Основная статистика
| CIK | 1635073 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nushares ETF Trust - Nuveen ESG Mid-Cap Value ETF
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| July 1, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 14, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 1, 2025 |
X0203 0001143362 NYSE ARCA, INC. 0001635073 Nushares ETF Trust 001-37876 333 West Wacker Drive Chicago IL ILLINOIS 60606 Nuveen Small Cap Select ETF 17 CFR 240.12d2-2(a)(3) Tyler Mastronardi Analyst, Market Watch 2025-07-01 |
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| May 2, 2025 |
APP WD/A May 2, 2025 Securities & Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Request for Withdrawal of Form 40-APP filed by the entities listed in Appendix A (the “Registrants”); SEC Accession No. |
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| March 28, 2025 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] March 28, 2025 Nushares ETF Trust [CHAPMAN AND CUTLER LLP LETTERHEAD] March 28, 2025 VIA EDGAR CORRESPONDENCE Brian Szilagyi United States Securities and Exchange Commission 100 F Street, N. |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nushares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 333 West Wacker Drive |
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| January 6, 2025 |
K. Michael Carlton +1.202.373.6070 [email protected] January 6, 2025 VIA EDGAR Ms. Lisa Larkin, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Larkin: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registran |
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| December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nushares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 333 West Wacker Drive |
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| November 8, 2024 |
November 8, 2024 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-1090 Re: Withdrawal of a Registration Withdrawal Request by the entities listed in Appendix A (the “Registrants”): SEC Accession No. |
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| November 8, 2024 |
November 8, 2024 Securities & Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Request for Withdrawal of Form 40-APP filed by the entities listed in Appendix A (the “Registrants”); SEC Accession No. |
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| October 18, 2024 |
RW October 18, 2024 Securities & Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Request for Withdrawal of Form 40-APP filed by the entities listed in Appendix A (the “Registrants”); SEC Accession No. |
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| August 5, 2024 |
nuveen A TIAA Company August 5, 2024 VIA EDGAR CORRESPONDENCE Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Short Term REIT ETF (NURE) (Registrant: Nushares ETF Trust, SEC File #: 811-23161, CIK: 0001635073) Dear Mr. Kernan: This letter addresses the comment |
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| July 26, 2024 |
NPORT-EX 2 tiaaNCPB.htm 1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| July 26, 2024 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2024 (Unaudited) Principal Amount (000) Description (a) Coupon Maturity Value LONG-TERM INVESTMENTS - 98.4% X – CORPORATE DEBT - 42.4% Financials - 14.8% $ 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 1.750% 1/30/26 $ 16,771 18 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.450% 1 |
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| March 6, 2024 |
Nushares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 5, 2024 |
K. Michael Carlton +1.202.373.6070 [email protected] March 5, 2024 VIA EDGAR Ms. Kim McManus, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. McManus: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registrant”) |
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| February 29, 2024 |
K. Michael Carlton +1.202.373.6070 [email protected] February 29, 2024 VIA EDGAR Ms. Kim McManus, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. McManus: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registra |
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| October 20, 2023 |
Statement of Additional Information K. Michael Carlton +1.202.373.6070 [email protected] October 20, 2023 VIA EDGAR Ms. Valerie Lithotomos, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Lithotomos: On behalf of our client, Nushares ETF Trust (the “Trust” o |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| June 22, 2023 |
Statement of Additional Information (“SAI”) K. Michael Carlton +1.202.373.6070 [email protected] June 22, 2023 VIA EDGAR Ms. Lisa Larkin, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Larkin: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registrant”), |
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| March 29, 2023 |
NPORT-EX 2 tiaaNWLG.htm 1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.2% X 7,724,719 COMMON STOCKS - 99.2% X 7,724,719 Aerospace & Defense - 1.3% 228 Northrop Grumman Corp $ 102,153 Total Aerospace & Defense 102,153 Banks - 2.8% 1,579 JPMorgan Chase & Co 220,997 Total Banks 220,997 Beverages - 1.9% |
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| March 29, 2023 |
NPORT-EX 2 tiaaNULV.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.6% X 9,991,178 COMMON STOCKS - 99.6% X 9,991,178 Communication Services - 4.6% 4,761 Comcast Corp, Class A $ 187,345 1,076 Interpublic Group of Cos Inc/The 39,231 2,608 Lumen Technologies Inc 13,692 1,700 Paramount Global 39,372 4,31 |
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| March 29, 2023 |
1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99. |
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| March 29, 2023 |
1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99. |
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| March 29, 2023 |
NPORT-EX 2 tiaaNULC.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.6% X 9,991,178 COMMON STOCKS - 99.6% X 9,991,178 Communication Services - 4.6% 4,761 Comcast Corp, Class A $ 187,345 1,076 Interpublic Group of Cos Inc/The 39,231 2,608 Lumen Technologies Inc 13,692 1,700 Paramount Global 39,372 4,31 |
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| March 29, 2023 |
