Основная статистика
| CIK | 1419793 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to OriginClear, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 ORIGINCLEAR, INC. |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exac |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: May 31, 2025 Estimated average burden hours per response ....……..2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: 2025/06/30 ☐ Transition Repo |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exa |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: May 31, 2025 Estimated average burden hours per response ....……..2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended:20250331 ☐ Transition Report |
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| April 8, 2025 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2025 ORIGINCLEAR, INC. |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-147980 ORIGINCLEAR, INC. (Exact |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ....……..2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Trans |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exac |
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| July 2, 2024 |
ORIGINCLEAR, INC. July 2, 2024 ORIGINCLEAR, INC. July 2, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance Office of Trade & Services 100 F St NE Washington, DC 20549 [email protected] Re: OriginClear, Inc. Offering Statement on Form 1-A/A File No. 024-12439 Qualification Request Requested Date: July 5, 2024 Requested Time: 11:00 a.m. Eastern Time Mr. Kauten: Pursuant to Rule 252(e) of |
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| June 28, 2024 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| June 27, 2024 |
June 27, 2024 United States Securities and Exchange Commission Division of Corporate Finance Office of Technology 100 F St NE Washington, DC 20549 Re: OriginClear, Inc. |
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| June 13, 2024 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| June 12, 2024 |
June 12, 2024 United States Securities and Exchange Commission Division of Corporate Finance Office of Technology 100 F St NE Washington, DC 20549 Re: OriginClear, Inc. |
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| May 24, 2024 |
Exhibit 4.2 UNIT PURCHASE AGREEMENT THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUB |
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| May 24, 2024 |
ORIGINCLEAR, INC. COMMON STOCK PURCHASE WARRANT Exhibit 4.3 THIS WARRANT AND THE SHARES OF CAPITAL STOCK ISSUED UPON ANY EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE SOLD OR OTHERWISE TRANSFERRED BY ANY PERSON, INCLUDING A PLEDGEE, UNLESS (1) EITHER (A) A REGISTRATION WITH RESPECT THERETO SHALL BE EFFECTIVE UNDER THE SECURITIE |
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| May 24, 2024 |
Manhattan Street Capital Reg A+ Engagement Agreement Manhattan Street Capital Reg A+ Engagement Agreement Effective Date: 5 Feb 2024 OriginClear, Inc. |
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| May 24, 2024 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| May 24, 2024 |
May 23, 2024 OriginClear, Inc 13575 58th Street North, Suite 200 Clearwater, FL 33760 Ladies and Gentlemen: We have acted as counsel to OriginClear, Inc. |
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| May 24, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form 1-A of our report dated April 18, 2024, of OriginClear, Inc. |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exa |
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| April 18, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name Jurisdiction of Organization Water On Demand, Inc. Texas Water On Demand #1, Inc. Nevada Water On Demand #2, Inc. (inactive) Nevada Water On Demand #3, Inc. (inactive) Nevada Water On Demand #4, Inc. (inactive) Nevada |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-147980 ORIGINCLEAR, INC. (Exact |
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| April 18, 2024 |
Exhibit 4.1 Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended As of December 31, 2023, OriginClear, Inc. (the “Company”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, par value $.0001 per share (“Common Stock”). Description of Common Stock The follow |
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| April 4, 2024 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported: March 28, 2024 ORIGINCLEAR, INC. |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 333-147980 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Repor |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported: September 22, 2023 ORIGINCLEAR, INC. |
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| September 28, 2023 |
Exhibit 99.1 In Amended Letter Of Intent, OriginClear’s Water On Demand and Fortune Rise Acquisition Corporation Nominate A New Target For Merger Non-binding agreement sets basis for further negotiations. Metuchen, NJ and Clearwater, FL – September 28, 2023 – Fortune Rise Acquisition Corporation (Nasdaq: FRLA) and OriginClear Inc. (OTC Other: OCLN), the Clean Water Innovation Hub™, announce that F |
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| August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exac |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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| July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported: July 12, 2023 ORIGINCLEAR, INC. |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 ORIGINCLEAR, INC. |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exa |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| May 1, 2023 |
Certificate of Designation of WODI Series B Preferred Stock Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF THE SERIES B PREFERRED STOCK OF WATER ON DEMAND, INC. WATER ON DEMAND, INC., a corporation organized and existing under the Corporate laws of the State of Nevada (the “Company”), hereby certifies that the following resolution pertaining to its Series B Preferred Stock of the Company, par value of $0.0001 per share (the “Series B Shares |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 ORIGINCLEAR, INC. |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-147980 ORIGINCLEAR, INC. (Exact |
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| April 17, 2023 |
Subsidiaries of the Registrant* Exhibit 21.1 Subsidiaries of the Registrant Name Jurisdiction of Organization Progressive Water Treatment, Inc. Texas Water On Demand, Inc. Nevada Water On Demand #1, Inc. Nevada Water On Demand #2, Inc. Nevada Water On Demand #3, Inc. Nevada Water On Demand #4, Inc. Nevada |
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| April 17, 2023 |
Exhibit 4.1 Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended As of December 31, 2022, OriginClear, Inc. (the “Company”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, par value $.0001 per share ("Common Stock"). Description of Common Stock The follow |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 333-147980 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Repor |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2023 ORIGINCLEAR, INC. |
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| February 1, 2023 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2023 ORIGINCLEAR, INC. |
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| January 6, 2023 |
