Основная статистика
| LEI | 549300OE0R516BNKW235 |
| CIK | 1609065 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pathfinder Bancorp, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Mar |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| July 30, 2025 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Justin K. Bigham, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Second Quarter 2025 Results Results reflect July 2025 sale of $9.3 million in nonperforming and classified loans, undertaken as part of the Company’s ongoing efforts to mitigate credit risk and enhance asset quality metrics for |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| June 30, 2025 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (June 30, 2025) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.10 per share on the Company's |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SEC |
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| June 5, 2025 |
2025 Annual Meeting of Shareholders Presentation June 5, 2025 | NASDAQ:PBHC William A. |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Ma |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2025 Pathfinder Bancorp, Inc. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of In |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| April 30, 2025 |
Third Amendment to the Registration Rights Agreement THIRD AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENT THIS THIRD AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENT, dated as of April 26, 2025 (the “Amendment”), by and between Pathfinder Bancorp, Inc. |
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| April 30, 2025 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Justin K. Bigham, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Financial Results for First Quarter 2025 Pathfinder Bank’s parent company earned $0.41 per diluted share on improving operating efficiency and growth in net interest income, net interest margin, core deposits and commercial loa |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 31, 2025 |
EXHIBIT 19: INSIDER TRADING POLICY Insider Trading Policy Federal and state securities laws prohibit the purchase or sale of a company’s securities by persons who are aware of material information about that company that is not generally known or available to the public. |
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| March 31, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| March 31, 2025 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (March 31, 2025) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.10 per share on the Company's |
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| March 31, 2025 |
$20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K $20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36695 PATHFINDER BANCORP, INC. |
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| March 31, 2025 |
EXHIBIT 21: SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Pathfinder Bank New York (direct) Pathfinder Statutory Trust II Delaware (direct) Whispering Oaks Development Corp. New York (indirect) Pathfinder Risk Management Company Inc. New York (indirect) |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| January 31, 2025 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Justin K. Bigham, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Financial Results for Fourth Quarter and Full Year 2024 Fourth quarter results include EPS of $0.69, deposit growth, commercial loan growth, a gain on the sale of its insurance agency, and strong contributions from new and esta |
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| January 31, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| December 23, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| December 23, 2024 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (December 23, 2024) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.10 per share on the Compan |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| October 30, 2024 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Justin K. Bigham, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Third Quarter 2024 Results Results reflect branch-acquisition-related expenses, as well as provision expense resulting from a comprehensive loan portfolio review that significantly reduced nonperformers, as Pathfinder positions |
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| September 30, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organi |
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| September 30, 2024 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (September 30, 2024) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.10 per share on the Compa |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 Pathfinder Bancorp, Inc. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction o |
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| September 26, 2024 |
EXHIBIT 99.1 Investor/Media Contacts James A. Dowd, President, CEO Justin A. Bigham, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Retirement of EVP, Chief Banking Officer Ronald Tascarella, Serbun Named SVP, Chief Credit Officer OSWEGO, N.Y., September 26, 2024 - Pathfinder Bancorp, Inc. (“Pathfinder”) (NASDAQ: PBHC) today announced that, after 18 years w |
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| September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 PATHFINDER BANCORP, INC. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of |
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| September 9, 2024 |
Employment Agreement between Pathfinder Bank and James A. Dowd EXHIBIT 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into, effective as of the 4th day of September, 2024 (the “Effective Date”), by and between Pathfinder Bank, a New York chartered commercial bank (the “Bank”), and James A. Dowd (the “Executive”). Any reference to the “Company” shall mean Pathfinder Bancorp, Inc., the holding company of the Bank. The |
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| September 9, 2024 |
EXHIBIT 10.2 TWO YEAR CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (the “Agreement”) is made effective as of the 4th day of September, 2024 (the “Effective Date”), by and between Pathfinder Bancorp, Inc., a Maryland corporation (the “Company”), Pathfinder Bank, a wholly-owned subsidiary of the Company (the “Bank”), and Justin Bigham (the “Executive”). WITNESSETH WHEREAS, Executive |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Mar |