NPORT-EX 2 tiaaNUDV.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.6% X 9,991,178 COMMON STOCKS - 99.6% X 9,991,178 Communication Services - 4.6% 4,761 Comcast Corp, Class A $ 187,345 1,076 Interpublic Group of Cos Inc/The 39,231 2,608 Lumen Technologies Inc 13,692 1,700 Paramount Global 39,372 4,31 |
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| March 29, 2023 |
NPORT-EX 2 tiaaNUSC.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.6% X 9,991,178 COMMON STOCKS - 99.6% X 9,991,178 Communication Services - 4.6% 4,761 Comcast Corp, Class A $ 187,345 1,076 Interpublic Group of Cos Inc/The 39,231 2,608 Lumen Technologies Inc 13,692 1,700 Paramount Global 39,372 4,31 |
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| March 29, 2023 |
NPORT-EX 2 tiaaNSCS.htm 1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.2% X 7,724,719 COMMON STOCKS - 99.2% X 7,724,719 Aerospace & Defense - 1.3% 228 Northrop Grumman Corp $ 102,153 Total Aerospace & Defense 102,153 Banks - 2.8% 1,579 JPMorgan Chase & Co 220,997 Total Banks 220,997 Beverages - 1.9% |
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| March 29, 2023 |
1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99. |
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| March 29, 2023 |
NPORT-P false 0001635073 XXXXXXXX S000063599 C000206035 NuShares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 W. |
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| March 29, 2023 |
1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99. |
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| March 28, 2023 |
NPORT-EX 2 tiaaNUMV.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.6% X 9,991,178 COMMON STOCKS - 99.6% X 9,991,178 Communication Services - 4.6% 4,761 Comcast Corp, Class A $ 187,345 1,076 Interpublic Group of Cos Inc/The 39,231 2,608 Lumen Technologies Inc 13,692 1,700 Paramount Global 39,372 4,31 |
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| March 28, 2023 |
NPORT-P false 0001635073 XXXXXXXX S000073535 C000230537 NuShares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 W. |
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| March 28, 2023 |
NPORT-EX 2 tiaaNUGO.htm 1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.2% X 7,724,719 COMMON STOCKS - 99.2% X 7,724,719 Aerospace & Defense - 1.3% 228 Northrop Grumman Corp $ 102,153 Total Aerospace & Defense 102,153 Banks - 2.8% 1,579 JPMorgan Chase & Co 220,997 Total Banks 220,997 Beverages - 1.9% |
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| March 28, 2023 |
1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2023 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99. |
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| December 27, 2022 |
1 Nuveen Global Net Zero Transition ETF (NTZG) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 95. |
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| December 27, 2022 |
NPORT-EX 2 tiaaNUAG.htm 1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 33.1% Financials - 9.1% $ 10 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.875% 8/14/24 BBB- $ 9,370 2 AerCap Ireland Capital DAC / A |
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| December 27, 2022 |
NPORT-EX 2 tiaaNUHY.htm 1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 33.1% Financials - 9.1% $ 10 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.875% 8/14/24 BBB- $ 9,370 2 AerCap Ireland Capital DAC / A |
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| December 27, 2022 |
NPORT-EX 2 tiaaNUBD.htm 1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 33.1% Financials - 9.1% $ 10 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.875% 8/14/24 BBB- $ 9,370 2 AerCap Ireland Capital DAC / A |
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| December 27, 2022 |
NPORT-EX 2 tiaaNUSA.htm 1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 33.1% Financials - 9.1% $ 10 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 2.875% 8/14/24 BBB- $ 9,370 2 AerCap Ireland Capital DAC / A |
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| November 23, 2022 |
1 Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99. |
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| November 23, 2022 |
NPORT-P false 0001635073 XXXXXXXX S000055646 C000175155 NuShares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 W. |
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| November 17, 2022 |
K. Michael Carlton +1.202.373.6070 [email protected] November 17, 2022 VIA EDGAR Ms. Lisa Larkin, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Larkin: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registran |
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| September 29, 2022 |
NPORT-EX 2 tiaaNUMG.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| September 29, 2022 |
NPORT-EX 2 tiaaNUEM.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| September 29, 2022 |
NPORT-EX 2 tiaaNUDV.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| September 28, 2022 |
1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 97. |
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| September 28, 2022 |
NPORT-EX 2 tiaaNSCS.htm 1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 97.6% X 6,807,021 COMMON STOCKS - 97.6% X 6,807,021 Banks - 2.4% 1,424 JPMorgan Chase & Co $ 164,273 Beverages - 2.0% 790 PepsiCo Inc 138,218 Biotechnology - 3.0% 1,457 AbbVie Inc 209,094 Building Products - 1.8% 857 Trane Technologies |
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| September 28, 2022 |
NPORT-EX 2 tiaaNUMV.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| September 28, 2022 |
NPORT-EX 2 tiaaNULG.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| September 28, 2022 |
NPORT-EX 2 tiaaNULC.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| September 28, 2022 |
NPORT-EX 2 tiaaNUDM.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| September 28, 2022 |
1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 97. |
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| September 28, 2022 |
1 Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 97. |
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| September 28, 2022 |
1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99. |
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| September 28, 2022 |
