Основная статистика
CIK | 949721 |
SEC Filings
SEC Filings (Chronological Order)
February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Attis Industries Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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January 31, 2020 |
ATIS / Attis Industries Inc. / Hudson Bay Capital Management LP - ATIS 13GA Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Attis Industries Inc. (Name of Issuer) Common Stock, par value $0.025 per share (Title of Class of Securities) 049836208 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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January 21, 2020 |
Delisting Determination, The Nasdaq Stock Market, LLC, January 17, 2020, Attis Industries Inc. |
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January 21, 2020 |
Delisting Determination, The Nasdaq Stock Market, LLC, January 17, 2020, Attis Industries Inc. |
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January 8, 2020 |
ATIS / Attis Industries Inc. / YA GLOBAL MASTER SPV, LTD. - SCHEDULE 13G/A Passive Investment Page 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE 13G Under the Securities Exchange Act of 1934 Attis Industries, Inc. (Name of Issuer) Common Shares, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2019 (Date of Event, which Requires Filing of this Statement) Check the appropriate box to desig |
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January 8, 2020 |
Page 1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Attis Industries, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act |
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December 20, 2019 |
ATIS / Attis Industries Inc. / GREENSHIFT CORP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT §240.13d-2 (Amendment No. ) ATTIS INDUSTRIES INC. (Name of Issuer) Common Stock $.025 Par Value (Title of Class of Securities) 049836109 (CUSIP Number) December 4, 2019 (Date o |
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November 20, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS |
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November 15, 2019 |
ATIS / Attis Industries Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 201 |
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October 15, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): October 8, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File |
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August 23, 2019 |
Exhibit 99.1 Attis Provides an Update on Status of Nasdaq Listing Attis to Continue Appeal of Staff Determination Regarding Delinquent Reports MILTON, GA (GlobeNewswire) – August 23, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced that Nasdaq has informed the Company by letter (the “August Nasdaq Letter |
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August 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS E |
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August 22, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): August 15, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File |
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August 22, 2019 |
EX-10.1 2 f8k081519ex10-1attisindust.htm MODIFICATION AND FORBEARANCE AGREEMENT BY AND AMONG ATTIS INDUSTRIES INC., ETHANOL FULTON, LLC, ATTIS BIOFUELS, LLC, AND HIGHSCORE CAPITAL LLC Exhibit 10.1 HIGHSCORE CAPITAL LLC 6 Stone Street New York, New York 10004 August 15, 2019 by email: [email protected] Attis Ethanol Fulton, LLC 12540 Broadwell Road Suite 2104 Milton, Georgia 30004 Attn.: Jeffrey |
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August 15, 2019 |
ATIS / Attis Industries Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ T |
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July 10, 2019 |
Quarterly Report - AMENDMENT NO.1 TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-13984 ATT |
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July 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): June 26, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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June 7, 2019 |
ATIS / Attis Industries Inc. RW - - REQUEST FOR WITHDRAWAL ATTIS INDUSTRIES INC. 12540 Broadwell Road, Suite 2104 Milton, GA 30004 (678) 580-5661 June 7, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Re: ATTIS INDUSTRIES INC. Request for Withdrawal Registration Statement on Form S-3 (File No. 333-224511) Ladies and Gentlemen: Attis Industries Inc. (the “Company”) hereby requests |
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June 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl |
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June 5, 2019 |
Secured Promissory Note issued by Attis Ethanol Fulton, LLC in favor of Highscore Capital LLC Exhibit 10.5 SECURED NOTE $15,000,000.00 May 31, 2019 THIS NOTE (this “Note”) is made and issued as of May 31, 2019 by Attis Ethanol Fulton, LLC, a Georgia limited liability company having an address at 12540 Broadwell Road, Suite 2104, Milton, Georgia 30004 (“Borrower”) to Highscore Capital LLC, a New York limited liability company ISAOA/ATIMA having an address at 2233 Nostrand Avenue, 3rd Floor, |
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June 5, 2019 |
Assignment and Assumption Agreement Exhibit 10.3 Execution Version ASSIGNMENT AND ASSUMPTION AGREEMENT This ASSIGNMENT AND ASSUMPTION AGREEMENT, dated as of May 31, 2019 (this “Assignment”), by and between Sunoco, LLC, a Delaware limited liability company (“Assignor”) and Attis Ethanol Fulton, LLC, a Georgia limited liability company (“Assignee”). W I T N E S S E T H: WHEREAS, certain affiliates of Assignor are parties to the Purcha |
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June 5, 2019 |
Exhibit 2.2 Execution Version SECOND AMENDED AND RESTATED ASSET PURCHASE AGREEMENT by and between SUNOCO RETAIL LLC, as Seller and ATTIS ETHANOL FULTON, LLC, as Purchaser dated as of May 31, 2019 TABLE OF CONTENTS Table of Contents Page Article I DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Other Definitional and Interpretive Matters 10 Article II PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILIT |
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June 5, 2019 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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June 5, 2019 |
Exhibit 10.2 LOAN AND SECURITY AGREEMENT dated as of May 31, 2019 among ATTIS ETHANOL FULTON, llc as Borrower ATTIS INDUSTRIES INC. and the other Guarantors from Time to Time Party Hereto as Guarantors HIGHSCORE CAPITAL llc as Lender Table of Contents ARTICLE I. Certain Defined Terms; Certain Rules of Construction 1 Section 1.01. Certain Defined Terms 1 Section 1.02. Certain Rules of Construction |
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June 5, 2019 |
Exhibit 10.4 SUBORDINATION AGREEMENT THIS AGREEMENT is made as of May 29, 2019 by the County of Oswego Industrial Development Agency, a public benefit corporation of the State of New York with an address of 44 West Bridge Street, Oswego, New York 13216 (“Agency”) in favor of Highscore Capital LLC, with an address of 2233 Nostrand Avenue, 3rd Floor, Brooklyn, New York 11210 (“Lender”). WITNESSETH: |
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June 5, 2019 |
Exhibit 99.1 Attis Industries Completes Acquisition of Corn Ethanol Plant from Sunoco LP 100 Million Gallon Per Year Plant will be Basis for State-of-the-Art Green Tech Campus MILTON, GEORGIA – JUNE 3, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the "Company" or "Attis"), a diversified innovation and technology holding company today announced that it completed the acquisition of the corn ethanol p |
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June 5, 2019 |
Exhibit 99.2 Attis Industries Acquired Corn Ethanol Plant Expected to Generate Approximately $150 Million in Revenue Appraised Asset Value of $57 Million Strategic Plan Over the Next Two Years to Build Premier Green Tech Campus MILTON, GEORGIA – June 4, 2019 – GlobeNewswire - Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, i |
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May 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl |
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May 23, 2019 |
Exhibit 99.1 Attis Notified by Nasdaq of Delinquent First Quarter 10-Q Filing Attis to Vigorously Appeal Determination at June 6th Nasdaq Panel Hearing MILTON, GA (GlobeNewswire) – May 23, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced that The Nasdaq Capital Market (“Nasdaq”) informed the Company by l |
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May 16, 2019 |
ATIS / Attis Industries Inc. NT 10-Q NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ |
