Основная статистика
| LEI | 549300EOLUCX2ZYTFU74 |
| CIK | 1592782 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nukkleus Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-55922 NUKKLEUS INC. (Exact name of registrant as specified in its chart |
|
| December 29, 2023 |
EQUITY INCENTIVE PLAN Nukkleus Inc. 2023 Equity Incentive Plan Exhibit 10.1 EQUITY INCENTIVE PLAN Nukkleus Inc. 2023 Equity Incentive Plan 1. Purpose of the Plan. The purpose of the 2023 Equity Incentive Plan is to attract, retain and motivate employees, officers, directors, consultants, agents, advisors and independent contractors of the Company and its Related Companies by providing them the opportunity to acquire a proprietary interest in the Company and t |
|
| December 29, 2023 |
Exhibit 3.1 CERTIFICATE OF CORPORATE DOMESTICATION OF BRILLIANT ACQUISITION CORPORATION Pursuant to Section 388 of the General Corporation Law of the State of Delaware Brilliant Acquisition Corporation, presently a British Virgin Islands business company, organized and existing under the laws of the British Virgin Islands (the “Company”), DOES HEREBY CERTIFY: 1. The Company was first incorporated |
|
| December 29, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below and not otherwise defined in this Exhibit 99.4 have the same meaning as terms defined and included elsewhere in the Current Report on Form 8-K (the “Form 8-K”) filed with the Securities and Exchange Commission (the “SEC”) on December 29, 2023. The unaudited pro forma condensed combined financial |
|
| December 29, 2023 |
Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF NUKKLEUS INC. (hereinafter called the “Corporation”) ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.1. Place of Meetings. Meetings of the stockholders of the Corporation shall be held at such time and place, if any, either within or without the State of Delaware, as shall be designated from time to time by the board of directors of the Corporation (the “Boa |
|
| December 29, 2023 |
Exhibit 99.2 Nukkleus Releases Updated Corporate Presentation: Lays Out Vision for Building Financial Infrastructure of the Future Nukkleus is a curated gateway to the future of finance infrastructure, investing and nurturing technologies that are at the foundation of new-age financial services NEW YORK, Dec. 29, 2023 - Nukkleus Inc. (NASDAQ: NUKK), a pioneering force in the fintech industry, prou |
|
| December 29, 2023 |
Nukkleus Inc. Closes Merger with Brilliant Acquisition Corporation Exhibit 99.1 Nukkleus Inc. Closes Merger with Brilliant Acquisition Corporation NEW YORK, December 22, 2023 /PRNewswire/ — Nukkleus Inc. (Nasdaq: NUKK) proudly announces the closing of its strategic merger with Brilliant Acquisition Corporation. This merger, valuing Nukkleus at around $105 million, signifies a bold step into a future rich with digital asset opportunities for businesses and investo |
|
| December 29, 2023 |
Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BRILLIANT ACQUISITION CORPORATION December 22, 2023 Brilliant Acquisition Corporation, a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is Brilliant Acquisition Corporation. The original certificate of incorporation was fil |
|
| December 29, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 22, 2023 Date of Report (Date of earliest event reported) NUKKLEUS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39341 38-3912845 (State or other jurisdiction of incorporation) (Commission File Num |
|
| December 29, 2023 |
Exhibit 99.3 12/29/2023 NUKKLEUS GROUP CORPORATE PRESENTATION A GATEWAY TO THE FUTURE OF FINANCE 2 LEGAL DISCLAIMER (I) Disclaimer and Cautionary Note Regarding Forward - Looking Statements This presentation (together with oral statements made in connection herewith, this “ Presentation ” ) contains selected confidential information about Nukkleus Inc. and its subsidiaries ( “ NUKK ” ) and Brillia |
|
| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizati |
|
| December 4, 2023 |
Filed by Brilliant Acquisition Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nukkleus Inc. |
|
| December 1, 2023 |
Filed by Brilliant Acquisition Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nukkleus Inc. |
|
| November 29, 2023 |
Filed by Brilliant Acquisition Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nukkleus Inc. |
|
| November 29, 2023 |
Filed by Brilliant Acquisition Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nukkleus Inc. |
|
| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Definitive Proxy State |
|
| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizati |
|
| November 13, 2023 |
Exhibit 16.1 Gries & Associates, LLC Certified Public Accountants 501 S. Cherry Street Ste 1100 Denver, Colorado 80246 November 10, 2023 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously contracted as the auditors of Nukkleus Inc. (the Company) and reviewed financial statements for the periods ended March 31, 2023 and June 30, 2023. On November 3, 2 |
|
| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizati |
|
| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organiza |
|
| September 22, 2023 |
Exhibit 10.1 PROMISSORY NOTE Amount: $270,000 New York, New York September 18, 2023 FOR VALUE RECEIVED, and subject to the terms and conditions set forth in this Promissory Note (“Note”), Nukkleus, Inc. (the “Payor”), hereby unconditionally promises to pay on demand to the order of Emil Assentato or its assigns (the “Payee”), in lawful money of the United States of America in immediately available |
|
| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| August 14, 2023 |
Amendment to the General Services Agreement between Nukkleus Limited and FXDirectDealer LLC Exhibit 10.17 AMENDMENT TO THE GLOBAL SERVICE AGREEMENT This Amendment, to the Global Service Agreement dated May 24, 2016 between Nukkleus Limited, a private limited Bermuda company (“Nukk”) and FXDirectDealer, LLC, a limited liability company organized under the laws of the State of Delaware (“FXDD”) (the “Original Agreement”), which was amended on October 17, 2017, is entered this 24th day of A |
|
| July 31, 2023 |
July 31, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
|
| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| June 26, 2023 |
Exhibit 10.2 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is dated as of [], 2023 by and between the undersigned stockholder (the “Holder”) and Nukkleus, Inc., a Delaware corporation (formerly known as Brilliant Acquisition Corporation) (the “Company”). A. Nukkleus, Inc., a Delaware corporation, and Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”), en |
|
| June 26, 2023 |
Exhibit 10.2 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is dated as of [], 2023 by and between the undersigned stockholder (the “Holder”) and Nukkleus, Inc., a Delaware corporation (formerly known as Brilliant Acquisition Corporation) (the “Company”). A. Nukkleus, Inc., a Delaware corporation, and Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”), en |
|
| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| June 26, 2023 |
Form of Registration Rights Agreement. Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the [] day of [], 2023, by and among Nukkleus, Inc. (formerly known as Brilliant Acquisition Corporation), a Delaware corporation (the “Company,” and such entity prior to the consummation of the Business Combination (as defined below), “Legacy Brilliant”), the equityholders design |
|
| June 26, 2023 |
Exhibit 2.1 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated June 23, 2023 by and among Nukkleus Inc., a Delaware corporation (the “Company”), Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”), and BRIL Merger Sub, Inc., a Delaware corporation (“Merger Sub”). TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 ARTICLE II THE DOMESTICATION AND THE MERGER 9 2.1 The D |
|
| June 26, 2023 |
