Основная статистика
| LEI | 549300XTK3HSWPDBJD13 |
| CIK | 1487918 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to OFS Capital Corporation
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 26, 2025 |
Exhibit 10.1 EXECUTION VERSION This FOURTH AMENDMENT TO THE REVOLVING CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated as of August 25, 2025 (the “Amendment Date”), is entered into by and among OFSCC-FS, LLC, a Delaware limited liability company, as the borrower (the “Borrower”), the LENDERS party to the Revolving Credit Agreement, BNP PARIBAS, as the administrative agent for the Secured Pa |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”), dated as of August 8, 2025, is by and between OFS Capital Corporation, a Delaware corporation (the “Company”) and the purchaser listed on the signature pages hereto (the “Buyer”). WITNESSETH: WHEREAS, the Company proposes to issue and sell to Buyer $25.0 million aggregate principal amount of the Compa |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITAL |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| July 31, 2025 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2025 FINANCIAL RESULTS DECLARES THIRD QUARTER DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - July 31, 2025 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended June 30, 2025. SECOND QUARTER FINANCIAL HIGHLIGHTS •Net investment incom |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 23, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OFS Capital Corporation (Exact name of registrant as specified in its charter) Delaware 46-1339639 (Jurisdiction of Incorporation or Organization) (IRS Employer Identification No.) 222 W. Adams Str |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 23, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorpor |
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| July 23, 2025 |
Exhibit 4.1 SEVENTH SUPPLEMENTAL INDENTURE between OFS CAPITAL CORPORATION and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of July 23, 2025 THIS SEVENTH SUPPLEMENTAL INDENTURE (this “Seventh Supplemental Indenture”), dated as of July 23, 2025, is between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank Trust Company, National Association, as tru |
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| July 22, 2025 |
Exhibit 1.1 OFS CAPITAL CORPORATION $60,000,000 7.50% Notes due 2028 UNDERWRITING AGREEMENT July 16, 2025 Lucid Capital Markets, LLC Goldman Sachs & Co. LLC c/o Lucid Capital Markets, LLC 570 Lexington Avenue, 40th Floor New York, New York, 10022 c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 as Representatives of the several Underwriters Dear Ladies and Gentlemen: OFS Capita |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| July 22, 2025 |
Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 4.75% Notes due 2026 of OFS Capital Corporation (CUSIP No. 67103B AA8)* Redemption Date: August 21, 2025 NOTICE IS HEREBY GIVEN, pursuant to Section 1101 of the Indenture dated as of April 16, 2018 (the “Base Indenture”), between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank Trust Company, National Association |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2025 (July 16, 2025) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporatio |
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| July 17, 2025 |
OFS CAPITAL CORPORATION $60,000,000 7.50% Notes due 2028 PRICING TERM SHEET July 16, 2025 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated July 16, 2025 Relating to Preliminary Prospectus Supplement dated July 16, 2025 and Prospectus dated May 29, 2024 Registration No. |
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| July 17, 2025 |
OFS Capital Corporation 7.50% Notes due 2028 Filed Pursuant to Rule 424(b)(2) File No. 333-278170 PROSPECTUS SUPPLEMENT (to Prospectus dated May 29, 2024) OFS Capital Corporation $60,000,000 7.50% Notes due 2028 OFS Capital Corporation (“OFS Capital”, “we”, “us” or “our”), a Delaware corporation, is an externally managed, closed-end, non-diversified management investment company that has elected to be treated as a business development compan |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confide |
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| July 16, 2025 |
Subject to Completion, dated July 16, 2025 This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| July 15, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| July 15, 2025 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES PRELIMINARY ESTIMATES OF CERTAIN FINANCIAL RESULTS FOR ITS SECOND QUARTER 2025 Chicago, IL – July 15, 2025 – OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” “we,” “us,” or “our”) today announced preliminary estimates of certain financial results for the quarter ended June 30, 2025. PRELIMINARY ESTIMATES OF CERTAIN FINANCIAL RESULTS •Management’s |
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| July 11, 2025 |
Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 4.75% Notes due 2026 of OFS Capital Corporation (CUSIP No. 67103B AA8)* Redemption Date: August 11, 2025 NOTICE IS HEREBY GIVEN, pursuant to Section 1101 of the Indenture dated as of April 16, 2018 (the “Base Indenture”), between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank Trust Company, National Association |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| July 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confide |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 20, 2025 |
Exhibit 10.1 This THIRD AMENDMENT TO THE REVOLVING CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated as of June 18, 2025 (the “Amendment Date”), is entered into by and among OFSCC-FS, LLC, a Delaware limited liability company, as the borrower (the “Borrower”), the LENDERS party to the Revolving Credit Agreement, BNP PARIBAS, as the administrative agent for the Secured Parties (the “Administr |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITA |
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| May 1, 2025 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2025 FINANCIAL RESULTS DECLARES SECOND QUARTER DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - May 1, 2025 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended March 31, 2025. FIRST QUARTER FINANCIAL HIGHLIGHTS •Net investment income |
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| May 1, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2025 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 30, 2025 |
DEF 14A 1 ofscc2025annualmeetingprox.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropria |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 4, 2025 |
Exhibit 4.11 DESCRIPTION OF SECURITIES As of December 31, 2024, OFS Capital Corporation (the “Company,” “we,” “our,” or “us”) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: (1) our common stock and (2) our debt securities. Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form |
