Основная статистика
LEI | 549300RDIO25ZNWCOA97 |
CIK | 1083839 |
SEC Filings
SEC Filings (Chronological Order)
June 30, 2025 |
Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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December 19, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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December 19, 2024 |
Schedule II SCHEDULE OF LITIGATION Exhibit 99.4 Schedule II SCHEDULE OF LITIGATION Bank of America Corporation and certain of its affiliates, including BofA Securities, Inc. ("BofA Securities," successor in interest to Merrill Lynch, Pierce, Fenner & Smith Incorporated) and Bank of America, N.A., have been involved in a number of civil proceedings and regulatory actions which concern matters arising in connection with the conduct o |
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December 19, 2024 |
NAD / Nuveen Quality Municipal Income Fund / BANK OF AMERICA CORP /DE/ - EXHIBIT 99.3 Exhibit 99.3 Schedule I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Caroli |
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December 19, 2024 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation" ), does hereby make, constitute, and appoint each of Marie Andre, Andres Ortiz Custodio, Kamil Dziedzic, Valerie Ezeagbo, Kelvin Kwo k, Frank Lui, James Todd, Ben Tsoi, Michelle Wong, and Monica Yako as an attorney-in-fact for the Corporation acting for the Corp |
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December 13, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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December 13, 2024 |
SC 13D/A 1 ef20037765sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12) NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) Preferred Shares (Title of Class of Securities) 67066V796 67066V788 67066V770 67066V762 (CUSIP Number) Bank of America Corporation Bank of America Corporate |
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December 11, 2024 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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December 11, 2024 |
EX-99.2 3 d905710dex992.htm EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Se |
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December 11, 2024 |
NAD / Nuveen Quality Municipal Income Fund / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment SC 13D/A 1 d905710dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) MUNIFUND PREFERRED SHARES (Title of Class of Securities) 67066V812 (CUSIP Number) Vera Gurova Senior Counsel Wells Fargo & Company 401 S. Tryon Street, 26th Floo |
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September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Nuveen Quality Municipal Income Fund (Name of Issuer) Common (Title of Class of Securities) 67066V101 (CUSIP Number) August 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whic |
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July 19, 2024 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 ef20032745ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Marie Andre, Szabina Biro, Andres Ortiz Custodio, Kamil Dziedzic, Valerie Ezeagbo, Kelvin Kwok, Frank Lui, James Todd, Ben Tsoi, Michelle Wong, and Monica Yako as an |
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July 19, 2024 |
SC 13D/A 1 ef20032745sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of issuer) PREFERRED SHARES (Title of Class of Securities) 67066V796 67066V788 67066V770 67066V762 (CUSIP Number) Bank of America Corporation Bank of America Corporate C |
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July 19, 2024 |
EX-99.1 2 ef20032745ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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July 3, 2024 |
EX-99.2 3 d807907dex992.htm EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Se |
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July 3, 2024 |
NAD / Nuveen Quality Municipal Income Fund / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) MUNIFUND PREFERRED SHARES (Title of Class of Securities) 67066V812 (CUSIP Number) Vera Gurova Senior Counsel Wells Fargo & Company 401 S. Tryon Street, 26th Floor Charlotte, NC 28202 (704) 33 |
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July 3, 2024 |
EX-99.1 2 d807907dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo M |
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June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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June 3, 2024 |
NAD / Nuveen Quality Municipal Income Fund / WELLS FARGO & COMPANY/MN - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nuveen Quality Municipal Income Fund (Name of Issuer) MuniFund Preferred Shares (Title of Class of Securities) 67066V812 (CUSIP Numbers) May 3, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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May 7, 2024 |
EX-99.4 5 d825205dex994.htm EX-99.4 Exhibit 99.4 Execution version VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of September 12, 2016 by and among Lord Securities Corporation, as trustee (the “Trustee” or any successor thereto), Wells Fargo Bank, National Association, a national banking association |
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May 7, 2024 |
[AMENDMENT NO. 2 TO PURCHASE AND EXCHANGE AGREEMENT] EX-99.5 6 d825205dex995.htm EX-99.5 Exhibit 99.5 [AMENDMENT NO. 2 TO PURCHASE AND EXCHANGE AGREEMENT] 4 Amendment No. 2 to the Series A MuniFund Preferred Shares (MFP) Purchase and Exchange Agreement, dated as of January 29, 2018, for the Series A MuniFund Preferred Shares (the “Series A MFP Shares”) of Nuveen Quality Municipal Income Fund (NAD) (the “Fund”) Dated as of November 13, 2020 1. In acc |
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May 7, 2024 |
EX-99.6 7 d825205dex996.htm EX-99.6 Exhibit 99.6 [RATE ADJUSTMENT AGREEMENT] 5 Rate Adjustment Agreement for Series A MuniFund Preferred Shares (the “Series A MFP Shares”) of Nuveen Quality Municipal Income Fund (the “Fund”) Dated as of October 1, 2018 1. In accordance with Section 2.1(h) of the Supplement to the Statement Establishing and Fixing the Rights and Preferences of Series A MuniFund Pre |
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May 7, 2024 |
EX-99.1 2 d825205dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo M |
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May 7, 2024 |
EX-99.3 4 d825205dex993.htm EX-99.3 Exhibit 99.3 SERIES A MUNIFUND PREFERRED SHARES (MFP) PURCHASE AND EXCHANGE AGREEMENT dated as of January 29, 2018 between NUVEEN QUALITY MUNICIPAL INCOME FUND, as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Purchaser (NAD - SERIES A MFP SHARES) CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICL |
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May 7, 2024 |
NAD / Nuveen Quality Municipal Income Fund / WELLS FARGO & COMPANY/MN - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) MUNIFUND PREFERRED SHARES (Title of Class of Securities) 67066V812 (CUSIP Number) Vera Gurova Senior Counsel Wells Fargo & Company 401 S. Tryon Street, 26th Floor Charlotte, NC 28202 (704) 339-2335 With a copy to |