Form of Registration Rights Agreement. Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the [] day of [], 2023, by and among Nukkleus, Inc. (formerly known as Brilliant Acquisition Corporation), a Delaware corporation (the “Company,” and such entity prior to the consummation of the Business Combination (as defined below), “Legacy Brilliant”), the equityholders design |
|
| June 26, 2023 |
Form of Support Agreement, among Brilliant Acquisition Corporation and the investors party thereto. Exhibit 10.1 AMENDED AND RESTATED COMPANY STOCKHOLDER SUPPORT AGREEMENT This COMPANY STOCKHOLDER SUPPORT AGREEMENT, dated as of June , 2023 (this “Support Agreement”), is entered into by and among the stockholder named on the signature page hereto (the “Stockholder”), Nukkleus Inc., a Delaware corporation (the “Company”), and Brilliant Acquisition Corporation, a British Virgin Islands company (“Br |
|
| June 26, 2023 |
Exhibit 2.1 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated June 23, 2023 by and among Nukkleus Inc., a Delaware corporation (the “Company”), Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”), and BRIL Merger Sub, Inc., a Delaware corporation (“Merger Sub”). TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 ARTICLE II THE DOMESTICATION AND THE MERGER 9 2.1 The D |
|
| June 26, 2023 |
Form of Support Agreement, among Brilliant Acquisition Corporation and the investors party thereto. Exhibit 10.1 AMENDED AND RESTATED COMPANY STOCKHOLDER SUPPORT AGREEMENT This COMPANY STOCKHOLDER SUPPORT AGREEMENT, dated as of June , 2023 (this “Support Agreement”), is entered into by and among the stockholder named on the signature page hereto (the “Stockholder”), Nukkleus Inc., a Delaware corporation (the “Company”), and Brilliant Acquisition Corporation, a British Virgin Islands company (“Br |
|
| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization |
|
| May 26, 2023 |
Letter from Marcum LLP to the Securities and Exchange Commission dated May 26, 2023 Exhibit 16.1 May 26, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read the statements made by Nukkleus Inc., under Item 4.01 of its Form 8-K filed May 26, 2023. We agree with the statements concerning our Firm in such Form 8-K. We are not in a position to agree or disagree with other statements of Nukkleus Inc. contained therein. Very tru |
|
| May 26, 2023 |
Letter from Marcum LLP to the Securities and Exchange Commission dated May 25, 2023 Exhibit 16.1 May 25, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read the statements made by Nukkleus Inc., under Item 4.01 of its Form 8-K filed May 25, 2023. We agree with the statements concerning our Firm in such Form 8-K. We are not in a position to agree or disagree with other statements of Nukkleus Inc. contained therein. Very tru |
|
| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| May 15, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 000-55922 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR ☐ Form N-CAR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Repo |
|
| April 18, 2023 |
Exhibit 99.1 Nukkleus Reports Year End Financial Results and Continues Focus on SPAC Merger with Brilliant Acquisition Corp. New York, April 17, 2023: Nukkleus Inc (OTC: NUKK) (“Nukkleus”) filed its annual report on Form 10-K for the year ended September 30, 2022, with the Securities and Exchange Commission and continues to focus its efforts on completing its previously announced merger with Brill |
|
| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization |
|
| April 17, 2023 |
Filed by Nukkleus Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Brilliant Acquisition Corporation (Commission File No. 333-264334) Date: April 17, 2023 Nukkleus Reports Year End Financial Results and Continues Focus on SPAC Merger with Brilliant Acquisition Corp. New York, April 17, 202 |
|
| April 10, 2023 |
Exhibit 21.1 Subsidiaries: Name Jurisdiction of Incorporation Ownership Nukkleus Limited Bermuda 100% by Nukkleus, Inc. Nukkleus Malta Holding Ltd. Malta 100% by Nukkleus, Inc. Markets Direct Technology Group Ltd., formerly known as Nukkleus Exchange Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiary of Nukkleus, Inc. Nukkleus Payments Malta Ltd. Malta 100% owned |
|
| April 10, 2023 |
Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary, which includes applicable provisions of the Delaware General Corporation Law (the “DGCL”), describes material provisions of the capital stock of Nukkleus Inc. (“we”, “us” or the “Company”) and is intended as a summary only and therefore is not a com |
|
| April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-55922 Commission file number Nukkleus Inc. |
|
| February 15, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 000-55922 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR ☐ Form N-CAR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition R |
|
| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizati |
|
| January 26, 2023 |
Exhibit 2.2 AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER January 20, 2023 THIS AMENDMENT NO. 3 to the Agreement and Plan of Merger (as amended prior to the date hereof, the “Merger Agreement”), dated as of February 22, 2022, by and among Nukkleus Inc., a Delaware corporation (the “Company”), Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”) and NB Merger Sub, Inc. |
|
| January 26, 2023 |
Exhibit 2.2 AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER January 20, 2023 THIS AMENDMENT NO. 3 to the Agreement and Plan of Merger (as amended prior to the date hereof, the “Merger Agreement”), dated as of February 22, 2022, by and among Nukkleus Inc., a Delaware corporation (the “Company”), Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”) and NB Merger Sub, Inc. |
|
| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizati |
|
| December 30, 2022 |
NT 10-K 1 ea171094-nt10knukkleus.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 000-55922 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-CEN o Form N-CSR For Period Ended: September 30, 2022 o Transition Report on Form 10-K o Transition Report o |
|
| November 2, 2022 |
Exhibit 10.11 |
|
| November 2, 2022 |
As filed with the U.S. Securities and Exchange Commission on November 2, 2022 As filed with the U.S. Securities and Exchange Commission on November 2, 2022 Registration No. 333-264334 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 523130 (State or other jurisdiction of incorporation or orga |
|
| October 3, 2022 |
As filed with the U.S. Securities and Exchange Commission on September 30, 2022 As filed with the U.S. Securities and Exchange Commission on September 30, 2022 Registration No. 333-264334 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 523130 (State or other jurisdiction of incorporation or or |
|
| September 29, 2022 |
Exhibit 2.2 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER September 28, 2022 THIS AMENDMENT NO. 2 to the Agreement and Plan of Merger, dated as of February 22, 2022, as amended by Amendment No. 1 to the Merger Agreement, dated as of September 21, 2022 (as amended, the “Merger Agreement”), by and among Nukkleus Inc., a Delaware corporation (the “Company”), Brilliant Acquisition Corporation, a Bri |
|
| September 29, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organiza |
|
| September 29, 2022 |
EX-2.2 2 ea166500ex2-2nukkleus.htm AMENDMENT NO 2 TO AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 28, 2022, BY AND AMONG NUKKLEUS INC. AND BRILLIANT ACQUISITION CORPORATION Exhibit 2.2 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER September 28, 2022 THIS AMENDMENT NO. 2 to the Agreement and Plan of Merger, dated as of February 22, 2022, as amended by Amendment No. 1 to the Merger Agreemen |
|
| September 29, 2022 |
425 1 ea166500-8k425nukkleus.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or |
|
| September 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
|
| September 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
|
| September 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 3 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-55922 Commission file num |
|
| September 27, 2022 |