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| March 4, 2025 |
Exhibit 21.1 LIST OF SUBSIDIARIES OFSCC-CGA, LLC, a Delaware limited liability company. OFSCC-FS Holdings, LLC, a Delaware limited liability company. OFSCC-FS, LLC, a Delaware limited liability company. OFSCC-MB, Inc., a Delaware corporation. OFS SBIC I GP, LLC, a Delaware limited liability company. OFS SBIC I, LP, a Delaware limited liability company. |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00813 OFS Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 46-1339639 (State or jurisdiction of incorporation or organization) (I. |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2025 OFS Capital Corporation (Exact name of Registrant as Specified in its Charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissi |
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| March 3, 2025 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER 2024 FINANCIAL RESULTS DECLARES FIRST QUARTER 2025 DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - March 3, 2025 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended December 31, 2024. FOURTH QUARTER FINANCIAL HIGHLIGHTS •Net investment income incr |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 28, 2025 OFS Capital Corporation (Exact name of Registrant as Specified in its Charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| November 1, 2024 |
Joint Code of Ethics of OFS Capital Corporation and OFS Advisor Exhibit 14.1 OFS Capital Management, LLC OFS CLO Management, LLC OFS CLO Management II, LLC OFS CLO Management III, LLC OFS Capital Corporation OFS Credit Company, Inc. Hancock Park Corporate Income, Inc. Code of Ethics Restated and Adopted on October 1, 2024 This Code of Ethics is the property of OFS Capital Management, LLC, OFS CLO Management, LLC, OFS CLO Management II, LLC, OFS CLO Management |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CA |
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| October 31, 2024 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2024 FINANCIAL RESULTS DECLARES FOURTH QUARTER DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - October 31, 2024 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended September 30, 2024. THIRD QUARTER FINANCIAL HIGHLIGHTS •Net investmen |
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| October 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2024 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITAL |
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| August 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2024 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| August 1, 2024 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2024 FINANCIAL RESULTS DECLARES THIRD QUARTER DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - August 1, 2024 - OFS Capital Corporation (NASDAQ: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended June 30, 2024. SECOND QUARTER FINANCIAL HIGHLIGHTS •Net investment inco |
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| June 26, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2024 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 5, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2024 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITA |
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| May 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2024 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2024 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2024 FINANCIAL RESULTS DECLARES SECOND QUARTER DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - May 2, 2024 - OFS Capital Corporation (NASDAQ: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended March 31, 2024. FIRST QUARTER FINANCIAL HIGHLIGHTS •Net investment income |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 24, 2024 |
10 S Wacker Dr ♦ Suite 2500 ♦ Chicago, IL 60606 ♦ 847.734.2000 ♦ FAX 847.734.7910 OFS Capital Corporation 10 S Wacker Dr ♦ Suite 2500 ♦ Chicago, IL 60606 ♦ 847.734.2000 ♦ FAX 847.734.7910 April 24, 2024 Via EDGAR U.S. Securities and Exchange Commission Division of Investment Management Attention: Ms. Kimberly Browning 100 F St N.E. Washington, DC 20549 Re: OFS Capital Corporation Commission File No. 814-00813 Preliminary Proxy Dear Ms. Browning: On behalf of OFS Capital Corpora |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 5, 2024 |
OFS Capital Corporation Insider Trading Policy and Procedures Exhibit 19.1 OFS CAPITAL CORPORATION INSIDER TRADING POLICY AND PROCEDURES Purpose This Insider Trading Policy and Procedures (the “Policy”) provides guidelines with respect to transactions in the securities of OFS Capital Corporation (the “Company”) and the handling of confidential information about the Company and the companies in which the Company invests or with which the Company engages in tr |
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| March 5, 2024 |
Exhibit 4.11 DESCRIPTION OF SECURITIES As of December 31, 2023, OFS Capital Corporation (the “Company,” “we,” “our,” or “us”) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: (1) our common stock and (2) our debt securities. Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00813 OFS Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 46-1339639 (State or jurisdiction of incorporation or organization) (I. |
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| March 5, 2024 |
Exhibit 21.1 LIST OF SUBSIDIARIES OFSCC-CGA, LLC, a Delaware limited liability company. OFSCC-FS Holdings, LLC, a Delaware limited liability company. OFSCC-FS, LLC, a Delaware limited liability company. OFSCC-MB, Inc., a Delaware corporation. OFS SBIC I GP, LLC, a Delaware limited liability company. OFS SBIC I, LP, a Delaware limited liability company. |
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| March 5, 2024 |
Dodd-Frank Compensation Recoupment Policy Exhibit 97.1 OFS Capital Corporation 10 S Wacker Dr ♦ Suite 2500 ♦ Chicago, IL 60606 ♦ 847.734.2000 ♦ FAX 847.734.7910 DODD-FRANK COMPENSATION RECOUPMENT POLICY On October 31, 2023, the Board of Directors of OFS Capital Corporation (the “Company”) has adopted this Dodd-Frank Compensation Recoupment Policy (this “Policy”) effective as of October 2, 2023 (the “Effective Date”). It is the intention o |
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| March 4, 2024 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 FINANCIAL RESULTS DECLARES FIRST QUARTER 2024 DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - March 4, 2024 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter and year ended December 31, 2023. FOURTH QUARTER FINANCIAL HIGHLIGHTS •Net |
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| March 4, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2024 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissi |
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| December 15, 2023 |
Exhibit 10.1 AMENDMENT NUMBER SEVEN TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS THIS AMENDMENT NUMBER SEVEN TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS (this “Amendment”), dated as of December 15, 2023, is entered into among BANC OF CALIFORNIA, formerly known as Pacific Western Bank (“Lender”), and OFS CAPITAL CORPORATION, a Delaware corporation (“Borrower”), in light of the |
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| December 15, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissi |
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| November 3, 2023 |
Joint Code of Ethics of OFS Capital Corporation and OFS Advisor Exhibit 14.1 OFS Capital Management, LLC OFS CLO Management, LLC OFS CLO Management II, LLC OFS Capital Corporation OFS Credit Company, Inc. Hancock Park Corporate Income, Inc. Code of Ethics Restated and Adopted on October 31, 2023 TABLE OF CONTENTS Page I. GENERAL (CODE OF ETHICS) 1 A. INTRODUCTION 1 B. STATEMENT OF STANDARDS OF BUSINESS CONDUCT 3 C. PERIODIC COMPLIANCE AND TRAINING 7 D. ACKNOWL |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CA |
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| November 2, 2023 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2023 FINANCIAL RESULTS DECLARES FOURTH QUARTER DISTRIBUTION OF $0.34 PER SHARE Chicago, IL - November 2, 2023 - OFS Capital Corporation (NASDAQ: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended September 30, 2023. THIRD QUARTER FINANCIAL HIGHLIGHTS •Net investmen |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITAL |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| August 3, 2023 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2023 FINANCIAL RESULTS THIRD QUARTER DISTRIBUTION INCREASED TO $0.34 PER SHARE Chicago, IL - August 3, 2023 - OFS Capital Corporation (NASDAQ: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended June 30, 2023. SECOND QUARTER FINANCIAL HIGHLIGHTS •Net investment inc |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 5, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 3) OFS Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67103B100 (CUSIP Number) Tod K. Reichert c/o OFS Capital Corporation 10 S. Wacker Drive Chicago, IL 60606 Telephone: (847) 734 - 2000 (Name, Address and Tel |
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| July 5, 2023 |
, 2023, by and among the Reporting Persons. Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the shares of Common Stock, $0.01 par value per share, of OFS Capital Corporation and further agrees that this Joint Fil |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 7, 2023 |
DEFA14A 1 ofsccsmdefa14anotice6723.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITA |
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| May 5, 2023 |
Joint Code of Ethics of OFS Capital Corporation and OFS Advisor Exhibit 14.1 OFS Capital Management, LLC OFS CLO Management, LLC OFS CLO Management II, LLC OFS Capital Corporation OFS Credit Company, Inc. Hancock Park Corporate Income, Inc. Code of Ethics Restated and Adopted on April 5, 2023 TABLE OF CONTENTS Page I. GENERAL (CODE OF ETHICS) 1 A. INTRODUCTION 1 B. STATEMENT OF STANDARDS OF BUSINESS CONDUCT 3 C. PERIODIC COMPLIANCE AND TRAINING 7 D. ACKNOWLEDG |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 4, 2023 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS DECLARES SECOND QUARTER DISTRIBUTION OF $0.33 PER SHARE Chicago, IL - May 4, 2023 - OFS Capital Corporation (NASDAQ: OFS) (“OFS Capital,” the “Company,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter ended March 31, 2023. FIRST QUARTER FINANCIAL HIGHLIGHTS •Net investment income |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2023 |
10 S Wacker Dr ♦ Suite 2500 ♦ Chicago, IL 60606 ♦ 847.734.2000 ♦ FAX 847.734.7910 OFS Capital Corporation 10 S Wacker Dr ♦ Suite 2500 ♦ Chicago, IL 60606 ♦ 847.734.2000 ♦ FAX 847.734.7910 April 26, 2023 VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attention: Kimberly A. Browning Re: OFS Capital Corporation (the “Company”) Preliminary Proxy Statement on Schedule 14A filed on April 7, 2023 Dear Ms. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 3, 2023 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 FINANCIAL RESULTS QUARTERLY DISTRIBUTION INCREASED 10% TO $0.33 PER SHARE Chicago, IL - March 3, 2023 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter and the full year ended December 31, 2022. FOURTH QUARTER FINANCIAL HIGHLIGHTS |
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| March 3, 2023 |
Exhibit 10.27 EXECUTION VERSION This SECOND AMENDMENT TO THE REVOLVING CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated as of February 2, 2023 (the “Amendment Date”), is entered into by and among OFSCC-FS, LLC, a Delaware limited liability company, as the borrower (the “Borrower”), the LENDERS party to the Revolving Credit Agreement, BNP PARIBAS, as the administrative agent for the Secured |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00813 OFS Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 46-1339639 (State or jurisdiction of incorporation or organization) (I. |
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| March 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissi |
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| March 3, 2023 |
Exhibit 4.11 DESCRIPTION OF SECURITIES As of December 31, 2022, OFS Capital Corporation (the “Company,” “we,” “our,” or “us”) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: (1) our common stock and (2) our debt securities. Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form |
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| March 3, 2023 |
Exhibit 10.8 ASSIGNMENT AND ASSUMPTION THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is entered into as of January 10, 2023, by and among Orchard First Source Asset Management, LLC, a Delaware limited liability company (the “Assignor”), Orchard First Source Asset Management Holdings, LLC, a Delaware limited liability company (the “Assignee”), and OFS Capital Corporation, a Delaware c |
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| March 3, 2023 |
Exhibit 21.1 LIST OF SUBSIDIARIES OFSCC-CGA, LLC, a Delaware limited liability company. OFSCC-FS Holdings, LLC, a Delaware limited liability company. OFSCC-FS, LLC, a Delaware limited liability company. OFSCC-MB, Inc., a Delaware corporation. OFS SBIC I GP, LLC, a Delaware limited liability company. OFS SBIC I, LP, a Delaware limited liability company. |
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| January 10, 2023 |
EX-99.1 2 ofsccschedule13dajfajanuar.htm EX-99.1 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the shares of Common Stock, $0.01 par value per share, of OFS Capital C |
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| January 10, 2023 |
