MRVC / MRV Communications, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

МРВ Коммуникейшнс, Инк.
US ˙ NASDAQ
ЭТОТ СИМВОЛ БОЛЬШЕ НЕ АКТИВЕН

Основная статистика
CIK 887969
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to MRV Communications, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
August 24, 2017 15-12B

MRV Communications FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-11174 MRV COMMUNICATIONS, INC. (Exact name of registrant as specified in

August 18, 2017 S-8 POS

MRV Communications POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

S-8 POS 1 t1702426-x5s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on August 18, 2017 Registration No. 333-107109 Registration No. 333-129364 Registration No. 333-167971 Registration No. 333-168910 Registration No. 333-204554 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8

August 18, 2017 S-8 POS

MRV Communications POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

S-8 POS 1 t1702426-x4s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on August 18, 2017 Registration No. 333-107109 Registration No. 333-129364 Registration No. 333-167971 Registration No. 333-168910 Registration No. 333-204554 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8

August 18, 2017 S-8 POS

MRV Communications POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

S-8 POS 1 t1702426-x3s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on August 18, 2017 Registration No. 333-107109 Registration No. 333-129364 Registration No. 333-167971 Registration No. 333-168910 Registration No. 333-204554 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8

August 18, 2017 S-8 POS

MRV Communications POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

As filed with the Securities and Exchange Commission on August 18, 2017 Registration No.

August 18, 2017 S-8 POS

MRV Communications POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

S-8 POS 1 t1702426-x1s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on August 18, 2017 Registration No. 333-107109 Registration No. 333-129364 Registration No. 333-167971 Registration No. 333-168910 Registration No. 333-204554 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8

August 15, 2017 SC 13D/A

MRVC / MRV Communications, Inc. / Adva Na Holdings, Inc. - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 (Title of Class of Securities) 553477407 (CUSIP Number) Copies to: Ulrich Dopfer President Golden Acquisition Corporation 5755 Peachtree Industrial Blvd. Norcross, Georgia 30092 Te

August 15, 2017 SC 13D/A

MRV Communications AMENDMENT NO. 19 TO SCHEDULE 13D (Activist Acquisition of More Than 5% of Shares)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 19)1 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 per share (Title of Class of Securities) 553477407 (CUSIP Number) STEVE WOLO

August 14, 2017 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MRV COMMUNICATIONS, INC. ARTICLE I

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MRV COMMUNICATIONS, INC. ARTICLE I NAME The name of the corporation is MRV Communications, Inc. (the ?Corporation?). ARTICLE II REGISTERED OFFICE AND AGENT The address of the registered office of the Corporation in the State of Delaware is 1209 Orange Street, Wilmington, Delaware 19801, in the County of New Castle, and the name of th

August 14, 2017 EX-3.2

Amended and RESTATED BYLAWS OF MRV COMMUNICATIONS, Inc. (Effective as of August 14, 2017) Article I OFFICES, CORPORATE SEAL

Exhibit 3.2 Amended and RESTATED BYLAWS OF MRV COMMUNICATIONS, Inc. (Effective as of August 14, 2017) Article I OFFICES, CORPORATE SEAL Section 1.01. Registered Office. The registered office of the corporation in Delaware shall be that set forth in the Certificate of Incorporation or in the most recent amendment of the Certificate of Incorporation or in a certificate filed with the Secretary of St

August 14, 2017 8-K

Changes in Control of Registrant, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 t17023798k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2017 MRV COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-11174 06-1340090 (State or other jurisdictio

August 14, 2017 SC 14D9/A

MRV Communications SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 5) MRV COMMUNICATIONS, INC. (Name of Subject Company) MRV COMMUNICATIONS, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.0017 per share (Title of Class of Securi

August 14, 2017 EX-99.A5H

ADVA Optical Networking Completes Tender Offer for Acquisition of MRV Communications, Inc.

Exhibit (a)(5)(H) ADVA Optical Networking Completes Tender Offer for Acquisition of MRV Communications, Inc.

August 14, 2017 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) MRV Communications, Inc. (Name of Subject Company (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Acquisition Corporation (Name of Filing Person (Offeror)) a wholly owned subsidiary of ADVA NA Holdings, Inc. (Name of Filing Person (

August 2, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 mrv20170630-8kearningsrele.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2017 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jur

August 2, 2017 EX-99.1

MRV Reports Second-Quarter Results

Exhibit 99.1 MRV Reports Second-Quarter Results CHATSWORTH, Calif., August 2, 2017, MRV Communications Inc. (NASDAQ: MRVC), a provider of innovative network solutions for service providers, data center operators and enterprises , reported financial results for the three-and six-months ended June 30, 2017. Financial Reporting The Company uses certain non-GAAP financial measures and a reconciliation

August 2, 2017 10-Q

MRVC / MRV Communications, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2017 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 MRV COMMUNICATIONS,

July 31, 2017 SC 14D9/A

MRV Communications AMENDMENT NO. 4 TO SCHEDULE 14D9

SC 14D9/A 1 t1702256sc14d9a.htm AMENDMENT NO. 4 TO SCHEDULE 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) MRV COMMUNICATIONS, INC. (Name of Subject Company) MRV COMMUNICATIONS, INC. (Name of Person(s) Filing Statement) Co

July 31, 2017 EX-99.(A)(5)(H)

EX-99.(A)(5)(H)

Exhibit (a)(5)(H) Rosemary M. Rivas (State Bar No. 209147) Email: [email protected] LEVI & KORSINSKY, LLP 44 Montgomery Street, Suite 650 San Francisco, California 94104 Telephone: (415) 291-2420 Facsimile: (415) 484-1294 Counsel for Individual and Representative Plaintiff Mark Trottier [Additional Counsel listed on signature block.] UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA

July 31, 2017 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) MRV Communications, Inc. (Name of Subject Company (

SC TO-T/A 1 t1702249sctoa.htm AMENDMENT NO. 3 TO SCHEDULE TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Acquisition Corporation (Name of Filing Person (Offeror)) a wholly owned

July 27, 2017 SC 14D9/A

MRV Communications AMENDMENT NO. 3 TO SCHEDULE 14D-9

SC 14D9/A 1 t1702215sc14d9a.htm AMENDMENT NO. 3 TO SCHEDULE 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) MRV COMMUNICATIONS, INC. (Name of Subject Company) MRV COMMUNICATIONS, INC. (Name of Person(s) Filing Statement) C

July 27, 2017 EX-99.(A)(5)(G)

EX-99.(A)(5)(G)

Exhibit (a)(5)(G) BRODSKY & SMITH, LLC Evan J. Smith 9595 Wilshire Boulevard, Suite 900 Beverly Hills, CA 90212 Phone: (877) 534-2590 Facsimile: (610) 667-9029 [email protected] Attorneys for Plaintiff [Additional Counsel on Signature Page] UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA LOUIS SCARANTINO, On Behalf of Himself and All Others Similarly Case No. Situated, Plaintiff,

July 27, 2017 EX-99.(A)(5)(F)

EX-99.(A)(5)(F)

Exhibit (a)(5)(F) David E. Bower (SBN 119546) MONTEVERDE & ASSOCIATES PC 600 Corporate Pointe, Suite 1170 Culver City, CA 90230 Tel: (213) 446-6652 Fax: (212) 202-7880 Attorneys for Plaintiffs conformed copy original filed superior court of California County of Los Angeles July 25 2017 SUPERIOR COURT OF THE STATE OF CALIFORNIA IN AND FOR THE COUNTY OF LOS ANGELES RAVINDRAN CHELVARATNAM, individual

July 27, 2017 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) MRV Communications, Inc. (Name of Subject Company (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Acquisition Corporation (Name of Filing Person (Offeror)) a wholly owned subsidiary of ADVA NA Holdings, Inc. (Name of Filing Person (

July 25, 2017 SC 14D9/A

MRV Communications AMENDMENT NO. 2 TO SCHEDULE 14D-9

SC 14D9/A 1 t1702205sc14d9a.htm AMENDMENT NO. 2 TO SCHEDULE 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) MRV COMMUNICATIONS, INC. (Name of Subject Company) MRV COMMUNICATIONS, INC. (Name of Person(s) Filing Statement) C

July 25, 2017 EX-99.A5E

Case 2:17-cv-05434 Document 1 Filed 07/24/17 Page 1 of 27 Page ID #:1 BRODSKY & SMITH, LLC Evan J. Smith, Esquire 9595 Wilshire Boulevard, Suite 900 Beverly Hills, CA 90212 Phone: (877) 534-2590 Facsimile: (610) 667-9029 [email protected] Attor

Exhibit (a)(5)(E) Case 2:17-cv-05434 Document 1 Filed 07/24/17 Page 1 of 27 Page ID #:1 BRODSKY & SMITH, LLC Evan J.