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| July 29, 2024 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Justin K. Bigham, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Second Quarter 2024 Net Income of $2.0 Million Net interest margin expanded for the second consecutive quarter, and low-cost deposits acquired with the recently completed East Syracuse branch purchase are expected to benefit to |
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| July 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| July 22, 2024 |
EXHIBIT 99.1 FOR IMMEDIATE RELEASE: Pathfinder Bancorp, Inc. Contact: James A. Dowd President and CEO (315) 207-8002 [email protected] OSWEGO, New York (July 22, 2024) – Pathfinder Bancorp, Inc. (NASDAQ: PBHC), the holding company for Pathfinder Bank (“Pathfinder”), announced today that Pathfinder has completed the previously announced purchase and assumption of the East Syracuse, New York |
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| July 22, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2024 (Exact name of Registrant as specified in its charter) Maryland 001-36695 38-3941859 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Empl |
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| July 1, 2024 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (July 1, 2024) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.10 per share on the Company's v |
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| July 1, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SEC |
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| June 14, 2024 |
Form of Incentive Stock Option Award Agreement EXHIBIT 10.3 [FORM OF] Incentive Stock Option Award Agreement Granted by Pathfinder Bancorp, Inc. under the Pathfinder Bancorp, Inc. 2024 Equity Incentive Plan This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2024 Equity Incentive Plan (the “Plan”) of Pathfinder Bancorp, Inc. (the “Company”), which are incorporated herein by ref |
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| June 14, 2024 |
Form of Restricted Stock Award Agreement EXHIBIT 10.2 [FORM OF] Restricted stock award agreement Granted by Pathfinder Bancorp, Inc. under the Pathfinder Bancorp, Inc. 2024 Equity Incentive Plan This restricted stock agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2024 Equity Incentive Plan (the “Plan”) of Pathfinder Bancorp, Inc. (the “Company”) which are incorporated |
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| June 14, 2024 |
Form of Non-Qualified Stock Option Award Agreement EXHIBIT 10.4 [FORM OF] Non-Qualified Stock Option Award Agreement Granted by Pathfinder Bancorp, Inc. under the Pathfinder Bancorp, Inc. 2024 Equity Incentive Plan This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2024 Equity Incentive Plan (the “Plan”) of Pathfinder Bancorp, Inc. (the “Company”), which are incorporated herein by |
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| June 14, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Pathfinder Bancorp, Inc. |
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| June 14, 2024 |
Form of Performance Restricted Stock Unit Award Agreement EXHIBIT 10.5 [FORM OF] Performance Restricted Stock Unit Award Granted by Pathfinder Bancorp, Inc. under the Pathfinder Bancorp, Inc. 2024 Equity Incentive Plan This performance restricted stock unit agreement (“Agreement”) is and will be subject in every respect to the provisions of the 2024 Equity Incentive Plan (the “Plan”) of Pathfinder Bancorp, Inc. (the “Company”) which are incorporated here |
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| June 14, 2024 |
Registration No. 333- As filed with the Securities and Exchange Commission on June 14, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pathfinder Bancorp, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 38-3941859 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) In |
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| June 13, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| June 13, 2024 |
EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Announces Receipt of Regulatory Approvals for Acquisition of Berkshire Bank East Syracuse Branch OSWEGO, New York (June 13, 2024) – Pathfinder Bancorp, Inc. (“Pathfinder” or “Company”) (NASDAQ: PBHC), announced that its banking subsidiary, Pathfinder Bank (“Bank”), has received the require |
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| June 7, 2024 |
PATHFINDER BANCORP, INC. 2024 EQUITY INCENTIVE PLAN ARTICLE 1 — GENERAL Section 1.1. Purpose, Effective Date and Term. The purpose of the Pathfinder Bancorp, Inc. 2024 Equity Incentive Plan (the “Plan”) is to promote the long-term financial success of Pathfinder Bancorp, Inc. (the “Company”), and its Subsidiaries, including Pathfinder Bank (the “Bank”), by providing a means to attract, retain and |
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| June 7, 2024 |
PATHFINDER BANCORP, INC. 2024 EQUITY INCENTIVE PLAN ARTICLE 1 — GENERAL Section 1.1. Purpose, Effective Date and Term. The purpose of the Pathfinder Bancorp, Inc. 2024 Equity Incentive Plan (the “Plan”) is to promote the long-term financial success of Pathfinder Bancorp, Inc. (the “Company”), and its Subsidiaries, including Pathfinder Bank (the “Bank”), by providing a means to attract, retain and |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| June 6, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| June 6, 2024 |
2024 Annual Meeting of Shareholders Presentation Chris R. Burritt Chairman of the Board James A. “Jim” Dowd President & CEO Walter F. Rusnak Senior VP & CFO June 6, 2024 | NASDAQ:PBHC Welcoming Remarks Chris R. Burritt Chairman of the Board Forward Looking Statements This presentation may contain the words or phrases “will likely result”, “are expected to”, “will continue”, “is anticipated”, “esti |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Ma |
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| May 8, 2024 |
EXHIBIT 10.2 RETIREMENT AND CONSULTING AGREEMENT THIS RETIREMENT AND CONSULTING AGREEMENT, dated as of May 7, 2024 (this “Agreement”), is made and entered into by and between Pathfinder Bancorp, Inc. (the “Company”), Pathfinder Bank, a wholly-owned subsidiary of the Company (the “Bank”), and Walter F. Rusnak (“Executive”). WHEREAS, Executive is employed by the Company and the Bank as Senior Vice P |
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| May 8, 2024 |
