAAP revenues were $490.8 million and $1,115.6 million, res |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 21, 2021 |
Exhibit 99.1 Moelis & Company Reports Record Second Quarter and First Half 2021 Financial Results; Increases Regular Quarterly Dividend 9% to $0.60 Per Share and Board Approves Share Repurchase Authorization Increase of $100 million Record Second Quarter and First Half Revenues and Earnings Per Share ? Second quarter revenues of $360.9 million, up 126% from the same period of 2020 ? First half rev |
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| July 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 Moelis & Company (Exact name of Registrant as Specified in Its Charter) Delaware 001-36418 46-4500216 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| June 7, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 4, 2021 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 29, 2021 |
Exhibit 10.1 MASTER SERVICES AGREEMENT This SERVICES AGREEMENT, dated as of April 28, 2021 is made by and between MOELIS & COMPANY GROUP LP, a Delaware limited partnership (?Advisory?), and MOELIS ASSET MANAGEMENT LP, a Delaware limited partnership (?Asset Management?) and each of the following subsidiaries of Asset Management: P&S CREDIT MANAGEMENT, L.P., a Delaware limited partnership (?Gracie?) |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & |
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| April 28, 2021 |
Exhibit 99.1 Moelis & Company Reports Record First Quarter 2021 Financial Results; Declares Special Dividend of $2.00 per share in Addition to Regular Quarterly Dividend of $0.55 Per Share Record First Quarter Revenues ? First quarter revenues of $263.9 million, up 72% from the same period of 2020 ? GAAP net income of $1.00 per share (diluted) for the first quarter of 2021; Adjusted net income of |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 28, 2021 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incorpor |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 20, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 19, 2021 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 (Exact name of |
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| February 24, 2021 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Moelis & Company LLC U.S. Moelis & Company Group GP LLC U.S. Moelis & Company Group LP U.S. Moelis & Company International Holdings LLC U.S. Hong Kong Moelis & Company Asia Limited Beijing Representative Office Beijing Moelis & Company Assessoria Financeira Ltda. Brazil Moelis & Company UK LLP, DIFC Branch Dubai Moe |
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| February 24, 2021 |
As filed with the Securities and Exchange Commission on February 24, 2021 Registration No. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* Moelis & Co. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 60786M105 (CUSIP Number) Andrew Wetzel The London Company 1800 Bay |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Moelis & Co. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 12, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Moelis & Company (Name of Issuer) Class A Common Stock, par value $0.01 (Title of Class of Securities) 60786M (CUSIP Number) 2/11/2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 11, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 10, 2021 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incor |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Moelis & Co. Class A Title of Class of Securities: Common Stock CUSIP Number: 60786M105 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 10, 2021 |
Exhibit 99.1 Moelis & Company Reports Fourth Quarter and Full Year 2020 Financial Results; Increases Quarterly Dividend 44% to $0.55 Per Share Record Fourth Quarter and Full Year Revenues • Record fourth quarter revenues of $422.0 million, up 89% from the same period of 2019 • Record annual revenues of $943.3 million, up 26% from the prior year • GAAP net income of $1.97 per share (diluted) for th |
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| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 27, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Moelis & Company (Name of Issuer) Class A Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| December 7, 2020 |
Financial Statements and Exhibits - 8-K - SPECIAL DIVIDEND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 7, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incorp |
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| December 7, 2020 |
Moelis & Company Declares Special Dividend of $2.00 Per Share Exhibit 99.1 Moelis & Company Declares Special Dividend of $2.00 Per Share New York, December 7, 2020: Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced that its Board of Directors has declared a special dividend of $2.00 per share payable on December 29, 2020 to common stockholders of record on December 18, 2020. “As a result of the strong momentum and pos |
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| October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moeli |
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| October 26, 2020 |
Exhibit 99.1 Moelis & Company Reports Third Quarter 2020 Financial Results; Increases Quarterly Dividend 50% to $0.3825 Per Share • Third quarter revenues of $207.6 million, down 10% from a record third quarter of 2019; first nine month revenues of $521.2 million, essentially flat versus the prior year period • GAAP net income of $0.54 per share (diluted) for the third quarter and $0.88 per share |
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| October 26, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incorp |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 29, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 29, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incorpora |