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May 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): April 26, 2019 ATTIS INDUSTRIES INC. (Exact Name of Registrant as Specified in Charter) New York 001-13984 13-3832215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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April 23, 2019 |
EX-99.1 2 f8k041719ex99-1attisindust.htm PRESS RELEASE DATED APRIL 23, 2019 Exhibit 99.1 Attis Provides an Update on Status of Nasdaq Listing Attis to Appeal Staff Determination Regarding Delinquent Reports MILTON, GA (GlobeNewswire) – April 23, 2019: Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced that Nasda |
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April 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Em |
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April 2, 2019 |
ATIS / Attis Industries Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018 |
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March 15, 2019 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: The certificate of incorporation of the Corporation (such certificate of incorporation, as amended or |
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March 15, 2019 |
Attis Industries Reverse Splits Stock 1-for-8 to Maintain Nasdaq Listing Exhibit 99.1 Attis Industries Reverse Splits Stock 1-for-8 to Maintain Nasdaq Listing MILTON, GA (GlobeNewswire) – March 15, 2019: Attis Industries, Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company today announced that its 1-for-8 reverse split of its common stock and its publicly-traded warrants will become effective in The Nasdaq Capital Mar |
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March 15, 2019 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 f8k031319attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or o |
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March 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Emp |
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March 13, 2019 |
Exhibit 99.1 Attis Industries Increases Size of Board Through New Appointments Adds Two New Board Members with Capital Markets, Public Sector Industry Experience MILTON, GA (GlobeNewswire) – March 11, 2019: Attis Industries, Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), a diversified innovation and technology holding company, today announced the appointments of Ms. Maggie Arvedlund and Dr. David |
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March 8, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 f8k030719attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or ot |
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February 22, 2019 |
ATIS / Attis Industries Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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February 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Attis Industries Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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February 5, 2019 |
ATIS / Attis Industries Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Defi |
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February 1, 2019 |
ATIS / Attis Industries Inc. / Hudson Bay Capital Management LP - ATIS 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Attis Industries Inc. (Name of Issuer) Common Stock, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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January 25, 2019 |
ATIS / Attis Industries Inc. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ☐ Check the appropriate box: þ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Defi |
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January 18, 2019 |
Guaranty Agreement, dated January 16, 2019, by and between the Company and Sunoco Retail LLC Exhibit 10.1 Execution Version GUARANTY This GUARANTY is made as of January 16, 2019 (this “Guaranty”), by and among Attis Industries Inc., a New York corporation (the “Guarantor”), in favor of Sunoco Retail LLC, a Pennsylvania limited liability company (“Seller”), and those persons identified in Section 10.4(a) of the Agreement (as defined below) (the “Seller Indemnitees”). WHEREAS, in order to i |
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January 18, 2019 |
Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by and between SUNOCO RETAIL LLC, as Seller and ATTIS ETHANOL FULTON, LLC, as Purchaser dated as of January 16, 2019 Table of Contents Page Article I DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Other Definitional and Interpretive Matters 9 Article II PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES 10 2.1 Purchase and Sale of Assets 10 2 |
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January 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2019 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS |
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January 11, 2019 |
EX-99.1 2 tv510889ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Attis Industries, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgate |
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January 11, 2019 |
ATIS / Attis Industries Inc. / YA GLOBAL MASTER SPV, LTD. - SC 13G/A Passive Investment SC 13G/A 1 tv510889sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13G Under the Securities Exchange Act of 1934 Attis Industries, Inc. (Name of Issuer) Common Shares, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) December 31, 2018 (Date of Event, which Requires Filing of this Statement) Ch |
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December 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS |
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December 4, 2018 |
Letter of Resignation from Mark Schifani Exhibit 17.1 November 30, 2018 To the Members of the Board of Directors of Attis Industries Inc. This letter shall serve as formal notice of my resignation, effective December 6, 2018, from my position as Chief Operating Officer of Attis Industries Inc. (the “Company”), and all other positions with the Company to which I have been assigned, regardless of whether I served in such capacity. The resi |
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November 30, 2018 |
8-K 1 f8k112618attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State o |
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November 30, 2018 |
Attis Industries Receives Notice from Nasdaq, Issues Business Update Exhibit 99.1 Attis Industries Receives Notice from Nasdaq, Issues Business Update MILTON, GA, Nov. 30, 2018 (GLOBE NEWSWIRE) - via NEWMEDIAWIRE - Attis Industries Inc. (NASDAQ: ATIS) (the “Company” or “Attis”), received a notification letter from The Nasdaq Capital Market (the “Nasdaq”) that it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because the Company did not timely file its Qua |
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November 21, 2018 |
Attis Industries Inc. Investor Presentation Exhibit 99.1 |
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November 21, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k112018attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State o |
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November 15, 2018 |
ATIS / Attis Industries Inc. NOTIFICATION OF LATE FILING NT 10-Q 1 extf10q0918attisindus.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: November 30, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10 |
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November 14, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 f8k110818attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or |
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October 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 9, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Em |
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September 24, 2018 |
ATIS / Attis Industries Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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September 24, 2018 |
ATIS / Attis Industries Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statem |
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September 20, 2018 |
ATIS / Attis Industries Inc. DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis |
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September 12, 2018 |
Exhibit 10.2 Face Amount: $153,333.33 AUGUST 31, 2018 ATTIS INFRASTRUCTURE LLC, a Delaware limited liability corporation (the “Borrower”), hereby promises to pay to the order of (the “Lender”), in lawful money of the United States and in immediately available funds, the principal sum of ONE HUNDRED FIFTY THREE THOUSAND THREE HUNDRED THIRTY THREE DOLLARS AND THIRTY THREE CENTS ($153,333.33) pursuan |