NPORT-EX 2 tiaaNUSC.htm 1 Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments July 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS - 99.8% COMMON STOCKS - 99.8% Communication Services - 5.0% 3,058 Comcast Corp, Class A $ 114,736 304 Fox Corp, Class B 9,393 806 Interpublic Group of Cos Inc 24,075 1,885 Lumen Technologies Inc 20,528 427 Omnicom Group Inc 29,822 1,246 Para |
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| June 29, 2022 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 32.5% Financials - 6.8% $ 110 Aegon NV 5.500% 4/11/48 BBB+ $ 112,652 30 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 4.500% 9/15/23 BBB- 30,060 10 AerCap Irelan |
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| June 28, 2022 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 32.5% Financials - 6.8% $ 110 Aegon NV 5.500% 4/11/48 BBB+ $ 112,652 30 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 4.500% 9/15/23 BBB- 30,060 10 AerCap Irelan |
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| June 28, 2022 |
NPORT-EX 2 NuSharesTrust.htm 1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 32.5% Financials - 6.8% $ 110 Aegon NV 5.500% 4/11/48 BBB+ $ 112,652 30 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 4.500% 9/15/23 |
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| June 28, 2022 |
1 Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2022 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 98.9% CORPORATE DEBT - 32.5% Financials - 6.8% $ 110 Aegon NV 5.500% 4/11/48 BBB+ $ 112,652 30 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 4.500% 9/15/23 BBB- 30,060 10 AerCap Irelan |
|
| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nushares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 333 West Wacker Drive |
|
| May 31, 2022 |
Nuveen Short-Term REIT ETF (NURE) Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 30, 2022 |
Nuveen Dividend Growth ETF (NDVG) Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 98. |
|
| March 30, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 30, 2022 |
Nuveen Dividend Growth ETF (NDVG) Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 98. |
|
| March 30, 2022 |
NPORT-P false 0001635073 XXXXXXXX S000071943 C000227560 NuShares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 W. |
|
| March 30, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 30, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 29, 2022 |
Nuveen Dividend Growth ETF (NDVG) Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 98. |
|
| March 29, 2022 |
Nuveen Dividend Growth ETF (NDVG) Nuveen Dividend Growth ETF (NDVG) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 98. |
|
| March 28, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 28, 2022 |
NPORT-P false 0001635073 XXXXXXXX S000055815 C000175727 NuShares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 W. |
|
| March 28, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 28, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 28, 2022 |
NPORT-P false 0001635073 XXXXXXXX S000057421 C000183269 NuShares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 W. |
|
| March 28, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 28, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 28, 2022 |
Nuveen ESG Dividend ETF (NUDV) Nuveen ESG Dividend ETF (NUDV) Portfolio of Investments January 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 28, 2022 |
NPORT-P false 0001635073 XXXXXXXX S000055811 C000175723 NuShares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 W. |
|
| December 28, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 99.3% SECURITIZED – 39.8% $400 BANK 2021-BNK33 2.021% 5/15/64 Aaa $397,150 150 Benchmark 2021-B27 Mortgage Trust 2.703% 7/15/54 A- 147,384 200 Benchmark 2021-B29 Mortgage Trust 2.024% 9/15/54 AA |
|
| December 27, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 99.3% SECURITIZED – 39.8% $400 BANK 2021-BNK33 2.021% 5/15/64 Aaa $397,150 150 Benchmark 2021-B27 Mortgage Trust 2.703% 7/15/54 A- 147,384 200 Benchmark 2021-B29 Mortgage Trust 2.024% 9/15/54 AA |
|
| December 27, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 99.3% SECURITIZED – 39.8% $400 BANK 2021-BNK33 2.021% 5/15/64 Aaa $397,150 150 Benchmark 2021-B27 Mortgage Trust 2.703% 7/15/54 A- 147,384 200 Benchmark 2021-B29 Mortgage Trust 2.024% 9/15/54 AA |
|
| December 27, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 99.3% SECURITIZED – 39.8% $400 BANK 2021-BNK33 2.021% 5/15/64 Aaa $397,150 150 Benchmark 2021-B27 Mortgage Trust 2.703% 7/15/54 A- 147,384 200 Benchmark 2021-B29 Mortgage Trust 2.024% 9/15/54 AA |
|
| November 24, 2021 |
Nuveen Short-Term REIT ETF (NURE) Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2021 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nushares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 333 West Wacker Drive |
|
| September 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nushares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 333 West Wacker Drive |
|
| September 22, 2021 |
K. Michael Carlton +1.202.373.6070 [email protected] September 22, 2021 VIA EDGAR Ms. Valerie Lithotomos, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Lithotomos: On behalf of our client, Nushares ETF Trust (the “Trust” o |
|
| September 20, 2021 |
Statement of Additional Information K. Michael Carlton +1.202.373.6070 [email protected] September 20, 2021 VIA EDGAR Ms. Valerie Lithotomos, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Lithotomos: On behalf of our client, Nushares ETF Trust (the “Trust” o |
|
| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nushares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 333 West Wacker Drive |
|
| August 4, 2021 |
W. John McGuire +1.202.373.6799 [email protected] August 4, 2021 VIA EDGAR Ms. Valerie Lithotomos, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Lithotomos: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registr |
|
| August 2, 2021 |
Statement of Additional Information W. John McGuire +1.202.373.6799 [email protected] August 2, 2021 VIA EDGAR Mr. Ryan Sutcliffe, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Mr. Sutcliffe: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registrant”) |
|
| July 27, 2021 |
Statement of Additional Information W. John McGuire +1.202.373.6799 [email protected] July 27, 2021 VIA EDGAR Mr. Ryan Sutcliffe, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Mr. Sutcliffe: On behalf of our client, Nushares ETF Trust (the “Trust” or “Registrant”), |
