Основная статистика
| LEI | 549300QHP6XVOG84J529 |
| CIK | 1479360 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 14, 2025 |
CORRESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 26, 2024 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| November 22, 2024 |
CORRESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 14, 2024 |
CORRESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 5, 2024 |
DEFA14A 1 d905088ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Def |
|
| October 28, 2024 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| October 10, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| December 15, 2022 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 10, 2022 |
CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com November 10, 2022 ADAM T. TEUFEL [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax VIA EDGAR Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Equity Series (the “Registran |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 30, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| November 24, 2021 |
test htm |
|
| October 26, 2021 |
CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com ADAM T. TEUFEL [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax October 26, 2021 VIA EDGAR Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Equity Series (the “Registran |
|
| August 30, 2021 |
1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| May 28, 2021 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 104. |
|
| April 9, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| April 1, 2021 |
DEFA14A 1 d82321ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Defi |
|
| March 26, 2021 |
DEFA14A 1 d154125ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Def |
|
| March 19, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| March 16, 2021 |
DEFA14A 1 d148727ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Def |
|
| March 12, 2021 |
DEFA14A 1 d117171ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Def |
|
| February 26, 2021 |
DEFA14A 1 d119615ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Def |
|
| February 16, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| February 8, 2021 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| February 8, 2021 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Defi |
|
| January 19, 2021 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Defi |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| November 24, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112. |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| May 29, 2020 |
pimcoequityseries Schedule of Investments PIMCO Dividend and Income Fund (Cont.) March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 112.6% ¤ ASSET-BACKED SECURITIES 4.5% CAYMAN ISLANDS 0.7% Evans Grove CLO Ltd. 2.533% due 05/28/2028 • $ 800 $ 777 TruPS Financials Note Securit |
|
| December 18, 2019 |
MFDX / PIMCO RAFI Dynamic Multi-Factor International Equity ETF CORRESP - - Response Letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| December 10, 2019 |
MFDX / PIMCO RAFI Dynamic Multi-Factor International Equity ETF 8-A12B - - 8-A12B 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO Equity Series (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newpo |
|
| November 26, 2019 |
PPZRX / PIMCO REALPATH Blend 2025 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PMJIX / PIMCO RAE US Small Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PFQAX / PIMCO RAE Global Fund NPORT-EX - - PIMCO EQUITY SERIES NPORT-EX 2 pimcoequityseries.htm PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105.0% ¤ ASSET-BACKED SECURITIES 3.7% CAYMAN ISLANDS 0.5% Evans Grove CLO Ltd. 3.064% due 05/28/2028 • $ 800 $ 79 |
|
| November 26, 2019 |
PEIFX / PIMCO RAE Emerging Markets Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PVPNX / PIMCO REALPATH Blend 2040 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
MFEM / PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PMHIX / PIMCO EqS Long/Short Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PQIIX / PIMCO Dividend and Income Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PPQZX / PIMCO REALPATH Blend 2050 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PVQNX / PIMCO REALPATH Blend 2045 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
MFDX / PIMCO RAFI Dynamic Multi-Factor International Equity ETF NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PDGZX / PIMCO REALPATH Blend 2035 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PKAIX / PIMCO RAE US Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PRQZX / PIMCO REALPATH Blend 2055 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PBPNX / PIMCO REALPATH Blend 2030 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PPYIX / PIMCO RAE International Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PBRNX / PIMCO REALPATH Blend Income Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
MFUS / PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PZRIX / PIMCO RAE Global ex-US Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 26, 2019 |
PBZDX / PIMCO REALPATH Blend 2020 Fund NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 105. |
|
| November 5, 2019 |
MFDX / PIMCO RAFI Dynamic Multi-Factor International Equity ETF CORRESP - - CORRESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 5, 2019 |
CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com ADAM T. TEUFEL [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax November 5, 2019 VIA EDGAR Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Funds (“PIMCO Funds”) Files No |
|
| November 4, 2019 |