SC 13D/A 1 ofsccschedule13dajanuary20.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 2) OFS Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67103B100 (CUSIP Number) Tod K. Reichert c/o OFS Capital Corporation 10 S. Wacker Drive Chicago, IL 60606 |
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| December 15, 2022 |
Amendment Six to the Business Loan Agreement between OFS Capital Corporation and Exhibit 10.1 AMENDMENT NUMBER SIX TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS THIS AMENDMENT NUMBER SIX TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS (this “Amendment”), dated as of December 15, 2022, is entered into among PACIFIC WESTERN BANK, a California state-chartered bank (“Lender”), and OFS CAPITAL CORPORATION, a Delaware corporation (“Borrower”), in light of the followi |
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| December 15, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissi |
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| November 4, 2022 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2022 FINANCIAL RESULTS QUARTERLY DISTRIBUTION INCREASED TO $0.30 PER SHARE Chicago, IL - November 4, 2022 - OFS Capital Corporation (NASDAQ: OFS) (?OFS Capital,? the ?Company,? ?we,? ?us,? or ?our?) today announced its financial results for the fiscal quarter ended September 30, 2022. On November 1, 2022, OFS Capital?s Board of Directors |
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| November 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| November 4, 2022 |
Joint Code of Ethics of OFS Capital Corporation and OFS Advisor Exhibit 14.1 OFS Capital Management, LLC OFS CLO Management, LLC OFS Capital Corporation OFS Credit Company, Inc. Hancock Park Corporate Income, Inc. Code of Ethics Restated and Adopted on June 2, 2022 - TABLE OF CONTENTS Page I. GENERAL (CODE OF ETHICS) 1 A. INTRODUCTION 1 B. STATEMENT OF STANDARDS OF BUSINESS CONDUCT 3 C. PERIODIC COMPLIANCE AND TRAINING 7 D. ACKNOWLEDGMENT 7 E. REPORTING AND SA |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CA |
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| August 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITAL |
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| August 5, 2022 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2022 FINANCIAL RESULTS DECLARES THIRD QUARTER 2022 DISTRIBUTION OF $0.29 PER SHARE Chicago, IL - August 5, 2022 - OFS Capital Corporation (NASDAQ: OFS) (?OFS Capital,? the ?Company,? ?we,? ?us,? or ?our?) today announced its financial results for the fiscal quarter ended June 30, 2022. On August 2, 2022, OFS Capital?s Board of Directors |
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| July 13, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 13, 2022 OFS Capital Corporation (Exact Name of Registrant as Specified in Charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 27, 2022 |
Exhibit 10.1 EXECUTION VERSION This FIRST AMENDMENT TO THE REVOLVING CREDIT AND SECURITY AGREEMENT (this ?Amendment?), dated as of June 24, 2022 (the ?Amendment Date?), is entered into by and among OFSCC-FS, LLC, a Delaware limited liability company, as the borrower (the ?Borrower?), the LENDERS party to the Revolving Credit Agreement, BNP PARIBAS, as the administrative agent for the Secured Parti |
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| June 27, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 8, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 8, 2022 OFS Capital Corporation (Exact Name of Registrant as Specified in Charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 6, 2022 |
Joint Code of Ethics of OFS Capital Corporation and OFS Advisor Exhibit 14.1 OFS Capital Management, LLC OFS CLO Management, LLC OFS Capital Corporation OFS Credit Company, Inc. Hancock Park Corporate Income, Inc. Code of Ethics Restated and Adopted on April 5, 2022 - TABLE OF CONTENTS Page I. GENERAL (CODE OF ETHICS) 1 A. INTRODUCTION 1 B. STATEMENT OF STANDARDS OF BUSINESS CONDUCT 3 C. PERIODIC COMPLIANCE AND TRAINING 7 D. ACKNOWLEDGMENT 7 E. REPORTING AND S |
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| May 6, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITA |
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| May 6, 2022 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2022 FINANCIAL RESULTS QUARTERLY DISTRIBUTION INCREASED TO $0.29 PER SHARE ? 3.6% INCREASE COMPARED TO PRIOR QUARTER Chicago, IL - May 6, 2022 - OFS Capital Corporation (NASDAQ: OFS) (?OFS Capital,? the ?Company,? ?we,? ?us,? or ?our?) today announced its financial results for the fiscal quarter ended March 31, 2022. On May 3, 2022, OFS |
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| April 27, 2022 |
10 S Wacker Dr ♦ Suite 2500 ♦ Chicago, IL 60606 ♦ 847.734.2000 ♦ FAX 847.734.7910 OFS Capital Corporation 10 S Wacker Dr ? Suite 2500 ? Chicago, IL 60606 ? 847.734.2000 ? FAX 847.734.7910 April 27, 2022 VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attention: Kimberly A. Browning Re: OFS Capital Corporation (the ?Company?) Preliminary Proxy Statement on Schedule 14A filed on April 8, 2022 Dear Ms. |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 25, 2022 |
Exhibit 10.1 AMENDMENT NUMBER FIVE TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS THIS AMENDMENT NUMBER FIVE TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS (this ?Amendment?), dated as of April 22, 2022, is entered into among PACIFIC WESTERN BANK, a California state-chartered bank (?Lender?), and OFS CAPITAL CORPORATION, a Delaware corporation (?Borrower?), in light of the followin |
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| April 25, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation) (Commission |
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| April 25, 2022 |
Exhibit 10.2 CHANGE IN TERMS AGREEMENT Principal Loan Date Maturity Loan No Call / Coll Account Officer Initials $35,000,000.00 11-05-2015 02-28-2024 4061100374 Note #1000 823 References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Bor |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00813 OFS Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 46-1339639 (State or jurisdiction of incorporation or organization) (I. |
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| March 4, 2022 |
Exhibit 10.27 EXHIBIT F AGREED-UPON PROCEDURES FOR INDEPENDENT PUBLIC ACCOUNTANTS In accordance with Section 8.09 of the Revolving Credit and Security Agreement dated as of June 20, 2019 among OFSCC-FS, LLC, as borrower (the ?Borrower?), the lenders from time to time parties thereto, BNP Paribas, as administrative agent (the ?Administrative Agent?), OFSCC-FS Holdings, LLC, as equityholder, OFS Cap |
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| March 4, 2022 |