Second Amendment to the Registration Rights Agreement EXHIBIT 10.1 SECOND AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENT THIS SECOND AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENT, dated as of May 6, 2024 (the “Amendment”), by and between Pathfinder Bancorp, Inc., a Maryland corporation (the “Company”) and Castle Creek Capital Partners VII, LP (“Castle Creek”). Each of the capitalized terms contained in this Amendment, but not specifically defined in |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 PATHFINDER BANCORP, INC. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incor |
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| May 8, 2024 |
EXHIBIT 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces the Retirement of Chief Financial Officer and Names Successor OSWEGO, N.Y., May 8, 2024 - Pathfinder Bancorp, Inc. (“Pathfinder”) (NASDAQ: PBHC) today announced that Walter F. Rusnak, CPA, 70, Senior Vice President and Chief Fi |
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| April 29, 2024 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces First Quarter 2024 Net Income of $2.1 Million Strategic Growth and Prudent Expense Management Shape Bank Performance Despite Economic Challenges OSWEGO, N.Y., April. 29, 2024 (GLOBE NEWSWIRE) - Pathfinder Bancorp, Inc. (“Compan |
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| April 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 1, 2024 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (April 1, 2024) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.10 per share on the Company's |
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| April 1, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| March 22, 2024 |
EXHIBIT 21: SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Pathfinder Bank New York (direct) Pathfinder Statutory Trust II Delaware (direct) Whispering Oaks Development Corp. |
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| March 22, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation PATHFINDER BANCORP, INC. CLAWBACK POLICY The Board of Directors (the “Board”) of Pathfinder Bancorp, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an accounting restatement. The Company has adopted this Policy as a sup |
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| March 22, 2024 |
$20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K $20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36695 PATHFINDER BANCORP, INC. |
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| March 5, 2024 |
East Syracuse Branch Acquisition March 4, 2024 Copyright © 2024 Pathfinder Bancorp, Inc. East Syracuse Branch Acquisition March 4, 2024 Copyright © 2024 Pathfinder Bancorp, Inc. |
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| March 5, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| March 4, 2024 |
Execution Version PURCHASE AND ASSUMPTION AGREEMENT dated as of March 4, 2024 Between BERKSHIRE BANK And PATHFINDER BANK TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 1. |
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| March 4, 2024 |
Pathfinder Bancorp Announces Agreement to Acquire East Syracuse Branch EXHIBIT 99.1 FOR IMMEDIATE RELEASE: Pathfinder Bancorp, Inc. Contact: James A. Dowd President & CEO 315-207-8002 [email protected] Pathfinder Bancorp Announces Agreement to Acquire East Syracuse Branch OSWEGO, New York (March 4, 2024) – Pathfinder Bancorp, Inc. (“Pathfinder”) (NASDAQ: PBHC) has announced the signing of a branch purchase and assumption agreement pursuant to which Pathfinder |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| February 14, 2024 |
PBHC / Pathfinder Bancorp, Inc. / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pathfinder Bancorp Inc (Name of Issuer) Common Stock (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 12, 2024 |
SC 13G/A 1 sc13g-a2023.htm PATHFINDER BANCORP, INC. SCHEDULE 13G (AMENDMENT 10) DECEMBER 31, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2023 |
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| February 9, 2024 |
PBHC / Pathfinder Bancorp, Inc. / Minerva Advisors LLC - MINERVA 13GA6 PATHFINDER Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2024 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| February 1, 2024 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Fourth Quarter 2023 Net Income of $2.5 Million and Full Year Net Income of $9.3 Million Highlights Include Effective Expense Management and Resilient Operational Performance OSWEGO, N.Y., Feb 1, 2024 (GLOBE NEWSWIRE) - Pathfind |
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| December 26, 2023 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (December 26, 2023) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Compan |
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| December 26, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 PATHFINDER BANCORP, INC. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of |
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| November 6, 2023 |
Butkowski Named Senior Vice President, Chief Operating Officer EXHIBIT 99.1 Contact: James A. Dowd, President & Chief Executive Officer, (315) 343-0057 For Immediate Release: Butkowski Named Senior Vice President, Chief Operating Officer Oswego, New York (11/6/2023) – Robert G. Butkowski has been named Senior Vice President, Chief Operating Officer at Pathfinder Bank and Pathfinder Bancorp, according to James A. Dowd, President and CEO. Butkowski’s primary re |
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| November 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| November 1, 2023 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Third Quarter 2023 Net Income of $2.2 Million Highlights Include Continued Deposit Base and Net Interest Margin Stability OSWEGO, N.Y., November 1, 2023 (GLOBE NEWSWIRE) - Pathfinder Bancorp, Inc. ("Company") (NASDAQ: PBHC), th |
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| October 2, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizat |
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| October 2, 2023 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (October 2, 2023) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Company' |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Mar |
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| August 1, 2023 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Second Quarter 2023 Net Income of $2.0 Million Highlights Include Deposit Base Retention, Effective Net Interest Margin and Operating Expense Management OSWEGO, N.Y., August 1, 2023 (GLOBE NEWSWIRE) - Pathfinder Bancorp, Inc. ( |