MFDX / PIMCO RAFI Dynamic Multi-Factor International Equity ETF CORRESP - - CORRESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| October 22, 2019 |
Pimco Funds 425 - Merger Prospectus - FORM 425 Form 425 PIMCO Equity Series PIMCO EqS® Long/Short Fund 650 Newport Center Drive Newport Beach, California 92660 (888) 877-4626 Filed by: PIMCO Funds (Commission File No. |
|
| October 4, 2019 |
Pimco Funds 425 - Merger Prospectus - FORM 425 Form 425 Filed by: PIMCO Funds (Commission File No. 333-233450) pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 and Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: PIMCO Equity Series (Commission File No. 333-164077) Dear [Adviser] On August 23, 2019, a registration statement supplement was filed for the P |
|
| August 30, 2019 |
SEC Transmittal Letter 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 26, 2019 |
COVER 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 23, 2019 |
Pimco Funds 425 - Merger Prospectus - 425 425 Filed by: PIMCO Funds (Commission File No. 033-12113) pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 and Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: PIMCO Equity Series (Commission File No. 333-164077) On August 23, 2019, a registration statement supplement will be filed for the PIMCO EqS® Long/Sh |
|
| May 29, 2019 |
Pimco Equity Series NPORT-EX - - PIMCO EQUITY SERIES Schedule of Investments PIMCO Dividend and Income Fund March 31, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL MARKET AMOUNT VALUE (000s) (000s) INVESTMENTS IN SECURITIES 108. |
|
| April 22, 2019 |
DEFA14A 1 d721717ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Addi |
|
| March 6, 2019 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
|
| November 27, 2018 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
|
| November 27, 2018 |
Pimco Equity Series PIMCO EQUITY SERIES (Quarterly Schedule of Portfolio Holdings) PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 25, 2018 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 24, 2018 |
COVER 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 14, 2018 |
secltr.htm - Generated by SEC Publisher for SEC Filing August 14, 2018 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1520 Re: PIMCO Equity Series (the “Trust” or “Registrant”) (File Nos. 333-164077 and 811-22375) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR system pursuant to Rule 485(b) under the Securities Act of 19 |
|
| July 27, 2018 |
Transmittal Letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| June 7, 2018 |
Pimco Equity Series PIMCO EQUITY SERIES June 7, 2018 Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Equity Series (the “Registrant”) File Nos. 333-164077, 811-22375 Dear Ms. Dubey: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Registrant respectfully requests withdrawal of the following Post-Effective Amendments to the Regis |
|
| May 30, 2018 |
Pimco Equity Series PIMCO EQUITY SERIES (Quarterly Schedule of Portfolio Holdings) PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 30, 2018 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
|
| May 25, 2018 |
Transmittal Letter 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| April 27, 2018 |
Letter to SEC 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| February 23, 2018 |
Transmittal Letter 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 28, 2017 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
|
| November 28, 2017 |
PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 13, 2017 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| September 6, 2017 |
September 5, 2017 VIA EDGAR Chad Eskildsen Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Variable Insurance Trust, File No. 811-08399 PIMCO Equity Series VIT, File No. 811-22376 PIMCO Equity Series, File No. 811-22375 PIMCO Funds, File No. 811-5028 (each a ?Registrant,? collectively the ?Registrants?) Dear Mr. Eskildse |
|
| September 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO Equity Series (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport Cent |
|
| August 25, 2017 |
SEC COVER LETTER 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| June 21, 2017 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| June 21, 2017 |
SEC Cover Letter 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| May 30, 2017 |
PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 30, 2017 |
Certification Under Rule 30a-2(a) Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
|
| April 20, 2017 |
Pimco Equity Series CORRESP - - Response Letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| April 5, 2017 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| January 31, 2017 |
1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 28, 2016 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
|
| November 28, 2016 |
Pimco Equity Series - PIMCO EQUITY SERIES PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 16, 2016 |
November 16, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1520 Re: PIMCO Equity Series (the ?Trust? or ?Registrant?) (File Nos. 333-164077 and 811-22375) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR system pursuant to Rule 485(b) under the Securities Act of 1933, as amended (?1933 Act?), is Post-Effective Amendm |
|
| October 28, 2016 |
SEC cover letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 26, 2016 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 26, 2016 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 8, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| August 1, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| July 22, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| July 8, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| July 5, 2016 |