July 25, 2017 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) MRV Communications, Inc. (Name of Subject Company (

SC TO-T/A 1 t1702203sctota.htm AMENDMENT NO. 1 TO SCHEDULE TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Acquisition Corporation (Name of Filing Person (Offeror)) a wholly owned

July 24, 2017 SC 14D9/A

MRV Communications SCHEDULE 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) MRV COMMUNICATIONS, INC. (Name of Subject Company) MRV COMMUNICATIONS, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.0017 per share (Title of Class of Securi

July 24, 2017 EX-99.(A)(5)(D)

EX-99.(A)(5)(D)

Exhibit (a)(5)(D) Joel E. Elkins (SBN 256020) [email protected] WEISSLAW LLP 9107 Wilshire Blvd., Suite 450 Beverly Hills, CA 90210 Telephone: 310/208-2800 Facsimile: 310/209-2348 Attorneys for Plaintiff SUPERIOR COURT OF THE STATE OF CALIFORNIA COUNTY OF LOS ANGELES ALAN KACHELMYER, individually and on) Case No. behalf of all others similarly situated,))) CLASS ACTION Plaintiff,)) COMPLAINT

July 17, 2017 SC 14D9

MRV Communications SCHEDULE 14D-9

SC 14D9 1 t1702134-sc14d9.htm SCHEDULE 14D-9 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 MRV Communications, Inc. (Name of Subject Company) MRV Communications, Inc. (Name of Person(s) Filing Statement) Common Stock, par valu

July 17, 2017 EX-99.E2

MRV Communications, Inc.

Exhibit (e)(2) MRV Communications, Inc. August 13, 2016 ADVA Optical Networking SE Fraunhoferstr. 9a 82152 Planegg-Martinsried Germany Attn: Mr. Brian Protiva CEO Re: Confidentiality Agreement Dear Sirs: MRV Communications, Inc. (?MRV?) (which shall include, for purposes of this letter agreement, its direct and indirect subsidiaries), and ADVA Optical Networking SE (which shall include, for purpos

July 17, 2017 EX-99.A5C

MRV Communications, INC. NOTICE TO WARRANT HOLDERS July 17, 2017

EX-99.A5C 2 t1702134exa5c.htm EXHIBIT (A)(5)(C) Exhibit (a)(5)(c) MRV Communications, INC. NOTICE TO WARRANT HOLDERS July 17, 2017 Ladies and Gentlemen: You have been identified as a registered or beneficial holder of warrants (the “Warrants”) issued pursuant to the Warrant Agreement, dated as of July 16, 2013 (as amended) (the “Warrant Agreement”), by and between MRV Communications, Inc., a Delaw

July 17, 2017 EX-99.(A)(1)(F)

Notice of Offer To Purchase All Outstanding Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 Per Share, Net in Cash by GOLDEN ACQUISITION CORPORATION a wholly-owned subsidiary of ADVA NA

 Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

July 17, 2017 SC TO-T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Ac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Acquisition Corporation (Name of Filing Person (Offeror)) a wholly owned subsidiary of ADVA NA Holdings, Inc. (Name of Filing Person (Parent of Offeror)

July 17, 2017 EX-99.(A)(1)(B)

LETTER OF TRANSMITTAL To Tender Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 Per Share, Net in Cash Pursuant to the Offer to Purchase dated July 17, 2017 by GOLDEN ACQUISTION CORPORAT

EX-99.(A)(1)(B) 3 t1702058-sctoexa1b.htm LETTER OF TRANSMITTAL  Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 Per Share, Net in Cash Pursuant to the Offer to Purchase dated July 17, 2017 by GOLDEN ACQUISTION CORPORATION a wholly-owned subsidiary of ADVA NA HOLDINGS, INC. a wholly-own

July 17, 2017 EX-99.(A)(1)(C)

NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated July 17, 2017 by GOLDEN ACQUISITION

EX-99.(A)(1)(C) 4 t1702058-sctoexa1c.htm NOTICE OF GUARANTEED DELIVERY  Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated July 17, 2017 by GOLDEN ACQUISITION CORPORATION a wholly-owned subsidiary of ADVA NA HOLDINGS,

July 17, 2017 EX-99.(A)(1)(D)

Offer to Purchase All Outstanding Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated July 17, 2017 by GOLDEN ACQUISITION CORPO

EX-99.(A)(1)(D) 5 t1702058-sctoexa1d.htm LETTER TO BROKER  Exhibit (a)(1)(D) Offer to Purchase All Outstanding Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated July 17, 2017 by GOLDEN ACQUISITION CORPORATION a wholly-owned subsidiary of ADVA NA HOLDINGS, INC. a wholly-owned

July 17, 2017 EX-99.(A)(1)(E)

Offer to Purchase All Outstanding Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated July 17, 2017 by GOLDEN ACQUISITION CORPO

 Exhibit (a)(1)(E) Offer to Purchase All Outstanding Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC.

July 17, 2017 EX-99.(A)(1)(A)

Offer To Purchase All Outstanding Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 Per Share, Net in Cash by GOLDEN ACQUISITION CORPORATION a wholly-owned subsidiary of ADVA NA HOLDINGS,

EX-99.(A)(1)(A) 2 t1702058-sctoexa1a.htm OFFER TO PURCHASE TABLE OF CONTENTS  Exhibit (a)(1)(A) Offer To Purchase All Outstanding Shares of Common Stock and the Associated Preferred Stock Purchase Rights of MRV COMMUNICATIONS, INC. at $10.00 Per Share, Net in Cash by GOLDEN ACQUISITION CORPORATION a wholly-owned subsidiary of ADVA NA HOLDINGS, INC. a wholly-owned subsidiary of ADVA OPTICAL NETWORK

July 12, 2017 EX-1

Joint Filing Agreement

Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.

July 12, 2017 SC 13D

MRVC / MRV Communications, Inc. / Adva Na Holdings, Inc. - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 (Title of Class of Securities) 553477407 (CUSIP Number) Copies to: Ulrich Dopfer President and Director Golden Acquisition Corporation 5755 Peachtree Industrial Blvd. Norcross, Georgia 30092 Telephon

July 6, 2017 SC 13D/A

MRVC / MRV Communications, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 18 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 18)1 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 per share (Title of Class of Securities) 553477407 (CUSIP Number) STEVE WOLO

July 3, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 2, 2017 MRV COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-11174 06-1340090 (State or other jurisdiction of incorporation) (Commission F

July 3, 2017 EX-99.2

TENDER AND SUPPORT AGREEMENT

Exhibit 99.2 Execution Version TENDER AND SUPPORT AGREEMENT TENDER AND SUPPORT AGREEMENT, dated as of July 2, 2017 (this “Agreement”), among ADVA NA Holdings, Inc., a Delaware corporation (“Parent”), Golden Acquisition Corporation, a Delaware limited liability company (“Merger Subsidiary”), and the Person listed as “Stockholder” on the signature page hereto (“Stockholder”). WHEREAS, as a condition

July 3, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER Dated as of July 2, 2017 by and among ADVA NA HOLDINGS, INC., GOLDEN ACQUISITION CORPORATION MRV COMMUNICATIONS, INC.

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Dated as of July 2, 2017 by and among ADVA NA HOLDINGS, INC., GOLDEN ACQUISITION CORPORATION and MRV COMMUNICATIONS, INC. TABLE OF CONTENTS Page Article I The Offer 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 5 Article II The Merger 6 Section 2.1 The Merger 6 Section 2.2 Closing 6 Section 2.3 Effective Time 6 Section 2.4 Effects of the Merger 6 Se

July 3, 2017 EX-4.1

AMENDMENT NO. 1 TO RIGHTS AGREEMENT

EX-4.1 3 a17-160491ex4d1.htm EX-4.1 Exhibit 4.1 AMENDMENT NO. 1 TO RIGHTS AGREEMENT This AMENDMENT NO. 1, dated as of July 2, 2017 (this “Amendment”), to the Rights Agreement, dated as of January 26, 2016 (the “Rights Agreement”), by and between MRV Communications, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”).

