Основная статистика
| LEI | 529900PMX9KSG4W5TA36 |
| CIK | 1296774 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The9 Limited - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| August 27, 2025 |
The9 GameFi Platform the9bit Hits 1 Million Users Exhibit 99.1 The9 GameFi Platform the9bit Hits 1 Million Users Singapore, August 27, 2025 — The9 Limited (Nasdaq: NCTY) today announced that the9bit, The9 GameFi platform that turns game purchase into rewarding experiences, has surpassed 1 million users in less than one month since its launch. Quote from Martin Hoon, Head of Web3, The9 Limited “We extend sincere thanks to its users for their conti |
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| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| August 1, 2025 |
Exhibit 99.1 The9 Partners with YGG to Launch the9bit Gaming Platform and Accelerate Web3 Gaming Adoption Worldwide Singapore, August 1, 2025 — The9 Limited (Nasdaq: NCTY) (“The9”) today announced that its wholly-owned Hong Kong subsidiary Vast Ocean International Limited, which operates the9bit, a next-generation gaming hub combining gameplay, top-ups, creator rewards, and community spaces, has e |
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| April 28, 2025 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George Lai, Chief Financial Officer of the Company, certify, pursuant to 1 |
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| April 28, 2025 |
Re: The Annual Report of The9 Limited Exhibit 15.2 April 28, 2025 The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District Shanghai 200080 People’s Republic of China Dear Sir or Madam, Re: The Annual Report of The9 Limited We hereby consent to the use of our name under the Chapters entitled “Risk Factors”, “Government Regulations”, “Related Party Transactions” included in the Annual Report on Form 20-F (“the Annual Report”), orig |
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| April 28, 2025 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jun Zhu, Chief Executive Officer of the Company, certify, pursuant to 18 U |
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| April 28, 2025 |
Exhibit 4.28 Number: MEMORANDUM OF UNDERSTANDING Party A: NBTC Limited Party B: Binance Capital Management Co., Ltd Signing date: July 7, 2021 Party A: NBTC Limited Party B: Binance Capital Management Co., Ltd Party A and Party B are referred to individually as “one party” and collectively as “both parties”. PREAMBLE (A) The9 Limited (“The9”) is an Internet enterprise located in China. The company |
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| April 28, 2025 |
Exhibit 4.30 AGREEMENT FOR THE PROVISION OF SERVICES OF COMBINING THE CAPACITY OF HARDWARE AND SOFTWARE COMPLEX FOR DIGITAL MINING OF DIGITAL MINERS AND DISTRIBUTION OF DIGITAL ASSETS OBTAINED AS A RESULT OF MINERS’ ACTIVITIES No 24-03-01 Astana city March 29, 2024 This Agreement for the provision of services of combining the capacity of hardware and software complex for digital mining of digital |
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| April 28, 2025 |
Exhibit 11.2 tHE9 lIMITED Amended and Restated Statement of PolicIES Governing Material non-public Information and The Prevention of InsideR Trading (AS ADOPTED BY THE BOARD OF DIRECTORS OF tHE9 lIMITED ON November 22, 2023) This Amended and Restated Statement of Policies Governing Material Non-Public Information and the Prevention of Insider Trading (this “Statement”) applies to all directors, of |
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| April 28, 2025 |
Exhibit 15.1 Our ref YCU/604835-000001/31627885v1 The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 201203 People’s Republic of China April 28, 2025 Dear Sir or Madam The9 Limited (the “Company”) We consent to the reference to our firm under the heading “Item 10. Additional Information — E. Taxation — Cayman Islands Taxation” in the Company’s Annual Report on Form 20-F for th |
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| April 28, 2025 |
Exhibit 4.29 COOPERATION AGREEMENT No. 22 WHEN COMBINING THE CAPACITIES OF THE HARDWARE AND SOFTWARE COMPLEX FOR DIGITAL MINING OF DIGITAL MINERS AND DISTRIBUTING DIGITAL ASSETS OBTAINED AS A RESULT OF THE MINERS’ ACTIVITIES from “25” August 2023 BETWEEN Private Company LGHSTRS Ltd. (Side 1) and Limited Liability Partnership “Pool4Miners” (Side 2) This Agreement on cooperation in combining the cap |
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| April 28, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (No. 333-127700, No. 333-156306, No. 333-168780, No. 333-210693, No. 333-217190, No. 333-231105, No. 333-259135, and No. 333-271574, No. 333-284061) of our report dated April 28, 2025, with respect to our audits of the consolidated fin |
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| April 28, 2025 |
Exhibit 2.4 Description of rights of each class of securities registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing 300 Class A ordinary shares of The9 Limited (“we,” “our,” “our company,” or “us”), are listed and traded on the Nasdaq Capital Market and, in connection with this listing (but not for trading), t |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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| April 28, 2025 |
MIR M GAME PUBLISHING AGREEMENT Exhibit 4.31 MIR M GAME PUBLISHING AGREEMENT THIS MIR M GAME PUBLISHING AGREEMENT (this “Agreement”) is made and entered into as of May 24, 2024 (“Execution Date”) by and between: Licensor: Wemade Co., Ltd. (주식회사 위메이드), a corporation duly organized and validly existing under the laws of the Republic of Korea (“Korea”) and having its address at 10F, Wemade Tower, 49, Daewangpangyo-ro 644beon-gil, B |
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| April 28, 2025 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Zhu, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| April 28, 2025 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, George Lai, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in l |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) I |
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| March 31, 2025 |
Exhibit 99.1 The9 Limited Receives Strategic Investment from Cryptocurrency Investment Funds to Operate Global GameFi Platform Singapore, March 31, 2025 — The9 Limited (NASDAQ: NCTY) (hereinafter referred to as "The9"), an established Internet company, announced today that it has signed private placement agreements with industry-leading cryptocurrency investment funds Elune Capital, Fine Vision Fu |
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| March 11, 2025 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China March 11, 2025 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Ms. Sandra Hunter Berkheimer Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2023 |
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| February 21, 2025 |
Exhibit 99.1 The9 Establishes Joint Venture to Focus on Mobile Game Operation and Distribution in China’s Sinking Market Joint Venture Partner Committed Annual Profit of RMB80 Million and 50% Annual Growth Shanghai, China, February 21, 2025 — The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that its wholly-owned subsidiary Shanghai The9 Information Technology |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| January 8, 2025 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China January 8, 2025 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Mr. John Dana Brown Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2023 Response |
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| December 31, 2024 |
Exhibit 99.1 The9 Limited Announces Unaudited Financial Information As of and For the Six Months Ended June 30, 2024 In compliance with NASDAQ Rule 5250(c)(2), The9 Limited (the “Company”) hereby announces its unaudited condensed consolidated statements of operations for the six months ended June 30, 2024 and its unaudited condensed consolidated balance sheet as of June 30, 2024. THE9 LIMITED UNAU |
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| December 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive off |
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| December 27, 2024 |
The9 Limited Announces Result of Annual General Meeting Exhibit 99.1 The9 Limited Announces Result of Annual General Meeting The9 Limited (the “Company”) (Nasdaq: NCTY), an established Internet company, today announced that the following proposed resolutions submitted for shareholder approval have been duly adopted at its annual general meeting (the “AGM”) of shareholders held in Hong Kong today: 1. as an ordinary resolution, that Mr. Davin Alexander M |
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| December 27, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) The9 Limited (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation Rule Amount Registered(2) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A ordinary shares, par value US$0. |
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| December 27, 2024 |