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May 7, 2024 |
EX-99.2 3 d825205dex992.htm EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Se |
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May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of issuer) PREFERRED SHARES (Title of Class of Securities) 67066V796 67066V788 67066V770 67066V762 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, Nort |
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May 3, 2024 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 ef20028492ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to |
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May 3, 2024 |
EX-99.1 2 ef20028492ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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May 1, 2024 |
NAD / Nuveen Quality Municipal Income Fund / WELLS FARGO & COMPANY/MN - SC 13G/A Passive Investment SC 13G/A 1 d832224dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Nuveen Quality Municipal Income Fund (Name of Issuer) MuniFund Preferred Shares (Title of Class of Securities) 67066V812 (CUSIP Numbers) April 29, 2024 (Date of Event Which Requires Filing of this Statement) Check t |
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April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of issuer) PREFERRED SHARES (Title of Class of Securities) 67066V796 67066V788 67066V770 67066V762 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North |
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April 4, 2024 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 ef20026098ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to |
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April 4, 2024 |
EX-99.1 2 ef20026098ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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April 2, 2024 |
NAD / Nuveen Quality Municipal Income Fund / WELLS FARGO & COMPANY/MN - SC 13G/A Passive Investment SC 13G/A 1 d786054dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Quality Municipal Income Fund (Name of Issuer) MuniFund Preferred Shares (Title of Class of Securities) 67066V812 (CUSIP Numbers) March 26, 2024 (Date of Event Which Requires Filing of this Statement) Check t |
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April 1, 2024 |
Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho |
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March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09297 36-4287820 (State or other jurisd |
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March 5, 2024 |
NAD / Nuveen Quality Municipal Income Fund / WELLS FARGO & COMPANY/MN - SC 13G/A Passive Investment SC 13G/A 1 d806581dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Quality Municipal Income Fund (Name of Issuer) MuniFund Preferred Shares (Title of Class of Securities) 67066V812 (CUSIP Numbers) February 13, 2024 (Date of Event Which Requires Filing of this Statement) Chec |
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February 13, 2024 |
SC 13G 1 karpus-sch13g18788.htm KARPUS INVESTMENT MGT / NUVEEN QUALITY MUNIL INCOME FUND - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Nuveen Quality Municipal Income Fund (Name of Issuer) Common (Title of Class of Securities) 67066V101 (CUSIP Number) December 31, 2023 (Date of Eve |
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November 9, 2023 |
Nuveen Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 November 9, 2023 VIA EDGAR U. |
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October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09297 36-4287820 (State or other juri |
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August 31, 2023 |
NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTS Continuance of Manangement Agreements NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023. |
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August 31, 2023 |
Calculation of Filing Fee Tables Calculation of Filing Fee Tables Form N-14 (Form Type) Nuveen Quality Municipal Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, $0. |
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August 31, 2023 |
NUVEEN FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS Notice of Continuance of Investment Sub-Advisory Agreements NUVEEN FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreements”), pursuant to which the Sub |
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August 31, 2023 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated December 29, 2022 and April 26, 2023, with respect to the financial statements and financial highlights of Nuveen Quality Municipal Income Fund and Nuveen New Jersey Quality Municipal Income Fund, as of October 31, 2022 and February 28, 2023, respectively, incorporated herein by reference, and to the references to our firm under the headings “Appointment of the Independent Registered Public Accounting Firm”, “Experts” and “Financial Highlights” in the Joint Proxy Statement/Prospectus and “Supplemental Financial Information and Experts” in the Statement of Additional Information filed on Form N-14. |
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August 31, 2023 |
NUVEEN QUALITY MUNICIPAL INCOME FUND POWER OF ATTORNEY Powers of Attorney NUVEEN QUALITY MUNICIPAL INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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August 31, 2023 |
As filed with the Securities and Exchange Commission on August 31, 2023 Nuveen Quality Municipal Income Fund As filed with the Securities and Exchange Commission on August 31, 2023 File No. |
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June 30, 2023 |
Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 28, 2022 |
DEF 14A 1 d301959ddef14a.htm NUVEEN QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Us |
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March 30, 2022 |
Nuveen Quality Municipal Income Fund NAD Nuveen Quality Municipal Income Fund Portfolio of Investments January 31, 2022 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 157. |
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February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09297 36-4287820 (State or other ju |
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January 4, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
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January 4, 2022 |
Exhibit 99.15 Chapman and Cutler LLP AMENDED AND RESTATED VOTING TRUST AGREEMENT THIS AMENDED AND RESTATED VOTING TRUST AGREEMENT (this ?Agreement?) is made and entered into effective for all purposes and in all respects as of January 1, 2022, by and among Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law (?PFC? or the ? |
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January 4, 2022 |
EX-99.1 2 brhc10032402ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or |
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January 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066V796 67066V788 67066V770 67066V762 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North |
