MCBI / Mountain Commerce Bancorp, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

Маунтин Коммерс Банкорп, Инк.
US ˙ OTCPK

Основная статистика
CIK 1068300
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Mountain Commerce Bancorp, Inc.
SEC Filings (Chronological Order)
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February 14, 2014 SC 13G

MCBI / Mountain Comm Bancorp Inc / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MetroCorp Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 591650106 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

February 14, 2014 SC 13G/A

MCBI / Mountain Comm Bancorp Inc / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 MetroCorp Bancshares, Inc. (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 591650106 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

January 29, 2014 15-12G

- 15-12G

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: December 31, 2014 Estimated average burden hours per response...1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE

January 21, 2014 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 17, 2014 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I

January 21, 2014 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 POS AM

- POS AM

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 POS AM

- POS AM

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 POS AM

- POS AM

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 POS AM

- POS AM

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

January 21, 2014 POS AM

- POS AM

As filed with the Securities and Exchange Commission on January 17, 2014 Registration Statement No.

December 17, 2013 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commissi

December 11, 2013 425

Merger Prospectus - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 10, 2013 East West Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-24939 95-4703316 (State of (Commission File Number) (IRS Employer Incorpor

December 10, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organizat

December 10, 2013 DEFA14A

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organizat

December 10, 2013 EX-99.1

METROCORP BANCSHARES, INC. ANNOUNCES RECEIPT OF REGULATORY APPROVALS

EX-99.1 Exhibit 99.1 METROCORP BANCSHARES, INC. ANNOUNCES RECEIPT OF REGULATORY APPROVALS Houston, TX – December 10, 2013 –MetroCorp Bancshares, Inc. (“MetroCorp”) (Nasdaq: MCBI), parent of MetroBank, National Association and Metro United Bank, announced today that the State of California Department of Business Oversight had approved the applications for the mergers of Metro United Bank and Metro

December 10, 2013 EX-99.1

METROCORP BANCSHARES, INC. ANNOUNCES RECEIPT OF REGULATORY APPROVALS

Exhibit 99.1 METROCORP BANCSHARES, INC. ANNOUNCES RECEIPT OF REGULATORY APPROVALS Houston, TX – December 10, 2013 –MetroCorp Bancshares, Inc. (“MetroCorp”) (Nasdaq: MCBI), parent of MetroBank, National Association and Metro United Bank, announced today that the State of California Department of Business Oversight had approved the applications for the mergers of Metro United Bank and Metro Bank Nat

November 8, 2013 DEFM14A

- DEFM14A

DEFM14A 1 a13-228634defm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the

November 6, 2013 10-Q

Quarterly Report - FORM 10-Q

mcbi2013093010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares,

October 30, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (

October 30, 2013 EX-10.4

RETENTION AGREEMENT

Exhibit 10.4 RETENTION AGREEMENT This RETENTION AGREEMENT (the “Agreement”) is made and entered into as of this 30th day of October, 2013, (the “Effective Date”) by and between MetroCorp Bancshares, Inc. (“MetroCorp”) and David Tai, an individual (“Employee”). WHEREAS, Employee is currently employed by MetroBank, National Association, a national banking association and wholly owned subsidiary of M

October 30, 2013 EX-10.2

CHANGE IN CONTROL AGREEMENT

Exhibit 10.2 CHANGE IN CONTROL AGREEMENT This CHANGE IN CONTROL AGREEMENT (the “Agreement”) is made and entered into as of this 25th day of October, 2013, (the “Effective Date”) by and among MetroCorp Bancshares, Inc. (“MetroCorp”), MetroBank, National Association (the “Bank”), and David Tai (“Employee”). WHEREAS, Employee is currently employed by the Bank, a national banking association and wholl

October 30, 2013 EX-10.3

RETENTION AGREEMENT

Exhibit 10.3 RETENTION AGREEMENT This RETENTION AGREEMENT (the “Agreement”) is made and entered into as of this 30th day of October, 2013, (the “Effective Date”) by and between MetroCorp Bancshares, Inc. (“MetroCorp”) and David Choi, an individual (“Employee”). WHEREAS, Employee is currently employed by MetroBank, National Association, a national banking association and wholly owned subsidiary of

October 30, 2013 EX-10.1

CHANGE IN CONTROL AGREEMENT

Exhibit 10.1 CHANGE IN CONTROL AGREEMENT This CHANGE IN CONTROL AGREEMENT (the “Agreement”) is made and entered into as of this 25th day of October, 2013, (the “Effective Date”) by and among MetroCorp Bancshares, Inc. (“MetroCorp”), MetroBank, National Association (the “Bank”), and David C. Choi (“Employee”). WHEREAS, Employee is currently employed by the Bank, a national banking association and w

October 21, 2013 425

Merger Prospectus - RULE425

Filed by East West Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: MetroCorp Bancshares, Inc.

October 18, 2013 EX-99

MetroCorp Bancshares, Inc. Announces 2013 Third Quarter Results Net Income Increased 19.7% to $3.4 Million or $0.18 per Diluted Share.

EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces 2013 Third Quarter Results Net Income Increased 19.7% to $3.4 Million or $0.18 per Diluted Share. HOUSTON, TEXAS – (October 18, 2013), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Met

October 18, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

mcbi201310188k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organ

October 16, 2013 425

Merger Prospectus - EAST WEST BANCORP, INC. 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 16, 2013 Date of Report (date of earliest event reported) EAST WEST BANCORP, INC. (Exact name of registrant as specified in its charter) Commission file number 000-24939 Delaware 95-4703316 (State or Other Jurisdiction of Inc

October 16, 2013 EX-99.1

Quarter Ended

Exhibit 99.1 Filed by East West Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: MetroCorp Bancshares, Inc. Commission File No.: 000-25141 East West Bancorp, Inc. 135 N. Los Robles Ave., 7th Fl. Pasadena, CA 91101 Tel. 626.768.6000 Fax 626.817.8838 NEWS RELEASE FOR FURTHER INFORMATION A

September 18, 2013 EX-2

AGREEMENT AND PLAN OF MERGER by and between EAST WEST BANCORP, INC. METROCORP BANCSHARES, INC. Dated as of September 18, 2013 TABLE OF CONTENTS

EX-2 2 ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER by and between EAST WEST BANCORP, INC. and METROCORP BANCSHARES, INC. Dated as of September 18, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Effective Time 2 Section 1.3 Effects of the Merger 2 Section 1.4 Certificate of Incorporation and Bylaws 2 Section 1.5 Directors an

September 18, 2013 EX-99

EAST WEST BANCORP AND METROCORP BANCSHARES ENTER INTO DEFINITIVE AGREEMENT FOR MERGER

ex99-1.htm Exhibit 99.1 Filed by East West Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: MetroCorp Bancshares, Inc. Commission File No.: 000-25141 East West Bancorp, Inc. 135 N. Los Robles Ave., 7th Fl. Pasadena, CA 91101 Tel. 626.768.6800 Fax 626.817.8838 MetroCorp Bancshares, Inc.