THE9 LIMITED ELEVENTH AMENDED AND RESTATED 2004 STOCK OPTION PLAN Exhibit 10.1 THE9 LIMITED ELEVENTH AMENDED AND RESTATED 2004 STOCK OPTION PLAN 1. Purposes of the Plan The purposes of this Plan are: (a) to attract and retain the best available personnel for positions of substantial responsibility, (b) to provide additional incentive to Employees, Directors and Consultants, and (c) to motivate the participating personnel, promote their dedication, and encourage |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| December 27, 2024 |
Exhibit 3.1 FOURTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE9 LIMITED (adopted by a Special Resolution passed on December 27, 2024) THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF THE9 LIMITED (adopted by a Special Resolution passed on December 27, 2024) 1. The name of the Company is Th |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| December 27, 2024 |
As filed with the Securities and Exchange Commission on December 27, 2024 As filed with the Securities and Exchange Commission on December 27, 2024 Registration No. |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| December 16, 2024 |
Exhibit 99.1 The9 Establishes Another Joint Venture to Operate AI Mobile Advertising Business Joint Venture Partner Committed Annual Profit of RMB20 Million and 50% Annual Growth Shanghai, China, December 16, 2024 — The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that its wholly-owned subsidiary Shanghai The9 Information Technology Co., Ltd. signed a Joint Ve |
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| December 6, 2024 |
Exhibit 99.1 The9 Joint Venture Partner Increased Committed Annual Revenue to RMB900 Million and Profit to RMB300 Million from RMB600 and RMB200M Respectively Shanghai China, December 6, 2024 — The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that its wholly-owned subsidiary Shanghai The9 Information Technology Co., Ltd. signed an amendment agreement to joint |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| November 27, 2024 |
CORRESP 1 filename1.htm The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China November 27, 2024 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Mr. John Dana Brown Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Ye |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| November 26, 2024 |
Exhibit 99.1 NIP Group Expands Esports Portfolio Through Strategic Partnership with The9 Limited Partnership to Transform MIR M into Global Esports Title WUHAN, China, Nov. 26, 2024 – NIP Group Inc. (NASDAQ: NIPG) (“NIP Group” or the “Company”), a leading digital entertainment company, and The9 Limited (“The9”) today announced that NIP Group has entered into a strategic partnership with China Crow |
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| November 20, 2024 |
Exhibit 99.3 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) Form of Proxy for Annual General Meeting to be held on December 27, 2024 (or any adjournment(s) or postponement(s) thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the board of directors of The9 Limited, a Cayman Islands company (the “Company”), of |
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| November 20, 2024 |
Exhibit 99.2 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) NOTICE OF ANNUAL GENERAL MEETING To be held on December 27, 2024 (or any adjournment(s) or postponement(s) thereof) NOTICE IS HEREBY GIVEN that an Annual General Meeting (the “AGM”) of The9 Limited (the “Company”) will be held at the BNY Mellon Office, Room No. 2602, 26/F Three Pacific Place |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| November 20, 2024 |
Exhibit 99.1 The9 Limited to Hold Annual General Meeting on December 27, 2024, and to Issue Class B Ordinary Shares to its Chief Executive Officer Shanghai, China, November 20, 2024 – The9 Limited (Nasdaq: NCTY) (the “Company”), an established Internet company, today announced that it has called an extraordinary general meeting (the “AGM”) of shareholders and has approved the issuance of Class B o |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| October 9, 2024 |
Exhibit 99.1 The9 Establishes Joint Venture to Operate AI Algorithms Marketing Business Joint Venture Partner Committed Annual Profit of RMB100 Million in 2025 Shanghai, China, October 9, 2024 — The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that its wholly-owned subsidiary Shanghai The9 Information Technology Co., Ltd. signed a joint venture agreement (here |
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| August 29, 2024 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China August 29, 2024 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Mr. John Dana Brown Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2023 Correspo |
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| August 23, 2024 |
EX-99.1 2 tm2422547d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Establishes Joint Venture to Operate New MIR Game Joint Venture Partner Committed Annual Revenue of RMB600 Million, Annual Profit of RMB200 Million and Annual Increase of 30% Shanghai China, August 22, 2024 — The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that its wholly-owned subsidiary Shanghai |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| July 22, 2024 |
CORRESP 1 filename1.htm The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China July 22, 2024 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Mr. John Dana Brown Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended Dece |
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| June 3, 2024 |
Exhibit 99.1 The9 Signed a Definitive Share Purchase Agreement to Invest in AI-Powered Educational Technology Company Shanghai, China, June 3, 2024 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed a definitive share purchase agreement (the “Agreement”) with Wuhan Weixiang Science And Technology Co., Ltd. (“WeiXiang”), an AI-powered educational t |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) In |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) Ind |
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| May 24, 2024 |
The9 Obtained Strategic Investment from Fine Vision Game Fund Exhibit 99.1 The9 Obtained Strategic Investment from Fine Vision Game Fund Shanghai China, May 24, 2024 — The9 Limited (Nasdaq: NCTY) (the “Company”), an established Internet company, today announced that it agreed and signed a private placement agreement (the “Agreement”) with Fine Vision Fund, established by Finewill Capital, an internationally renowned investment institution. The fund is dedica |
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| May 24, 2024 |
Exhibit 99.1 The9 Obtained Exclusive Publishing License of “MIR M” IP, A New Chinese Edition of Mobile and PC Game from Wemade Shanghai China, May 24, 2024 — The9 Limited (Nasdaq: NCTY) (the “Company”), an established Internet company, today announced that its wholly-owned subsidiary China Crown Technology Limited (“China Crown”), a company incorporated in Hong Kong, entered into an exclusive publ |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) Ind |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) Ind |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) Ind |
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| May 20, 2024 |
Exhibit 99.1 The9 Signed a Definitive Share Purchase Agreement to Invest in AI Unmanned Retail Store Platform KuaiJin Shanghai, China, May 20, 2024 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed a definitive share purchase agreement (the “Agreement”) with Kuaijin Shidai (Xiamen) Technology Co., Ltd. (“KuaiJin”), a company operating unmanned re |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) I |
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| April 15, 2024 |
Exhibit 97 THE9 LIMITED CLAWBACK POLICY The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of The9 Limited (the “Company”) believes that it is appropriate for the Company to adopt this Clawback Policy (the “Policy”) to be applied to the Executive Officers of the Company and adopts this Policy to be effective as of the Effective Date. |
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| April 15, 2024 |
Exhibit 15.1 Our ref YCU/604835-000001/29164560v1 Direct +852 3690 7529 Email [email protected] The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 201203 People’s Republic of China 15 April 2024 Dear Sir or Madam The9 Limited (the “Company”) We consent to the reference to our firm under the heading “Item 10. Additional Information — E. Taxation — Cayman Islands Taxatio |
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| April 15, 2024 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George Lai, Chief Financial Officer of the Company, certify, pursuant to 1 |
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| April 15, 2024 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jun Zhu, Chief Executive Officer of the Company, certify, pursuant to 18 U |
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| April 15, 2024 |