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September 28, 2021 |
Nuveen Quality Municipal Income Fund NAD Nuveen Quality Municipal Income Fund Portfolio of Investments July 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 153. |
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June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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May 26, 2021 |
Exhibit (12)(a) Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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May 26, 2021 |
Exhibit (12)(b) Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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May 26, 2021 |
As filed with the Securities and Exchange Commission on May 26, 2021 As filed with the Securities and Exchange Commission on May 26, 2021 File No. 333-248994 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 NUVEEN QUALITY MUNICIPAL INCOME FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacker Drive |
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May 26, 2021 |
Power of Attorney is filed herewith. Exhibit (16)(b) NUVEEN QUALITY MUNICIPAL INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK J. |
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April 14, 2021 |
EX-99.1 2 brhc10023042ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or |
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April 14, 2021 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the ?Corporation?), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation?s name, place and stead, for the Corporation?s use and benefit, to bind the Corporation by his execution of th |
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April 14, 2021 |
Exhibit 99.14 Purchase Agreement Nuveen Quality Municipal Income Fund and Banc of America Preferred Funding Corporation April 12, 2021 TABLE OF CONTENTS Page Article I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 Article II PURCHASE AND TRANSFER; EXPENSES; ADDITIONAL FEE 6 2.1 Purchase and Transfer of AMTP Shares 6 2.2 [Reserved] 6 2.3 Operating Expenses 6 2.4 Fees 7 2.5 A |
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April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066V796 67066V788 67066V770 67066V762 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 North Tryon Street Charlotte, No |
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April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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March 30, 2021 |
Nuveen Quality Municipal Income Fund NAD Nuveen Quality Municipal Income Fund Portfolio of Investments January 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS???152. |
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February 18, 2021 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Filed by Nuveen Quality Municipal Income Fund (Commission File No. 333-248994) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Maryland Quality Municipal Income Fund (Commission File No. 811-07486) YOUR vote makes a difference. Please vote TODAY Shareholder Name |
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February 17, 2021 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Filed by Nuveen Quality Municipal Income Fund (Commission File No. 333-248994) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Maryland Quality Municipal Income Fund (Commission File No. 811-07486) Nuveen Maryland Quality Municipal Income Fund (NMY) YOUR VOTE IS |
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January 21, 2021 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund (Commission File No. |
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January 15, 2021 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND 425 1 d53711d425.htm NUVEEN QUALITY MUNICIPAL INCOME FUND Filed by Nuveen Quality Municipal Income Fund (Commission File No. 333-248994) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Maryland Quality Municipal Income Fund (Commission File No. 811-07486) Nuveen |
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January 6, 2021 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund (Commission File No. |
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December 14, 2020 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund (Commission File No. |
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December 8, 2020 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund (Commission File No. |
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December 1, 2020 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund (Commission File No. |
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November 24, 2020 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund (Commission File No. |
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November 24, 2020 |
Nuveen Maryland Quality Municipal Income Fund (NMY) Your vote makes a difference. Please vote TODAY! Filed by Nuveen Quality Municipal Income Fund (Commission File No. 333-248994) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Maryland Quality Municipal Income Fund (Commission File No. 811-07486) Nuveen Maryland Quality Municipal Income Fund (NMY) Your vote mak |
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November 6, 2020 |
Consent of Independent Auditor is filed herewith. Consent of Independent Auditor Exhibit (14) Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Quality Municipal Income Fund Nuveen Maryland Quality Municipal Income Fund: We consent to the use of our reports incorporated herein by reference dated December 27, 2019 and July 29, 2020, with respect to the financial statements of Nuveen Quality Municipal Income Fund and Nuveen Maryland Quality Municipal Income Fund, respectively, and to the references to our firm under the headings “Experts” and “Financial Highlights” in the Joint Proxy Statement/Prospectus and “Experts” in the Statement of Additional Information filed on Form N-14. |
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November 6, 2020 |
Opinion and Consent of Counsel is filed herewith. Opinion and Consent of Counsel Exhibit (11) November 6, 2020 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Maryland Quality Municipal Income Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Quality Municipal Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Quality Municipal Income Fund, a Massachusetts business trust (the |
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November 6, 2020 |
- NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund As filed with the Securities and Exchange Commission on November 6, 2020 File No. |
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November 6, 2020 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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November 6, 2020 |
November 6, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Quality Municipal Income Fund Registration Statement on Form N-14 8C (File No. 333-248994) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby requests that the effective date for Pre-Ef |
