MRDN / Meridian Waste Solutions, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

Меридиан Вейст Солюшнс, Инк.
US ˙ NASDAQ
ЭТОТ СИМВОЛ БОЛЬШЕ НЕ АКТИВЕН

Основная статистика
CIK 949721
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Meridian Waste Solutions, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
February 11, 2020 SC 13G/A

ATIS / Attis Industries Inc. / INTRACOASTAL CAPITAL, LLC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Attis Industries Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

January 31, 2020 SC 13G/A

ATIS / Attis Industries Inc. / Hudson Bay Capital Management LP - ATIS 13GA Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Attis Industries Inc. (Name of Issuer) Common Stock, par value $0.025 per share (Title of Class of Securities) 049836208 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

January 21, 2020 EX-99.25

EX-99.25

Delisting Determination, The Nasdaq Stock Market, LLC, January 17, 2020, Attis Industries Inc.

January 21, 2020 EX-99.25

EX-99.25

Delisting Determination, The Nasdaq Stock Market, LLC, January 17, 2020, Attis Industries Inc.

January 8, 2020 SC 13G/A

ATIS / Attis Industries Inc. / YA GLOBAL MASTER SPV, LTD. - SCHEDULE 13G/A Passive Investment

Page 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE 13G Under the Securities Exchange Act of 1934 Attis Industries, Inc. (Name of Issuer) Common Shares, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2019 (Date of Event, which Requires Filing of this Statement) Check the appropriate box to desig

January 8, 2020 EX-99.1

JOINT FILING AGREEMENT

Page 1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Attis Industries, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act

December 20, 2019 SC 13G

ATIS / Attis Industries Inc. / GREENSHIFT CORP - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT §240.13d-2 (Amendment No. ) ATTIS INDUSTRIES INC. (Name of Issuer) Common Stock $.025 Par Value (Title of Class of Securities) 049836109 (CUSIP Number) December 4, 2019 (Date o

November 20, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS

November 15, 2019 NT 10-Q

ATIS / Attis Industries Inc. NT 10-Q - - NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 201

October 15, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): October 8, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File

August 23, 2019 EX-99.1

Attis Provides an Update on Status of Nasdaq Listing Attis to Continue Appeal of Staff Determination Regarding Delinquent Reports

Exhibit 99.1 Attis Provides an Update on Status of Nasdaq Listing Attis to Continue Appeal of Staff Determination Regarding Delinquent Reports MILTON, GA (GlobeNewswire) – August 23, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced that Nasdaq has informed the Company by letter (the “August Nasdaq Letter

August 23, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS E

August 22, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): August 15, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File

August 22, 2019 EX-10.1

Modification and Forbearance Agreement by and among Attis Industries Inc., Ethanol Fulton, LLC, Attis Biofuels, LLC, and Highscore Capital LLC, dated August 15, 2019

EX-10.1 2 f8k081519ex10-1attisindust.htm MODIFICATION AND FORBEARANCE AGREEMENT BY AND AMONG ATTIS INDUSTRIES INC., ETHANOL FULTON, LLC, ATTIS BIOFUELS, LLC, AND HIGHSCORE CAPITAL LLC Exhibit 10.1 HIGHSCORE CAPITAL LLC 6 Stone Street New York, New York 10004 August 15, 2019 by email: [email protected] Attis Ethanol Fulton, LLC 12540 Broadwell Road Suite 2104 Milton, Georgia 30004 Attn.: Jeffrey

August 15, 2019 NT 10-Q

ATIS / Attis Industries Inc. NT 10-Q - - NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ T

July 10, 2019 10-Q/A

Quarterly Report - AMENDMENT NO.1 TO FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-13984 ATT

July 2, 2019 8-K

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): June 26, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File Nu

June 7, 2019 RW

ATIS / Attis Industries Inc. RW - - REQUEST FOR WITHDRAWAL

ATTIS INDUSTRIES INC. 12540 Broadwell Road, Suite 2104 Milton, GA 30004 (678) 580-5661 June 7, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Re: ATTIS INDUSTRIES INC. Request for Withdrawal Registration Statement on Form S-3 (File No. 333-224511) Ladies and Gentlemen: Attis Industries Inc. (the “Company”) hereby requests

June 5, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Completion of Acquisition or Disposition of Assets, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl

June 5, 2019 EX-10.5

Secured Promissory Note issued by Attis Ethanol Fulton, LLC in favor of Highscore Capital LLC

Exhibit 10.5 SECURED NOTE $15,000,000.00 May 31, 2019 THIS NOTE (this “Note”) is made and issued as of May 31, 2019 by Attis Ethanol Fulton, LLC, a Georgia limited liability company having an address at 12540 Broadwell Road, Suite 2104, Milton, Georgia 30004 (“Borrower”) to Highscore Capital LLC, a New York limited liability company ISAOA/ATIMA having an address at 2233 Nostrand Avenue, 3rd Floor,

June 5, 2019 EX-10.3

Assignment and Assumption Agreement

Exhibit 10.3 Execution Version ASSIGNMENT AND ASSUMPTION AGREEMENT This ASSIGNMENT AND ASSUMPTION AGREEMENT, dated as of May 31, 2019 (this “Assignment”), by and between Sunoco, LLC, a Delaware limited liability company (“Assignor”) and Attis Ethanol Fulton, LLC, a Georgia limited liability company (“Assignee”). W I T N E S S E T H: WHEREAS, certain affiliates of Assignor are parties to the Purcha

June 5, 2019 EX-2.2

Second Amended and Restated Asset Purchase Agreement, dated May 31, 2019, by and between Sunoco Retail LLC and Attis Ethanol Fulton LLC

Exhibit 2.2 Execution Version SECOND AMENDED AND RESTATED ASSET PURCHASE AGREEMENT by and between SUNOCO RETAIL LLC, as Seller and ATTIS ETHANOL FULTON, LLC, as Purchaser dated as of May 31, 2019 TABLE OF CONTENTS Table of Contents Page Article I DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Other Definitional and Interpretive Matters 10 Article II PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILIT

June 5, 2019 EX-4.1

Highscore Capital LLC Warrant

Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

June 5, 2019 EX-10.2

Loan and Security Agreement by and among Attis Ethanol Fulton, LLC, Attis Industries Inc., High Score Capital LLC and certain guarantors

Exhibit 10.2 LOAN AND SECURITY AGREEMENT dated as of May 31, 2019 among ATTIS ETHANOL FULTON, llc as Borrower ATTIS INDUSTRIES INC. and the other Guarantors from Time to Time Party Hereto as Guarantors HIGHSCORE CAPITAL llc as Lender Table of Contents ARTICLE I. Certain Defined Terms; Certain Rules of Construction 1 Section 1.01. Certain Defined Terms 1 Section 1.02. Certain Rules of Construction

June 5, 2019 EX-10.4

Subordination Agreement

Exhibit 10.4 SUBORDINATION AGREEMENT THIS AGREEMENT is made as of May 29, 2019 by the County of Oswego Industrial Development Agency, a public benefit corporation of the State of New York with an address of 44 West Bridge Street, Oswego, New York 13216 (“Agency”) in favor of Highscore Capital LLC, with an address of 2233 Nostrand Avenue, 3rd Floor, Brooklyn, New York 11210 (“Lender”). WITNESSETH:

June 5, 2019 EX-99.1

Attis Industries Completes Acquisition of Corn Ethanol Plant from Sunoco LP 100 Million Gallon Per Year Plant will be Basis for State-of-the-Art Green Tech Campus

Exhibit 99.1 Attis Industries Completes Acquisition of Corn Ethanol Plant from Sunoco LP 100 Million Gallon Per Year Plant will be Basis for State-of-the-Art Green Tech Campus MILTON, GEORGIA – JUNE 3, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the "Company" or "Attis"), a diversified innovation and technology holding company today announced that it completed the acquisition of the corn ethanol p