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September 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 6, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS |
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September 12, 2018 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT AMONG EDGAR C. GENTLE, III, JOHN PAIT, AND GARY PARK, AS SELLERS, AND ATTIS INFRASTRUCTURE LLC, AS BUYER AUGUST 31, 2018 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”), is dated and made effective as of August 31, 2018 (“Effective Date”), is entered into by and among (i) ATTIS INFRASTRUCTURE LLC, a Delaware limited liability company |
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September 12, 2018 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT AMONG EDGAR C. GENTLE, III, JOHN PAIT, AND GARY PARK, AS SELLERS, AND ATTIS INFRASTRUCTURE LLC, AS BUYER AUGUST 31, 2018 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”), is dated and made effective as of August 31, 2018 (“Effective Date”), is entered into by and among (i) ATTIS INFRASTRUCTURE LLC, a Delaware limited liability company |
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September 12, 2018 |
Exhibit 10.2 Face Amount: $153,333.33 AUGUST 31, 2018 ATTIS INFRASTRUCTURE LLC, a Delaware limited liability corporation (the “Borrower”), hereby promises to pay to the order of (the “Lender”), in lawful money of the United States and in immediately available funds, the principal sum of ONE HUNDRED FIFTY THREE THOUSAND THREE HUNDRED THIRTY THREE DOLLARS AND THIRTY THREE CENTS ($153,333.33) pursuan |
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September 10, 2018 |
Unregistered Sales of Equity Securities 8-K 1 f8k090518battisindustries.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 4, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdi |
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September 7, 2018 |
ATIS / Attis Industries Inc. PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis |
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September 4, 2018 |
EX-10.1 10 f8k082818ex10-1attisindus.htm PAYOFF LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. Exhibit 10.1 PAYOFF LETTER August 29, 2018 Attis Industries Inc. Attis Operations Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technolo |
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September 4, 2018 |
Certificate of Amendment to Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: The certificate of incorporation of the Corporation (such certificate of incorporation, as amended or |
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September 4, 2018 |
Exhibit 10.4 Execution Version SUBSIDIARY GUARANTEE This SUBSIDIARY GUARANTEE, dated as of August 29, 2018 (this “Guarantee”), is made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the holders (together with their permitted assigns, the “Purchasers”) of the 8% Senior Secured Convertible Promissory |
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September 4, 2018 |
Exhibit 10.2 EXECUTED VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of August 29, 2018 (this “Agreement”), is entered into by and among Attis Industries Inc., a New York corporation (the “Company”), each subsidiary of the Company that is a signatory hereto either now joined or joined in the future (each subsidiary, a “Guarantor”, and collectively with the Company, the “Debtors”, wit |
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September 4, 2018 |
Exhibit 4.7 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (this “Agreement”) is made and entered into as of August 29, 2018, by and between Attis Industries Inc., a New York corporation (the “Company”), and Goldman Sachs & Co. LLC, a New York limited liability company (the “Purchaser”). RECITALS WHEREAS, the Company and the Purchaser are |
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September 4, 2018 |
Exhibit 10.4 Execution Version SUBSIDIARY GUARANTEE This SUBSIDIARY GUARANTEE, dated as of August 29, 2018 (this “Guarantee”), is made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the holders (together with their permitted assigns, the “Purchasers”) of the 8% Senior Secured Convertible Promissory |
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September 4, 2018 |
Side Letter dated as of August 29, 2018 from Attis Industries Inc. to Goldman Sachs & Co. LLC EX-4.6 8 f8k082818ex4-6attisindus.htm SIDE LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS & CO. LLC Exhibit 4.6 August 29, 2018 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Attention: AmSSG Legal Department Re: Series F Preferred Stock Ladies and Gentlemen: We refer to that certain Securities Purchase Agreement, dated as of the date hereof (the “ |
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September 4, 2018 |
EX-4.1 3 f8k082818ex4-1attisindus.htm SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND THE PURCHASERS IDENTIFIED THEREIN Exhibit 4.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (the “Company”), and th |
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September 4, 2018 |
Exhibit 10.3 EXECUTION VERSION INTELLECTUAL PROPERTY SECURITY AGREEMENT This INTELLECTUAL PROPERTY SECURITY AGREEMENT (this “Agreement”), dated as of August 29, 2018, by Attis Industries Inc., a New York corporation (the “Grantor”), in favor of MEF I, L.P., a Delaware limited partnership, FirstFire Global Opportunities Fund LLC, a Delaware limited liability company, Hudson Bay Master Fund Ltd., an |
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September 4, 2018 |
Exhibit 4.7 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (this “Agreement”) is made and entered into as of August 29, 2018, by and between Attis Industries Inc., a New York corporation (the “Company”), and Goldman Sachs & Co. LLC, a New York limited liability company (the “Purchaser”). RECITALS WHEREAS, the Company and the Purchaser are |
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September 4, 2018 |
EX-4.1 3 f8k082818ex4-1attisindus.htm SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND THE PURCHASERS IDENTIFIED THEREIN Exhibit 4.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (the “Company”), and th |
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September 4, 2018 |
Certificate of Amendment to Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: The certificate of incorporation of the Corporation (such certificate of incorporation, as amended or |
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September 4, 2018 |
8-K 1 f8k082818attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 28, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or o |
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September 4, 2018 |
Exhibit 10.2 EXECUTED VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of August 29, 2018 (this “Agreement”), is entered into by and among Attis Industries Inc., a New York corporation (the “Company”), each subsidiary of the Company that is a signatory hereto either now joined or joined in the future (each subsidiary, a “Guarantor”, and collectively with the Company, the “Debtors”, wit |
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September 4, 2018 |
Form of 8% Senior Secured Convertible Promissory Note EX-4.2 4 f8k082818ex4-2attisindus.htm FORM OF 8% SENIOR SECURED CONVERTIBLE PROMISSORY NOTE Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIE |
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September 4, 2018 |
Side Letter dated as of August 29, 2018 from Attis Industries Inc. to Goldman Sachs & Co. LLC EX-4.6 8 f8k082818ex4-6attisindus.htm SIDE LETTER DATED AS OF AUGUST 29, 2018 FROM ATTIS INDUSTRIES INC. TO GOLDMAN SACHS & CO. LLC Exhibit 4.6 August 29, 2018 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Attention: AmSSG Legal Department Re: Series F Preferred Stock Ladies and Gentlemen: We refer to that certain Securities Purchase Agreement, dated as of the date hereof (the “ |
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September 4, 2018 |
Form of Common Stock Purchase Warrant Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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September 4, 2018 |
EX-4.5 7 f8k082818ex4-5attisindus.htm SERIES F PREFERRED STOCK SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 29, 2018, BY AND BETWEEN ATTIS INDUSTRIES INC. AND GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. Exhibit 4.5 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (th |
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September 4, 2018 |
Exhibit 4.4 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of August 29, 2018, by and among Attis Industries Inc., a New York corporation (the “Company”), and the Holders signatory hereto (the “Holders”). This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the C |