Exhibit 21.1 Subsidiaries: Name Jurisdiction of Incorporation Ownership Nukkleus Limited Bermuda 100% by Nukkleus, Inc. Nukkleus Malta Holding Ltd. Malta 100% by Nukkleus, Inc. Markets Direct Technology Group Ltd., formerly known as Nukkleus Exchange Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiary of Nukkleus, Inc. Nukkleus Payments Malta Ltd. Match Financial |
|
| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
|
| September 22, 2022 |
Exhibit 2.2 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER September 21, 2022 THIS AMENDMENT NO. 1 to the Agreement and Plan of Merger (the ?Merger Agreement?), dated as of February 22, 2022, by and among Nukkleus Inc., a Delaware corporation (the ?Company?), Brilliant Acquisition Corporation, a British Virgin Islands company (the ?SPAC?) and NB Merger Sub, Inc., a British Virgin Islands company |
|
| September 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organiza |
|
| September 22, 2022 |
Exhibit 2.2 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER September 21, 2022 THIS AMENDMENT NO. 1 to the Agreement and Plan of Merger (the ?Merger Agreement?), dated as of February 22, 2022, by and among Nukkleus Inc., a Delaware corporation (the ?Company?), Brilliant Acquisition Corporation, a British Virgin Islands company (the ?SPAC?) and NB Merger Sub, Inc., a British Virgin Islands company |
|
| September 22, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organiza |
|
| September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizat |
|
| August 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| August 16, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 000-55922 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR ? Form N-CAR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Repor |
|
| August 9, 2022 |
As filed with the U.S. Securities and Exchange Commission on August 9, 2022 As filed with the U.S. Securities and Exchange Commission on August 9, 2022 Registration No. 333-264334 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 523130 (State or other jurisdiction of incorporation or organi |
|
| August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
|
| August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
|
| July 29, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| July 29, 2022 |
Letter from Rotenberg Meril Solomon Bertiger & Guttilla, P.C. EX-16.1 2 ea163535ex16-1nukkleus.htm LETTER FROM ROTENBERG MERIL SOLOMON BERTIGER & GUTTILLA, P.C Exhibit 16.1 July 28, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Commissioners: We have read the statements made by Nukkleus Inc. (the “Company”), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, a |
|
| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-55922 Commission file num |
|
| July 27, 2022 |
Exhibit 21.1 Subsidiaries: Name Jurisdiction of Incorporation Ownership Nukkleus Limited Bermuda 100% by Nukkleus, Inc. Nukkleus Malta Holding Ltd. Malta 100% by Nukkleus, Inc. Markets Direct Technology Group Ltd., formerly known as Nukkleus Exchange Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiary of Nukkleus, Inc. Nukkleus Payments Malta Ltd. Malta 100% owned |
|
| June 13, 2022 |
As filed with the U.S. Securities and Exchange Commission on June 13, 2022 As filed with the U.S. Securities and Exchange Commission on June 13, 2022 Registration No. 333-264334 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 523130 (State or other jurisdiction of incorporation or organiz |
|
| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-55922 Commission file num |
|
| June 10, 2022 |
Exhibit 21.1 Subsidiaries: Name Jurisdiction of Incorporation Ownership Nukkleus Limited Bermuda 100% by Nukkleus, Inc. Nukkleus Malta Holding Ltd. Malta 100% by Nukkleus, Inc. Markets Direct Technology Group Ltd., formerly known as Nukkleus Exchange Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiary of Nukkleus, Inc. Nukkleus Payments Malta Ltd. Malta 100% owned |
|
| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| May 19, 2022 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT Dated as of May 17, 2022 by and between Nukkleus Inc. and WHITE LION CAPITAL LLC TABLE OF CONTENTS Article I DEFINITIONS 2 Article II PURCHASE AND SALE OF COMMON STOCK 2 Section 2.1 Purchase and Sale of Stock 2 Section 2.2 Closing Date; Settlement Dates 2 Section 2.3 Initial Public Announcements and Required Filings 2 Article III PURCHASE TERMS 3 Sectio |
|
| May 19, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| May 19, 2022 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT Dated as of May 17, 2022 by and between Nukkleus Inc. and WHITE LION CAPITAL LLC TABLE OF CONTENTS Article I DEFINITIONS 2 Article II PURCHASE AND SALE OF COMMON STOCK 2 Section 2.1 Purchase and Sale of Stock 2 Section 2.2 Closing Date; Settlement Dates 2 Section 2.3 Initial Public Announcements and Required Filings 2 Article III PURCHASE TERMS 3 Sectio |
|
| May 19, 2022 |
EX-10.2 3 ea160320ex10-2nukkleus.htm REGISTRATION RIGHTS AGREEMENT, BY AND BETWEEN NUKKLEUS INC. AND WHITE LION CAPITAL LLC, DATED AS OF MAY 17, 2022 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 17, 2022, is by and between White Lion Capital, LLC, a Nevada limited liability company (the “Investor”), and Nukkleus Inc., a Delaware |
|
| May 19, 2022 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of May 17, 2022, is by and between White Lion Capital, LLC, a Nevada limited liability company (the ?Investor?), and Nukkleus Inc., a Delaware corporation (the ?Company?). RECITALS A. The parties desire that, upon the terms and subject to the conditions and limitations set forth herein, durin |
|
| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization) |
|
| May 17, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 000-55922 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR ? Form N-CAR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Repo |
|
| May 4, 2022 |
Nukkleus Inc. completes rebrand to a Blockchain and FinTech business Filed by Nukkleus Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Brilliant Acquisition Corporation (Commission File No. 333-264334) Date: May 4, 2022 Nukkleus Inc. completes rebrand to a Blockchain and FinTech business New York, May 4, 2022: Following the filing of its Registration State |
|
| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization |
|
| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organization |
|
| April 27, 2022 |
425 1 ea158889-8k425nukkleus.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or oth |
|
| April 15, 2022 |
Certificate of Incorporation of Nukkleus. Exhibit 3.1 State of Delaware Secretary of State Division of Corporations Delivered 01:12 PM 07/29/2013 FILED 11:22 AM 07/29/2013 SRV 130927764 - 5374607 FILE CERTIFICATE OF INCORPORATION OF Compliance & Risk Management Solutions Inc. FIRST: The name of the corporation is: Compliance & Risk Management Solutions Inc. SECOND: Its registered office in the State of Delaware is located at 16192 Coastal |
|
| April 15, 2022 |
Consent of The Benchmark Company, LLC Exhibit 99.9 CONSENT OF THE BENCHMARK COMPANY, LLC Brilliant Acquisition Corporation 99 Dan Ba Road, C-9, Putuo District, Shanghai, Peoples Republic of China The Board of Directors: We hereby consent to the inclusion of our opinion letter, dated April 6, 2022, to the Board of Directors of Brilliant Acquisition Corporation (?Brilliant?) as Annex B to, and reference thereto under the headings, ?Ques |
|
| April 15, 2022 |
Consent of Brian Schwieger to be named as a director. Exhibit 99.3 Consent to be Named as a Director Nominee In connection with the filing by Nukkleus Inc. of the Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of direct |
|
| April 15, 2022 |
Consent of Jamal Khurshid to be named as a director. Exhibit 99.1 Consent to be Named as a Director Nominee In connection with the filing by Nukkleus Inc. of the Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of direct |
|
| April 15, 2022 |