Amendment Agreement to the Warrants, Convertible Promissory Note Exhibit 4.27 Amendment Agreement to the Private Placement Securities Purchase Agreement and its Exhibits, Warrants, Convertible Promissory Note This Amendment Agreement (this “Amendment”) made as of November 13, 2023 (“Effective Date of the Amendment”), is entered into by and between: A.The9 Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands and l |
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| April 15, 2024 |
Exhibit 2.4 Description of rights of each class of securities registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing 300 Class A ordinary shares of The9 Limited (“we,” “our,” “our company,” or “us”), are listed and traded on the Nasdaq Capital Market and, in connection with this listing (but not for trading), t |
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| April 15, 2024 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, George Lai, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in l |
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| April 15, 2024 |
WARRANT TO PURCHASE CLASS A ORDINARY SHARES OF THE9 LIMITED Exhibit 4.26 Warrant No.: 1 Date of Issuance: November 9, 2023 (the “Issuance Date”) WARRANT TO PURCHASE CLASS A ORDINARY SHARES OF THE9 LIMITED This Warrant (the “Warrant”) certifies that, for value received, BRIPHENO PTE. LTD., a company registered under Singapore law having an address of 5 UPPER ALJUNIED LINK #06-02, QUARTZ INDUSTRIAL BUILDING, SINGAPORE (367903) and/or such entity that such co |
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| April 15, 2024 |
Re: The Annual Report of The9 Limited Exhibit 15.2 April 15, 2024 The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District Shanghai 200080 People’s Republic of China Dear Sir or Madam, Re: The Annual Report of The9 Limited We hereby consent to the use of our name under the Chapters entitled “Risk Factors”, “Government Regulations”, “Related Party Transactions” included in the Annual Report on Form 20-F (“the Annual Report”), orig |
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| April 15, 2024 |
Exhibit 4.25 CONVERTIBLE PROMISSORY NOTE Effective Date: November 9, 2023 U.S. $15,000,000.00 FOR VALUE RECEIVED, The9 Limited, a Cayman Islands corporation and listed on the NASDAQ Global Market under the symbol “NCTY” (“Borrower”), promises to pay to BRIPHENO PTE. LTD., a company registered under Singapore law having an address of 5 UPPER ALJUNIED LINK #06- 02, QUARTZ INDUSTRIAL BUILDING, SINGAP |
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| April 15, 2024 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Zhu, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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| April 15, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (No. 333-127700, No. 333-156306, No. 333-168780, No. 333-210693, No. 333-217190, No. 333-231105, No. 333-259135, and No. 333-271574) of our report dated April 15, 2024, with respect to our audits of the consolidated financial statement |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) I |
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| March 26, 2024 |
Exhibit 99.1 The9 Signed a Definitive Share Purchase Agreement to Invest in GenAI LLM Digital Precision Medicine Platform for Brain Disease WM Therapeutic Shanghai, China, March 26, 2024 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed a definitive share purchase agreement (the “Agreement”) with WM Therapeutic Co., Ltd. (“WM Therapeutic”), a com |
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| March 5, 2024 |
Exhibit 99.1 The9 Signed a Legally Binding Term Sheet to Acquire a Leading AIGC Driven Digital Human SaaS Platform ShenMa Shanghai, China, March 5, 2024 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed a legally binding term sheet (the “Term Sheet”) with Shenma Limited (“Shenma”) to purchase 51% shares of Shenma by cash and issuance of The9’s re |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) I |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| February 21, 2024 |
Exhibit 99.1 The9 Signed a Legally Binding Term Sheet with a Leading AI SaaS Legal Service Platform 365LAWHELP.COM Shanghai, China, February 21, 2024 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed a legally binding term sheet (the “Term Sheet”) with Zhejiang Fazhidao Information Technology Co., Ltd. (“Fazhidao”) to purchase 19% shares of Fazhi |
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| January 30, 2024 |
US88337K4013 / THE9 LTD ADR / Zhu Jun - SC 13D/A Activist Investment SC 13D/A 1 tm244510d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 11)* Under the Securities Exchange Act of 1934 The9 Limited (Name of Issuer) Class A ordinary shares, par value US$0.01 per share (Title of Class of Securities) 88337K401** (CUSIP Number) Jun Zhu Incsight Limited c/o 17 Floor, No. 130 Wu Song Road Hong Kou |
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| January 19, 2024 |
The9’s Chairman and CEO to Purchase No More Than 10% of The9 ADSs in the Open Market Exhibit 99.1 The9’s Chairman and CEO to Purchase No More Than 10% of The9 ADSs in the Open Market SHANGHAI, China, January 19, 2024 — The9 Limited (Nasdaq: NCTY) (“The9” or the “Company”), an established Internet company, today announced that it was informed by its Chairman and CEO, Jun Zhu, of his intention to use personal funds to purchase up to 10% of the Company’s outstanding American deposita |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 201203 People’s Republic of China (Address of principal executive offices) |
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| December 29, 2023 |
Exhibit 99.1 The9 Limited Announces Unaudited Financial Information As of and For the Six Months Ended June 30, 2023 In compliance with NASDAQ Rule 5250(c)(2), The9 Limited (the “Company”) hereby announces its unaudited condensed consolidated statements of operations for the six months ended June 30, 2023 and its unaudited condensed consolidated balance sheets as of June 30, 2023. THE9 LIMITED UNA |
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| December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| November 30, 2023 |
The9 Limited Raised US$12 million in a Private Placement Transaction to Fund Business Growth Exhibit 99.1 The9 Limited Raised US$12 million in a Private Placement Transaction to Fund Business Growth Shanghai China, November 30, 2023 — The9 Limited (Nasdaq: NCTY) (the “Company”), an established Internet company, today announced that it has closed a private placement securities purchase transaction with Bripheno Pte. Ltd., a Singapore limited liability company, pursuant to which the Company |
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| November 17, 2023 |
The9 Limited to Hold Annual General Meeting on December 22, 2023 Exhibit 99.1 The9 Limited to Hold Annual General Meeting on December 22, 2023 SHANGHAI, China, November 17, 2023 — The9 Limited (Nasdaq: NCTY) (the “Company”), an established Internet company, today announced that it will hold an annual general meeting of shareholders at BNY Mellon Office, Room No. 2602, 26/F Three Pacific Place, 1 Queen’s Road East, Wanchai, Hong Kong, at 2 p.m., Hong Kong time, |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| November 17, 2023 |
Exhibit 99.2 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) NOTICE OF ANNUAL GENERAL MEETING To be held on December 22, 2023 (or any adjournment(s) or postponement(s) thereof) NOTICE IS HEREBY GIVEN that an Annual General Meeting (the “AGM”) of The9 Limited (the “Company”) will be held at BNY Mellon Office, Room No. 2602, 26/F Three Pacific Place, 1 |
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| October 20, 2023 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China October 20, 2023 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Mr. John Dana Brown Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2022 Corresp |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 201203 People’s Republic of China (Address of principal executive office |
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| September 27, 2023 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China September 27, 2023 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Mr. John Dana Brown Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporate Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2022 Corresp |
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| September 27, 2023 |
NCTY / The9 Limited - ADR / Zhu Jun - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 10)* Under the Securities Exchange Act of 1934 The9 Limited (Name of Issuer) Class A ordinary shares, par value US$0.01 per share (Title of Class of Securities) 88337K302** (CUSIP Number) Jun Zhu Incsight Limited c/o 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republ |
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| August 30, 2023 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China August 30, 2023 VIA EDGAR Mr. Rolf Sundwall Ms. Kate Tillan Mr. John Dana Brown Ms. Sonia Bednarowski Office of Crypto Assets Division of Corporate Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2022 Correspond |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| May 2, 2023 |