June 5, 2019 EX-99.2

Attis Industries Acquired Corn Ethanol Plant Expected to Generate Approximately $150 Million in Revenue Appraised Asset Value of $57 Million Strategic Plan Over the Next Two Years to Build Premier Green Tech Campus

Exhibit 99.2 Attis Industries Acquired Corn Ethanol Plant Expected to Generate Approximately $150 Million in Revenue Appraised Asset Value of $57 Million Strategic Plan Over the Next Two Years to Build Premier Green Tech Campus MILTON, GEORGIA – June 4, 2019 – GlobeNewswire - Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, i

May 23, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl

May 23, 2019 EX-99.1

Attis Notified by Nasdaq of Delinquent First Quarter 10-Q Filing Attis to Vigorously Appeal Determination at June 6th Nasdaq Panel Hearing

Exhibit 99.1 Attis Notified by Nasdaq of Delinquent First Quarter 10-Q Filing Attis to Vigorously Appeal Determination at June 6th Nasdaq Panel Hearing MILTON, GA (GlobeNewswire) – May 23, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced that The Nasdaq Capital Market (“Nasdaq”) informed the Company by l

May 16, 2019 NT 10-Q

ATIS / Attis Industries Inc. NT 10-Q NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐

May 3, 2019 8-K

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): April 26, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File N

April 23, 2019 EX-99.1

Attis Provides an Update on Status of Nasdaq Listing Attis to Appeal Staff Determination Regarding Delinquent Reports

EX-99.1 2 f8k041719ex99-1attisindust.htm PRESS RELEASE DATED APRIL 23, 2019 Exhibit 99.1 Attis Provides an Update on Status of Nasdaq Listing Attis to Appeal Staff Determination Regarding Delinquent Reports MILTON, GA (GlobeNewswire) – April 23, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced that Nasda

April 23, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Em

April 2, 2019 NT 10-K

ATIS / Attis Industries Inc. NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018

March 15, 2019 EX-3.1

Certificate of Amendment

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: The certificate of incorporation of the Corporation (such certificate of incorporation, as amended or

March 15, 2019 EX-99.1

Attis Industries Reverse Splits Stock 1-for-8 to Maintain Nasdaq Listing

Exhibit 99.1 Attis Industries Reverse Splits Stock 1-for-8 to Maintain Nasdaq Listing MILTON, GA (GlobeNewswire) – March 15, 2019: Attis Industries, Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company today announced that its 1-for-8 reverse split of its common stock and its publicly-traded warrants will become effective in The Nasdaq Capital Mar

March 15, 2019 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 f8k031319attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or o

March 13, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Emp

March 13, 2019 EX-99.1

Attis Industries Increases Size of Board Through New Appointments Adds Two New Board Members with Capital Markets, Public Sector Industry Experience

Exhibit 99.1 Attis Industries Increases Size of Board Through New Appointments Adds Two New Board Members with Capital Markets, Public Sector Industry Experience MILTON, GA (GlobeNewswire) – March 11, 2019: Attis Industries, Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced the appointments of Ms. Maggie Arvedlund and Dr. David

March 8, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 f8k030719attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or ot

February 22, 2019 DEFA14A

ATIS / Attis Industries Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

February 8, 2019 SC 13G/A

ATIS / Attis Industries Inc. / INTRACOASTAL CAPITAL, LLC - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Attis Industries Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

February 5, 2019 DEF 14A

ATIS / Attis Industries Inc. DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Defi

February 1, 2019 SC 13G

ATIS / Attis Industries Inc. / Hudson Bay Capital Management LP - ATIS 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Attis Industries Inc. (Name of Issuer) Common Stock, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

January 25, 2019 PRE 14A

ATIS / Attis Industries Inc. PRELIMINARY PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ☐ Check the appropriate box: þ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Defi

January 18, 2019 EX-10.1

Guaranty Agreement, dated January 16, 2019, by and between the Company and Sunoco Retail LLC

Exhibit 10.1 Execution Version GUARANTY This GUARANTY is made as of January 16, 2019 (this “Guaranty”), by and among Attis Industries Inc., a New York corporation (the “Guarantor”), in favor of Sunoco Retail LLC, a Pennsylvania limited liability company (“Seller”), and those persons identified in Section 10.4(a) of the Agreement (as defined below) (the “Seller Indemnitees”). WHEREAS, in order to i

January 18, 2019 EX-2.1

Asset Purchase Agreement, dated January 16, 2019, by and between Sunoco Retail LLC and Attis Ethanol Fulton, LLC

Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by and between SUNOCO RETAIL LLC, as Seller and ATTIS ETHANOL FULTON, LLC, as Purchaser dated as of January 16, 2019 Table of Contents Page Article I DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Other Definitional and Interpretive Matters 9 Article II PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES 10 2.1 Purchase and Sale of Assets 10 2

January 18, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Completion of Acquisition or Disposition of Assets, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS

January 11, 2019 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 tv510889ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Attis Industries, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgate

January 11, 2019 SC 13G/A

ATIS / Attis Industries Inc. / YA GLOBAL MASTER SPV, LTD. - SC 13G/A Passive Investment

SC 13G/A 1 tv510889sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13G Under the Securities Exchange Act of 1934 Attis Industries, Inc. (Name of Issuer) Common Shares, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2018 (Date of Event, which Requires Filing of this Statement) Ch

December 4, 2018 8-K

Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS

December 4, 2018 EX-17.1

Letter of Resignation from Mark Schifani

Exhibit 17.1 November 30, 2018 To the Members of the Board of Directors of Attis Industries Inc. This letter shall serve as formal notice of my resignation, effective December 6, 2018, from my position as Chief Operating Officer of Attis Industries Inc. (the “Company”), and all other positions with the Company to which I have been assigned, regardless of whether I served in such capacity. The resi

November 30, 2018 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 f8k112618attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State o

November 30, 2018 EX-99.1

Attis Industries Receives Notice from Nasdaq, Issues Business Update

Exhibit 99.1 Attis Industries Receives Notice from Nasdaq, Issues Business Update MILTON, GA, Nov. 30, 2018 (GLOBE NEWSWIRE) - via NEWMEDIAWIRE - Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), received a notification letter from The Nasdaq Capital Market (the “Nasdaq”) that it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because the Company did not timely file its Qua

November 21, 2018 EX-99.1

Attis Industries Inc. Investor Presentation

Exhibit 99.1

November 21, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k112018attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State o

November 15, 2018 NT 10-Q

ATIS / Attis Industries Inc. NOTIFICATION OF LATE FILING

NT 10-Q 1 extf10q0918attisindus.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: November 30, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10

November 14, 2018 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 f8k110818attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or

October 15, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 9, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Em

September 24, 2018 DEFA14A

ATIS / Attis Industries Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

September 24, 2018 DEF 14A

ATIS / Attis Industries Inc. DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statem

September 20, 2018 DEF 14C

ATIS / Attis Industries Inc. DEFINITIVE INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis

September 12, 2018 EX-10.2

Form of Escrow Note*

Exhibit 10.2 Face Amount: $153,333.33 AUGUST 31, 2018 ATTIS INFRASTRUCTURE LLC, a Delaware limited liability corporation (the “Borrower”), hereby promises to pay to the order of (the “Lender”), in lawful money of the United States and in immediately available funds, the principal sum of ONE HUNDRED FIFTY THREE THOUSAND THREE HUNDRED THIRTY THREE DOLLARS AND THIRTY THREE CENTS ($153,333.33) pursuan

September 12, 2018 8-K

Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 6, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS

September 12, 2018 EX-10.1

Form of Purchase Agreement*

Exhibit 10.1 STOCK PURCHASE AGREEMENT AMONG EDGAR C. GENTLE, III, JOHN PAIT, AND GARY PARK, AS SELLERS, AND ATTIS INFRASTRUCTURE LLC, AS BUYER AUGUST 31, 2018 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”), is dated and made effective as of August 31, 2018 (“Effective Date”), is entered into by and among (i) ATTIS INFRASTRUCTURE LLC, a Delaware limited liability company