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August 28, 2018 |
ATIS / Attis Industries Inc. DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis |
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August 20, 2018 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-13984 ATTIS INDUSTRIES INC. (E |
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August 17, 2018 |
ATIS / Attis Industries Inc. PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Regis |
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August 15, 2018 |
ATIS / Attis Industries Inc. NOTIFICATION OF LATE FILING NT 10-Q 1 extf10q0618attisindustries.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ For |
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August 10, 2018 |
Certificate of Amendment to Certificate of Incorporation EX-3.2 2 fs32018a2ex3-2attis.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.2 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: date of fili |
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August 10, 2018 |
Certificate of Amendment to Certificate of Incorporation EX-3.2 2 fs32018a2ex3-2attis.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.2 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Attis Industries Inc. (the “Corporation”). The name under which it was originally formed is “CIP, Inc.” SECOND: date of fili |
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August 10, 2018 |
ATIS / Attis Industries Inc. AMENDMENT NO. 2 TO REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on August 10, 2018 Registration No. |
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August 10, 2018 |
EX-99.1 2 tv500658ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Attis Industries, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgate |
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August 10, 2018 |
ATIS / Attis Industries Inc. / YA GLOBAL MASTER SPV, LTD. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Attis Industries, Inc. (Name of Issuer) Common Shares, par value $0.025 per share (Title of Class of Securities) 049836109 (CUSIP Number) August 8, 2018 (Date of Event, which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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August 6, 2018 |
EX-10.3 3 f8k0718ex10-3attis.htm FORM OF OMNIBUS AMENDMENT Exhibit 10.3 OMNIBUS Amendment This OMNIBUS AMENDMENT (this “Amendment”) is entered into as of August 3, 2018 by and between Attis Industries Inc. (formerly known as Meridian Waste Solutions, Inc.), a New York corporation (the “Company”) and the undersigned (the “Purchaser”). The Company and the Purchasers are also each hereinafter referre |
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August 6, 2018 |
EX-10.3 3 f8k0718ex10-3attis.htm FORM OF OMNIBUS AMENDMENT Exhibit 10.3 OMNIBUS Amendment This OMNIBUS AMENDMENT (this “Amendment”) is entered into as of August 3, 2018 by and between Attis Industries Inc. (formerly known as Meridian Waste Solutions, Inc.), a New York corporation (the “Company”) and the undersigned (the “Purchaser”). The Company and the Purchasers are also each hereinafter referre |
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August 6, 2018 |
EX-3.1 2 f8k0718ex3-1attis.htm SERIES F AMENDED CERTIFICATE Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Attis Industries Inc. The former name of the corporation, under which it was originally formed is: CIP, Inc. 2. The date of filing o |
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August 6, 2018 |
8-K 1 f8k0718attisindustries.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or oth |
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August 6, 2018 |
EX-3.1 2 f8k0718ex3-1attis.htm SERIES F AMENDED CERTIFICATE Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ATTIS INDUSTRIES INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Attis Industries Inc. The former name of the corporation, under which it was originally formed is: CIP, Inc. 2. The date of filing o |
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July 24, 2018 |
EX-99.8 9 f8k052518a1ex99-8attis.htm AUDITED FINANCIAL STATEMENTS OF APPLIED COMBUSTION RESEARCH LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.8 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 2016 R |
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July 24, 2018 |
Exhibit 99.9 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Page No Financial Statements Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations for the three months ended March 31, 2018 and 2017 3 Unaudited Statements of Cash Flows for the three months ended March 31, 2018 and 2017 |
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July 24, 2018 |
Financial Statements and Exhibits 8-K/A 1 f8k052518a1attisindustries.htm AMENDMENT NO .1 TO FORM 8-K FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Employer |
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July 24, 2018 |
Exhibit 99.7 ADVANCED LIGNIN BIOCOMPOSITES LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Page No Financial Statements Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations for the three months ended March 31, 2018 and 2017 3 Unaudited Statements of Cash Flows for the three months ended March 31, 2018 and 20 |
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July 24, 2018 |
EX-99.6 7 f8k052518a1ex99-6attis.htm AUDITED FINANCIAL STATEMENTS OF ADVANCED LIGNIN BIOCOMPOSITES LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.6 ADVANCED LIGNIN BIOCOMPOSITES LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 20 |
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July 24, 2018 |
FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 TABLE OF CONTENTS EX-99.1 2 f8k052518a1ex99-1attis.htm AUDITED FINANCIAL STATEMENTS OF FLUX CARBON LLC AS OF DECEMBER 31, 2017 AND FOR THE PERIOD JANUARY 3, 2017 (INCEPTION) TO DECEMBER 31, 2017 Exhibit 99.1 FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 TABLE OF CONTENTS Page No Financial Statements as of and for the Period January 3, 2017 (inception) to December 31, 2017 Report o |
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July 24, 2018 |
EX-99.4 5 f8k052518a1ex99-4attis.htm AUDITED FINANCIAL STATEMENTS OF GENAREX FD LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.4 GENAREX FD, LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Year Ended December 31, 2017 and 2016 Balance Sheets as of December 31, 2 |
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July 24, 2018 |
EX-99.8 9 f8k052518a1ex99-8attis.htm AUDITED FINANCIAL STATEMENTS OF APPLIED COMBUSTION RESEARCH LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.8 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 2016 R |
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July 24, 2018 |
EX-99.8 9 f8k052518a1ex99-8attis.htm AUDITED FINANCIAL STATEMENTS OF APPLIED COMBUSTION RESEARCH LLC AS OF DECEMBER 31, 2017 AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016 Exhibit 99.8 APPLIED COMBUSTION RESEARCH LLC FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND 2016 TABLE OF CONTENTS Page No Financial Statements as of and for the Years Ended December 31, 2017 and 2016 R |
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July 24, 2018 |
FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS EX-99.2 3 f8k052518a1ex99-2attis.htm UNAUDITED FINANCIAL STATEMENTS OF FLUX CARBON LLC AS OF MARCH 31, 2018 AND FOR THE THREE MONTHS ENDED MARCH 31, 2018 Exhibit 99.2 FLUX CARBON LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Financial Statements Page No Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations |
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July 24, 2018 |
Exhibit 99.3 The following financials summarize our consolidated results of operations for the year ended December 31, 2017 as well as the three month period ending March 31, 2018, as though the acquisition of 80% of the membership interest units of Flux Carbon LLC had occurred on December 31, 2017: ATTIS INDUSTRIES AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEETS AS OF DECEMBER 31 |
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July 24, 2018 |
GENAREX FD, LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Exhibit 99.5 GENAREX FD, LLC FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 TABLE OF CONTENTS Page No Financial Statements Balance Sheets as of March 31, 2018 (unaudited) and December 31, 2017 2 Unaudited Statements of Operations for the three months ended March 31, 2018 and 2017 3 Unaudited Statements of Cash Flows for the three months ended March 31, 2018 and 2017 4 Unaudited Not |