September 18, 2013 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 mcbi201309188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2013 metrocorp BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdi

September 18, 2013 EX-99.2

AGREEMENT AND PLAN OF MERGER by and between EAST WEST BANCORP, INC. METROCORP BANCSHARES, INC. Dated as of September 18, 2013

EX-99.2 3 a13-209081ex99d2.htm EX-99.2 Exhibit 99.2 AGREEMENT AND PLAN OF MERGER by and between EAST WEST BANCORP, INC. and METROCORP BANCSHARES, INC. Dated as of September 18, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Effective Time 2 Section 1.3 Effects of the Merger 2 Section 1.4 Certificate of Incorporation and Bylaws 2 Section 1.5 Directors and Of

September 18, 2013 EX-99.1

EAST WEST BANCORP AND METROCORP BANCSHARES ENTER INTO DEFINITIVE AGREEMENT FOR MERGER

EX-99.1 2 a13-209081ex99d1.htm EX-99.1 Exhibit 99.1 Filed by East West Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: MetroCorp Bancshares, Inc. Commission File No.: 000-25141 East West Bancorp, Inc. 135 N. Los Robles Ave., 7th Fl. Pasadena, CA 91101 Tel. 626.768.6800 Fax 626.817.8838

September 18, 2013 EX-99

EAST WEST BANCORP AND METROCORP BANCSHARES ENTER INTO DEFINITIVE AGREEMENT FOR MERGER

ex99-1.htm Exhibit 99.1 Filed by East West Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: MetroCorp Bancshares, Inc. Commission File No.: 000-25141 East West Bancorp, Inc. 135 N. Los Robles Ave., 7th Fl. Pasadena, CA 91101 Tel. 626.768.6800 Fax 626.817.8838 MetroCorp Bancshares, Inc.

September 18, 2013 425

Merger Prospectus - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 18, 2013 East West Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-24939 95-4703316 (State of (Commission File Number) (IRS Employer Incorpo

September 18, 2013 DEFA14A

- FORM 8-K

mcbi201309188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2013 metrocorp BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commi

September 18, 2013 EX-2

AGREEMENT AND PLAN OF MERGER by and between EAST WEST BANCORP, INC. METROCORP BANCSHARES, INC. Dated as of September 18, 2013 TABLE OF CONTENTS

EX-2 2 ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER by and between EAST WEST BANCORP, INC. and METROCORP BANCSHARES, INC. Dated as of September 18, 2013 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Effective Time 2 Section 1.3 Effects of the Merger 2 Section 1.4 Certificate of Incorporation and Bylaws 2 Section 1.5 Directors an

August 8, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

mcbi2013063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc.

August 7, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 mcbi201308078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2013 METROCORP bancshares, inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdict

July 29, 2013 EX-99

EX-99

Exhibit 99.1

July 29, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 mcbi201307298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction

July 19, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

mcbi201307198k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number)

July 19, 2013 EX-99

MetroCorp Bancshares, Inc. Announces 2013 Second Quarter Results Net Income Increased 6.5% to $2.8 Million. Loans Grew 4.8% and Nonperforming Assets Continue to Decline.

mcbi201307198kex99-1.htm Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces 2013 Second Quarter Results Net Income Increased 6.5% to $2.8 Million. Loans Grew 4.8% and Nonperforming Assets Continue to Decline. HOUSTON, TEXAS – (July 19, 2013), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A

June 13, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

mcbi201306138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 12, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporati

June 13, 2013 EX-99

MetroCorp Bancshares, Inc. Declares Common Stock Cash Dividend

Exhibit 99.2 MetroCorp Bancshares, Inc. Declares Common Stock Cash Dividend HOUSTON — June 12, 2013 — MetroCorp Bancshares, Inc. (NASDAQGM:MCBI) today announced that it has declared a quarterly cash dividend of $0.02 per share on shares of its common stock. The dividend is payable on July 15, 2013 to stockholders of record as of the close of business on June 28, 2013. “With the strengthening of th

June 13, 2013 EX-99

MetroCorp Bancshares, Inc. Announces the Lifting of the Formal Agreement Between OCC and Bank Subsidiary - MetroBank, N.A.

EX-99 2 mcbi201306138kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 MetroCorp Bancshares, Inc. Announces the Lifting of the Formal Agreement Between OCC and Bank Subsidiary - MetroBank, N.A. HOUSTON — June 12, 2013 — MetroCorp Bancshares, Inc. (NASDAQGM:MCBI) announced today that the Office of the Comptroller of the Currency has lifted its Formal Agreement with MetroBank, N.A. effective June 12, 2013. “The

May 14, 2013 8-K/A

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission

May 13, 2013 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

mcbi201305138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporat

May 9, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name of regist

April 19, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer i

April 19, 2013 EX-99

MetroCorp Bancshares, Inc. Announces 2013 First Quarter Results Net Income of $3.0 Million - 9.4% Improvement Over 2012 EPS of $0.16 per Diluted Share. Nonperforming Assets Declined.

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces 2013 First Quarter Results Net Income of $3.0 Million - 9.4% Improvement Over 2012 EPS of $0.16 per Diluted Share. Nonperforming Assets Declined. HOUSTON, TEXAS – (April 19, 2013), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving

April 5, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

March 21, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name of registrant as speci

March 21, 2013 EX-99.1

Principal Executive Officer and Principal Financial Officer Certification for MetroCorp Bancshares, Inc.

Exhibit 99.1 Principal Executive Officer and Principal Financial Officer Certification for MetroCorp Bancshares, Inc. The undersigned Principal Executive Officer and Principal Financial Officer of MetroCorp Bancshares, Inc. (the "Company") hereby certify, based on their knowledge, that: (i) The compensation committee of the Company has discussed, reviewed, and evaluated with the senior risk office

March 4, 2013 EX-99

EX-99

Exhibit 99.1

March 4, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.

February 14, 2013 SC 13G/A

MCBI / Mountain Comm Bancorp Inc / Philadelphia Financial Management of San Francisco, LLC - SCHEDULE 13G HOLDINGS REPORT AMENDMENT Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

January 25, 2013 EX-99

MetroCorp Bancshares, Inc. Announces Net Income of $2.8 Million for Fourth Quarter 2012; EPS of $0.15 per Diluted Share. Net Income Improved 73% for the year 2012 to $11.1 Million while Asset Quality Continued to Improve.

mcbi201301258kex99-1.htm Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Net Income of $2.8 Million for Fourth Quarter 2012; EPS of $0.15 per Diluted Share. Net Income Improved 73% for the year 2012 to $11.1 Million while Asset Quality Continued to Improve. HOUSTON, TEXAS – (January 25, 2013), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community ba

January 25, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

mcbi201301258k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2013 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organ

December 27, 2012 SC 13G

MCBI / Mountain Comm Bancorp Inc / EJF Capital LLC Passive Investment

SC 13G 1 ls13g-metrocorpejf.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 MetroCorp Bancshares, Inc. (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 591650106 (CUSIP Number) September 21, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa

November 9, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of

November 7, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organizati

November 7, 2012 EX-99.1

EX-99.1

Exhibit 99.1

October 19, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer

October 19, 2012 EX-99.1

MetroCorp Bancshares, Inc. Announces Net Income of $2.9 Million for Third Quarter 2012, an Increase of 27% from Third Quarter 2011. EPS of $0.15 per Diluted Share Increased 15.4% from Third Quarter 2011.