September 12, 2018 EX-10.1

Form of Purchase Agreement*

Exhibit 10.1 STOCK PURCHASE AGREEMENT AMONG EDGAR C. GENTLE, III, JOHN PAIT, AND GARY PARK, AS SELLERS, AND ATTIS INFRASTRUCTURE LLC, AS BUYER AUGUST 31, 2018 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”), is dated and made effective as of August 31, 2018 (“Effective Date”), is entered into by and among (i) ATTIS INFRASTRUCTURE LLC, a Delaware limited liability company

September 12, 2018 EX-10.2

Form of Escrow Note*

Exhibit 10.2 Face Amount: $153,333.33 AUGUST 31, 2018 ATTIS INFRASTRUCTURE LLC, a Delaware limited liability corporation (the “Borrower”), hereby promises to pay to the order of (the “Lender”), in lawful money of the United States and in immediately available funds, the principal sum of ONE HUNDRED FIFTY THREE THOUSAND THREE HUNDRED THIRTY THREE DOLLARS AND THIRTY THREE CENTS ($153,333.33) pursuan

September 10, 2018 8-K

Unregistered Sales of Equity Securities

8-K 1 f8k090518battisindustries.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 4, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdi

September 7, 2018 PRE 14C

ATIS / Attis Industries Inc. PRELIMINARY INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis

September 4, 2018 EX-10.1

Payoff Letter dated as of August 29, 2018 from Attis Industries Inc. to Goldman Sachs Specialty Lending Group, L.P.

EX-10.1 10 f8k082818ex10-1attisindus.htm PAYOFF LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. Exhibit 10.1 PAYOFF LETTER August 29, 2018 Attis Industries Inc. Attis Operations Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technolo

September 4, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: The certificate of incorporation of the Corporation (such certificate of incorporation, as amended or

September 4, 2018 EX-10.4

Subsidiary Guaranty, dated as of August 29, 2018, by each of the subsidiaries of Attis Industries Inc. that is a signatory thereto, and of of the holders of the Company’s 8% Senior Secured Convertible Promissory Notes

Exhibit 10.4 Execution Version SUBSIDIARY GUARANTEE This SUBSIDIARY GUARANTEE, dated as of August 29, 2018 (this “Guarantee”), is made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the holders (together with their permitted assigns, the “Purchasers”) of the 8% Senior Secured Convertible Promissory

September 4, 2018 EX-10.2

Security Agreement dated as of August 29, 2018, by and among Attis Industries Inc., the subsidiariess of Attis Industries Inc. that is a signatory thereto, the holders of the Company’s 8% Senior Secured Convertible Promissory Notes and MEF I, L.P., as collateral agent

Exhibit 10.2 EXECUTED VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of August 29, 2018 (this “Agreement”), is entered into by and among Attis Industries Inc., a New York corporation (the “Company”), each subsidiary of the Company that is a signatory hereto either now joined or joined in the future (each subsidiary, a “Guarantor”, and collectively with the Company, the “Debtors”, wit

September 4, 2018 EX-4.7

Amended and Restated Registration Rights Agreement dated as of August 29, 2018, by and between Attis Industries Inc. and Goldman Sachs & Co. LLC

Exhibit 4.7 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (this “Agreement”) is made and entered into as of August 29, 2018, by and between Attis Industries Inc., a New York corporation (the “Company”), and Goldman Sachs & Co. LLC, a New York limited liability company (the “Purchaser”). RECITALS WHEREAS, the Company and the Purchaser are

September 4, 2018 EX-10.4

Subsidiary Guaranty, dated as of August 29, 2018, by each of the subsidiaries of Attis Industries Inc. that is a signatory thereto, and of of the holders of the Company’s 8% Senior Secured Convertible Promissory Notes

Exhibit 10.4 Execution Version SUBSIDIARY GUARANTEE This SUBSIDIARY GUARANTEE, dated as of August 29, 2018 (this “Guarantee”), is made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the holders (together with their permitted assigns, the “Purchasers”) of the 8% Senior Secured Convertible Promissory

September 4, 2018 EX-4.6

Side Letter dated as of August 29, 2018 from Attis Industries Inc. to Goldman Sachs & Co. LLC

EX-4.6 8 f8k082818ex4-6attisindus.htm SIDE LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS & CO. LLC Exhibit 4.6 August 29, 2018 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Attention: AmSSG Legal Department Re: Series F Preferred Stock Ladies and Gentlemen: We refer to that certain Securities Purchase Agreement, dated as of the date hereof (the “

September 4, 2018 EX-4.1

Securities Purchase Agreement dated as of August 29, 2018, by and between Attis Industries Inc. and the purchasers identified therein

EX-4.1 3 f8k082818ex4-1attisindus.htm SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND THE PURCHASERS IDENTIFIED THEREIN Exhibit 4.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (the “Company”), and th

September 4, 2018 EX-10.3

Intellectual Property Security Agreement dated as of August 29, 2018, by Attis Industries Inc., in favor of the holders of the Company’s 8% Senior Secured Convertible Promissory Notes

Exhibit 10.3 EXECUTION VERSION INTELLECTUAL PROPERTY SECURITY AGREEMENT This INTELLECTUAL PROPERTY SECURITY AGREEMENT (this “Agreement”), dated as of August 29, 2018, by Attis Industries Inc., a New York corporation (the “Grantor”), in favor of MEF I, L.P., a Delaware limited partnership, FirstFire Global Opportunities Fund LLC, a Delaware limited liability company, Hudson Bay Master Fund Ltd., an

September 4, 2018 EX-4.7

Amended and Restated Registration Rights Agreement dated as of August 29, 2018, by and between Attis Industries Inc. and Goldman Sachs & Co. LLC

Exhibit 4.7 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (this “Agreement”) is made and entered into as of August 29, 2018, by and between Attis Industries Inc., a New York corporation (the “Company”), and Goldman Sachs & Co. LLC, a New York limited liability company (the “Purchaser”). RECITALS WHEREAS, the Company and the Purchaser are

September 4, 2018 EX-4.1

Securities Purchase Agreement dated as of August 29, 2018, by and between Attis Industries Inc. and the purchasers identified therein

EX-4.1 3 f8k082818ex4-1attisindus.htm SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND THE PURCHASERS IDENTIFIED THEREIN Exhibit 4.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (the “Company”), and th

September 4, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: The certificate of incorporation of the Corporation (such certificate of incorporation, as amended or

September 4, 2018 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

8-K 1 f8k082818attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 28, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or o

September 4, 2018 EX-10.2

Security Agreement dated as of August 29, 2018, by and among Attis Industries Inc., the subsidiariess of Attis Industries Inc. that is a signatory thereto, the holders of the Company’s 8% Senior Secured Convertible Promissory Notes and MEF I, L.P., as collateral agent

Exhibit 10.2 EXECUTED VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of August 29, 2018 (this “Agreement”), is entered into by and among Attis Industries Inc., a New York corporation (the “Company”), each subsidiary of the Company that is a signatory hereto either now joined or joined in the future (each subsidiary, a “Guarantor”, and collectively with the Company, the “Debtors”, wit

September 4, 2018 EX-4.2

Form of 8% Senior Secured Convertible Promissory Note

EX-4.2 4 f8k082818ex4-2attisindus.htm FORM OF 8% SENIOR SECURED CONVERTIBLE PROMISSORY NOTE Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIE

September 4, 2018 EX-4.6

Side Letter dated as of August 29, 2018 from Attis Industries Inc. to Goldman Sachs & Co. LLC

EX-4.6 8 f8k082818ex4-6attisindus.htm SIDE LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS & CO. LLC Exhibit 4.6 August 29, 2018 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Attention: AmSSG Legal Department Re: Series F Preferred Stock Ladies and Gentlemen: We refer to that certain Securities Purchase Agreement, dated as of the date hereof (the “

September 4, 2018 EX-4.3

Form of Common Stock Purchase Warrant

Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

September 4, 2018 EX-4.5

Series F Preferred Stock Securities Purchase Agreement dated as of August 29, 2018, by and between Attis Industries Inc. and Goldman Sachs Specialty Lending Holdings, Inc.

