NBN Документы SEC - Northeast Bank- Годовой отчет, доверенное заявление, проспект эмиссии

Основная статистика

LEI	549300F0LV9TSW34E306
CIK	811831

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northeast Bank

SEC Filings (Chronological Order)

На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.

May 21, 2019	15-12B	NBN / Northeast Bancorp 15-12B - - FORM 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-14588 Northeast Bancorp (Exact name of registrant as specified in its char
May 20, 2019	S-8 POS	NBN / Northeast Bancorp S-8 POS - - FORM S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-186356 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-172974 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-171466 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-135452 POST
May 20, 2019	S-8 POS	NBN / Northeast Bancorp S-8 POS - - FORM S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-186356 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-172974 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-171466 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-135452 POST
May 20, 2019	S-8 POS	NBN / Northeast Bancorp S-8 POS - - FORM S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-186356 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-172974 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-171466 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-135452 POST
May 20, 2019	S-8 POS	NBN / Northeast Bancorp S-8 POS - - FORM S-8 POS S-8 POS 1 nbn20190520cs8pos.htm FORM S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-186356 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-172974 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-171466 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S
May 20, 2019	S-8 POS	NBN / Northeast Bancorp S-8 POS - - FORM S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-186356 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-172974 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-171466 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-135452 POST
May 20, 2019	S-8 POS	NBN / Northeast Bancorp S-8 POS - - FORM S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-186356 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-172974 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-171466 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-135452 POST
May 16, 2019	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K 1 nbn201905158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jur
May 16, 2019	EX-99.1	Northeast Bancorp and Northeast Bank Complete Corporate Reorganization Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Richard Wayne, Chief Executive Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3203 www.northeastbank.com Northeast Bancorp and Northeast Bank Complete Corporate Reorganization Lewiston, ME (May 16, 2019) – Northeast Bancorp (the “Company”) and Northeast Bank (the “Bank”) today announced that they have closed t
May 9, 2019	8-K	Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 nbn201905098k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other juri
May 9, 2019	EX-99.1	Northeast Bancorp Announces Receipt of Regulatory and Shareholder Approvals for Corporate Reorganization Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Richard Wayne, Chief Executive Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3203 www.northeastbank.com Northeast Bancorp Announces Receipt of Regulatory and Shareholder Approvals for Corporate Reorganization Lewiston, ME (May 9, 2019) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-
May 8, 2019	10-Q	NBN / Northeast Bancorp 10-Q Quarterly Report FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporati
April 29, 2019	EX-99.1	Northeast Bancorp Reports Third Quarter Results and Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Jean-Pierre Lapointe, Chief Financial Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Third Quarter Results and Declares Dividend Lewiston, ME (April 29, 2019) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financ
April 29, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 nbn201904298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other j
April 4, 2019	SC 13G	NBN / Northeast Bancorp / CASTINE CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
March 29, 2019	DEFM14A	NBN / Northeast Bancorp FORM DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 13, 2019	PREM14A	NBN / Northeast Bancorp FORM PREM14A PREM14A 1 nbn20190313prem14a.htm FORM PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of
March 11, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 nbn201903118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other ju
March 11, 2019	EX-99.1	Northeast Bancorp Receives Regulatory Approval for Corporate Reorganization Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Richard Wayne, Chief Executive Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3203 www.northeastbank.com Northeast Bancorp Receives Regulatory Approval for Corporate Reorganization Lewiston, ME (March 11, 2019) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financi
March 11, 2019	EX-99.1	Press release, dated March 11, 2019 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Richard Wayne, Chief Executive Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3203 www.northeastbank.com Northeast Bancorp Receives Regulatory Approval for Corporate Reorganization Lewiston, ME (March 11, 2019) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financi
March 11, 2019	DEFA14A	NBN / Northeast Bancorp FORM 8-K DEFA14A 1 nbn201903118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or othe
March 5, 2019	EX-99.1	AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness a
March 5, 2019	SC 13D/A	NBN / Northeast Bancorp / CONTINENTAL GRAIN CO - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.
February 14, 2019	SC 13D/A	NBN / Northeast Bancorp / CONTINENTAL GRAIN CO - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.
February 14, 2019	EX-99.1	AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness a
February 8, 2019	10-Q	NBN / Northeast Bancorp FORM 10-Q (Quarterly Report) 10-Q 1 nbn2018123110q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2018 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (Sta
January 28, 2019	EX-99.1	Northeast Bancorp Reports Second Quarter Results and Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Jean-Pierre Lapointe, Chief Financial Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Second Quarter Results and Declares Dividend Lewiston, ME (January 28, 2019) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service fin
January 28, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
January 7, 2019	EX-2.1	Agreement and Plan of Merger, dated as of January 7, 2019, by and between Northeast Bancorp and Northeast Bank Exhibit 2.1 AGREEMENT AND PLAN OF MERGER OF NORTHEAST BANCORP AND NORTHEAST BANK This Agreement and Plan of Merger (this “Agreement”), dated as of January 7, 2019, is by and between Northeast Bancorp, a Maine corporation (the “Company”), and Northeast Bank, a Maine-chartered bank with its main office in Lewiston, Maine, and a wholly owned subsidiary of the Company (“Bank”). WITNESSETH: WHEREAS, th
January 7, 2019	EX-99.1	Northeast Bancorp Announces Corporate Reorganization Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Richard Wayne, President and Chief Executive Officer 207.786.3245 ext. 3203 Jean-Pierre Lapointe, Chief Financial Officer 207.786.3245 ext. 3220 Northeast Bank, 500 Canal Street, Lewiston, ME 04240 www.northeastbank.com Northeast Bancorp Announces Corporate Reorganization Lewiston, ME (January 7, 2019) ‒ Northeast Bancorp (“Northeast” or the
January 7, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (I
January 7, 2019	EX-2.1	Agreement and Plan of Merger, dated as of January 7, 2019, by and between Northeast Bancorp and Northeast Bank Exhibit 2.1 AGREEMENT AND PLAN OF MERGER OF NORTHEAST BANCORP AND NORTHEAST BANK This Agreement and Plan of Merger (this “Agreement”), dated as of January 7, 2019, is by and between Northeast Bancorp, a Maine corporation (the “Company”), and Northeast Bank, a Maine-chartered bank with its main office in Lewiston, Maine, and a wholly owned subsidiary of the Company (“Bank”). WITNESSETH: WHEREAS, th
January 7, 2019	DEFA14A	NBN / Northeast Bancorp FORM 8-K DEFA14A 1 nbn201901048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2019 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or ot
January 7, 2019	EX-99.1	Press release, dated January 7, 2019 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Richard Wayne, President and Chief Executive Officer 207.786.3245 ext. 3203 Jean-Pierre Lapointe, Chief Financial Officer 207.786.3245 ext. 3220 Northeast Bank, 500 Canal Street, Lewiston, ME 04240 www.northeastbank.com Northeast Bancorp Announces Corporate Reorganization Lewiston, ME (January 7, 2019) ‒ Northeast Bancorp (“Northeast” or the
November 19, 2018	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 nbn201811198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2018 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or othe
November 9, 2018	10-Q	NBN / Northeast Bancorp FORM 10-Q (Quarterly Report) 10-Q 1 nbn2018093010q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (St
November 2, 2018	EX-99.1	AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness a
November 2, 2018	SC 13D/A	NBN / Northeast Bancorp / CONTINENTAL GRAIN CO - AMENDMENT NO. 4 Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.