|
| June 28, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.8% SECURITIZED – 34.8% $600 Benchmark 2021-B24 Mortgage Trust 2.264% 3/15/54 AAA $605,221 560 Citigroup Commercial Mortgage Trust 2016-GC37 3.576% 4/10/49 Aa2 605,656 250 COMM 2015-LC19 Mortgag |
|
| June 28, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.8% SECURITIZED – 34.8% $600 Benchmark 2021-B24 Mortgage Trust 2.264% 3/15/54 AAA $605,221 560 Citigroup Commercial Mortgage Trust 2016-GC37 3.576% 4/10/49 Aa2 605,656 250 COMM 2015-LC19 Mortgag |
|
| June 28, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.8% SECURITIZED – 34.8% $600 Benchmark 2021-B24 Mortgage Trust 2.264% 3/15/54 AAA $605,221 560 Citigroup Commercial Mortgage Trust 2016-GC37 3.576% 4/10/49 Aa2 605,656 250 COMM 2015-LC19 Mortgag |
|
| June 28, 2021 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.8% SECURITIZED – 34.8% $600 Benchmark 2021-B24 Mortgage Trust 2.264% 3/15/54 AAA $605,221 560 Citigroup Commercial Mortgage Trust 2016-GC37 3.576% 4/10/49 Aa2 605,656 250 COMM 2015-LC19 Mortgag |
|
| May 27, 2021 |
Nuveen Short-Term REIT ETF (NURE) Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 31, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 31, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 30, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 30, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 29, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 29, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 29, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 29, 2021 |
Nuveen ESG Emerging Markets Equity ETF (NUEM) Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| December 29, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.4% SECURITIZED – 41.5% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 AAA $267,559 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 519,928 886 Fannie Mae Pool FN AL9125 4.00 |
|
| December 29, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.4% SECURITIZED – 41.5% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 AAA $267,559 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 519,928 886 Fannie Mae Pool FN AL9125 4.00 |
|
| December 29, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.4% SECURITIZED – 41.5% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 AAA $267,559 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 519,928 886 Fannie Mae Pool FN AL9125 4.00 |
|
| December 28, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.4% SECURITIZED – 41.5% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 AAA $267,559 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 519,928 886 Fannie Mae Pool FN AL9125 4.00 |
|
| November 27, 2020 |
Nuveen Short-Term REIT ETF (NURE) Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 29, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 28, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| June 30, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.3% SECURITIZED – 34.4% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 Aa1 $253,200 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 505,569 1,062 Fannie Mae Pool AL9125 4.000% |
|
| June 30, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.3% SECURITIZED – 34.4% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 Aa1 $253,200 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 505,569 1,062 Fannie Mae Pool AL9125 4.000% |
|
| June 30, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.3% SECURITIZED – 34.4% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 Aa1 $253,200 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 505,569 1,062 Fannie Mae Pool AL9125 4.000% |
|
| June 30, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.3% SECURITIZED – 34.4% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 Aa1 $253,200 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 505,569 1,062 Fannie Mae Pool AL9125 4.000% |
|
| June 30, 2020 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.3% SECURITIZED – 34.4% $250 COMM 2015-LC19 Mortgage Trust 3.527% 2/10/48 Aa1 $253,200 500 Csail 2015-C2 Commercial Mortgage Trust 3.849% 6/15/57 Aa2 505,569 1,062 Fannie Mae Pool AL9125 4.000% |
|
| May 29, 2020 |
Nuveen Short-Term REIT ETF (NURE) Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 30, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 27, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 27, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 27, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 27, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 27, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 27, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| March 27, 2020 |
* Value equals zero as of the end of the reporting period. Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments January 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| December 27, 2019 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.5% CORPORATE DEBT – 35.5% Financials – 10.7% $432 Air Lease Corp 3.875% 7/03/23 BBB $452,128 106 Aircastle Ltd 5.000% 4/01/23 BBB- 113,469 184 American Express Co 3.125% 5/20/26 A- 193,444 93 |
|
| December 27, 2019 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.5% CORPORATE DEBT – 35.5% Financials – 10.7% $432 Air Lease Corp 3.875% 7/03/23 BBB $452,128 106 Aircastle Ltd 5.000% 4/01/23 BBB- 113,469 184 American Express Co 3.125% 5/20/26 A- 193,444 93 |
|
| December 26, 2019 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.5% CORPORATE DEBT – 35.5% Financials – 10.7% $432 Air Lease Corp 3.875% 7/03/23 BBB $452,128 106 Aircastle Ltd 5.000% 4/01/23 BBB- 113,469 184 American Express Co 3.125% 5/20/26 A- 193,444 93 |
|
| December 26, 2019 |
Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.5% CORPORATE DEBT – 35.5% Financials – 10.7% $432 Air Lease Corp 3.875% 7/03/23 BBB $452,128 106 Aircastle Ltd 5.000% 4/01/23 BBB- 113,469 184 American Express Co 3.125% 5/20/26 A- 193,444 93 |
|
| November 27, 2019 |
NURE / Nuveen Short-Term REIT ETF NPORT-EX - - Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 27, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen ESG Emerging Markets Equity ETF (NUEM) Portfolio of Investments July 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| September 20, 2019 |