EX-4.5 7 f8k082818ex4-5attisindus.htm SERIES F PREFERRED STOCK SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. Exhibit 4.5 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (th

September 4, 2018 EX-4.4

Registration Rights Agreement dated as of August 29, 2018, by and between Attis Industries Inc. the holders signatory thereto

Exhibit 4.4 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (the “Company”), and the Holders signatory hereto (the “Holders”). This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the C

August 28, 2018 DEF 14C

ATIS / Attis Industries Inc. DEFINITIVE INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis

August 20, 2018 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-13984 ATTIS INDUSTRIES INC. (E

August 17, 2018 PRE 14C

ATIS / Attis Industries Inc. PRELIMINARY INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis

August 15, 2018 NT 10-Q

ATIS / Attis Industries Inc. NOTIFICATION OF LATE FILING

NT 10-Q 1 extf10q0618attisindustries.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ For

August 10, 2018 EX-3.2

Certificate of Amendment to Certificate of Incorporation

EX-3.2 2 fs32018a2ex3-2attis.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.2 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: date of fili

August 10, 2018 EX-3.2

Certificate of Amendment to Certificate of Incorporation

EX-3.2 2 fs32018a2ex3-2attis.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.2 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: date of fili

August 10, 2018 S-3/A

ATIS / Attis Industries Inc. AMENDMENT NO. 2 TO REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on August 10, 2018 Registration No.

August 10, 2018 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 tv500658ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Attis Industries, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgate

August 10, 2018 SC 13G

ATIS / Attis Industries Inc. / YA GLOBAL MASTER SPV, LTD. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Attis Industries, Inc. (Name of Issuer) Common Shares, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) August 8, 2018 (Date of Event, which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

August 6, 2018 EX-10.3

Form of Omnibus Amendment*

EX-10.3 3 f8k0718ex10-3attis.htm FORM OF OMNIBUS AMENDMENT Exhibit 10.3 OMNIBUS Amendment This OMNIBUS AMENDMENT (this “Amendment”) is entered into as of August 3, 2018 by and between Attis Industries Inc. (formerly known as Meridian Waste Solutions, Inc.), a New York corporation (the “Company”) and the undersigned (the “Purchaser”). The Company and the Purchasers are also each hereinafter referre

August 6, 2018 EX-10.3

Form of Omnibus Amendment*

EX-10.3 3 f8k0718ex10-3attis.htm FORM OF OMNIBUS AMENDMENT Exhibit 10.3 OMNIBUS Amendment This OMNIBUS AMENDMENT (this “Amendment”) is entered into as of August 3, 2018 by and between Attis Industries Inc. (formerly known as Meridian Waste Solutions, Inc.), a New York corporation (the “Company”) and the undersigned (the “Purchaser”). The Company and the Purchasers are also each hereinafter referre

August 6, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation (incorporated herein by reference to Exhibit 3.1 to the Attis Industries Inc. Current Report filed with the SEC on August 6, 2018)

EX-3.1 2 f8k0718ex3-1attis.htm SERIES F AMENDED CERTIFICATE Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Attis Industries Inc. The former name of the corporation, under which it was originally formed is: CIP, Inc. 2. The date of filing o

August 6, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 f8k0718attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or oth

August 6, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation (incorporated herein by reference to Exhibit 3.1 to the Attis Industries Inc. Current Report filed with the SEC on August 6, 2018)

EX-3.1 2 f8k0718ex3-1attis.htm SERIES F AMENDED CERTIFICATE Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Attis Industries Inc. The former name of the corporation, under which it was originally formed is: CIP, Inc. 2. The date of filing o

July 24, 2018 EX-99.8

APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS

EX-99.8 9 f8k052518a1ex99-8attis.htm AUDITED FINANCIAL STATEMENTS OF APPLIED COMBUSTION RESEARCH LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.8 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 2016 R

July 24, 2018 EX-99.9

APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS

Exhibit 99.9 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Page No Financial Statements Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations for the three months ended March 31, 2018 and 2017 3 Unaudited Statements of Cash Flows for the three months ended March 31, 2018 and 2017

July 24, 2018 8-K/A

Financial Statements and Exhibits

8-K/A 1 f8k052518a1attisindustries.htm AMENDMENT NO .1 TO FORM 8-K FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Employer

July 24, 2018 EX-99.7

ADVANCED LIGNIN BIOCOMPOSITES LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS

Exhibit 99.7 ADVANCED LIGNIN BIOCOMPOSITES LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Page No Financial Statements Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations for the three months ended March 31, 2018 and 2017 3 Unaudited Statements of Cash Flows for the three months ended March 31, 2018 and 20

July 24, 2018 EX-99.6

ADVANCED LIGNIN BIOCOMPOSITES LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS

EX-99.6 7 f8k052518a1ex99-6attis.htm AUDITED FINANCIAL STATEMENTS OF ADVANCED LIGNIN BIOCOMPOSITES LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.6 ADVANCED LIGNIN BIOCOMPOSITES LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 20

July 24, 2018 EX-99.1

FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 TABLE OF CONTENTS

EX-99.1 2 f8k052518a1ex99-1attis.htm AUDITED FINANCIAL STATEMENTS OF FLUX CARBON LLC AS OF DECEMBER 31, 2017 AND FOR THE PERIOD JANUARY 3, 2017 (INCEPTION) TO DECEMBER 31, 2017 Exhibit 99.1 FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 TABLE OF CONTENTS Page No Financial Statements as of and for the Period January 3, 2017 (inception) to December 31, 2017 Report o

July 24, 2018 EX-99.4

GENAREX FD, LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS

EX-99.4 5 f8k052518a1ex99-4attis.htm AUDITED FINANCIAL STATEMENTS OF GENAREX FD LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.4 GENAREX FD, LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Year Ended December 31, 2017 and 2016 Balance Sheets as of December 31, 2

July 24, 2018 EX-99.8

APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS

EX-99.8 9 f8k052518a1ex99-8attis.htm AUDITED FINANCIAL STATEMENTS OF APPLIED COMBUSTION RESEARCH LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.8 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 2016 R

July 24, 2018 EX-99.8

APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS

EX-99.8 9 f8k052518a1ex99-8attis.htm AUDITED FINANCIAL STATEMENTS OF APPLIED COMBUSTION RESEARCH LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.8 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 2016 R

July 24, 2018 EX-99.2

FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS

EX-99.2 3 f8k052518a1ex99-2attis.htm UNAUDITED FINANCIAL STATEMENTS OF FLUX CARBON LLC AS OF MARCH 31, 2018 AND FOR THE THREE MONTHS ENDED MARCH 31, 2018 Exhibit 99.2 FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Financial Statements Page No Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations

July 24, 2018 EX-99.3

ATTIS INDUSTRIES AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEETS AS OF DECEMBER 31, 2017

Exhibit 99.3 The following financials summarize our consolidated results of operations for the year ended December 31, 2017 as well as the three month period ending March 31, 2018, as though the acquisition of 80% of the membership interest units of Flux Carbon LLC had occurred on December 31, 2017: ATTIS INDUSTRIES AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEETS AS OF DECEMBER 31

July 24, 2018 EX-99.5

GENAREX FD, LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS

Exhibit 99.5 GENAREX FD, LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Page No Financial Statements Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations for the three months ended March 31, 2018 and 2017 3 Unaudited Statements of Cash Flows for the three months ended March 31, 2018 and 2017 4 Unaudited Not

July 19, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 16, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl

June 18, 2018 EX-99.1

Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201

Exhibit 99.1 Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 June 12, 2018 Meridian Waste Solutions, Inc. Meridian Waste Operations, Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technologies, Inc. Red X Medical LLC Integrity Lab Solutions, LLC LGMG,

June 18, 2018 8-K

Entry into a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl

June 18, 2018 EX-99.1

Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201

Exhibit 99.1 Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 June 12, 2018 Meridian Waste Solutions, Inc. Meridian Waste Operations, Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technologies, Inc. Red X Medical LLC Integrity Lab Solutions, LLC LGMG,

June 18, 2018 EX-10.1

First Amendment to Second Amended and Restated Credit and Guaranty Agreement

Exhibit 10.1 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT (this “Amendment”) is entered into as of June 14, 2018 by and among MERIDIAN WASTE OPERATIONS, INC., a New York corporation (“Operations”), MOBILE SCIENCE TECHNOLOGIES, INC., a Georgia corporation (“Mobile”), ATTIS HEALTHCARE, L

June 18, 2018 EX-99.1

Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201

Exhibit 99.1 Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 June 12, 2018 Meridian Waste Solutions, Inc. Meridian Waste Operations, Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technologies, Inc. Red X Medical LLC Integrity Lab Solutions, LLC LGMG,

June 5, 2018 DEF 14C

ATIS / Attis Industries Inc. DEFINITIVE INFORMATION STATEMENT

DEF 14C 1 def14c0618attisindustries.htm DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2))

June 1, 2018 EX-10.6

Membership Interest Purchase Agreement among Gaula Ventures, LLC, Genarex FD LLC and Attis Industries Inc.

EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement

June 1, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Attis Industries Inc. (Insert the Current Name of Domestic Corporation) Under Section 805 of the Business Corporation Law FIRST: The current name of the corporation is: Attis Industries Inc. If the name of the corporation has been previously changed, the name under which it was originally formed is: CIP, Inc. SECOND: The d

June 1, 2018 EX-10.6

Membership Interest Purchase Agreement among Gaula Ventures, LLC, Genarex FD LLC and Attis Industries Inc.

EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement

June 1, 2018 EX-10.1

Securities Purchase Agreement among Greenshift Corporation, Flux Carbon LLC and Attis Industries Inc.

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT AMONG GREENSHIFT CORPORATION, AS SELLER, FLUX CARBON LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of MAY 25, 2018 (“Effective Date”), is entered into by and among ATTIS INDUSTRIES INC., a New York corporation (“Buyer”), and GREENSHIFT CORPORATION, a Dela

June 1, 2018 EX-10.6

Membership Interest Purchase Agreement among Gaula Ventures, LLC, Genarex FD LLC and Attis Industries Inc.

EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement

June 1, 2018 EX-10.3

Debenture (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the SEC on June 1, 2018)

Exhibit 10.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG

June 1, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits

8-K 1 f8k052518attisindustries.htm CURRENT REPORT FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation)

June 1, 2018 EX-10.1

Securities Purchase Agreement among Greenshift Corporation, Flux Carbon LLC and Attis Industries Inc.

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT AMONG GREENSHIFT CORPORATION, AS SELLER, FLUX CARBON LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of MAY 25, 2018 (“Effective Date”), is entered into by and among ATTIS INDUSTRIES INC., a New York corporation (“Buyer”), and GREENSHIFT CORPORATION, a Dela

June 1, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Attis Industries Inc. (Insert the Current Name of Domestic Corporation) Under Section 805 of the Business Corporation Law FIRST: The current name of the corporation is: Attis Industries Inc. If the name of the corporation has been previously changed, the name under which it was originally formed is: CIP, Inc. SECOND: The d

June 1, 2018 EX-10.2

Amended and Restated Limited Liability Company Operating Agreement of Flux Carbon LLC*

Exhibit 10.2 AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT This AMENDED AND RESTATED OPERATING AGREEMENT (the “Agreement”), is dated as of MAY 25, 2018 (“Effective Date”), by and among the undersigned members, ATTIS INNOVATION, LLC, a Delaware limited liability company (“Attis” or “Member”), and GS CLEANTECH CORPORATION (“CleanTech” or “Member” and, collectively with Attis, th

June 1, 2018 EX-10.1

Securities Purchase Agreement among Greenshift Corporation, Flux Carbon LLC and Attis Industries Inc.

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT AMONG GREENSHIFT CORPORATION, AS SELLER, FLUX CARBON LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of MAY 25, 2018 (“Effective Date”), is entered into by and among ATTIS INDUSTRIES INC., a New York corporation (“Buyer”), and GREENSHIFT CORPORATION, a Dela

June 1, 2018 EX-10.2

Amended and Restated Limited Liability Company Operating Agreement of Flux Carbon LLC*

Exhibit 10.2 AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT This AMENDED AND RESTATED OPERATING AGREEMENT (the “Agreement”), is dated as of MAY 25, 2018 (“Effective Date”), by and among the undersigned members, ATTIS INNOVATION, LLC, a Delaware limited liability company (“Attis” or “Member”), and GS CLEANTECH CORPORATION (“CleanTech” or “Member” and, collectively with Attis, th

June 1, 2018 EX-10.6

Membership Interest Purchase Agreement among Gaula Ventures, LLC, Genarex FD LLC and Attis Industries Inc.

EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement

June 1, 2018 EX-10.3

Debenture (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the SEC on June 1, 2018)

Exhibit 10.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG

June 1, 2018 EX-10.4

Registration Rights Agreement

Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT this “Agreement”), dated as of MAY , 2018 (the “Effective Date”), is entered into by and between ATTIS INDUSTRIES, INC., a New York corporation (“Company”) and GREENSHIFT CORPORTION, a Delaware corporation (“GreenShift” or “Holder”). RECITALS A. In connection with the SPA by and between, inter alia, Company and GreenShif

June 1, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Attis Industries Inc. (Insert the Current Name of Domestic Corporation) Under Section 805 of the Business Corporation Law FIRST: The current name of the corporation is: Attis Industries Inc. If the name of the corporation has been previously changed, the name under which it was originally formed is: CIP, Inc. SECOND: The d

June 1, 2018 EX-10.4

Registration Rights Agreement

Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT this “Agreement”), dated as of MAY , 2018 (the “Effective Date”), is entered into by and between ATTIS INDUSTRIES, INC., a New York corporation (“Company”) and GREENSHIFT CORPORTION, a Delaware corporation (“GreenShift” or “Holder”). RECITALS A. In connection with the SPA by and between, inter alia, Company and GreenShif

June 1, 2018 EX-10.3

Debenture (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the SEC on June 1, 2018)

Exhibit 10.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG

June 1, 2018 S-3/A

ATIS / Attis Industries Inc. AMENDMENT NO. 1 TO FORM S-3

As filed with the Securities and Exchange Commission on June 1, 2018 Registration No.

May 29, 2018 PRE 14C

ATIS / Attis Industries Inc. PRELIMINARY INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Registran

May 25, 2018 EX-16.2

Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm

EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou

May 25, 2018 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2018 ATTIS INDUSTRIES INC.

May 25, 2018 EX-16.1

Letter from Moss Adams LLP, regarding change in independent registered public accounting firm

Exhibit 16.1 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning our firm. /s/ Moss Adams LLP

May 25, 2018 EX-16.2

Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm

EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou

May 25, 2018 EX-16.2

Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm

EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou

May 25, 2018 EX-16.2

Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm

EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou

May 25, 2018 EX-16.1

Letter from Moss Adams LLP, regarding change in independent registered public accounting firm

Exhibit 16.1 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning our firm. /s/ Moss Adams LLP

May 23, 2018 8-K

Changes in Control of Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2018 ATTIS INDUSTRIES INC.