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Net Income of $2.9 Million for Third Quarter 2012, an Increase of 27% from Third Quarter 2011. EPS of $0.15 per Diluted Share Increased 15.4% from Third Quarter 2011. HOUSTON, TEXAS – (October 19, 2012), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, Me

August 10, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of regis

July 30, 2012 EX-99.1

EX-99.1

Exhibit 99.1

July 30, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.

July 27, 2012 8-K

Termination of a Material Definitive Agreement - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.

July 20, 2012 EX-99.1

MetroCorp Bancshares, Inc. Announces Net Income of $2.6 Million for Second Quarter 2012, an Increase of 11% from Second Quarter 2011. Nonperforming Assets Declined 23.9% from Year-End 2011.

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Net Income of $2.6 Million for Second Quarter 2012, an Increase of 11% from Second Quarter 2011. Nonperforming Assets Declined 23.9% from Year-End 2011. HOUSTON, TEXAS – (July 20, 2012), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., se

July 20, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organization) (Commission F

June 28, 2012 EX-1.1

METROCORP BANCSHARES, INC. (a Texas corporation) 45,000 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENT

Exhibit 1.1 METROCORP BANCSHARES, INC. (a Texas corporation) 45,000 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENT June 27, 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated Sandler O’Neill & Partners, L.P. as Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036

June 28, 2012 424B4

45,000 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A Liquidation Preference Amount $1,000 Per Share

PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No.

June 28, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 mcbi8k-062712.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdictio

June 28, 2012 EX-99.1

MetroCorp Bancshares, Inc. Announces Successful Repurchase of TARP Preferred Shares at Auction

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Successful Repurchase of TARP Preferred Shares at Auction MetroCorp Bancshares, Inc. (NASDAQ: MCBI) announced June 28, 2012 that the Company successfully repurchased over $43 million of the Fixed Rate Cumulative Perpetual Preferred Stock, Series A, auctioned by U.S. Treasury. The Company raised $43 million in a recent follow-on public

June 25, 2012 424B4

Subject to completion, dated June 25, 2012

Table of Contents The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed.

May 23, 2012 EX-4.6

METROCORP BANCSHARES, INC. RESTRICTED STOCK AGREEMENT

FORM OF RESTRICTED STOCK AGREEMENT Exhibit 4.6 METROCORP BANCSHARES, INC. RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (“Agreement”) effective as of the day of , , is between MetroCorp Bancshares, Inc. (the “Company”), and , (the “Holder”). To carry out the purposes of the Amended and Restated MetroCorp Bancshares, Inc. 2007 Stock Awards and Incentive Plan (the “Plan”) by providing i

May 23, 2012 EX-4.4

METROCORP BANCSHARES, INC. NONQUALIFIED STOCK OPTION AGREEMENT

FORM OF NONQUALIFIED STOCK OPTION AGREEMENT Exhibit 4.4 METROCORP BANCSHARES, INC. NONQUALIFIED STOCK OPTION AGREEMENT This Nonqualified Stock Option Agreement (“Option Agreement”) is between MetroCorp Bancshares, Inc., a Texas corporation (the “Company”), and (“Optionee”), who agree as follows: Section 1. Introduction. The Company has heretofore adopted the Amended and Restated MetroCorp Bancshar

May 23, 2012 S-8

- FORM S-8

FORM S-8 As filed with the Securities and Exchange Commission on May 23, 2012 Registration No.

May 23, 2012 EX-4.5

METROCORP BANCSHARES, INC. STOCK APPRECIATION RIGHTS AGREEMENT

FORM OF STOCK APPRECIATION RIGHTS AGREEMENT Exhibit 4.5 METROCORP BANCSHARES, INC. STOCK APPRECIATION RIGHTS AGREEMENT This Stock Appreciation Rights Agreement (the “SAR Agreement”) is made as of the day of , (the “Date of Grant”), between MetroCorp Bancshares, Inc., a Texas corporation (the “Company”), and (the “Employee”). To carry out the purposes of the Amended and Restated MetroCorp Bancshare

May 23, 2012 EX-4.7

METROCORP BANCSHARES, INC. RESTRICTED STOCK AGREEMENT

FORM OF RESTRICTED STOCK AGREEMENT Exhibit 4.7 METROCORP BANCSHARES, INC. RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (“Agreement”), effective as of the day of , , is between MetroCorp Bancshares, Inc. (the “Company”) and (the “Holder”). To carry out the purposes of the Amended and Restated MetroCorp Bancshares, Inc. 2007 Stock Awards and Incentive Plan (the “Plan”) by providing ind

May 23, 2012 EX-4.3

METROCORP BANCSHARES, INC. INCENTIVE STOCK OPTION AGREEMENT

FORM OF INCENTIVE STOCK OPTION AGREEMENT Exhibit 4.3 METROCORP BANCSHARES, INC. INCENTIVE STOCK OPTION AGREEMENT This Incentive Stock Option Agreement (“Option Agreement”) is between MetroCorp Bancshares, Inc., a Texas corporation (the “Company”), and (“Optionee”), who agree as follows: Section 1. Introduction. The Company has heretofore adopted the Amended and Restated MetroCorp Bancshares, Inc.

May 22, 2012 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Comm

May 17, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fi

May 17, 2012 424B2

4,445,000 Shares Common Stock

Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No.

May 17, 2012 EX-1.1

MetroCorp Bancshares, Inc. (a Texas corporation) 4,445,000 Shares of Common Stock (Par Value $1.00 Per Share) UNDERWRITING AGREEMENT

Underwriting Agreement Exhibit 1.1 MetroCorp Bancshares, Inc. (a Texas corporation) 4,445,000 Shares of Common Stock (Par Value $1.00 Per Share) UNDERWRITING AGREEMENT May 16, 2012 KEEFE, BRUYETTE & WOODS, INC. as Representative of the several Underwriters 787 Seventh Avenue 4th Floor New York, New York 10019 Ladies and Gentlemen: MetroCorp Bancshares, Inc., a Texas corporation (the “Company”), co

May 17, 2012 EX-99.1

MetroCorp Bancshares, Inc. Prices Public Offering of 4,445,000 Shares of its Common Stock

Press Release issued by the Company dated May 17, 2012 Exhibit 99.1 MetroCorp Bancshares, Inc. Prices Public Offering of 4,445,000 Shares of its Common Stock HOUSTON, TX, May 17, 2012 – MetroCorp Bancshares, Inc. (the “Company”) (Nasdaq: MCBI) announced that it has priced a registered public offering of 4,445,000 shares of its common stock at $9.00 per share. The net proceeds of the offering after