July 3, 2017 EX-99.1

W I T N E S S E T H:

EX-99.1 4 a17-160491ex99d1.htm EX-99.1 Exhibit 99.1 Execution Version GUARANTY This GUARANTY (this “Guaranty”), dated as of July 2, 2017, is made by ADVA Optical Networking SE, a public company registered in Germany (“Guarantor”), for the benefit of MRV Communications, Inc., a Delaware corporation (the “Guarantied Party”). W I T N E S S E T H: WHEREAS, on the date hereof, the Guarantied Party is e

July 3, 2017 SC14D9C

MRV Communications SC14D9C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 MRV COMMUNICATIONS, INC. (Name of Subject Company) MRV COMMUNICATIONS, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.0017 per share (Title of Class of Securities) 553477407 (C

July 3, 2017 EX-99.1

ADVA Optical Networking Enters Into Agreement to Acquire MRV Communications, Inc. Strategic Purchase Will Strengthen Product Portfolio and Expand Customer Footprint

Exhibit 99.1 ADVA Optical Networking Enters Into Agreement to Acquire MRV Communications, Inc. Strategic Purchase Will Strengthen Product Portfolio and Expand Customer Footprint Munich, Germany and Chatsworth, California, USA. July 2, 2017. ADVA Optical Networking (FSE: ADV) today announced that it has entered into a definitive agreement to acquire MRV Communications, Inc. (NASDAQ: MRVC). Under th

July 3, 2017 EX-99.2

MRV Communications, Inc. Announces Agreement to be Acquired by ADVA Optical Networking

EX-99.2 3 a17-168741ex99d2.htm EX-99.2 Exhibit 99.2 MRV Communications, Inc. Announces Agreement to be Acquired by ADVA Optical Networking Chatsworth, California and Munich Germany — (July 3, 2017) - MRV Communications, Inc. (NASDAQ: MRVC), a provider of innovative network solutions for data center operators, service providers, and enterprises, today announced that ADVA Optical Networking (FSE: AD

July 3, 2017 EX-99.2

Exhibit 99.2

Exhibit 99.2 ADVA Optical Networking SE To Acquire MRV Communications, Inc. Strategic Purchase Expected to Further Strengthen Company’s Optical and Ethernet Footprint July 2, 2017 A wholly owned subsidiary of ADVA Optical Networking SE (FSE:ADV) today signed a definitive agreement to acquire MRV Communications, Inc. (NASDAQ:MRVC) by means of a tender offer with subsequent merger. MRV Communication

July 3, 2017 SC TO-C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Ac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MRV Communications, Inc. (Name of Subject Company (Issuer)) Golden Acquisition Corporation (Name of Filing Person (Offeror)) a wholly owned subsidiary of ADVA NA Holdings, Inc. (Name of Filing Person (Parent of Offeror)

July 3, 2017 EX-99.1

Exhibit 99.1

Exhibit 99.1 ADVA Optical Networking Enters Into Agreement to Acquire MRV Communications, Inc. Strategic Purchase Will Strengthen Product Portfolio and Expand Customer Footprint Munich, Germany and Chatsworth, California, USA. July 2, 2017. ADVA Optical Networking (FSE: ADV) today announced that it has entered into a definitive agreement to acquire MRV Communications, Inc. (NASDAQ: MRVC). Under th

June 29, 2017 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 a8-kannualmeetingresults20.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2017 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other juri

May 31, 2017 SD

MRV Communications SD

SD 1 formsd2017.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MRV COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (I.R.S. employer incorporation or organization) identification number) 20520 Nordhoff Street, Chatsw

May 31, 2017 EX-1.01

Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934

Exhibit 1.01 Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 Introduction MRV Communications, Inc., also referred to as “MRV”, “we”, “our”, and “us” is a provider of innovative network solutions for service providers, data center operators and enterprises. This Conflict Minerals Report (“CMR”) for the year ended December

May 19, 2017 DEFA14A

MRV Communications DEFA14A

DEFA14A 1 defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  Check the appropriate box: ☐ Prelimi

May 19, 2017 DEF 14A

MRV Communications DEF 14A

DEF 14A 1 def14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte

May 3, 2017 10-Q

MRV Communications 10-Q (Quarterly Report)

10-Q 1 mrv2017033110-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2017 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file numbe

May 3, 2017 EX-99.1

MRV Reports First-Quarter Results - Grew Revenue Year-over-Year: Total 12% and Packet and Optical 17% - - Reduced GAAP Operating Loss from $3.6 Million to $0.8 Million and Non-GAAP Operating Loss from $3.1 Million to $0.2 Million Compared to First Qu

EX-99.1 2 mrv20170331-ex991earningsr.htm EXHIBIT 99.1 Exhibit 99.1 MRV Reports First-Quarter Results - Grew Revenue Year-over-Year: Total 12% and Packet and Optical 17% - - Reduced GAAP Operating Loss from $3.6 Million to $0.8 Million and Non-GAAP Operating Loss from $3.1 Million to $0.2 Million Compared to First Quarter 2016 - CHATSWORTH, Calif., May 3, 2017, MRV Communications Inc. (NASDAQ: MRVC

May 3, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2017 MRV COMMUNICATIONS, INC.

May 1, 2017 10-K/A

MRV Communications 10-K/A (Annual Report)

10-K/A 1 mrv-10kaamendmentno1.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition pe

April 3, 2017 SC 13D/A

MRVC / MRV Communications, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 17 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 17)1 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 per share (Title of Class of Securities) 553477407 (CUSIP Number) STEVE WOLO

March 9, 2017 10-K

MRV Communications 10-K (Annual Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 9, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 mrv-20161231x8xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2017 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction o

March 9, 2017 EX-99.1

MRV Reports Fourth-Quarter and Full-Year 2016 Results 13% Year-over-Year Quarterly Revenue Growth and Implementation of Cost Savings Initiatives

Exhibit Exhibit 99.1 MRV Reports Fourth-Quarter and Full-Year 2016 Results 13% Year-over-Year Quarterly Revenue Growth and Implementation of Cost Savings Initiatives CHATSWORTH, Calif.- March 9, 2017 - MRV Communications (NASDAQ: MRVC), provider of innovative solutions to service providers and data center operators , reported financial results for the three-and twelve-months ended December 31, 201

March 9, 2017 EX-21.1

Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications Americas, Inc. Massachusetts MRV Communications Ltd. Israel MRV International, Ltd. Israel Appointech, Inc. Taiwan

Exhibit 21.1 Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications Americas, Inc. Massachusetts MRV Communications Ltd. Israel MRV International, Ltd. Israel Appointech, Inc. Taiwan

December 24, 2016 EX-10.1

/s/ Adam Scheer 10/1/2015 Adam Scheer Date Signed

Exhibit Exhibit 10.1 October 1, 2015 Mr. Adam Scheer 4 Corte Las Casas Tiburon, California 94920 Dear Adam, We are pleased to confirm our offer of employment to you (the ?Executive?) with MRV Communications, Inc. (?MRV? or the ?Company?) in the position of Senior Vice President Product Line Management and Corporate Development, reporting to Mark Bonney, President and CEO. In this role you will be

December 24, 2016 EX-10.2

/s/ Adam Scheer 9/27/2016 Adam Scheer Date Signed FORM OF RELEASE

Exhibit Exhibit 10.2 June 15, 2016 Mr. Adam Scheer 753 Prospect Ave. Princeton, NJ 08540 Dear Adam, The purpose of this letter is to make certain changes to the terms of your employment contained in your offer letter dated October 1, 2015 (the ?Offer Letter?). The changes are set forth below. 1. The paragraph in the Offer Letter headed Severance in the event of Termination Pursuant to a Change of

December 24, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2016 MRV COMMUNICATIONS, INC.

November 3, 2016 10-Q

MRV Communications 10-Q (Quarterly Report)

10-Q 1 mrv-2016093010xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2016 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file

November 3, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 MRV COMMUNICATIONS, INC.

November 3, 2016 EX-99.1

MRV Reports Third-Quarter Results

Exhibit Exhibit 99.1 MRV Reports Third-Quarter Results CHATSWORTH, Calif.- Nov. 3, 2016 - MRV Communications Inc. (NASDAQ: MRVC), a global provider of innovative packet and optical solutions for service providers, data center operators and enterprises , reported financial results for the three-and nine- months ended Sept. 30, 2016. ?During the quarter we continued to prudently invest in our produc

August 4, 2016 10-Q

MRV Communications 10-Q (Quarterly Report)

10-Q 1 mrv-2016063010xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2016 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file numbe

August 4, 2016 EX-99.1

MRV Reports Second-Quarter Results - Packet and Optical Revenue Increases 19% Sequentially Driving Total Revenue to $21.6 Million -

Exhibit 99.1 MRV Reports Second-Quarter Results - Packet and Optical Revenue Increases 19% Sequentially Driving Total Revenue to $21.6 Million - CHATSWORTH, Calif.- Aug. 4, 2016 - MRV Communications Inc. (NASDAQ: MRVC), a global provider of innovative packet and optical solutions for service providers, data center operators and enterprises , reported financial results for the three-and six- months

August 4, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 MRV COMMUNICATIONS, INC.