Consent of Brian Ferrier to be named as a director. Exhibit 99.5 Consent to be Named as a Director Nominee In connection with the filing by Nukkleus Inc. of the Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of direct |
|
| April 15, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) NUKKLEUS INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities CALCULATION OF REGISTRATION FEE Security Type Security Class Title(1) Fee Calculation Rule(4) Amount Being Registered Proposed Maximum Offering Price Per Security(5) Maximum Aggregate Offering Price Fee Rate Amount of Registrati |
|
| April 15, 2022 |
Consent of Daniel Marcus to be named as a director. Exhibit 99.4 Consent to be Named as a Director Nominee In connection with the filing by Nukkleus Inc. of the Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of direct |
|
| April 15, 2022 |
As filed with the U.S. Securities and Exchange Commission on April 15, 2022 As filed with the U.S. Securities and Exchange Commission on April 15, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 523130 (State or other jurisdiction of incorporation or organization) (Primary Standard |
|
| April 15, 2022 |
Consent of Nicholas Gregory to be named as a director. Exhibit 99.2 Consent to be Named as a Director Nominee In connection with the filing by Nukkleus Inc. of the Registration Statement on Form S-4 (the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of direct |
|
| February 24, 2022 |
Brilliant Acquisition Corp announces entry into material agreement with Nukkleus Inc. Filed by Nukkleus Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nukkleus Inc. (Commission File No. 000-55922) Date: February 24, 2022 Brilliant Acquisition Corp announces entry into material agreement with Nukkleus Inc. New York, New York, February 24, 2022 ? Brilliant Acquisition Corp |
|
| February 23, 2022 |
EX-2.1 2 ea155985ex2-1nukkleusinc.htm AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY22, 2022, BY AND AMONG NUKKLEUS INC. AND BRILLIANT ACQUISITION CORPORATION Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated February 22, 2022 by and among Nukkleus Inc., a Delaware corporation (the “Company”), and Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”). |
|
| February 23, 2022 |
Form of Registration Rights Agreement (12) EX-10.2 4 ea155985ex10-2nukkleusinc.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the [] day of [], 2022, by and among Nukkleus, Inc., a Delaware corporation (the “Company”), Brilliant Acquisition Corporation, a British Virgin Islands Company and wholly-owned subsidiary of the Company |
|
| February 23, 2022 |
EX-2.1 2 ea155985ex2-1nukkleusinc.htm AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY22, 2022, BY AND AMONG NUKKLEUS INC. AND BRILLIANT ACQUISITION CORPORATION Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated February 22, 2022 by and among Nukkleus Inc., a Delaware corporation (the “Company”), and Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”). |
|
| February 23, 2022 |
Exhibit 10.3 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this ?Agreement?) is dated as of [], 2022 by and between the undersigned stockholder (the ?Holder?) and Nukkleus, Inc., a Delaware corporation (the ?Company?). A. The Company and Brilliant Acquisition Corporation, a British Virgin Islands company (the ?SPAC?), entered into an Agreement and Plan of Merger dated as of February [], 2022 (the ?Mer |
|
| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizat |
|
| February 23, 2022 |
Exhibit 10.1 COMPANY STOCKHOLDER SUPPORT AGREEMENT This COMPANY STOCKHOLDER SUPPORT AGREEMENT, dated as of February 22, 2022 (this ?Support Agreement?), is entered into by and among the stockholder named on the signature page hereto (the ?Stockholder?), Nukkleus Inc., a Delaware corporation (the ?Company?), and Brilliant Acquisition Corporation, a British Virgin Islands company (?Brilliant?). Capi |
|
| February 23, 2022 |
Form of Registration Rights Agreement EX-10.2 4 ea155985ex10-2nukkleusinc.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the [] day of [], 2022, by and among Nukkleus, Inc., a Delaware corporation (the “Company”), Brilliant Acquisition Corporation, a British Virgin Islands Company and wholly-owned subsidiary of the Company |
|
| February 23, 2022 |
EX-10.1 3 ea155985ex10-1nukkleusinc.htm FORM OF SUPPORT AGREEMENT, DATED AS OF FEBRUARY 22, 2022, AMONG BRILLIANT ACQUISITION CORPORATION. AND THE INVESTORS PARTY THERETO Exhibit 10.1 COMPANY STOCKHOLDER SUPPORT AGREEMENT This COMPANY STOCKHOLDER SUPPORT AGREEMENT, dated as of February 22, 2022 (this “Support Agreement”), is entered into by and among the stockholder named on the signature page her |
|
| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or other jurisdiction of incorporation or organizat |
|
| February 23, 2022 |
Exhibit 99.1 Nukkleus, Inc., a market leader in modern global payments and multi-asset trading technology, to combine with Brilliant Acquisition Corp. ? Transaction Values Nukkleus at pre-Transaction Valuation of $140 million ? Expected to be Listed on Nasdaq Capital Market Under the Ticker Symbol ?NUKK? following Expected Transaction Close in Second or Third Quarter of 2022 New York, New York, Fe |
|
| February 23, 2022 |
Exhibit 99.1 Nukkleus, Inc., a market leader in modern global payments and multi-asset trading technology, to combine with Brilliant Acquisition Corp. ● Transaction Values Nukkleus at pre-Transaction Valuation of $140 million ● Expected to be Listed on Nasdaq Capital Market Under the Ticker Symbol “NUKK” following Expected Transaction Close in Second or Third Quarter of 2022 New York, New York, Fe |
|
| February 23, 2022 |
Form of Lock-Up Agreement (12) EX-10.3 5 ea155985ex10-3nukkleusinc.htm FORM OF LOCK-UP AGREEMENT Exhibit 10.3 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is dated as of [], 2022 by and between the undersigned stockholder (the “Holder”) and Nukkleus, Inc., a Delaware corporation (the “Company”). A. The Company and Brilliant Acquisition Corporation, a British Virgin Islands company (the “SPAC”), entered into an Ag |
|
| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| December 29, 2021 |
EX-21.1 2 f10k2021ex21-1nukkleus.htm LIST OF SUBSIDIARIES Exhibit 21.1 Subsidiaries: Name Jurisdiction of Incorporation Ownership Nukkleus Limited Bermuda 100% by Nukkleus, Inc. Nukkleus Malta Holding Ltd. Malta 100% by Nukkleus, Inc. Markets Direct Technology Group Ltd., formerly known as Nukkleus Exchange Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiary of Nu |
|
| December 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-55922 Commission file number Nukkleus Inc. |
|
| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2021 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Num |
|
| September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2021 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
|
| September 2, 2021 |
Exhibit 10.2 STOCK OPTION EXERCISE AGREEMENT This Stock Option Exercise Agreement (the ?Exercise Agreement?) is made and entered on this 30th day of August, 2021 by and between Michael Stephen Greenacre, Nicholas Aaron Gregory, Jamal Khurshid, Travers David Lee, Azam Shah, Craig Iain Vallis, Bertram Bartholomew Worsley, and Oliver James Worsley, each, an individual (individually hereinafter ?Selle |
|
| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| August 6, 2021 |
8-K 1 ea145322-8knukkleusinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2021 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or Other Juris |
|
| June 3, 2021 |
8-K 1 ea142063-8knukkleus.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2021 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or Other Jurisdiction of |
|
| May 28, 2021 |
EX-10.1 2 ea141834ex10-1nukkleusinc.htm PURCHASE AND SALE AGREEMENT BY AND BETWEEN NUKKLEUS, INC. AND MICHAEL STEPHEN GREENACRE; NICHOLAS AARON GREGORY; JAMAL KHURSHID; TRAVERS DAVID LEE; AZAM SHAH; CRAIG IAIN VALLIS; BERTRAM BARTHOLOMEW WORSLEY; AND OLIVER JAMES WORSLEY DATED MAY 24, 2021 Exhibit 10.1 Purchase and Sale Agreement By and between Nukkleus, Inc. And Michael Stephen Greenacre; Nichola |
|