Exhibit 99.1 OriginClear’s Water On Demand Subsidiary Signs Letter of Intent to Merge With Fortune Rise Acquisition Corporation Non-binding agreement sets basis for negotiations. Metuchen, NJ and Clearwater, FL – January 5, 2023 – Fortune Rise Acquisition Corporation (Nasdaq: FRLA) and OriginClear Inc. (OTC Pink: OCLN), the Clean Water Innovation Hub™, announce that OriginClear’s subsidiary, Water |
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| January 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act Of 1934 Date of Report (Date of earliest event reported): January 5, 2023 ORIGINCLEAR, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-147980 26-0287664 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 29, 2022 |
OriginClear’s Water On Demand Subsidiary Closes Acquisition of Fortune Rise Sponsor, LLC Exhibit 99.1 OriginClear?s Water On Demand Subsidiary Closes Acquisition of Fortune Rise Sponsor, LLC Clearwater, FL ? December 29, 2022 ? OriginClear Inc. (OTC Pink: OCLN), the Clean Water Innovation Hub?, announces that its subsidiary, Water On Demand, Inc. (?Water On Demand? or ?Company?) (www.waterondemand.net), has closed the acquisition of Fortune Rise Sponsor, LLC, a Delaware limited liabil |
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| December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act Of 1934 Date of Report (Date of earliest event reported): December 22, 2022 ORIGINCLEAR, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-147980 26-0287664 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act Of 1934 Date of Report (Date of earliest event reported): December 27, 2022 ORIGINCLEAR, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-147980 26-0287664 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 22, 2022 |
OriginClear, Inc. 12575 58th Street North, Suite 200 Clearwater, Florida 33760 December 21, 2022 CORRESP 1 filename1.htm OriginClear, Inc. 12575 58th Street North, Suite 200 Clearwater, Florida 33760 December 21, 2022 VIA EDGAR Catherine De Lorenzo United States Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction Washington, D.C. 20549 Re: ORIGINCLEAR, INC. Registration Statement on Form S-1 Filed November 30, 2022 File No. 333-268608 REQUES |
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| December 1, 2022 |
December 1, 2022 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OriginClear, Inc. (Exact name of registrant as specified in its charter) Nevada 2860 26-0287664 (State of other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (IRS Employer Identification Number) 13575 58th |
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| November 30, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) OriginClear, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forw |
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| November 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2022 ORIGINCLEAR, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-147980 26-0287664 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. |
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| November 15, 2022 |
NT 10-Q 1 ea168735-nt10qoriginclear.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Repor |
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| October 27, 2022 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the ?Agreement?), dated as of October 20, 2022 (the ?Execution Date?), is entered into by and between OriginClear, Inc., a Nevada corporation with its principal executive office at 13575 58th Street North, Suite 200, Clearwater, Fl 33760 (the ?Company?), and GHS Investments LLC, a Nevada limited liability company, with |
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| October 27, 2022 |
Exhibit 10.1 EQUITY FINANCING AGREEMENT This EQUITY FINANCING AGREEMENT (the ?Agreement?), dated as of October 20, 2022 (the ?Execution Date?), is entered into by and between OriginClear, Inc., a Nevada corporation with its principal executive office at 13575 58th Street North, Suite 200, Clearwater, FL 33760 (the ?Company?), and GHS Investments LLC, a Nevada limited liability company, with office |
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| October 27, 2022 |
Exhibit 99.1 OriginClear Opens Equity Line with GHS Investments Intended to help clean up legacy shareholder commitments Clearwater, FL ? October 25, 2022 ? OriginClear Inc. (OTC Pink: OCLN), the Clean Water Innovation Hub?, announces that it has entered an Equity Financing Agreement (the ?Agreement?) with GHS Investments (GHS). Pursuant to the Agreement, GHS has agreed to purchase up to $25.0 mil |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 ORIGINCLEAR, INC. |
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| September 12, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 ORIGINCLEAR, INC. |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exac |
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| August 11, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2022 ORIGINCLEAR, INC. |
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| July 26, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2022 ORIGINCLEAR, INC. |
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| July 7, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2022 ORIGINCLEAR, INC. |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exa |
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| April 29, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2022 ORIGINCLEAR, INC. |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2022 ORIGINCLEAR, INC. |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-147980 ORIGINCLEAR, INC. (Exact |
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| April 7, 2022 |
Certificate of Designation of Series Y Preferred Stock (32) Exhibit 3.41 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES Y CONVERTIBLE PREFERRED STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the ?Company?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do hereby certify: That, |
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| April 7, 2022 |
Subsidiaries of the Registrant* Exhibit 21.1 Subsidiaries of the Registrant Name Jurisdiction of Organization Progressive Water Treatment, Inc. Texas Water On Demand #1, Inc. Nevada Water On Demand #2, Inc. Nevada Water On Demand #3, Inc. Nevada Water On Demand #4, Inc. Nevada |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 333-147980 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Repor |
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| March 1, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 ORIGINCLEAR, INC. |
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| February 17, 2022 |
Certificate of Designation of Series Z Preferred Stock (33) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES Z CONVERTIBLE PREFERRED STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the ?Company?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do hereby certify: That, |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2022 ORIGINCLEAR, INC. |
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| January 10, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2022 ORIGINCLEAR, INC. |
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| December 7, 2021 |
Fourth Amended and Restated Certificate of Designation of Series V Preferred Stock (30) EX-3.1 2 ea151914ex3-1originclear.htm FOURTH AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES V PREFERRED STOCK Exhibit 3.1 FOURTH AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES |AND RESTRICTIONS OF THE SERIES V CONVERTIBLE PREFERRED STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of Origin |