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July 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 16, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl |
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June 18, 2018 |
Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 Exhibit 99.1 Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 June 12, 2018 Meridian Waste Solutions, Inc. Meridian Waste Operations, Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technologies, Inc. Red X Medical LLC Integrity Lab Solutions, LLC LGMG, |
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June 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Empl |
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June 18, 2018 |
Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 Exhibit 99.1 Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 June 12, 2018 Meridian Waste Solutions, Inc. Meridian Waste Operations, Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technologies, Inc. Red X Medical LLC Integrity Lab Solutions, LLC LGMG, |
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June 18, 2018 |
First Amendment to Second Amended and Restated Credit and Guaranty Agreement Exhibit 10.1 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT (this “Amendment”) is entered into as of June 14, 2018 by and among MERIDIAN WASTE OPERATIONS, INC., a New York corporation (“Operations”), MOBILE SCIENCE TECHNOLOGIES, INC., a Georgia corporation (“Mobile”), ATTIS HEALTHCARE, L |
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June 18, 2018 |
Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 Exhibit 99.1 Goldman Sachs Specialty Lending Group, L.P. 2001 Ross Ave., Suite 2800 Dallas, Texas 75201 June 12, 2018 Meridian Waste Solutions, Inc. Meridian Waste Operations, Inc. Advanced Lignin Biocomposites LLC Attis Envicare Medical Waste, LLC Attis Genetics, LLC Attis Healthcare, LLC Attis Innovations, LLC Mobile Science Technologies, Inc. Red X Medical LLC Integrity Lab Solutions, LLC LGMG, |
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June 5, 2018 |
ATIS / Attis Industries Inc. DEFINITIVE INFORMATION STATEMENT DEF 14C 1 def14c0618attisindustries.htm DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) |
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June 1, 2018 |
EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement |
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June 1, 2018 |
Certificate of Amendment to Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Attis Industries Inc. (Insert the Current Name of Domestic Corporation) Under Section 805 of the Business Corporation Law FIRST: The current name of the corporation is: Attis Industries Inc. If the name of the corporation has been previously changed, the name under which it was originally formed is: CIP, Inc. SECOND: The d |
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June 1, 2018 |
EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement |
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June 1, 2018 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT AMONG GREENSHIFT CORPORATION, AS SELLER, FLUX CARBON LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of MAY 25, 2018 (“Effective Date”), is entered into by and among ATTIS INDUSTRIES INC., a New York corporation (“Buyer”), and GREENSHIFT CORPORATION, a Dela |
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June 1, 2018 |
EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement |
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June 1, 2018 |
Exhibit 10.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG |
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June 1, 2018 |
8-K 1 f8k052518attisindustries.htm CURRENT REPORT FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2018 ATTIS INDUSTRIES INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) |
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June 1, 2018 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT AMONG GREENSHIFT CORPORATION, AS SELLER, FLUX CARBON LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of MAY 25, 2018 (“Effective Date”), is entered into by and among ATTIS INDUSTRIES INC., a New York corporation (“Buyer”), and GREENSHIFT CORPORATION, a Dela |
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June 1, 2018 |
Certificate of Amendment to Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Attis Industries Inc. (Insert the Current Name of Domestic Corporation) Under Section 805 of the Business Corporation Law FIRST: The current name of the corporation is: Attis Industries Inc. If the name of the corporation has been previously changed, the name under which it was originally formed is: CIP, Inc. SECOND: The d |
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June 1, 2018 |
Amended and Restated Limited Liability Company Operating Agreement of Flux Carbon LLC* Exhibit 10.2 AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT This AMENDED AND RESTATED OPERATING AGREEMENT (the “Agreement”), is dated as of MAY 25, 2018 (“Effective Date”), by and among the undersigned members, ATTIS INNOVATION, LLC, a Delaware limited liability company (“Attis” or “Member”), and GS CLEANTECH CORPORATION (“CleanTech” or “Member” and, collectively with Attis, th |
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June 1, 2018 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT AMONG GREENSHIFT CORPORATION, AS SELLER, FLUX CARBON LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of MAY 25, 2018 (“Effective Date”), is entered into by and among ATTIS INDUSTRIES INC., a New York corporation (“Buyer”), and GREENSHIFT CORPORATION, a Dela |
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June 1, 2018 |
Amended and Restated Limited Liability Company Operating Agreement of Flux Carbon LLC* Exhibit 10.2 AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT This AMENDED AND RESTATED OPERATING AGREEMENT (the “Agreement”), is dated as of MAY 25, 2018 (“Effective Date”), by and among the undersigned members, ATTIS INNOVATION, LLC, a Delaware limited liability company (“Attis” or “Member”), and GS CLEANTECH CORPORATION (“CleanTech” or “Member” and, collectively with Attis, th |
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June 1, 2018 |
EX-10.6 7 f8k052518ex10-6attisindus.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES, LLC, GENAREX FD LLC AND ATTIS INDUSTRIES INC. Exhibit 10.6 MEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GAULA VENTURES LLC, AS SELLER, GENAREX FD LLC, AND ATTIS INDUSTRIES INC., AS BUYER MAY 25, 2018 MEMBERSHIP INTEREST PURCHASE AGREEMENT This MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement |
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June 1, 2018 |
Exhibit 10.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG |
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June 1, 2018 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT this “Agreement”), dated as of MAY , 2018 (the “Effective Date”), is entered into by and between ATTIS INDUSTRIES, INC., a New York corporation (“Company”) and GREENSHIFT CORPORTION, a Delaware corporation (“GreenShift” or “Holder”). RECITALS A. In connection with the SPA by and between, inter alia, Company and GreenShif |
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June 1, 2018 |
Certificate of Amendment to Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Attis Industries Inc. (Insert the Current Name of Domestic Corporation) Under Section 805 of the Business Corporation Law FIRST: The current name of the corporation is: Attis Industries Inc. If the name of the corporation has been previously changed, the name under which it was originally formed is: CIP, Inc. SECOND: The d |
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June 1, 2018 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT this “Agreement”), dated as of MAY , 2018 (the “Effective Date”), is entered into by and between ATTIS INDUSTRIES, INC., a New York corporation (“Company”) and GREENSHIFT CORPORTION, a Delaware corporation (“GreenShift” or “Holder”). RECITALS A. In connection with the SPA by and between, inter alia, Company and GreenShif |
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June 1, 2018 |
Exhibit 10.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG |
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June 1, 2018 |
ATIS / Attis Industries Inc. AMENDMENT NO. 1 TO FORM S-3 As filed with the Securities and Exchange Commission on June 1, 2018 Registration No. |
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May 29, 2018 |
ATIS / Attis Industries Inc. PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) Definitive Information Statement ATTIS INDUSTRIES INC. (Name of Registran |
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May 25, 2018 |
Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou |
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May 25, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2018 ATTIS INDUSTRIES INC. |
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May 25, 2018 |
Letter from Moss Adams LLP, regarding change in independent registered public accounting firm Exhibit 16.1 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning our firm. /s/ Moss Adams LLP |
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May 25, 2018 |
Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou |
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May 25, 2018 |
Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou |
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May 25, 2018 |
Letter from Hein & Associates LLP, regarding change in independent registered public accounting firm EX-16.2 3 f8k052118bex16-2attisindus.htm LETTER FROM HEIN & ASSOCIATES LLP, REGARDING CHANGE IN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.2 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning ou |
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May 25, 2018 |
Letter from Moss Adams LLP, regarding change in independent registered public accounting firm Exhibit 16.1 May 25, 2018 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Attis Industries Inc.’s statements included under Item 4.01 of its Form 8-K filed on May 25, 2018, and we agree with such statements concerning our firm. /s/ Moss Adams LLP |
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May 23, 2018 |
Changes in Control of Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2018 ATTIS INDUSTRIES INC. |
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May 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-13984 ATTIS INDUSTRIES INC. ( |
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May 16, 2018 |
MRDN / Meridian Waste Solutions, Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2018 ☐ T |
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May 7, 2018 |
ATIS / Attis Industries Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment SC 13G 1 sc13g0518intracoattis.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Attis Industries Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 049836109 (CUSIP Number) April 10, 2018 (Date of Event Which Requires Filing of this Statement) |
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May 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 ATTIS INDUSTRIES INC. (Name of Issuer) MERIDIAN WASTE SOLUTIONS, INC. BROOKLYN CHEESECAKE & DESSERTS COMPANY, INC. (Former Name of Issuer) Common Stock, par value $0.025 per share (Title of Class of Securities) 58985L118 (CUSIP Number) Jeffrey Cosman 12540 Broadwell Road |
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April 30, 2018 |
ATTIS INDUSTRIES INC. 12540 Broadwell Road, Suite 2104 Milton, GA 30004 (678) 580-5661 April 30, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Attis Industries Inc. - Registration Statement on Form S-1 (File No. 333-224511) Ladies and Gentlemen: Pursuant to Rule 473(c) of the Securities Act of 1933 (the “Act”), the following delaying amendment, presc |
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April 30, 2018 |
MRDN / Meridian Waste Solutions, Inc. / Hall Walter H. Jr - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MERIDIAN WASTE SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 58985L118 (CUSIP Number) JAMES L. PAUL, 191 PEACHTREE ST. N.E., 46TH FLOOR, ATLANTA, GEORGIA 30303 (404) 658-5468 (Name, Address and Telephone Number of Person Aut |
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April 30, 2018 |
MRDN / Meridian Waste Solutions, Inc. / Hall Walter H. Jr - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MERIDIAN WASTE SOLUTIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 58985L118 (CUSIP Number) JAMES L. PAUL, 191 PEACHTREE ST. N.E., 46TH FLOOR, ATLANTA, GEORGIA 30303 (404) 658-5468 (Name, Address and Telephone Number of Person Aut |
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April 28, 2018 |
MRDN / Meridian Waste Solutions, Inc. REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on April 27, 2018 Registration No. |
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April 26, 2018 |
ATTIS INDUSTRIES INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION EX-99.1 2 f8k042018a1ex99-1attis.htm PRO FORMA FINANCIAL STATEMENTS OF ATTIS INNOVATIONS INC. AND ITS SUBSIDIARIES AT DECEMBER 31, 2017 AND FOR THE YEAR ENDED DECEMBER 31, 2017 Exhibit 99.1 ATTIS INDUSTRIES INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION On April 24, 2018, on April 20, 2018, pursuant to the Equity Securities Purchase Agreement dated February 20, 2018 by and a |
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April 26, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2018 ATTIS INDUSTRIES INC. |
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April 24, 2018 |
EX-3.1 4 f8k042018ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Meridian Waste Solutions, Inc. (the “Corporation”). The name under which |
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April 24, 2018 |
EX-4.2 6 f8k042018ex4-2meridianwaste.htm SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT DATED APRIL 20, 2018 BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MOBILE SCIENCE TECHNOLOGIES, INC., ATTIS HEALTHCARE, LLC, INTEGRITY LAB SOLUTIONS, LLC, RED X MEDICAL LLC, WELNESS BENEFITS, LLC, Exhibit 4.2 Execution Version SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT dated as of Apri |
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April 24, 2018 |
Exhibit 4.3 AMENDED AND RESTATED TERM LOAN NOTE $8,158,333.79 April 20, 2018 New York, New York FOR VALUE RECEIVED, each of MERIDIAN WASTE OPERATIONS, INC., a New York corporation (“Operations”), MOBILE SCIENCE TECHNOLOGIES, INC., a Georgia corporation (“Mobile”), ATTIS HEALTHCARE, LLC, a South Carolina limited liability company (“Healthcare”), INTEGRITY LAB SOLUTIONS, LLC, an Oklahoma limited lia |
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April 24, 2018 |
Exhibit 4.4 Execution Version AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT dated as of April 20, 2018 between EACH OF THE GRANTORS PARTY HERETO and GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P., as Collateral Agent TABLE OF CONTENTS PAGE SECTION 1. DEFINITIONS; GRANT OF SECURITY. 2 1.1 General Definitions 2 1.2 Definitions; Interpretation 8 SECTION 2. GRANT OF SECURITY. 9 2.1 Grant of Security |
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April 24, 2018 |
EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018 EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA |
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April 24, 2018 |
Exhibit 10.1 RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT This RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT (the “Agreement”) is made and entered into as of April 20, 2018 (the “Effective Date”), by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”), Walter H. Hall, Jr., an individual (the “Executive” and, together with |
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April 24, 2018 |
EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018 EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA |
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April 24, 2018 |
EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
Exhibit 10.1 RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT This RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT (the “Agreement”) is made and entered into as of April 20, 2018 (the “Effective Date”), by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”), Walter H. Hall, Jr., an individual (the “Executive” and, together with |
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April 24, 2018 |
EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018 EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA |
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April 24, 2018 |
Exhibit 4.3 AMENDED AND RESTATED TERM LOAN NOTE $8,158,333.79 April 20, 2018 New York, New York FOR VALUE RECEIVED, each of MERIDIAN WASTE OPERATIONS, INC., a New York corporation (“Operations”), MOBILE SCIENCE TECHNOLOGIES, INC., a Georgia corporation (“Mobile”), ATTIS HEALTHCARE, LLC, a South Carolina limited liability company (“Healthcare”), INTEGRITY LAB SOLUTIONS, LLC, an Oklahoma limited lia |
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April 24, 2018 |
EX-4.2 6 f8k042018ex4-2meridianwaste.htm SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT DATED APRIL 20, 2018 BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MOBILE SCIENCE TECHNOLOGIES, INC., ATTIS HEALTHCARE, LLC, INTEGRITY LAB SOLUTIONS, LLC, RED X MEDICAL LLC, WELNESS BENEFITS, LLC, Exhibit 4.2 Execution Version SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT dated as of Apri |