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October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d14204d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09297 36-428782 |
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September 28, 2020 |
Nuveen Quality Municipal Income Fund NAD Nuveen Quality Municipal Income Fund Portfolio of Investments July 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 155. |
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September 23, 2020 |
As filed with the Securities and Exchange Commission on September 23, 2020 Nuveen Quality Municipal Income Fund As filed with the Securities and Exchange Commission on September 23, 2020 File No. |
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September 23, 2020 |
Powers of Attorney Exhibit (16) NUVEEN QUALITY MUNICIPAL INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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September 23, 2020 |
Letter to SEC Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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September 23, 2020 |
Consent of Independent Auditor is filed herewith. Consent of Independent Auditor KPMG LLP Aon Center Suite 5500 200 E. Randolph Street Chicago, IL 60601-6436 Exhibit (14) Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Quality Municipal Income Fund Nuveen Maryland Quality Municipal Income Fund: We consent to the use of our reports incorporated herein by reference dated December 27, 2019 and July 29, 2020, wit |
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August 10, 2020 |
Merger Prospectus - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Maryland Quality Municipal Income Fund Commission File No. |
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June 26, 2020 |
- NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 1, 2020 |
- NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund As filed with the Securities and Exchange Commission on June 1, 2020 File No. |
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June 1, 2020 |
Opinion and Consent of Vedder Price P.C. Exhibit (12)(a) Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com February 18, 2020 Nuveen Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Texas Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of Nuveen Texas Quality Municipal Income Fu |
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June 1, 2020 |
Opinion and Consent of Sidley Austin LLP Exhibit (12)(b) SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 + 1 212 839 5300 + 1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE February 18, 2020 Nuveen Quality Municipal Income Fund 333 West Wacker Drive Suite 3300 Chicago, IL 60606 Re: MuniFund Preferred Shares of Nuveen Quality Municipal Income Fund (NAD) Ladies and Gentlemen: We have acted |
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March 27, 2020 |
Nuveen Quality Municipal Income Fund NAD Nuveen Quality Municipal Income Fund Portfolio of Investments January 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 154. |
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February 20, 2020 |
JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. |
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February 20, 2020 |
ACTIVE 245258004v.17 INITIAL SERIES B MUNIFUND PREFERRED SHARES (MFP) PURCHASE AGREEMENT dated as of February 18, 2020 between NUVEEN QUALITY MUNICIPAL INCOME FUND, as Issuer and BANC OF AMERICA PREFERRED FUNDING CORPORATION as Purchaser (NAD Series B MFP – VARIABLE RATE MODE) (Relating to the issuance of Series B MuniFund Preferred Shares by the above-named fund in exchange for the outstanding Se |
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February 20, 2020 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
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February 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 06 )* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066V796, 67066V788, 67066V770 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, Charlotte, North Ca |
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February 20, 2020 |
Schedule II New York Attorney General Investor Protection Bureau Masking Settlement 3/22/2018 On March 22, 2018, the Attorney General of the State of New York Investor Protection Bureau ("NYAG") alleged that Bank of America Corporation ("BAC") and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") (1) concealed from its institutional clients that orders were routed to and executed by "electronic liquidity providers," (2) misstated the composition of orders and trades in its dark pool, and (3) did not accurately describe its use of a proprietary "venue ranking" analysis, in violation of the Martin Act and Executive Law § 63(12). |
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February 20, 2020 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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January 22, 2020 |
Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Texas Quality Municipal Income Fund Commission File No. |
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November 25, 2019 |
Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Texas Quality Municipal Income Fund Commission File No. |
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October 28, 2019 |
Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Texas Quality Municipal Income Fund Commission File No. |
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October 21, 2019 |
Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Texas Quality Municipal Income Fund Commission File No. |
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September 27, 2019 |
NAD / Nuveen Dividend Advantage Municipal Fund NPORT-EX - - NAD Nuveen Quality Municipal Income Fund Portfolio of Investments July 31, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 157. |
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September 24, 2019 |
Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Texas Quality Municipal Income Fund Commission File No. |
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August 16, 2019 |
Nuveen Quality Municipal Income Fund Filed by Nuveen Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Texas Quality Municipal Income Fund Commission File No. |
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August 1, 2019 |
NAD / Nuveen Dividend Advantage Municipal Fund CORRESP - - Nuveen Quality Municipal Income Fund Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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July 17, 2019 |
Nuveen Quality Municipal Income Fund As filed with the Securities and Exchange Commission on July 17, 2019 File No. |
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July 17, 2019 |
EX-99.(12)(B) 4 d749280dex9912b.htm FORM OF OPINION AND CONSENT OF SIDLEY AUSTIN LLP Exhibit 12(b) SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA ● ASIA PACIFIC ● EUROPE FORM OF TAX OPINION , 2019 Nuveen Quality Municipal Income Fund 333 West Wacker Drive Suite 3300 Chicago, IL 60606 Re: MuniFund Preferred Shares of Nuveen Quality Municipal Inco |
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July 17, 2019 |