As filed with the Securities and Exchange Commission on May 2, 2023 S-8 1 tm2314227d1s8.htm FORM S-8 As filed with the Securities and Exchange Commission on May 2, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE9 LIMITED (Exact Name of Registrant as Specified in Its Charter) Cayman Islands Not Applicable (State or Other Jurisdiction of (I.R.S. Empl |
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| May 2, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) The9 Limited (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation Rule Amount Registered(2) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A ordinary shares, par value US$0. |
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| May 1, 2023 |
EXHIBIT 15.2 北京 上海 深圳 杭州 广州 昆明 天津 成都 宁波 福州 西安 南京 南宁 济南 香港 巴黎 马德里 硅谷 BEIJING SHANGHAI SHENZHEN HANGZHOU GUANGZHOU KUNMING TIANJIN CHENGDU NINGBO FUZHOU XI’AN NANJING NANNING JINAN H O N G K O N G PARIS MADRID S I L I C O N V A L L E Y 中国上海市北京西路968号嘉地中心27层 邮编：200041 27/F, Garden Square, 968 West Beijing Road, Shanghai 200041, China 电话/Tel: +86 21 52341668 传真/Fax: +86 21 52341670 网址/Website:http://ww |
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| May 1, 2023 |
EXHIBIT 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jun Zhu, Chief Executive Officer of the Company, certify, pursuant to 18 U |
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| May 1, 2023 |
THE9 LIMITED TENTH AMENDED AND RESTATED 2004 STOCK OPTION PLAN Exhibit 4.1 THE9 LIMITED TENTH AMENDED AND RESTATED 2004 STOCK OPTION PLAN 1. Purposes of the Plan The purposes of this Plan are: (a) to attract and retain the best available personnel for positions of substantial responsibility, (b) to provide additional incentive to Employees, Directors and Consultants, and (c) to motivate the participating personnel, promote their dedication, and encourage them |
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| May 1, 2023 |
Exhibit 2.4 Description of rights of each class of securities registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing thirty Class A ordinary shares of The9 Limited (“we,” “our,” “our company,” or “us”), are listed and traded on the Nasdaq Capital Market and, in connection with this listing (but not for trading) |
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| May 1, 2023 |
EXHIBIT 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George Lai, Chief Financial Officer of the Company, certify, pursuant to 1 |
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| May 1, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.4 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have issued our report dated March 29, 2021, with respect to the consolidated financial statements included in the Annual Report of The9 Limited on Form 20-F for the year ended December 31, 2022. We consent to the incorporation by reference of the said report in the Registration Statements of The9 Limited on Forms S-8 (File N |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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| May 1, 2023 |
EXHIBIT 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, George Lai, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in l |
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| May 1, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (File No. 333-127700, File No. 333-156306, File No. 333-168780, File No. 333-210693, File No. 333-217190, File No. 333-231105, and File No. 333-259135) of our report dated May 1, 2023, with respect to our audits of the consolidated fin |
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| May 1, 2023 |
EXHIBIT 15.1 Our ref RDS/604835-000001/26250102v2 Direct +852 2971 3046 Email [email protected] The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 201203 People’s Republic of China 1 May 2023 Dear Sir or Madam The9 Limited (the "Company") We consent to the reference to our firm under the heading "Item 10. Additional Information — E. Taxation — Cayman Islands Taxation" |
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| May 1, 2023 |
EXHIBIT 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Zhu, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| April 28, 2023 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China April 28, 2023 VIA EDGAR Ms. Suying Li Ms. Ta Tanisha Meadows Ms. Taylor Beech Ms. Kate Beukenkamp Office of Trade & Services Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2021 Filed Ma |
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| March 20, 2023 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China March 20, 2023 VIA EDGAR Ms. Taylor Beech Ms. Kate Beukenkamp Office of Trade & Services Division of Corporate Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2021 Filed May 2, 2022 File No. 001-34238 Dear Ms. B |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| January 10, 2023 |
CORRESP 1 filename1.htm The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China January 10, 2023 VIA EDGAR Ms. Taylor Beech Ms. Kate Beukenkamp Office of Trade & Services Division of Corporate Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2021 Filed May 2, 2022 Fil |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| December 23, 2022 |
Exhibit 99.1 The9 Limited Announces Unaudited Financial Information As of and For the Six Months Ended June 30, 2022 In compliance with NASDAQ Rule 5250(c)(2), The9 Limited (the “Company”) hereby announces its unaudited condensed consolidated statement of income for the six months ended June 30, 2022 and its unaudited condensed consolidated balance sheet as of June 30, 2022. THE9 LIMITED UNAUDITED |
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| December 19, 2022 |
The9 Limited Announces Result of Annual General Meeting Exhibit 99.1 The9 Limited Announces Result of Annual General Meeting Shanghai China, December 19, 2022 ? The9 Limited (the ?Company?) (Nasdaq: NCTY), an established Internet company, today announced that the following proposed resolution submitted for shareholder approval has been duly adopted at its annual general meeting of shareholders held in Shanghai today: 1. as an ordinary resolution, that |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| November 17, 2022 |
The9 Limited to Hold Annual General Meeting on December 19, 2022 Exhibit 99.1 The9 Limited to Hold Annual General Meeting on December 19, 2022 Shanghai China, November 17, 2022 — The9 Limited (Nasdaq: NCTY) (the “Company”), an established Internet company, today announced that it will hold its annual general meeting of shareholders (“AGM”) at the Company’s business office, 17 Floor, No. 130 Wu Song Road, Hong Kou District, Shanghai 200080, People’s Republic of |
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| November 17, 2022 |
Exhibit 99.3 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) Form of Proxy for Annual General Meeting to be held on December 19, 2022 (or any adjournment(s) or postponement(s) thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the board of directors of The9 Limited, a Cayman Islands company (the “Company”), of |
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| November 17, 2022 |
Exhibit 99.2 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) NOTICE OF ANNUAL GENERAL MEETING To be held on December 19, 2022 (or any adjournment(s) or postponement(s) thereof) NOTICE IS HEREBY GIVEN that an Annual General Meeting (the “AGM”) of The9 Limited (the “Company”) will be held at the Company’s business office, 17 Floor, No. 130 Wu Song Road, |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| October 21, 2022 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China October 21, 2022 VIA EDGAR Ms. Suying Li Ms. Ta Tanisha Meadows Ms. Taylor Beech Mr. Scott Anderegg Office of Trade & Services Division of Corporate Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2021 Filed May |
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| October 11, 2022 |
The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China October 11, 2022 VIA EDGAR Ms. Suying Li Ms. Ta Tanisha Meadows Ms. Taylor Beech Mr. Scott Anderegg Office of Trade & Services Division of Corporate Finance 100 F Street, NE Washington, D.C., 20549 Re: The9 Limited (the “Company”) Form 20-F for the Fiscal Year Ended December 31, 2021 Filed May |
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| May 2, 2022 |
EXHIBIT 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jun Zhu, Chief Executive Officer of the Company, certify, pursuant to 18 U |
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| May 2, 2022 |
Consent of Maples and Calder (Hong Kong) LLP Exhibit 15.1 ? ? ? Our ref ? RDS/604835-000001/23270083v1 Direct ? +852 2971 3046 Email ? [email protected] ? ? The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 201203 People?s Republic of China ? 2 May 2022 ? Dear Sir or Madam The9 Limited (the ?Company?) We consent to the reference to our firm under the heading ?Item 10. Additional Information ? E. Taxation ? Caym |