October 29, 2018	EX-99.1	Northeast Bancorp Reports First Quarter Results and Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Jean-Pierre Lapointe, Chief Financial Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports First Quarter Results and Declares Dividend Lewiston, ME (October 29, 2018) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service fina
October 29, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 nbn201810298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2018 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other
October 4, 2018	DEFA14A	NBN / Northeast Bancorp FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
October 4, 2018	DEF 14A	NBN / Northeast Bancorp FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
September 13, 2018	10-K	NBN / Northeast Bancorp FORM 10-K (Annual Report) 10-K 1 nbn2018063010k.htm FORM 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t
September 13, 2018	EX-21	Subsidiaries of Northeast Bancorp Exhibit 21. Subsidiaries of Registrant Name of Subsidiary Jurisdiction of Incorporation Year Acquired or Formed Percentage of Voting Securities Owned Northeast Bank (and its 100% owned subsidiaries: 200 Elm Realty, LLC; 500 Pine Realty, LLC; 17 Dogwood Realty, LLC) Maine 1987 100 %
July 30, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 nbn201807308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2018 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other ju
July 30, 2018	EX-99.1	Northeast Bancorp Reports Fourth Quarter and Fiscal Year Results and Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Jean-Pierre Lapointe, Chief Financial Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Fourth Quarter and Fiscal Year Results and Declares Dividend Lewiston, ME (July 30, 2018) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based ful
May 10, 2018	10-Q	NBN / Northeast Bancorp FORM 10-Q (Quarterly Report) 10-Q 1 nbn2018033110q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State
April 25, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IR
April 25, 2018	EX-99.1	Northeast Bancorp Reports Third Quarter Results and Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Jean-Pierre Lapointe, Chief Financial Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Third Quarter Results and Declares Dividend Lewiston, ME (April 25, 2018) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financ
February 9, 2018	10-Q	NBN / Northeast Bancorp FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2017 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpor
February 8, 2018	SC 13G/A	NBN / Northeast Bancorp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d
February 7, 2018	SC 13G/A	NBN / Northeast Bancorp / FRANKLIN RESOURCES INC Passive Investment CUSIP NO. 663904209 13G Page 1 of 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northeast Bancorp (Name of Issuer) Voting Common Stock, $1.00 par value (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appro
January 29, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
January 29, 2018	EX-99.1	Northeast Bancorp Reports Second Quarter Results and Declares Dividend ex103804.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Jean-Pierre Lapointe, Chief Financial Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Second Quarter Results and Declares Dividend Lewiston, ME (January 29, 2018) ? Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ: NBN), a Maine-based ful
November 20, 2017	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 nbn201711208k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or othe
November 9, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 Commission File Number: 1-145 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpo
November 8, 2017	EX-24	Power of Attorney Exhibit 24 Power of Attorney Know all by these presents, that the undersigned Jean-Pierre L.
November 8, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits nbn201711078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction o
November 8, 2017	EX-99.1	Northeast Bancorp Announces Appointment of Chief Financial Officer and Treasurer ex99675.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Chris Delamater, VP Marketing Northeast Bank 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3548 www.northeastbank.com Northeast Bancorp Announces Appointment of Chief Financial Officer and Treasurer Lewiston, ME (November 8, 2017) - Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ: NBN), announced today that J.P.
November 6, 2017	8-K/A	NBN / Northeast Bancorp FORM 8-K/A (Current Report) nbn201711068ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdictio
November 6, 2017	EX-99.1	Northeast Bancorp Reports Revised First Quarter Results and Declares Dividend ex99376.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Pinheiro, Interim Chief Financial Officer and Chief Risk Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3223 www.northeastbank.com **The press release dated October 24, 2017 has been amended to reflect the adoption of ASU 2016-09, Compensation?Stock Compensation (Topic 718): Improvements to E
November 6, 2017	EX-99.2	Revised Fiscal 2018 Q1 Investor Call Presentation dated November 6, 2017 Image Exhibit Exhibit 99.2
October 24, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
October 24, 2017	EX-99.1	Northeast Bancorp Reports First Quarter Results and Declares Dividend ex97371.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Pinheiro, Interim Chief Financial Officer and Chief Risk Officer Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3223 www.northeastbank.com Northeast Bancorp Reports First Quarter Results and Declares Dividend Lewiston, ME (October 24, 2017) ? Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ:
October 5, 2017	DEFA14A	Northeast Bancorp FORM DEFA14A nbn20170925defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru
October 5, 2017	DEF 14A	Northeast Bancorp FORM DEF 14A nbn20170925def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul
October 4, 2017	EX-24	Power of Attorney jenkinspoa.htm ? Exhibit 24 Power of Attorney Know all by these presents, that the undersigned Julie Jenkins, (the "Reporting Person") hereby constitutes and appoints Richard Wayne and Lindsay Wiedemann as the Reporting Person's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the Reporting Person, in the Reporting Person's capacity as a reporting person pursuant to Section 1
October 4, 2017	EX-24	Power of Attorney dignanpoa.htm Exhibit 24 Power of Attorney Know all by these presents, that the undersigned Patrick Dignan, (the "Reporting Person") hereby constitutes and appoints Richard Wayne and Lindsay Wiedemann as the Reporting Person's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the Reporting Person, in the Reporting Person's capacity as a reporting person pursuant to Section 16
September 13, 2017	EX-10.3	Form of Non-Qualified Stock Option Agreement for Company Employees under the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan.* Exhibit 10.3 NON-QUALIFIED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP amended and restated 2010 STOCK OPTION AND INCENTIVE PLAN Name of Optionee: Type of Stock: No. of Option Shares: Option Exercise Price per Share: $ Grant Date: Expiration Date: Pursuant to the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan as amended through the date hereof
September 13, 2017	10-K	United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number (1-14588) N