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| August 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| July 3, 2023 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (July 3, 2023) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Company's v |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* PATHFINDER BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) Castle Creek Capital Partners VII, LP 11682 El Camino Real Suite 320 San Diego, CA 92130 858-756-8300 Copy to: John |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 PATHFINDER BANCORP, INC. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Inc |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SEC |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| June 1, 2023 |
Welcoming Remarks Chris R. Burritt Chairman of the Board Welcoming Remarks Chris R. Burritt Chairman of the Board Forward Looking Statements This presentation may contain the words or phrases “will likely result”, “are expected to”, “will continue”, “is anticipated”, “estimate”, ”project” or similar expressions that are intended to identify “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such stat |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Ma |
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| May 12, 2023 |
Amendment to the Registration Rights Agreement EXHIBIT 10.1 AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENT THIS AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENT, dated as of May 8, 2023 (the “Amendment”), by and between Pathfinder Bancorp, Inc., a Maryland corporation (the “Company”) and Castle Creek Capital Partners VII, LP (“Castle Creek”). Each of the capitalized terms contained in this Amendment, but not specifically defined in this Amendmen |
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| May 12, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 Pathfinder Bancorp, Inc. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incor |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization) |
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| May 2, 2023 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces First Quarter 2023 Net Income of $2.6 Million Results Highlight Stable Liquidity, Strong Asset Quality, Expanding Revenue and Expanding Reach OSWEGO, N.Y., May 2, 2023 – Pathfinder Bancorp, Inc. (“Company”) (NASDAQ: PBHC), the |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 3, 2023 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (April 3, 2023) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Company's |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36695 PATHFINDER BANCORP, INC. (Exa |
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| March 31, 2023 |
EXHIBIT 21: SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Pathfinder Bank New York (direct) Pathfinder Statutory Trust II Delaware (direct) Whispering Oaks Development Corp. |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| March 30, 2023 |
Dowd Named President and CEO for Pathfinder Bank Investor/Media Contacts Chris R. Burritt, Chairman of the Board of Directors (315) 343-0057 Dowd Named President and CEO for Pathfinder Bank SYRACUSE, New York (March 29, 2023) – Pathfinder Bancorp, Inc (the “Company”) (NASDAQ:PFBC), the bank holding company of Pathfinder Bank (the “Bank”) announced today that its Board of Directors has named James A. (“Jim”) Dowd as President and Chief Executive |
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| February 14, 2023 |
PBHC / Pathfinder Bancorp, Inc. / Minerva Advisors LLC - PATHFINDER 13GA5 MINERVA Passive Investment SC 13G/A 1 pathfinderbancorp13ga5v2.htm PATHFINDER 13GA5 MINERVA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| January 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| January 31, 2023 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Fourth Quarter 2022 Net Income of $3.5 Million and Full Year Net Income of $12.9 Million Results Include Record Earnings, Strong Loan Growth, Continued Solid Asset Quality And Prudent Expense Management Oswego, N.Y. — January 3 |
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| December 27, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| December 27, 2022 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (December 27, 2022) – James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Compan |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter |
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| October 31, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| October 31, 2022 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Third Quarter 2022 Net Income of $3.2 Million SOLID LOAN GROWTH, MARGIN EXPANSION AND CONTINUED STRONG ASSET QUALITY METRICS SUPPORT REVENUE GROWTH OSWEGO, N.Y., October 31, 2022 ? Pathfinder Bancorp, Inc. (?Company?) (NASDAQ: |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2022 PATHFINDER BANCORP, INC. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction o |
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| October 7, 2022 |
EXHIBIT 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (?Agreement?) is dated September 9th, 2022 and is entered into by and between Pathfinder Bancorp., Inc., including Pathfinder Bank and any other affiliates or subsidiaries (?Pathfinder?), located at 214 W. First Street, Oswego, New York 13126, and Thomas W. Schneider (?Mr. Schneider?), residing at 1 |
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| September 26, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organi |
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| September 26, 2022 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President and CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (September 26, 2022) ? James A. Dowd, President and CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Compa |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2022 Pathfinder Bancorp, Inc. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Mar |
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| August 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| August 1, 2022 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Second Quarter 2022 Net Income of $3.3 Million CONTINUED STRONG ASSET QUALITY AND IMPROVED MARGINS SUPPORT EARNINGS GROWTH OSWEGO, N.Y., August 1, 2022 ? Pathfinder Bancorp, Inc. (?Company?) (NASDAQ: PBHC), the holding company |