Nushares Etf Trust 8-A12B - - NUSHARES ETF TRUST Nushares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 20, 2019 |
Nushares Etf Trust CORRESP - - Nushares ETF Trust W. John McGuire +1.202.373.6799 [email protected] September 20, 2019 VIA EDGAR Ms. Elisabeth M. Bentzinger, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Bentzinger: On behalf of our client, Nushares ETF Tr |
|
| September 13, 2019 |
Nushares Etf Trust CORRESP - - Nushares ETF Trust W. John McGuire +1.202.373.6799 [email protected] September 13, 2019 VIA EDGAR Ms. Elisabeth M. Bentzinger, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Bentzinger: On behalf of our client, Nushares ETF Tr |
|
| June 28, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.6% CORPORATE DEBT – 37.2% Financials – 14.1% $40 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 4.250% 7/01/20 BBB- $40,537 111 Air Lease Corp 2.625% 7/01/22 BBB 109,239 516 Air Leas |
|
| June 28, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.6% CORPORATE DEBT – 37.2% Financials – 14.1% $40 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 4.250% 7/01/20 BBB- $40,537 111 Air Lease Corp 2.625% 7/01/22 BBB 109,239 516 Air Leas |
|
| June 28, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG) Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 98.6% CORPORATE DEBT – 37.2% Financials – 14.1% $40 AerCap Ireland Capital DAC / AerCap Global Aviation Trust 4.250% 7/01/20 BBB- $40,537 111 Air Lease Corp 2.625% 7/01/22 BBB 109,239 516 Air Leas |
|
| May 31, 2019 |
Nushares Etf Trust 8-A12B - - NUSHARES ETF TRUST Nushares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 30, 2019 |
Nushares Etf Trust NPORT-EX - - Nuveen Short-Term REIT ETF (NURE) Portfolio of Investments March 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
|
| May 24, 2019 |
Nushares Etf Trust CORRESP - - W. John McGuire +1.202.373.6799 [email protected] May 24, 2019 VIA EDGAR Ms. Elisabeth M. Bentzinger, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. Bentzinger: On behalf of our client, Nushares ETF Trust (the ?Trust? or ?Regi |
|
| April 1, 2019 |
Chief Administrative Officer (principal executive officer) Certifications CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of Nushares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
| April 1, 2019 |
Nushares Etf Trust NUSHARES ETF TRUST (Quarterly Schedule of Portfolio Holdings) NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 Nushares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
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| March 1, 2019 |
Nushares Etf Trust NUSHARES ETF TRUST Nushares ETF Trust Nushares ETF Trust 333 West Wacker Drive Chicago, IL 60606 March 1, 2019 VIA EDGAR U. |
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| March 1, 2019 |
Letter to SEC VIA EDGAR March 1, 2019 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust (File Nos. 333-212032 and 811-23161) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Nushares ETF Trust (the “Trust”), we are filing, pursuant to the Securities Act of 1933 (the “1933 Act”) and under the Investment Company Act of 1 |
|
| December 28, 2018 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d439040dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| December 28, 2018 |
Nushares Etf Trust NUSHARES ETF TRUST (Quarterly Schedule of Portfolio Holdings) NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
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| November 29, 2018 |
Chief Administrative Officer (principal executive officer) Certifications CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
| November 29, 2018 |
Nushares Etf Trust NUSHARES ETF TRUST (Quarterly Schedule of Portfolio Holdings) NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
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| September 28, 2018 |
Nushares Etf Trust NUSHARES ETF TRUST (Quarterly Schedule of Portfolio Holdings) Nushares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
|
| September 28, 2018 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d579471dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| September 14, 2018 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR September 14, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nushares ETF Trust (File Nos. 333-212032 and 811-23161) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Nushares ETF Trust (the ?Trust?), we are filing, pursuant to the Securities Act of 193 |
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| June 29, 2018 |
Nushares Etf Trust NUSHARES ETF TRUST (Quarterly Schedule of Portfolio Holdings) Nushares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
|
| June 29, 2018 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d575823dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| May 30, 2018 |
Nushares Etf Trust NUSHARES ETF TRUST (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
|
| May 30, 2018 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d518993dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| March 29, 2018 |
Chief Administrative Officer (principal executive officer) Certifications CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| March 29, 2018 |
Nushares Etf Trust NUSHARES ETF TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d531960dnq.htm NUSHARES ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of pri |
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| December 29, 2017 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d479916dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| December 29, 2017 |
Nushares Etf Trust - NUSHARES ETF TRUST N-Q 1 d479916dnq.htm NUSHARES ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of pri |
|
| November 29, 2017 |
Nushares Etf Trust - NUSHARES ETF TRUST NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
|
| November 29, 2017 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d468878dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| September 29, 2017 |
NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
|
| September 29, 2017 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d390534dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| September 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NuShares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 333 West Wacker Drive |
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| September 21, 2017 |