Exhibit 4.11 DESCRIPTION OF SECURITIES As of December 31, 2021, OFS Capital Corporation (the ?Company,? ?we,? ?our,? or ?us?) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: (1) our common stock and (2) our debt securities. Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form |
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| March 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission F |
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| March 4, 2022 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2021 FINANCIAL RESULTS QUARTERLY DISTRIBUTION INCREASED TO $0.28 PER SHARE ? 12% INCREASE COMPARED TO PRIOR QUARTER Chicago, IL - March 4, 2022 - OFS Capital Corporation (Nasdaq: OFS) (?OFS Capital,? ?we,? ?us,? or ?our?) today announced its financial results for the fiscal quarter and the full year ended December 31, 2021 |
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| March 4, 2022 |
Exhibit 21.1 LIST OF SUBSIDIARIES OFSCC-FS Holdings, LLC, a Delaware limited liability company. OFSCC-MB, LLC, a Delaware limited liability company. OFS SBIC I GP, LLC, a Delaware limited liability company. OFS SBIC I, LP, a Delaware limited liability company. |
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| March 4, 2022 |
Report of Independent Registered Public Accounting Firm Exhibit 99.1 Independent Auditors? Report on Supplementary Information To the Stockholders and Board of Directors OFS Capital Corporation: We have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the consolidated statements of assets and liabilities of OFS Capital Corporation and subsidiaries (the Company), including the consolidated sched |
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| March 4, 2022 |
Exhibit 10.3 EXECUTION CUSTODY AGREEMENT dated as of November 7, 2012 by and between OFS CAPITAL CORPORATION (?Company?) and U.S. BANK NATIONAL ASSOCIATION (?Custodian?) TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. APPOINTMENT OF CUSTODIAN 6 3. DUTIES OF CUSTODIAN 7 4. REPORTING 16 5. DEPOSIT IN U.S. SECURITIES SYSTEMS 16 6. SECURITIES HELD OUTSIDE OF THE UNITED STATES 17 7. CERTAIN GENERAL TERMS 20 |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2022 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commission |
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| November 18, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2021 (November 15, 2021) OFS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Inco |
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| November 18, 2021 |
Change in Terms to the Business Loan Agreement between OFS Capital Corporation and Exhibit 10.1 CHANGE IN TERMS AGREEMENT Principal Loan Date Maturity Loan No Call / Coll Account Officer Initials $25,000,000.00 11-05-2015 02-28-2023 4061100374 Note #1000 823 References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Bor |
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| November 5, 2021 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2021 FINANCIAL RESULTS & INCREASES QUARTERLY CASH DISTRIBUTION Quarterly Distribution Increased by 4% Compared to Prior Quarter Chicago, IL - November 5, 2021 - OFS Capital Corporation (NASDAQ: OFS) ("OFS Capital," the "Company," "we," "us," or "our") today announced its financial results for the quarter ended September 30, 2021. FINANCI |
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| November 5, 2021 |
Joint Code of Ethics of OFS Capital Corporation and OFS Advisor Exhibit 14.1 OFS Capital Management, LLC OFS CLO Management, LLC OFS Capital Corporation OFS Credit Company, Inc. Hancock Park Corporate Income, Inc. Code of Ethics Restated and Adopted on November 2, 2021 TABLE OF CONTENTS Page I. GENERAL (CODE OF ETHICS) 1 A. INTRODUCTION 1 B. STATEMENT OF STANDARDS OF BUSINESS CONDUCT 3 C. PERIODIC COMPLIANCE AND TRAINING 7 D. ACKNOWLEDGMENT 7 E. REPORTING AND |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CA |
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| November 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2021 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2021 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OFS Capital Corporation (Exact name of registrant as specified in its charter) Delaware 46-1339639 (Jurisdiction of Incorporation or Organization) (IRS Employer Identification No.) 10 S. Wacker Dri |
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| October 28, 2021 |
Exhibit 4.1 SIXTH SUPPLEMENTAL INDENTURE between OFS CAPITAL CORPORATION and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of October 28, 2021 THIS SIXTH SUPPLEMENTAL INDENTURE (this ?Sixth Supplemental Indenture?), dated as of October 28, 2021, is between OFS Capital Corporation, a Delaware corporation (the ?Company?), and U.S. Bank National Association, as trustee (the ?Trustee?). All capi |
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| October 27, 2021 |
EX-1.1 2 ofsccex11underwritingagree.htm OFSCC EX-1.1 UNDERWRITING AGREEMENT (10.21.21) Exhibit 1.1 OFS CAPITAL CORPORATION $50,000,000 4.95% Notes due 2028 UNDERWRITING AGREEMENT October 21, 2021 Ladenburg Thalmann & Co. Inc. Goldman Sachs & Co. LLC c/o Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, New York, 10019 c/o Goldman Sachs & Co. LLC 200 West Street New York, New York |
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| October 27, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2021 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| October 22, 2021 |
Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 5.95% Notes due 2026 of OFS Capital Corporation (CUSIP No. 67103B 506; NASDAQ: OFSSI)* Redemption Date: November 22, 2021 NOTICE IS HEREBY GIVEN, pursuant to Section 1101 of the Indenture dated as of April 16, 2018 (the ?Base Indenture?), between OFS Capital Corporation, a Delaware corporation (the ?Company?), and U.S. Bank National Associati |
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| October 22, 2021 |
OFS Capital Corporation 4.95% Notes due 2028 Filed Pursuant to Rule 424(b)(2) Securities Act File No. 333-255573 PROSPECTUS SUPPLEMENT (to Prospectus dated June 24, 2021) OFS Capital Corporation $50,000,000 4.95% Notes due 2028 OFS Capital Corporation, a Delaware corporation, is a closed-end, externally managed, non-diversified management investment company that has elected to be treated as a business development company under the Investment |
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| October 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 22, 2021 OFS Capital Corporation (Exact Name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation or Organiza |
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| October 22, 2021 |
OFS CAPITAL CORPORATION $50,000,000 4.95% Notes due 2028 PRICING TERM SHEET October 21, 2021 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated October 21, 2021 Relating to Preliminary Prospectus Supplement dated October 21, 2021 and Prospectus dated June 24, 2021 Registration No. |
