Основная статистика
CIK | 1224370 |
SEC Filings
SEC Filings (Chronological Order)
December 30, 2013 |
Form 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 Mindspeed Technologies, Inc. (Exact name of registrant as |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION MINDSPEED TECHNOLOGIES, INC. ARTICLE I EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MINDSPEED TECHNOLOGIES, INC. ARTICLE I The name of the corporation is Mindspeed Technologies, Inc. (the “Corporation”). ARTICLE II The address of the registered office of the Corporation in the State of Delaware is 1209 Orange Street, Wilmington, County of New Castle, 19801. The name of its registered agent at that address is |
|
December 18, 2013 |
S-8 POS 1 d646695ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. 333-106148; 333-106479; 333-124289; 333-132858; 333-142298; 333-159236; 333-165875; 333-167785; 333-173328; 333-177678; 333-180589; 333-180593; 333-183122; 333-186911 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMEN |
|
December 18, 2013 |
POS AM 1 d646693dposam.htm POS AM As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement No. 333-106146 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mindspeed Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
EX-3.2 Exhibit 3.2 AMENDED & RESTATED BYLAWS OF MINDSPEED TECHNOLOGIES, INC. TABLE OF CONTENTS Page ARTICLE 1 CORPORATE OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE 2 MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Stockholders’ Meetings 2 2.5 Manner of Giving Notice; Affidavit of Notice 2 2.6 Validation of Meetings; Waiv |
|
December 18, 2013 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons |
|
December 18, 2013 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2013 MINDSPEED TECHNOLOGIES, INC. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
Exhibit 10.1 MINDSPEED TECHNOLOGIES, INC. 6.75% CONVERTIBLE SENIOR NOTES DUE 2017 FIRST SUPPLEMENTAL INDENTURE DATED AS OF DECEMBER 18, 2013 SUPPLEMENTING THAT CERTAIN INDENTURE DATED AS OF JUNE 19, 2012 WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE THIS FIRST SUPPLEMENTAL INDENTURE (the “Supplemental Indenture”), dated as of December 18, 2013, by and between Mindspeed Technologies, Inc., a D |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
MACOM Successfully Completes Tender Offer for Mindspeed Technologies Exhibit (a)(5)(F) Exhibit (a)(5)(F) MACOM Successfully Completes Tender Offer for Mindspeed Technologies LOWELL, Mass. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 18, 2013 |
S-8 POS As filed with the Securities and Exchange Commission on December 18, 2013 Registration Statement Nos. |
|
December 17, 2013 |
EX-99.1 Exhibit 99.1 December 16, 2013 Mindspeed Announces Definitive Agreement to Sell Assets of Its Wireless Infrastructure Unit to Intel NEWPORT BEACH, Calif., Dec. 16, 2013 (GLOBE NEWSWIRE) — Mindspeed Technologies, Inc. (Nasdaq:MSPD), a leading supplier of semiconductor solutions for network infrastructure, today announced that it has signed a definitive agreement to sell the assets of its wi |
|
December 17, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2013 MINDSPEED TECHNOLOGIES, INC. |
|
December 16, 2013 |
EX-21 EXHIBIT 21 SUBSIDIARIES OF MINDSPEED TECHNOLOGIES, INC. Subsidiary State or Other Jurisdiction of Incorporation or Organization Maker Communications, Inc. Delaware Mindspeed Technologies S.A.S. France Mindspeed Technologies U.K., Limited United Kingdom |
|
December 16, 2013 |
STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES EX-12.1 EXHIBIT 12.1 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES The following table sets forth our consolidated ratio of earnings to fixed charges for the periods indicated. Sept. 27, 2013 Sept. 28, 2012 Sept. 30, 2011 Oct. 1, 2010 Oct. 2, 2009 (in thousands, except ratio amounts) Earnings: (Loss)/income before income taxes $ (88,761 ) $ (32,392 ) $ (514 ) $ 21,476 $ (24,632 ) |
|
December 16, 2013 |
Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 27, 2013 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 01-0616769 (State of incorporation) (I.R.S. Employe |
|
December 16, 2013 |
EX-24 EXHIBIT 24 POWER OF ATTORNEY I, the undersigned Director and/or Officer of Mindspeed Technologies, Inc. |
|
December 13, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2013 MINDSPEED TECHNOLOGIES, INC. |
|
December 13, 2013 |
EX-99.1 Exhibit 99.1 To: Directors and Executive Officers of Mindspeed Technologies, Inc. From: Tim McDonnell Date: December 12, 2013 Re: Updated Notice Regarding Restrictions on Trading Mindspeed Technologies, Inc. Securities We advised you by notice dated November 26, 2013, of a trading restriction that may need to be imposed pursuant to the requirements of Section 306(a) of the Sarbanes-Oxley A |
|
December 13, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* MINDSPEED TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 602682205 (CUSIP Number) John P. Flakne Kopp Investment Advisors, LLC 8400 Normandale Lake Boulevard, Suite 1450 Bloomington, MN 55437 (952) 841-0400 Copy to: Christopher M. Cahl |
|
December 13, 2013 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. |
|
December 12, 2013 |
NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-31650 CUSIP Number: 602682205 (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 27, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Tran |
|
December 12, 2013 |
MINDSPEED ANNOUNCES FILING OF FORM 12B-25 EX-99.1 Exhibit 99.1 MINDSPEED ANNOUNCES FILING OF FORM 12B-25 NEWPORT BEACH, Calif., December 12, 2013 — Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for network infrastructure applications, today announced that it has filed a Notification of Late Filing, or Form 12b-25, with the Securities and Exchange Commission with regard to its Annual Report on F |
|
December 12, 2013 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2013 MINDSPEED TECHNOLOGIES, INC. |
|
December 11, 2013 |
Expected Final Day to Direct Fidelity to Tender Shares Held in the Retirement Savings Plan Exhibit (a)(5)(O) Dear Employees, As you know, on November 5, 2013, Mindspeed Technologies, Inc. |
|
December 11, 2013 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. |
|
December 11, 2013 |
SC 14D9/A 1 d642205dsc14d9a.htm AMENDMENT NO. 5 TO SC 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 5) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Persons Filing Statement) Com |
|
December 11, 2013 |
MINDSPEED TECHNOLOGIES, INC. Notice to Holders of Options (“Notice”) December 10, 2013 Exhibit (a)(5)(N) MINDSPEED TECHNOLOGIES, INC. Notice to Holders of Options (“Notice”) December 10, 2013 Dear Option Holder: On November 5, 2013, Mindspeed Technologies, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with M/A-COM Technology Solutions Holdings, Inc. (“Parent”) and Micro Merger Sub, Inc. (the “Purchaser”). In accordance with the terms of t |
|
December 11, 2013 |
NON-COMPETITION AND NON-SOLICITATION AGREEMENT EX-99.D.7 Exhibit (d)(7) NON-COMPETITION AND NON-SOLICITATION AGREEMENT THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this “Agreement”) is entered into as of December , 2013, by and between M/A-COM Technology Solutions Holdings, Inc., a Delaware corporation and/or its assigns (“Purchaser”), Mindspeed Technologies, Inc. (“Mindspeed”) and Preetinder Virk, (“Virk”) a current employee, executiv |
|
December 11, 2013 |
EX-99.D.8 Exhibit (d)(8) M/A-COM Technology Solutions Inc. 100 Chelmsford Street Lowell, MA 01851 December 11, 2013 Preetinder Virk 28791 Calle Posada Road San Juan Capistrano, CA 92675 Re: Offer of Employment with M/A-COM Technology Solutions Inc. Dear Mr. Virk: On behalf of M/A-COM Technology Solutions Inc., a Delaware corporation (the “Company”), I am pleased to invite you to join the Company a |