| May 28, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2021 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
|
| May 14, 2021 |
10-Q 1 f10q0321nukkleusinc.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu |
|
| February 12, 2021 |
Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q1220nukkleus.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu |
|
| December 28, 2020 |
Exhibit 21.1 Subsidiaries: Name Jurisdiction of Incorporation Ownership Nukkleus Limited Bermuda 100% by Nukkleus, Inc. Nukkleus Malta Holding Ltd. Malta 100% by Nukkleus, Inc. Markets Direct Technology Group Ltd., formerly known as Nukkleus Exchange Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiary of Nukkleus, Inc. Nukkleus Payments Malta Ltd. Malta 100% owned |
|
| December 28, 2020 |
10-K 1 f10k2020nukkleusinc.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 00 |
|
| August 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| May 15, 2020 |
Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q0320nukkleusinc.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu |
|
| February 14, 2020 |
NUKK / Nukkleus Inc. 10-Q - Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q1219nukkleusinc.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
|
| January 14, 2020 |
NUKK / Nukkleus Inc. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-55922 Commission file number Nukkleus Inc. |
|
| December 26, 2019 |
NUKK / Nukkleus Inc. NT 10-K - - NOTIFICATION OF LATE FILING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 000-55922 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CAR For Period Ended: September 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition |
|
| November 18, 2019 |
8-K 1 f8k111519nukkleusinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2019 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or Other Juri |
|
| August 20, 2019 |
NUKK / Nukkleus Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| August 14, 2019 |
NUKK / Nukkleus Inc. NT 10-Q - - NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 000-55922 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR ☐ Form N-CAR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Repor |
|
| May 15, 2019 |
NUKK / Nukkleus Inc. 10-Q Quarterly Report 10-Q 10-Q 1 s11829410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkl |
|
| February 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2019 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 000-55922 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| February 14, 2019 |
NUKK / Nukkleus Inc. FORM 10-Q (Quarterly Report) 10-Q 1 s11604310q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-559 |
|
| December 20, 2018 |
NUKK / Nukkleus Inc. FORM 10-K (Annual Report) 10-K 1 s11471510k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-55922 Commi |
|
| August 13, 2018 |
NUKK / Nukkleus Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkleus Inc. |
|
| August 13, 2018 |
Exhibit 21.1 Subsidiaries Name Jurisdiction of Incorporation Ownership Nukkleus Limited Bermuda 100% by Nukkleus, Inc. Nukkleus Malta Holding Ltd. Malta 100% by Nukkleus, Inc. Nukkleus Exchange Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiary of Nukkleus, Inc. Nukkleus Payments Malta Ltd. Malta 100% owned by Nukkleus Malta Holding Ltd., a wholly-owned subsidiar |
|
| May 11, 2018 |
NUKK / Nukkleus Inc. 10-Q (Quarterly Report) 10-Q 1 s11006210q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55922 Nukkl |
|
| April 13, 2018 |
As filed with the Securities and Exchange Commission on April 13, 2018. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 NUKKLEUS INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 38-3912845 (State of Incorporation or Organiz |
|
| February 13, 2018 |
NUKK / Nukkleus Inc. 10-Q (Quarterly Report) 10-Q 1 s10902210q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-192647 N |
|
| February 13, 2018 |
EX-10.13 2 s109022ex10-13.htm EXHIBIT 10.13 Exhibit 10.13 STOCK REDEMPTION AGREEMENT This Stock Redemption Agreement (this “Agreement”) is made effective as of February 13, 2018 (the “Effective Date”), by and between Currency Mountain Holdings Bermuda, Limited (“Currency Mountain”) and Nukkleus Inc., a Delaware corporation (the “Corporation”). INTRODUCTORY STATEMENTS A. The Corporation is authoriz |
|
| December 27, 2017 |
Letter Agreement entered between FML Malta Ltd., FXDD Malta Limited and Nukkleus Limited (7) Exhibit 10.12 525 Washington Blvd. Suite 1405 Newport, NJ 07310 December 27, 2017 FML Malta, Ltd. FXDD Malta Limited Re: General Services Agreement - Correction To whom it may concern: On May 24, 2016, Nukkleus Limited (the “Subsidiary”) entered into a General Services Agreement to provide its software, technology, customer sales and marketing and risk management technology hardware and software s |
|
| December 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 s10851810k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 333-192647 Commissio |
|
| December 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2016 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
|
| December 5, 2017 |
EX-10.1 2 s108350ex10-1.htm EXHIBIT 10-1 Exhibit 10.1 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Settlement Agreement and Mutual Release (Agreement) November 17, 2017, is entered into by and among Nukkleus Inc., a Delaware corporation (Nukkleus), IBIH Limited, a British Virgin Island limited company (Company), Terra (FX) Offshore Limited, a British Virgin Island limited company (TFL), Ludico Inv |
|
| October 19, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 17, 2017 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| October 19, 2017 |
Exhibit 10.2 AMENDMENT TO THE GLOBAL SERVICE AGREEMENT This Amendment to the Global Service Agreement (the ?Original Agreement?) dated May 24, 2017 between Nukkleus Limited, a private limited Bermuda company (?Nukk?) and FXDirectDealer, LLC a limited liability company organized under the laws of the State of Delaware (?FXDD?) is entered this 17th day of October 2017 with an effective date of Octob |
|
| October 19, 2017 |
Exhibit 10.1 AMENDMENT TO THE GLOBAL SERVICE AGREEMENT This Amendment to the Global Service Agreement (the ?Original Agreement?) dated May 24, 2017 between Nukkleus Limited, a private limited Bermuda company (?Nukk?) and FML Malta, Ltd., a limited liability company organized under the laws of Malta (?FML?) is entered this 17th day of October 2017 with an effective date of October 1, 2017. All defi |
|
| October 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2017 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| August 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 s10710410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017. OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-192647 Nukk |
|
| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017. |
|
| February 16, 2017 |
Nukkleus Inc. 525 Washington Boulevard Jersey City, New Jersey 07310 February 15, 2017 Nukkleus Inc. 525 Washington Boulevard Jersey City, New Jersey 07310 February 15, 2017 Via Edgar Wilson K. Lee, Senior Staff Accountant Office of Real Estate and Commodities United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Nukkleus Inc. Form 10-K for the fiscal year ended September 30, 2016 Filed January 13, 2017 File No. 33 |
|
| February 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10-K 10-K/A 1 s10536510ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
|
| February 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016. |
|
| January 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 s10499110k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 333-192647 Commissio |
|
| December 29, 2016 |
NT 10-K 1 s105048nt10k.htm NT 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-192647 NOTIFICATION OF LATE FILING (Check One): T Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨Form N-CAR For Period Ended: September 30, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transitio |
|
| October 25, 2016 |