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| July 29, 2020 |
Exhibit 99.1 Moelis & Company Reports Second Quarter 2020 Financial Results; Quarterly Dividend of $0.255 Per Share • Second quarter revenues of $159.9 million, up 4% from the second quarter of 2019; first half revenues of $313.6 million, up 8% from the same period of 2019 • GAAP net loss of ($0.10) per share (diluted) for the second quarter of 2020 and net income of $0.33 per share (diluted) for |
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| July 24, 2020 |
Title of Each Class of Securities to be Registered(1) 424B3 Table of Contents Filed pursuant to Rule 424(B)(3) Registration No. 333-240085 Title of Each Class of Securities to be Registered(1) Amount to Be Registered(2) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A common stock, par value $0.01 per share 1,865,189 $31.86(3)(4) $59,424,921.50(4) $7,713.35(4) (1) Relates to the re |
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| July 24, 2020 |
S-3ASR Table of Contents As filed with the Securities and Exchange Commission on July 24, 2020 Registration No. |
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| July 24, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 24, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 5, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & |
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| April 24, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 23, 2020 |
Title of Each Class of Securities to be Registered(1) 424B3 Table of Contents Filed pursuant to Rule 424(B)(3) Registration No. 333-221743 Title of Each Class of Securities to be Registered(1) Amount to Be Registered(2) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A common stock, par value $0.01 per share 498,922 $29.76(3)(4) $14,847,918.72(4) $1,927.26(4) (1) Relates to the resa |
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| April 22, 2020 |
Exhibit 99.1 Moelis & Company Reports First Quarter 2020 Financial Results; Quarterly Dividend of $0.255 Per Share • First quarter revenues of $153.7 million, up 12% from the first quarter of 2019 • GAAP net income of $0.44 per share (diluted) for the first quarter of 2020; Adjusted net income of $0.45 per share (diluted) for the first quarter, including an $0.18 per share tax benefit • Continued |
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| April 22, 2020 |
April 2020 Exhibit 99.2 This presentation contains forward-looking statements, which reflect the Firm’s current views with respect to, among other things, its operations and financial performance. You can identify these forward-looking statements by the use of words such as “outlook,” “believes,” “expects,” “potential,” “continues,” “may,” “will,” “should,” “seeks,” “target,” “approximately,” “pre |
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| April 22, 2020 |
MC / Moelis & Co. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 22, 2020 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incorpor |
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| April 6, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 6, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 6, 2020 |
To our Clients, Colleagues and Shareholders EX-99.1 Exhibit 99.1 To our Clients, Colleagues and Shareholders As I write this letter, we are in the midst of the global COVID-19 health crisis. While this has certainly been an unprecedented time, I have absolute faith in science and human ingenuity to defeat the pandemic. Although the health and medical implications of this pandemic are new, the volatility in markets and a challenging business |
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| March 6, 2020 |
S-8 As filed with the Securities and Exchange Commission on March 6, 2020 Registration No. |
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| February 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 (Exact name of |
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| February 27, 2020 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Moelis & Company LLC U.S. Moelis & Company Group GP LLC U.S. Moelis & Company Group LP U.S. Moelis & Company International Holdings LLC U.S. Moelis & Company Consulting (Beijing) Company Limited Beijing Moelis & Company Assessoria Financeira Ltda. Brazil Moelis & Company UK LLP, DIFC Branch Dubai Moelis & Company UK |
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| February 27, 2020 |
Exhibit 10.24 MASTER SERVICES AGREEMENT This SERVICES AGREEMENT, dated as of February 26, 2020 is made by and between MOELIS & COMPANY GROUP LP, a Delaware limited partnership (“Advisory”), and MOELIS ASSET MANAGEMENT LP, a Delaware limited partnership (“Asset Management”) and each of the following subsidiaries of Asset Management: P&S CREDIT MANAGEMENT, L.P., a Delaware limited partnership (“Grac |
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| February 20, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 20, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File |
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| February 20, 2020 |
Table of Contents Filed pursuant to Rule 424(B)(3) Registration No. 333-221743 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered(1) Amount to Be Registered(2) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A common stock, par value $0.01 per share 537,025 $36.68(3)(4) $19,699,473(4) $2,556.99(4) |
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| February 14, 2020 |
MC / Moelis & Co. / Moelis Kenneth - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Moelis & Company (Name of Issuer) Class A Common Stock, par value $0.01 (Title of Class of Securities) 60786M (CUSIP Number) 2/14/2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 14, 2020 |