June 21, 2016 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 a8-kannualmeetingresults20.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other juri

June 6, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a8-kitem502comp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2016 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of

May 27, 2016 EX-1.01

Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934

Exhibit 1.01 Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 Introduction MRV Communications Inc. also referred to as “MRV”, “we”, “our”, and “us” is a provider of innovative network solutions for service providers, data centers operators and enterprises. This Conflict Minerals Report (“CMR”) for the year ended December 3

May 27, 2016 SD

MRV Communications SD

SD 1 formsd2016.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (I.R.S. employer incorporation or organization) identification number) 20415 Nordhoff Street, Chatswor

May 5, 2016 EX-10.1

MRV COMMUNICATIONS, INC. CHANGE IN CONTROL AGREEMENT

Exhibit Exhibit 10.1 MRV COMMUNICATIONS, INC. CHANGE IN CONTROL AGREEMENT AGREEMENT made as of the 5 th day of May, 2016, by and between MRV COMMUNICATIONS, INC. (the ?Company?) and Stephen G. Krulik (the ?Employee?). WHEREAS, the Company considers it essential to the best interests of its stockholders to foster the continued employment of key management personnel; and WHEREAS, the Company has det

May 5, 2016 10-Q

MRV Communications 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2016 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 MRV COMMUNICATIONS,

May 5, 2016 EX-99.1

MRV Reports First-Quarter Results - Packet and Optical Products Revenue Increase 8% Sequentially and Positioned Well for Growth -

Exhibit 99.1 MRV Reports First-Quarter Results - Packet and Optical Products Revenue Increase 8% Sequentially and Positioned Well for Growth - CHATSWORTH, Calif.- May 5, 2016 -MRV Communications (NASDAQ: MRVC), a provider of innovative network solutions for service providers, data center operators and enterprises , reported financial results for the three-months ended March 31, 2016. “We entered 2

May 5, 2016 8-K

MRV Communications 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 MRV COMMUNICATIONS, INC.

April 29, 2016 DEFA14A

MRV Communications DEFA14A

DEFA14A 1 a16-21253defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box:

April 29, 2016 DEF 14A

MRV Communications DEF 14A

Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 19, 2016 PRE 14A

MRV Communications PRE 14A

Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 11, 2016 8-K

MRV Communications 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2016 MRV COMMUNICATIONS, INC.

March 16, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 mrv8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2016 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commis

March 16, 2016 EX-10.1

AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Exhibit AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ? Agreement ?), by and between MRV Communications, Inc.

March 15, 2016 EX-99.1

MRV Board Authorizes $10 Million Share Repurchase Plan

Exhibit Exhibit 99.1 MRV Board Authorizes $10 Million Share Repurchase Plan CHATSWORTH, Calif. - March 15, 2016 -MRV Communications (NASDAQ: MRVC), a provider of innovative solutions to service providers and data center operators , announced MRV?s Board of Directors has authorized a share repurchase program for up to $10 million. The stock repurchase program will be operated in accordance with the

March 15, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K 1 mrv8-ksharerepurchaseannou.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2016 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jur

March 9, 2016 10-K

MRV Communications 10-K (Annual Report)

10-K 1 mrv-20151231x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from

March 9, 2016 EX-21.1

Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications Americas, Inc. Massachusetts MRV Communications Ltd. Israel MRV International, Ltd. Israel Appointech, Inc. Taiwan

Exhibit 21.1 Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications Americas, Inc. Massachusetts MRV Communications Ltd. Israel MRV International, Ltd. Israel Appointech, Inc. Taiwan

March 8, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 mrv-20151231x8xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2016 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction o

March 8, 2016 EX-99.1

MRV Reports Fourth-Quarter and Full-Year 2015 Results - 2015 GAAP Operating loss improved $9.5 million to $3.8 million, from $13.3 million in 2014 -

Exhibit Exhibit 99.1 MRV Reports Fourth-Quarter and Full-Year 2015 Results - 2015 GAAP Operating loss improved $9.5 million to $3.8 million, from $13.3 million in 2014 - CHATSWORTH, Calif.- March 8, 2016 -MRV Communications (NASDAQ: MRVC), provider of innovative solutions to service providers and data center operators , reported financial results for the three-and twelve-months ended December 31,

March 1, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2016 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commi

March 1, 2016 SC 13D/A

MRVC / MRV Communications, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 16 TO SCHEDULE 13D Activist Investment

SC 13D/A 1 sc13da160773801903012016.htm AMENDMENT NO. 16 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 16)1 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 per

March 1, 2016 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Common Stock, par value $0.0017, of MRV Communications, Inc. This

February 22, 2016 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

8-K 1 mrv8-katecnonetdealcomplet.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment 1) Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (

February 22, 2016 EX-99.1

MRV Announces Post-Closing Purchase Price Adjustment in MRV’s Favor on Sale of Tecnonet S.p.A. - Received Additional $4.8 million; Total Consideration Amounts to $26.4 million -

Exhibit MRV Announces Post-Closing Purchase Price Adjustment in MRV?s Favor on Sale of Tecnonet S.

February 11, 2016 SC 13G/A

MRVC / MRV Communications, Inc. / SINGER KAREN - SC 13G/A Passive Investment

SC 13G/A 1 v431087sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* MRV Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 553477407 (CUSIP Number) De

January 27, 2016 EX-3.1

CERTIFICATE OF DESIGNATIONS SERIES A JUNIOR PARTICIPATING PREFERRED STOCK MRV COMMUNICATIONS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law)

Exhibit 3.1 CERTIFICATE OF DESIGNATIONS of SERIES A JUNIOR PARTICIPATING PREFERRED STOCK of MRV COMMUNICATIONS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) MRV Communications, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (hereinafter called the ?Corporation?), hereby certifies that the following resolution was adop

January 27, 2016 8-A12G

MRV Communications 8-A12G

8-A12G 1 a16-291928a12g.htm 8-A12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 MRV COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 06-1340090 (State of incorporation or organization) (I.R.S. Employer Iden

January 27, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events

8-K 1 a16-291918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2016 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction o

January 27, 2016 EX-4.1

MRV Communications, Inc. American Stock Transfer & Trust Company, LLC as Rights Agent Rights Agreement Dated as of January 26, 2016

EX-4.1 3 a16-29191ex4d1.htm EX-4.1 Exhibit 4.1 MRV Communications, Inc. and American Stock Transfer & Trust Company, LLC as Rights Agent Rights Agreement Dated as of January 26, 2016 RIGHTS AGREEMENT Rights Agreement, dated as of January 26, 2016 (this “Agreement”), between MRV Communications, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New Yor

January 27, 2016 EX-99.1

MRV Adopts Rights Plan to Protect Net Operating Loss Carryforwards

Exhibit 99.1 MRV Adopts Rights Plan to Protect Net Operating Loss Carryforwards CHATSWORTH, Calif.? Jan. 27, 2016 ?MRV Communications (NASDAQ: MRVC), a global provider of packet and optical networking solutions, announced today its Board of Directors has adopted a rights plan as a measure to protect the Company?s existing net operating loss carryforwards (NOLs) and to reduce its potential future t

December 7, 2015 EX-99.1

MRV Closes Sale of Tecnonet S.p.A. Focuses on Network Equipment Business

Exhibit MRV Closes Sale of Tecnonet S.p.A. Focuses on Network Equipment Business CHATSWORTH, Calif..- Dec. 7, 2015 -MRV Communications (NASDAQ: MRVC), a global provider of packet and optical networking solutions , closed the sale of Tecnonet S.p.A., its Network Integration subsidiary based in Rome, Italy, to Maticmind S.p.A. based in Milan, Italy for the initial total consideration of ?19.7 millio

December 7, 2015 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 mrv20158-kspacompletion.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other juri

December 4, 2015 8-K

Other Events

8-K 1 a8-kotheritems.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction

December 3, 2015 SC 13D/A

MRVC / MRV Communications, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 15 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 15)1 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 per share (Title of Class of Securities) 553477407 (CUSIP Number) STEVE WOLO

December 1, 2015 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 mrv8-kspecialmeetingresults.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other

November 4, 2015 EX-99.1

MRV Reports Third-Quarter 2015 Results l Delivered GAAP net income of $0.9 million, improving $1.9 million year-over-year with gains driven by both growth and profit enhancement in Network Equipment l Tecnonet sale on track for December close

Exhibit Exhibit 99.1 MRV Reports Third-Quarter 2015 Results l Delivered GAAP net income of $0.9 million, improving $1.9 million year-over-year with gains driven by both growth and profit enhancement in Network Equipment l Tecnonet sale on track for December close CHATSWORTH, Calif.- Nov. 4, 2015 -MRV Communications (NASDAQ: MRVC), a global provider of packet and optical networking solutions , repo

November 4, 2015 8-K

MRV Communications 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 MRV COMMUNICATIONS, INC.

November 4, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2015 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-111

October 29, 2015 DEF 14A

MRV Communications DEF 14A

DEF 14A 1 a2226345zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS MRV Communications, Inc. Index Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Ch

October 2, 2015 CORRESP

MRV Communications ESP

MRV Communications, Inc. 20415 Nordhoff Street Chatsworth, CA 91311 October 2, 2015 BY EDGAR AND MESSENGER U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Amanda Ravitz, Assistant Director, Office of Electronics and Machinery Re: MRV Communications, Inc. Preliminary Proxy Statement on Schedule 14A Filed August 31, 2015 Fi

October 2, 2015 PRER14A

MRV Communications PRER14A

Use these links to rapidly review the document TABLE OF CONTENTS MRV Communications, Inc.