General Service Agreement between Nukkleus Limited and FML Malta Limited dated May 24, 2016 (4) EX-10.2 2 s104395ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 GLOBAL SERVICE AGREEMENT This global service agreement ( the “Agreement”) is entered into by and between Nukkleus Limited, a private limited Bermuda company (“Nukk”) and FML Malta, Ltd, a private limited liability company organized pursuant to the laws of Malta with its principal place of business located at K2, First Floor, Forni Complex, Vall |
|
| October 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2016 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
|
| August 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. |
|
| August 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-192647 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K T Form 10-Q ? Form N-SAR ? Form N-CAR For Period Ended: June 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Repo |
|
| August 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-192647 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K T Form 10-Q ? Form N-SAR ? Form N-CAR For Period Ended: June 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Repo |
|
| August 15, 2016 |
EX-99.1 4 s103920ex99-1.htm EXHIBIT 99-1 Exhibit 99.1 GLOBAL SERVICE AGREEMENT This global service agreement ( the “Agreement”) is entered into by and between Nukkleus Limited, a private limited Bermuda company (“Nukk”) and FXDirectDealer, LLC, a private limited liability company organized pursuant to the laws of the state of Delaware with its principal place of business located at Newport Towers, |
|
| August 15, 2016 |
Nukkleus 10-Q (Quarterly Report) 10-Q 1 s10392010q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-192647 Nukk |
|
| August 15, 2016 |
Nukkleus 10-Q (Quarterly Report) 10-Q 1 s10392010q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-192647 Nukk |
|
| August 15, 2016 |
Exhibit 99.2 GLOBAL SERVICE AGREEMENT This global service agreement ( the ?Agreement?) is entered into by and between Nukkleus Limited, a private limited Bermuda company (?Nukk?) and FML Malta, Ltd, a private limited liability company organized pursuant to the laws of Malta with its principal place of business located at K2, First Floor, Forni Complex, Valletta Waterfront, Floriana, FRN 1913, Malt |
|
| August 15, 2016 |
Exhibit 99.2 GLOBAL SERVICE AGREEMENT This global service agreement ( the ?Agreement?) is entered into by and between Nukkleus Limited, a private limited Bermuda company (?Nukk?) and FML Malta, Ltd, a private limited liability company organized pursuant to the laws of Malta with its principal place of business located at K2, First Floor, Forni Complex, Valletta Waterfront, Floriana, FRN 1913, Malt |
|
| August 15, 2016 |
EX-99.1 4 s103920ex99-1.htm EXHIBIT 99-1 Exhibit 99.1 GLOBAL SERVICE AGREEMENT This global service agreement ( the “Agreement”) is entered into by and between Nukkleus Limited, a private limited Bermuda company (“Nukk”) and FXDirectDealer, LLC, a private limited liability company organized pursuant to the laws of the state of Delaware with its principal place of business located at Newport Towers, |
|
| August 9, 2016 |
Amended and Restated By-laws of Nukkleus Inc. (3) EX-3.2 2 s103849ex3-2.htm EXHIBIT 3-2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF NUKKLEUS INC. (A DELAWARE GENERAL CORPORATION) ARTICLE I - REGISTERED AGENT AND REGISTERED OFFICE Section 1. The registered office of the corporation in the State of Delaware shall be at 525 Washington Blvd., Jersey City, New Jersey 07310. The registered agent in charge thereof shall be Harvard Business Services, Inc |
|
| August 9, 2016 |
EX-10.2 4 s103849ex10-2.htm EXHIBIT 10-2 Exhibit 10.2 Nukkleus Inc. 525 Washington Boulevard Jersey City, New Jersey 07310 August 1, 2016 Jacob Lahav Letter of Appointment – Board of Directors Dear Mr. Lahav: We are pleased to offer you the role as a director of the Board of Directors (the “Board”) of Nukkleus Inc. (the “Company”). This letter contains the terms of your appointment as a director o |
|
| August 9, 2016 |
EX-10.4 6 s103849ex10-4.htm EXHIBIT 10-4 Exhibit 10.4 Nukkleus Inc. 525 Washington Boulevard Jersey City, New Jersey 07310 August 1, 2016 Efstathios Christophi Letter of Appointment – Board of Directors Dear Mr. Christophi: We are pleased to offer you the role as a director of the Board of Directors (the “Board”) of Nukkleus Inc. (the “Company”). This letter contains the terms of your appointment |
|
| August 9, 2016 |
EX-10.5 7 s103849ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 Nukkleus Inc. 525 Washington Boulevard Jersey City, New Jersey 07310 August 1, 2016 Petros G. Economides Letter of Appointment – Board of Directors Dear Mr. Economides: We are pleased to offer you the role as a director of the Board of Directors (the “Board”) of Nukkleus Inc. (the “Company”). This letter contains the terms of your appointment a |
|
| August 9, 2016 |
8-K 1 s1038498k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2016 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorporatio |
|
| August 9, 2016 |
EX-10.3 5 s103849ex10-3.htm EXHIBIT 10-3 Exhibit 10.3 Nukkleus Inc. 525 Washington Boulevard Jersey City, New Jersey 07310 August 1, 2016 Markos A. Kashiouris Letter of Appointment – Board of Directors Dear Mr. Kashiouris: We are pleased to offer you the role as a director of the Board of Directors (the “Board”) of Nukkleus Inc. (the “Company”). This letter contains the terms of your appointment a |
|
| August 9, 2016 |
Director Agreement by and between Nukkleus Inc. and Craig Marshak dated August 1, 2016 (3) Exhibit 10.1 Nukkleus Inc. 525 Washington Boulevard Jersey City, New Jersey 07310 August 1, 2016 Craig Marshak Letter of Appointment ? Board of Directors Dear Mr. Marshak: We are pleased to offer you the role as a director of the Board of Directors (the ?Board?) of Nukkleus Inc. (the ?Company?). This letter contains the terms of your appointment as a director of the Board of Directors of the Compa |
|
| July 29, 2016 |
EX-16.1 2 s103779ex16-1.htm EXHIBIT 16.1 Exhibit 16.1 www.rrbb.com ROSENBERG RICH BAKER BERMAN & COMPANY 265 Davidson Avenue, Suite 210 • Somerset, NJ 08873-4120 • phone 908-231-1000 • fax 908-231-6894 111 Dunnell Road, Suite 100 • Maplewood, NJ 07040 • phone 973-763-6363 • fax 973-763-4430 July 29, 2016 Securities and Exchange Commission 100 F Street, N.W. Washington, DC 20549-7561 Dear Sir/Madam |
|
| July 29, 2016 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits 8-K 1 s1037798k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2016 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorporation |
|
| June 7, 2016 |
NUKKLEUS INC ANNOUNCED ACQUISITIONS EX-99.1 2 s103434991.htm EXHIBIT 99.1 Exhibit 99.1 NUKKLEUS INC ANNOUNCED ACQUISITIONS Nukkleus Inc (OTC: NUKK) ("Nukkleus" and the "Company") today announced the acquisition of selected technology assets previously owned by Forexware LLC (“Forexware”). Nukkleus further announced that it has initially obtained a 9.9% shareholder stake in IBIH Limited (“IBIH”) the parent company of the IronFX Globa |
|
| June 7, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 s1034348k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2016 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorpora |
|
| June 3, 2016 |
Untitled Document Exhibit 21.1 Nukkleus Limited, a Bermuda corporation GVS Limited, a BVI corporation |
|
| June 3, 2016 |
Certificate of Amendment to the Certificate of Incorporation filed June 3, 2016 (2) Untitled Document Exhibit 3.1 |
|
| June 3, 2016 |
EX-4.1 4 nukkex41.htm SECURITIES PURCHASE AGREEMENT BETWEEN NUKKLEUS INC. AND CURRENCY MOUNTAIN HOLDINGS BERMUDA, LIMITED DATED JUNE 3, 2016 THE SECURITIES OFFERED HEREBY SHOULD BE CONSIDERED TO BE AT THE HIGH END OF THE RISK SPECTRUM AND SHOULD NOT BE PURCHASED BY ANYONE WHO CANNOT AFFORD THE LOSS OF THEIR ENTIRE INVESTMENT. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “ |
|
| June 3, 2016 |