SEC Letter July 17, 2019 Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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July 17, 2019 |
Form of Opinion and Consent of Vedder Price P.C. Exhibit 12(a) [FORM OF TAX OPINION] , 20 Nuveen Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Texas Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of Nuveen Texas Quality Municipal Income Fund into Nuveen Quality Municipal Income Fund Ladies and Gentlemen: You have |
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July 17, 2019 |
NAD / Nuveen Dividend Advantage Municipal Fund CORRESP - - Nuveen Quality Municipal Income Fund July 17, 2019 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Quality Municipal Income Fund Registration Statement on Form N-14 8C (File No. 333-232031) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby requests |
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July 17, 2019 |
Opinion and Consent of Counsel. Opinion and Consent of Counsel Exhibit 11 July 16, 2019 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Quality Municipal Income Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Quality Municipal Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Quality Municipal Income Fund, a Massachusetts business trust (the “Acquiring Fu |
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July 17, 2019 |
NAD / Nuveen Dividend Advantage Municipal Fund CORRESP - - Nuveen Quality Municipal Income Fund Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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July 17, 2019 |
Consent of Independent Auditor. Consent of Independent Auditor Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Quality Municipal Income Fund Nuveen Texas Quality Municipal Income Fund: We consent to the use of our reports incorporated by reference herein and to the references to our firm under the headings “Experts” and “Financial Highlights” in the Joint Proxy Statement/Prospectus and “Experts” in the Statement of Additional Information. |
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June 28, 2019 |
NAD / Nuveen Dividend Advantage Municipal Fund DEF 14A - - NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 7, 2019 |
As filed with the Securities and Exchange Commission on June 7, 2019 Nuveen Quality Municipal Income Fund As filed with the Securities and Exchange Commission on June 7, 2019 File No. |
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June 7, 2019 |
Powers of Attorney NUVEEN QUALITY MUNICIPAL INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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June 7, 2019 |
Letter to SEC June 7, 2019 Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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June 7, 2019 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Quality Municipal Income Fund Nuveen Texas Quality Municipal Income Fund: We consent to the use of our reports incorporated by reference herein and to the references to our firm under the headings “Experts” and “Financial Highlights” in the Joint Proxy Statement/Prospectus and “Experts” in the Statement of Additional Information. |
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April 1, 2019 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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April 1, 2019 |
Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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January 16, 2019 |
NAD / Nuveen Dividend Advantage Municipal Fund / WELLS FARGO & COMPANY/MN Passive Investment SC 13G 1 wfnuveenqual-67066v812.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Nuveen Quality Municipal Income Fund (Name of Issuer) MuniFund Pref'd Shares, Series A (Title of Class of Securities) 67066V812 (CUSIP Number) January 31, 2018 (Date of Event Which Requires Filing of this Statement) Chec |
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December 17, 2018 |
EX-99.12 5 exchangeagreement.htm EXCHANGE AGREEMENT Exchange Agreement Nuveen Quality Municipal Income Fund and Banc of America Preferred Funding Corporation December 13, 2018 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 7 ARTICLE II EXCHANGE; CANCELLATION OF VTMP SHARES; EXPENSES; ADDITIONAL FEE 7 2.1 Exchange 7 2.2 Cancellation of VMTP Share |
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December 17, 2018 |
SC 13D/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 05 )* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066V887, 67066V820, 67066V796, 67066V788 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 |
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December 17, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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December 17, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 6 limitedpoa.htm LIMITED POA Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation |
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December 17, 2018 |
Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder. |
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December 17, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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December 3, 2018 |
Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder. |
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December 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 04 )* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066V887, 67066V820 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center 100 N. Tryon Street CHAR |
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December 3, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
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December 3, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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December 3, 2018 |
EX-99.1 4 JointFilingAgreement.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any |
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December 3, 2018 |
PURCHASE AND ASSIGNMENT AGREEMENT EX-99.11 5 PAG.htm EX-99.11 Exhibit 99.11 PURCHASE AND ASSIGNMENT AGREEMENT This Purchase and Assignment Agreement (this "Agreement") dated as of November 29, 2018, is made by and between BLUE RIDGE INVESTMENTS, L.L.C., a Delaware limited liability company ("Transferor"), and BANC OF AMERICA PREFERRED FUNDING CORPORATION, a Delaware corporation, (the "Purchaser"). WHEREAS, the Transferor is the le |
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September 28, 2018 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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September 28, 2018 |
N-Q 1 d606490dnq.htm NUVEEN QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chi |
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July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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June 28, 2018 |
NAD / Nuveen Dividend Advantage Municipal Fund NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 29, 2018 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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March 29, 2018 |
Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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September 29, 2017 |
Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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September 29, 2017 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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June 23, 2017 |
Nuveen Dividend Advantage Municipal Fund NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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March 31, 2017 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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October 6, 2016 |
VMTP Purchase and Exchange Agreement Nuveen Quality Municipal Income Fund (formerly known as Nuveen Dividend Advantage Municipal Fund) and Banc of America Preferred Funding Corporation and Blue Ridge Investments, L. |
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October 6, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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October 6, 2016 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 6 limitedpowerofatt992.htm LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the |
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October 6, 2016 |
Exhibit 99.10 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of October 3, 2016, is made by and among Nuveen Quality Municipal Income Fund, a closed-end fund formed in Massachusetts (the “Fund”), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law (“Banc of America”) and Blue |
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October 6, 2016 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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October 6, 2016 |
SCHEDULE II LITIGATION SCHEDULE EX-2 3 schedule2.htm SCHEDULE II SCHEDULE II LITIGATION SCHEDULE MLPF&S SEC Market Access Rule Order 9/26/2016 On September 26, 2016, Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) entered into a settlement with the Securities and Exchange Commission (“SEC”) resulting in the SEC issuing an order. Merrill Lynch consented to the entry of the order (the “Order”) that finds that |
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October 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066V887, 67066V846, 67066V820 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Centre, 100 N. Tryon |
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October 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN QUALITY MUNICIPAL INCOME FUND Nuveen Quality Municipal Income Fund As filed with the Securities and Exchange Commission on October 5, 2016 File No. |
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October 5, 2016 |
SIDLEY AUSTIN LLP BEIJING HONG KONG SAN FRANCISCO 787 SEVENTH AVENUE BOSTON HOUSTON SHANGHAI NEW YORK, NY 10019 BRUSSELS LONDON SINGAPORE (212) 839 5300 CENTURY CITY LOS ANGELES SYDNEY (212) 839 5599 FAX CHICAGO MUNICH TOKYO DALLAS NEW YORK WASHINGTON, D. |
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October 5, 2016 |
Opinion and Consent of Vedder Price P.C. Chicago New York Washington, DC London San Francisco Los Angeles September 12, 2016 Nuveen Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Premium Income Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Investment Quality Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Sel |
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October 5, 2016 |
Opinion and Consent of Stradley Ronon Stevens & Young, LLP Stradley Ronon Stevens & Young, LLP 1250 Connecticut Avenue, N. |
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October 5, 2016 |
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY Powers of Attorney, dated June 24, 2016 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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October 5, 2016 |
Certificate of Name Change Amendment to Declaration of Trust of Registrant CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND The undersigned, being a majority of the Trustees of Nuveen Dividend Advantage Municipal Fund (the ?Trust?), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 15th day of January, 1999 by the Trustees thereunder (as amended from time to time, the ?Declaration?), do hereby amend the Declaration, effective as of 8:59 a. |
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September 29, 2016 |
Nuveen Dividend Advantage Municipal Fund NAD (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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September 29, 2016 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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September 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* NUVEEN QUALITY MUNICIPAL INCOME FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066V887, 67066V846 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Centre, 100 N. Tryon Street, Ch |
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September 14, 2016 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, f |
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September 14, 2016 |
Exhibit 99.8 VMTP Purchase Agreement Nuveen Quality Municipal Income Fund (formerly known as Nuveen Dividend Advantage Municipal Fund) as Issuer and Banc of America Preferred Funding Corporation as a Purchaser and Blue Ridge Investments, L.L.C. as a Purchaser September 12, 2016 Article I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 7 Article II PURCHASE AND TRANSFERS, COSTS |
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September 14, 2016 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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September 14, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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September 14, 2016 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE MLPF&S SEC Structured Return Note Order 6/23/2016 On June 23, 2016, the Securities and Exchange Commission (“SEC”) issued an administrative order in which it found that Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”), without admitting or denying any allegations, violated Section 17(a)(2) of the Securities Act of 1933 (“Securities Act”). |
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August 5, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen Dividend Advantage Municipal Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09297 36-4287820 (State or other jurisdiction of i |
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August 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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August 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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August 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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August 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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July 20, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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July 20, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) 425 1 d179902d425.htm NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. Commission File No. 811-05570 Nuveen Investment Quality Municipa |