August 31, 2015 PREM14A

MRV Communications PREM14A

PREM14A 1 a2225861zprem14a.htm PREM14A Use these links to rapidly review the document TABLE OF CONTENTS MRV Communications, Inc. Index Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o C

August 10, 2015 EX-99.1

MRV Agrees to Sell Tecnonet S.p.A. - Executing Strategy to Capitalize on Growing Opportunities for Network Equipment Business - - To Hold Conference Call Following Quarterly Earnings Release on August 10 at 5:00 p.m. ET -

Exhibit 99.1 Press release announcing Purchase Agreement Exhibit 99.1 MRV Agrees to Sell Tecnonet S.p.A. - Executing Strategy to Capitalize on Growing Opportunities for Network Equipment Business - - To Hold Conference Call Following Quarterly Earnings Release on August 10 at 5:00 p.m. ET - CHATSWORTH, Calif.- Aug. 10, 2015 -MRV Communications (NASDAQ: MRVC), a global provider of packet and optica

August 10, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2015 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 MR

August 10, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 mrv-20150630x8kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other ju

August 10, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2015 MRV COMMUNICATIONS, INC.

August 10, 2015 EX-99.1

MRV Reports Second-Quarter 2015 Results

EX-99.1 2 mrv-20150630xex991earnings.htm EXHIBIT 99.1 Exhibit 99.1 MRV Reports Second-Quarter 2015 Results • Growth of New Products in Network Equipment and Increased Operating Efficiencies Deliver Operating Income of $803,000 - • Executing Strategy to Focus on Packet and Optical Networking Solutions with Sale of Network Integration Business- CHATSWORTH, Calif.- Aug. 10, 2015 -MRV Communications (

August 10, 2015 EX-10.1

* * *

EX-10.1 2 exhibit101sharespurchaseag.htm EXHIBIT 10.1 Exhibit 10.1 To: MRV COMMUNICATIONS, INC. 20415 Nordhoff Street Chatsworth, CA 91311 (USA) to the kind attention of: Mark Bonney Vimodrone, August 7, 2015 Dear Sirs, we refer to your proposal herebelow, that we copy on our letterhead in sign of full and unconditional acceptance. * * * To: MATICMIND S.P.A. Via B. Croce Vimodrone (MI) 20090 - (It

July 9, 2015 SC 13G/A

MRVC / MRV Communications, Inc. / Miller Lloyd I III - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 (Title of Class of Securities) 553477407 (CUSIP Number) July 1, 2015 (Date of

June 25, 2015 SC 13D/A

MRVC / MRV Communications, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 14 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 14)1 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 per share (Title of Class of Securities) 553477407 (CUSIP Number) STEVE WOLO

June 25, 2015 EX-99.1

POWER OF ATTORNEY

Exhibit 99.1 POWER OF ATTORNEY Know all by these presents, that each of the undersigned hereby constitutes and appoints Allan J. Young signing singly, the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned all documents relating to the business of Raging Capital Management, LLC, including, but not limited to, all filings with the Securities and Excha

June 4, 2015 EX-10.1

MRV COMMUNICATIONS, INC. 2015 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK AGREEMENT

Exhibit 10.1 June 2015 Grants Exhibit 10.1 MRV COMMUNICATIONS, INC. 2015 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK AGREEMENT RESTRICTED STOCK AGREEMENT made as of June 1, 2015 (the ?Grant Date?), by and between MRV Communications, Inc. (the ?Company?) and (the ?Participant?). 1. Award . In accordance with the MRV Communications, Inc. 2015 Long-Term Incentive Plan (the ?Plan?), the Company has made

June 4, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K 1 a8-kjune2015ceocfograntscl.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jur

June 4, 2015 EX-10.2

MRV COMMUNICATIONS, INC. 2015 LONG-TERM INCENTIVE PLAN STOCK OPTION AGREEMENT

EX-10.2 3 exhibit102june2015grants.htm EXHIBIT 10.2 Exhibit 10.2 MRV COMMUNICATIONS, INC. 2015 LONG-TERM INCENTIVE PLAN STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT made as of June 1, 2015 (the “Grant Date”), by and between MRV Communications, Inc. (the “Company”) and (the “Participant”). 1.Award. In accordance with the MRV Communications, Inc. 2015 Long-Term Incentive Plan (the “Plan”), the Comp

June 1, 2015 EX-1.01

Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934

EX-1.01 2 formsd2015exhibit101.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report of MRV Communications, Inc. (“MRV”) for calendar year 2014 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Please refer

June 1, 2015 SD

MRV Communications SD

Form SD 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (I.R.S. Employer incorporation or organization) Identification No.) 20415 Nordhoff Street, Chatsworth, CA 9131

May 29, 2015 S-8

MRV Communications S-8

a As filed with the U.S. Securities and Exchange Commission on May 29, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number)

May 27, 2015 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 a8-kannualmeeting2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdic

May 7, 2015 EX-99.1

MRV Reports First-Quarter 2015 Results - GAAP Net loss of $1.1 million improves $3.1 million compared to a year ago driven by higher gross margins and lower operating expenses -

Exhibit 99.1 Q1 2015 Exhibit 99.1 MRV Reports First-Quarter 2015 Results - GAAP Net loss of $1.1 million improves $3.1 million compared to a year ago driven by higher gross margins and lower operating expenses - CHATSWORTH, Calif.- May 7, 2015 -MRV Communications (NASDAQ: MRVC), a global supplier of packet and optical solutions that power the world?s largest networks and a provider of network inte

May 7, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2015 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 M

May 7, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kq12015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commi

April 10, 2015 DEF 14A

MRV Communications DEF 14A

Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 10, 2015 DEFA14A

MRV Communications DEFA14A

DEFA14A 1 a15-86363defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box:

March 18, 2015 EX-99.1

POWER OF ATTORNEY

Exhibit 99.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Frederick C. Wasch signing singly, the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned all documents relating to the business of Raging Capital Management, LLC including, but not limited to, all filings with the Securities and Exchange C

March 18, 2015 SC 13D/A

MRVC / MRV Communications, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 13 TO SCHEDULE 13D Activist Investment

SC 13D/A 1 sc13da130773801903162015.htm AMENDMENT NO. 13 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 13)1 MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 per

March 16, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 OR o Transition Report Pur

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from t o Commission file number: 001-1

March 16, 2015 EX-21.1

Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications Americas, Inc. Massachusetts MRV Communications Ltd. Israel MRV International, Ltd. Israel Tecnonet S.p.A. Italy

Exhibit 21.1 Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications Americas, Inc. Massachusetts MRV Communications Ltd. Israel MRV International, Ltd. Israel Tecnonet S.p.A. Italy

March 10, 2015 EX-99.1

MRV Reports Fourth-Quarter and Full-Year 2014 Results - Full-year revenue of $172.1 million, increasing 4% driven by Network Integration - - Transformation progressing effectively as new products gain market momentum and enhance strategic value propo

EX-99.1 2 mrv-20141231xexhibit991.htm EXHIBIT 99.1 Exhibit 99.1 MRV Reports Fourth-Quarter and Full-Year 2014 Results - Full-year revenue of $172.1 million, increasing 4% driven by Network Integration - - Transformation progressing effectively as new products gain market momentum and enhance strategic value proposition - CHATSWORTH, Calif.- March 10, 2015 -MRV Communications (NASDAQ: MRVC), a glob

March 10, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 mrv-20141231x8xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction

January 13, 2015 EX-99.2

MRV Communications 17th Annual Needham Growth Conference January 13, 2015 NASDAQ: MRVC

a01501x13mrvcinvestor MRV Communications 17th Annual Needham Growth Conference January 13, 2015 NASDAQ: MRVC Safe Harbor Statement This presentation contains statements regarding future financial and operating results, management's assessment of business trends, and other statements about management's future expectations, beliefs, goals, plans or prospects and those of the market segments in which MRV is engaged that are based on management's current expectations, estimates, forecasts and projections about MRV and its consolidated businesses and the respective market segments in which MRV's businesses operate, in addition to management's assumptions.