|
December 11, 2013 |
EX-99.(A)(5)(M) Exhibit (a)(5)(M) MINDSPEED TECHNOLOGIES, INC. Notice to Holders of Company Stock-Based Awards (“Notice”) December 10, 2013 Dear Company Stock-Based Award Holder: On November 5, 2013, Mindspeed Technologies, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with M/A-COM Technology Solutions Holdings, Inc. (“Parent”) and Micro Merger Sub, Inc |
|
December 11, 2013 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons |
|
December 10, 2013 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons |
|
December 10, 2013 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. |
|
December 3, 2013 |
CORRESP 12235 El Camino Real, Suite 200 San Diego, CA 92130 PHONE 858.350.2300 FAX 858.350.2399 www.wsgr.com December 3, 2013 VIA EDGAR AND OVERNIGHT DELIVERY Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Christina Chalk Re: Mindspeed Technologies, Inc. Schedule 14D-9 Filed November 19, 2013 File No. 005-79645 Ms. Chalk: On be |
|
December 3, 2013 |
SC 14D9/A 1 d637516dsc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 2) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Persons Filing Statement) Common Stock, par val |
|
December 2, 2013 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons |
|
November 26, 2013 |
SC 14D9/A 1 d636633dsc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 1) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Persons Filing Statement) Common Stock, par val |
|
November 26, 2013 |
MACOM Announces Early Termination of HSR Waiting Period Exhibit (a)(5)(E) MACOM Announces Early Termination of HSR Waiting Period LOWELL, Mass. |
|
November 26, 2013 |
EX-99.2 Exhibit 99.2 To: Directors and Executive Officers of Mindspeed Technologies, Inc. From: Tim McDonnell Date: November 26, 2013 Re: Restrictions on Trading Mindspeed Technologies, Inc. Securities Reason for the Tender Offer Blackout Period and this Notice Pursuant to the requirements of Section 306(a) of the Sarbanes-Oxley Act of 2002 and Regulation BTR (i.e., Blackout Trading Restriction), |
|
November 26, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2013 MINDSPEED TECHNOLOGIES, INC. |
|
November 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons) COMMON S |
|
November 26, 2013 |
EX-99.1 Exhibit 99.1 Important Notice Concerning Your Rights Under the Mindspeed Technologies, Inc. Retirement Savings Plan NOVEMBER 26, 2013 WE ARE REQUIRED BY LAW TO PROVIDE YOU WITH THIS NOTICE. This notice is to inform you that transactions involving the common stock of Mindspeed Technologies, Inc. (the “Company”) in the Mindspeed Technologies, Inc. Retirement Savings Plan (the “Retirement Pla |
|
November 19, 2013 |
EX-(a)(1)(C) Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of MINDSPEED TECHNOLOGIES, INC. |
|
November 19, 2013 |
Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
|
November 19, 2013 |
EX-99.(A)(1)(D) 5 d629015dex99a1d.htm EX-(A)(1)(D) Exhibit (a)(1)(D) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of MINDSPEED TECHNOLOGIES, INC. at $5.05 NET PER SHARE by MICRO MERGER SUB, INC., a wholly-owned subsidiary of M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON DECEMBER 17, 2013 (WHICH |
|
November 19, 2013 |
Table of Contents Exhibit (a)(1)(A) Offer to Purchase For Cash All Outstanding Shares of Common Stock of MINDSPEED TECHNOLOGIES, INC. |
|
November 19, 2013 |
EX-(a)(1)(B) Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of MINDSPEED TECHNOLOGIES, INC. |
|
November 19, 2013 |
Exhibit (d)(3) October 4, 2013 CONFIDENTIAL Mindspeed Technologies, Inc. 4000 MacArthur Boulevard East Tower Newport Beach, California 92660 Attention: Mr. Dwight W. Decker, Chairman Ladies and Gentlemen: This letter agreement (this “Agreement”) sets forth the terms upon which M/A-COM Technology Solutions Holdings, Inc., a Delaware corporation (“MACOM”), agrees to continue discussions and other ac |
|
November 19, 2013 |
SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.0 |
|
November 19, 2013 |
EX-99.(D)(2) 8 d629015dex99d2.htm EX-(D)(2) Exhibit (d)(2) August 19, 2013 M/A-COM Technology Solutions Holdings, Inc. 100 Chelmsford St. Lowell, MA 01851 Re: Confidentiality Agreement Ladies and Gentlemen: In connection with the possible transaction (“Proposed Transaction”) between Mindspeed Technologies, Inc. (“MSPD”) and M/A-COM Technology Solutions Holdings, Inc. (which, together with its cont |
|
November 19, 2013 |
EX-99.(A)(1)(E) 6 d629015dex99a1e.htm EX-(A)(1)(E) Exhibit (a)(1)(E) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of MINDSPEED TECHNOLOGIES, INC. at $5.05 NET PER SHARE by MICRO MERGER SUB, INC., a wholly-owned subsidiary of M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON DECEMBER 17, 2013 (WHICH |
|
November 19, 2013 |
M/A-COM Technology Solutions Inc. 100 Chelmsford Street Lowell, MA 01851 November 5, 2013 EX-(d)(5) Exhibit (d)(5) M/A-COM Technology Solutions Inc. 100 Chelmsford Street Lowell, MA 01851 November 5, 2013 Najabat Hasnain Bajwa 3315 Clearing Lane Corona, CA 92882 Re: Offer of Employment with M/A-COM Technology Solutions Inc. Dear Mr. Bajwa: On behalf of M/A-COM Technology Solutions Inc., a Delaware corporation (the “Company”), I am pleased to invite you to join the Company as its SVP & |
|
November 19, 2013 |
SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 MINDSPEED TECHNOLOGIES, INC. |
|
November 19, 2013 |
EX-99.(a)(2)(A) Exhibit (a)(2)(A) November 19, 2013 Dear Stockholder: On behalf of the board of directors of Mindspeed Technologies, Inc., I am pleased to inform you that on November 5, 2013, Mindspeed agreed to be acquired by M/A-COM Technology Solutions Holdings, Inc., pursuant to the terms of an Agreement and Plan of Merger by and among Mindspeed, MACOM and Micro Merger Sub, Inc., a wholly owne |
|
November 19, 2013 |
NON-COMPETITION AND NON-SOLICITATION AGREEMENT EX-(d)(4) Exhibit (d)(4) NON-COMPETITION AND NON-SOLICITATION AGREEMENT THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this “Agreement”) is entered into as of November 5, 2013, by and between M/A-COM Technology Solutions Holdings, Inc. |
|
November 15, 2013 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (CU |
|
November 14, 2013 |
MINDSPEED TECHNOLOGIES, INC. AMENDMENT NO. 2 TO SECTION 382 RIGHTS AGREEMENT EX-4.1 Exhibit 4.1 MINDSPEED TECHNOLOGIES, INC. AMENDMENT NO. 2 TO SECTION 382 RIGHTS AGREEMENT THIS AMENDMENT NO. 2 (this “Amendment”), dated as of November 5, 2013, is made by and between MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and COMPUTERSHARE SHAREOWNERS SERVICES LLC (as successor to Mellon Investor Services LLC), a New Jersey limited liability company (the “Righ |
|
November 14, 2013 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits - 8-K/A 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2013 MINDSPEED TECHNOLOGIES, INC. |
|
November 14, 2013 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (CU |
|
November 8, 2013 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (CU |
|
November 6, 2013 |
www.CallStreet.com — 1-877-FACTSET — Copyright © 2001-2013 CallStreet 1 EX-99.2 Exhibit 99.2 M/A-COM Technology Solutions Holdings, Inc. MTSI Q4 2013 Earnings Call Nov. 5, 2013 Companyp Tickerp Event Typep Datep n MANAGEMENT DISCUSSION SECTION Operator: Good afternoon, and welcome to the M/A-COM Technology Solutions Fourth Quarter and Fiscal Year 2013 Financial Results Conference Call. At this time, all participants are in a listen-only mode. At the conclusion of toda |
|
November 6, 2013 |
SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (CU |
|
November 6, 2013 |
SC 14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (C |
|