Statement of Additional Information K. Michael Carlton +1.202.373.6070 [email protected] September 21, 2017 VIA EDGAR Mr. Frank Buda Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust File Nos. 333-212032 and 811-23161 Dear Mr. Buda: On behalf of our client, NuShares ETF Trust (the ?Trust? or ?Registrant?), we are responding to Staff co |
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| July 12, 2017 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR July 12, 2017 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust (File Nos. 333-212032 and 811-23161) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Trust?), we are filing, pursuant to the Securities Act of 1933 (the ? |
|
| June 29, 2017 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d384818dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| June 29, 2017 |
Nushares Etf Trust - NUSHARES ETF TRUST NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
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| June 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NuShares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) 333 West Wacker Drive Chicago, IL 60606 (Address of principal execut |
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| June 1, 2017 |
Statement of Additional Information K. Michael Carlton +1.202.373.6070 [email protected] June 1, 2017 VIA EDGAR Mr. Frank Buda Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust File Nos. 333-212032 and 811-23161 Dear Mr. Buda: On behalf of our client, NuShares ETF Trust (the ?Trust? or ?Registrant?), we are responding to Staff comments |
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| May 30, 2017 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d350033dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| May 30, 2017 |
Nushares Etf Trust - NUSHARES ETF TRUST NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
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| March 31, 2017 |
Nushares Etf Trust - NUSHARES ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
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| March 31, 2017 |
Certifications CERTIFICATIONS I, Martin Kremenstein, certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| March 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NuShares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) 333 West Wacker Drive Chicago, IL 60606 (Address of principal execut |
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| March 27, 2017 |
CORRESP 1 filename1.htm K. Michael Carlton +1.202.373.6070 [email protected] March 27, 2017 VIA EDGAR Ms. Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. White: On behalf of our client, NuShares ETF Trust (the “Trust”), we are responding t |
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| February 14, 2017 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR February 14, 2017 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust (File Nos. 333-212032 and 811-23161) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Trust?), we are filing, pursuant to the Securities Act of 1933 (the ?1933 |
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| December 30, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR December 30, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust (File Nos. 333-212032 and 811-23161) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Trust?), we are filing, pursuant to the Securities Act of 1933 (the ?1933 |
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| December 30, 2016 |
Chief Administrative Officer (principal executive officer) EX-99.CERT 2 d278994dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Martin Kremenstein , certify that: 1. I have reviewed this report on Form N-Q of NuShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| December 30, 2016 |
Nushares Etf Trust - NUSHARES ETF TRUST NuShares ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23161 NuShares ETF Trust (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Christopher M. |
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| December 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NuShares ETF TRUST (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) See Below (I.R.S. Employer Identification No.) 333 West Wacker Drive |
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| December 12, 2016 |
CORRESP 1 filename1.htm K. Michael Carlton +1.202.373.6070 [email protected] December 12, 2016 VIA EDGAR Ms. Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. White: On behalf of our client, NuShares ETF Trust (the “Trust”), we are respondin |
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| December 8, 2016 |
CORRESP 1 filename1.htm K. Michael Carlton +1.202.373.6070 [email protected] December 8, 2016 VIA EDGAR Ms. Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust File Nos. 333-212032 and 811-23161 Dear Ms. White: On behalf of our client, NuShares ETF Trust (the “Trust”), we are responding |
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| September 28, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR September 28, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust (File Nos. 333-212032 and 811-23161) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Trust?), we are filing, pursuant to the Securities Act of 1933 (the ?193 |
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| September 19, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR September 19, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust (File Nos. (333-212032 and 811-23161) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Trust?), we are filing, pursuant to the Securities Act of 1933 (the ?19 |
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| September 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NuShares ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (State of incorporation or organization) 333 West Wacker Drive Chicago, IL 60606 (Address of principal execut |
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| August 29, 2016 |
EXECUTION COPY CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of August 25, 2016, between NUSHARES ETF TRUST, a management investment company organized under the laws of the Commonwealth of Massachusetts and registered with the Commission under the 1940 Act (the ?Trust,?), on behalf of each series listed on Appendix A to this Agreement as it may be amended from time to time, severally and not jointly (each a ?Portfolio? and collectively, the ?Portfolios?), and BROWN BROTHERS HARRIMAN & CO. |