May 15, 2012 EX-99.1

MetroCorp Bancshares, Inc. Announces Commencement of Public Offering of $40 Million of its Common Stock

Exhibit 99.1 MetroCorp Bancshares, Inc. Announces Commencement of Public Offering of $40 Million of its Common Stock HOUSTON, TX, May 15, 2012 – MetroCorp Bancshares, Inc. (the "Company") (Nasdaq: MCBI) announced today that it is commencing an underwritten public offering of $40 million of its common stock. Keefe, Bruyette & Woods, Inc. is acting as the sole underwriter for the offering. The Compa

May 15, 2012 424B5

Subject to Completion, Dated May 15, 2012

Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-180889 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where

May 15, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fi

May 15, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name of regist

May 10, 2012 EX-10.1

AMENDED AND RESTATED METROCORP BANCSHARES, INC. 2007 STOCK AWARDS AND INCENTIVE PLAN I. PURPOSE

Amended and Restated 2007 Stock Awards and Incentive Plan Exhibit 10.1 AMENDED AND RESTATED METROCORP BANCSHARES, INC. 2007 STOCK AWARDS AND INCENTIVE PLAN I. PURPOSE The purpose of the AMENDED AND RESTATED METROCORP BANCSHARES, INC. 2007 STOCK AWARDS AND INCENTIVE PLAN (the “Plan”) is to provide a means through which MetroCorp Bancshares, Inc (the “Company”), and its Affiliates, may attract able

May 10, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 d350108d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of

April 23, 2012 EX-4.2

METROCORP BANCSHARES, INC. WILMINGTON TRUST COMPANY Dated as of SUBORDINATED DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Inde

Form of Indenture for Subordinated Debt Securities Exhibit 4.2 METROCORP BANCSHARES, INC. Issuer and WILMINGTON TRUST COMPANY Trustee INDENTURE Dated as of SUBORDINATED DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2)

April 23, 2012 EX-25.1

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to

Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939 Exhibit 25.

April 23, 2012 EX-25.2

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to

Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939 Exhibit 25.

April 23, 2012 EX-4.1

METROCORP BANCSHARES, INC. WILMINGTON TRUST COMPANY Dated as of SENIOR DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture

Form of Indenture for Senior Debt Securities Exhibit 4.1 METROCORP BANCSHARES, INC. Issuer and WILMINGTON TRUST COMPANY Trustee INDENTURE Dated as of SENIOR DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) N

April 23, 2012 S-3

- FORM S-3

Table of Contents As filed with the Securities and Exchange Commission on April 23, 2012 Registration No.

April 23, 2012 EX-12.1

Computation of Consolidated Ratios of Earnings to Combined Fixed Charges Years Ended December 31, 2011 2010 2009 2008 2007 Ratio of earnings to fixed charges including interest on deposits: Income (loss) before income taxes $ 10,804 $ (1,279 ) $ (10,

Computation of Consolidated Ratio of Earnings to Combined Fixed Charges Exhibit 12.

April 23, 2012 EX-12.1

Computation of Consolidated Ratios of Earnings to Combined Fixed Charges 00000000 00000000 00000000 00000000 00000000 Years Ended December 31, 2011 2010 2009 2008 2007 Ratio of earnings to fixed charges including interest on deposits: Income (loss) b

COMPUTATION OF CONSOLIDATED RATIO OF EARNINGS TO COMBINED FIXED CHARGES Exhibit 12.

April 23, 2012 S-3

- FORM S-3

FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on April 23, 2012 Registration No.

April 20, 2012 EX-99.1

MetroCorp Bancshares, Inc. Announces Net Income of $2.8 Million for First Quarter 2012, an Increase of 30%. Earnings of $0.16 per Diluted Common Share Compared with $0.12 in 2011.

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Net Income of $2.8 Million for First Quarter 2012, an Increase of 30%. Earnings of $0.16 per Diluted Common Share Compared with $0.12 in 2011. HOUSTON, TEXAS – (April 20, 2012), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Tex

April 20, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 mcbi8k-042012.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Com

April 6, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 28, 2012 EX-99.1

MetroCorp Announces the Appointment of Y Ping Sun to Its Board of Directors

Exhibit 99.1 MetroCorp Announces the Appointment of Y Ping Sun to Its Board of Directors HOUSTON, March 28, 2012 (PRNewswire) - MetroCorp Bancshares, Inc. (the "Company") (Nasdaq:MCBI) announced today that Y Ping Sun was appointed as a Class II director to fill a vacancy existing on the Company's board of directors, effective March 27, 2012. In connection with the appointment, the Company's board

March 28, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 26, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R

March 19, 2012 EX-10.7

METROCORP BANCSHARES, INC. RESTRICTED STOCK AGREEMENT

Exhibit 10.7 METROCORP BANCSHARES, INC. RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement ("Agreement"), effective as of the day of , 20, is between MetroCorp Bancshares, Inc. (the "Company") and (the "Holder"). To carry out the purposes of the MetroCorp Bancshares, Inc. 2007 Stock Awards and Incentive Plan (the "Plan") by providing individuals upon whom the responsibilities of the succes

March 19, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name of registrant as speci

March 19, 2012 EX-99.1

Principal Executive Officer and Principal Financial Officer Certification for MetroCorp Bancshares, Inc.

Exhibit 99.1 Principal Executive Officer and Principal Financial Officer Certification for MetroCorp Bancshares, Inc. The undersigned Principal Executive Officer and Principal Financial Officer of MetroCorp Bancshares, Inc. (the "Company") hereby certify, based on their knowledge, that: (i) The compensation committee of the Company met 6 times with the Company's senior risk officer between January

March 15, 2012 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commiss

March 15, 2012 EX-99.1

MetroCorp Bancshares, Inc. Announces Revised Fourth Quarter 2011 Earnings

Exhibit 99.1 NEWS RELEASE For Immediate Release – March 15, 2012 MetroCorp Bancshares, Inc. Announces Revised Fourth Quarter 2011 Earnings HOUSTON, TEXAS – (March 15, 2012), MetroCorp Bancshares, Inc. (Nasdaq:MCBI) announced that - as a result of refinements in its review of impairments on goodwill after its January 20, 2012 announcement of fourth quarter 2011 results and before finalizing its 201

March 5, 2012 EX-99.1

EX-99.1

Exhibit 99.1

March 5, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.