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| December 7, 2021 |
Certificate of Designation of Series Y Preferred Stock EX-3.2 3 ea151914ex3-2originclear.htm CERTIFICATE OF DESIGNATION OF SERIES Y PREFERRED STOCK Exhibit 3.2 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES Y CONVERTIBLE PREFERRED STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the “Company”), a corporation organized and |
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| December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 ORIGINCLEAR, INC. |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 ORIGINCLEAR, INC. |
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| November 24, 2021 |
EX-99.1 3 ea151386ex99-1originclear.htm PRESS RELEASE Exhibit 99.1 OriginClear Continues Revenue and Gross Profit Growth in Q3 Revenue up 20% and Gross Profits up 87% over Q2, while operating losses narrowed. CLEARWATER, Fla., November 19, 2021-(BUSINESS WIRE)-OriginClear Inc. (OTC Pink: OCLN), a leading corporation in the self-reliant water revolution that develops outsourced pay-per-gallon progr |
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| November 24, 2021 |
Third Amended and Restated Certificate of Designation of Series V Preferred Stock EX-3.1 2 ea151386ex3-1originclear.htm THIRD AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES V PREFERRED STOCK Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES V CONVERTIBLE PREFERRED STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginCle |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. |
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| November 16, 2021 |
NT 10-Q 1 ea150818-nt10qoriginclear.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Repor |
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| November 8, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 ORIGINCLEAR, INC. |
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| October 6, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2021 ORIGINCLEAR, INC. |
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| September 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exac |
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| September 16, 2021 |
Second Amended and Restated Certificate of Designation of Series V Preferred Stock.* Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES V CONVERTIBLE STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the ?Company?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do here |
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| August 17, 2021 |
Form of Subscription Agreement EX-10.1 3 ea145970ex10-1originclear.htm FORM OF SUBSCRIPTION AGREEMENT Exhibit 10.1 SUBSCRIPTION AGREEMENT Subscription Agreement between OriginClear, Inc., a Nevada corporation with its principal place of business at 13575 58th Street N, Suite 200, Clearwater, Florida 33760 (the “Company”), and the purchaser identified on the signature page to this Agreement (the “Subscriber”), and is being deliv |
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| August 17, 2021 |
8-K 1 ea145970-8koriginclearinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2021 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisd |
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| August 17, 2021 |
Certificate of Designation of Series X Preferred Stock (31) EX-3.1 2 ea145970ex3-1originclear.htm CERTIFICATE OF DESIGNATION OF SERIES X PREFERRED STOCK Exhibit 3.1 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES X CONVERTIBLE PREFERRED STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the “Company”), a corporation organized and |
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| August 16, 2021 |
NT 10-Q 1 ea145925-nt10qoriginclear.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on |
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| August 4, 2021 |
10-Q 1 f10q0321originclear.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| July 27, 2021 |
8-K 1 ea144800-8koriginclear.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2021 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdictio |
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| July 27, 2021 |
Certificate of Designation of Series V Preferred Stock Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES V CONVERTIBLE STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the ?Company?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do hereby cert |
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| June 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2021 ORIGINCLEAR, INC. |
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| June 2, 2021 |
Certificate of Designation of Series U Preferred Stock (15) EX-3.1 2 ea142100ex3-1originclear.htm CERTIFICATE OF DESIGNATION Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES U PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Bo |
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| June 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 ORIGINCLEAR, INC. |
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| June 1, 2021 |
EX-99.1 2 ea142032ex99-1originclear.htm PRESS RELEASE Exhibit 99.1 OriginClear’s 2020 Revenue Increased Despite COVID Disruptions Gross Profits and Operating Losses also increased CLEARWATER, FL – May 25, 2021 – OriginClear Inc. (OTC Pink: OCLN), Pioneering Water On Demand™ and $H2O™, reported today that in its 10-K Annual Report filing, revenue for the year ended December 31, 2020 increased by 14 |
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| June 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2021 ORIGINCLEAR, INC. |
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| May 21, 2021 |
Exhibit 10.6 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS, AND, ACCORDINGLY, MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED FOR SALE PURSUANT TO THE SECURITIES ACT OF 1933, AS AMENDED, (II) S |
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| May 21, 2021 |
Exhibit 14.1 Code of Ethics CODE OF BUSINESS CONDUCT AND ETHICS (Adopted by the Board of Directors on March 22, 2011) A. INTRODUCTION This Code of Business Conduct and Ethics covers a wide range of business practices and procedures. It does not cover every issue that may arise but it sets out basic principles to guide all employees of OriginClear, Inc. (the ?Company?). All of our officers, directo |
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| May 21, 2021 |
Certificate of Designation of Series V Preferred Stock* Exhibit 3.37 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES V CONVERTIBLE STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the ?Company?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do hereby certify: That, pursuant |
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| May 21, 2021 |
Subsidiaries of the Registrant* EX-21.1 8 f10k2020ex21-1originclear.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 Subsidiaries of the Registrant Name Jurisdiction of Organization Progressive Water Treatment, Inc. Texas Water On Demand #1, Inc. Nevada |
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| May 21, 2021 |