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| October 21, 2021 |
This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| October 19, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2021 OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) (Commissio |
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| October 19, 2021 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES CERTAIN PRELIMINARY ESTIMATES OF ITS THIRD QUARTER 2021 FINANCIAL RESULTS Chicago, IL - October 19, 2021 - OFS Capital Corporation (Nasdaq: OFS) (?OFS Capital,? ?we,? ?us,? or ?our?) today announced certain preliminary estimates of its financial results for the quarter ended September 30, 2021. PRELIMINARY ESTIMATES OF CERTAIN FINANCIAL HIGHLIGHTS ?Ne |
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| October 1, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 1, 2021 OFS Capital Corporation (Exact Name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation or Organizat |
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| October 1, 2021 |
Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 6.25% Notes due 2023 of OFS Capital Corporation (CUSIP No. 67103B 605; NASDAQ: OFSSG)* Redemption Date: November 1, 2021 NOTICE IS HEREBY GIVEN, pursuant to Section 1101 of the Indenture dated as of April 16, 2018 (the ?Base Indenture?), between OFS Capital Corporation, a Delaware corporation (the ?Company?), and U.S. Bank National Associatio |
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| September 27, 2021 |
OFS / OFS Capital Corp / Orchard Investments, LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 1) OFS Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67103B100 (CUSIP Number) Tod K. Reichert c/o OFS Capital Corporation 10 S. Wacker Drive Chicago, IL 60606 Telephone: (847) 734 - 2000 (Name, Address and Tel |
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| September 27, 2021 |
Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the shares of Common Stock, $0.01 par value per share, of OFS Capital Corporation and further agrees that this Joint Fil |
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| August 6, 2021 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2021 FINANCIAL RESULTS & INCREASES QUARTERLY CASH DISTRIBUTION Quarterly Distribution Increased by 9% Compared to Prior Quarter Chicago, IL - August 6, 2021 - OFS Capital Corporation (NASDAQ: OFS) ("OFS Capital," the "Company," "we," "us," or "our") today announced its financial results for the quarter ended June 30, 2021. FINANCIAL HIG |
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| August 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2021 (August 3, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporat |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITAL |
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| June 22, 2021 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| June 15, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 15, 2021 (June 15, 2021) OFS Capital Corporation (Exact Name of Registrant as Specified in Charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 1, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 1, 2021 (June 1, 2021) OFS Capital Corporation (Exact Name of Registrant as Specified in Charter) Delaware 814-00813 46-1339639 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 11, 2021 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2021 FINANCIAL RESULTS & INCREASES QUARTERLY CASH DISTRIBUTION Quarterly Distribution Increased by 10% Compared to Prior Quarter Chicago, IL - May 11, 2021 - OFS Capital Corporation (NASDAQ: OFS) ("OFS Capital," the "Company," "we," "us," or "our") today announced its financial results for the quarter ended March 31, 2021. FINANCIAL HIGH |
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| May 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2021 (May 7, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITA |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2021 (March 15, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporat |
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| March 18, 2021 |
EX-1.1 2 ofsccuwx31821.htm EX-1.1 Exhibit 1.1 OFS CAPITAL CORPORATION $25,000,000 4.75% Notes due 2026 UNDERWRITING AGREEMENT March 15, 2021 Goldman Sachs & Co. LLC c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 as Representative of the several Underwriters Dear Ladies and Gentlemen: OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, |
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| March 16, 2021 |
OFS Capital Corporation 4.75% Notes due 2026 Filed Pursuant to Rule 424(b)(2) Securities Act File No. 333-236517 PROSPECTUS SUPPLEMENT (to Prospectus dated April 10, 2020) OFS Capital Corporation $25,000,000 4.75% Notes due 2026 OFS Capital Corporation, a Delaware corporation, is a closed-end, externally managed, non-diversified management investment company that has elected to be treated as a business development company under the Investmen |
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| March 15, 2021 |
Subject to Completion, dated March 15, 2021 This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| March 15, 2021 |
OFS Capital Corporation 4.75% Notes due 2026 PRICING TERM SHEET March 15, 2021 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated March 15, 2021 Relating to Preliminary Prospectus Supplement dated March 15, 2021 and Prospectus dated April 10, 2020 Registration No. |
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| March 5, 2021 |
Exhibit 4.17 DESCRIPTION OF SECURITIES As of December 31, 2020, OFS Capital Corporation (the “Company,” “we,” “our,” or “us”) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: (1) our common stock and (2) our debt securities. Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Annual Report on Form |
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| March 5, 2021 |
Joint Code of Ethics of OFS Capital Corporation and OFS Advisor EX-14.1 3 a20201215ofscodeofethicse.htm EX-14.1 Exhibit 14.1 OFS Capital Management, LLC OFS CLO Management, LLC OFS Capital Corporation OFS Credit Company, Inc. Hancock Park Corporate Income, Inc. Code of Ethics Restated and Adopted on December 15, 2020 This Code of Ethics is the property of OFS Capital Management, LLC and certain affiliated entities and must be returned to it if an individual’s |
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| March 5, 2021 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2020 FINANCIAL RESULTS Fourth Quarter Net Investment Income of $0.22 per common share Quarterly Distribution Increased 11% Chicago, IL - March 5, 2021 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,” “we,” “us,” or “our”) today announced its financial results for the fiscal quarter and the full year ended December 3 |