February 21, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation)

February 21, 2012 EX-10.1

EMPLOYMENT AGREEMENT

Employment Agreement, dated February 15, 2012 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of January 26, 2012, by MetroCorp Bancshares, Inc. a Texas corporation (the “Employer”), and George M. Lee, an individual resident in Houston, Harris County, Texas (the “Executive”). RECITALS The Employer desires the Executive’s employment with th

February 17, 2012 SC 13G

MCBI / Mountain Comm Bancorp Inc / FENTHAM CORP - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* MetroCorp Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 591650106 (CUSIP Number) Calendar Year 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

January 20, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2012 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organization) (Commissio

January 20, 2012 EX-99.1

MetroCorp Bancshares, Inc. Announces Net Income of $2.7 Million for Fourth Quarter 2011, an Increase of 54% from Fourth Quarter 2010 and EPS of $0.16 per Diluted Common Share Compared with $0.09 in 2010

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Net Income of $2.7 Million for Fourth Quarter 2011, an Increase of 54% from Fourth Quarter 2010 and EPS of $0.16 per Diluted Common Share Compared with $0.09 in 2010 HOUSTON, TEXAS – (January 20, 2012), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, Met

November 10, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of

November 10, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of

November 8, 2011 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I

November 8, 2011 EX-99.1

EX-99.1

Exhibit 99.1

October 21, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organization) (Commissio

October 21, 2011 EX-99.1

MetroCorp Bancshares, Inc. Announces Third Quarter 2011 Net Income of $2.3 Million or $0.13 Per Diluted Common Share, and Continual Improvement in Asset Quality

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Third Quarter 2011 Net Income of $2.3 Million or $0.13 Per Diluted Common Share, and Continual Improvement in Asset Quality HOUSTON, TEXAS – (October 21, 2011), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro Uni

August 9, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of regis

August 1, 2011 EX-99.1

EX-99.1

Exhibit 99.1

August 1, 2011 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R

July 22, 2011 EX-99.1

MetroCorp Bancshares, Inc. Announces Second Quarter 2011 Net Income Increased to $2.4 Million, or $0.13 Per Diluted Common Share, and Continual Improvement in Nonperforming Assets

NEWS RELEASE MetroCorp Bancshares, Inc. Announces Second Quarter 2011 Net Income Increased to $2.4 Million, or $0.13 Per Diluted Common Share, and Continual Improvement in Nonperforming Assets HOUSTON, TEXAS ? (July 21, 2011), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro

July 22, 2011 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2011 METROCORP BANCSHARES, INC. (Exact

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer in

May 11, 2011 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name of regist

May 10, 2011 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fil

April 29, 2011 EX-99.1

MetroCorp Bancshares, Inc. Announces First Quarter 2011 Net Income of $2.1 Million, or $0.12 Per Diluted Common Share, and a decline in Nonperforming Assets of $9.9 Million or 10.6% from Year End

EXHIBIT 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces First Quarter 2011 Net Income of $2.1 Million, or $0.12 Per Diluted Common Share, and a decline in Nonperforming Assets of $9.9 Million or 10.6% from Year End HOUSTON, TEXAS – (April 29, 2011), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N

April 29, 2011 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2011 METROCORP BANCSHARES, INC. (Exac

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer i

April 7, 2011 8-K/A

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K/A 1 mcbi8ka-112310.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other

April 7, 2011 EX-16.1

EX-16.1

Exhibit 16.1

April 5, 2011 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

March 25, 2011 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* Metro

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* MetroCorp Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 (Title of Class of Securities) 591650106 (CUSIP Number) Check the appropriate box

March 15, 2011 EX-99.1

Principal Executive Officer and Principal Financial Officer Certification for MetroCorp Bancshares, Inc.

Exhibit 99.1 Principal Executive Officer and Principal Financial Officer Certification for MetroCorp Bancshares, Inc. The undersigned Principal Executive Officer and Principal Financial Officer of MetroCorp Bancshares, Inc. (the "Company") hereby certify, based on their knowledge, that: (i) The compensation committee of the Company met four times with the Company's senior risk officer between Janu

March 15, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name of registrant as speci

March 7, 2011 SC 13D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* METROCORP BANCSHARES INC (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* METROCORP BANCSHARES INC (Name of Issuer) Common Stock (Title of Class of Securities) 591650106 (CUSIP Number) Paula Comer, Law Office of W. Timothy Weaver 1330 Post Oak Blvd., Suite 2877 Houston, TX 77056 Phone : 713-622-1075 (Name, Address and Telep

February 3, 2011 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I

February 3, 2011 EX-99.1

EX-99.1

Exhibit 99.1

February 1, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer

February 1, 2011 EX-99.1

MetroCorp Bancshares, Inc. Announces Fourth Quarter 2010 Net Income of $1.7 Million

Exhibit 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Fourth Quarter 2010 Net Income of $1.7 Million HOUSTON, TEXAS ? (January 31, 2011), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, serving California, today announced the operating results for the f

January 31, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2011 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commissio

November 30, 2010 EX-16

EX-16

Exhibit 16.1

November 30, 2010 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2010 METROCORP BANCS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commissi

November 8, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2010 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of

October 29, 2010 EX-99.1

MetroCorp Bancshares, Inc. Announces Third Quarter 2010 Net Income of $637,000

EXHIBIT 99.1 NEWS RELEASE MetroCorp Bancshares, Inc. Announces Third Quarter 2010 Net Income of $637,000 HOUSTON, TEXAS – (October 28, 2010), MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, serving California, today announced the operating results for the third

October 29, 2010 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2010 METROCORP BANCSHARES, INC. (Ex

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organization) (Commissio

September 23, 2010 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* METROCORP BANCSHARES INC (Name of Issuer) Common Stock $1.00 Par Value Per Share (Title of Class of S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* METROCORP BANCSHARES INC (Name of Issuer) Common Stock $1.00 Par Value Per Share (Title of Class of Securities) 591650106 (CUSIP Number) September 16, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

September 17, 2010 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2010 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commissi

September 17, 2010 EX-99.1

MetroCorp Bancshares, Inc. Completes Sale of Common Stock in Private Placement

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Completes Sale of Common Stock in Private Placement HOUSTON, Sept. 17, 2010 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI) announced that on Thursday, September 16, 2010 it sold 954,000 shares of its common stock at $3.00 per share to an accredited investor in a private placement. The Company did not use a placement agent, broker or similar serv

September 14, 2010 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commiss

September 14, 2010 EX-99

EX-99

August 6, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Form 10-Q for quarterly period ended June 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 26, 2010 EX-99

KBW 11th Annual Community Bank Investor Conference New York, NY July 27th, 2010 Presentation by: George M. Lee Executive Vice Chairman, President & CEO The statements contained in this presentation that are not historical facts are forward-looking st

KBW 11th Annual Community Bank Investor Conference New York, NY July 27th, 2010 Presentation by: George M.