November 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (CUSIP Numb |
|
November 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (CUSIP Numb |
|
November 6, 2013 |
MACOM CEO Presentation to Mindspeed Employees November 6, 2013 Exhibit 99.1 2 Forward-Looking Statement Safe Harbor and Use of Non-GAAP Financial Measures This presentation contains forward-looking statements based on management’s beliefs and assumptions and on information currently available to our management. Forward-looking statements include, among others, statements concerning the Mindspeed t |
|
November 6, 2013 |
EX-99.1 Exhibit 99.1 To: Directors and Executive Officers of Mindspeed Technologies, Inc. From: Tim McDonnell Date: November 5, 2013 Re: Restrictions on Trading Mindspeed Technologies, Inc. Securities Reason for the Blackout Period and this Notice Pursuant to the requirements of Section 306(a) of the Sarbanes-Oxley Act of 2002 and Regulation BTR (i.e., Blackout Trading Restriction), promulgated by |
|
November 6, 2013 |
MACOM Announces Definitive Agreement EX-99.1 MACOM Announces Definitive Agreement to Acquire Mindspeed Technologies November 5, 2013 Exhibit 99.1 2 Forward-Looking Statement Safe Harbor and Use of Non-GAAP Financial Measures This presentation contains forward-looking statements based on management’s beliefs and assumptions and on information currently available to our management. Forward-looking statements include, among others, stat |
|
November 6, 2013 |
8-K 1 d623789d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-3650 01-0616769 (State or other jurisdict |
|
November 6, 2013 |
SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.0 |
|
November 6, 2013 |
SC 14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (C |
|
November 6, 2013 |
Schedule TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MICRO MERGER SUB, INC. (Offeror) M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK |
|
November 5, 2013 |
SC 14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 MINDSPEED TECHNOLOGIES, INC. (Name of Subject Company) MINDSPEED TECHNOLOGIES, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (C |
|
November 5, 2013 |
EX-99.1 Exhibit 99.1 MACOM Announces Definitive Agreement to Acquire Mindspeed Technologies MACOM expects Non-GAAP EPS accretion between $0.15 and $0.20 in fiscal 2014 and between $0.25 and $0.30 in fiscal 2015 Mindspeed intends to sell its wireless business before closing LOWELL, Mass., November 5, 2013 – M/A-COM Technology Solutions Holdings, Inc. (NASDAQ: MTSI) (MACOM), a leading supplier of hi |
|
November 5, 2013 |
EX-10.1 Exhibit 10.1 EXECUTION COPY AMENDMENT NO. 1 Dated as of November 5, 2013 to AMENDED AND RESTATED CREDIT AGREEMENT Dated as of September 26, 2013 THIS AMENDMENT NO. 1 (this “Amendment”) is made as of November 5, 2013 by and among M/A-COM Technology Solutions Holdings, Inc., a Delaware corporation (the “Borrower”), the financial institutions listed on the signature pages hereof and JPMorgan |
|
November 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2013 M/A-COM Technology Solutions Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35451 27-0306875 (State or other jurisdiction of incor |
|
November 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2013 Mindspeed Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Orga |
|
November 5, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2013 MINDSPEED TECHNOLOGIES, INC. |
|
November 5, 2013 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among: MINDSPEED TECHNOLOGIES, INC. a Delaware corporation; M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. a Delaware corporation; and MICRO MERGER SUB, INC. a Delaware corporation Dated as of November 5, 2013 TABLE OF CONTENTS Page ARTICLE 1 THE OFFER 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 4 Section 1.3 Directors 5 ARTICLE 2 THE MERGER 6 |
|
November 5, 2013 |
EXHIBIT 99.1 Mindspeed Announces Fiscal Fourth Quarter 2013 Results and Conclusion of Its Strategic Review Process Beats Guidance and Achieves Non-GAAP Net Income Profitability High Performance Analog Revenue Grows 4% Sequentially Announces Definitive Merger Agreement with MACOM for $5.05 per share NEWPORT BEACH, Calif., Nov. 5, 2013 (GLOBE NEWSWIRE) - Mindspeed Technologies, Inc. (Nasdaq:MSPD), a |
|
November 5, 2013 |
Mindspeed Announces Definitive Agreement to be Acquired by MACOM for $5.05 per share EX-99.1 Exhibit 99.1 Mindspeed Announces Definitive Agreement to be Acquired by MACOM for $5.05 per share Newport Beach, CA, November 5, 2013 –Mindspeed Technologies (NASDAQ:MSPD), a leading supplier of semiconductor solutions for communications infrastructure applications, today announced that it has entered into a definitive agreement to be acquired by M/A-COM Technology Solutions Holdings, Inc. |
|
November 5, 2013 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among: MINDSPEED TECHNOLOGIES, INC. a Delaware corporation; M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. a Delaware corporation; and MICRO MERGER SUB, INC. a Delaware corporation Dated as of November 5, 2013 TABLE OF CONTENTS Page ARTICLE 1 THE OFFER 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 4 Section 1.3 Directors 5 ARTICLE 2 THE M |
|
October 4, 2013 |
MSPD / Mindspeed Technologies, Inc / KOPP INVESTMENT ADVISORS LLC Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* MINDSPEED TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 602682205 (CUSIP Number) John P. Flakne Kopp Investment Advisors, LLC 8400 Normandale Lake Boulevard, Suite 1450 Bloomington, MN 55437 (952) 841-0400 Copy to: Christopher M. Cahl |
|
August 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
July 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2013 Mindspeed Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Organiz |
|
July 30, 2013 |
Mindspeed Reports Fiscal Third Quarter 2013 Results EXHIBIT 99.1 Mindspeed Reports Fiscal Third Quarter 2013 Results NEWPORT BEACH, Calif., July 30, 2013 (GLOBE NEWSWIRE) - Mindspeed Technologies, Inc. (Nasdaq:MSPD), a leading supplier of semiconductor solutions for communications infrastructure applications, today reported results for its fiscal third quarter of 2013. For the quarter ended June 28, 2013, Mindspeed recorded net revenue of $35.6 mil |
|
July 9, 2013 |
MSPD / Mindspeed Technologies, Inc / FEDERATED HERMES, INC. Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . |
|
June 27, 2013 |
Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
May 17, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation o |
|
May 17, 2013 |
AMENDED AND RESTATED BYLAWS OF MINDSPEED TECHNOLOGIES, INC. EFFECTIVE MAY 14, 2013 ARTICLE I. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF MINDSPEED TECHNOLOGIES, INC. EFFECTIVE MAY 14, 2013 ARTICLE I. OFFICES SECTION 1. Registered Office in Delaware; Resident Agent. The address of the Corporation’s registered office in the State of Delaware and the name and address of its resident agent in charge thereof are as filed with the Secretary of State of the State of Delaware. SECTION 2. Ot |
|
May 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Organiz |
|
May 16, 2013 |
Mindspeed Appoints Fared Adib from Sprint Nextel to Its Board of Directors EX-99.1 EXHIBIT 99.1 Mindspeed Appoints Fared Adib from Sprint Nextel to Its Board of Directors NEWPORT BEACH, Calif., May 16, 2013 - Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for network infrastructure applications, today announced the appointment of Fared Adib of Sprint Nextel Corporation to its board of directors. As a member of the board, Mr. Ad |
|
May 15, 2013 |