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July 20, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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July 6, 2016 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE MLPF&S SEC Structured Return Note Order 6/23/2016 On June 23, 2016, the Securities and Exchange Commission (“SEC”) issued an administrative order in which it found that Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”), without admitting or denying any allegations, violated Section 17(a)(2) of the Securities Act of 1933 (“Securities Act”). |
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July 6, 2016 |
EX-99.1 4 jointfilagg99113nad.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Excha |
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July 6, 2016 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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July 6, 2016 |
Exhibit 99.6 VMTP PURCHASE AND EXCHANGE AGREEMENT Nuveen Dividend Advantage Municipal Fund and Banc of America Preferred Funding Corporation July 1, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference 7 ARTICLE II PURCHASE, EXCHANGE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEES 7 2.1 Purchase, Exchange and Transfer of the New VMTP Shares 7 |
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July 6, 2016 |
Exhibit 99.7 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of July 1, 2016, is made between Nuveen Dividend Advantage Municipal Fund, a closed-end fund formed in Massachusetts (the “Fund”), and Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law (the “Shareholder”). RECITALS |
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July 6, 2016 |
OMNIBUS AMENDMENT VOTING TRUST AGREEMENTS Exhibit 99.3 OMNIBUS AMENDMENT TO VOTING TRUST AGREEMENTS This amendment (the "Amendment"), dated as of July 1, 2016, to each Voting Trust Agreement, referenced on Schedule B hereto, dated as of the date set forth on Schedule B hereto, by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation |
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July 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066V804, 67066V887 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street |
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July 6, 2016 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, f |
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June 17, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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June 17, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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June 17, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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June 17, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) 425 1 d141377d425.htm NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. Commission File No. 811-05570 Nuveen Investment Quality Municipa |
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May 20, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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May 20, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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May 20, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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May 20, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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May 10, 2016 |
NVG / Nuveen Dividend Advantage Municipal Income Fund / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfnuveendivi-67071l106x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NUVEEN DIVID ADVANTAGE MUN I (Name of Issuer) COM (Title of Class of Securities) 67071L106 (CUSIP Number) April 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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May 3, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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April 29, 2016 |
Nuveen Dividend Advantage Municipal Fund ESP CORRESP 1 filename1.htm April 29, 2016 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. John Ganley Senior Counsel Re: Nuveen Dividend Advantage Municipal Fund (the “Registrant”); File No. 333-210112 To the Commission: On behalf of the Registrant, this letter is in response to the comments provided telephonically by the s |
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April 25, 2016 |
Nuveen Dividend Advantage Municipal Fund ESP Acceleration Letter April 25, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Dividend Advantage Municipal Fund Registration Statement on Form N-14 8C (File No. 333-210112) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby request that the effe |
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April 21, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND PRE 14A 1 d155149dpre14a.htm NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for |
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April 21, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.14 6 d141377dex9914.htm CONSENT OF INDEPENDENT AUDITOR Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Directors/Trustees of Nuveen Dividend Advantage Municipal Fund Nuveen Premium Income Municipal Fund, Inc. Nuveen Investment Quality Municipal Fund, Inc. Nuveen Select Quality Municipal Fund, Inc. Nuveen Premier Municipal Income Fund, Inc. We consent to the u |
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April 21, 2016 |
Sidley Draft 4/19/16 [?], 2016 Form of Opinion and Consent of Sidley Austin LLP Exhibit 12(b) SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CENTURY CITY CHICAGO DALLAS GENEVA HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
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April 21, 2016 |
Form of Opinion and Consent of Stradley Ronon Stevens & Young LLP Exhibit 12(c) [●], 2016 Nuveen Enhanced Quality Municipal Income Fund Nuveen Premium Income Municipal Fund, Inc. |
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April 21, 2016 |
Nuveen Dividend Advantage Municipal Fund ESP Correspondence to SEC 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO ? NEW YORK ? WASHINGTON, DC LONDON ? SAN FRANCISCO ? LOS ANGELES JACOB C. |
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April 21, 2016 |
Opinion and Consent of Counsel Exhibit 11 April 20, 2016 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Dividend Advantage Municipal Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Dividend Advantage Municipal Fund, a Massachusetts business trust (the |
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April 21, 2016 |
Exhibit 12(a) [Form of Tax Opinion] , 2016 Nuveen Enhanced Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Premium Income Municipal Fund, Inc. |
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April 21, 2016 |
Letter to SEC 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO • NEW YORK • WASHINGTON, DC LONDON • SAN FRANCISCO • LOS ANGELES JACOB C. |