September 13, 2017	EX-10.2A	Form of Restricted Stock Award Agreement under the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan (issued on or after May 25, 2017)* Exhibit 10.2a RESTRICTED STOCK AWARD AGREEMENT UNDER NORTHEAST BANCORP amended and restated 2010 STOCK OPTION AND INCENTIVE PLAN Name of Grantee: Type of Stock: Voting Common Stock No. of Shares: Grant Date: Pursuant to the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan (the “Plan”) as amended through the date hereof, Northeast Bancorp (the “Company”) hereby grants a R
September 13, 2017	EX-21	Subsidiaries of Northeast Bancorp* Exhibit 21. Subsidiaries of Registrant Name of Subsidiary Jurisdiction of Incorporation Year Acquired or Formed Percentage of Voting Securities Owned Northeast Bank (and its 100% owned subsidiaries: Northeast Bank Insurance Group, Inc.; 200 Elm Realty, LLC; 500 Pine Realty, LLC; 17 Dogwood Realty, LLC; and Portland Inc.) Maine 1987 100 %
September 13, 2017	EX-10.1	Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan.* EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 NORTHEAST BANCORP AMENDED AND RESTATED 2010 STOCK OPTION AND INCENTIVE PLAN SECTION 1. GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan (the “Plan”). The purpose of the Plan is to encourage and enable the officers, employees, Non-Employee Directors and othe
September 13, 2017	EX-10.2B	Form of Restricted Stock Award Agreement under the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan (issued before May 25, 2017)* Exhibit 10.2b RESTRICTED STOCK AWARD AGREEMENT UNDER NORTHEAST BANCORP amended and restated 2010 STOCK OPTION AND INCENTIVE PLAN Name of Grantee: Type of Stock: Voting Common Stock No. of Shares: Grant Date: Pursuant to the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan (the “Plan”) as amended through the date hereof, Northeast Bancorp (the “Company”) hereby grants a R
August 25, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (I
July 27, 2017	8-K	Results of Operations and Financial Condition 8-K 1 nbn201707278k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other ju
July 27, 2017	EX-99.1	Northeast Bancorp Reports Record Quarterly Results and Declares Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Shaughnessy, CFO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Record Quarterly Results and Declares Dividend Lewiston, ME (July 27, 2017) ? Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ: NBN), a Maine-based full-service financial servic
May 10, 2017	10-Q	Northeast Bancorp FORM 10-Q (Quarterly Report) 10-Q 1 nbn2017033110q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State
April 25, 2017	EX-99.1	Northeast Bancorp Reports Record Quarterly Results and Declares Dividend EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Shaughnessy, CFO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Record Quarterly Results and Declares Dividend Lewiston, ME (April 25, 2017) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-
April 25, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 nbn201704258k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other j
February 9, 2017	10-Q	Northeast Bancorp FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2016 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpor
February 9, 2017	SC 13G/A	NBN / Northeast Bancorp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
January 30, 2017	EX-99.1	Northeast Bancorp Reports Record Quarterly Results, Surpasses $1 Billion in Assets and Declares Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Shaughnessy, CFO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Record Quarterly Results, Surpasses $1 Billion in Assets and Declares Dividend Lewiston, ME (January 30, 2017) ? Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ: NBN), a Maine-
January 30, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition nbn201701308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2017 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction o
January 11, 2017	SC 13G/A	NBN / Northeast Bancorp / MAGNOLIA CAPITAL FUND, LP Passive Investment SC 13G/A 1 fp0023358sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP
November 22, 2016	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation)
November 9, 2016	10-Q	Northeast Bancorp FORM 10-Q (Quarterly Report) nbn2016092110q.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other juri
November 9, 2016	EX-10.18	PERFORMANCE RESTRICTED STOCK AWARD AGREEMENT UNDER NORTHEAST BANCORP amended and restated 2010 STOCK OPTION AND INCENTIVE PLAN ex10-18.htm Exhibit 10.18 PERFORMANCE RESTRICTED STOCK AWARD AGREEMENT UNDER NORTHEAST BANCORP amended and restated 2010 STOCK OPTION AND INCENTIVE PLAN Name of Grantee: Richard Wayne Type of Stock: Voting Common Stock No. of Shares: 50,000 Grant Date: August 25, 2016 Pursuant to the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan (the “Plan”) as amended through the dat
October 26, 2016	EX-99.1	Northeast Bancorp Reports First Quarter Results, Announces Increase in Stock Repurchase Program and Declares Dividend EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Shaughnessy, CFO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports First Quarter Results, Announces Increase in Stock Repurchase Program and Declares Dividend Lewiston, ME (October 26, 2016) ‒ Northeast Bancorp (“Northeast” or th
October 26, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
October 7, 2016	DEFA14A	Northeast Bancorp FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
October 7, 2016	DEF 14A	Northeast Bancorp FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
September 23, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers nbn201609238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction
September 13, 2016	10-K	Northeast Bancorp FORM 10-K (Annual Report) 10-K 1 nbn2016090110k.htm FORM 10-K Table Of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t
September 13, 2016	EX-21	Subsidiaries of Registrant ex21.htm Exhibit 21 Subsidiaries of Registrant Name of Subsidiary Jurisdiction of Incorporation Year Acquired or Formed Percentage of Voting Securities Owned ASI Data Services, Inc. Maine 1993 100 % Northeast Bank (and its 100% owned subsidiaries: Northeast Bank Insurance Group, Inc.; 200 Elm Realty, LLC; 500 Pine Realty, LLC; 17 Dogwood Realty, LLC; Portland Inc.) Maine 1987 100 %
August 23, 2016	SC 13D/A	NBN / Northeast Bancorp / East Rock Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Northeast Bancorp (Name of Issuer) Voting Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) 663904209 (CUSIP Number) East Rock Capital, LLC 10 East 53rd Street, 31st Floor New York, NY 10022 212-630-5004 (Name, Address and Telephone
July 27, 2016	8-K	Northeast Bancorp FORM 8-K (Current Report/Significant Event) nbn201607278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of i
July 27, 2016	EX-99.1	Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Shaughnessy, CFO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend Lewiston, ME (July 27, 2016) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-servic
June 29, 2016	EX-4.1	Form of 6.75% Fixed-to-Floating Subordinated Note due 2026 (incorporated by reference to Exhibit 4.1 of Northeast Bancorp’s Current Report on Form 8-K filed on June 29, 2016). EX-4.1 2 ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 EXHIBIT A SUBORDINATED NOTE CERTIFICATE NORTHEAST BANCORP 6.75% FIXED TO FLOATING Subordinated Note due 2026 THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED NOTE IS SUBORDINATED AND JUNIOR IN RIGHT OF PAYMENT TO THE CLAIMS OF CREDITORS (OTHER THAN CREDITORS OF EXISTING SUBORDINATED DEBT) NORTHEAST BANCORP (“COMPANY”), AND DEPOSITORS OF NORTHEAST BANK (THE