Form of Subscription Agreement for Series R Preferred Stock* Exhibit 10.4 SUBSCRIPTION AGREEMENT Subscription Agreement between the Company, and purchaser identified on the signature page to this Agreement (the ?Subscriber?), and is being delivered to the Subscriber in connection with its investment in OriginClear, Inc., a Nevada corporation (the ?Company?). The Company is conducting a private placement (the ?Offering?) for an amount of up to $5,000,000 of |
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| May 21, 2021 |
EX-10.7 6 f10k2020ex10-7originclear.htm FORM OF SERIES C WARRANT Exhibit 10.7 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS, AND, ACCORDINGLY, MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED FO |
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| May 21, 2021 |
Exhibit 10.5 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS, AND, ACCORDINGLY, MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED FOR SALE PURSUANT TO THE SECURITIES ACT OF 1933, AS AMENDED, (II) S |
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| May 21, 2021 |
10-K 1 f10k2020originclear.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| May 4, 2021 |
Certificate of Designation of Series W Preferred Stock (16) EX-3.1 2 ea140352ex3-1originclear.htm CERTIFICATE OF DESIGNATION OF SERIES W PREFERRED STOCK Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES W PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to aut |
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| May 4, 2021 |
8-K 1 ea140352-8koriginclear.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdicti |
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| April 26, 2021 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2021 ORIGINCLEAR, INC. |
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| April 20, 2021 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities 8-K 1 ea139402-8koriginclearinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2021 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdic |
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| April 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report o |
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| March 29, 2021 |
Certificate of Designation of Series U Preferred Stock EX-3.1 2 ea138575ex3-1originclearinc.htm CERTIFICATE OF DESIGNATION OF SERIES U PREFERRED STOCK Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES U PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to |
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| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2021 ORIGINCLEAR, INC. |
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| March 17, 2021 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 ORIGINCLEAR, INC. |
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| March 2, 2021 |
8-K 1 ea136889-8koriginclearinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other juri |
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| March 2, 2021 |
Certificate of Designation of Series T Preferred Stock (14) EX-3.1 2 ea136889ex3-1originclearinc.htm CERTIFICATE OF DESIGNATION OF SERIES T PREFERRED STOCK Exhibit 3.1 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES T CONVERTIBLE STOCK OF ORIGINCLEAR, INC. I, T. Riggs Eckelberry, hereby certify that I am the Chief Executive Officer of OriginClear, Inc. (the “Company”), a corporation organized and existin |
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| February 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 ORIGINCLEAR, INC. |
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| February 10, 2021 |
8-K 1 ea135189-8koriginclearinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2021 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other juris |
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| February 10, 2021 |
Exhibit 10.1 EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) dated , by and among OriginClear, Inc., a Nevada corporation (the “Company”) and , a (the “Holder”). WHEREAS, the Holder is the holder of shares of Series G Preferred Stock (the “Series G Preferred Shares”) of the Company; WHEREAS, the Company and the Holder desire to have the Holder exchange its Series G Preferred Shares f |
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| February 10, 2021 |
Certificate of Designation of Series S Preferred Stock (28) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES S PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| January 20, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2021 ORIGINCLEAR, INC. |
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| December 14, 2020 |
Unregistered Sales of Equity Securities - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2020 ORIGINCLEAR, INC. |
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| December 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2020 ORIGINCLEAR, INC. |
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| December 3, 2020 |
OriginClear Maintains Momentum, Outpacing First Nine Months Of 2019 Exhibit 99.1 OriginClear Maintains Momentum, Outpacing First Nine Months Of 2019 Revenue for nine months ended September 30, 2020 increased over nine months ended September 30, 2019 Clearwater, FL – December 2, 2020 – OriginClear Inc. (OTCQB: OCLN), The Water Company for the New Economy™, announces that revenues and gross profits for the first nine months of 2020 outpaced the same period in 2019. |
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| November 23, 2020 |
Certificate of Designation of Series R Preferred Stock (27) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES R PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| November 23, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. |
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| November 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
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| November 5, 2020 |
Unregistered Sales of Equity Securities - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2020 ORIGINCLEAR, INC. |
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| October 26, 2020 |
Unregistered Sales of Equity Securities - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 ORIGINCLEAR, INC. |
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| October 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2020 ORIGINCLEAR, INC. |
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| September 22, 2020 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2020 ORIGINCLEAR, INC. |
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| September 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2020 ORIGINCLEAR, INC. |
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| September 9, 2020 |
Exhibit 99.1 OriginClear Reports Increase in First Half Revenue Compared to First Half 2019, While Continuing to Reduce Operating Losses Gains continued in Q2 despite COVID-19 lockdown CLEARWATER, FLORIDA – September 2, 2020 – OriginClear Inc. (OTCQB: OCLN), The Water Company For The New Economy™, today announces its recent 10-Q Quarterly Report, revenue for the six months ending June 30 increased |
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| September 9, 2020 |
Exhibit 10.1 EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) dated this day of , 2020, by and among OriginClear, Inc., a Nevada corporation (the “Company”) and , an individual (the “Holder”). WHEREAS, the Holder is the holder of shares of F Preferred Stock (the “Series F Preferred Shares”) of the Company; WHEREAS, the Company and the Holder desire to have the Holder exchange its Seri |