January 13, 2015 EX-99.1

MRV to Present at the 17th Annual Needham Growth Conference

MRV to Present at the 17th Annual Needham Growth Conference CHATSWORTH, Calif.—January 6, 2015— MRV Communications (NASDAQ: MRVC), a global provider in converged packet and optical solutions that empower the optical edge and network integration services for leading communications service providers, will present at the 17th Annual Needham Growth Conference, Tuesday, January 13, 2015 at the New York

January 13, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2015 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number)

December 22, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number

December 22, 2014 EX-99.1

MRV Board Authorizes $8 Million Share Repurchase Plan

Exhibit 99.1 MRV Board Authorizes $8 Million Share Repurchase Plan CHATSWORTH, Calif.—December 16, 2014— MRV Communications (NASDAQ: MRVC), a global provider in converged packet and optical solutions that empower the optical edge and network integration services for leading communications service providers, announced MRV’s Board of Directors has authorized a share repurchase program for up to $8 m

December 16, 2014 EX-10.2

AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”), by and between MRV Communications, Inc., a Delaware corporation (the “Company”), and Mark Bonney (the “Executive”), is dated as of December 12, 2014. RECITALS WHEREAS, Executive has been serving as Executive Vice President and Chief Financial Officer of the Company pursuant to a

December 16, 2014 EX-99.1

MRV Names Mark J. Bonney President and Chief Executive Officer Stephen Krulik Promoted to Chief Financial Officer

Exhibit 99.1 MRV Names Mark J. Bonney President and Chief Executive Officer Stephen Krulik Promoted to Chief Financial Officer CHATSWORTH, Calif.—(BUSINESS WIRE)—Dec. 15, 2014 - MRV Communications (NASDAQ: MRVC), a global provider in converged packet and optical solutions that empower the optical edge and network integration services for leading communications service providers, named Mark J. Bonn

December 16, 2014 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 a14-2622818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction

December 16, 2014 EX-10.1

Resignation Agreement

Exhibit 10.1 Resignation Agreement Agreement made this 12th day of December, 2014 (hereinafter referred to as the “Agreement”), between David Stehlin (“Stehlin”), and MRV Communications, Inc. (the “Company”). W I T N E S S E T H : WHEREAS, Stehlin has been employed with the Company in various positions including President and Chief Executive Officer; WHEREAS, Stehlin has expressed a desire to resi

November 5, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 mrv-20140930x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2014 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from t

November 5, 2014 EX-3.1

AMENDED AND RESTATED BYLAWS OF MRV COMMUNICATIONS, INC. (as amended through November 5, 2014)

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF MRV COMMUNICATIONS, INC. (as amended through November 5, 2014) 2816580-2 Exhibit 3.1 TABLE OF CONTENTS Page ARTICLE I Offices 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II Meetings of Stockholders 1 Section 1. Annual Meetings 1 Section 2. Special Meetings 1 Section 3. Notice of Meetings 1 Section 4. Quorum and Manner of Acting 2 S

November 5, 2014 EX-99.1

MRV Reports Third-Quarter 2014 Results - Increased revenue 12% reflecting strong growth in Network Integration - - Transformation of Network Equipment continues as new products gain traction -

EX-99.1 2 exhibit991q32014.htm EXHIBIT 99.1 Exhibit 99.1 MRV Reports Third-Quarter 2014 Results - Increased revenue 12% reflecting strong growth in Network Integration - - Transformation of Network Equipment continues as new products gain traction - CHATSWORTH, Calif.- November 5, 2014 -MRV Communications (NASDAQ: MRVC), a global provider of converged packet and optical solutions that empower the

November 5, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kq32014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (

August 26, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number)

August 26, 2014 EX-99.1

MRV Reports Second-Quarter 2014 Results - Increased revenue 13% - - Broadened Network Equipment reach with OptiPacket launch and OptiDriver customer acceptances -

Exhibit 99.1 MRV Reports Second-Quarter 2014 Results - Increased revenue 13% - - Broadened Network Equipment reach with OptiPacket launch and OptiDriver customer acceptances - CHATSWORTH, Calif.— August 25, 2014 —MRV Communications (NASDAQ: MRVC), a global provider of converged packet and optical solutions that empower the optical edge and network integration services for communications service pr

August 26, 2014 EX-99.2

MRV Names Mark J. Bonney Executive Vice President and Chief Financial Officer

EX-99.2 3 a14-200281ex99d2.htm EX-99.2 Exhibit 99.2 MRV Names Mark J. Bonney Executive Vice President and Chief Financial Officer CHATSWORTH, Calif.—August 25, 2014— MRV Communications (NASDAQ: MRVC), a global provider in converged packet and optical solutions that empower the optical edge and network integration services for leading communications service providers, announced it named Mark J. Bon

August 18, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2014 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 MR

August 11, 2014 NT 10-Q

MRVC / MRV Communications, Inc. NT 10-Q - - NT 10-Q

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER 001-11174 CUSIP NUMBER 553477100 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: J

July 28, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (I

June 18, 2014 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (I

June 2, 2014 EX-1.02

Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934

Exhibit 1.02 Conflict Minerals Report of MRV Communications, Inc. In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report of MRV Communications, Inc. (“MRV”) for calendar year 2013 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Please refer to Rule 13p-1, Form SD and the 1934 Act Release

June 2, 2014 SD

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report MRV COMMUNICATIONS, INC. Delaware 001-11174 06-1340090 (State of incorporation) (Commission File Number) (IRS Employer Identification No.) 20415 Nordhoff Street, Chatsworth, CA 91311 (Address of principal executive offices) (Postal Code) Stephen Garcia, telephone 747-224-2171 (Name and tel

May 15, 2014 SC 13G

MRVC / MRV Communications, Inc. / SINGER KAREN - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* MRV Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 553477407 (CUSIP Number) April 28, 2014 (Date of Event which Require

May 8, 2014 EX-99.1

MRV Reports First-Quarter 2014 Results - Revenue increased 9% supported by 12% growth in Network Integration - - Recently announced nationwide deployment with Tier 1 customer -

EX-99.1 2 exhibit991q12014.htm EXHIBIT99.1 Exhibit 99.1 MRV Reports First-Quarter 2014 Results - Revenue increased 9% supported by 12% growth in Network Integration - - Recently announced nationwide deployment with Tier 1 customer - CHATSWORTH, Calif.- May 8, 2014-MRV Communications (NASDAQ: MRVC), a global provider of converged packet and optical solutions that empower the optical edge and networ

May 8, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2014 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 M

May 8, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 MRV COMMUNICATIONS, INC.

April 30, 2014 DEFA14A

- DEFA14A

DEFA14A 1 a14-26543defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box:

April 30, 2014 DEF 14A

- DEF 14A

Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 11, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (

April 7, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (I

March 18, 2014 8-A12B

- 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 MRV Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 06-1340090 (State of incorporation or organization) (I.R.S. Employer Identification No.) 20415 Nordhoff Stre

March 17, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 OR o Transition Report Pur

10-K 1 mrv-20131231x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from

March 17, 2014 EX-24.1

POWER OF ATTORNEY

Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints each of David Stehlin and Stephen Garcia, the true and lawful attorneys-in-fact and agents with full power and authority in said attorneys-in-fact and agents to sign for the undersigned, in their respective names as directors of MRV Communications, Inc., the An

March 17, 2014 EX-21.1

Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications — Americas, Inc. Massachusetts MRV International, Ltd. Israel Tecnonet S.p.A. Italy

Exhibit 21.1 Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications ? Americas, Inc. Massachusetts MRV International, Ltd. Israel Tecnonet S.p.A. Italy

March 17, 2014 EX-10.6

AMENDMENT TO MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN Approved by the Board on August 8, 2012 Approved by Stockholders on October 11, 2012

Exhibit 10.6 AMENDMENT TO MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN Approved by the Board on August 8, 2012 Approved by Stockholders on October 11, 2012 The MRV Communications, Inc. 2007 Omnibus Incentive Plan (the ?Plan?) is hereby amended as follows, effective on the date the amendment is approved by the stockholders of MRV Communications, Inc. (the ?Company?). 1. The second sentence

March 17, 2014 EX-33.2

By_/s/ Jennifer Hankes Painter__ Name: Jennifer Hankes Painter Title: VP, General Counsel, Chief Compliance Officer and Secretary

Exhibit 3.3 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MRV COMMUNICATIONS, INC. MRV Communications, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment (the ?Certificate of Amendment?) amends the provisions of the Corporation

March 17, 2014 EX-99.2

MRVC to Trade on NASDAQ Global Market Effective March 19, 2014

Exhibit 99.2 MRVC to Trade on NASDAQ Global Market Effective March 19, 2014 CHATSWORTH, Calif.—March 17, 2014— MRV Communications (OTC: MRVC), a global leader in converged packet and optical solutions that empower the optical edge and network integration services for communications service providers, has been approved to list the company’s common stock on NASDAQ Global Markets. The company expects

March 17, 2014 EX-99.1

MRV Reports Fourth Quarter and Full Year 2013 Results -10% revenue growth coupled with 19% SG&A reduction yields GAAP operating profit in Q4, 2013- -Increased investment in new product development delivers OptiDriver optical transport platform and ad