June 29, 2016	8-K	Northeast Bancorp FORM 8-K (Current Report/Significant Event) nbn201606298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of i
June 29, 2016	EX-10.1	Subordinated Note Purchase Agreement, dated June 29, 2016, by and among Northeast Bancorp and the Purchasers identified therein (incorporated by reference to Exhibit 10.1 of Northeast Bancorp’s Current Report on Form 8-K filed on June 29, 2016). EX-10.1 3 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of June 29, 2016, and is made by and among Northeast Bancorp, a Maine corporation (“Company”), and the several purchasers of the Subordinated Notes identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”
June 29, 2016	EX-99.2	Northeast Bancorp Closed Private Placement of $15.05 million of Subordinated Notes Due 2026 EX-99.2 5 ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE For More Information: Richard Wayne, President and CEO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3203 www.northeastbank.com Northeast Bancorp Closed Private Placement of $15.05 million of Subordinated Notes Due 2026 Lewiston, ME (June 29, 2016) — Northeast Bancorp (NASDAQ: NBN) (the “Company”), a Main
June 29, 2016	EX-99.1	EX-99.1 EX-99.1 4 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1
May 13, 2016	10-Q	NBN / Northeast Bancorp 10-Q - Quarterly Report - FORM 10-Q nbn2016033110q.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdic
May 2, 2016	EX-99.1	Northeast Bancorp Reports Third Quarter Results, Declares Dividend EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Shaughnessy, CFO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Third Quarter Results, Declares Dividend Lewiston, ME (May 2, 2016) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service f
May 2, 2016	8-K	Northeast Bancorp FORM 8-K (Current Report/Significant Event) nbn201605028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of inc
March 3, 2016	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
February 29, 2016	SC 13G/A	NBN / Northeast Bancorp / MAGNOLIA CAPITAL FUND, LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* Northeast Bancorp (Name of Issuer) Voting Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) February 18, 20
February 22, 2016	SC 13G/A	NBN / Northeast Bancorp / MAGNOLIA CAPITAL FUND, LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) February 18, 2016 (Dat
February 12, 2016	10-Q	NBN / Northeast Bancorp 10-Q - Quarterly Report - FORM 10-Q nbn2015123110q.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2015 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other juris
February 12, 2016	SC 13G/A	NBN / Northeast Bancorp / MAGNOLIA CAPITAL FUND, LP Passive Investment SC 13G/A 1 fp0017999sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP
February 11, 2016	SC 13G/A	NBN / Northeast Bancorp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 11, 2016	SC 13G/A	NBN / Northeast Bancorp / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 9, 2016	SC 13G	NBN / Northeast Bancorp / FRANKLIN RESOURCES INC Passive Investment nort15in.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 663904209 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NORTHEAST BANCORP (Name of Issuer) Voting Common Stock, $1.00 par value (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2015 (Date of Event
February 2, 2016	EX-99.1	Northeast Bancorp Reports Second Quarter Results, Declares Dividend EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Brian Shaughnessy, CFO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3220 www.northeastbank.com Northeast Bancorp Reports Second Quarter Results, Declares Dividend Lewiston, ME (February 1, 2016) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-ser
February 2, 2016	8-K	Northeast Bancorp FORM 8-K (Current Report/Significant Event) nbn201602018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2016 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction o
December 16, 2015	SC 13D/A	NBN / Northeast Bancorp / CONTINENTAL GRAIN CO - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.
December 16, 2015	EX-99.5	EXCHANGE AND LIQUIDATION AGREEMENT EX-99.5 3 v427038ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 EXCHANGE AND LIQUIDATION AGREEMENT This EXCHANGE AND LIQUIDATION AGREEMENT, dated as of July 31, 2015 (this “Agreement”), is made between Arlon Capital Partners LP ("ACP"), Arlon Capital Partners II LP ("ACP II") and Arlon Capital Partners General Partner II LP ("ACP II GP", and together with ACP and ACP II, the “Parties”). WHEREAS, ACP, in ord
December 16, 2015	EX-99.1	AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D EX-99.1 2 v427038ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13D and any amend
November 24, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K 1 nbn201511248k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or othe
November 24, 2015	EX-10.2	2 ex10-2.htm Exhibit 10.2 November 24, 2015 Claire Bean c/o Northeast Bancorp 500 Canal Street Lewiston, ME 04240 Dear Ms. Bean: On October 23, 2015, you gave notice of your intention to retire from Northeast Bancorp (the ?Company?) effective December 31, 2015 (the ?Retirement Date?). As you know, the Company granted you (1) an option to purchase 59,404 shares of voting common stock of Northeast Ban
November 24, 2015	EX-10.1	NORTHEAST BANCORP SENIOR EXECUTIVE INCENTIVE BONUS PLAN EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 NORTHEAST BANCORP SENIOR EXECUTIVE INCENTIVE BONUS PLAN 1. Purpose This Senior Executive Incentive Bonus Plan (the “Incentive Plan”) is intended to provide an incentive for superior work and to motivate eligible executives of Northeast Bancorp (the “Company”) and its subsidiaries toward even higher achievement and business results, to tie their goals
November 13, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 Commission File Number: 1-145 10-Q 1 nbn2015110410q.htm FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (St
October 27, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 nbn201510268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other
October 27, 2015	EX-99.1	Northeast Bancorp Reports First Quarter Results, Declares Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports First Quarter Results, Declares Dividend Lewiston, ME (October 26, 2015) ? Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ: NBN), a Maine-based full-service financial services com
October 14, 2015	DEFA14A	Northeast Bancorp DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
October 9, 2015	DEF 14A	Northeast Bancorp DEF 14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 5, 2015	EX-24	EX-24 Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Richard Wayne, Chief Executive Officer of Northeast Bancorp (the "Company"), Claire Bean, Chief Operating Officer of the Company, and Brian Shaughnessy, Chief Financial Officer of the Company, as the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf
October 2, 2015	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporatio
October 2, 2015	EX-16.1	October 2, 2015 Exhibit 16.1 October 2, 2015 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read item 4.01 of Form 8-K/A dated October 2, 2015, of Northeast Bancorp and are in agreement with the statements contained in paragraphs one through five on page 2 therein. We have no basis to agree or disagree with other statements of the registrant contained the
September 28, 2015	EX-21	Subsidiaries of Registrant QuickLinks - Click here to rapidly navigate through this document Exhibit 21 Subsidiaries of Registrant Name of Subsidiary Jurisdiction of Incorporation Year Acquired or Formed Percentage of Voting Securities Owned ASI Data Services, Inc.