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April 21, 2016 |
As filed with the Securities and Exchange Commission on April 20, 2016 N-14 8C/A 1 d141377dn148ca.htm NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND As filed with the Securities and Exchange Commission on April 20, 2016 File No. 333-210112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 ¨ Post-Effective Amendment No. NUVEEN DIVIDEND ADVANTAGE MUNICIPAL |
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March 31, 2016 |
Nuveen Dividend Advantage Municipal Fund NAD (Quarterly Schedule of Portfolio Holdings) N-Q 1 nq2.htm NAD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of pri |
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March 31, 2016 |
EX-99.CERT 2 nadcertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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March 11, 2016 |
Investment Management Agreement, dated October 1, 2014 Investment Management Agreement Exhibit 6(a) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between Nuveen Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). |
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March 11, 2016 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Amendment to Transfer Agency and Service Agreement Exhibit 13(b) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 15th day of July 2015 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). |
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March 11, 2016 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Exhibit 13(d) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust Company This Amendment is made as of this 29th day of October 2015, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the ?Fund?) and State Street Bank and Trust Company (the ?Transfer Agent?). |
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March 11, 2016 |
Appendix A to Custodian Agreement Exhibit 9(b) APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of September 28, 2015) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fund Nuveen Arizona Premium Income Municip |
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March 11, 2016 |
Consent of Independent Registered Public Accounting Firm Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Directors/Trustees of Nuveen Dividend Advantage Municipal Fund Nuveen Premium Income Municipal Fund, Inc. |
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March 11, 2016 |
Exhibit 13(c) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 20th day of July, 2015, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). |
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March 11, 2016 |
Exhibit 9(a) Execution Version AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement is made as of July 15, 2015 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”). |
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March 11, 2016 |
Notice of Continuance of Investment Sub-Advisory Agreement, dated July 28, 2015 Notice of Continuance of Investment Sub-Advisory Agreement Exhibit 6(d) NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreements”), pu |
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March 11, 2016 |
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY Exhibit 16 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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March 11, 2016 |
As filed with the Securities and Exchange Commission on March 11, 2016 Nuveen Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on March 11, 2016 File No. |
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March 11, 2016 |
Renewal of Investment Management Agreement dated July 28, 2015 Renewal of Investment Management Agreement Exhibit 6(b) NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties hereto are the contracting parties under eac |
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March 11, 2016 |
Investment Sub-Advisory Agreement, dated October 1, 2014 Exhibit 6(c) INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?), and Nuveen Asset Management, LLC a Delaware limited liability company (the ?Sub-Adviser?). |
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March 11, 2016 |
Letter to SEC 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D. |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) 425 1 d135031d425.htm NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. Commission File No. 811-05570 Nuveen Investment Quality Municip |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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February 5, 2016 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (Prospectus) Nuveen Dividend Advantage Municipal Fund Filed by Nuveen Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund, Inc. |
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January 29, 2016 |
NVG / Nuveen Dividend Advantage Municipal Income Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) NUVEEN DIVID ADVANTAGE MUN I (Name of Issuer) COM (Title of Class of Securities) 67071L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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September 29, 2015 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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September 29, 2015 |
Nuveen Dividend Advantage Municipal Fund NAD (Quarterly Schedule of Portfolio Holdings) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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July 1, 2015 |
Nuveen Dividend Advantage Municipal Fund NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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April 1, 2015 |
Nuveen Dividend Advantage Municipal Fund NAD (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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April 1, 2015 |
EX-99.CERT 2 nadcertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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September 29, 2014 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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September 29, 2014 |
Nuveen Quality Municipal Income Fund - NAD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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July 3, 2014 |
NXQ / Nuveen Select Tax-Free Income Portfolio II, Inc. DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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June 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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May 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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April 1, 2014 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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April 1, 2014 |
Quarterly Schedule of Portfolio Holdings - NAD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09297 Nuveen Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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December 20, 2013 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 31, 2013, pursuant to the provisions of Rule 12d2-2 (a). |