EX-10.3 7 nukkex103.htm AMENDMENT NO. 1 TO DATED JUNE 3, 2016 TO THE GENERAL SERVICES AGREEMENT BETWEEN NUKKLEUS LIMITED AND FXDD TRADING LIMITED Exhibit 10.3 AMENDMENT NO. 1 TO THE GLOBAL SERVICE AGREEMENT This Amendment No. 1 to the Global Service Agreement ( the “Original Agreement”) dated May 24th, 2016 between Nukkleus Limited, a private limited Bermuda company (“Nukk”) and FXDD Trading Limit |
|
| June 3, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2016 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorporation) (Commission F |
|
| June 3, 2016 |
Letter Agreement between Nukkleus Inc. and IBIH Limited dated June 3, 2016 (2) Blueprint Exhibit 10.4 NUKKLEUS INC. 525 Washington Blvd. Jersey City, New Jersey 07310 June 3, 2016 Markos A. Kashiouris IBIH Limited 2, Iapetou Street, Agios Athanasios 4101 Limassol Cyprus Re: Stock Purchase Agreement (the ?Agreement?) dated May 27, 2016 between Nukkleus Inc., IBIH Limited, Terra (FX) Offshore Limited, Ludico Investments Limited, Currency Mountain Holdings LLC and the Other Sel |
|
| June 3, 2016 |
Blueprint Exhibit 10.1 EXECUTION COPY STOCK PURCHASE AGREEMENT Dated as of May 27, 2016 Among Nukkleus Inc., IBIH Limited, Terra (FX) Offshore Limited, Ludico Investments Limited, Currency Mountain Holdings LLC and The Other Sellers Party Hereto. STOCK PURCHASE AGREEMENT This Stock Purchase Agreement dated as of May 27, 2016 (as amended or otherwise modified, the “Agreement”) is among Nukkleus Inc |
|
| June 3, 2016 |
Blueprint Exhibit 10.2 NUKKLEUS INC. 525 Washington Blvd. Jersey City, New Jersey 07310 June 3, 2016 Emil Assentato, Manager Currency Mountain Holdings Bermuda, Limited Nukkleus Limited Re: Asset Purchase Agreement (the ?Agreement?) dated May 24, 2016 between Currency Mountain Holdings Bermuda, Limited (the ?Seller?) and Nukkleus Inc. (the ?Purchaser?) Dear Mr. Assentato: Reference is hereby made |
|
| June 3, 2016 |
Statement of Designation, Powers, Preferences and Rights of Series A Preferred Stock (2) Blueprint Exhibit 3.2 NUKKLEUS INC. STATEMENT OF DESIGNATION, POWERS, PREFERENCES AND RIGHTS OF SERIES A PREFERRED STOCK The undersigned, Chief Executive Officer of Nukkleus Inc., a Delaware corporation (the ?Corporation?), DOES HEREBY CERTIFY that the following resolutions were duly adopted by a majority of the Board of Directors of the Corporation at a meeting duly held on June 3, 2016 (?Effecti |
|
| May 31, 2016 |
EX-21.1 5 nukex211.htm SUBSIDIARIES Exhibit 21.1 Nukkleus Limited, a Bermuda corporation |
|
| May 31, 2016 |
General Service Agreement between Nukkleus Limited and FXDirectDealer LLC dated May 24, 2016 (1) nukex102.htm Exhibit 10.2 GLOBAL SERVICE AGREEMENT This global service agreement ( the ?Agreement?) is entered into by and between Nukkleus Limited, a private limited Bermuda company (?Nukk?) and FXDD Trading Limited, a private limited Bermuda company (?FXDD?) (sometimes hereinafter, Nukk and FXDD may collectively be referred to as the Parties or individually as a Party) this 24th day of May, 2016 |
|
| May 31, 2016 |
EX-10.1 2 nukex101.htm ASSET PURCHASE AGREEMENT Exhibit 10.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (the “Agreement”) dated as of May 24, 2016, by and among CURRENCY MOUNTAIN HOLDINGS BERMUDA, LIMITED, a Bermuda limited company (“Seller”) on one hand, and NUKKLEUS INC., a Delaware corporation (“Purchaser”), NUKKLEUS LIMITED, a Bermuda limited company and wholly-owned subsidiary of |
|
| May 31, 2016 |
8-K 1 nuk8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2016 NUKKLEUS INC. (Exact name of registrant as specified in its charter) Delaware 333-192647 38-3912845 (State or Other Jurisdiction of Incorpo |
|
| May 31, 2016 |
General Service Agreement between Nukkleus Limited and FXDirectDealer LLC dated May 24, 2016 (1) EX-10.3 4 nukex103.htm GENERAL SERVICES AGREEMENT Exhibit 10.3 GLOBAL SERVICE AGREEMENT This global service agreement ( the “Agreement”) is entered into by and between Nukkleus Limited, a private limited Bermuda company (“Nukk”) and FXDirectDealer, LLC, a private limited liability company organized pursuant to the laws of the state of Delaware with its principal place of business located at Newpor |
|
| May 20, 2016 |
Nukkleus QUARTERLY REPORT (Quarterly Report) 10-Q 1 nukk10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months ended March 31, 2016. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-192647 Nuk |
|
| May 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 333-192647 Cusip Number: 20454A108 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transitio |
|
| March 15, 2016 |
Nukkleus QUARTERLY REPORT (Quarterly Report) 10-Q 1 nuk10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2015. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-192647 |
|
| February 16, 2016 |
Nukkleus NOTIFICATION OF LATE FILING NT 10-Q 1 nuknt10q.htm NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 333-192647 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N- |
|
| February 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 333-192647 Commission file number Nukkleus Inc. |
|
| December 29, 2015 |
Nukkleus NOTIFICATION OF LATE FILING nuknt10k.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 333-192647 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ? Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: Sep |
|
| September 14, 2015 |
EX-3.2 3 nukex32.htm SHAREHOLDERS RESOLUTION FOR NEW DIRECTOR Exhibit 3.2 |
|
| September 14, 2015 |
EX-3.3 4 nukex33.htm RESCISSION OF MERGER AGREEMENT Exhibit 3.3 |
|
| September 14, 2015 |
EX-3.1 2 nukex31.htm RESIGNATION OF JOHN NETTLEFOLD Exhibit 3.1 |
|
| September 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 nuk10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended June 30, 2015. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-192647 |
|
| September 14, 2015 |
Termination of a Material Definitive Agreement 8-K 1 nuk8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Commission File Number: 333-192647 NUKKLEUS, INC. (Exact name of Registrant as specified in its charter) Delaware 38-3912845 (State of incorporation) (IRS Employer ID Number) 3324 West University Avenue |
|
| August 28, 2015 |
crmv8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Commission File Number: 333-192647 NUKKLEUS, INC. (Exact name of Registrant as specified in its charter) Delaware 38-3912845 (State of incorporation) (IRS Employer ID Number) 3324 West University Avenue, Suite 120, Gainesv |
|
| August 28, 2015 |
crmvex101.htm Exhibit 10.1 |
|
| August 28, 2015 |
EX-10.2 3 crmvex102.htm RESIGNATION OF JOHN NETTLEFOLD Exhibit 10.2 |
|
| May 26, 2015 |
EX-99.1 2 crmsex991.htm MERGER AGREEMENT Exhibit 99.1 MERGER AND SHARE EXCHANGE AGREEMENT 22nd May, 2015 by and among Compliance & Risk Management Solutions Inc., a Delaware corporation, As “the Surviving Entity” NUKKLEUS INC., a Nevada corporation, as “Merging the Company” TABLE OF CONTENTS Page Article I DEFINITIONS 5 Article II PURCHASE AND SALE 11 2.1 Merger 11 2.2 Unit Exchange 11 2.3 Section |
|
| May 26, 2015 |
8-K 1 crms8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Commission File Number: 333-192647 Compliance & Risk Management Solutions Inc. (Exact name of Registrant as specified in its charter) Delaware 38-3912845 (State of incorporation) (IRS Employer ID Numbe |
|
| May 21, 2015 |
10-Q 1 crms10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2015. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333- 1926 |
|
| May 18, 2015 |
Nukkleus QUARTERLY REPORT EXTENSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Compliance & Risk Management Solutions, Inc. (Full Name of Registrant) FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 333-192647 (Check one): Form 10-Ko Form 20-Fo Form 11-Ko Form 10-Q x Form 10-Do Form N-SARo Form N-CSR o For Period Ended: March 31st, 2015 o Transition Report on Form 10-K o Transition Report on Form |
|
| March 3, 2015 |
8-K 1 crm8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Commission File Number: 333-192647 Compliance & Risk Management Solutions Inc. (Exact name of Registrant as specified in its charter) Delaware 38-3912845 (State of incorporation) (IRS Employer ID Number |