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| August 27, 2020 |
Certificate of Designation of Series Q Preferred Stock (26) EX-3.1 2 ea126125ex3-1originclear.htm CERTIFICATE OF DESIGNATION OF SERIES Q PREFERRED STOCK Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES Q PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to aut |
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| August 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2020 ORIGINCLEAR, INC. |
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| August 19, 2020 |
Filed pursuant to Rule 253(g)(2) File No. 024-11141 FORM 1-A TIER II OFFERING REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 OFFERING CIRCULAR DATED AUGUST 18, 2020 OriginClear, Inc. 13575 58th Street North Suite 200 Clearwater, FL 33760 Phone: (323) 939-6645 www.originclear.com Up to 760,620 shares of Series M Preferred Stock Offered by Company Up to 33,979 shares of Series M Pre |
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| August 19, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exac |
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| August 17, 2020 |
Form of Subscription Agreement for offering Exhibit 4.1 SUBSCRIPTION AGREEMENT THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBL |
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| August 17, 2020 |
Consent of Sichenzia Ross Ference LLP (included in Exhibit 12.1) Exhibit 12.1 August 17, 2020 Board of Directors OriginClear, Inc. 13575 58th Street North, Suite 200 Clearwater, FL 33760 Ladies and Gentlemen: We have acted as counsel to OriginClear, Inc., a Nevada corporation (the “Company”), in connection with the preparation and filing of an offering statement as amended post-qualification on Form 1-A. The offering statement covers the contemplated sale of up |
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| August 17, 2020 |
- POS AMENDMENT NO. 2 TO FORM 1-A Explanatory Note OriginClear, Inc. has filed this Form 1-A/A POS solely for the purpose of filing Exhibits 4.1 and 12.1. PART III—EXHIBITS Exhibit Description 2.1 Articles of Incorporation (1) 2.2 Certificate of Change (2) 2.3 Certificate of Amendment filed with the Secretary of State of Nevada on June 14, 2012 (3) 2.4 By-laws (1) 2.5 Form of Certificate of Amendment of OriginOil, Inc. filed with |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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| August 5, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 OriginClear, Inc. |
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| July 30, 2020 |
- PRELIMINARY OFFERING CIRCULAR FORM 1-A TIER II OFFERING REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 PRELIMINARY OFFERING CIRCULAR DATED JULY 30, 2020 SUBJECT TO COMPLETION An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| July 30, 2020 |
Exhibit 11.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Offering Statement on Form 1-A of our report dated May 29, 2020, of OriginClear, Inc. relating to the audit of the financial statements for the period ending December 31, 2019 and the reference to our firm under the caption “Experts” in the Registration Statement. /s/ M&K CPAS, PLLC www |
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| July 30, 2020 |
Consent of Liggett & Webb, P.A. Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Regulation A Offering Statement on Form 1-A of our report dated April 25, 2019, except as to the last paragraph of Note 1, as to which the date is January 21, 2020, relating to the consolidated financial statements of OriginClear,Inc. appearing in this Regulation A Offering Statement. Our report inc |
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| July 20, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2020 OriginClear, Inc. |
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| July 6, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exa |
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| July 6, 2020 |
Amended and Restated Certificate of Designation of Series M Preferred Stock (28) Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES M PREFERRED STOCK This Amended and Restated Certificate of Designation of OriginClear, Inc. amends and restates the Certificate of Designation of Series M Preferred Stock filed by the Company on December 11, 2019. OriginClear, In |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| June 24, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2020 OriginClear, Inc. |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-147980 ORIGINCLEAR, INC. (Exact |
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| May 29, 2020 |
Subsidiaries of the Registrant* Exhibit 21.1 Subsidiaries of the Registrant Name Jurisdiction of Organization Progressive Water Treatment, Inc. Texas |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 OriginClear, Inc. |
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| May 14, 2020 |
- NOTIFICATION OF LATE FILING FOR 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| May 1, 2020 |
Certificate of Designations of Series O Preferred Stock (25) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES O PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2020 ORIGINCLEAR, INC. |
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| May 1, 2020 |
Certificate of Designations of Series P Preferred Stock (25) Exhibit 3.2 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES P PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| April 2, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 OriginClear, Inc. |
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| March 30, 2020 |
OOIL / OriginClear, Inc. 253G2 - - OFFERING CIRCULAR Filed pursuant to Rule 253(g)(2) File No. 024-11141 FORM 1-A TIER II OFFERING REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 OFFERING CIRCULAR DATED MARCH 30, 2020 OriginClear, Inc. 2535 E. University Drive McKinney, TX 75069 Phone: (323) 939-6645 www.originclear.com Up to 765,800 shares of Series M Preferred Stock Offered by Company Up to 34,200 shares of Series M Preferred Stock |
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| March 26, 2020 |
OriginClear, Inc. 525 S. Hewitt Street Los Angeles, CA 90013 March 26, 2020 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: OriginClear, Inc. Offering Statement on Form 1-A File No. 024-11141 Ladies and Gentlemen: OriginClear, Inc. respectfully requests that the qualification date of the offering statement referred to above be |
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| March 24, 2020 |
Consent of Liggett & Webb, P.A. Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Regulation A Offering Statement on Form 1-A/A of our report dated April 25, 2019, except as to the last paragraph of Note 1, as to which the date is January 21, 2020, relating to the consolidated financial statements of OriginClear,Inc. appearing in this Regulation A Offering Statement. Our report i |
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| March 24, 2020 |
OOIL / OriginClear, Inc. PART II AND III - - AMENDMENT NO. 3 TO FORM 1-A FORM 1-A TIER II OFFERING REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 PRELIMINARY OFFERING CIRCULAR DATED MARCH 24, 2020 SUBJECT TO COMPLETION An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| March 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2020 OriginClear, Inc. |
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| March 13, 2020 |