Abdelnaser Adas Stephen N. Ananias Allison K. Musetich Brandi R. Steege Preetinder S. Virk EX-10.3 EXHIBIT 10.3 Mindspeed Technologies, Inc. has entered into an agreement with each of the following persons, which is substantially identical to the form of Employment Agreement filed as Exhibit 10.5 to the Registrant?s Quarterly Report on Form 10-Q for the fiscal quarter ended July 3, 2009: Abdelnaser Adas Stephen N. Ananias Allison K. Musetich Brandi R. Steege Preetinder S. Virk |
|
May 15, 2013 |
MSPD FORM 10-Q/A (Quarterly Report) FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES |
|
May 15, 2013 |
Najabat H. Bajwa Raouf Y. Halim Gerald J. Hamilton EX-10.2 EXHIBIT 10.2 Mindspeed Technologies, Inc. has entered into an agreement with each of the following persons, which is substantially identical, except as set forth below, to the form of Employment Agreement filed as Exhibit 10.9 to the Registrant?s Annual Report on Form 10-K for the fiscal year ended October 3, 2008: Najabat H. Bajwa Raouf Y. Halim Gerald J. Hamilton The multiple set forth i |
|
May 8, 2013 |
AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT Exhibit 10.1 AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is entered into this 8th day of March, 2013, by and between MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (?Borrower?) and SILICON VALLEY BANK (?Bank?). Capitalized terms used herein without definition shall have the same meanings given them in the Loan Agreemen |
|
May 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact |
|
April 30, 2013 |
Mindspeed Reports Preliminary Fiscal Second Quarter 2013 Results Exhibit 99.1 Mindspeed Reports Preliminary Fiscal Second Quarter 2013 Results NEWPORT BEACH, Calif.-(BUSINESS WIRE)-April 30, 2013-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for communications infrastructure applications, today reported preliminary results for its fiscal second quarter of 2013. The preliminary results are subject to change based on t |
|
April 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50621975.htm MINDSPEED TECHNOLOGIES, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 ( |
|
April 3, 2013 |
Mindspeed Updates Outlook for Fiscal Second Quarter 2013 Exhibit 99.1 Mindspeed Updates Outlook for Fiscal Second Quarter 2013 NEWPORT BEACH, Calif.-(BUSINESS WIRE)-April 3, 2013-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for network infrastructure applications, today updated its revenue outlook for the fiscal second quarter of 2013 previously provided on January 28, 2013. For the fiscal second quarter, en |
|
April 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 3, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Organi |
|
March 13, 2013 |
Entry into a Material Definitive Agreement - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 8, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation |
|
February 27, 2013 |
Form S-8 As filed with the Securities and Exchange Commission on February 27, 2013. |
|
February 27, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporat |
|
February 27, 2013 |
MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT EX-10.1 Exhibit 10.1 MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Mindspeed Technologies, Inc. 2013 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Performance Share Grant (the “Notice of Grant”) and Terms and Conditions of Performance Share Grant, attache |
|
February 19, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 12, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporat |
|
February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Mindspeed Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 602682106 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Mindspeed Technologies, Inc. (Name of Issuer) Common Stock and Convertible Bonds (Title of Class of Securities) 602682106 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
|
February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mindspeed Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 602682205 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
February 12, 2013 |
MSPD / Mindspeed Technologies, Inc / FEDERATED HERMES, INC. Passive Investment SC 13G/A 1 form.htm OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . . . . . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* MINDSPEED TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 602682205 (CUSIP Number |
|
February 12, 2013 |
MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN EX-10.1 Exhibit 10.1 MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of the Plan are: (a) to attract and retain the best available personnel; (b) to provide incentives to individuals who perform services to the Company; (c) to align the interests of such individuals with the interests of the Company’s stockholders; and (d) to promote the success of the |
|
February 12, 2013 |
MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT EX-10.2 Exhibit 10.2 MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Mindspeed Technologies, Inc. 2013 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Stock Option Grant (the “Notice of Grant”) and Terms and Conditions of Stock Option Grant, attached hereto as Exh |
|
February 12, 2013 |
MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT EX-10.5 Exhibit 10.5 MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Mindspeed Technologies, Inc. 2013 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Restricted Stock Unit Grant (the “Notice of Grant”) and Terms and Conditions of Restricted Stock Unit Gr |
|
February 12, 2013 |
EX-10.4 Exhibit 10.4 MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT FOR NON-U.S. SERVICE PROVIDERS Unless otherwise defined herein, the terms defined in the Mindspeed Technologies, Inc. 2013 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Restricted Stock Grant (the “Notice of Grant”) for Non-U.S. Service Providers, |
|
February 12, 2013 |
EX-10.6 Exhibit 10.6 MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT FOR NON-U.S. SERVICE PROVIDERS Unless otherwise defined herein, the terms defined in the Mindspeed Technologies, Inc. 2013 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Restricted Stock Unit Grant (the “Notice of Grant”) for Non-U.S. Service |
|
February 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 12, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporat |
|
February 12, 2013 |
MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT EX-10.3 Exhibit 10.3 MINDSPEED TECHNOLOGIES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Mindspeed Technologies, Inc. 2013 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Restricted Stock Grant (the “Notice of Grant”) and Terms and Conditions of Restricted Stock Grant, attached h |
|
February 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
February 6, 2013 |
MINDSPEED TECHNOLOGIES, INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN EX10.1 EXHIBIT 10.1 MINDSPEED TECHNOLOGIES, INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN The following constitute the provisions of the Employee Stock Purchase Plan of Mindspeed Technologies, Inc. 1. Purpose. The purpose of the Plan (as defined below) is to provide Employees (as defined below) of the Company (as defined below) and its Designated Parents (as defined below) or Subsidiaries |
|
January 31, 2013 |
Schedule 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
January 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 28, 2013 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Org |
|
January 28, 2013 |
Mindspeed Reports Fiscal First Quarter 2013 Results Exhibit 99.1 Mindspeed Reports Fiscal First Quarter 2013 Results Achieves non-GAAP operating and net profitability Product revenue at high end of guidance range, reaching $38.4 million 4G/ LTE small cells using Mindspeed SoCs deployed in December quarter in Korea NEWPORT BEACH, Calif.-(BUSINESS WIRE)-January 28, 2013-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor |
|
January 25, 2013 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
January 22, 2013 |
SCHEDULE 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
January 14, 2013 |
- SCHEDULE 14A REMINDER LETTER Schedule 14A Reminder letter SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
January 3, 2013 |
- DEFINITIVE ADDITIONAL MATERIAL DEFA14A 1 d446387ddefa14a.htm DEFINITIVE ADDITIONAL MATERIAL SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
|
January 3, 2013 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
December 14, 2012 |
Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 28, 2012 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 01-0616769 (State of incorporat |
|
December 12, 2012 |
STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Statement re: Computation of Ratios EXHIBIT 12.1 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES The following table sets forth our consolidated ratio of earnings to fixed charges for the periods indicated. Sept. 28, 2012 Sept. 30, 2011 Oct. 1, 2010 Oct. 2, 2009 Oct. 3, 2008 (in thousands, except ratio amounts) Earnings: (Loss)/income before income taxes $ (32,392 ) $ (514 ) $ 21,4 |
|
December 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 28, 2012 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 01-0616769 (State of incorporation) (I.R.S. Employer Identifi |
|
December 12, 2012 |
Najabat H. Bajwa Raouf Y. Halim Gerald J. Hamilton Allison K. Musetich Brandi R. Steege Schedule identifying parties to and terms of agreements Exhibit 10.12 Mindspeed Technologies, Inc. (the “Company”) has entered into an agreement with each of the following persons, which is substantially identical, except as set forth below, to the form of Employment Agreement filed as Exhibit 10.11 to this Annual Report on Form 10-K: Najabat H. Bajwa Raouf Y. Halim Gerald J. Hamilton Allison K. M |
|
December 12, 2012 |
List of subsidiaries of the Registrant EXHIBIT 21 SUBSIDIARIES OF MINDSPEED TECHNOLOGIES, INC. Subsidiary State or Other Jurisdiction of Incorporation or Organization Maker Communications, Inc. Delaware Mindspeed Technologies S.A.S. France Mindspeed Technologies U.K., Limited United Kingdom |
|
December 12, 2012 |
Power of attorney, authorizing certain persons to sign this Annual Report EXHIBIT 24 POWER OF ATTORNEY I, the undersigned Director and/or Officer of Mindspeed Technologies, Inc. |
|
November 19, 2012 |
8-K 1 d441813d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Juris |
|
November 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Org |
|
November 5, 2012 |
Mindspeed Reports Fiscal Fourth Quarter 2012 Results Exhibit 99.1 Mindspeed Reports Fiscal Fourth Quarter 2012 Results Revenue exceeds revised guidance, reaching $36.3 million First commercial deployment of LTE small cells using Mindspeed SoCs set to deploy this December quarter in Korea Restructuring plans on track to accelerate profitability NEWPORT BEACH, Calif.-(BUSINESS WIRE)-November 5, 2012-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leadi |
|
August 9, 2012 |
Amendment No. 1 dated as of August 9, 2012 Exhibit 4.1 AMENDMENT NO. 1 to SECTION 382 RIGHTS AGREEMENT by and between MINDSPEED TECHNOLOGIES, INC. and COMPUTERSHARE SHAREOWNERS SERVICES LLC (AS SUCCESSOR TO MELLON INVESTOR SERVICES LLC) as Rights Agent Dated as of August 9, 2012 This Amendment No. 1 (the “Amendment”) dated as of August 9, 2012, to the Section 382 Rights Agreement, dated as of Augu |
|
August 9, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 9, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation |
|
August 9, 2012 |
Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 01-0616769 (State of Incorporation or Organization (I.R.S. Employer Identif |
|
August 8, 2012 |
EX-10.4 Exhibit 10.4 MINDSPEED TECHNOLOGIES, INC. INDUCEMENT INCENTIVE PLAN STOCK OPTION TERMS AND CONDITIONS FOR INTERNATIONAL EMPLOYEES 1. Definitions Capitalized terms used and not defined herein shall have the respective meanings assigned to such terms in the Plan (as defined below). As used in these Stock Option Terms and Conditions, the following words and phrases shall have the respective m |
|
August 8, 2012 |
EX-10.5 Exhibit 10.5 [Date] [First Name, Last Name] [Address] City, State, Zip Global ID Number: XXX-XX-[Last 4 digits] Dear [First Name]: We are pleased to notify you that the Board of Directors of Mindspeed Technologies, Inc. (the “Company”) has granted you the following Stock Option Award. Grant Date Granted from Mindspeed Plan Option Type Option Price Number of Options [Date] Inducement Incent |
|
August 8, 2012 |
FIRST AMENDMENT LOAN AND SECURITY AGREEMENT Exhibit 10.2 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT to Loan and Security Agreement (this ?Amendment?) is entered into this 11th day of June, 2012 by and between Silicon Valley Bank (?Bank?) and MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (?Borrower?) whose address is 4000 Macarthur Blvd., East Tower, Newport Beach, CA 92660. RECITALS A. Bank and Borrower have |
|
August 8, 2012 |
EX-10.1 EXHIBIT 10.1 THIRD AMENDMENT TO LEASE THIS THIRD AMENDMENT TO LEASE (“Amendment”) is made and entered into as of the 4th day of April, 2012, by and between EO MACARTHUR LLC, a Delaware limited liability company (“Landlord”), and MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (“Tenant”). R E C I T A L S : A. 4000 MacArthur, L.P., a Delaware limited partnership (“Original Landlord”), a |
|
August 8, 2012 |
Mindspeed Technologies, Inc., 6.75% Convertible Senior Notes due 2017 PURCHASE AGREEMENT EX-1.1 Exhibit 1.1 Mindspeed Technologies, Inc., $32,000,000 6.75% Convertible Senior Notes due 2017 PURCHASE AGREEMENT June 12, 2012 Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, FL 33716 Ladies and Gentlemen: Mindspeed Technologies, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement with you (the “Initial Purchaser”), as set forth below. 1. The Tr |
|
August 8, 2012 |
EX-4.11 Exhibit 4.11 Execution Version MINDSPEED TECHNOLOGIES, INC. AND EACH OF THE GUARANTORS PARTY HERETO 6.75% CONVERTIBLE SENIOR NOTES DUE 2017 INDENTURE DATED AS OF JUNE 19, 2012 WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEE TABLE OF CONTENTS Page Article I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1.02 Rules of Construction 16 Section 1.03 Acts of |
|
August 8, 2012 |
EX-10.3 Exhibit 10.3 MINDSPEED TECHNOLOGIES, INC. INDUCEMENT INCENTIVE PLAN AWARD AGREEMENT FOR U.S. EMPLOYEES STOCK OPTION TERMS AND CONDITIONS 1. Definitions Capitalized terms used and not defined herein shall have the respective meanings assigned to such terms in the Plan. As used in these Stock Option Terms and Conditions, the following words and phrases shall have the respective meanings ascr |
|
August 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact n |
|
August 7, 2012 |
Form S-8 As filed with the Securities and Exchange Commission on August 7, 2012. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mindspeed Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 01-0616769 (State or Other Jurisdiction of Incorporation |
|
July 24, 2012 |
Costs Associated with Exit or Disposal Activities - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 20, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation |
|
July 23, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Organi |
|
July 23, 2012 |
Mindspeed Reports Fiscal Third Quarter 2012 Results EX-99.1 2 a50350395ex991.htm EXHIBIT 99.1 Exhibit 99.1 Mindspeed Reports Fiscal Third Quarter 2012 Results Grows Wireless Revenue to 11% of Quarterly Revenue Recorded 3 New LTE Small Cell Basestation Design Engagements, including a New Major European OEM Begins Search to Add Independent Director from Wireless Telecommunications Service Provider Industry Announces a Significant Restructuring to Acc |