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| August 29, 2016 |
NuShares ETF Trust 333 West Wacker Drive Chicago, IL 60606 CORRESP 1 filename1.htm NuShares ETF Trust 333 West Wacker Drive Chicago, IL 60606 August 29, 2016 VIA EDGAR Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NuShares ETF Trust (the “Trust”): Request for Acceleration of the Effective Date of Pre-Effective Amendment No. 3 to the Trust’s Registration Statement on |
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| August 29, 2016 |
COVER 34 filename34.htm W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR August 29, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust: Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the “Registrant”), we are filing, pursuant to the |
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| August 29, 2016 |
Distribution Agreement dated August 2, 2016 between the Registrant and Nuveen Securities, LLC. (3) DISTRIBUTION AGREEMENT This Agreement (this ?Agreement?) is made as of this 2nd day of August 2016, by and between NuShares ETF Trust (the ?Trust?), a Massachusetts business trust, on behalf of its series listed on Schedule A hereto, as it may be amended from time to time (each a ?Fund? and collectively, the ?Funds?), and Nuveen Securities, LLC (the ?Distributor?), a Delaware limited liability company. |
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| August 29, 2016 |
NUSHARES ETF TRUST Subscription Agreement This Agreement made this August 26, 2016, by and between NuShares ETF Trust, a Massachusetts business trust (the ?Trust?), on behalf of its series, NuShares Enhanced Yield U. |
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| August 29, 2016 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 29, 2016. AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 29, 2016. No. 811-23161 No. 333-212032 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 3 x Post-Effective Amendment No. ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 3 x (Che |
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| August 29, 2016 |
August 29, 2016 NuShares ETF Trust 333 West Wacker Drive Chicago, Illinois 60606 Re: NuShares ETF Trust Ladies and Gentlemen: We have acted as counsel to NuShares ETF Trust (the ?Trust?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with Pre-Effective Amendment No. |
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| August 29, 2016 |
EXECUTION COPY ADMINISTRATIVE AGENCY AGREEMENT THIS AGREEMENT is made as of August 25, 2016, by and between BROWN BROTHERS HARRIMAN & CO. |
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| August 29, 2016 |
COVER 34 filename34.htm W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR August 29, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust: Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the “Registrant”), we are filing, pursuant to the |
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| August 29, 2016 |
NuShares ETF Trust 333 West Wacker Drive Chicago, IL 60606 CORRESP 1 filename1.htm NuShares ETF Trust 333 West Wacker Drive Chicago, IL 60606 August 29, 2016 VIA EDGAR Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NuShares ETF Trust (the “Trust”): Request for Acceleration of the Effective Date of Pre-Effective Amendment No. 3 to the Trust’s Registration Statement on |
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| August 29, 2016 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm To the Board of Trustees NuShares Enhanced Yield U. |
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| August 25, 2016 |
CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Via EDGAR Correspondence August 25, 2016 Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NuShares ETF Trust; File Nos. 333- 212032 and 811-23161 Dear Ms. White: On behalf of our client, NuShares ETF Trust (the |
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| August 25, 2016 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 25, 2016. N-1A/A 1 d213987dn1aa.htm NUSHARES ETF TRUST AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 25, 2016. No. 811-23161 No. 333-212032 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 2 x Post-Effective Amendment No. ¨ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT |
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| August 25, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR August 25, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust: Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Registrant?), we are filing, pursuant to the Securities Act of 1933 ( |
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| August 25, 2016 |
CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Via EDGAR Correspondence August 25, 2016 Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NuShares ETF Trust; File Nos. 333- 212032 and 811-23161 Dear Ms. White: On behalf of our client, NuShares ETF Trust (the |
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| August 25, 2016 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 25, 2016. N-1A/A 1 d213987dn1aa.htm NUSHARES ETF TRUST AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 25, 2016. No. 811-23161 No. 333-212032 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 2 x Post-Effective Amendment No. ¨ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT |
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| August 12, 2016 |
Code of Ethics TIAA-CREF Funds Complex, Advisers (TAI, TCIM), and TIAA-CREF Alternatives Advisors, LLC (TCAA) Table of Contents Introduction 3 Classification of Access Persons 4 General Standards of Conduct ? Access Persons 5 Compliance with Laws & Regulations 5 Conflict of Interest 5 Material, Nonpublic Information 5 General Restrictions 6 Gifting of Securities 6 Investment Clubs 6 Private Placem |
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| August 12, 2016 |
Exhibit f NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013) December 2008 TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1. |
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| August 12, 2016 |
Code of Ethics for the Independent Trustees of the Nuveen Funds Effective: January 1, 2013 Last Amended: August 4, 2016 I. |