OOIL / OriginClear, Inc. PART II AND III - - AMENDMENT NO. 2 TO FORM 1-A FORM 1-A TIER II OFFERING REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 PRELIMINARY OFFERING CIRCULAR DATED MARCH 13, 2020 SUBJECT TO COMPLETION An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| March 13, 2020 |
March 13, 2020 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| March 6, 2020 |
March 6, 2020 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| March 6, 2020 |
OOIL / OriginClear, Inc. PART II AND III - - AMENDED PRELIMINARY OFFERING CIRCULAR FORM 1-A TIER II OFFERING REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 PRELIMINARY OFFERING CIRCULAR DATED MARCH 6, 2020 SUBJECT TO COMPLETION An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| March 6, 2020 |
Form of Subscription Agreement for offering (previously filed) Exhibit 4.1 SUBSCRIPTION AGREEMENT THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBL |
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| March 6, 2020 |
Consent of Sichenzia Ross Ference LLP (previously filed) (included in Exhibit 12.1) Exhibit 12.1 March 6, 2020 Board of Directors OriginClear, Inc. 525 S. Hewitt Street Los Angeles, CA 90013 Ladies and Gentlemen: We have acted as counsel to OriginClear, Inc., a Nevada corporation (the “Company”), in connection with the preparation and filing of an offering statement on Form 1-A. The offering statement covers the contemplated sale of up to (i) 800,000 shares of the Company’s Serie |
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| March 6, 2020 |
Consent of Liggett & Webb, P.A. * Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Regulation A Offering Statement on Form 1-A/A of our report dated April 25, 2019, except as to the last paragraph of Note 1, as to which the date is January 21, 2020, relating to the consolidated financial statements of OriginClear,Inc. appearing in this Regulation A Offering Statement. Our report i |
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| March 5, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2020 OriginClear, Inc. |
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| February 20, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2020 OriginClear, Inc. |
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| January 31, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2020 OriginClear, Inc. |
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| January 21, 2020 |
Consent of Liggett & Webb, P.A. * Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Regulation A Offering Statement on Form 1-A of our report dated April 25, 2019, except as to the last paragraph of Note 1, as to which the date is January 21, 2020, relating to the consolidated financial statements of OriginClear,Inc. appearing in this Regulation A Offering Statement. Our report inc |
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| January 21, 2020 |
OCLN / OriginClear, Inc. PART II AND III - - PRELIMINARY OFFERING CIRCULAR FORM 1-A TIER II OFFERING REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933 PRELIMINARY OFFERING CIRCULAR DATED JANUARY 21, 2020 SUBJECT TO COMPLETION An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| January 21, 2020 |
Exchange Agreement (previously filed) Exhibit 6.17 EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) dated this 11th day of December, 2019, by and among OriginClear, Inc., a Nevada corporation (the “Company”) and Bountiful Capital, LLC, a Nevada limited liability company (the “Holder”). WHEREAS, the Holder is the holder of certain convertible promissory notes of the Company, including a $500,000 convertible promissory note |
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| January 21, 2020 |
Broker-Dealer Agreement between the Company and Dalmore Group, LLC (previously filed) Exhibit 6.16 Broker-Dealer Agreement This amended agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between OriginClear, Inc. (“Client”), a Nevada Corporation, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective of September 27, 2019 (the “Effective Date”): W |
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| January 7, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2019 OriginClear, Inc. |
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| December 17, 2019 |
Certificate of Designation of Series M Preferred Stock (32) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGNCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES M PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation o |
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| December 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2019 OriginClear, Inc. |
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| November 21, 2019 |
Certificate of Withdrawal of Certificate of Designation of Series D Preferred Stock (31) Exhibit 3.1 |
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| November 21, 2019 |
OCLN / OriginClear, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, I |
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| November 15, 2019 |
OCLN / OriginClear, Inc. NT 10-Q - - NOTIFICATION OF LATE FILING SEC File Number: 333-147980 CUSIP Number: 686228404 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2019 |
Unregistered Sales of Equity Securities 8-K 1 f8k110719originclear.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2019 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdicti |
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| October 31, 2019 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE ARTICLES OF INCORPORATION, AS AMENDED, OF ORIGINCLEAR, INC. Originclear, Inc., a corporation organized and existing under the laws of the State of Nevada (the “Corporation”) hereby certifies that the amendment set forth below to the Corporation’s Articles of Incorporation (the “Articles”) was duly adopted in accordance with Sections 78.385 and 78.390 of |
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| October 31, 2019 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2019 OriginClear, Inc. |
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| October 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2019 OriginClear, Inc. |
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| October 4, 2019 |
Letter from Liggett & Webb, P.A. Exhibit 16.1 October 2, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated September 30, 2019 of OriginClear, Inc. (the “Company”) and agree with the statements relating only to Liggett & Webb, P.A. contained therein. We have no basis to agree or disagree with other statements of the Company contained the |
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| August 19, 2019 |
Form of Restricted Stock Award Agreement Exhibit 99.1 ORIGINCLEAR, INC. RESTRICTED STOCK AWARD AGREEMENT This Restricted Stock Award Agreement (the “Agreement”) is made and entered into as of , (the “Effective Date”) by and between OriginClear, Inc., a Nevada corporation (the “Company”), and the person named below (the “Grantee”). Grantee: Address: Total Number of Shares to Be Granted: Fair Market Value of Shares on Effective Date: 1. Gr |
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| August 19, 2019 |
Certificate of Designation of Series K Preferred Stock (20) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES K PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| August 19, 2019 |