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| May 2, 2022 |
EX-15.2 11 ncty-20211231xex15d2.htm EX-15.2 EXHIBIT 15.2 北京 上海 深圳 杭州 广州 昆明 天津 成都 宁波 福州 西安 南京 南宁 济南 香港 巴黎 马德里 硅谷 BEIJING SHANGHAI SHENZHEN HANGZHOU GUANGZHOU KUNMING TIANJIN CHENGDU NINGBO FUZHOU XI’AN NANJING NANNING JINAN HONG KONG PARIS MADRID SILICON VALLEY 中国上海市北京西路968号嘉地中心27层 邮编：200041 27/F, Garden Square, 968 West Beijing Road, Shanghai 200041, China 电话/Tel: +86 21 52341668 传真/Fax: +86 21 52 |
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| May 2, 2022 |
Letter from Grant Thornton to the Securities and Exchange Committee, dated May 2, 2022 EXHIBIT 16.1 ? May 2, 2022 ? Securities and Exchange Commission Washington, D.C. 20549 ? Ladies and Gentlemen: ? We have read Item 16F of The9 Limited on its Form 20-F dated May 2, 2022, and we agree with the statements concerning us in the first through fourth paragraphs contained therein. We have no basis to agree or disagree with other statements of the Company contained therein. ? Very truly y |
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| May 2, 2022 |
EXHIBIT 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Zhu, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| May 2, 2022 |
EXHIBIT 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, George Lai, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in l |
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| May 2, 2022 |
Exhibit 4.24 Transfer Agreement of Contractual Interests This Agreement is signed in Hongkou District, Shanghai on December 10, 2021 by the following parties: Lin Zhimin, ID number: * * * , address: * * * (hereinafter referred to as the ?Transferor?) Wang Qi, ID number: * * * , address: * * * (hereinafter referred to as the ?Transferee?) Ji Wei, ID number: * * * , address: * * * Huiling Computer T |
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| May 2, 2022 |
Consent of Grant Thornton, independent registered public accounting firm EXHIBIT 15.4 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have issued our report dated March 29, 2021, with respect to the consolidated financial statements included in the Annual Report of The9 Limited on Form 20-F for the year ended December 31, 2021. We consent to the incorporation by reference of the said report in the Registration Statements of The9 Limited on Form F-3 (File No |
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| May 2, 2022 |
EXHIBIT 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, George Lai, Chief Financial Officer of the Company, certify, pursuant to 1 |
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| May 2, 2022 |
Exhibit 4.23 December 10, 2021 Equity Pledge Agreement between Wang Qi and Huiling Computer Technology Consulting (Shanghai) Co., Ltd. Regarding Shanghai IT Technology Co., Ltd. ? ? Equity Pledge Agreement This Equity Pledge Agreement (hereinafter this ?Agreement?) is entered into in Shanghai, People?s Republic of China (hereinafter ?PRC?) as of December 10, 2021 by and between the following Parti |
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| May 2, 2022 |
Exhibit 4.22 Shanghai Jiucheng Information Technology Co., Ltd. Equity Transfer Agreement This Agreement is entered into by the parties below in the meeting room on December 10, 2021. Transferor: Lin Zhimin (hereinafter referred to as Party A) ID number: * * * Transferee: Wang Qi (hereinafter referred to as Party B) ID number: * * * Shanghai Jiucheng Information Technology Co., Ltd. (hereinafter r |
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| May 2, 2022 |
Consent of RBSM LLP, independent registered public accounting firm EX-15.3 12 ncty-20211231xex15d3.htm EX-15.3 Exhibit 15.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form F-3 (File No. 333-254878), and on Form S-8 (File No. 333-127700, File No. 333-156306, File No. 333-168780, File No. 333-210693, File No. 333-217190, File No. 333-231105, and File No. 333-259135) |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 14, 2022 |
NCTY / The9 Ltd. / CVI Investments, Inc. - SC 13G/A Passive Investment CUSIP No: 88337K302 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. 1)* The9 Limited (Name of Issuer) Class A ordinary shares, $0.01 par value per share (Title of Class of Securities) 88337K302 (CUSIP Numbe |
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| February 14, 2022 |
NCTY / The9 Ltd. / Kong Jianping - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment SC 13G/A 1 d333693dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The9 Limited (Name of Issuer) Class A Ordinary Shares, par value US$0.01 per share (Title of Class of Securities) 88337K302** (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing |
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| December 23, 2021 |
The9 Limited Announces Results of Annual General Meeting and Class B Meeting Exhibit 99.1 The9 Limited Announces Results of Annual General Meeting and Class B Meeting Shanghai China, December 22, 2021 ? The9 Limited (the ?Company?) (Nasdaq : NCTY), an established Internet company, today announced that the following proposed resolutions submitted for shareholder approval have been duly adopted at its annual general meeting of shareholders and the class meeting of holders of |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| December 23, 2021 |
Exhibit 3.1 THIRD AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE9 LIMITED (adopted by a Special Resolution passed on December 22, 2021) THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF THE9 LIMITED (adopted by a Special Resolution passed on December 22, 2021) 1. The name of the Company is The9 |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| November 24, 2021 |
Exhibit 99.3 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) NOTICE OF CLASS B MEETING To be held on December 22, 2021 (or any adjournment(s) or postponement(s) thereof) NOTICE IS HEREBY GIVEN that a class meeting of holders of Class B ordinary shares with a par value of US$0.01 each (the ?Class B Meeting?) of The9 Limited (the ?Company?) will be held |
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| November 24, 2021 |
EX-99.5 6 tm2133877d1ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) –––––– Form of Proxy for Class B Meeting to be held on December 22, 2021 (or any adjournment(s) or postponement(s) thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the board of directors of The9 Limited, |
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| November 24, 2021 |
The9 Limited to Hold Annual General Meeting on December 22, 2021 Exhibit 99.1 The9 Limited to Hold Annual General Meeting on December 22, 2021 Shanghai China, November 24, 2021 ? The9 Limited (Nasdaq: NCTY) (the ?Company?), an established Internet company, today announced that it will hold its annual general meeting of shareholders (?AGM?) at the Company?s business office, 17 Floor, No. 130 Wu Song Road, Hong Kou District, Shanghai 200080, People?s Republic of |
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| November 24, 2021 |
Exhibit 99.2 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) NOTICE OF ANNUAL GENERAL MEETING To be held on December 22, 2021 (or any adjournment(s) or postponement(s) thereof) NOTICE IS HEREBY GIVEN that an Annual General Meeting (the ?AGM?) of The9 Limited (the ?Company?) will be held at the Company?s business office, 17 Floor, No. 130 Wu Song Road, |
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| November 24, 2021 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated March 30, 2021) File No. |
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| November 24, 2021 |
Exhibit 99.4 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) ?????? Form of Proxy for Annual General Meeting to be held on December 22, 2021 (or any adjournment(s) or postponement(s) thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the board of directors of The9 Limited, a Cayman Islands company (the ?Compan |
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| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| November 18, 2021 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated March 30, 2021) File No. |
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| November 17, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree (i) to the joint filing, on behalf of each of them, of a statement on Schedule 13G (including amendments thereto) with respect to Class A ordinary shares par value of US$0.01 per share of The9 Limited, a Cayman Islands company; and |
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| November 17, 2021 |
NCTY / The9 Ltd. / Kong Jianping - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The9 Limited (Name of Issuer) Class A Ordinary Shares, par value US$0.01 per share (Title of Class of Securities) 88337K302** (CUSIP Number) November 12, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| November 15, 2021 |
Exhibit 99.1 The9 Limited Announces Expansion of U.S. Crypto Mining Operations in 32MW Deal with Compute North Deployment of 10,000 Bitmain S19j Miners to Begin in Q2 2022 EDEN PRAIRIE, Minn., November 12, 2021 - NBTC Limited (?NBTC?), a wholly-owned subsidiary of The9 Limited (Nasdaq: NCTY), an established Internet company, and Compute North, an industry leader in economical, large-scale computin |