MC / Moelis & Co. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 12, 2020 |
MC / Moelis & Co. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Moelis & Co Title of Class of Securities: Common Stock CUSIP Number: 60786M105 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13 |
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| February 10, 2020 |
MC / Moelis & Co. / LONDON CO OF VIRGINIA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Moelis & Co. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 60786M105 (CUSIP Number) Andrew Wetzel The London Company 1800 Bay |
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| February 5, 2020 |
Exhibit 99.1 Moelis & Company Reports Fourth Quarter and Full Year 2019 Financial Results; Declares Special Dividend of $0.75 Per Share and Increases Regular Quarterly Dividend to $0.51 Per Share • Fourth quarter revenues of $223.5 million, down 6% from a record fourth quarter of 2018; annual revenues of $746.5 million, down 16% from the prior year • GAAP net income of $0.38 per share (diluted) fo |
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| February 5, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 5, 2020 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incorp |
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| January 24, 2020 |
MC / Moelis & Co. / JP Morgan Chase & Co - FILING MOELIS & COMPANY Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Moelis & Company (Name of Issuer) Class A Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| October 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moeli |
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| October 30, 2019 |
Exhibit 99.1 Moelis & Company Reports Third Quarter 2019 Financial Results; Quarterly Dividend of $0.50 Per Share Record Third Quarter Revenues • Third quarter revenues of $231.7 million, up 12% from the third quarter of 2018; first nine month revenues of $523.0 million • GAAP net income of $0.73 per share (diluted) for the third quarter and $1.52 per share (diluted) for the first nine months of 2 |
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| October 30, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 30, 2019 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of (Commission (IRS Employer incorp |
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| September 3, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 2, 2019 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File |
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| September 3, 2019 |
Moelis & Company reduces ownership interest in Moelis Australia Limited EX-99.1 Exhibit 99.1 Moelis & Company reduces ownership interest in Moelis Australia Limited New York, September 3, 2019: Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced that the Firm will sell 8.0 million Moelis Australia Limited (ASX: MOE) shares to MOE via a selective buyback at a price of $3.40 (AUD) per share. This selective buyback is subject to MOE |
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| July 31, 2019 |
Exhibit 10.4 SECOND AMENDMENT TO THE AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF MOELIS & COMPANY GROUP LP a Delaware limited partnership This SECOND AMENDMENT (this “Amendment”) is made by the undersigned as of July 31, 2019 to amend the Amended and Restated Agreement of Limited Partnership (the “Partnership Agreement”) of Moelis & Company Group LP, a Delaware limited partnership (th |
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| July 31, 2019 |
Exhibit 10.3 AIRCRAFT DRY LEASE AGREEMENT (Part 91 Operations) Dated as of the 12th day of July, 2019 by and among MOELIS & COMPANY MANAGER LLC as Lessor, and KENNETH D. MOELIS, as Lessee, and MOELIS & COMPANY GROUP LP as Lessee and collectively, as Lessees, concerning one (1) Bombardier Inc. model BD-700-1A10 aircraft bearing U.S. Registration Number N99ZM, and Manufacturer’s Serial Number 9587 I |
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| July 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 31, 2019 |
Exhibit 10.2 COST SHARING AND OPERATING AGREEMENT THIS COST SHARING AND OPERATING AGREEMENT (this “Agreement”) is made and entered into as of July 12, 2019 (“Effective Date”) by and between Kenneth D. Moelis (“Mr. Moelis”), a citizen of the United States and a resident of the State of California, and Moelis & Company Group LP (“Group LP”), a Delaware limited partnership. Mr. Moelis and Group LP ar |
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| July 30, 2019 |
Exhibit 99.1 Moelis & Company Reports Second Quarter 2019 Financial Results; Quarterly Dividend of $0.50 Per Share • Second quarter revenues of $153.5 million, down 30% from the second quarter of 2018; first half revenues of $291.3 million • GAAP net income of $0.54 per share (diluted) for the second quarter and $0.79 per share (diluted) for the first half of 2019; Adjusted net income of $0.56 per |
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| July 30, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 30, 2019 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001‑36418 46‑4500216 (State or other jurisdiction of (Commission (IRS Employer incorpora |
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| June 7, 2019 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2019 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File |
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| May 1, 2019 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2019 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File N |
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| May 1, 2019 |