EX-99.1 2 a14-82491ex99d1.htm EX-99.1 Exhibit 99.1 MRV Reports Fourth Quarter and Full Year 2013 Results -10% revenue growth coupled with 19% SG&A reduction yields GAAP operating profit in Q4, 2013- -Increased investment in new product development delivers OptiDriver optical transport platform and additional new products slated for release in 2014- -Conference call to review results and vision sch

March 17, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (

February 20, 2014 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 a14-635718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction

February 14, 2014 SC 13G

MRVC / MRV Communications, Inc. / Francis Capital Management, Llc - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MRV Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 553477407 (CUSIP Number) December 31, 2013 (Date of Even

January 14, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2014 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number)

January 14, 2014 EX-99.1

MRV to Present at the 16th Annual Needham & Company Growth Conference

Exhibit 99.1 MRV to Present at the 16th Annual Needham & Company Growth Conference CHATSWORTH, Calif.—January 7, 2014— MRV Communications (OTC: MRVC) is a global leader in converged packet and optical solutions that empower the optical edge and network integration services for leading communications service providers, will participate in the 16th Annual Needham & Company Growth Conference to be he

January 14, 2014 EX-99.2

MRV Communications 16th Annual Needham Growth Conference January 14, 2014

Exhibit 99.2 MRV Communications 16th Annual Needham Growth Conference January 14, 2014 This presentation contains statements regarding future financial and operating results, management's assessment of business trends, and other statements about management's future expectations, beliefs, goals, plans or prospects and those of the market segments in which MRV is engaged that are based on management

January 7, 2014 SC 13G/A

MRVC / MRV Communications, Inc. / Miller Lloyd I III - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 (Title of Class of Securities) 553477407 (CUSIP Number) December 30, 2013 (Da

November 15, 2013 SC 13G/A

MRVC / MRV Communications, Inc. / SUN LIFE FINANCIAL INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 slmrv200913ga111313.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) MRV COMMUNICATIONS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 553477407 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate

November 15, 2013 EX-99.1

EXHIBIT 99.1

EX-99.1 2 legalentitiesexh.htm LEGAL ENTITIES EXHIBIT EXHIBIT 99.1 1. Sun Life Assurance Company of Canada 2. Sun Life Assurance Company of Canada - acting through its US Branch 3. Sun Life Assurance Company of Canada United States Employees’ Retirement Income Plan

November 15, 2013 EX-99.1

EXHIBIT 99.1

EXHIBIT 99.1 1. Sun Life Assurance Company of Canada 2. Sun Life Assurance Company of Canada - acting through its US Branch 3. Sun Life Assurance Company of Canada United States Employees’ Retirement Income Plan

November 15, 2013 EX-99.1

EXHIBIT 99.1

EX-99.1 2 legalentitiesexh.htm LEGAL ENTITIES EXHIBIT EXHIBIT 99.1 1. Sun Life Assurance Company of Canada 2. Sun Life Assurance Company of Canada - acting through its US Branch 3. Sun Life Assurance Company of Canada United States Employees’ Retirement Income Plan

November 15, 2013 SC 13G/A

MRVC / MRV Communications, Inc. / SUN LIFE FINANCIAL INC - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) MRV COMMUNICATIONS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 553477407 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

November 15, 2013 SC 13G/A

MRVC / MRV Communications, Inc. / SUN LIFE FINANCIAL INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 slmrv201013ga111313.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) MRV COMMUNICATIONS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 553477407 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate

November 15, 2013 SC 13G/A

MRVC / MRV Communications, Inc. / SUN LIFE FINANCIAL INC - SCHEDULE 13GA Passive Investment

SC 13G/A 1 slmrv200813ga111313.htm SCHEDULE 13GA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) MRV COMMUNICATIONS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 553477407 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate

November 15, 2013 EX-99.1

EXHIBIT 99.1

EX-99.1 2 legalentitiesexh.htm LEGAL ENTITIES EXHIBIT EXHIBIT 99.1 1. Sun Life Assurance Company of Canada 2. Sun Life Assurance Company of Canada - acting through its US Branch 3. Sun Life Assurance Company of Canada United States Employees’ Retirement Income Plan

November 12, 2013 EX-99.1

MRV Reports Third Quarter 2013 Results

Exhibit 99.1 MRV Reports Third Quarter 2013 Results • Revenue increase combined with expense controls produce •the first GAAP operating income in 8 quarters •Increased investment in development and engineering driving new product enhancements and customer deployments CHATSWORTH, Calif.- Nov. 12, 2013- MRV Communications™, Inc. (OTCQB: MRVC) (“MRV®”), a leading provider of optical communications ne

November 12, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2013 MRV COMMUNICATIONS, INC.

November 12, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 mrv-2013930x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2013 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to

November 12, 2013 EX-3.1

AMENDED AND RESTATED BYLAWS OF MRV COMMUNICATIONS, INC. (as amended through November 8, 2013)

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF MRV COMMUNICATIONS, INC. (as amended through November 8, 2013) TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Annual Meetings 1 Section 2. Special Meetings 1 Section 3. Notice of Meetings 1 Section 4. Quorum and Manner of Acting 2 Section 5. Organization

October 11, 2013 CORRESP

-

MRV Communications, Inc. 20415 Nordhoff Street Chatsworth, CA 91311 October 11, 2013 BY EDGAR AND MESSENGER U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Martin James, Senior Assistant Chief Accountant Re: MRV Communications, Inc. Annual Report on Form 10-K for the Year Ended December 31, 2012 Filed April 2, 2013 File N

October 2, 2013 8-K

Changes in Registrant's Certifying Accountant

8-K 1 a13-2171318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction o

September 10, 2013 EX-16.1

September 10, 2013

September 10, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated September 10, 2013, of MRV Communications, Inc. and are in agreement with the statements contained in the first, second, and third paragraphs on page one therein. In addition, we have no basis to agree or disagree with other statements of the

September 10, 2013 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 mrvc-20130910x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdic

August 9, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a13-1826618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (

August 9, 2013 EX-99.1

1 2013 EXECUTIVE MANAGEMENT INCENTIVE PLAN CEO & CFO

1 2013 EXECUTIVE MANAGEMENT INCENTIVE PLAN CEO & CFO Your cash bonus for 2013 will be determined in accordance with the 2013 Executive Management Incentive Plan (?EMIP?) of MRV Communications, Inc.

August 9, 2013 EX-4.1

WARRANT AGREEMENT Dated as of July 16, 2013 MRV Communications, Inc. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent Warrants for Common Stock of MRV Communications, Inc.

EX-4.1 2 mrv-ex41xq2x2013.htm WARRANT AGREEMENT EXECUTION COPY WARRANT AGREEMENT Dated as of July 16, 2013 Between MRV Communications, Inc. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent Warrants for Common Stock of MRV Communications, Inc. 52567531.13 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Definitions 1 SECTION 1.02. Other Definitions 3 SECTION 1.03. Rule

August 9, 2013 EX-99.2

1 2013 EXECUTIVE MANAGEMENT INCENTIVE PLAN CEO & CFO

1 2013 EXECUTIVE MANAGEMENT INCENTIVE PLAN CEO & CFO Your cash bonus for 2013 will be determined in accordance with the 2013 Executive Management Incentive Plan (?EMIP?) of MRV Communications, Inc.

August 9, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2013 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 MR

August 9, 2013 EX-99.1

MRV Announces Second Quarter Financial Results Growing customer base highlighted by key win in Data Center segment

EX-99.1 2 a13-182661ex99d1.htm EX-99.1 Exhibit 99.1 MRV Announces Second Quarter Financial Results Growing customer base highlighted by key win in Data Center segment CHATSWORTH, Calif., August 9, 2013 — MRV Communications, Inc. (OTCQB: MRVC) (“MRV” or the “Company”), a leading provider of optical communications network infrastructure solutions and equipment as well as integration and managed serv

June 20, 2013 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 a13-1528618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of

June 13, 2013 8-K

Other Events

8-K 1 a13-1490818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (

May 28, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Commission file number) (I.