September 28, 2015	10-K	United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 a2226053z10-k.htm 10-K Use these links to rapidly review the document Table of Contents PART IV Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF T
September 21, 2015	EX-16.1	September 21, 2015 Exhibit 16.1 September 21, 2015 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read item 4.01 of Form 8-K dated September 21, 2015, of Northeast Bancorp and are in agreement with the statements contained in the third and fourth paragraphs on page 2 therein. We have no basis to agree or disagree with other statements of the registrant conta
September 21, 2015	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation)
July 29, 2015	8-K	Northeast Bancorp 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
July 29, 2015	EX-99.1	Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend Lewiston, ME (July 28, 2015) ? Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ: NBN), a Maine-based full-service financial services company and pare
May 22, 2015	SC 13G	NBN / Northeast Bancorp / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) May 13, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
May 12, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 Commission File Number: 1-14588 N Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporati
May 1, 2015	EX-99.1	Northeast Bancorp Reports Third Quarter Results, Announces Increase in Stock Repurchase Program and Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Third Quarter Results, Announces Increase in Stock Repurchase Program and Declares Dividend Lewiston, ME (April 30, 2015) ? Northeast Bancorp (?Northeast? or the ?Company?) (NASDAQ: NBN), a Maine-bas
May 1, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IR
March 3, 2015	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
March 3, 2015	EX-99.1	Northeast Bancorp Announces Appointment of Chief Risk Officer Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, Chief Operating Officer Northeast Bancorp, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Announces Appointment of Chief Risk Officer Lewiston, ME (March 3, 2015) — Northeast Bancorp (the “Company”) announced today that Brian Pinheiro has been appointed as the Company’s Chi
February 13, 2015	SC 13G/A	NBN / Northeast Bancorp / MAGNOLIA CAPITAL FUND, LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 13, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2014 Commission File Number: 1-1458 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2014 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpor
January 30, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
January 30, 2015	EX-99.1	Northeast Bancorp Reports Second Quarter Results, Declares Dividend EX-99.1 2 a15-34291ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Second Quarter Results, Declares Dividend Lewiston, ME (January 29, 2015) — Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-se
January 14, 2015	EX-99.1	Northeast Bancorp Announces Appointment of Chief Financial Officer and Treasurer EX-99.1 2 a15-24951ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, Chief Operating Officer Northeast Bancorp, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Announces Appointment of Chief Financial Officer and Treasurer Lewiston, ME (January 14, 2015) — Northeast Bancorp (the “Company”) announced today
January 14, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2015 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
December 3, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2014 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
November 20, 2014	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2014 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation)
November 12, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 Commission File Number: 1-145 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpo
October 28, 2014	EX-99.1	Northeast Bancorp Reports First Quarter Results, Declares Dividend EX-99.1 2 a14-231211ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports First Quarter Results, Declares Dividend Lewiston, ME (October 24, 2014) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based f
October 28, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
October 24, 2014	DEF 14A	NBN / Northeast Bancorp DEF 14A - - DEF 14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 29, 2014	10-K	United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Use these links to rapidly review the document Table of Contents Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 29, 2014	EX-21	Subsidiaries of Registrant QuickLinks - Click here to rapidly navigate through this document Exhibit 21 Subsidiaries of Registrant Name of Subsidiary Jurisdiction of Incorporation Year Acquired or Formed Percentage of Voting Securities Owned ASI Data Services, Inc.
September 9, 2014	SC 13G/A	NBN / Northeast Bancorp / MAGNOLIA CAPITAL PARTNERS, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) August 27, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
September 9, 2014	SC 13G	NBN / Northeast Bancorp / MAGNOLIA CAPITAL FUND, LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) August 27, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
July 25, 2014	EX-99.1	Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend EX-99.1 2 a14-177701ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend Lewiston, ME (July 24, 2014) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based ful
July 25, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
July 3, 2014	SC 13G	NBN / Northeast Bancorp / MAGNOLIA CAPITAL PARTNERS, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) June 13, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
July 3, 2014	EX-1	SCHEDULE 13G CUSIP No. 663904209 SCHEDULE 13G CUSIP No. 663904209 Exhibit 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree, as of June 30, 2014, that only one statement containing the information required by Schedule 13G, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of N
May 27, 2014	EX-99.1	JOINT FILING AGREEMENT JOINT FILING AGREEMENT This JOINT FILING AGREEMENT is entered into as of May 23, 2014, by and among the signatories hereto.