|
June 29, 2012 |
LOAN AND SECURITY AGREEMENT Exhibit 10.3 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of February 6, 2012 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The p |
|
June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exac |
|
June 27, 2012 |
Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
June 22, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 19, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation |
|
June 12, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 12, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation |
|
June 12, 2012 |
MINDSPEED ANNOUNCES PRICING OF CONVERTIBLE SENIOR NOTES OFFERING Press release of Mindspeed Technologies, Inc., dated June 12, 2012 Exhibit 99.1 MINDSPEED ANNOUNCES PRICING OF CONVERTIBLE SENIOR NOTES OFFERING NEWPORT BEACH, Calif., June 12, 2012 – Mindspeed Technologies, Inc., (NASDAQ: MSPD) today announced the pricing of an offering of $32.0 million aggregate principal amount of its 6.75% convertible senior notes due 2017 (the “Notes”). The Notes are being of |
|
June 4, 2012 |
Audited Financial Statements of PicoChip Inc Exhibit 99.1 PICOCHIP, INC. INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Report of Independent Auditor F-2 Consolidated Balance Sheets F-3 Consolidated Statements of Operations F-4 Consolidated Statements of Redeemable Convertible Preferred Stock and Stockholders’ Deficit F-5 Consolidated Statements of Cash Flows F-6 Notes to the Consolidated Financial St |
|
June 4, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 d360048d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 1, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdicti |
|
May 14, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation o |
|
May 8, 2012 |
Restricted Stock Terms and Conditions Exhibit 10.6 MINDSPEED TECHNOLOGIES, INC. INDUCEMENT INCENTIVE PLAN AWARD AGREEMENT RESTRICTED STOCK TERMS AND CONDITIONS In accordance with a determination of the Board of Directors of Mindspeed Technologies, Inc., you have been awarded Restricted Stock pursuant to the Company’s Inducement Incentive Plan (the “Plan”). Capitalized terms used herein but not oth |
|
May 8, 2012 |
Restricted Stock Terms and Conditions for International Employees Exhibit 10.8 MINDSPEED TECHNOLOGIES, INC. INDUCEMENT INCENTIVE PLAN RESTRICTED STOCK TERMS AND CONDITIONS FOR INTERNATIONAL EMPLOYEES In accordance with a determination of the Board of Directors of Mindspeed Technologies, Inc., you have been awarded Restricted Stock subject to the terms and conditions of the Company’s Inducement Inc |
|
May 8, 2012 |
Global ID Number: XXX-XX-[XXX] Form of Restricted Stock Award Exhibit 10.7 [Date] [Name] Global ID Number: XXX-XX-[XXX] Dear [Name]: Effective [Date], the Board of Directors of Mindspeed Technologies, Inc. (the “Company”) awarded you the following Restricted Stock at a grant value of $X.XX per share upon the terms set forth below: Type of Grant: Restricted Stock Number of Shares: [# of shares] Vesting Schedule: Vesting schedule |
|
May 8, 2012 |
Global ID Number: XXX-XX-[XXX] Form of Restricted Stock United Kingdom Award Exhibit 10.9 Date [Name] Global ID Number: XXX-XX-[XXX] Dear [First Name]: Effective [Date], the Board of Directors of Mindspeed Technologies, Inc. (the “Company”) awarded you the following Restricted Stock at a grant value of $X,XX per share upon the terms set forth below: Type of Grant: Restricted Stock Number of Shares: [# of Shares] Vesting Schedul |
|
May 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact |
|
May 8, 2012 |
Agreement and Plan of Merger Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among Mindspeed Technologies, Inc. (a Delaware corporation); Platinum Acquisition (UK) Limited (a private company limited by shares and registered in England and Wales); Platinum Acquisition Corporation (a Delaware corporation); picoChip Inc. (a Delaware corporation); Picochip Ltd. (a private company limited by shares and |
|
May 8, 2012 |
Exhibit 10.4 Execution Version ESCROW AGREEMENT ESCROW AGREEMENT (the “Escrow Agreement”), dated as of February 6, 2012, among Mindspeed Technologies, Inc., a Delaware corporation (“Parent”), Platinum Acquisition (UK) Limited, a private company limited by shares registered in England and Wales and a wholly-owned subsidiary of Parent (“UK Acquiror”), Shareholder Representative Services LLC, a Color |
|
May 8, 2012 |
Loan and Security Agreement Exhibit 10.3 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of February 6, 2012 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The p |
|
May 8, 2012 |
Voting Agreement Exhibit 10.2 VOTING AGREEMENT THIS VOTING AGREEMENT (this “Agreement”) is made and entered into as of January 5, 2012, by and among Mindspeed Technologies, Inc., a Delaware corporation (“Parent”), picoChip Inc., a Delaware corporation (the “Company”), and the stockholders of the Company named on the signature pages hereto (collectively, “Stockholders” and each, a “Stockholder”). R |
|
May 8, 2012 |
MINDSPEED TECHNOLOGIES, INC. DECLARATION OF REGISTRATION RIGHTS Declaration of Registration Rights Exhibit 4.10 MINDSPEED TECHNOLOGIES, INC. DECLARATION OF REGISTRATION RIGHTS This Declaration of Registration Rights (this “Declaration”) is provided by Mindspeed Technologies, Inc., a Delaware corporation (the “Parent”) on February 6, 2012, in connection with the Agreement and Plan of Merger (the “Merger Agreement”) dated as of January 5, 2012 by and among the P |
|
May 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Organiza |
|
May 7, 2012 |
Exhibit 99.1 Mindspeed Reports Fiscal Second Quarter 2012 Results Second Quarter Net Revenue Up 4.2% Sequentially Continued Success in Wireless Initiative; Mindspeed Now Supporting 25 4G/LTE Engagements for Transcede®, 6 TD-SCDMA Engagements and over 60 3G/HSPA Engagements Worldwide NEWPORT BEACH, Calif.-(BUSINESS WIRE)-May 7, 2012-Mindspeed Technologies, Inc. (NASDAQ:MSPD), a leading supplier of |
|
April 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 6, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of In |
|
April 18, 2012 |
Audited Financial Statements Table of Contents Exhibit 99.1 PICOCHIP, INC. INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Report of Independent Auditor F-2 Consolidated Balance Sheets F-3 Consolidated Statements of Operations F-4 Consolidated Statements of Redeemable Convertible Preferred Stock and Stockholders’ Deficit F-5 Consolidated Statements of Cash Flows F-6 Notes to the Consolidated Financial |
|
April 18, 2012 |
MINDSPEED TECHNOLOGIES, INC. UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS Unaudited Pro Forma Financial Information Exhibit 99.2 MINDSPEED TECHNOLOGIES, INC. UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS On February 6, 2012, Mindspeed Technologies, Inc. (Mindspeed or the Company) completed the acquisition of picoChip Inc. and its wholly owned subsidiaries (collectively, picoChip). Pursuant to the terms of the acquisition agreement, all of picoChip’s outstanding shar |
|
April 16, 2012 |
Entry into a Material Definitive Agreement - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 10, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation |
|
April 5, 2012 |
FORM S-8 As filed with the Securities and Exchange Commission on April 5, 2012. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mindspeed Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 01-0616769 (State or Other Jurisdiction of Incorporation o |
|
April 5, 2012 |