May 15, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a13-1259118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Co

May 10, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a13-1213018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Co

May 10, 2013 EX-99.1

MRV Announces First Quarter Financial Results On-Track with Strategic Direction

Exhibit 99.1 MRV Announces First Quarter Financial Results On-Track with Strategic Direction CHATSWORTH, Calif., May 10, 2013 — MRV Communications, Inc. (OTCQB: MRVC) (“MRV” or the “Company”), a leading provider of optical communications network infrastructure solutions and equipment as well as integration and managed services, today announced financial results for the first quarter ended March 31

May 10, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2013 [ ] Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-11174 M

May 7, 2013 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide

May 7, 2013 DEF 14A

- DEF 14A

Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 30, 2013 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-1

April 15, 2013 EX-99.1

MRV Expands Board of Directors

EX-99.1 2 a13-101331ex99d1.htm EX-99.1 Exhibit 99.1 MRV Expands Board of Directors CHATSWORTH, Calif., April 15, 2013 — MRV Communications, Inc. (OTCQB: MRVC) (“MRV” or the “Company”), a leading provider of optical communications network infrastructure solutions and equipment as well as integration and managed services, today announced that on April 9, 2013, MRV expanded its Board of Directors wit

April 15, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, 8-K

8-K 1 a13-1013318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of in

April 11, 2013 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a13-988818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Co

April 11, 2013 EX-99.1

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA WESTERN DIVISION

Exhibit 99.1 ROBBINS GELLER RUDMAN & DOWD LLP TRAVIS E. DOWNS III (148274) JAMES I. JACONETTE (179565) CHRISTOPHER D. STEWART (270448) 655 West Broadway, Suite 1900 San Diego, CA 92101-3301 Telephone: 619/231-1058 619/231-7423 (fax) [email protected] [email protected] [email protected] THE WEISER LAW FIRM, P.C. ROBERT B. WEISER BRETT D. STECKER JEFFREY J. CIARLANTO 22 Cassatt Avenue Berwyn,

April 11, 2013 EX-99.2

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA WESTERN DIVISION

Exhibit 99.2 ROBBINS GELLER RUDMAN & DOWD LLP TRAVIS E. DOWNS III (148274) JAMES I. JACONETTE (179565) CHRISTOPHER D. STEWART (270448) 655 West Broadway, Suite 1900 San Diego, CA 92101-3301 Telephone: 619/231-1058 619/231-7423 (fax) [email protected] [email protected] [email protected] THE WEISER LAW FIRM, P.C. ROBERT B. WEISER BRETT D. STECKER JEFFREY J. CIARLANTO 22 Cassatt Avenue Berwyn,

April 9, 2013 8-K

Shareholder Director Nominations

8-K 1 a13-982418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Co

April 5, 2013 EX-10.2

NOTICE OF GRANT OF NON-QUALIFIED STOCK OPTION AWARD MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN

Exhibit 10.2 NOTICE OF GRANT OF NON-QUALIFIED STOCK OPTION AWARD MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN FOR GOOD AND VALUABLE CONSIDERATION, MRV Communications, Inc. (the “Company”) hereby grants, pursuant to the provisions of the Company’s 2007 Omnibus Incentive Plan, as amended (the “Plan”), to the Participant designated in this Notice of Grant of Non-Qualified Stock Option Award (

April 5, 2013 EX-10.1

NOTICE OF GRANT OF RESTRICTED SHARES AWARD MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN

Exhibit 10.1 NOTICE OF GRANT OF RESTRICTED SHARES AWARD MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN FOR GOOD AND VALUABLE CONSIDERATION, MRV Communications, Inc. (the “Company”) hereby grants a restricted shares award (the “Award”), pursuant to the provisions of the Company’s 2007 Omnibus Incentive Plan, as amended (the “Plan”), to the recipient (the “Recipient”) designated in this Notice

April 5, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a13-610718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Co

April 2, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 OR o Transition Report Pur

10-K 1 mrv-20121231x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from

April 2, 2013 EX-10.6

AMENDMENT TO MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN Approved by the Board on August 8, 2012 Approved by Stockholders on October 11, 2012

Exhibit 10.6 AMENDMENT TO MRV COMMUNICATIONS, INC. 2007 OMNIBUS INCENTIVE PLAN Approved by the Board on August 8, 2012 Approved by Stockholders on October 11, 2012 The MRV Communications, Inc. 2007 Omnibus Incentive Plan (the ?Plan?) is hereby amended as follows, effective on the date the amendment is approved by the stockholders of MRV Communications, Inc. (the ?Company?). 1. The second sentence

April 2, 2013 EX-21.1

Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications ? Boston Division, Inc. Massachusetts MRV International, Ltd. Israel Tecnonet S.p.A. Italy

Exhibit 21.1 Subsidiaries of MRV COMMUNICATIONS, INC. MRV Communications — Boston Division, Inc. Massachusetts MRV International, Ltd. Israel Tecnonet S.p.A. Italy

April 2, 2013 EX-99.1

MRV Announces Fourth Quarter and Full Year 2012 Financial Results

EX-99.1 2 a13-93461ex99d1.htm EX-99.1 Exhibit 99.1 MRV Announces Fourth Quarter and Full Year 2012 Financial Results CHATSWORTH, Calif., April 2, 2013 — MRV Communications, Inc. (OTCQB: MRVC) (“MRV” or the “Company”), a leading provider of optical communications network infrastructure solutions and equipment as well as integration and managed services, today announced financial results for the qua

April 2, 2013 EX-3.3

By_/s/ Jennifer Hankes Painter__ Name: Jennifer Hankes Painter Title: VP, General Counsel, Chief Compliance Officer and Secretary

Exhibit 3.3 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MRV COMMUNICATIONS, INC. MRV Communications, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment (the ?Certificate of Amendment?) amends the provisions of the Corporation

April 2, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a13-934618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of (Co

March 18, 2013 NT 10-K

- NT 10-K

NT 10-K 1 a13-78191nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-11174 CUSIP NUMBER 553477100 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o

March 7, 2013 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2013 MRV COMMUNICATIONS, INC.

February 14, 2013 SC 13G/A

MRVC / MRV Communications, Inc. / Miller Lloyd I III - SC 13G/A Passive Investment

SC 13G/A 1 v334559sc13g-a.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* MRV Communications, Inc. (Name of Issuer) Common Stock, par value $0.0017 (Title of Class of Securities) 5534771

February 5, 2013 SC 13G

MRVC / MRV Communications, Inc. / Francis Capital Management, Llc - SCHEDULE 13G HOLDINGS REPORT Passive Investment

SC 13G 1 MRVCD123112.htm SCHEDULE 13G HOLDINGS REPORT SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 MRV Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 553477100 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

February 4, 2013 8-K

Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 MRV COMMUNICATIONS, INC.

February 4, 2013 EX-10.1

Separation and Consulting Agreement

EX-10.1 2 a13-41611ex10d1.htm EX-10.1 Exhibit 10.1 Separation and Consulting Agreement Agreement made this 31st day of January, 2013 (hereinafter referred to as the “Agreement”), between Barry Gorsun (“Gorsun”), and MRV Communications, Inc. (the “Company”). W I T N E S S E T H : WHEREAS, Gorsun has been employed with the Company as Chief Executive Officer; and WHEREAS, the Company and Gorsun now d

February 4, 2013 EX-10.2

EMPLOYMENT AGREEMENT

Exhibit 10.2 EMPLOYMENT AGREEMENT AGREEMENT made as of the 1st day of February, 2013, by and between MRV COMMUNICATIONS, INC., a Delaware corporation (the “Company”), and David Stehlin (“Executive”). RECITALS: A. The Executive is currently employed by MRV Communications—Boston Division, Inc., a subsidiary of the Company, pursuant to an agreement made as of June 1, 2012 (the “Prior Agreement”). B.

February 4, 2013 EX-99.1

MRV Announces Executive Leadership Transition

Exhibit 99.1 MRV Announces Executive Leadership Transition CHATSWORTH, Calif., January, 31, 2013 — MRV Communications, Inc. (OTCQB: MRVC) (“MRV” or the “Company”), a leading provider of optical communications network infrastructure equipment and integration and managed services, today announced that Barry Gorsun is to retire from his role as CEO effective January 31, 2013, and the Board of Directo

January 17, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 a13-293418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2013 MRV COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) DELAWARE 001-11174 06-1340090 (State or other jurisdiction of

January 17, 2013 EX-99.1

MRV Announces Preliminary Settlement of Stock Option Derivative Litigation

EXHIBIT 99.1 MRV Announces Preliminary Settlement of Stock Option Derivative Litigation CHATSWORTH, Calif., Jan. 16, 2013 — MRV Communications, Inc. (OTCQB: MRVC) (“MRV” or the “Company”), a leading provider of optical communications network infrastructure equipment and integration and managed services, today announced that it has signed a memorandum of understanding (“MOU”) with plaintiffs and al

January 17, 2013 EX-10.1

MEMORANDUM OF UNDERSTANDING

EXHIBIT 10.1 MEMORANDUM OF UNDERSTANDING This Memorandum of Understanding (“MOU”) contains the principal terms of a settlement (“Settlement”) between Plaintiffs Warren Rubin IRA, Donald Gautreaux and Jing Ke (“Plaintiffs”), Defendants Noam Lotan, Shlomo Margalit, Shay Gonen, Guy Avidan, Guenter Jaensch, Igal Shidlovsky, Daniel Tsui, Harold W. Furchtgott-Roth and Baruch Fischer (the “Individual Def

January 2, 2013 EX-99.2

POWER OF ATTORNEY

Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Frederick C. Wasch signing singly, the undersigned’s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned all documents relating to the business of Raging Capital Management, LLC including, but not limited to, all filings with the Securities and Exchange C

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