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| July 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SEC |
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| June 30, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File No. 001-36695 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Tr |
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| June 27, 2022 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: James A. Dowd, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (June 24, 2022) ? James A. Dowd, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Company's voting |
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| June 27, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| May 16, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Ma |
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| May 13, 2022 |
2022 Annual Meeting of Shareholders Presentation NASDAQ: PBHC May 13, 2022 Chris R. |
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| May 13, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization) |
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| May 3, 2022 |
Exhibit 99.1 Investor/Media Contacts James A. Dowd, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces First Quarter 2022 Net Income of $3.0 Million Continued Revenue Growth, Improved Asset Quality Metrics, Strong Quarterly Earnings Results Include Increases in Outstanding Loans, Net Interest Margin Expansion, Improved Funding C |
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| April 19, 2022 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This is the record made April 14, 2022, of an Employment Agreement (?Agreement?) between Pathfinder Bancorp., Inc. (?Employer?) and Thomas W. Schneider (?Mr. Schneider?) to set forth the terms and conditions of Mr. Schneider?s employment with Employer. WHEREAS, Employer is the sole stockholder of Pathfinder Bank (?Bank?); WHEREAS, Mr. Schneider, Employer and the B |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2022 Pathfinder Bancorp, Inc. (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of In |
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| April 19, 2022 |
Pathfinder Bancorp, Inc. Names James A. Dowd Interim President and CEO EX-99.1 3 ex99-18k041422.htm PRESS RELEASE, DATED APRIL 14, 2022 EXHIBIT 99.1 Pathfinder Bancorp, Inc. Names James A. Dowd Interim President and CEO OSWEGO, N.Y., April 14, 2022 (GLOBE NEWSWIRE) - The Board of Directors of Pathfinder Bancorp, Inc. (the “Company”) (NASDAQ: PBHC), the bank holding company of Pathfinder Bank (the “Bank”), announced the appointment of James A. Dowd as Interim Presiden |
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| March 30, 2022 |
DEF 14A 1 pbhc-def14a20220513.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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| March 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| March 28, 2022 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (March 25, 2022) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.09 per share on the Com |
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| March 25, 2022 |
EXHIBIT 21: SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Pathfinder Bank New York (direct) Pathfinder Statutory Trust II Delaware (direct) Whispering Oaks Development Corp. |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36695 PATHFINDER BANCORP, INC. (Exa |
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| February 14, 2022 |
PBHC / Pathfinder Bancorp, Inc. / Minerva Advisors LLC - MINERVA 13GA4 PATHFINDER Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 3, 2022 |
Exhibit 99.1 Investor/Media Contacts Thomas W. Schneider, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Fourth Quarter 2021 Net Income of $3.9 Million and Record Full Year Net Income of $12.5 Million Results Include Record Earnings, Continued Stable Asset Quality, Prudent Expense Management and Significant Fourth Quarter Pr |
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| February 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2022 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| December 20, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| December 20, 2021 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (December 20, 2021) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.07 per share on the |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| November 2, 2021 |
Exhibit 99.1 Investor/Media Contacts Thomas W. Schneider, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Third Quarter 2021 Net Income of $3.4 Million, an Increase of 128% over 2020 Year-To-Date Net Income Up 70% Over 2020 Strong Revenue Growth, Improved Asset Quality Metrics, Record Quarterly Earnings Oswego, N.Y. ? Novembe |
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| September 27, 2021 |
Pathfinder Bancorp, Inc. Declares Dividend EX-99.1 2 pbhc-ex9916.htm EX-99.1 EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (September 27, 2021) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash |
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| September 27, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organi |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified i |
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| August 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| August 2, 2021 |
Exhibit 99.1 Investor/Media Contacts Thomas W. Schneider, President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Second Quarter 2021 Quarterly Net Income of $3.0 Million, an Increase of 63.4% over 2020 Year-To-Date Net Income Up 46.2% Over 2020 Strong Revenue Growth, Stable Asset Quality Metrics, Record Quarterly Earnings Oswego, N. |
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| June 28, 2021 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (June 28, 2021) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.07 per share on the Comp |
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| June 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SEC |
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| June 28, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| June 10, 2021 |
PATHFINDER BANCORP, INC. ARTICLES SUPPLEMENTARY FOR CLASS A NON-VOTING COMMON STOCK Pathfinder Bancorp, Inc., a Maryland Corporation (the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: WHEREAS, under a power contained in Article 5 of the Articles of Incorporation of the Corporation, the Board of Directors of the Corporation adopted the follow |