May 16, 2018 10-Q

Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-13984 ATTIS INDUSTRIES INC. (

May 16, 2018 NT 10-Q

MRDN / Meridian Waste Solutions, Inc. NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2018 ☐ T

May 7, 2018 SC 13G

ATIS / Attis Industries Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment

SC 13G 1 sc13g0518intracoattis.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Attis Industries Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 049836109 (CUSIP Number) April 10, 2018 (Date of Event Which Requires Filing of this Statement)

May 1, 2018 SC 13D/A

MRDN / Meridian Waste Solutions, Inc. / Cosman Jeffrey Scott - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 ATTIS INDUSTRIES INC. (Name of Issuer) MERIDIAN WASTE SOLUTIONS, INC. BROOKLYN CHEESECAKE & DESSERTS COMPANY, INC. (Former Name of Issuer) Common Stock, par value $0.025 per share (Title of Class of Securities) 58985L118 (CUSIP Number) Jeffrey Cosman 12540 Broadwell Road

April 30, 2018 DEL AM

MRDN / Meridian Waste Solutions, Inc. SEPERATELY FILED DELAYING AMENDMENT UNDER SECURITIES ACT RULE 473

ATTIS INDUSTRIES INC. 12540 Broadwell Road, Suite 2104 Milton, GA 30004 (678) 580-5661 April 30, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Attis Industries Inc. - Registration Statement on Form S-1 (File No. 333-224511) Ladies and Gentlemen: Pursuant to Rule 473(c) of the Securities Act of 1933 (the “Act”), the following delaying amendment, presc

April 30, 2018 SC 13D

MRDN / Meridian Waste Solutions, Inc. / Hall Walter H. Jr - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MERIDIAN WASTE SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 58985L118 (CUSIP Number) JAMES L. PAUL, 191 PEACHTREE ST. N.E., 46TH FLOOR, ATLANTA, GEORGIA 30303 (404) 658-5468 (Name, Address and Telephone Number of Person Aut

April 30, 2018 SC 13D

MRDN / Meridian Waste Solutions, Inc. / Hall Walter H. Jr - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MERIDIAN WASTE SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 58985L118 (CUSIP Number) JAMES L. PAUL, 191 PEACHTREE ST. N.E., 46TH FLOOR, ATLANTA, GEORGIA 30303 (404) 658-5468 (Name, Address and Telephone Number of Person Aut

April 28, 2018 S-3

MRDN / Meridian Waste Solutions, Inc. REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on April 27, 2018 Registration No.

April 26, 2018 EX-99.1

ATTIS INDUSTRIES INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION

EX-99.1 2 f8k042018a1ex99-1attis.htm PRO FORMA FINANCIAL STATEMENTS OF ATTIS INNOVATIONS INC. AND ITS SUBSIDIARIES AT DECEMBER 31, 2017 AND FOR THE YEAR ENDED DECEMBER 31, 2017 Exhibit 99.1 ATTIS INDUSTRIES INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION On April 24, 2018, on April 20, 2018, pursuant to the Equity Securities Purchase Agreement dated February 20, 2018 by and a

April 26, 2018 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2018 ATTIS INDUSTRIES INC.

April 24, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-3.1 4 f8k042018ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Meridian Waste Solutions, Inc. (the “Corporation”). The name under which

April 24, 2018 EX-4.2

Second Amended and Restated Credit and Guaranty Agreement dated April 20, 2018 by and among Meridian Waste Operations, Inc., Mobile Science Technologies, Inc., Attis Healthcare, LLC, Integrity Lab Solutions, LLC, Red X Medical LLC, Welness Benefits, LLC, LGMG, LLC, Attis Innovations, LLC, Advanced Lignin Biocomposites LLC, Attis Envicare Medical Waste, LLC, Attis Genetics, LLC, Attis Federal Labs, LLC and Attis Commercial Labs, LLC, Meridian Waste Solutions, Inc. and certain of its subsidiaries, as guarantors, the lenders party thereto from time to time and Goldman Sachs Specialty Lending Group, L.P., as Administrative Agent, Collateral Agent, and Lead Arranger (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-4.2 6 f8k042018ex4-2meridianwaste.htm SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT DATED APRIL 20, 2018 BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MOBILE SCIENCE TECHNOLOGIES, INC., ATTIS HEALTHCARE, LLC, INTEGRITY LAB SOLUTIONS, LLC, RED X MEDICAL LLC, WELNESS BENEFITS, LLC, Exhibit 4.2 Execution Version SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT dated as of Apri

April 24, 2018 EX-4.3

Amended and Restated Term Loan Note issued in favor of Goldman Sachs Specialty Lending Holdings, Inc., in the principal amount of $8,158,333.79, dated April 20, 2018 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

Exhibit 4.3 AMENDED AND RESTATED TERM LOAN NOTE $8,158,333.79 April 20, 2018 New York, New York FOR VALUE RECEIVED, each of MERIDIAN WASTE OPERATIONS, INC., a New York corporation (“Operations”), MOBILE SCIENCE TECHNOLOGIES, INC., a Georgia corporation (“Mobile”), ATTIS HEALTHCARE, LLC, a South Carolina limited liability company (“Healthcare”), INTEGRITY LAB SOLUTIONS, LLC, an Oklahoma limited lia

April 24, 2018 EX-4.4

Amended and Restated Pledge and Security Agreement between the grantors party thereto and Goldman Sachs Specialty Lending Group, L.P., dated April 20, 2018 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

Exhibit 4.4 Execution Version AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT dated as of April 20, 2018 between EACH OF THE GRANTORS PARTY HERETO and GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P., as Collateral Agent TABLE OF CONTENTS PAGE SECTION 1. DEFINITIONS; GRANT OF SECURITY. 2 1.1 General Definitions 2 1.2 Definitions; Interpretation 8 SECTION 2. GRANT OF SECURITY. 9 2.1 Grant of Security

April 24, 2018 EX-2.3

Amendment No. 2 to the Equity Securities Purchase Agreement, dated April 20, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-4.1

Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018

EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA

April 24, 2018 EX-10.1

Resignation and Executive Employment Agreement Termination Agreement dated April 20, 2018, by and among Meridian Waste Solutions, Walter H. Hall, Jr. and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

Exhibit 10.1 RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT This RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT (the “Agreement”) is made and entered into as of April 20, 2018 (the “Effective Date”), by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”), Walter H. Hall, Jr., an individual (the “Executive” and, together with

April 24, 2018 EX-2.2

Amendment No. 1 to the Equity Securities Purchase Agreement, dated March 30, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-4.1

Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018

EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA

April 24, 2018 EX-2.3

Amendment No. 2 to the Equity Securities Purchase Agreement, dated April 20, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-10.1

Resignation and Executive Employment Agreement Termination Agreement dated April 20, 2018, by and among Meridian Waste Solutions, Walter H. Hall, Jr. and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

Exhibit 10.1 RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT This RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT (the “Agreement”) is made and entered into as of April 20, 2018 (the “Effective Date”), by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”), Walter H. Hall, Jr., an individual (the “Executive” and, together with

April 24, 2018 EX-2.3

Amendment No. 2 to the Equity Securities Purchase Agreement, dated April 20, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-4.1

Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018

EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA

April 24, 2018 EX-4.3

Amended and Restated Term Loan Note issued in favor of Goldman Sachs Specialty Lending Holdings, Inc., in the principal amount of $8,158,333.79, dated April 20, 2018 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

Exhibit 4.3 AMENDED AND RESTATED TERM LOAN NOTE $8,158,333.79 April 20, 2018 New York, New York FOR VALUE RECEIVED, each of MERIDIAN WASTE OPERATIONS, INC., a New York corporation (“Operations”), MOBILE SCIENCE TECHNOLOGIES, INC., a Georgia corporation (“Mobile”), ATTIS HEALTHCARE, LLC, a South Carolina limited liability company (“Healthcare”), INTEGRITY LAB SOLUTIONS, LLC, an Oklahoma limited lia

April 24, 2018 EX-4.2

Second Amended and Restated Credit and Guaranty Agreement dated April 20, 2018 by and among Meridian Waste Operations, Inc., Mobile Science Technologies, Inc., Attis Healthcare, LLC, Integrity Lab Solutions, LLC, Red X Medical LLC, Welness Benefits, LLC, LGMG, LLC, Attis Innovations, LLC, Advanced Lignin Biocomposites LLC, Attis Envicare Medical Waste, LLC, Attis Genetics, LLC, Attis Federal Labs, LLC and Attis Commercial Labs, LLC, Meridian Waste Solutions, Inc. and certain of its subsidiaries, as guarantors, the lenders party thereto from time to time and Goldman Sachs Specialty Lending Group, L.P., as Administrative Agent, Collateral Agent, and Lead Arranger (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-4.2 6 f8k042018ex4-2meridianwaste.htm SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT DATED APRIL 20, 2018 BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MOBILE SCIENCE TECHNOLOGIES, INC., ATTIS HEALTHCARE, LLC, INTEGRITY LAB SOLUTIONS, LLC, RED X MEDICAL LLC, WELNESS BENEFITS, LLC, Exhibit 4.2 Execution Version SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT dated as of Apri

April 24, 2018 EX-2.3

Amendment No. 2 to the Equity Securities Purchase Agreement, dated April 20, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-2.2

Amendment No. 1 to the Equity Securities Purchase Agreement, dated March 30, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-4.1

Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018

EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA

April 24, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2018 MERIDIAN WASTE SOLUTIONS, INC.