May 27, 2014	SC 13D	NBN / Northeast Bancorp / MAGNOLIA CAPITAL PARTNERS, LLC - SCHEDULE 13D Activist Investment CUSIP No. 663904209 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. )* Under the Securities Exchange Act of 1934 Northeast Bancorp (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) Frederic Dorwart Frederic Dorwart, Lawyers 124 East Fourth Street Tulsa, Oklahoma 74103 (918) 583-9922 (
May 8, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 Commission File Number: 1-14588 No Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporatio
April 24, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2014 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IR
April 24, 2014	EX-99.1	Northeast Bancorp Reports Third Quarter Results, Announces Stock Repurchase Program and Reduction in Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Third Quarter Results, Announces Stock Repurchase Program and Reduction in Dividend Lewiston, ME (April 23, 2014) — Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based
February 14, 2014	SC 13G/A	NBN / Northeast Bancorp / CASTINE CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 12, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2013 Commission File Number: 1-1458 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2013 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpor
January 31, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2014 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
January 31, 2014	EX-99.1	Northeast Bancorp Reports Second Quarter Results, Declares Dividend EX-99.1 2 a14-47461ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Second Quarter Results, Declares Dividend Lewiston, ME (January 30, 2014) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based f
November 22, 2013	8-K	Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2013 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation)
November 14, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 Commission File Number: 1-145 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpo
November 4, 2013	EX-99.1	Northeast Bancorp Reports First Quarter Results, Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports First Quarter Results, Declares Dividend Lewiston, ME (October 29, 2013) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financial services company
November 4, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2013 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (
October 18, 2013	DEF 14A	- DEF 14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 27, 2013	10-K	United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number (1-14588) N
September 27, 2013	EX-99.1	Certification Required by Section 111(b)(4) of the Emergency Economic Stabilization Act of 2008 (“EESA”) Exhibit 99.1 Certification Required by Section 111(b)(4) of the Emergency Economic Stabilization Act of 2008 (“EESA”) We, Richard Wayne, Chief Executive Officer, and Clare Bean, Chief Financial Officer, of Northeast Bancorp (“Northeast”), certify, based on information provided to us by the relevant employees and directors of Northeast and its subsidiaries, that: (i) The compensation committee of N
September 27, 2013	EX-21	Jurisdiction of Incorporation Exhibit 21 Subsidiaries of Registrant Name of Subsidiary Jurisdiction of Incorporation Year Acquired or Formed Percentage of Voting Securities Owned ASI Data Services, Inc. Maine 1993 100 % Northeast Bank (and its 100% owned subsidiaries: Northeast Bank Insurance Group, Inc.; 200 Elm Realty, LLC; 500 Pine Realty, LLC; 17 Dogwood Realty, LLC) Maine 1987 100 %
August 15, 2013	EX-10.1	SEPARATION AGREEMENT & GENERAL RELEASE EX-10.1 2 a13-187951ex10d1.htm EX-10.1 Exhibit 10.1 SEPARATION AGREEMENT & GENERAL RELEASE This is a Separation Agreement and General Release (“Separation Agreement”) entered into this 15th day of August, 2013, by and among Northeast Bancorp (the “Company”), Northeast Bank(together with the Company, “Northeast”) and Heather P. Campion (“Ms. Campion” or the “Employee”) (collectively “the Parties”).
August 15, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2013 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (I
August 1, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29,2013 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
August 1, 2013	EX-99.1	Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend EX-99.1 2 a13-178161ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend Lewiston, ME (July 29, 2013) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based ful
July 1, 2013	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2013 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of Registrant as specified in its Charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
May 23, 2013	144	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response . . . 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this form concurren
May 15, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 Commission File Number: 1-14588 N Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporati
April 30, 2013	EX-99.1	Northeast Bancorp Reports Third Quarter Results, Declares Dividend EX-99.1 2 mar13ex99.htm MARCH 2013 EXHIBIT 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Third Quarter Results, Declares Dividend Lewiston, ME (April 29, 2013) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-se
April 30, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2013 NORTHEAST BANCORP (Exact Name of Registrant as Specified in its Charter) Maine 1-14588 01-0425066 (State or Other Jurisdiction Incorporation) (Commission File Number) (
March 26, 2013	EX-10.1	Amended and Restated Non-Qualified Performance-Based Stock Option Agreement, dated March 22, 2013, by and between Northeast Bancorp and Richard Wayne (incorporated by reference to Exhibit 10.1 of Northeast Bancorp’s Current Report on Form 8-K filed on March 26, 2013). EX-10.1 2 a13-87941ex10d1.htm EX-10.1 Exhibit 10.1 AMENDED AND RESTATED NON-QUALIFIED PERFORMANCE-BASED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP 2010 STOCK OPTION AND INCENTIVE PLAN Name of Optionee: Richard Wayne Type of Stock: Voting Common Stock No. of Option Shares: 118,808 Option Exercise Price per Share: $13.93 Grant Date: December 29, 2010 Expiration Date: Decemb
March 26, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2013 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IR
March 26, 2013	EX-10.2	AMENDED AND RESTATED NON-QUALIFIED PERFORMANCE-BASED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP 2010 STOCK OPTION AND INCENTIVE PLAN EX-10.2 3 a13-87941ex10d2.htm EX-10.2 Exhibit 10.2 AMENDED AND RESTATED NON-QUALIFIED PERFORMANCE-BASED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP 2010 STOCK OPTION AND INCENTIVE PLAN Name of Optionee: Claire Bean Type of Stock: Voting Common Stock No. of Option Shares: 59,404 Option Exercise Price per Share: $13.93 Grant Date: December 29, 2010 Expiration Date: December
March 26, 2013	EX-10.3	AMENDED AND RESTATED NON-QUALIFIED PERFORMANCE-BASED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP 2010 STOCK OPTION AND INCENTIVE PLAN Exhibit 10.3 AMENDED AND RESTATED NON-QUALIFIED PERFORMANCE-BASED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP 2010 STOCK OPTION AND INCENTIVE PLAN Name of Optionee: Heather Campion Type of Stock: Voting Common Stock No. of Option Shares: 59,404 Option Exercise Price per Share: $13.93 Grant Date: December 29, 2010 Expiration Date: December 29, 2020 Pursuant to the Northeast
February 14, 2013	EX-10.2	NON-QUALIFIED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP AMENDED AND RESTATED 2010 STOCK OPTION AND INCENTIVE PLAN Exhibit 10.2 NON-QUALIFIED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER NORTHEAST BANCORP AMENDED AND RESTATED 2010 STOCK OPTION AND INCENTIVE PLAN Name of Optionee: Type of Stock: Voting Common Stock No. of Option Shares: Option Exercise Price per Share: Grant Date: Expiration Date: Pursuant to the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan as amended throug
February 14, 2013	SC 13G	NBN / Northeast Bancorp / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
February 14, 2013	SC 13G/A	NBN / Northeast Bancorp / Bay Pond Partners, L.P. - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
February 14, 2013	EX-10.1	RESTRICTED STOCK AWARD AGREEMENT UNDER NORTHEAST BANCORP AMENDED AND RESTATED 2010 STOCK OPTION AND INCENTIVE PLAN Exhibit 10.1 RESTRICTED STOCK AWARD AGREEMENT UNDER NORTHEAST BANCORP AMENDED AND RESTATED 2010 STOCK OPTION AND INCENTIVE PLAN Name of Grantee: Type of Stock: No. of Shares: Grant Date: Pursuant to the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan (the “Plan”) as amended through the date hereof, Northeast Bancorp (the “Company”) hereby grants a Restricted Stock Award
February 14, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2012 Commission File Number: 1-1458 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2012 Commission File Number: 1-14588 Northeast Bancorp (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorpor
February 14, 2013	SC 13G/A	NBN / Northeast Bancorp / HIGHFIELDS CAPITAL MANAGEMENT LP - SCHEDULE 13G/A Passive Investment Northeast Bancorp: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* NORTHEAST BANCORP (Name of Issuer) COMMON STOCK, $1.00 PAR VALUE (Title of Class of Securities) 663904209 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statem
February 14, 2013	SC 13G/A	NBN / Northeast Bancorp / CASTINE CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 4, 2013	EX-99.1	Northeast Bancorp Reports Second Quarter Results, Declares Dividend FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 3202 www.northeastbank.com Northeast Bancorp Reports Second Quarter Results, Declares Dividend Lewiston, ME (January 31, 2013) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financial services company and parent o
February 4, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - DECEMBER 2012 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 NORTHEAST BANCORP (Exact Name of Registrant as Specified in its Charter) Maine 1-14588 01-0425066 (State or Other Jurisdiction Incorporation) (Commission File Number)
January 31, 2013	S-8	- FORM S-8 As filed with the Securities and Exchange Commission on January 31, 2013 Registration No.