424B3 Table of Contents Filed pursuant to Rule 424(B)(3) Registration No. 333-221743 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered(1) Amount to Be Registered(2) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A common stock, par value $0.01 per share 3,571,920 $41.75(3)(4) $149,127,660(4) $18, |
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| May 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & |
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| April 30, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2019 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001‑36418 46‑4500216 (State or other jurisdiction of (Commission (IRS Employer incorpor |
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| April 30, 2019 |
Moelis & Company Reports First Quarter 2019 Financial Results; Quarterly Dividend of $0.50 Per Share Exhibit 99.1 Moelis & Company Reports First Quarter 2019 Financial Results; Quarterly Dividend of $0.50 Per Share • First quarter revenues of $137.8 million, down 37% from a record first quarter of 2018 • GAAP net income of $0.25 per share (diluted) for the first quarter of 2019; Adjusted net income of $0.27 per share (diluted) for the first quarter, including a $0.13 per share tax benefit • Conti |
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| April 24, 2019 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 24, 2019 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 8, 2019 |
MC / Moelis & Co. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001‑ |
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| February 28, 2019 |
S-8 As filed with the Securities and Exchange Commission on February 27, 2019 Registration No. |
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| February 27, 2019 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Moelis & Company LLC U.S. Moelis & Company Group GP LLC U.S. Moelis & Company Group LP U.S. Moelis & Company International Holdings LLC U.S. Moelis & Company UK Holdings LLC U.S. Moelis & Company Consulting (Beijing) Company Limited Beijing Hong Kong Moelis & Company Asia Limited Beijing Representative Office Beijin |
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| February 27, 2019 |
MC / Moelis & Co. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001‑36418 (Exact name of |
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| February 27, 2019 |
Exhibit 10.22 MASTER SERVICES AGREEMENT This SERVICES AGREEMENT, dated as of February 27, 2019 is made by and between MOELIS & COMPANY GROUP LP, a Delaware limited partnership (“Advisory”), and MOELIS ASSET MANAGEMENT LP, a Delaware limited partnership (“Asset Management”) and each of the following subsidiaries of Asset Management: P&S CREDIT MANAGEMENT, L.P., a Delaware limited partnership (“Grac |
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| February 14, 2019 |
MC / Moelis & Co. / Moelis Kenneth - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Moelis & Company (Name of Issuer) Class A Common Stock, par value $0.01 (Title of Class of Securities) 60786M (CUSIP Number) 2/14/2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 13, 2019 |
MC / Moelis & Co. / BAMCO INC /NY/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 06)* Moelis & Company (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) Calendar Year 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 12, 2019 |
Exhibit 99.1 AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. (an investment adviser registered under the Investment Advisers Act of 1940) and Virtus Equity Trust (on behalf of Virtus KAR Small-cap Growth Fund), a Delaware statutory trust, hereb |
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| February 12, 2019 |
MC / Moelis & Co. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Moelis & Co (Name of Issuer) Common Stock (Title of Class of Securities) 60786M105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 11, 2019 |
MC / Moelis & Co. / VANGUARD GROUP INC Passive Investment moelisco.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Moelis & Co Title of Class of Securities: Common Stock CUSIP Number: 60786M105 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate th |
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| February 6, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 6, 2019 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001‑36418 46‑4500216 (State or other jurisdiction of (Commission (IRS Employer incorp |
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| February 6, 2019 |
Exhibit 99.1 Moelis & Company Reports Fourth Quarter and Full Year 2018 Financial Results; Declares Special Dividend of $1.25 Per Share and Increases Regular Quarterly Dividend to $0.50 Per Share Record Fourth Quarter and Full Year Revenues • Record fourth quarter revenues of $238.3 million, up 41% from the same period of 2017 • Record annual revenues of $885.8 million, up 29% from the prior year |
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| December 19, 2018 |
Yolonda Richardson Appointed as an Independent Member of the Moelis & Company Board of Directors EX-99.1 Exhibit 99.1 Yolonda Richardson Appointed as an Independent Member of the Moelis & Company Board of Directors New York, December 19, 2018: Moelis & Company (NYSE: MC), a leading global independent investment bank, today announced the appointment of Yolonda Richardson as an independent member of its Board of Directors. Ms. Richardson’s term will begin on January 1, 2019. Ms. Richardson is a |
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| December 19, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 14, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission |
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| October 31, 2018 |
MC / Moelis & Co. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moeli |