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| September 30, 2021 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 ? MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion and analysis of our financial condition and results of operations in conjunction with our consolidated financial statements and the related notes included elsewhere in this Form 6-K. This discussion contains forward-looking statements that involve risks and |
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| September 30, 2021 |
Table of Contents ? Exhibit 99.1 THE9 LIMITED ? INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS ? ? ? Page Unaudited Condensed Consolidated Statements of Operations and Comprehensive (Loss) Income for the Six Months ended June 30, 2020 and 2021 F-2 Condensed Consolidated Balance Sheets as of December 31, 2020 and June 30, 2021 (Unaudited) F-4 Unaudited Condensed Consolidated |
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| September 30, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executiv |
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| September 17, 2021 |
NCTY / The9 Ltd. / Zhu Jun - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 9)* Under the Securities Exchange Act of 1934 The9 Limited (Name of Issuer) Class A ordinary shares, par value US$0.01 per share (Title of Class of Securities) 88337K302** (CUSIP Number) Jun Zhu Incsight Limited c/o 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republi |
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| August 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offic |
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| August 31, 2021 |
Exhibit 99.1 The9 Limited Announced the Launch of NFT Platform NFTSTAR. Former Dapper Labs Vice President of Operations will Join as COO SINGAPORE, August 30, 2021 ? The9 Limited (Nasdaq: NCTY) ("The9"), an established Internet company, today announced that it has formally stepped into the Non-Fungible Token (?NFT?) business. NFTSTAR Singapore Pte. Ltd., a Singapore wholly owned subsidiary of The9 |
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| August 27, 2021 |
As filed with the Securities and Exchange Commission on August 27, 2021 As filed with the Securities and Exchange Commission on August 27, 2021 Registration No. |
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| August 27, 2021 |
Exhibit 10.1 THE9 LIMITED NINTH AMENDED AND RESTATED 2004 STOCK OPTION PLAN 1. Purposes of the Plan The purposes of this Plan are: (a) to attract and retain the best available personnel for positions of substantial responsibility, (b) to provide additional incentive to Employees, Directors and Consultants, and (c) to motivate the participating personnel, promote their dedication, and encourage the |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| August 27, 2021 |
Exhibit 99.1 August 27, 2021 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We have read the statements made by The9 Limited on its Form 6-K dated August 27, 2021, and we agree with the statements concerning us in the second, third and fourth paragraphs contained therein. We have no basis to agree or disagree with other statements of the Company contained therein. |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| August 27, 2021 |
STANDBY EQUITY DISTRIBUTION AGREEMENT Exhibit 99.1 STANDBY EQUITY DISTRIBUTION AGREEMENT THIS STANDBY EQUITY DISTRIBUTION AGREEMENT dated as of August 27, 2021 (this ?Agreement?) is made by and between YA II PN, LTD., a Cayman Islands exempt limited partnership (the ?Investor?), and THE9 LIMITED, a company incorporated under the laws of the Cayman Islands, with principal executive offices located at 17th Floor, No. 130 Wu Song Road, H |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) |
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| August 5, 2021 |
Exhibit 99.1 The9 Limited and KazDigital, a Kazakhstan cryptomining company, signed Term Sheet on establishment of joint venture Shanghai, China, August 4, 2021 The9 Limited (Nasdaq: NCTY) (?The9?), an established Internet company, today announced that its wholly-owned subsidiary NBTC Limited and Kazakhstan enterprise KazDigital Ltd (hereinafter referred to as "KazDigital") have signed a non-bindi |
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| July 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2021 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| July 13, 2021 |
The9 Limited and Russian BitRiver Signed Cryptocurrency Mining Hosting Agreement Exhibit 99.1 The9 Limited and Russian BitRiver Signed Cryptocurrency Mining Hosting Agreement Shanghai, China, July 12, 2021 The9 Limited (Nasdaq: NCTY) (?The9?), an established Internet company, today announced that it has signed a cryptocurrency mining hosting agreement with Russian company BitRiver through its wholly-owned subsidiary NBTC Limited. BitRiver, headquartered in Moscow, was establis |
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| June 21, 2021 |
The9 Announces Custody Account with Coinbase Custody Exhibit 99.1 The9 Announces Custody Account with Coinbase Custody Shanghai, China, June 17, 2021 The9 Limited (Nasdaq: NCTY) (?The9?), an established Internet company, today announced Coinbase Custody, a wholly owned subsidiary of Coinbase Global Inc. (Nasdaq: COIN) and one of the global leaders in qualified digital asset custody, as the custodian for The9?s digital assets, including Bitcoin. The9 |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| June 7, 2021 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated March 30, 2021) File No. |
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| June 7, 2021 |
Exhibit 99.1 The9 Signed a Definitive Agreement to Acquire a Canadian Clean Energy Cryptocurrency Mining Facilities Company Shanghai, China, June 4, 2021 The9 Limited (Nasdaq: NCTY) (?The9?), an established Internet company, today announced that it signed a definitive agreement (the ?Agreement?) to acquire Montcrypto Ltd. ("Montcrypto"), a Canadian company, to build a 20MW supply of electricity in |
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| June 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) |
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| May 17, 2021 |
The9 Signed Chia Cryptocurrency Mining Machine Purchase and Cloud Service Leasing Agreements Exhibit 99.1 The9 Signed Chia Cryptocurrency Mining Machine Purchase and Cloud Service Leasing Agreements Shanghai, China, May 14, 2021 The9 Limited (Nasdaq: NCTY) (?The9?), an established Internet company, today announced that it signed three Chia (XCH) cryptocurrency mining machine purchase and cloud service leasing agreements with three unrelated vendors, with the total contract sum of more tha |
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| May 4, 2021 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated March 30, 2021) File No. |
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| May 3, 2021 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated March 30, 2021) File No. |
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| April 26, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| April 26, 2021 |
Exhibit 99.1 The9 Signed a Legally Binding Term Sheet on an Investment in Skychain Technologies Inc. for Constructing Mining Facilities in Canada Shanghai, China, April 21, 2021 The9 Limited (Nasdaq: NCTY) (?The9?), an established Internet company, today announced that it signed a legally binding term sheet on a CAD4 million investment in Skychain Technologies Inc. (?Skychain?), a company listed i |
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| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 8)* Under the Securities Exchange Act of 1934 The9 Limited (Name of Issuer) Class A ordinary shares, par value US$0.01 per share (Title of Class of Securities) 88337K302** (CUSIP Number) Jun Zhu Incsight Limited c/o 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republi |
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| April 12, 2021 |
CUSIP No: 88337K302 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* The9 Limited (Name of Issuer) Class A ordinary shares, $0.01 par value per share (Title of Class of Securities) 88337K302 (CUSIP Number |
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| April 12, 2021 |
EX-99.1 2 tm2112717d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Signed a Legally Binding Memorandum of Understanding on the Additional Purchase of Bitcoin Mining Machines SHANGHAI, April 9, 2021 /PRNewswire/ - The9 Limited (Nasdaq: NCTY) ("The9"), an established Internet company, today announced that it signed a legally binding Memorandum of Understanding (the "MOU") with an unrelated Bitcoin minin |
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| April 12, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| April 7, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| April 7, 2021 |