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| August 12, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR August 12, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust: Registration Statement on Form N-1A (File Nos. 333- 212032 and 811- 23161) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Registrant?), we are filing, pursuant to the Securities Act of 1933 |
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| August 12, 2016 |
NUSHARES ETF TRUST POWER OF ATTORNEY EX-99.Q.II 14 d213987dex99qii.htm POWERS OF ATTORNEY NUSHARES ETF TRUST POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET and GIFFORD R. ZIMMERMAN, and each of them (with full power to each of |
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| August 12, 2016 |
DRAFT This form is subject to discussion and amendments depending on the particular circumstances. |
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| August 12, 2016 |
Management Agreement dated August 2, 2016 between the Registrant and Nuveen Fund Advisors, LLC. (2) MANAGEMENT AGREEMENT NUSHARES ETF TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the ?1940 Act?) as an open-end management series investment company (?Trust?), hereby appoints NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company registered under the Investment Advisers Act of 1940 as an investment adviser, of Chicago, Illinois (?Manager?), to furnish investment advisory and management services and certain administrative services to the series listed in Schedule A hereto, as such schedule may be amended from time to time (each such series hereinafter referred to as a ?Fund?). |
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| August 12, 2016 |
Code of Ethics TIAA-CREF Funds Complex, Advisers (TAI, TCIM), and TIAA-CREF Alternatives Advisors, LLC (TCAA) Table of Contents Introduction 3 Classification of Access Persons 4 General Standards of Conduct ? Access Persons 5 Compliance with Laws & Regulations 5 Conflict of Interest 5 Material, Nonpublic Information 5 General Restrictions 6 Gifting of Securities 6 Investment Clubs 6 Private Placem |
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| August 12, 2016 |
INVESTMENT SUB-ADVISORY AGREEMENT This Agreement (the ?Agreement?) is made as of this 2nd day of August 2016, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (?Manager?), and Teachers Advisors, Inc. |
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| August 12, 2016 |
Code of Ethics for the Independent Trustees of the Nuveen Funds Effective: January 1, 2013 Last Amended: August 4, 2016 I. |
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| August 12, 2016 |
NUSHARES ETF TRUST POWER OF ATTORNEY EX-99.Q.II 14 d213987dex99qii.htm POWERS OF ATTORNEY NUSHARES ETF TRUST POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET and GIFFORD R. ZIMMERMAN, and each of them (with full power to each of |
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| August 12, 2016 |
Nuveen Investments Compliance | May 2016 Exhibit r Nuveen Investments Compliance | May 2016 Code of Ethics Summary and Scope What the Code is about Helping to ensure that Nuveen Investments personnel place the interests of Nuveen clients ahead of their own personal interests. |
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| August 12, 2016 |
DRAFT This form is subject to discussion and amendments depending on the particular circumstances. |
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| August 12, 2016 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 12, 2016. No. 811-23161 No. 333-212032 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 x Post-Effective Amendment No. ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 1 x (Che |
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| August 12, 2016 |
Registrant’s Second Amended and Restated Declaration of Trust dated July 27, 2016. (2) SECOND AMENDED AND RESTATED DECLARATION OF TRUST OF NUSHARES ETF TRUST (formerly known as Nuveen ETF Trust) (a Massachusetts Business Trust) Dated as of July 27, 2016 TABLE OF CONTENTS ARTICLE I ? Name and Definitions Section 1 Name 1 Section 2 Definitions 1 ARTICLE II ? Nature and Purpose of Trust 3 ARTICLE III ? Registered Agent; Principal Place of Business 3 ARTICLE IV ? Beneficial Interests; Shareholders Section 4. |
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| August 12, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR August 12, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: NuShares ETF Trust: Registration Statement on Form N-1A (File Nos. 333- 212032 and 811- 23161) Ladies and Gentlemen: On behalf of our client, NuShares ETF Trust (the ?Registrant?), we are filing, pursuant to the Securities Act of 1933 |
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| August 12, 2016 |
CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Via EDGAR Correspondence August 12, 2016 Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NuShares ETF Trust; File Nos. 333- 212032 and 811-23161 Dear Ms. White: On behalf of our client, NuShares ETF Trust (the |
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| August 12, 2016 |
Distribution and Service Plan. (2) NUSHARES ETF TRUST DISTRIBUTION AND SERVICE PLAN 1. The Trust. NuShares ETF Trust (the ?Trust?) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the ?1940 Act?), and organized as a series trust (each such series is referred to herein as a ?Fund?). 2. The Plan. The Trust desires to adopt a plan of distribution pursuant to Rule l2b |
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| August 12, 2016 |
DISTRIBUTION AGREEMENT This Agreement (this ?Agreement?) is made as of this 2nd day of August 2016, by and between NuShares ETF Trust (the ?Trust?), a Massachusetts business trust, on behalf of its series listed on Schedule A hereto, as it may be amended from time to time (each a ?Fund? and collectively, the ?Funds?), and Nuveen Securities, LLC (the ?Distributor?), a Delaware limited liability company. |
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| August 12, 2016 |
CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Via EDGAR Correspondence August 12, 2016 Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NuShares ETF Trust; File Nos. 333- 212032 and 811-23161 Dear Ms. White: On behalf of our client, NuShares ETF Trust (the |