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| October 22, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 22, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001‑36418 46‑4500216 (State or other jurisdiction of (Commission (IRS Employer incorp |
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| October 22, 2018 |
Exhibit 99.1 Moelis & Company Reports Third Quarter 2018 Financial Results; Quarterly Dividend of $0.47 Per Share Record Third Quarter and First Nine Month Revenues • Third quarter revenues of $207.7 million, up 22% from the third quarter of 2017; first nine month revenues of $647.5 million, up 26% from the same period of 2017 • GAAP net income of $0.61 per share (diluted) for the third quarter an |
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| August 6, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 6, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 6, 2018 |
Moelis & Company Class A Common Stock (par value $0.01 per share) Underwriting Agreement Exhibit 1.1 EXECUTION VERSION Moelis & Company Class A Common Stock (par value $0.01 per share) Underwriting Agreement August 1, 2018 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 Ladies and Gentlemen: Moelis & Company, a Delaware corporation (the “Company”), proposes, subject to th |
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| August 3, 2018 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-221743 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A common stock, par value $0.01 per share 5,000,000 $ 60.16 $ 300,800,000 $ 37,450 TABLE OF CONTEN |
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| August 1, 2018 |
SUBJECT TO COMPLETION, DATED AUGUST 1, 2018 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| July 27, 2018 |
MC / Moelis & Co. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36418 Moelis & C |
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| July 23, 2018 |
Exhibit 99.1 Moelis & Company Reports Second Quarter 2018 Financial Results; Special Dividend of $1.50 Per Share in Addition to Regular Quarterly Dividend of $0.47 Per Share Record Second Quarter and First Half Revenues • Second quarter revenues of $220.4 million, up 28% from the second quarter of 2017; first half revenues of $439.8 million, up 27% from the same period of 2017 • GAAP net income of |
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| July 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 23, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001‑36418 46‑4500216 (State or other jurisdiction of (Commission (IRS Employer incorpora |
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| July 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 30, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 8, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 3, 2018 |
MC / Moelis & Co. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001‑36418 Moelis & |
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| April 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 25, 2018 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 25, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 24, 2018 |
Use these links to rapidly review the document TABLE OF CONTENTS Prospectus Supplement TABLE OF CONTENTS Table of Contents CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered(1) Amount to Be Registered(2) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A common stock, par value $0. |
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| April 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001‑36418 46‑4500216 (State or other jurisdiction of (Commission (IRS Employer incorpor |
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| April 23, 2018 |
Exhibit 99.1 Moelis & Company Reports Record First Quarter 2018 Financial Results; Quarterly Dividend of $0.47 Per Share Record first quarter revenues of $219.4 million, up 27% from the first quarter of 2017 GAAP net income of $0.75 per share (diluted) for the first quarter of 2018; Adjusted net income of $0.84 per share (diluted) for the first quarter, including a $0.19 per share tax benefit C |
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| April 9, 2018 |
MC / Moelis & Co. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Moelis & Co (Name of Issuer) Class A Common Stock, Par Value $0.01 (Title of Class of Securities) 60786M (CUSIP Number) March 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| March 14, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 12, 2018 MOELIS & COMPANY (Exact name of registrant as specified in its charter) Delaware 001-36418 46-4500216 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 14, 2018 |
Exhibit 1.1 Moelis & Company Class A Common Stock (par value $0.01 per share) Underwriting Agreement March 12, 2018 Goldman Sachs & Co. LLC UBS Securities LLC As the Underwriters named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 UBS Securities LLC, 1285 Avenue of the Americas, New York, NY 10019 Ladies and Gentlemen: Moelis & Company, a Delaware c |
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| March 14, 2018 |
5,000,000 Shares Class A Common Stock Use these links to rapidly review the document TABLE OF CONTENTS Prospectus Supplement TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. |
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| March 12, 2018 |
SUBJECT TO COMPLETION, DATED MARCH 12, 2018 Use these links to rapidly review the document TABLE OF CONTENTS Prospectus Supplement TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. |
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| March 7, 2018 |
MC / Moelis & Co. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Moelis & Co (Name of Issuer) Class A Common Stock, Par Value $0.01 (Title of Class of Securities) 60786M (CUSIP Number) February 28, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