July 26, 2010 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission F

July 23, 2010 EX-99.1

MetroCorp Bancshares, Inc. Announces Second Quarter 2010 Results, Improved Profitability, Reduction of Nonperforming Assets and Increased Capital Ratios

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Second Quarter 2010 Results, Improved Profitability, Reduction of Nonperforming Assets and Increased Capital Ratios HOUSTON, July 22, 2010 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, servin

July 23, 2010 EX-10.1

FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. ) In the Matter of ) STIPULATION ) TO THE ISSUANCE OF A METRO UNITED BANK ) CONSENT ORDER SAN DIEGO, CALIFORNIA ) ) FDIC 10-379b ) (Insured State Nonmember Bank) ) )

Exhibit 10.1 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. ) In the Matter of ) STIPULATION ) TO THE ISSUANCE OF A METRO UNITED BANK ) CONSENT ORDER SAN DIEGO, CALIFORNIA ) ) FDIC 10-379b ) (Insured State Nonmember Bank) ) ) Subject to the acceptance of this STIPULATION TO THE ISSUANCE OF A CONSENT ORDER (“STIPULATION”) by the Federal Deposit Insurance Corporation (“FDIC”) and the Califor

July 23, 2010 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission F

July 23, 2010 EX-10.2

FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. ) In the Matter of ) CONSENT ORDER ) METRO UNITED BANK ) SAN DIEGO, CALIFORNIA ) FDIC 10-379b ) (Insured State Nonmember Bank) ) )

EX-10.2 3 dex102.htm CONSENT ORDER Exhibit 10.2 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. ) In the Matter of ) CONSENT ORDER ) METRO UNITED BANK ) SAN DIEGO, CALIFORNIA ) FDIC 10-379b ) (Insured State Nonmember Bank) ) ) The Federal Deposit Insurance Corporation (“FDIC”) is the appropriate Federal banking agency for Metro United Bank, San Diego, California (“Bank”), under Section 3q o

July 23, 2010 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2010 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fi

May 24, 2010 EX-99.1

MetroCorp Bancshares, Inc. Announces Resignation of Chief Credit Officer

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Resignation of Chief Credit Officer HOUSTON, May 24, 2010 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI) announced that Terrance J. Tangen has tendered his resignation as Chief Credit Officer and Executive Vice President of MetroBank, N.A. (the "Bank"), one of the banking subsidiaries of MetroCorp Bancshares, Inc. (the "Company"), to p

May 24, 2010 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2010 MetroCorp Bancshares

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2010 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fil

May 11, 2010 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fil

May 7, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2010 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name

April 26, 2010 EX-99.1

MetroCorp Bancshares, Inc. Announces First Quarter 2010 Results

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces First Quarter 2010 Results HOUSTON, April 23, 2010 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, serving California, today announced the operating results for the first quarter of 2010. First

April 26, 2010 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2010 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission F

April 26, 2010 EX-99.1

MetroCorp Bancshares, Inc. Completes Sale of Common Stock in Private Placement

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Completes Sale of Common Stock in Private Placement HOUSTON, April 23, 2010 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI) announced that on Friday, April 23, 2010 it sold 1,250,000 shares of its common stock at $3.23 per share to accredited investors in a private placement. The Company did not use a placement agent, broker or similar service in

April 26, 2010 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2010 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission F

April 6, 2010 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) x Defin

March 18, 2010 EX-99.1

Principal Executive Officer and Principal Financial Officer Certification for MetroCorp Bancshares, Inc.

Certification of the Chief Executive Officer and Chief Financial Officer Exhibit 99.

March 18, 2010 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Form 10-K Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 11, 2010 EX-99

MetroCorp Bancshares, Inc. Announces Revised Fourth Quarter 2009 Earnings

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Revised Fourth Quarter 2009 Earnings HOUSTON, March 10, 2010 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, serving California, today announced revised earnings for the three and twelve months

March 11, 2010 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commiss

February 12, 2010 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 MetroCorp Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 2009 (D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 MetroCorp Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 591650106 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil

February 9, 2010 EX-99

KEEFE, BRUYETTE & WOODS 2010 TEXAS FIELD TRIP February 9 - 11th, 2010 Houston, Texas Presentation by: George M. Lee Executive Vice Chairman, President & CEO 2/9/2010 1 The statements contained in this presentation that are not historical facts are fo

KEEFE, BRUYETTE & WOODS 2010 TEXAS FIELD TRIP February 9 - 11th, 2010 Houston, Texas Presentation by: George M.

February 9, 2010 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2010 METROCORP BANCSH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2010 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organizati

February 1, 2010 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2010 MetroCorp Bancsh

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2010 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission

February 1, 2010 EX-99.1

MetroCorp Bancshares, Inc. Announces Fourth Quarter 2009 Results

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Fourth Quarter 2009 Results HOUSTON, Jan. 30, 2010 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, serving California, today announced the results for the fourth quarter of 2009. Fourth Quarter

November 6, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2009 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of

November 2, 2009 EX-10.1

EMPLOYMENT AGREEMENT

Employment Agreement Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into on October 29, 2009, by Metro United Bank, a California banking corporation (the “Employer”), and Cary Ching, an individual resident in Hacienda Heights, Los Angeles County, California (the “Executive”). RECITALS The Employer desires the Executive’s employment with the Emplo

November 2, 2009 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2009 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commissio

November 2, 2009 EX-99.1

MetroCorp Bancshares, Inc. Announces Appointment of New CEO for Metro United Bank

Press Release Exhibit 99.1 MetroCorp Bancshares, Inc. Announces Appointment of New CEO for Metro United Bank George M. Lee, Executive Vice Chairman, President and CEO of MetroCorp Bancshares, Inc. announced today the appointment of Cary Ching as Chief Executive Officer for its California subsidiary Metro United Bank. Mr. Ching received his B.S., Chemical Engineering degree from the National Taiwan

October 29, 2009 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2009 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission

October 29, 2009 EX-99.1

MetroCorp Bancshares, Inc. Announces Third Quarter Earnings with Net Income of $1.1 Million or $0.05 EPS, and Improvement in Net Interest Margin

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Third Quarter Earnings with Net Income of $1.1 Million or $0.05 EPS, and Improvement in Net Interest Margin HOUSTON, Oct. 29, 2009 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, serving Califo

August 17, 2009 CORRESP

August 17, 2009

August 17, 2009 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

August 10, 2009 EX-10.1

AGREEMENT BY AND BETWEEN MetroBank, National Association Houston, TX The Comptroller of the Currency

Exhibit 10.1 AGREEMENT BY AND BETWEEN MetroBank, National Association Houston, TX And The Comptroller of the Currency MetroBank, National Association, Houston, TX (?Bank?) and the Comptroller of the Currency of the United States of America (?Comptroller?)wish to protect the interests of the depositors, other customers, and shareholders of the Bank, and, toward that end, wish the Bank to operate sa

August 10, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2009 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-25141 MetroCorp Bancshares, Inc. (Exact name of regis

July 27, 2009 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2009 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organization)

July 27, 2009 EX-99

1 KBW 10th Annual Community Bank Investor Conference New York, NY July 28th, 2009 Presentation by: George M. Lee Executive Vice Chairman, President & CEO 2 Forward Looking Statements The statements contained in this presentation that are not historic

1 KBW 10th Annual Community Bank Investor Conference New York, NY July 28th, 2009 Presentation by: George M.

July 27, 2009 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2009 MetroCorp Bancshare

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2009 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fi

July 27, 2009 EX-99.1

MetroCorp Bancshares, Inc. Announces Second Quarter Earnings With Net Income of $1.2 Million or $0.05 EPS, Reduction in Nonperforming Assets and Improvement in Net Interest Margin

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Second Quarter Earnings With Net Income of $1.2 Million or $0.05 EPS, Reduction in Nonperforming Assets and Improvement in Net Interest Margin HOUSTON, July 24, 2009 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, an

June 19, 2009 EX-4.2

METROCORP BANCSHARES, INC. 2007 STOCK AWARDS AND INCENTIVE PLAN I. PURPOSE

Exhibit 4.2 METROCORP BANCSHARES, INC. 2007 STOCK AWARDS AND INCENTIVE PLAN I. PURPOSE The purpose of the METROCORP BANCSHARES, INC. 2007 STOCK AWARDS AND INCENTIVE PLAN (the “Plan”) is to provide a means through which MetroCorp Bancshares, Inc (the “Company”), and its Affiliates, may attract able persons to enter the employ of the Company and its Affiliates and to provide a means whereby those em

June 19, 2009 S-8

As filed with the Securities and Exchange Commission on June 19, 2009

Form S-8 As filed with the Securities and Exchange Commission on June 19, 2009 Registration No.