|
| March 3, 2015 |
EX-10.2 3 ex102.htm RESIGNATION OF CHRISTOPHER NEUERT Exhibit 10.2 |
|
| March 3, 2015 |
Exhibit 10.1 RESOLUTION OF THE SHAREHOLDERS OF COMPLIANCE & RISK MANAGEMENT CONSULTANTS INC. The following is a true copy of the resolution duly adopted by the Majority of the Shareholders of the Corporation at a special meeting, notice to this meeting having been waived, held this 25th day of February, 2015 WHEREAS there has been presented to and considered by this meeting a Motion to effectuate |
|
| February 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 crms10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2014. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-19264 |
|
| February 17, 2015 |
NUKK / Nukkleus Inc. NT 10-Q - - NOTIFICATION OF LATE FILING NT 10-Q 1 crmsnt10q.htm NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form |
|
| January 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 comp10k.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 333-192647 Com |
|
| December 29, 2014 |
NUKK / Nukkleus Inc. NT 10-K - - NOTICE OF LATE FILING NT 10-K 1 compnt10k.htm NOTICE OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 333-192647 Cusip Number: 20454A108 (Check one): [ X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: September 30, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20- |
|
| September 8, 2014 |
Up to 1,508,000 Common Shares COMPLIANCE & RISK MANAGEMENT SOLUTIONS, INC. 424B3 1 com424b3.htm PROSPECTUS SUPPLEMENT Prospectus Supplement to Filed pursuant to Rule 424(b)(3) Prospectus dated March 6, 2014 Registration File No. 333-192647 Up to 1,508,000 Common Shares COMPLIANCE & RISK MANAGEMENT SOLUTIONS, INC. This prospectus supplement amends and supplements Compliance & Risk Management Solutions Inc.’s (“we”, “us”, “our” or the “Company”) prospectus dated March 6, 2 |
|
| September 8, 2014 |
NUKK / Nukkleus Inc. POS AM - - POST EFFECTIVE AMENDMENT NO. 1 POS AM 1 composam.htm POST EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on September 8, 2014 Registration No. No. 333-192647 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COMPLIANCE & RISK MANAGEMENT SOLUTIONS, INC. (Exact name of registrant |
|
| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 com10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the nine months ended June 30, 2014. OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 333-192647 Comp |
|
| July 22, 2014 |
Up to 1,508,000 Common Shares COMPLIANCE & RISK MANAGEMENT SOLUTIONS, INC. Prospectus Supplement to Filed pursuant to Rule 424(b)(3) Prospectus dated March 6, 2014 Registration File No. |
|
| May 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months ended March 31, 2014. |
|
| May 15, 2014 |
EX-99.1 4 comp991.htm HARDSHIP REQUEST Exhibit 99.1 Temporary Hardship Exemption IN ACCORDANCE WITH THE TEMPORARY HARSDHIP EXEMPTION PROVIDED BY RULE 201 OF REGULATION S-T, THE DATE BY WHICH THE INTERACTIVE DATA FILE IS REQUIRED TO BE SUBMITTED HAS BEEN EXTENDED BY SIX BUSINESS DAYS. |
|
| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months ended March 31, 2014. |
|
| March 4, 2014 |
CORRESP 1 filename1.htm COMPLIANCE & RISK MANAGEMENT SOLUTIONS, INC. 49 MAIN STREET NEW EGYPT, NJ 08533 March 4, 2014 Robert F. Telewicz, Jr. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Compliance & Risk Management Solutions, Inc. Registration Statement on Form S-1 File No. 333-192647 Dear Mr. Telewicz: Compliance & Risk Management Solutions, Inc. (the “Company”) |
|
| February 25, 2014 |
CORRESP 5 filename5.htm COMPLIANCE & RISK MANAGEMENT SOLUTIONS, INC. 49 MAIN STREET NEW EGYPT, NJ 08533 February 25, 2014 Robert F. Telewicz, Jr. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Compliance & Risk Management Solutions, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed December 4, 2013 File No. 333-192647 Dear Mr. Telewicz In connection w |
|
| February 25, 2014 |
February 25, 2014 Robert F. Telewicz, Jr. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Compliance & Risk Management Solutions, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed December 4, 2013 File No. 333-192647 Dear Mr. Telewicz: On behalf of our client, Compliance & Risk Management Solutions, Inc. (the “Company”), we are filing herewith an Amend |
|
| February 25, 2014 |
S-1/A 1 crms1a.htm FORM S-1 AMENDMENT As filed with the Securities and Exchange Commission on February 25 , 2014 Registration No. 333-192647 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COMPLIANCE & RISK MANAGEMENT SOLUTIONS INC. (Exact name of registrant as specified in its charter) Dela |
|
| January 16, 2014 |
S-1/A 1 crms1a.htm FORM S-1A As filed with the Securities and Exchange Commission on January 16, 2014 Registration No. 333-192647 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COMPLIANCE & RISK MANAGEMENT SOLUTIONS INC. (Exact name of registrant as specified in its charter) Delaware 7359 2 |
|
| January 16, 2014 |
CORRESP 1 filename1.htm January 16, 2014 Robert F. Telewicz, Jr. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Compliance & Risk Management Solutions, Inc. Registration Statement on Form S-1 Filed December 4, 2013 File No. 333-192647 Dear Mr. Telewicz: On behalf of our client, Compliance & Risk Management Solutions, Inc. (the “Company”), we are filing herewith an A |
|
| January 16, 2014 |
EX-10.3 3 crmex103.htm LETTER AGREEMENT FOR DEFERRAL OF FEES WITH OCEAN CROSS BUSINESS SOLUTIONS GROUP Exhibit 10.3 Ocean Cross Business Solutions Group LLC January 1, 2014 Compliance & Risk Management Solutions Inc. 49 Main Street New Egypt, NJ 06880 Attn: Chris Neuert, CEO This letter is incorporated by reference to the consulting agreement (the “Agreement”), made effective August 1, 2013, by an |
|
| December 4, 2013 |
EX-10.1 4 crnex101.htm EMPLOYMENT AGREEMENT WITH CHRIS NEUERT Exhibit 10.1 – Employment Agreement with Chris Neuert August 31, 2013 Christopher Neuert RE: Employment Agreement Dear Mr Neuert: We are pleased to offer Christopher Neuert (“You”) the following employment agreement (hereinafter referred to as the “Agreement”) with Compliance & Risk Management Solutions Inc. (hereinafter referred to as |
|
| December 4, 2013 |
E-Mail: [email protected] December 4, 2013 VIA EDGAR Securities and Exchange Commission 450 Fifth Street, NW Judiciary Plaza Washington, DC 20549 Re: Compliance & Risk Management Solutions, Inc. Registration Statement on Form S-1 Ladies and Gentlemen: On behalf of Compliance & Risk Management Solutions, Inc. (“CRM”), we are furnishing for filing via EDGAR CRM’s Registration Statement on Form |
|
| December 4, 2013 |
EX-3.2 3 crmex32.htm BY-LAWS Exhibit 3.2 – By-Laws BY-LAWS OF Compliance & Risk Management Solutions Inc. A DELAWARE GENERAL CORPORATION ARTICLE I - REGISTERED AGENT AND REGISTERED OFFICE Section 1. The registered office of the corporation in the State of Delaware shall be at 25 Greystone Manor, in the city of Lewes, County of Sussex. The registered agent in charge thereof shall be Harvard Busines |
|
| December 4, 2013 |
EX-3.1 2 crmex31.htm CERTIFICATION OF INCORPORATION Exhibit 3.1 – Certificate of Incorporation CERTIFICATE OF INCORPORATION OF Compliance & Risk Management Solutions Inc. FIRST: The name of the corporation is: Compliance & Risk Management Solutions Inc. SECOND: Its registered office in the State of Delaware is located at 16192 Coastal Highway, Lewes, Delaware 19958-9776, County of Sussex. The regi |
|
| December 4, 2013 |
EX-10.2 5 crmex102.htm AGREEMENT WITH OCEAN CROSS BUSINESS SOLUTIONS GROUP LLC Exhibit 10.2 – Agreement with Ocean Cross Business Solutions Group LLC August 1, 2013 Compliance & Risk Management Solutions Inc 49 Main Street New Egypt, NJ 06880 Attn: Mary Ellen Schloth, CEO This letter is to confirm Ocean Cross Business Solutions Group LLC (the “Consultant”) terms and conditions (the “Agreement”) in |
|
| December 4, 2013 |
Registration Statement - REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on December 4, 2013 Registration No. |