November 29, 2012	EX-3.1	Articles of Amendment to the Amended and Restated Articles of Incorporation of Northeast Bancorp (incorporated by reference to Exhibit 3.1 of Northeast Bancorp’s Current Report on Form 8-K filed on November 29, 2012). EXHIBIT A ARTICLES OF AMENDMENT OF NORTHEAST BANCORP Article FOURTH of the Amended and Restated Articles of Incorporation of the Corporation, as amended, is hereby amended by replacing the first paragraph of said Article FOURTH with the following: “SHARES – The total number of shares of all classes of stock that the corporation shall have authority to issue is 29,000,000, of which 25,000,000 shares, $1.
November 29, 2012	EX-99.1	Northeast Bancorp Completes TARP Preferred Stock Redemption EX-99.1 3 nov2012ex99.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Completes TARP Preferred Stock Redemption Lewiston, ME (November 28, 2012) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financi
November 29, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2012 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of registrant as specified in its charter) Maine 01-0425066 (State or other jurisdiction of incorporation)
November 14, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2012 Commission File Number: 1-145 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 7, 2012	DEFA14A	- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d432704ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the
October 23, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2012 NORTHEAST BANCORP (Exact Name of Registrant as Specified in its Charter) Maine 1-14588 01-0425066 (State or Other Jurisdiction Incorporation) (Commission File Number)
October 23, 2012	EX-99.1	Northeast Bancorp Reports First Quarter Results, Declares Dividend EX-99.1 2 sept2012ex99.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Reports First Quarter Results, Declares Dividend Lewiston, ME (October 22, 2012) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service
October 22, 2012	EX-99.1	Northeast Bancorp Announces Dates for Fiscal 2013 First Quarter Earnings Results and Conference Call EX-99.1 2 announmentex99.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, CFO & COO Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Announces Dates for Fiscal 2013 First Quarter Earnings Results and Conference Call Lewiston, ME (October 19, 2012) - Northeast Bancorp (“Northeast” or the “Company”) (NASDA
October 22, 2012	8-K	Results of Operations and Financial Condition - FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2012 NORTHEAST BANCORP (Exact Name of Registrant as Specified in its Charter) Maine 1-14588 01-0425066 (State or Other Jurisdiction Incorporation) (Commission File Number)
October 18, 2012	DEF 14A	- NOTICE AND PROXY STATEMENT Notice and Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 3, 2012	PRE 14A	- PRELIMINARY NOTICE AND PROXY STATEMENT Preliminary Notice and Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 3, 2012	EX-16.1	October 3, 2012 Exhibit 16.1 October 3, 2012 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Northeast Bancorp’s statements included under Item 4.01 of its Form 8-K filed on October 3, 2012 and we agree with such statements concerning our firm. /s/ Shatswell, MacLeod & Company, P.C. SHATSWELL, MacLEOD & COMPANY, P.C.
October 3, 2012	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - AUDITOR CHANGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2012 NORTHEAST BANCORP (Exact Name of Registrant as Specified in its Charter) Maine 1-14588 01-0425066 (State or Other Jurisdiction Incorporation) (Commission File Numbe
September 28, 2012	EX-99.1	Certification Required by Section 111(b)(4) of the Emergency Economic Stabilization Act of 2008 (“EESA”) Exhibit 99.1 Certification Required by Section 111(b)(4) of the Emergency Economic Stabilization Act of 2008 (“EESA”) We, Richard Wayne, Chief Executive Officer, and Clare Bean, Chief Financial Officer, of Northeast Bancorp (“Northeast”), certify, based on information provided to us by the relevant employees and directors of Northeast and its subsidiaries, that: (i) The compensation committee of N
September 28, 2012	10-K	United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number (1-14588) N
September 28, 2012	EX-21	Subsidiaries of Registrant Subsidiaries of Northeast Bancorp Exhibit 21. Subsidiaries of Registrant Name of Subsidiary Jurisdiction of Incorporation Year Acquired or Formed Percentage of Voting Securities Owned ASI Data Services, Inc. Maine 1993 100 % Northeast Bank (and its 100% owned subsidiaries: Northeast Bank Insurance Group, Inc.; 200 Elm Realty, LLC; 500 Pine Realty, LLC) Maine 1987 100 %
August 1, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2012 NORTHEAST BANCORP (Exact Name of Registrant as Specified in its Charter) Maine 1-14588 01-0425066 (State or Other Jurisdiction Incorporation) (Commission File Number) (I
August 1, 2012	EX-99.1	Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend FOR IMMEDIATE RELEASE For More Information: ] Claire S. Bean, Chief Financial Officer & C.O.O. Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Reports Fourth Quarter Results, Declares Dividend Lewiston, ME (July 31, 2012) ‒ Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financial service
July 27, 2012	8-K	Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2012 NORTHEAST BANCORP (Exact Name of Registrant as Specified in its Charter) Maine 1-14588 01-0425066 (State or Other Jurisdiction Incorporation) (Commission File Number) (I
July 27, 2012	EX-99.1	Northeast Bancorp Announces Dates for Fiscal 2012 Fourth Quarter Earnings Results and Conference Call EX-99.1 2 june12aex99.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, Chief Financial Officer & C.O.O. Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Announces Dates for Fiscal 2012 Fourth Quarter Earnings Results and Conference Call Lewiston, ME (July 27, 2012) - Northeast Bancorp (“Northeast” or the
May 29, 2012	SC 13G	NBN / Northeast Bancorp / Bay Pond Partners, L.P. - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northeast Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 663904209 (CUSIP Number) May 16, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
May 25, 2012	SC 13G	NBN / Northeast Bancorp / CASTINE CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
May 22, 2012	SC 13D/A	NBN / Northeast Bancorp / CONTINENTAL GRAIN CO Activist Investment SC 13D/A 1 v313715sc13da.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Amendment No. 2* NORTHEAST BANCORP (Name of Issuer) Voting Common Stock, Par Value $1.00 per share (Title of Class of Securities) 663904209 (CUSIP Number) M
May 22, 2012	EX-99.1	AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D EX-99.1 2 v313715ex99-1.htm Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto
May 21, 2012	EX-99.1	Northeast Bancorp Closes Common Stock Offering Raises $52.8 million of new capital EX-99.1 2 d356845dex991.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, Chief Financial Officer & C.O.O. Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Closes Common Stock Offering Raises $52.8 million of new capital Lewiston, ME (May 21, 2012) – Northeast Bancorp (“Northeast” or the “Co
May 21, 2012	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2012 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of Registrant as specified in its Charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
May 18, 2012	EX-99.1	AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree that (i) each of them is eligible to use the statement on Schedule 13D to which this Agreement is attached as an Exhibit; (ii) such statement is filed on behalf of each of them; (iii) all subsequent amendments to such statement shall be filed on behalf of each of them wi
May 18, 2012	SC 13D/A	NBN / Northeast Bancorp / East Rock Capital, LLC - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.