As filed with the Securities and Exchange Commission on April 7, 2021 Registration No. |
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| April 7, 2021 |
EX-99.1 4 tm2112088d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 THE9 LIMITED CLASS A ORDINARY SHARES, PAR VALUE US$0.01 PER SHARE IN THE FORM OF AMERICAN DEPOSITARY SHARES WARRANTS TO PURCHASE CLASS A ORDINARY SHARES IN THE FORM OF AMERICAN DEPOSITARY SHARES UNDERWRITING AGREEMENT March 31, 2021 Maxim Group LLC 405 Lexington Avenue New York, New York 10174 As Representative of the several Underwriters n |
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| April 7, 2021 |
WARRANT TO PURCHASE AMERICAN DEPOSITARY SHARES THE9 LIMITED EX-99.2 5 tm2112088d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 WARRANT TO PURCHASE AMERICAN DEPOSITARY SHARES THE9 LIMITED Warrant ADSs: [] Issuance Date: April [], 2021 THIS WARRANT TO PURCHASE AMERICAN DEPOSITARY SHARES (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter |
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| April 5, 2021 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated March 30, 2021) File No. |
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| April 1, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| April 1, 2021 |
EX-99.1 2 tm2111854d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Limited Announces Pricing of Approximately $125.0 Million Bought Deal Offering of American Depositary Shares SHANGHAI, March 31, 2021 /PRNewswire/ - The9 Limited (Nasdaq: NCTY) ("The9"), an established Internet company, today announced that it has entered into an underwriting agreement with Maxim Group LLC under which the underwriter h |
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| March 31, 2021 |
6-K 1 tm2111463d16k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of pr |
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| March 31, 2021 |
STANDBY EQUITY DISTRIBUTION AGREEMENT EX-99.1 2 tm2111463d1ex99-1.htm EX-99.1 Exhibit 99.1 STANDBY EQUITY DISTRIBUTION AGREEMENT THIS STANDBY EQUITY DISTRIBUTION AGREEMENT dated as of February 5, 2021 (this “Agreement”) is made by and between YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”), and THE9 LIMITED, a company incorporated under the laws of the Cayman Islands, with principal executive offices |
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| March 30, 2021 |
EX-4.6 3 tm2111320d1ex4-6.htm EXHIBIT 4.6 Exhibit 4.6 THE9 LIMITED Issuer AND [TRUSTEE] Trustee INDENTURE Dated as of [●], 20[●] Subordinated Debt Securities TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Se |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) |
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| March 30, 2021 |
Form F-3 (File No. 333-254878) As filed with the Securities and Exchange Commission on March 30, 2021 Registration No. |
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| March 30, 2021 |
The9 Signed Filecoin Mining Machine Purchase and Hosting Agreement to Enhance Filecoin (FIL) Mining Exhibit 99.1 The9 Signed Filecoin Mining Machine Purchase and Hosting Agreement to Enhance Filecoin (FIL) Mining Shanghai, China, March 30, 2021 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed a Filecoin mining machine purchase and hosting agreement amounting to approximately US$2 million with a Filecoin mining service provider. In February 202 |
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| March 30, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| March 30, 2021 |
EX-4.5 2 tm2111320d1ex4-5.htm EXHIBIT 4.5 Exhibit 4.5 THE9 LIMITED (the “Issuer”) AND [TRUSTEE] (the “Trustee”) INDENTURE Dated as of [·], 20[·] Senior Debt Securities TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section |
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| March 29, 2021 |
EXHIBIT 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, George Lai, Chief Financial Officer of the Company, certify, pursuant to 1 |
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| March 29, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| March 29, 2021 |
Consent of Maples and Calder (Hong Kong) LLP EX-15.1 7 tm211771d1ex15-1.htm EXHIBIT 15.1 Exhibit 15.1 Our ref: Direct Email The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 201203 People’s Republic of China 29 March 2021 Dear Sirs and/or Madams, The9 Limited (the "Company") We consent to the reference to our firm under the heading "Item 10. Additional Information — E. Taxation — Cayman Islands Taxation" in the Company’ |
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| March 29, 2021 |
Consent of Grant Thornton, independent registered public accounting firm EX-15.3 9 tm211771d1ex15-3.htm EXHIBIT 15.3 Exhibit 15.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have issued our report dated March 29, 2021, with respect to the consolidated financial statements of The9 Limited, its subsidiaries and its variable interest entities included in the annual report of The9 Limited on Form 20-F for the year ended December 31, 2020. We consent to the |
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| March 29, 2021 |
EXHIBIT 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Zhu, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| March 29, 2021 |
EXHIBIT 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of The9 Limited (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Jun Zhu, Chief Executive Officer of the Company, certify, pursuant to 18 U |
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| March 29, 2021 |
EX-15.2 8 tm211771d1ex15-2.htm EXHIBIT 15.2 Exhibit 15.2 中国上海市北京西路968号嘉地中心27层 邮编：200041 27/F, Garden Square, 968 West Beijing Road, Shanghai 200041, China 电话/Tel: +86 21 52341668 传真/Fax: +86 21 52341670 网址/Website:http://www.grandall.com.cn March 29, 2021 The9 Limited 17 Floor, No. 130 Wu Song Road Hong Kou District Shanghai 201203 People’s Republic of China Dear Sir or Madam, Re: The Annual Repor |
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| March 29, 2021 |
EXHIBIT 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, George Lai, certify that: 1. I have reviewed this annual report on Form 20-F of The9 Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in l |
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| March 29, 2021 |
The9 Limited Reports 2020 Audited Financial Results Exhibit 99.1 The9 Limited Reports 2020 Audited Financial Results Shanghai, China –March 29, 2021. The9 Limited (NASDAQ: NCTY) (“The9”) announced that it filed its annual report on Form 20-F for the fiscal year ended December 31, 2020 with the U.S. Security and Exchange Commission (“SEC”) on March 29, 2021. The annual report, which contains its audited financial statements, can be accessed on the S |
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| March 23, 2021 |
Corrections to the Form 6-K Furnished on December 30, 2020 Exhibit 99.1 Corrections to the Form 6-K Furnished on December 30, 2020 As The9 Limited (the “Company”) previously disclosed its consolidated financial statements as of and for the six months ended June 30, 2020, the Company made an error in the accounting treatment on extinguishment of convertible notes and had omitted reclassification for certain line items to the consolidated financial statemen |
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| March 23, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| March 23, 2021 |
EX-10.16 5 tm215506d3ex10-16.htm EXHIBIT 10.16 Exhibit 10.16 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of March 17, 2021, is entered into by and between The9 Limited, a Cayman Islands corporation (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are e |
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| March 23, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People?s Republic of China (Address of principal executive offices) I |
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| March 23, 2021 |
EX-10.15 4 tm215506d3ex10-15.htm EXHIBIT 10.15 Exhibit 10.15 Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. FUTURES SALES AND PURCHASE AGREEMENT BETWEEN Bitmain Technologies Limited (“Bitmain”) AND NBTC Limited (“Purchaser”) 1 / 26 1. Definitions and Interpretations 3 2. Sales of |
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| March 23, 2021 |
Exhibit 10.13 SHARE PURCHASE AGREEMENT BY AND AMONG THE9 LIMITED AND (the “Purchaser”) , 2021 TABLE OF CONTENTS Page Article I Definitions 1 Section 1.01 Definitions 1 Section 1.02 Definitional and Interpretative Provisions 6 Article II Description of the Transaction 7 Section 2.01 Pre-Closing and Closing; Purchase and Sale of Subject Shares 7 Section 2.02 Closing Deliveries and Conditions 7 Artic |
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| March 23, 2021 |
Skadden, Arps, Slate, Meagher & Flom llp A Delaware Limited Liability Partnership ????????? JING AN KERRY CENTRE, TOWER II 46TH FLOOR 1539 NANJING WEST ROAD SHANGHAI 200040, CHINA TEL: (86-21) 6193-8200 FAX: (86-21) 6193-8299 www. |
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| March 23, 2021 |