Form of Subscription Agreement for shares of Series K and L Preferred Stock (20) Exhibit 10.1 SUBSCRIPTION AGREEMENT Subscription Agreement between the Company, and purchaser identified on the signature page to this Agreement (the “Subscriber”), and is being delivered to the Subscriber in connection with its investment in OriginClear, Inc., a Nevada corporation (the “Company”). The Company is conducting a private placement (the “Offering”) for an amount of up to $4,000,000 of |
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| August 19, 2019 |
OCLN / OriginClear, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. ( |
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| August 19, 2019 |
Certificate of Designation of Series L Preferred Stock (20) Exhibit 3.2 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES L PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| August 14, 2019 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 ORIGINCLEAR, INC. |
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| August 14, 2019 |
OCLN / OriginClear, Inc. NT 10-Q - - NOTIFICATION OF LATE FILING NT 10-Q 1 extf10q0619originclear.htm NOTIFICATION OF LATE FILING SEC File Number: 333-147980 CUSIP Number: 686228305 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Trans |
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| August 1, 2019 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2019 ORIGINCLEAR, INC. |
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| July 23, 2019 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2019 ORIGINCLEAR, INC. |
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| June 19, 2019 |
OriginClear, Inc. Names Tom Marchesello Chief Operating Officer Exhibit 99.1 OriginClear, Inc. Names Tom Marchesello Chief Operating Officer Charged with scaling up the company’s modularized water treatment model Los Angeles, CA – June 13, 2019 –OriginClear Inc. (OTC: OCLN), a leading provider of water treatment solutions, reported today that distinguished military veteran, financier and technologist Tom Marchesello, the driving force behind developing the Mod |
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| June 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2019 ORIGINCLEAR, INC. |
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| June 6, 2019 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2019 ORIGINCLEAR, INC. |
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| May 21, 2019 |
OCLN / OriginClear, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-147980 ORIGINCLEAR, INC. (Exa |
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| May 15, 2019 |
OCLN / OriginClear, Inc. NT 10-Q NOTIFICATION OF LATE FILING NT 10-Q 1 extf10q0319originclearinc.htm NOTIFICATION OF LATE FILING SEC File Number: 333-147980 CUSIP Number: 686228305 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ T |
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| May 6, 2019 |
OriginClear’s 2018 Revenue Increased, While Operating Losses Narrowed Exhibit 99.1 OriginClear’s 2018 Revenue Increased, While Operating Losses Narrowed Q1 purchase orders reached more than $2 million. Los Angeles, CA – April 30, 2019 – OriginClear Inc. (OTC: OCLN), a leading provider of water treatment solutions, reported today that in its 10-K Annual Report filing, 2018 Revenue increased by 38% to $4,637,698 over 2017, and gross profit increased by 78% to $1,153,6 |
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| May 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 ORIGINCLEAR, INC. |
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| April 25, 2019 |
Certificate of Amendment filed with the Secretary of State of Nevada on April 23, 2019 (19) Exhibit 3.25 CERTIFICATE OF AMENDMENT TO THE ARTICLES OF INCORPORATION, AS AMENDED, OF ORIGINCLEAR, INC. Originclear, Inc., a corporation organized and existing under the laws of the State of Nevada (the “Corporation”) hereby certifies that the amendment set forth below to the Corporation’s Articles of Incorporation (the “Articles”) was duly adopted in accordance with Sections 78.385 and 78.390 of |
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| April 25, 2019 |
OCLN / OriginClear, Inc. 10-K (Annual Report) ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-147980 ORIGINCLEAR, INC. (Exact |
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| April 25, 2019 |
Form of Subscription Agreement (19) EX-10.14 3 f10k2018ex10-14originclear.htm FORM OF SUBSCRIPTION AGREEMENT Exhibit 10.14 SUBSCRIPTION AGREEMENT Subscription Agreement between the Company, and purchaser identified on the signature page to this Agreement (the “Subscriber”), and is being delivered to the Subscriber in connection with its investment in OriginClear, Inc., a Nevada corporation (the “Company”). The Company is conducting |
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| April 9, 2019 |
Certificate of Designation of Series I Preferred Stock (18) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES I PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| April 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2019 ORIGINCLEAR, INC. |
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| April 9, 2019 |
Certificate of Designation of Series J Preferred Stock (18) Exhibit 3.2 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES J PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| April 3, 2019 |
8-K 1 f8k032819originclearinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2019 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdict |
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| April 3, 2019 |
In Preliminary Guidance, OriginClear Reports Revenue Growth of Its Texas Subsidiary Exhibit 99.1 In Preliminary Guidance, OriginClear Reports Revenue Growth of Its Texas Subsidiary Progressive Water Treatment’s Revenues grew approx. 37%, while Gross Profits increased about 80% to nearly $1 million. Los Angeles, CA – March 28, 2019 – OriginClear Inc. (OTC/QB: OCLN), a leading provider of water treatment solutions, today issued its preliminary guidance for year-over-year revenue fo |
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| April 1, 2019 |
OCLN / OriginClear, Inc. NOTIFICATION OF LATE FILING SEC File Number: 333-147980 CUSIP Number: 686228 305 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 20, 2019 |
Settlement Agreement between the Company and Auctus Fund, LLC (30) Exhibit 10.1 SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE This SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE (hereinafter the “Settlement Agreement” or the “Agreement”), is entered into as of the 13th day of March, 2019 (hereinafter the “Effective Date”), between and among Auctus Fund, LLC (hereinafter “Auctus” or the “Fund”), a Delaware limited liability company, on the one hand, and OriginC |
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| March 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 ORIGINCLEAR, INC. |
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| March 12, 2019 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2019 ORIGINCLEAR, INC. |
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| March 1, 2019 |
8-K 1 f8k022519originclear.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2019 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdict |
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| February 6, 2019 |
Form of Subscription Agreement (29) Exhibit 10.2 SUBSCRIPTION AGREEMENT Subscription Agreement between the Company, and purchaser identified on the signature page to this Agreement (the “Subscriber”), and is being delivered to the Subscriber in connection with its investment in OriginClear, Inc., a Nevada corporation (the “Company”). The Company is conducting a private placement (the “Offering”) for an amount of up to $2,000,000 of |