May 11, 2009 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2009 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fil

May 8, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2009 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-25141 MetroCorp Bancshares, Inc. (Exact name of regist

April 27, 2009 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2009 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission F

April 27, 2009 EX-99.1

MetroCorp Bancshares, Inc. Announces Suspension of Dividend

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Suspension of Dividend HOUSTON, April 27, 2009 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI) today announced that the Board of Directors of MetroCorp Bancshares, Inc. has voted to suspend regular cash dividends on its common stock for an indefinite period. Executive Vice Chairman and CEO George M. Lee stated, "Given the challenging ec

April 23, 2009 EX-99.1

MetroCorp Bancshares, Inc. Announces First Quarter Earnings With Net Loss of ($2.0 Million), or ($0.23) Per Diluted Common Share as a Result of Increase in Provision for Loan Losses and Loan Charge-Offs

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces First Quarter Earnings With Net Loss of ($2.0 Million), or ($0.23) Per Diluted Common Share as a Result of Increase in Provision for Loan Losses and Loan Charge-Offs HOUSTON, April 22, 2009 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank,

April 23, 2009 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2009 MetroCorp Bancshar

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2009 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission F

April 7, 2009 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) x Defin

April 7, 2009 EX-12.1

Computation of Consolidated Ratio of Earnings to Combined Fixed Charges Years Ended December 31, 2008 2007 2006 2005 2004 (Dollars in Thousands) Ratio of earnings to fixed charges including interest on deposits: Income before income taxes $ 3,040 $ 1

Computation of consolidated ratio of earnings to combined fixed charges Exhibit 12.

April 7, 2009 S-3/A

As filed with the Securities and Exchange Commission on April 7, 2009

Table of Contents As filed with the Securities and Exchange Commission on April 7, 2009 Registration No.

April 1, 2009 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2009 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission F

April 1, 2009 EX-99.1

MetroCorp Announces the Appointment of Frank Li to Its Board of Directors

EXHIBIT 99.1 MetroCorp Announces the Appointment of Frank Li to Its Board of Directors HOUSTON, April 1, 2009 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (the "Company") (Nasdaq:MCBI) announced today that Frank Li was appointed as a Class III director to fill a vacancy existing on the Company's board of directors, effective April 24, 2009. In connection with the appointment, the Company's board

March 24, 2009 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) ¨ Defin

March 16, 2009 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Form 10-K Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 13, 2009 EX-99

MetroCorp Bancshares, Inc. Announces Revised Fourth Quarter 2008 Earnings

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Revised Fourth Quarter 2008 Earnings HOUSTON, March 12, 2009 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, serving California, today announced revised earnings for the three and twelve months

March 13, 2009 8-K/A

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2009 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commiss

March 12, 2009 S-8 POS

As filed with the Securities and Exchange Commission on March 12, 2009

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on March 12, 2009 Registration No. 333-75487 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas

February 13, 2009 EX-12.1

Computation of Consolidated Ratio of Earnings to Combined Fixed Charges Nine Months Ended September 30 Years Ended December 31, 2008 2007 2007 2006 2005 2004 2003 (Dollars in Thousands) Ratio of earnings to fixed charges including interest on deposit

Computation of consolidated ratio of earnings to combined fixed charges Exhibit 12.

February 13, 2009 S-3

As filed with the Securities and Exchange Commission on February 13, 2009

Form S-3 Table of Contents As filed with the Securities and Exchange Commission on February 13, 2009 Registration No.

February 10, 2009 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2009 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organizat

February 10, 2009 EX-99

1 KBW Texas Field Trip February 11th, 2009 Presentation by: George M. Lee, CEO 2 Forward Looking Statements The statements contained in this presentation that are not historical facts are forward-looking statements made pursuant to the safe harbor pr

1 KBW Texas Field Trip February 11th, 2009 Presentation by: George M. Lee, CEO 2 Forward Looking Statements The statements contained in this presentation that are not historical facts are forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements describe MetroCorp’s future plans, projections, strategie

January 30, 2009 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2009 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission

January 30, 2009 EX-99.1

MetroCorp Bancshares, Inc. Announces Fourth Quarter Earnings With Net Loss of $2.3 Million, or ($0.21) Per Diluted Share as a Result of Increase in Provision for Loan Losses, and Year to Date Earnings of $4.3 Million or $0.40 Per Diluted Share

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Fourth Quarter Earnings With Net Loss of $2.3 Million, or ($0.21) Per Diluted Share as a Result of Increase in Provision for Loan Losses, and Year to Date Earnings of $4.3 Million or $0.40 Per Diluted Share HOUSTON, Jan. 29, 2009 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation, which provides community banking servi

January 21, 2009 EX-4.2

SEE REFERENCE TO RESTRICTIONS ON REVERSE SIDE UST No. 440

Form of Stock Certificate Exhibit 4.2 Exhibit 4.2 SEE REFERENCE TO RESTRICTIONS ON REVERSE SIDE UST No. 440 INCORPORATED UNDER THE LAWS OF THE STATE OF TEXAS NUMBER A001 SHARES 45,000 METROCORP BANCSHARES, INC. FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A THIS CERTIFIES THAT the United States Department of the Treasury is the registered holder of forty-five thousand (45,000) fully pai

January 21, 2009 EX-4.1

WARRANT TO PURCHASE COMMON STOCK

Warrant Exhibit 4.1 UST No. 440 WARRANT TO PURCHASE COMMON STOCK THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR P

January 21, 2009 EX-3.1

METROCORP BANCSHARES, INC STATEMENT OF DESIGNATIONS Pursuant to Article 2.13 of the Texas Business Corporation Act FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A Par Value $1.00 Per Share

Statement of Designations Exhibit 3.1 METROCORP BANCSHARES, INC STATEMENT OF DESIGNATIONS Pursuant to Article 2.13 of the Texas Business Corporation Act FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A Par Value $1.00 Per Share Pursuant to the provisions of Article 2.13 of the Texas Business Corporation Act, MetroCorp Bancshares, Inc., a Texas corporation (the “Corporation”), hereby files