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| June 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| June 4, 2021 |
2021 Annual Meeting of Shareholders Presentation NASDAQ: PBHC June 4, 2021 Chris R. |
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| June 4, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Ma |
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| May 3, 2021 |
EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider ? President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces First Quarter 2021 Net Income of $2.2 Million, an Increase of 27.5% over 2020 Strong Loan and Deposit Growth in the Quarter Quarterly Cash Dividend Increased 16.7% Oswego, N.Y. ? May 3, 2021 ? Pathfinder Bancorp, Inc. (? |
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| May 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization) |
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| April 27, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| April 6, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36695 PATHFINDER BANCORP, INC. (Exa |
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| March 30, 2021 |
EX-21 2 pbhc-ex219.htm EX-21 EXHIBIT 21: SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Pathfinder Bank New York (direct) Pathfinder Statutory Trust II Delaware (direct) Whispering Oaks Development Corp. New York (indirect) Pathfinder Risk Management Company Inc. New York (indirect) FitzGibbons Agency, LLC (1) New York (indirect) (1) Pathfinder Bancorp, Inc. indirectly owns 51% of Fitz |
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| March 29, 2021 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (March 29, 2021) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.07 per share on the Com |
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| March 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| March 29, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| March 29, 2021 |
EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider ? President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Revises 2020 Pretax Net Income and Related Financial Information at and for the Year Ended December 31, 2020 Decrease in Pretax Net Income Offset by a Reduction in Income Tax Expense No Change to Originally Reported Net Income or |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2021 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| February 1, 2021 |
EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider – President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Fourth Quarter 2020 Net Income of $1.9 Million and Full Year Net Income of $7.0 Million Continued Loan and Deposit Growth, Effective Noninterest Expense Management and Reduced Funding Costs Oswego, N.Y. — February 1, 202 |
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| December 21, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| December 21, 2020 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (December 21, 2020) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.06 per share on the |
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| November 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| November 17, 2020 |
Exhibit 10.1 EXCHANGE AGREEMENT by and between PATHFINDER BANCORP, INC. and CASTLE CREEK CAPITAL PARTNERS VII, LP Dated as of November 13, 2020 This EXCHANGE AGREEMENT is made and entered into as of November 13, 2020 (this “Agreement”) by and between Pathfinder Bancorp, Inc., a Maryland corporation (the “Company”), and Castle Creek Capital Partners VII, LP, a Delaware limited partnership (the “Inv |
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| November 17, 2020 |
Exhibit 3.1 ARTICLES OF AMENDMENT OF ARTICLES SUPPLEMENTARY OF SERIES B CONVERTIBLE PERPETUAL PREFERRED STOCK OF PATHFINDER BANCORP, INC. Pursuant to Section 2-208 of Maryland General Corporation Law and Article 5 of its Articles of Incorporation, Pathfinder Bancorp, Inc., a corporation organized and existing under the laws of the State of Maryland (the “Corporation”), does hereby certify as follo |
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| November 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* PATHFINDER BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) Castle Creek Capital Partners VII, LP 6051 El Tordo PO Box 1329 Rancho Santa Fe, CA 92067 858-756-8300 Copy to: John |
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| November 17, 2020 |
Exhibit 99.8 Execution Version EXCHANGE AGREEMENT by and between PATHFINDER BANCORP, INC. and CASTLE CREEK CAPITAL PARTNERS VII, LP Dated as of November 13, 2020 This EXCHANGE AGREEMENT is made and entered into as of November 13, 2020 (this “Agreement”) by and between Pathfinder Bancorp, Inc., a Maryland corporation (the “Company”), and Castle Creek Capital Partners VII, LP, a Delaware limited par |
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| November 17, 2020 |
Exhibit 99.9 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated November 17, 2020, with respect to the common stock, par value $0.01 per share, of Pathfinder Bancorp, Inc., a Maryland corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) u |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter |
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| November 12, 2020 |
424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-249749 PROSPECTUS Offer to Exchange Up to $25,000,000 in aggregate principal amount of 5.50% Fixed-to-Floating Rate Subordinated Notes due 2030 that have been registered under the Securities Act of 1933, as amended, for any and all outstanding unregistered 5.50% Fixed-to-Floating Rate Subordinated Notes due 2030 The exch |
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| November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| November 10, 2020 |
EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider ? President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Third Quarter 2020 Net Income of $1.5 Million Net Income of $5.0 Million for First Nine Months of 2020 Strong Third Quarter Revenue Growth, Lower Funding Costs and Operating Costs Drive Improved Year-Over-Year Performanc |
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| November 6, 2020 |
PATHFINDER BANCORP, INC. 214 West First Street Oswego, New York 13126 PATHFINDER BANCORP, INC. 214 West First Street Oswego, New York 13126 November 6, 2020 Via Edgar Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Pathfinder Bancorp, Inc. Registration Statement on Form S-4 (Registration No. 333-249749) Request for Acceleration of Effectiveness Ladies and Gentlemen: Pathfinder Bancorp, Inc., a Maryland corporation (the ?Company?), he |