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April 24, 2018 |
EX-2.3 3 f8k042018ex2-3meridianwaste.htm AMENDMENT NO. 2 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED APRIL 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.3 AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #2 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
Warrant to Purchase Stock issued in favor of Meridian Waste Acquisitions, LLC, dated April 20, 2018 EX-4.1 5 f8k042018ex4-1meridianwaste.htm WARRANT TO PURCHASE STOCK ISSUED IN FAVOR OF MERIDIAN WASTE ACQUISITIONS, LLC, DATED APRIL 20, 2018. Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STA |
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April 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 2018 MERIDIAN WASTE SOLUTIONS, INC. |
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April 24, 2018 |
EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
Exhibit 10.1 RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT This RESIGNATION AND EXECUTIVE EMPLOYMENT AGREEMENT TERMINATION AGREEMENT (the “Agreement”) is made and entered into as of April 20, 2018 (the “Effective Date”), by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”), Walter H. Hall, Jr., an individual (the “Executive” and, together with |
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April 24, 2018 |
EX-3.1 4 f8k042018ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Meridian Waste Solutions, Inc. (the “Corporation”). The name under which |
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April 24, 2018 |
EX-4.2 6 f8k042018ex4-2meridianwaste.htm SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT DATED APRIL 20, 2018 BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MOBILE SCIENCE TECHNOLOGIES, INC., ATTIS HEALTHCARE, LLC, INTEGRITY LAB SOLUTIONS, LLC, RED X MEDICAL LLC, WELNESS BENEFITS, LLC, Exhibit 4.2 Execution Version SECOND AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT dated as of Apri |
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April 24, 2018 |
EX-2.2 2 f8k042018ex2-2meridianwaste.htm AMENDMENT NO. 1 TO THE EQUITY SECURITIES PURCHASE AGREEMENT, DATED MARCH 30, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND JEFFREY S. COSMAN Exhibit 2.2 AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT THIS AMENDMENT #1 TO EQUITY SECURITIES PURCHASE AGREEMENT (this “Amendment”) m |
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April 24, 2018 |
EX-3.1 4 f8k042018ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law FIRST: The name of the corporation is Meridian Waste Solutions, Inc. (the “Corporation”). The name under which |
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April 24, 2018 |
Exhibit 4.4 Execution Version AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT dated as of April 20, 2018 between EACH OF THE GRANTORS PARTY HERETO and GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P., as Collateral Agent TABLE OF CONTENTS PAGE SECTION 1. DEFINITIONS; GRANT OF SECURITY. 2 1.1 General Definitions 2 1.2 Definitions; Interpretation 8 SECTION 2. GRANT OF SECURITY. 9 2.1 Grant of Security |
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April 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-13984 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in |
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April 13, 2018 |
EX-10.1 2 f8k040918ex10-1meridian.htm FORM OF FIRST AMENDMENT TO DIRECTOR AGREEMENT Exhibit 10.1 FirsT Amendment to DIRECTOR Agreement This First Amendment to DIRECTOR Agreement (this “Amendment”) is entered into as of April 12, 2018 by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”) and (the “Director”). The Company and the Director are also each hereinafter refer |
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April 13, 2018 |
EX-10.1 2 f8k040918ex10-1meridian.htm FORM OF FIRST AMENDMENT TO DIRECTOR AGREEMENT Exhibit 10.1 FirsT Amendment to DIRECTOR Agreement This First Amendment to DIRECTOR Agreement (this “Amendment”) is entered into as of April 12, 2018 by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”) and (the “Director”). The Company and the Director are also each hereinafter refer |
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April 13, 2018 |
EX-10.1 2 f8k040918ex10-1meridian.htm FORM OF FIRST AMENDMENT TO DIRECTOR AGREEMENT Exhibit 10.1 FirsT Amendment to DIRECTOR Agreement This First Amendment to DIRECTOR Agreement (this “Amendment”) is entered into as of April 12, 2018 by and among Meridian Waste Solutions, Inc., a New York corporation (the “Company”) and (the “Director”). The Company and the Director are also each hereinafter refer |
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April 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2018 MERIDIAN WASTE SOLUTIONS, INC. |
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April 11, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2018 MERIDIAN WASTE SOLUTIONS, INC. |
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April 4, 2018 |
EX-3.1 2 f8k032918ex3-1meridianwaste.htm CERTIFICATE OF CORRECTION TO CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 New York State Department of State DIVISION OF CORPORATIONS, STATE RECORDS AND UNIFORM COMMERCIAL CODE One Commerce Plaza 99 Washington Ave. Albany, NY 12231-0001 www.dos.ny.gov CERTIFICATE OF CORRECTION OF Certificate of Amendment to Certificate of Incorporati |
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April 4, 2018 |
EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 4, 2018 |
EX-3.1 2 f8k032918ex3-1meridianwaste.htm CERTIFICATE OF CORRECTION TO CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 New York State Department of State DIVISION OF CORPORATIONS, STATE RECORDS AND UNIFORM COMMERCIAL CODE One Commerce Plaza 99 Washington Ave. Albany, NY 12231-0001 www.dos.ny.gov CERTIFICATE OF CORRECTION OF Certificate of Amendment to Certificate of Incorporati |
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April 4, 2018 |
EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 4, 2018 |
EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 4, 2018 |
EX-4.2 4 f8k032918ex4-2meridianwaste.htm FORM OF PREFERRED E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number |
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April 4, 2018 |
EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 4, 2018 |
EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 4, 2018 |
EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 4, 2018 |
EX-4.1 3 f8k032918ex4-1meridianwaste.htm FORM OF PREFERRED D WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGL |
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April 2, 2018 |
MRDN / Meridian Waste Solutions, Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-13984 CUSIP NUMBER (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2017 |
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March 21, 2018 |
MRDN / Meridian Waste Solutions, Inc. INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name |
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March 16, 2018 |
EX-3.1 2 f8k031318ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was |
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March 16, 2018 |
EX-3.1 2 f8k031318ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was |
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March 16, 2018 |
EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, |
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March 16, 2018 |
EX-3.1 2 f8k031318ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was |
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March 16, 2018 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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March 16, 2018 |
EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, |
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March 16, 2018 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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March 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (State or other jurisdiction (Commission File Number |
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March 16, 2018 |
EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, |
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March 16, 2018 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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March 16, 2018 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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March 16, 2018 |