FORM S-8 As filed with the Securities and Exchange Commission on April 5, 2012. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mindspeed Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 01-0616769 (State or Other Jurisdiction of Incorporation o |
|
April 5, 2012 |
MINDSPEED TECHNOLOGIES, INC. INDUCEMENT INCENTIVE PLAN EXHIBIT 4.10 MINDSPEED TECHNOLOGIES, INC. INDUCEMENT INCENTIVE PLAN Section 1: Purpose The purpose of the Mindspeed Technologies, Inc. Inducement Incentive Plan (the “Plan”) is to provide a material inducement for the best available employees to join the Company and its Subsidiaries; to attract and retain such employees; and to align the interests of such persons with the interests of the Company’ |
|
April 4, 2012 |
Costs Associated with Exit or Disposal Activities - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 29, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation |
|
February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Mindspeed Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 602682205 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
|
February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Mindspeed Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 602682205 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
February 10, 2012 |
MSPD / Mindspeed Technologies, Inc / KOPP INVESTMENT ADVISORS LLC Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* MINDSPEED TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 602682205 (CUSIP Number) John P. Flakne Kopp Investment Advisors, LLC 8400 Normandale Lake Boulevard, Suite 1450 Bloomington, MN 55437 (952) 841-0400 Copy to: Christopher M. Cahl |
|
February 9, 2012 |
MSPD / Mindspeed Technologies, Inc / FEDERATED HERMES, INC. Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . |
|
February 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Mindspeed Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 602682106 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
February 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Mindspeed Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 602682106 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
February 7, 2012 |
Press Release Exhibit 99.1 MINDSPEED TECHNOLOGIES COMPLETES ACQUISITION OF PICOCHIP Acquisition Creates the Clear Leader in Small Cell Wireless Technology for Next Generation Mobile Broadband Communications Combined Company to Showcase Expanded Product Line at Mobile World Congress in Barcelona NEWPORT BEACH, Calif., Feb. 7, 2012—Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of s |
|
February 7, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 6, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporati |
|
February 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exa |
|
February 6, 2012 |
MINDSPEED TECHNOLOGIES, INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN Employee Stock Purchase Agreement Exhibit 10.1 MINDSPEED TECHNOLOGIES, INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN The following constitute the provisions of the Employee Stock Purchase Plan of Mindspeed Technologies, Inc. 1. Purpose. The purpose of the Plan (as defined below) is to provide Employees (as defined below) of the Company (as defined below) and its Designated Parents (as def |
|
February 6, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 31, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporati |
|
January 30, 2012 |
Exhibit 99.1 Mindspeed Reports Fiscal First Quarter 2012 Results Company Expects to Close Picochip Acquisition in February 2012 Company Anticipates Revenue Growth for Fiscal Second Quarter 2012 NEWPORT BEACH, Calif.-(BUSINESS WIRE)-January 30, 2012-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for network infrastructure applications, today reported resu |
|
January 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 30, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Org |
|
January 11, 2012 |
Press Release Exhibit 99.1 MINDSPEED TECHNOLOGIES TO ACQUIRE PICOCHIP Combination to Create the Clear Leader in Small Cell Wireless Technology for Next Generation Mobile Broadband Communications Transaction Expected to be Accretive to Non-GAAP Earnings per Share in the Second Half of Calendar Year 2012 NEWPORT BEACH, Calif., January 5, 2012 – Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading |
|
January 11, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporatio |
|
January 5, 2012 |
Mindspeed Announces Preliminary Fiscal First Quarter 2012 Results Press release Exhibit 99.1 Contact: Press Relations Contact: Carolyn Fromm Magnet PR Group 949.651.9539 [email protected] Investor Relations Contact: Andrea D. Williams Mindspeed Technologies, Inc. (949) 579-3111 Mindspeed Announces Preliminary Fiscal First Quarter 2012 Results NEWPORT BEACH, Calif., January 5, 2012 (BUSINESS WIRE) — Mindspeed Technologies, Inc. (NASDAQ:MSPD), a leading su |
|
January 5, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2012 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporatio |
|
December 21, 2011 |
Notice and Access SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
December 21, 2011 |
Definitive Proxy Statement Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
November 18, 2011 |
STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Statement re: Computation of Ratios EXHIBIT 12.1 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES The following table sets forth our consolidated ratio of earnings to fixed charges for the periods indicated. Sept. 30, 2011 Oct. 1, 2010 Oct. 2, 2009 Oct. 3, 2008 Sept. 28, 2007 (in thousands, except ratio amounts) Earnings: (Loss)/income before income taxes $ (514 ) $ 21,476 $ (24,632 |
|
November 18, 2011 |
Najabat H. Bajwa Raouf Y. Halim Gerald J. Hamilton Thomas J. Medrek Schedule identifying parties to and terms of agreements with the Registrant Exhibit 10. |
|
November 18, 2011 |
Power of attorney EXHIBIT 24 POWER OF ATTORNEY I, the undersigned Director and/or Officer of Mindspeed Technologies, Inc. |
|
November 18, 2011 |
List of subsidiaries of the Registrant EXHIBIT 21 SUBSIDIARIES OF MINDSPEED TECHNOLOGIES, INC. Subsidiary State or Other Jurisdiction of Incorporation or Organization Maker Communications, Inc. Delaware Mindspeed Technologies S.A.S. France Mindspeed Technologies (K.K.) Japan Mindspeed Technologies Ukraine, LLC Ukraine |
|
November 18, 2011 |
Stephen N. Ananias Allison K. Garcia Brandi R. Steege Schedule identifying parties to and terms of agreements with the Registrant Exhibit 10.13 Mindspeed Technologies, Inc. (the “Company”) has entered into an agreement with each of the following persons, which is substantially identical to the form of Employment Agreement filed as Exhibit 10.12 to this Annual Report on Form 10-K: Stephen N. Ananias Allison K. Garcia Brandi R. Steege |
|
November 18, 2011 |
Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2011 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 01-0616769 (State of incorporation) (I.R.S. Employe |
|
November 3, 2011 |
As filed with the Securities and Exchange Commission on November 2, 2011. As filed with the Securities and Exchange Commission on November 2, 2011. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mindspeed Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) DELAWARE (State or Other Jurisdiction of Incorporation or Organization) 4 |
|
November 1, 2011 |
Exhibit 99.1 Mindspeed Reports Fiscal Fourth Quarter 2011 Results Company Receives First Pre-Production Orders for Transcede Portfolio of 4G/LTE Wireless Infrastructure Solutions NEWPORT BEACH, Calif.-(BUSINESS WIRE)-November 1, 2011-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for network infrastructure applications, today reported results for its fis |
|