January 21, 2009 EX-10.2

FORM OF WAIVER

Form of Waiver Exhibit 10.2 FORM OF WAIVER In consideration for the benefits I will receive as a result of my employer’s participation in the United States Department of the Treasury’s TARP Capital Purchase Program, I hereby voluntarily waive any claim against the United States or my employer for any changes to my compensation or benefits that are required to comply with the regulation issued by t

January 21, 2009 EX-10.1

UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220

Letter Agreement Exhibit 10.1 UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Dear Ladies and Gentlemen: The company set forth on the signature page hereto (the “Company”) intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the “Preferred Shares”) and a warrant to purchase the n

January 21, 2009 EX-10.3

[MetroCorp Bancshares, Inc. Letterhead] January 16, 2009

Form of Letter Agreement Exhibit 10.3 [MetroCorp Bancshares, Inc. Letterhead] January 16, 2009 [Senior Executive Officer Name and Address] Dear [Senior Executive Officer], This letter agreement is entered into by and between (“Executive”) and MetroCorp Bancshares, Inc. (the “Company”) in connection with the Company’s participation in the Troubled Asset Relief Program Capital Purchase Program (the

January 21, 2009 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2009 METROCORP BANCSH

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2009 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (

January 6, 2009 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2008 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commissi

January 6, 2009 EX-10.1

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT W I T N E S S E T H:

First Amendment to Employment Agreement for George M. Lee Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT W I T N E S S E T H: WHEREAS, MetroCorp Bancshares, Inc., a Texas corporation (“Employer”), and George M. Lee, an individual resident in Houston, Harris County, Texas (“Executive”), entered into an Employment Agreement dated January 26, 2007 (the “Agreement”); and WHEREAS, Section 8.8 of

December 15, 2008 EX-99.1

MetroCorp Bancshares, Inc. Receives Preliminary Approval to Participate in the U.S. Treasury Capital Purchase Program ($45 Million)

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Receives Preliminary Approval to Participate in the U.S. Treasury Capital Purchase Program ($45 Million) HOUSTON, Dec. 15, 2008 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. ("the Company") (Nasdaq:MCBI), the bank holding company for MetroBank, N.A., and Metro United Bank, today announced that it has received preliminary approval to participate in the U.S. D

December 15, 2008 8-K

Financial Statements and Exhibits, Other Events

United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 15, 2008 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) TX 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fi

November 20, 2008 EX-12.1

Computation of Consolidated Ratios of Earnings to Combined Fixed Charges Nine Months Ended September 30 Years Ended December 31, 2008 2007 2007 2006 2005 2004 2003 (Dollars in Thousands) Ratio of earnings to fixed charges including interest on deposi

Computation of Consolidated Ratio of Earnings Exhibit 12.1 Computation of Consolidated Ratios of Earnings to Combined Fixed Charges Nine Months Ended September 30 Years Ended December 31, 2008 2007 2007 2006 2005 2004 2003 (Dollars in Thousands) Ratio of earnings to fixed charges including interest on deposits: Income before income taxes $ 10,542 $ 14,761 $ 19,114 $ 21,025 $ 15,839 $ 12,625 $ 5,84

November 20, 2008 S-3/A

As filed with the Securities and Exchange Commission on November 20, 2008

Table of Contents As filed with the Securities and Exchange Commission on November 20, 2008 Registration No.

November 7, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2008 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-25141 METROCORP BANCSHARES, INC. (Exact name of r

October 29, 2008 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2008 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of (Commission File Number) (I

October 23, 2008 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2008 MetroCorp Bancshares Inc. (Exact name of registrant as specified in its charter) TX 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commission Fil

October 23, 2008 EX-99.1

MetroCorp Bancshares, Inc. Announces Stable Third Quarter Earnings With Net Income of $2.1 Million, or $0.19 Per Diluted Share, Comparable to Second Quarter

EXHIBIT 99.1 MetroCorp Bancshares, Inc. Announces Stable Third Quarter Earnings With Net Income of $2.1 Million, or $0.19 Per Diluted Share, Comparable to Second Quarter HOUSTON, Oct. 22, 2008 (GLOBE NEWSWIRE) - MetroCorp Bancshares, Inc. (Nasdaq:MCBI), a Texas corporation which provides community banking services through its subsidiaries, MetroBank, N.A., serving Texas, and Metro United Bank, ser

October 22, 2008 S-3

As filed with the Securities and Exchange Commission on October 22, 2008

Table of Contents As filed with the Securities and Exchange Commission on October 22, 2008 Registration No.

October 22, 2008 EX-12.1

Computation of Consolidated Ratios of Earnings to Combined Fixed Charges Six Months Ended June 30 Years Ended December 31, 2008 2007 2007 2006 2005 2004 2003 (Dollars in Thousands) Ratio of earnings to fixed charges including interest on deposits: In

Computation of Consolidated Ratio of Earnings to Combined Fixed Charges Exhibit 12.

October 22, 2008 EX-25.2

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to

Exhibit 25.2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ WILMINGTON TRUST COMPANY (Exact name of Trustee as specified in its charter) Delaware 51-0055023 (Jurisdiction of inc

October 22, 2008 EX-4.1

METROCORP BANCSHARES, INC. WILMINGTON TRUST COMPANY Dated as of , 2008 SENIOR DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Ind

Form of Indenture for Senior Debt Securities Exhibit 4.1 METROCORP BANCSHARES, INC. Issuer and WILMINGTON TRUST COMPANY Trustee INDENTURE Dated as of , 2008 SENIOR DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (

October 22, 2008 EX-4.2

METROCORP BANCSHARES, INC. WILMINGTON TRUST COMPANY Dated as of , 2008 SUBORDINATED DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Tru

Form of Indenture for Subordinated Debt Securities Exhibit 4.2 METROCORP BANCSHARES, INC. Issuer and WILMINGTON TRUST COMPANY Trustee INDENTURE Dated as of , 2008 SUBORDINATED DEBT SECURITIES METROCORP BANCSHARES, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609

October 22, 2008 EX-25.1

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to

Form T-1 - Senior Debt Securities Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST COMPANY (Exact name of Trustee as specified in its charter) Delaware

September 30, 2008 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2008 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 000-25141 76-0579161 (State or other jurisdiction of incorporation) (Commiss

August 8, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2008 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-25141 METROCORP BANCSHARES, INC. (Exact name of regist

July 29, 2008 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2008 METROCORP BANCSHARES, INC. (Exact name of registrant as specified in its charter) Texas 0-25141 76-0579161 (State or other jurisdiction of incorporation or organization)

July 29, 2008 EX-99

Keefe, Bruyette & Woods 9th Annual Community Bank Investor Conference Presentation by: George M. Lee, CEO July 30th, 2008 2 Forward Looking Statements The statements contained in this presentation that are not historical facts are forward-looking sta

Keefe, Bruyette & Woods 9th Annual Community Bank Investor Conference Presentation by: George M.

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