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| October 30, 2020 |
EX-25.1 Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) UMB BANK, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 44-0201230 I.R.S. Employer I |
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| October 30, 2020 |
EX-99.1 Exhibit 99.1 LETTER OF TRANSMITTAL to Tender for Exchange 5.50% Fixed-to-Floating Rate Subordinated Notes due 2030 of PATHFINDER BANCORP, INC. Pursuant to the Prospectus Dated , 2020 THE EXCHANGE OFFER DESCRIBED HEREIN WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON , 2020, UNLESS EXTENDED (THE “EXPIRATION DATE”). TENDERS MAY BE WITHDRAWN PRIOR TO 5:00 P.M., EASTERN TIME, ON THE EXPIRATION DATE |
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| October 30, 2020 |
Form S-4 Table of Contents As filed with the Securities and Exchange Commission on October 30, 2020 Registration No. |
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| October 15, 2020 |
Exhibit 4.1 PATHFINDER BANCORP, INC. As Issuer, and UMB BANK, NATIONAL ASSOCIATION As Trustee INDENTURE Dated as of October 14, 2020 5.50% Fixed to Floating Rate Subordinated Notes due 2030 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 101 Definitions. 1 Section 102 Compliance Certificates and Opinions. 9 Section 103 Form of Documents Delivered to Trustee. 9 Sect |
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| October 15, 2020 |
Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of October 14, 2020, and is made by and among Pathfinder Bancorp, Inc., a Maryland corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchase |
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| October 15, 2020 |
Pathfinder Bancorp, Inc. Announces Completion of $25 Million Private Placement of Subordinated Notes EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider – President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Completion of $25 Million Private Placement of Subordinated Notes Oswego, N.Y., October 14, 2020 (GLOBE NEWWIRE) - Pathfinder Bancorp, Inc. (“Company”) (NASDAQ: PBHC), the holding company for Pathfinder Bank (“Bank”), to |
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| October 15, 2020 |
September 2020 Subordinated Notes Offering Presentation NASDAQ: PBHC September 2020 Subordinated Notes Offering Presentation NASDAQ: PBHC Notice to Recipients This confidential subordinated notes offering presentation (this “Presentation”) has been prepared solely for general informational purposes by Pathfinder Bancorp, Inc. |
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| October 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| October 15, 2020 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is dated as of October 14, 2020 and is made by and among Pathfinder Bancorp, Inc. a Maryland corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase Agreement (as defined below) (collectively, the “Purchasers” |
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| September 25, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organi |
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| September 24, 2020 |
Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organi |
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| September 24, 2020 |
2020 Annual Meeting of Shareholders 10:00 A.M. | September 24th, 2020 Virtual Meeting Hosted by Computershare Welcoming Remarks Chris R. Burritt Chairman of the Board Agenda – 2020 Annual Meeting of Shareholders Introduction of Directors, Management and Guests Conduct of the Meeting Notice and proxy Report of Inspector of Elections Meeting proposals Call for vote Management Presentation and Writte |
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| September 21, 2020 |
Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organi |
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| September 21, 2020 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (September 21, 2020) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.06 per share on the |
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| August 24, 2020 |
Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Mar |
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| August 3, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| August 3, 2020 |
EX-99.1 2 pbhc-ex9916.htm EX-99.1 EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider – President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Second Quarter 2020 Net Income Increased 203% to $1.8 Million Year-To-Date Net Income of $3.5 Million, Total Assets Reach $1.17 Billion For Second Quarter 2020: Year-Over-Year Total Revenue Increa |
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| July 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| June 30, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| June 30, 2020 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (June 30, 2020) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.06 per share on the Comp |
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| June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SEC |
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| June 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Ma |
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| May 19, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| May 19, 2020 |
EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider – President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces First Quarter 2020 Total Net Income of $1.7 Million Improves 228.8% over 2019 Net Income of $1.3 Million Available to Common Shareholders Improves 157.4% Over 2019 Describes Response to COVID-19 Pandemic For First Quarte |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organization |
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| April 20, 2020 |
PBHC / Pathfinder Bancorp, Inc. 10-K/A - Annual Report - 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36695 PATHFINDE |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| March 23, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizati |
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| March 23, 2020 |
EXHIBIT 21: SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Pathfinder Bank New York (direct) Pathfinder Statutory Trust II Delaware (direct) Whispering Oaks Development Corp. |
