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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Principal Real Estate Income Fund
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| October 21, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Principal Real Estate Income Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 74255X104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10 |
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| September 13, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Principal Real Estate Income Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 74255X104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10 |
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| September 10, 2024 |
PGZ / Principal Real Estate Income Fund / Bulldog Investors, LLP Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/9/24 1. NAME OF REPORTING PERSON Bulldog Investors, LLP 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 0 8. SHARED VOTING POWER 221,8 |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 22, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Principal Real Estate Income Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 Principal Real Estate Income Fund (Exact name of Registrant as Specified in Its Charter) Delaware 811-22742 46-0919114 (State or other jurisdiction of incorporation) (C |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Ru |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 23, 2024 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| February 23, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Principal Real Estate Income Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 20, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Principal Real Estate Income Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| February 8, 2024 |
PRELIMINARY PROXY STATEMENT – SUBJECT TO SEC COMMENT AND COMPLETION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 22, 2023 |
PGZ / Principal Real Estate Income Fund / Bulldog Investors, LLP Activist Investment SC 13D/A 1 fp0086381-1sc13da.htm SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 12/20/23 1. NAME OF REPORTING PERSON Bulldog Investors, LLP 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING P |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 Principal Real Estate Income Fund (Exact name of Registrant as Specified in Its Charter) Delaware 811-22742 46-0919114 (State or other jurisdiction of incorporation) |
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| October 23, 2023 |
Exhibit 2 Form of Nominee Agreement Saba Capital Management, L.P. 405 Lexington Avenue, 58th Floor New York, NY 10174 [], 2023 Private & Confidential [Nominee] [Business Address] Dear [Nominee]: This will confirm our understanding as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominees (the "Slate") of an affiliate of Saba Capital Management, L.P. |
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| October 23, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Principal Real Estate Income Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 74255X104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10 |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Principal Real Estate Income Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 74255X104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4 |
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| October 3, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| March 30, 2023 |
PRINCIPAL REAL ESTATE INCOME FUND NPORT-EX 2 fp0082871-1nportex.htm PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS January 31, 2023 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (49.57%) Investment Management/Advisory Services (0.34%) RAM Essential Services Property Fund(a) 536,408 $ 293,434 Real Estate Management/Services (1.69%) ESR Kendall Square REIT Co., Ltd. 62,560 208,229 Mitsubishi Estate Co., Ltd |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Principal Real Estate Income Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 74255X104 (CUSIP Number) December 22, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| September 28, 2022 |
NPORT-EX 2 fp0079914nportex.htm / PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS July 31, 2022 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (49.06%) Building-Residential/Commercial (0.12%) Persimmon PLC 5,400 $ 123,895 Hotels & Motels (0.18%) Travel + Leisure Co. 4,333 186,796 Investment Management/Advisory Services (0.51%) Centuria Capital Group 143,753 208,916 RAM Esse |
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| April 1, 2022 |
PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS January 31, 2022 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (51. |
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| March 18, 2022 |
CORRESP 1 filename1.htm VIA EDGAR March 18, 2022 Principal Real Estate Income Fund 1290 Broadway Suite 1000 Denver, Colorado 80203 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Christina DiAngelo Fettig, Division of Investment Management RE: Principal Real Estate Income Fund (the “Registrant”) File Nos. 333-183789; 811-22742 Dear Ms. Fettig: Set forth in the |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Principal Real Estate Income Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 74255X104 (CUSIP Number) December 22, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| September 28, 2021 |
PRINCIPAL REAL ESTATE INCOME FUND PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS July 31, 2021 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (51. |
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| March 30, 2021 |
PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS January 31, 2021 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (47. |
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| March 22, 2021 |
Amended and Restated Bylaws dated March 11, 2021* SECOND AMENDED AND RESTATED BY-LAWS OF PRINCIPAL REAL ESTATE INCOME FUND TABLE OF CONTENTS Page ARTICLE I Offices 1 1. |
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| March 22, 2021 |
As filed with the Securities and Exchange Commission on March 22, 2021 Securities Act File No. |
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| March 22, 2021 |
POWER OF ATTORNEY We, the undersigned trustees and officers of The Principal Real Estate Income Fund, a Delaware statutory trust (the "Fund"), do hereby severally constitute and appoint Jennifer Craig and Kathryn Burns, with full power of substitution, and with full power to sign for him/her and in his/her name in the appropriate capacities, any registration statements on Form N-2 filed by the Fun |
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| March 22, 2021 |
Amended and Restated Declaration of Trust dated March 11, 2021* SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF PRINCIPAL REAL ESTATE INCOME FUND TABLE OF CONTENTS ARTICLE I The Trust 1. |
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| February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| September 25, 2020 |
See Notes to Quarterly Statement of Investments. PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS July 31, 2020 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (39. |
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| March 27, 2020 |
See Notes to Quarterly Statement of Investments. PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS January 31, 2020 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (49. |
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| February 21, 2020 |
PGZ / Principal Real Estate Income Fund DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| September 26, 2019 |
PGZ / Principal Real Estate Income Fund NPORT-EX - - PRINCIPAL REAL ESTATE INCOME FUND STATEMENT OF INVESTMENTS July 31, 2019 (Unaudited) Description Shares Value (Note 2) COMMON STOCKS (48. |