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| March 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2021 (March 2, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporatio |
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| March 5, 2021 |
EX-21.1 4 ofs202010-kexhibit211.htm EX-21.1 Exhibit 21.1 LIST OF SUBSIDIARIES OFSCC-FS Holdings, LLC, a Delaware limited liability company. OFSCC-MB, LLC, a Delaware limited liability company. OFS SBIC I GP, LLC, a Delaware limited liability company. OFS SBIC I, LP, a Delaware limited liability company. |
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| March 5, 2021 |
Report of Independent Registered Public Accounting Firm Exhibit 99.1 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors OFS Capital Corporation: We have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the consolidated statements of assets and liabilities of OFS Capital Corporation and subsidiaries (the Company), includ |
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| March 5, 2021 |
Report of BDO USA, LLP (incorporated by reference to Exhibit 99.2 of the Company EX-99.2 12 bdoreportexhibit992.htm EX-99.2 Exhibit 99.2 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Board of Directors and Stockholders OFS Capital Corporation Chicago, Illinois We have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the consolidated financial statements of OFS Capital Corpor |
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| March 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 814-00813 OFS Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 46-1339639 (State or jurisdiction of incorporation or organization) (I. |
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| February 19, 2021 |
EX-10.1 2 ofsccpwbblaamendmentfeb21.htm EX-10.1 Exhibit 10.1 AMENDMENT NUMBER FOUR TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS THIS AMENDMENT NUMBER FOUR TO BUSINESS LOAN AGREEMENT AND OTHER RELATED DOCUMENTS (this “Amendment”), dated as of February 17, 2021, is entered into among PACIFIC WESTERN BANK, a California state-chartered bank (“Lender”), and OFS CAPITAL CORPORATION, a Delaware |
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| February 19, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2021 (February 17, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of inco |
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| February 19, 2021 |
EX-10.2 3 ofsccpwbtermchangesfeb21.htm EX-10.2 Exhibit 10.2 CHANGE IN TERMS AGREEMENT Principal Loan Date Maturity Loan No Call / Coll Account Officer Initials $25,000,000.00 11-05-2015 02-28-2023 4061100374 Note #1000 823 References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has b |
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| February 10, 2021 |
Exhibit 4.1 FIFTH SUPPLEMENTAL INDENTURE between OFS CAPITAL CORPORATION and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of February 10, 2021 THIS FIFTH SUPPLEMENTAL INDENTURE (this “FIFTH Supplemental Indenture”), dated as of February 10, 2021, is between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All ca |
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| February 10, 2021 |
Exhibit 99.2 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 6.50% Notes due 2025 of OFS Capital Corporation (CUSIP No. 67103B 407; NASDAQ: OFSSZ)* Redemption Date: March 12, 2021 NOTICE IS HEREBY GIVEN, pursuant to Section 1101 of the Indenture dated as of April 16, 2018 (the “Base Indenture”), between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank National Association |
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| February 10, 2021 |
Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 6.375% Notes due 2025 of OFS Capital Corporation (CUSIP No. 67103B 308; NASDAQ: OFSSL)* Redemption Date: March 12, 2021 NOTICE IS HEREBY GIVEN, pursuant to Section 1101 of the Indenture dated as of April 16, 2018 (the “Base Indenture”), between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank National Association |
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| February 10, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2021 (February 10, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of inco |
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| February 10, 2021 |
EX-1.1 2 ofsccuwx21021.htm EX-1.1 Exhibit 1.1 OFS CAPITAL CORPORATION $100,000,000 4.75% Notes due 2026 UNDERWRITING AGREEMENT February 5, 2021 Goldman Sachs & Co. LLC Truist Securities, Inc. c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Truist Securities, Inc. 3333 Peachtree Road NE Atlanta, Georgia 30326 as Representatives of the several Underwriters Dear Ladies and Gentle |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2021 (February 5, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incor |
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| February 8, 2021 |
OFS Capital Corporation 4.75% Notes due 2026 Filed Pursuant to Rule 424(b)(2) Securities Act File No. 333-236517 PROSPECTUS SUPPLEMENT (to Prospectus dated April 10, 2020) OFS Capital Corporation $100,000,000 4.75% Notes due 2026 OFS Capital Corporation, a Delaware corporation, is a closed-end, externally managed, non-diversified management investment company that has elected to be treated as a business development company under the Investme |
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| February 8, 2021 |
OFS Capital Corporation 4.75% Notes due 2026 PRICING TERM SHEET February 5, 2021 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated February 5, 2021 Relating to Preliminary Prospectus Supplement dated February 5, 2021 and Prospectus dated April 10, 2020 Registration No. |
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| February 5, 2021 |
Subject to Completion, dated February 5, 2021 This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| February 1, 2021 |
EX-99.1 2 ofsex9912121.htm EX-99.1 Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES CERTAIN PRELIMINARY ESTIMATES OF ITS FOURTH QUARTER 2020 FINANCIAL RESULTS Chicago, IL - February 1, 2021 - OFS Capital Corporation (Nasdaq: OFS) (“OFS Capital,”, “we,” “us,” or “our”) today announced certain preliminary estimates of its financial results for the quarter ended December 31, 2020. PRELIMINARY ESTIMATES |
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| February 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2021 (February 1, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorp |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2021 (January 8, 2021) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorpor |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CA |
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| November 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2020 (November 3, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorp |
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| November 6, 2020 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2020 FINANCIAL RESULTS & INCREASES QUARTERLY CASH DISTRIBUTION Quarterly Distribution Increased by 6% Net Asset Value Per Share Increased 11% From Prior Quarter-End Chicago, IL - November 6, 2020 - OFS Capital Corporation (NASDAQ:OFS) ("OFS Capital," the "Company," "we," "us," or "our") today announced its financial results for the quart |
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| October 9, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2020 (October 7, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorpor |
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| October 9, 2020 |
AMENDMENT NUMBER THREE TO BUSINESS LOAN AGREEMENT THIS AMENDMENT NUMBER THREE TO BUSINESS LOAN AGREEMENT (this “Amendment”), dated as of October 7, 2020, is entered into among PACIFIC WESTERN BANK, a California state-chartered bank (“Lender”), and OFS CAPITAL CORPORATION, a Delaware corporation (“Borrower”), in light of the following facts: RECITALS WHEREAS, Borrower and Lender have previously entered into that certain Business Loan Agreement, dated April 10, 2019 (as amended to the date hereof, the “Loan Agreement”); and WHEREAS, Lender and Borrower have agreed to amend the Loan Agreement to reduce the maximum principal cap on the revolving line of credit provided thereunder, on the terms and conditions set forth herein. |
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| September 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OFS Capital Corporation (Exact name of registrant as specified in its charter) Delaware 46-1339639 (Jurisdiction of Incorporation or Organization) (IRS Employer Identification No.) 10 S. Wacker Dri |
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| September 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2020 (September 14, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of in |
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| September 18, 2020 |
FOURTH SUPPLEMENTAL INDENTURE between OFS CAPITAL CORPORATION and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of September 18, 2020 THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of September 18, 2020, is between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitaliz |
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| September 18, 2020 |
OFS CAPITAL CORPORATION $25,000,000 6.25% Notes due 2023 UNDERWRITING AGREEMENT September 14, 2020 Ladenburg Thalmann & Co. Inc. 277 Park Avenue, 26th Floor New York, New York 10172 as Representative of the several Underwriters Dear Ladies and Gentlemen: OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor” |
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| September 15, 2020 |
Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated September 15, 2020 Relating to Preliminary Prospectus Supplement dated September 14, 2020 and Prospectus dated April 10, 2020 Registration No. |
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| September 15, 2020 |
OFS Capital Corporation 6.25% Notes due 2023 Filed Pursuant to Rule 424(b)(5) Securities Act File No. 333-236517 PROSPECTUS SUPPLEMENT (to Prospectus dated April 10, 2020) OFS Capital Corporation $25,000,000 6.25% Notes due 2023 OFS Capital Corporation, a Delaware corporation, is a closed-end, externally managed, non-diversified management investment company that has elected to be treated as a business development company under the Investmen |
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| September 14, 2020 |
Subject to Completion, dated September 14, 2020 This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| July 31, 2020 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2020 FINANCIAL RESULTS Net Investment Income of $0.19 per common share Declares 31st Consecutive Quarterly Distribution on common shares Chicago, IL - July 31, 2020 - OFS Capital Corporation (NASDAQ:OFS) ("OFS Capital," the "Company," "we," "us," or "our") today announced its financial results for the quarter ended June 30, 2020. FINANC |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITAL |
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| July 31, 2020 |
AMENDMENT NUMBER TWO TO BUSINESS LOAN AGREEMENT THIS AMENDMENT NUMBER TWO TO BUSINESS LOAN AGREEMENT (this “Amendment”), dated as of July 29, 2020, is entered into among PACIFIC WESTERN BANK, a California state-chartered bank (“Lender”), and OFS CAPITAL CORPORATION, a Delaware corporation (“Borrower”), in light of the following facts: RECITALS WHEREAS, Borrower and Lender have previously entered into that certain Business Loan Agreement, dated April 10, 2019 (as amended to the date hereof, the “Loan Agreement”); and WHEREAS, Lender and Borrower have agreed to amend the Loan Agreement to reduce the maximum principal cap on the revolving line of credit provided thereunder, on the terms and conditions set forth herein. |
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| July 31, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2020 (July 28, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporatio |
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| July 2, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2020 (June 26, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation |
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| July 2, 2020 |
Exhibit 10.1 AMENDMENT NUMBER ONE TO BUSINESS LOAN AGREEMENT THIS AMENDMENT NUMBER ONE TO BUSINESS LOAN AGREEMENT (this “Amendment”), dated as of June 26, 2020, is entered into among PACIFIC WESTERN BANK, a California state-chartered bank (“Lender”), and OFS CAPITAL CORPORATION, a Delaware corporation (“Borrower”), in light of the following facts: RECITALS WHEREAS, Borrower and Lender have previou |
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| June 23, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2020 (June 23, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporatio |
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| June 9, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2020 (June 9, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 8, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2020 (May 4, 2020) OFS Capital Corporation (Exact name of Registrant as specified in its charter) Delaware 814-00813 46-1339639 (State or other jurisdiction of incorporation) ( |
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| May 8, 2020 |
Exhibit 99.1 OFS CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2020 FINANCIAL RESULTS Net Investment Income of $0.30 per common share Declares 30th Consecutive Quarterly Distribution on common shares Chicago, IL - May 8, 2020 - OFS Capital Corporation (NASDAQ:OFS) ("OFS Capital," the "Company," "we," "us," or "our") today announced its financial results for the quarter ended March 31, 2020. FINANCIA |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00813 OFS CAPITA |