November 1, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 1, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Org |
|
October 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 20, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Org |
|
October 21, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MINDSPEED TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 602682205 (CUSIP Number) John P. Flakne Kopp Investment Advisors, LLC 8400 Normandale Lake Boulevard, Suite 1450 Bloomington, MN 55437 (952) 841-0400 Copy to: Christopher M. Cahla |
|
October 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 11, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Org |
|
October 5, 2011 |
Mindspeed Announces Preliminary Fiscal Fourth Quarter 2011 Results Exhibit 99.1 Mindspeed Announces Preliminary Fiscal Fourth Quarter 2011 Results Newport Beach, Calif., October 4, 2011 (BUSINESS WIRE) – Mindspeed Technologies, Inc. (NASDAQ: MSPD), today announced preliminary results for the fiscal fourth quarter of 2011, which ended on September 30, 2011. The company expects preliminary fiscal fourth quarter of 2011 revenue to be approximately $40.5 million. The |
|
October 5, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 4, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporatio |
|
August 23, 2011 |
exv99w1 Exhibit 99.1 Mindspeed Announces Departure of Senior Vice President and General Manager, High-Performance Analog, Kurt F. Busch Company Appoints Seasoned Mindspeed Executive Najabat H. (Hasnain) Bajwa as Senior Vice President and General Manager, High-Performance Analog NEWPORT BEACH, Calif., August 23, 2011 — Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor |
|
August 23, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 17, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or |
|
August 22, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 18, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 001-31 |
|
August 12, 2011 |
e8vkza UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 5, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of (Commiss |
|
August 8, 2011 |
CONFIDENTIAL SEVERANCE AND GENERAL RELEASE AGREEMENT exv10w4 EXHIBIT 10.4 Confidential Confidential treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission. CONFIDENTIAL SEVERANCE AND GENERAL RELEASE AGREEMENT THIS CONFIDENT |
|
August 8, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact na |
|
August 8, 2011 |
exv10w6 EXHIBIT 10.6 Mindspeed Technologies, Inc. (the “Company”) has entered into an agreement with the following persons, which is substantially identical to the form of of Indemnification Agreement, filed as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K dated May 27, 2011: Dwight W. Decker Robert J. Conrad Raouf Y. Halim Michael T. Hayashi Ming Louie Thomas A. Madden Jerre L. Stea |
|
August 8, 2011 |
Summary of Senior Vice President, Worldwide Sales, Cash Bonus Arrangement exv10w7 EXHIBIT 10.7 Summary of Senior Vice President, Worldwide Sales, Cash Bonus Arrangement The following is a summary of the terms of the cash bonus arrangement between Mindspeed Technologies, Inc. (the “Company”) and Gerald J. Hamilton, Senior Vice President, Worldwide Sales. Mr. Hamilton is eligible to receive a cash bonus based on his level of achievement of his weighted goals previously es |
|
August 8, 2011 |
exv10w8 EXHIBIT 10.8 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this “Agreement”) is entered into as of the last date set forth on the signature page, and is made effective as of May 6, 2011 (the “Effective Date”), by and between Mindspeed Technologies, Inc., a Delaware corporation, located at 4000 MacArthur Boulevard, East Tower, Newport Beach, CA 92660 (“Company”) and Bret W. Johnsen (“Em |
|
August 8, 2011 |
Allison K. Garcia Kristen M. Schmidt Brandi R. Steege exv10w5 EXHIBIT 10.5 Mindspeed Technologies, Inc. (the “Company”) has entered into an agreement with the following persons, which is substantially identical to the form of Employment Agreement filed as Exhibit 10.5 to the Registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended July 3, 2009: Allison K. Garcia Kristen M. Schmidt Brandi R. Steege |
|
August 2, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 28, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or O |
|
July 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 25, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Organi |
|
July 25, 2011 |
Exhibit 99.1 Mindspeed Reports Fiscal Third Quarter 2011 Results Third Quarter Product Revenue Up 10% Sequentially Driven by Strength in Optical Infrastructure NEWPORT BEACH, Calif.-(BUSINESS WIRE)-July 25, 2011-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for network infrastructure applications, today reported results for its fiscal third quarter of 2 |
|
June 27, 2011 |
e11vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 15 (d) |
|
May 27, 2011 |
exv10w1 Exhibit 10.1 INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this day of , 201 (the “Effective Date”) by and between Mindspeed Technologies, Inc., a Delaware corporation (the “Company”), and [ ] (the “Indemnitee”). WHEREAS, the Company believes it is essential to retain and attract qualified directors and officers; WHEREAS, the Indemnite |
|
May 27, 2011 |
exv3w1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF MINDSPEED TECHNOLOGIES, INC. EFFECTIVE MAY 24, 2011 ARTICLE I. OFFICES SECTION 1. Registered Office in Delaware; Resident Agent. The address of the Corporation’s registered office in the State of Delaware and the name and address of its resident agent in charge thereof are as filed with the Secretary of State of the State of Delaware. SECTION 2. Ot |
|
May 27, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 24, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of (Commission File Nu |
|
May 19, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 16, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorp |
|
May 19, 2011 |
MINDSPEED TECHNOLOGIES, INC. INDEMNIFICATION AGREEMENT exv10w1 Exhibit 10.1 MINDSPEED TECHNOLOGIES, INC. INDEMNIFICATION AGREEMENT INDEMNIFICATION AGREEMENT, dated as of May 6, 2011 by and between MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (the “Corporation”), and Kristen M. Schmidt, an officer of the Corporation (“Indemnitee”). RECITALS WHEREAS, the Corporation desires to attract and retain the services of highly qualified individuals to se |
|
May 6, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31650 MINDSPEED TECHNOLOGIES, INC. (Exact n |
|
May 6, 2011 |
exv10w3 EXHIBIT 10.3 SECOND AMENDMENT TO LEASE This SECOND AMENDMENT TO LEASE (this “Amendment”) is entered into as of January 25, 2011 between 4000 MACARTHUR, L.P., a Delaware limited partnership (“Landlord”), and MINDSPEED TECHNOLOGIES, INC., a Delaware corporation (“Tenant”). R E C I T A L S : A. Landlord and Tenant have entered into that certain Lease dated as of March 23, 2010 (the “Office Le |
|
April 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 25, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31650 01-0616769 (State or Other Jurisdiction of Incorporation or Organ |
|
April 25, 2011 |
Exhibit 99.1 Mindspeed Reports Fiscal Second Quarter 2011 Results Company Guides Third Quarter Product Revenue Up 7% to 11% Sequentially due to Strength in Optical Infrastructure NEWPORT BEACH, Calif.-(BUSINESS WIRE)-April 25, 2011-Mindspeed Technologies, Inc. (NASDAQ: MSPD), a leading supplier of semiconductor solutions for network infrastructure applications, today reported results for its fisca |
|
April 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 13, 2011 MINDSPEED TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 001-31650 (C |