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| February 6, 2019 |
Settlement Agreement between the Company and PowerUp Lending Group, Ltd. (29) Exhibit 10.1 SETTLEMENT AGREEMENT THIS SETTLEMENT AGREEMENT (the "Agreement") is made and entered into January 30, 2019, by and between POWERUP LENDING GROUP, LTD. ("PowerUp"), a corporation formed and existing pursuant to the laws of the State of Virginia and having a principal place of business located at 111 Great Neck Road, Suite 216, Great Neck, New York 11021, on the one hand, and ORIGINCLEA |
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| February 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 (October 23, 2018) ORIGINCLEAR, INC. |
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| January 22, 2019 |
Certificate of Designation of Series G Preferred Stock (17) Exhibit 3.1 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES G PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized and existing under the laws of Nevada, does hereby certify that, pursuant to authority conferred upon the Board of Directors of the Company by the Articles of Incorporation |
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| January 22, 2019 |
8-K 1 f8k011619originclear.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2019 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdicti |
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| January 9, 2019 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 ORIGINCLEAR, INC. |
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| December 18, 2018 |
OriginClear Newsletter to Shareholders Exhibit 99.1 |
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| December 18, 2018 |
Financial Statements and Exhibits, Other Events 8-K 1 f8k121418originclear.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2018 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdict |
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| December 10, 2018 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2018 ORIGINCLEAR, INC. |
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| November 21, 2018 |
OCLN / OriginClear, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2018 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: ORIGINCLEAR, INC. (Exact name |
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| November 15, 2018 |
OCLN / OriginClear, Inc. NOTIFICATION OF LATE FILING UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: . . . . . 3235-0058 Washington, D.C. 20549 Expires: November 30, 2018 Estimated average burden hours per response. . . . . . . . 2.50 FORM 12b-25 SEC FILE NUMBER 333-147980 NOTIFICATION OF LATE FILING CUSIP NUMBER 686228305 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For |
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| November 13, 2018 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2018 ORIGINCLEAR, INC. |
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| November 7, 2018 |
Unregistered Sales of Equity Securities 8-K 1 f8k103118originclearinc.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada 333-147980 26-0287664 (State or other jurisdi |
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| October 29, 2018 |
OriginClear Expresses Satisfaction with Growth of New Modular Division Exhibit 99.1 OriginClear Expresses Satisfaction with Growth of New Modular Division Modular Water is “Basis of Design” on 20 out of 21 current or prospective contracts. Los Angeles, CA – October 23, 2018 – OriginClear Inc. (OTC/QB: OCLN), a leading provider of water treatment solutions, reported today that the Board expressed satisfaction with the performance of its new operating division, Modular |
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| October 29, 2018 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2018 ORIGINCLEAR, INC. |
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| October 15, 2018 |
Exhibit 99.1 3rd Quarter, 2018 Dear Loyal Shareholder, It’s been a long time since I updated you, and there’s lots to catch you up on! We are definitely growing as a company, while working on further acquisitions. Progressive Water Makes Strides Revenue at the half-year mark doubled year over year for our Dallas- based subsidiary, Progressive Water Treatment (www.progressivewater. com). And Marc's |
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| October 15, 2018 |
Unregistered Sales of Equity Securities, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2018 ORIGINCLEAR, INC. |
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| October 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2018 ORIGINCLEAR, INC. |
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| September 27, 2018 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2018 ORIGINCLEAR, INC. |
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| September 18, 2018 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2018 ORIGINCLEAR, INC. |
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| September 7, 2018 |
Unregistered Sales of Equity Securities 8-K 1 f8k083118originclear.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2018 ORIGINCLEAR, INC. (Name of registrant as specified in its charter) Nevada (State or other jurisdiction of Incorporation or |
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| September 4, 2018 |
Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2018 ORIGINCLEAR, INC. |
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| September 4, 2018 |
OriginClear’s Texas Unit Doubles Its Revenues In First Half of 2018 Exhibit 99.1 OriginClear’s Texas Unit Doubles Its Revenues In First Half of 2018 Gross profit for Progressive Water Treatment division quadruples. Los Angeles, CA – August 30, 2018 – OriginClear Inc. (OTC/QB: OCLN), a leading provider of water treatment solutions, reported today that revenue at the half-year mark doubled year over year for its Dallas-based subsidiary, Progressive Water Treatment ( |
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| August 28, 2018 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2018 ORIGINCLEAR, INC. |
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| August 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2018 ORIGINCLEAR, INC. |
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| August 20, 2018 |
Form of Subscription Agreement for Series E Preferred Stock (28) Exhibit 10.1 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (the “Agreement”) is made as of this day of , 2018, by and between OriginClear, Inc., a Nevada corporation (the “Company”), and the undersigned set forth on the signature page hereto (the “Subscriber”). W I T N E S S E T H: WHEREAS, the Company is offering up to a 4,000,000 Shares of its Series E Convertible Preferred Stock (“Shares”) |
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| August 20, 2018 |
Certificate of Designation of Series F Preferred Stock (16) EX-3.2 3 f8k081418ex3-2originclear.htm CERTIFICATE OF DESIGNATION ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES F PREFERRED STOCK Exhibit 3.2 CERTIFICATE OF DESIGNATION OF ORIGINCLEAR, INC. ESTABLISHING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ITS SERIES F PREFERRED STOCK OriginClear, Inc. (the “Company”), a corporation organized |