May 16, 2012	424B1	5,369,037 Shares of Voting Common Stock 880,963 Shares of Non-Voting Common Stock 424B1 1 d288025d424b1.htm PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(1) Registration No. 333-180215 PROSPECTUS 5,369,037 Shares of Voting Common Stock 880,963 Shares of Non-Voting Common Stock We are offering 6,250,000 shares of common stock. Our common stock consists of voting common stock, $1.00 par value per share, and non-voting common stock, $1.00 par value per share. You may
May 16, 2012	EX-99.1	Northeast Bancorp Announces Pricing of Common Stock Offering Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, Chief Financial Officer & C.O.O. Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Announces Pricing of Common Stock Offering Lewiston, ME (May 16, 2012) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service
May 16, 2012	EX-99.1	AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D EX-99.1 2 v310241ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13D and any amend
May 16, 2012	8-K	Entry into a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of Registrant as specified in its Charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS
May 16, 2012	SC 13D/A	NBN / Northeast Bancorp / CONTINENTAL GRAIN CO - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.
May 16, 2012	EX-10.1	Purchase Agreement Form of Purchase Agreement Exhibit 10.1 Purchase Agreement Northeast Bancorp 500 Canal Street Lewiston, Maine 04240 Ladies and Gentlemen: 1. The undersigned (the “Investor”) hereby confirms and agrees with Northeast Bancorp, a Maine corporation (the “Company”) as follows: 2. As of the Closing (as defined below) and subject to the terms and conditions hereof, the Investor will purchase from the Com
May 16, 2012	EX-1.1	6,250,000 Shares NORTHEAST BANCORP Common Stock, par value $1.00 per share UNDERWRITING AND PLACEMENT AGREEMENT EX-1.1 2 d354122dex11.htm UNDERWRITING AND PLACEMENT AGREEMENT Exhibit 1.1 6,250,000 Shares NORTHEAST BANCORP Common Stock, par value $1.00 per share UNDERWRITING AND PLACEMENT AGREEMENT May 15, 2012 Sandler O’Neill & Partners, L.P. 1251 Avenue of the Americas, 6th Floor, New York, New York 10020 Ladies and Gentlemen: Subject to the terms and conditions stated herein, Northeast Bancorp, a Maine co
May 14, 2012	CORRESP	- Acceleration Request NORTHEAST BANCORP 500 Canal Street Lewiston, Maine 04240 May 14, 2012 VIA EDGAR AND FACSIMILE Mr.
May 14, 2012	CORRESP	- Underwriter Acceleration Request May 14, 2012 Mr. Michael R. Clampitt Senior Counsel Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Northeast Bancorp (the “Company”) Registration Statement on Form S-1 (File No. 333-180215) Dear Mr. Clampitt: In accordance with Rule 461 of the Rules and Regulations of the Securities and Exc
May 3, 2012	S-1/A	- AMENDMENT NO.2 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on May 3, 2012 Registration No.
May 3, 2012	CORRESP	- SEC Responce Letter Goodwin Procter LLP Counselors at Law Exchange Place Boston, MA 02109 T: 617.
May 3, 2012	8-K	Other Events 8-K 1 d343647d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2011 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of Registrant as specified in its Charter) Maine 01-0425066 (State or other jurisdi
May 3, 2012	FWP	Investor Presentation: Investor Presentation: Common Stock Offering NASDAQ: NBN May 2012 Filed Pursuant to Rule 433 Registration No.
May 3, 2012	EX-99.1	Northeast Bancorp Announces Commencement of Common Stock Offering EX-99.1 2 d342693dex991.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, Chief Financial Officer & C.O.O. Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Announces Commencement of Common Stock Offering Lewiston, ME (May 3, 2012) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: N
May 3, 2012	FWP	Questions and Answers about the Northeast Bancorp Offering Filed Pursuant to Rule 433 Registration No. 333-180215 Issuer Free Writing Prospectus dated May 3, 2012 Relating to Preliminary Prospectus dated May 3, 2012 May 3, 2012 Dear Northeast Bancorp Shareholder: The Board of Directors of Northeast Bancorp has authorized an offering of up to 4,760,000 shares of the Company’s common stock. The common stock may consist of voting common stock and non-voting
May 3, 2012	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2011 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of Registrant as specified in its Charter) Maine 01-0425066 (State or other jurisdiction of incorporation) (IRS E
April 30, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2012 Commission File No. 1-14588 NORTHEAST BANCORP (Exact name of Registrant as specified in its Charter) Maine 01-0425066 (State or other jurisdiction of incorpora
April 30, 2012	EX-99.1	Northeast Bancorp Reports Third Quarter Results, Declares Dividend Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information: Claire S. Bean, Chief Financial Officer & C.O.O. Northeast Bank, 500 Canal Street, Lewiston, ME 04240 207.786.3245 ext. 6202 www.northeastbank.com Northeast Bancorp Reports Third Quarter Results, Declares Dividend Lewiston, ME (April 30, 2012) – Northeast Bancorp (“Northeast” or the “Company”) (NASDAQ: NBN), a Maine-based full-service financ
April 30, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 Commission File Number: 1-14588 N Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 12, 2012	S-1/A	- AMENDMENT NO.1 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on April 12, 2012.

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