EX-4.2 4 f8k031318ex4-2meridianwaste.htm FORM OF SERIES E WARRANT Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, |
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March 13, 2018 |
MRDN / Meridian Waste Solutions, Inc. DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name |
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March 9, 2018 |
MRDN / Meridian Waste Solutions, Inc. PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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March 6, 2018 |
MRDN / Meridian Waste Solutions, Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment SC 13G 1 sc13g0318intracoastmeridian.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Meridian Waste Solutions, Inc. (Name of Issuer) Common Stock, $0.025 par value per share (Title of Class of Securities) 58985L209 (CUSIP Number) February 23, 2018 (Date of Event Which Requires Filing o |
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March 2, 2018 |
MRDN / Meridian Waste Solutions, Inc. PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name |
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February 27, 2018 |
EX-99.1 2 f8k022118ex99-1meridian.htm PRESS RELEASE ENTITLED "MERIDIAN WASTE SOLUTIONS ISSUES SHAREHOLDER UPDATE LETTER" DATED FEBRUARY 27, 2018 Exhibit 99.1 Meridian Waste Solutions Issues Shareholder Update Letter Announces Name Change to Attis Industries, Inc. Expects $12 Million Revenue and $3 Million Pre-Tax Net Income in 2018 Based on Existing Platforms Evaluating a Pipeline of Growth Opport |
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February 27, 2018 |
8-K 1 f8k022118meridianwaste.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (Sta |
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February 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2018 MERIDIAN WASTE SOLUTIONS, INC. |
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February 22, 2018 |
EX-10.1 4 f8k022118ex10-1meridian.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 21, 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purch |
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February 22, 2018 |
EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF |
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February 22, 2018 |
EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec |
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February 22, 2018 |
8-K 1 f8k022118meridianwaste.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 ( |
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February 22, 2018 |
EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it |
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February 22, 2018 |
EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF |
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February 22, 2018 |
EX-10.1 4 f8k022118ex10-1meridian.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 21, 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purch |
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February 22, 2018 |
EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec |
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February 22, 2018 |
EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF |
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February 22, 2018 |
EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec |
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February 22, 2018 |
EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it |
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February 22, 2018 |
EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it |
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February 22, 2018 |
EX-4.1 3 f8k022118ex4-1meridian.htm FORM OF WARRANT Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFF |
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February 22, 2018 |
EX-3.1 2 f8k022118ex3-1meridian.htm FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it |
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February 22, 2018 |
EX-10.1 4 f8k022118ex10-1meridian.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 21, 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purch |
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February 22, 2018 |
EX-10.2 5 f8k022118ex10-2meridian.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February , 2018, between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collec |
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February 21, 2018 |
Mail Stop 4631 February 20, 2018 Jeffrey S. Cosman Chief Execution Officer Meridian Waste Solutions, Inc. One Glenlake Parkway NE Suite 900 Atlanta, GA 30328 Re: Meridian Waste Solutions, Inc. Preliminary Information Statement on Schedule 14C Filed January 4, 2018 File No. 001-13984 Dear Mr. Cosman: We have completed our review of your filing. We remind you that the company and its management are |
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February 20, 2018 |
EX-2.1 2 f8k022018ex2-1meridian.htm EQUITY SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND, SOLELY FOR PURPOSES OF SECTION 6.4 AND SECTION 6.7, JEFFREY S. COSMAN Exhibit 2.1 EQUITY SECURITIES PURCHASE AGREEMENT by and among MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUT |
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February 20, 2018 |
EX-2.1 2 f8k022018ex2-1meridian.htm EQUITY SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND, SOLELY FOR PURPOSES OF SECTION 6.4 AND SECTION 6.7, JEFFREY S. COSMAN Exhibit 2.1 EQUITY SECURITIES PURCHASE AGREEMENT by and among MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUT |
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February 20, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 f8k022018meridianwaste.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2018 MERIDIAN WASTE SOLUTIONS, INC. (Exact name of registrant as specified in its charter) New York 001-13984 13-3832215 (Sta |
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February 20, 2018 |
EX-2.1 2 f8k022018ex2-1meridian.htm EQUITY SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 20, 2018, BY AND AMONG MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUTIONS, INC., MERIDIAN WASTE ACQUISITIONS, LLC AND, SOLELY FOR PURPOSES OF SECTION 6.4 AND SECTION 6.7, JEFFREY S. COSMAN Exhibit 2.1 EQUITY SECURITIES PURCHASE AGREEMENT by and among MERIDIAN WASTE OPERATIONS, INC., MERIDIAN WASTE SOLUT |
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February 20, 2018 |
Exhibit 99.1 Meridian Waste Solutions Executes Agreement to Sell its Solid Waste Management Assets Transaction Valued in Excess of $90 Million Eliminates $87 Million of Debt Remaining Assets Expected to Generate $3 Million Pre-Tax Income in 2018 ATLANTA, GA (Globe Newswire) ? February 19, 2018: Meridian Waste Solutions, Inc. (NASDAQ: MRDN) (?Meridian? or the ?Company?), an innovative technology co |
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February 16, 2018 |
MRDN / Meridian Waste Solutions, Inc. DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement MERIDIAN WASTE SOLUTIONS, INC. (Name |
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February 13, 2018 |
MRDN / Meridian Waste Solutions, Inc. DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Amendment No. 2 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement MERIDIAN WASTE SOLUT |
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February 13, 2018 |
MRDN / Meridian Waste Solutions, Inc. CORRESP MERIDIAN WASTE SOLUTIONS, INC. ONE GLENLAKE PARKWAY NE, SUITE 900 ATLANTA, GA 30328 February 13, 2018 Pamela A. Long U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Meridian Waste Solutions, Inc. Amendment No. 1 to Preliminary Information Statement on Schedule 14C Filed January 30, 2018 File No. 001-13984 Dear Ms. Long: By letter dated February 12, 2018, the sta |
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February 12, 2018 |
Mail Stop 4631 February 12, 2018 Jeffrey S. Cosman Chief Executive Officer Meridian Waste Solutions, Inc. One Glenlake Parkway NE Suite 900 Atlanta, GA 30328 Re: Meridian Waste Solutions, Inc. Amendment No. 1 to Preliminary Information Statement on Schedule 14C Filed January 30, 2018 File No. 001-13984 Dear Mr. Cosman: We have reviewed your filing and have the following comments. In some of our co |
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February 1, 2018 |
EX-3.1 2 f8k012618ex3-1meridianwaste.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF MERIDIAN WASTE SOLUTIONS, INC. Under Section 805 of the Business Corporation Law IT IS HEREBY CERTIFIED THAT: 1. The name of the corporation is: Meridian Waste Solutions, Inc. The former name of the corporation, under which it was |