PIMCO Equity Series 650 Newport Center Drive Newport Beach, California 92660 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| July 5, 2016 |
PIMCO EQUITY SERIES SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| June 16, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| May 27, 2016 |
Pimco Equity Series - PIMCO EQUITY SERIES PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 27, 2016 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
|
| December 18, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Section 240. |
|
| November 25, 2015 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
|
| November 25, 2015 |
Pimco Equity Series - PIMCO EQUITY SERIES PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 22, 2015 |
1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| June 9, 2015 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| May 29, 2015 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| May 29, 2015 |
Pimco Equity Series - PIMCO EQUITY SERIES PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. |
|
| January 30, 2015 |
SEC Transmittal Letter 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| January 13, 2015 |
Pimco Equity Series CORRESP - - 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| December 18, 2014 |
Pimco Equity Series CORRESP - - PIMCO EQUITY SERIES 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 26, 2014 |
Pimco Equity Series - PIMCO EQUITY SERIES PIMCO Equity Series UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. |
|
| November 26, 2014 |
Certification Under Rule 30a-2(a) Certification 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
|
| October 8, 2014 |
SEC Transmittal Letter 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| September 3, 2014 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| May 28, 2014 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| May 28, 2014 |
Quarterly Schedule of Portfolio Holdings - PIMCO EQUITY SERIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. |
|
| January 27, 2014 |
PIMCO Equity Series 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - PIMCO EQUITY SERIES N-Q 1 d613069dnq.htm PIMCO EQUITY SERIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal execut |
|
| November 27, 2013 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d613069dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Douglas M. Hodge, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan |
|
| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - PIMCO EQUITY SERIES N-Q PIMCO Equity Series N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
|
| May 30, 2013 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Douglas M. Hodge, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| January 9, 2013 |
SEC Correspondence 1775 | Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com January 9, 2013 VIA EDGAR Chad Eskildsen Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Funds, File Nos. 033-12113, 811-05028 PIMCO ETF Trust, File Nos. 333-155395, 811-22250 PIMCO Equity Series, Fil |
|
| November 29, 2012 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Neel T. Kashkari, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - PIMCO EQUITY SERIES N-Q N-Q 1 d421852dnq.htm PIMCO EQUITY SERIES N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal ex |
|
| May 30, 2012 |
Certification Under Rule 30a-2(a) 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Neel T. Kashkari, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
|
| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - PIMCO EQUITY SERIES N-Q N-Q 1 d346664dnq.htm PIMCO EQUITY SERIES N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal ex |
|
| December 2, 2011 |
2010 Main Street Suite 500 Irvine, CA 92614-7269 +1 949 442 6000 Main +1 949 442 6010 Fax www. |
|
| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22375 PIMCO Equity Series (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
|
| November 29, 2011 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Neel T. Kashkari, certify that: 1. I have reviewed this report on Form N-Q of PIMCO Equity Series; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| November 21, 2011 |
2010 Main Street, Suite 500 Irvine, CA 92614-7269 +1 949 442 6000 Main +1 949 442 6010 Fax www. |
|
| November 17, 2011 |
SEC Correspondence 2010 Main Street, Suite 500 Irvine, CA 92614-7269 +1 949 442 6000 Main +1 949 442 6010 Fax www. |
|
| November 2, 2011 |
PIMCO Equity Series 1775 | Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com November 2, 2011 VIA EDGAR Brick Barrientos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Equity Series (the “Trust” or “Registrant”) File Nos. 333-164077, 811-22375 Dear Mr. Barrientos: In an Octo |
|
| October 26, 2011 |
SEC Correspondence 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com October 26, 2011 VIA EDGAR Brick Barrientos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Equity Series (the “Trust” or “Registrant”) File Nos. 333-164077, 811-22375 Dear Mr. Barrientos: In an Octob |
|
| September 20, 2011 |
PIMCO Equity Series SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Section 240. |
|
| September 7, 2011 |
Letter to SEC 2010 Main Street Suite 500 Irvine, CA 92614-7269 +1 949 442 6000 Main +1 949 442 6010 Fax www. |
|
| August 31, 2011 |
Letter to the SEC 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 31, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO Equity Series (the “Trust” or “Registrant”) (File Nos. 333-164077 and 811-22375) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDG |