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| March 23, 2020 |
EXHIBIT 4.5: DESCRIPTION OF COMMON STOCK Description of Common Stock As of December 31, 2019, the common stock of Pathfinder Bancorp, Inc. (the “Company”) is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our common stock, certain provisions of our articles of incorporation and bylaws and certain provisions of Ma |
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| March 23, 2020 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (March 23, 2020) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.06 per share on the Com |
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| March 23, 2020 |
PBHC / Pathfinder Bancorp, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36695 PATHFINDER BANCORP, INC. (Exa |
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| February 13, 2020 |
PBHC / Pathfinder Bancorp, Inc. / Minerva Advisors LLC - PATHFINDER 13GA2 Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 13, 2020 |
PBHC / Pathfinder Bancorp, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 5)* Pathfinder Bancorp, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 70319R109 (CUSIP number) December 31, 2019 (Date of event which requires filing of this statement) Check the appropriate box to designate th |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Pathfinder Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 3, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2020 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| February 3, 2020 |
EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider – President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Fourth Quarter 2019 Total Net Income of $1.9 million Improves 69.6% over 2018 Net Income of $1.5 Million Available to Common Shareholders Improves 37.7% Over 2018 2019 Total Net Income of $4.3 Million 2019 Net Income Available to |
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| December 23, 2019 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (December 23, 2019) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $0.06 per share on the |
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| December 23, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2019 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiz |
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| November 12, 2019 |
PBHC / Pathfinder Bancorp, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter |
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| November 1, 2019 |
EXHIBIT 99.1 Investor/Media Contacts Thomas W. Schneider – President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Third Quarter 2019 Net Income Improved 2.7% to $1.0 Million Strong Third Quarter Loan and Deposit Growth and Stable Asset Quality Metrics Drive Improved Year-Over-Year Performance Oswego, N.Y. — November 1, 2019, — Pathfinder Banc |
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| November 1, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2019 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organiza |
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| September 23, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2019 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organi |
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| September 23, 2019 |
Pathfinder Bancorp, Inc. Declares Dividend EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (September 23, 2019) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash dividend of $.06 per share on the |
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| August 9, 2019 |
PBHC / Pathfinder Bancorp, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to (Exact Name of Company as Specified in its Charter) Mar |
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| July 29, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| July 29, 2019 |
Investor/Media Contacts Thomas W. Schneider – President, CEO Walter F. Rusnak, Senior Vice President, CFO Telephone: (315) 343-0057 Pathfinder Bancorp, Inc. Announces Second Quarter 2019 Net Income of $607,000 Year-To-Date Net Income of $1.1 Million, Total Assets Exceed $1.0 Billion Strong Loan Growth, Enhanced Capital Position and Solid Asset Quality Metrics Oswego, N.Y. — July 29, 2019 — Pathfin |
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| July 1, 2019 |
PBHC / Pathfinder Bancorp, Inc. 11-K - - 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36695 PATHFINDER BANK 401K SAVINGS PLAN (Full T |
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| June 21, 2019 |
Pathfinder Bancorp, Inc. Declares Dividend EX-99.1 2 pbhc-ex9916.htm EX-99.1 EXHIBIT 99.1 News Release: CONTACT: Thomas W. Schneider, President & CEO, (315) 343-0057 Pathfinder Bancorp, Inc. Declares Dividend OSWEGO, New York (June 21, 2019) - Thomas W. Schneider, President/CEO of Pathfinder Bancorp, Inc., the bank holding company of Pathfinder Bank (NASDAQ: PBHC) (listing: PathBcp), has announced that the Company has declared a cash divid |
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| June 21, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2019 (Exact name of Registrant as specified in its charter) Commission File Number: 001-36695 Maryland 38-3941859 (State or Other Jurisdiction of Incorporation or Organizatio |
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| May 15, 2019 |
Exhibit 99.6 VENTURE CAPITAL OPERATING COMPANY (“VCOC”) LETTER AGREEMENT PATHFINDER BANCORP, INC. 214 WEST FIRST STREET OSWEGO, NEW YORK 13126 May 8, 2019 Castle Creek Capital Partners VII, L.P. 6051 El Tordo Rancho Santa Fe, CA 92091 Dear Sir/Madam: Reference is made to the Securities Purchase Agreement by and among Pathfinder Bancorp, Inc., a Maryland corporation (the “Corporation”) and the inve |
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| May 15, 2019 |
PBHC / Pathfinder Bancorp, Inc. / Castle Creek Capital Partners Vii, Lp - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* PATHFINDER BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 70319R109 (CUSIP Number) Castle Creek Capital Partners VII, LP 6051 El Tordo PO Box 1329 Rancho Santa Fe, CA 92067 858-756-8300 Copy to: John |
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| May 15, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated May 15, 2019, with respect to the common stock, par value $0.01 per share, of Pathfinder Bancorp, Inc., a Maryland corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under |