EX-10.14 3 tm215506d3ex10-14.htm EXHIBIT 10.14 Exhibit 10.14 SHARE PURCHASE AGREEMENT BY AND AMONG THE9 LIMITED AND (the “Purchaser”) , 2021 TABLE OF CONTENTS Page Article I Definitions 1 Section 1.01 Definitions 1 Section 1.02 Definitional and Interpretative Provisions 6 Article II Description of the Transaction 7 Section 2.01 Pre-Closing and Closing; Purchase and Sale of Subject Shares 7 Section |
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| March 23, 2021 |
As filed with the Securities and Exchange Commission on March 23, 2021 Registration No. |
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| February 9, 2021 |
Skadden, Arps, Slate, Meagher & Flom llp A Delaware Limited Liability Partnership ????????? JING AN KERRY CENTRE, TOWER II 46TH FLOOR 1539 NANJING WEST ROAD SHANGHAI 200040, CHINA TEL: (86-21) 6193-8200 FAX: (86-21) 6193-8299 www. |
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| February 9, 2021 |
The9 Announced Entering into a $100 million SEDA to Fund Business Growth EX-99.1 2 tm215677d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Announced Entering into a $100 million SEDA to Fund Business Growth Shanghai, China, February 9, 2021 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it has entered into a standby equity distribution agreement (the “SEDA”) with YA II PN, LTD. , a Cayman Islands exempt limited partnership manag |
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| February 9, 2021 |
EX-10.12 3 tm215506d1ex10-12.htm EXHIBIT 10.12 Exhibit 10.12 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of February 2, 2021, is entered into by and between The9 Limited, a Cayman Islands corporation (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are |
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| February 9, 2021 |
EX-10.13 4 tm215506d1ex10-13.htm EXHIBIT 10.13 Exhibit 10.13 SHARE PURCHASE AGREEMENT BY AND AMONG THE9 LIMITED AND (the “Purchaser”) , 2021 TABLE OF CONTENTS Page Article I Definitions 1 Section 1.01 Definitions 1 Section 1.02 Definitional and Interpretative Provisions 6 Article II Description of the Transaction 7 Section 2.01 Pre-Closing and Closing; Purchase and Sale of Subject Shares 7 Section |
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| February 9, 2021 |
As filed with the Securities and Exchange Commission on February 9, 2021 Registration No. |
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| February 9, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| February 9, 2021 |
EX-10.11 2 tm215506d1ex10-11.htm EXHIBIT 10.11 Exhibit 10.11 SHARE SUBSCRIPTION AND WARRANT PURCHASE AGREEMENT dated January 25, 2021 among The9 Limited Mr. Jianping Kong (solely for purposes of Section 5.02) and The Purchasers Listed on Schedule A Attached Hereto TABLE OF CONTENTS Page ARTICLE I DEFINITION AND INTERPRETATION 1 Section 1.01 Definition, Interpretation and Rules of Construction 1 AR |
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| February 8, 2021 |
EX-99.1 2 tm215677d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Signed a Strategic Cooperation Framework Purchase Agreement on the Purchase of Bitcoin Mining Machines SHANGHAI, Feb. 5, 2021 /PRNewswire/ - The9 Limited (Nasdaq: NCTY) ("The9"), an established Internet company, today announced that its wholly owned subsidiary NBTC Limited signed a strategic cooperation framework purchase agreement (the |
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| February 8, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices |
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| February 8, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive off |
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| February 8, 2021 |
EX-99.1 2 tm215711d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Signed Legally Binding Memorandums of Understanding on the Additional Purchase of Bitcoin Mining Machines Shanghai, China, February 8, 2021 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed six legally binding Memorandums of Understanding (collectively the “MOUs”) with six unrelated Bi |
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| January 26, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| January 26, 2021 |
The9 Signed Legally Binding Memorandum of Understanding on the Purchase of Bitcoin Mining Machines EX-99.1 2 tm214213d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Signed Legally Binding Memorandum of Understanding on the Purchase of Bitcoin Mining Machines SHANGHAI, Jan 25, 2021 - The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed five legally binding Memorandum of Understanding (collectively the “MOUs”) with five Bitcoin mining machine owners to |
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| January 21, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| January 13, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The9 Limited (Name of Issuer) Class A Ordinary Shares (Title of Class of Securities) 88337K104** (CUSIP Number) January 4, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| January 4, 2021 |
EX-99.2 5 tm2039596d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 北京 上海 深圳 杭州 广州 昆明 天津 成都 宁波 福州 西安 南京 南宁 济南 香港 巴黎 马德里 硅谷 BEIJING SHANGHAI SHENZHEN HANGZHOU GUANGZHOU KUNMING TIANJIN CHENGDU NINGBO FUZHOU XI’AN NANJING NANNING JINAN HONG KONG PARIS MADRID SILICON VALLEY 中国上海市北京西路968号嘉地中心23-25层 邮编：200041 23-25/F, Garden Square, 968 West Beijing Road, Shanghai 200041, China 电话/Tel: +86 21 52341668 传真/Fax: +8 |
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| January 4, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2021 Commission File Number: 001-34238 THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive offices) |
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| January 4, 2021 |
As filed with the Securities and Exchange Commission on January 4, 2021 Registration No. |
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| January 4, 2021 |
Exhibit 21.1 Principal Subsidiaries and Affiliated Entity of The9 Limited Subsidiaries Name of Subsidiary Jurisdiction of Incorporation GameNow.net (Hong Kong) Limited Hong Kong China The9 Interactive Limited Hong Kong New Star International Development Limited Hong Kong 9City Asia Limited Hong Kong Red 5 Studios, Inc. Delaware, USA China Crown Technology Limited Hong Kong Hui Ling Computer Techno |
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| January 4, 2021 |
EX-99.1 2 tm211418d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The9 Signed a Legally-binding Term Sheet with Cryptocurrencies Mining Investors Led by Jianping Kong to Start the Cryptocurrencies Business Shanghai, China, January 4, 2021 The9 Limited (Nasdaq: NCTY) (“The9”), an established Internet company, today announced that it signed a legally binding cooperation and investment term sheet (the “Term S |
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| December 30, 2020 |
Exhibit 99.1 The9 Limited Announces Unaudited Financial Information As of and For the Six Months Ended June 30, 2020 In compliance with NASDAQ Rule 5250(c)(2), The9 Limited (the “Company”) hereby announces its unaudited consolidated statement of income for the six months ended June 30, 2020 and its unaudited consolidated balance sheet as of June 30, 2020. THE9 LIMITED UNAUDITED INTERIM CONSOLIDATE |
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| December 30, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive off |
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| November 23, 2020 |
Exhibit 99.2 THE9 LIMITED (Incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: NCTY) NOTICE OF ANNUAL GENERAL MEETING To be held on December 22, 2020 (or any adjournment(s) or postponement(s) thereof) NOTICE IS HEREBY GIVEN that an Annual General Meeting (the “AGM”) of The9 Limited (the “Company”) will be held at the 17 Floor, No. 130 Wu Song Road, Hong Kou District, Shangha |
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| November 23, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 - Commission File Number: 001-34238 - THE9 LIMITED 17 Floor, No. 130 Wu Song Road Hong Kou District, Shanghai 200080 People’s Republic of China (Address of principal executive off |
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| November 23, 2020 |
The9 Limited to Hold Annual General Meeting on December 22, 2020 Exhibit 99.1 The9 Limited to Hold Annual General Meeting on December 22, 2020 Shanghai, November 20, 2020 — The9 Limited (Nasdaq: NCTY ) (the “Company”), an established Internet company, today announced that it will hold its annual general meeting of shareholders at the 17 Floor, No. 130 Wu Song Road, Hong Kou District, Shanghai 200080, People’s Republic of China on December 22, 2020 at 2:00 p.m., |
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| November 18, 2020 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-240331 Sticker Supplement No. 3 (To Prospectus dated September 29, 2020) The9 Limited This sticker supplement No. 3 supplements and amends our prospectus dated September 29, 2020, or the Prospectus. You should read this sticker supplement No. 3 in conjunction with the Prospectus since the information contained herein supplements and amends the |