April 24, 2018 EX-2.2

Amendment No. 1 to the Equity Securities Purchase Agreement, dated March 30, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-10.1

Resignation and Executive Employment Agreement Termination Agreement dated April 20, 2018, by and among Meridian Waste Solutions, Walter H. Hall, Jr. and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

Exhibit 10.1 RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT This RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT (the “Agreement”) is made and entered into as of April 20, 2018 (the “Effective Date”), by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”), Walter H. Hall, Jr., an individual (the “Executive” and, together with

April 24, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-3.1 4 f8k042018ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Meridian Waste Solutions, Inc. (the “Corporation”). The name under which

April 24, 2018 EX-4.2

Second Amended and Restated Credit and Guaranty Agreement dated April 20, 2018 by and among Meridian Waste Operations, Inc., Mobile Science Technologies, Inc., Attis Healthcare, LLC, Integrity Lab Solutions, LLC, Red X Medical LLC, Welness Benefits, LLC, LGMG, LLC, Attis Innovations, LLC, Advanced Lignin Biocomposites LLC, Attis Envicare Medical Waste, LLC, Attis Genetics, LLC, Attis Federal Labs, LLC and Attis Commercial Labs, LLC, Meridian Waste Solutions, Inc. and certain of its subsidiaries, as guarantors, the lenders party thereto from time to time and Goldman Sachs Specialty Lending Group, L.P., as Administrative Agent, Collateral Agent, and Lead Arranger (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-4.2 6 f8k042018ex4-2meridianwaste.htm SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT DATED APRIL 20, 2018 BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MOBILE SCIENCE TECHNOLOGIES, INC., ATTIS HEALTHCARE, LLC, INTEGRITY LAB SOLUTIONS, LLC, RED X MEDICAL LLC, WELNESS BENEFITS, LLC, Exhibit 4.2 Execution Version SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT dated as of Apri

April 24, 2018 EX-2.2

Amendment No. 1 to the Equity Securities Purchase Agreement, dated March 30, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m

April 24, 2018 EX-3.1

Certificate of Amendment to Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on April 24, 2018)

EX-3.1 4 f8k042018ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Meridian Waste Solutions, Inc. (the “Corporation”). The name under which

April 24, 2018 EX-4.4

Amended and Restated Pledge and Security Agreement between the grantors party thereto and Goldman Sachs Specialty Lending Group, L.P., dated April 20, 2018 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 24, 2018)

Exhibit 4.4 Execution Version AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT dated as of April 20, 2018 between EACH OF THE GRANTORS PARTY HERETO and GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P., as Collateral Agent TABLE OF CONTENTS PAGE SECTION 1. DEFINITIONS; GRANT OF SECURITY. 2 1.1 General Definitions 2 1.2 Definitions; Interpretation 8 SECTION 2. GRANT OF SECURITY. 9 2.1 Grant of Security

April 16, 2018 10-K

Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-13984 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in

April 13, 2018 EX-10.1

Form of First Amendment to Director Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 13, 2018)

EX-10.1 2 f8k040918ex10-1meridian.htm FORM OF FIRST AMENDMENT TO DIRECTOR AGREEMENT Exhibit 10.1 FirsT Amendment to DIRECTOR Agreement This First Amendment to DIRECTOR Agreement (this “Amendment”) is entered into as of April 12, 2018 by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”) and (the “Director”). The Company and the Director are also each hereinafter refer

April 13, 2018 EX-10.1

Form of First Amendment to Director Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 13, 2018)

EX-10.1 2 f8k040918ex10-1meridian.htm FORM OF FIRST AMENDMENT TO DIRECTOR AGREEMENT Exhibit 10.1 FirsT Amendment to DIRECTOR Agreement This First Amendment to DIRECTOR Agreement (this “Amendment”) is entered into as of April 12, 2018 by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”) and (the “Director”). The Company and the Director are also each hereinafter refer

April 13, 2018 EX-10.1

Form of First Amendment to Director Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 13, 2018)

EX-10.1 2 f8k040918ex10-1meridian.htm FORM OF FIRST AMENDMENT TO DIRECTOR AGREEMENT Exhibit 10.1 FirsT Amendment to DIRECTOR Agreement This First Amendment to DIRECTOR Agreement (this “Amendment”) is entered into as of April 12, 2018 by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”) and (the “Director”). The Company and the Director are also each hereinafter refer

April 13, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2018 MERIDIAN WASTE SOLUTIONS, INC.

April 11, 2018 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2018 MERIDIAN WASTE SOLUTIONS, INC.

April 4, 2018 EX-3.1

Certificate of Correction to Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on April 4, 2018)

EX-3.1 2 f8k032918ex3-1meridianwaste.htm CERTIFICATE OF CORRECTION TO CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 New York State Department of State DIVISION OF CORPORATIONS, STATE RECORDS AND UNIFORM COMMERCIAL CODE One Commerce Plaza 99 Washington Ave. Albany, NY 12231-0001 www.dos.ny.gov CERTIFICATE OF CORRECTION OF Certificate of Amendment to Certificate of Incorporati

April 4, 2018 EX-4.2

Form of Preferred E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March April 4, 2018)

EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 4, 2018 EX-3.1

Certificate of Correction to Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on April 4, 2018)

EX-3.1 2 f8k032918ex3-1meridianwaste.htm CERTIFICATE OF CORRECTION TO CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 New York State Department of State DIVISION OF CORPORATIONS, STATE RECORDS AND UNIFORM COMMERCIAL CODE One Commerce Plaza 99 Washington Ave. Albany, NY 12231-0001 www.dos.ny.gov CERTIFICATE OF CORRECTION OF Certificate of Amendment to Certificate of Incorporati

April 4, 2018 EX-4.2

Form of Preferred E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March April 4, 2018)

EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 4, 2018 EX-4.2

Form of Preferred E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March April 4, 2018)

EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 4, 2018 EX-4.2

Form of Preferred E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March April 4, 2018)

EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 4, 2018 8-K

Entry into a Material Definitive Agreement, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number

April 4, 2018 EX-4.1

Form of Preferred D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 4, 2018)

EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 4, 2018 EX-4.1

Form of Preferred D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 4, 2018)

EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 4, 2018 EX-4.1

Form of Preferred D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 4, 2018)

EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 4, 2018 EX-4.1

Form of Preferred D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 4, 2018)

EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL

April 2, 2018 NT 10-K

MRDN / Meridian Waste Solutions, Inc. NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2017

March 21, 2018 DEF 14C

MRDN / Meridian Waste Solutions, Inc. INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name

March 16, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on March 16, 2018)

EX-3.1 2 f8k031318ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was

March 16, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on March 16, 2018)

EX-3.1 2 f8k031318ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was

March 16, 2018 EX-4.2

Form of Series E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY,

March 16, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on March 16, 2018)

EX-3.1 2 f8k031318ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was

March 16, 2018 EX-4.1

Form of Series D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

March 16, 2018 EX-4.2

Form of Series E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY,

March 16, 2018 EX-4.1

Form of Series D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

March 16, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number

March 16, 2018 EX-4.2

Form of Series E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY,

March 16, 2018 EX-4.1

Form of Series D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

March 16, 2018 EX-4.1

Form of Series D Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

March 16, 2018 EX-4.2

Form of Series E Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2018)

EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY,

March 13, 2018 DEFM14C

MRDN / Meridian Waste Solutions, Inc. DEFINITIVE INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name

March 9, 2018 PRE 14C

MRDN / Meridian Waste Solutions, Inc. PRELIMINARY INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

March 6, 2018 SC 13G

MRDN / Meridian Waste Solutions, Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment

SC 13G 1 sc13g0318intracoastmeridian.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Meridian Waste Solutions, Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 58985L209 (CUSIP Number) February 23, 2018 (Date of Event Which Requires Filing o

March 2, 2018 PREM14C

MRDN / Meridian Waste Solutions, Inc. PRELIMINARY INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name

February 27, 2018 EX-99.1

Meridian Waste Solutions Issues Shareholder Update Letter Announces Name Change to Attis Industries, Inc. Expects $12 Million Revenue and $3 Million Pre-Tax Net Income in 2018 Based on Existing Platforms Evaluating a Pipeline of Growth Opportunities

EX-99.1 2 f8k022118ex99-1meridian.htm PRESS RELEASE ENTITLED "MERIDIAN WASTE SOLUTIONS ISSUES SHAREHOLDER UPDATE LETTER" DATED FEBRUARY 27, 2018 Exhibit 99.1 Meridian Waste Solutions Issues Shareholder Update Letter Announces Name Change to Attis Industries, Inc. Expects $12 Million Revenue and $3 Million Pre-Tax Net Income in 2018 Based on Existing Platforms Evaluating a Pipeline of Growth Opport

February 27, 2018 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

8-K 1 f8k022118meridianwaste.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (Sta

February 26, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2018 MERIDIAN WASTE SOLUTIONS, INC.

February 22, 2018 EX-10.1

Form of Securities Purchase Agreement, dated February 21, 2018 by and between Meridian Waste Solutions, Inc. and various purchasers (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-10.1 4 f8k022118ex10-1meridian.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 21, 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purch

February 22, 2018 EX-4.1

Form of Purchaser Warrant (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF

February 22, 2018 EX-10.2

Form of Registration Rights Agreement by and between Meridian Waste Solutions, Inc. and various purchasers (incorporated herein by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec

February 22, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 f8k022118meridianwaste.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (

February 22, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on February 22, 2018)

EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it

February 22, 2018 EX-4.1

Form of Purchaser Warrant (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF

February 22, 2018 EX-10.1

Form of Securities Purchase Agreement, dated February 21, 2018 by and between Meridian Waste Solutions, Inc. and various purchasers (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-10.1 4 f8k022118ex10-1meridian.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 21, 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purch

February 22, 2018 EX-10.2

Form of Registration Rights Agreement by and between Meridian Waste Solutions, Inc. and various purchasers (incorporated herein by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec

February 22, 2018 EX-4.1

Form of Purchaser Warrant (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF

February 22, 2018 EX-10.2

Form of Registration Rights Agreement by and between Meridian Waste Solutions, Inc. and various purchasers (incorporated herein by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec

February 22, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on February 22, 2018)

EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it

February 22, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on February 22, 2018)

EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it

February 22, 2018 EX-4.1

Form of Purchaser Warrant (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF

February 22, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on February 22, 2018)

EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it

February 22, 2018 EX-10.1

Form of Securities Purchase Agreement, dated February 21, 2018 by and between Meridian Waste Solutions, Inc. and various purchasers (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-10.1 4 f8k022118ex10-1meridian.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 21, 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purch

February 22, 2018 EX-10.2

Form of Registration Rights Agreement by and between Meridian Waste Solutions, Inc. and various purchasers (incorporated herein by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 22, 2018).

EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec

February 21, 2018 LETTER

LETTER

Mail Stop 4631 February 20, 2018 Jeffrey S. Cosman Chief Execution Officer Meridian Waste Solutions, Inc. One Glenlake Parkway NE Suite 900 Atlanta, GA 30328 Re: Meridian Waste Solutions, Inc. Preliminary Information Statement on Schedule 14C Filed January 4, 2018 File No. 001-13984 Dear Mr. Cosman: We have completed our review of your filing. We remind you that the company and its management are

February 20, 2018 EX-2.1

Equity Securities Purchase Agreement, dated February 20, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 20, 2018)

EX-2.1 2 f8k022018ex2-1meridian.htm EQUITY SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND, SOLELY FOR PURPOSES OF SECTION 6.4 AND SECTION 6.7, JEFFREY S. COSMAN Exhibit 2.1 EQUITY SECURITIES PURCHASE AGREEMENT by and among MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUT

February 20, 2018 EX-2.1

Equity Securities Purchase Agreement, dated February 20, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 20, 2018)

EX-2.1 2 f8k022018ex2-1meridian.htm EQUITY SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND, SOLELY FOR PURPOSES OF SECTION 6.4 AND SECTION 6.7, JEFFREY S. COSMAN Exhibit 2.1 EQUITY SECURITIES PURCHASE AGREEMENT by and among MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUT

February 20, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 f8k022018meridianwaste.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (Sta

February 20, 2018 EX-2.1

Equity Securities Purchase Agreement, dated February 20, 2018, by and among Meridian Waste Operations, Inc., Meridian Waste Solutions, Inc., Meridian Waste Acquisitions, LLC and Jeffrey S. Cosman (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 20, 2018)

EX-2.1 2 f8k022018ex2-1meridian.htm EQUITY SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND, SOLELY FOR PURPOSES OF SECTION 6.4 AND SECTION 6.7, JEFFREY S. COSMAN Exhibit 2.1 EQUITY SECURITIES PURCHASE AGREEMENT by and among MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUT

February 20, 2018 EX-99.1

Meridian Waste Solutions Executes Agreement to Sell its Solid Waste Management Assets Transaction Valued in Excess of $90 Million Eliminates $87 Million of Debt Remaining Assets Expected to Generate $3 Million Pre-Tax Income in 2018

Exhibit 99.1 Meridian Waste Solutions Executes Agreement to Sell its Solid Waste Management Assets Transaction Valued in Excess of $90 Million Eliminates $87 Million of Debt Remaining Assets Expected to Generate $3 Million Pre-Tax Income in 2018 ATLANTA, GA (Globe Newswire) ? February 19, 2018: Meridian Waste Solutions, Inc. (NASDAQ: MRDN) (?Meridian? or the ?Company?), an innovative technology co

February 16, 2018 DEF 14C

MRDN / Meridian Waste Solutions, Inc. DEFINITIVE INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name

February 13, 2018 PRER14C

MRDN / Meridian Waste Solutions, Inc. DEFINITIVE INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Amendment No. 2 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement MERIDIAN WASTE SOLUT

February 13, 2018 CORRESP

MRDN / Meridian Waste Solutions, Inc. CORRESP

MERIDIAN WASTE SOLUTIONS, INC. ONE GLENLAKE PARKWAY NE, SUITE 900 ATLANTA, GA 30328 February 13, 2018 Pamela A. Long U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Meridian Waste Solutions, Inc. Amendment No. 1 to Preliminary Information Statement on Schedule 14C Filed January 30, 2018 File No. 001-13984 Dear Ms. Long: By letter dated February 12, 2018, the sta

February 12, 2018 LETTER

LETTER

Mail Stop 4631 February 12, 2018 Jeffrey S. Cosman Chief Executive Officer Meridian Waste Solutions, Inc. One Glenlake Parkway NE Suite 900 Atlanta, GA 30328 Re: Meridian Waste Solutions, Inc. Amendment No. 1 to Preliminary Information Statement on Schedule 14C Filed January 30, 2018 File No. 001-13984 Dear Mr. Cosman: We have reviewed your filing and have the following comments. In some of our co

February 1, 2018 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Meridian Waste Solutions, Inc. (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on February 1, 2018)

EX-3.1 2 f8k012618ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was

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