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| March 29, 2019 |
PGZ / Principal Real Estate Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) S |
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| March 29, 2019 |
EX99.CERT CERTIFICATION I, Jeremy Held, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| February 22, 2019 |
PGZ / Principal Real Estate Income Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| September 27, 2018 |
EX-99.CERT 2 fp0035958ex99cert.htm EX99.CERT CERTIFICATION I, Jeremy Held, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| September 27, 2018 |
PGZ / Principal Real Estate Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0035958nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive |
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| June 11, 2018 |
PGZ / Principal Real Estate Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| May 29, 2018 |
PGZ / Principal Real Estate Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| May 16, 2018 |
PGZ / Principal Real Estate Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION RE QUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, f |
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| May 8, 2018 |
PGZ / Principal Real Estate Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION RE QUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, f |
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| May 3, 2018 |
PGZ / Principal Real Estate Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION RE QUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, f |
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| April 13, 2018 |
PGZ / Principal Real Estate Income Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION RE QUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, f |
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| April 11, 2018 |
PGZ / Principal Real Estate Income Fund DEF 14A fp0032492 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 4, 2018 |
EQL / Alps Etf Tr Equal Sector Weight Etf CORRESP Skadden, Arps, Slate, Meagher & Flom llp 155 North Wacker Drive Chicago, Illinois 60606-1720 TEL: (312) 407-0700 FAX: (312) 407-0411 www. |
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| March 30, 2018 |
EX99.CERT CERTIFICATION I, Jeremy Held, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| March 30, 2018 |
PGZ / Principal Real Estate Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) A |
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| March 23, 2018 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 23, 2018 [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 23, 2018 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Principal Real Estate Income Fund (File No. |
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| March 23, 2018 |
PRE 14A 1 fp0032099pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as |
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| December 29, 2017 |
C O H E N & C O M PA N Y, L T D. internalcontrolpgz.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Principal Real Estate Income Fund In planning and performing our audit of the financial statements of Principal Real Estate Income Fund (the ?Fund?) as of and for the year ended October 31, 2017, in accordance with the standards of |
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| December 29, 2017 |
Section 16(a) Beneficial Ownership Reporting Compliance exhibit77q2-section16filings.htm - Generated by SEC Publisher for SEC Filing Exhibit 77Q.2 ? Principal Real Estate Income Fund, Inc. Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Principal Real Estate Income Fund, Inc.?s (the ?Fund?) officers and Trustees, officers and directors of the |
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| September 26, 2017 |
EX99.CERT CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| September 26, 2017 |
Principal Real Estate Income Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) A |
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| March 29, 2017 |
Principal Real Estate Income Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) A |
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| March 29, 2017 |
EX99.CERT CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the "registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| February 22, 2017 |
Principal Real Estate Income Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| December 28, 2016 |
Principal Real Estate Income Fund, Inc. Converted by EDGARwiz Exhibit 77Q.2 ? Principal Real Estate Income Fund, Inc. Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Principal Real Estate Income Fund, Inc.?s (the ?Fund?) officers and Trustees, officers and directors of the investment adviser, affiliated persons of the investmen |
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| December 28, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Principal Real Estate Income Fund In planning and performing our audit of the financial statements of Principal Real Estate Income Fund (the ?Fund?) as of and for the year ended October 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Boa |
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| September 28, 2016 |
Principal Real Estate Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) A |
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| September 28, 2016 |
EX99.CERT CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| March 30, 2016 |
EX99.CERT CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| March 30, 2016 |
Principal Real Estate Income Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0018740nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive |
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| February 24, 2016 |
Principal Real Estate Income Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| December 28, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Principal Real Estate Income Fund In planning and performing our audit of the financial statements of Principal Real Estate Income Fund (the ?Fund?) as of and for the year ended October 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Boa |
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| December 28, 2015 |
Section 16(a) Beneficial Ownership Reporting Compliance Converted by EDGARwiz Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Fund?s officers and Trustees, the investment adviser?s officers and directors, affiliated persons of the investment adviser, and beneficial owners of more than 10% of a registered class of the Fund?s Common Shares to file reports of ownership and changes in ownership with the SEC and the NYSE and to furnish the Fund with copies of all Section 16(a) forms they file. |
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| September 23, 2015 |
Principal Real Estate Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) A |
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| September 23, 2015 |
EX-99.CERT 2 fp0016088ex99cert.htm EX99.CERT CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma |
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| March 25, 2015 |
EX99.CERT CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| March 25, 2015 |
Principal Real Estate Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22742 PRINCIPAL REAL ESTATE INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) D |
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| February 24, 2015 |
PGZ / Principal Real Estate Income Fund DEF 14A - - PRINCIPAL REAL ESTATE INCOME FUND Principal Real Estate Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 23, 2014 |
Principal Real Estate Income Fund Converted by EDGARwiz Principal Real Estate Income Fund Form N-SAR For Period Ended: 10/31/2014 Sub-item 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Fund’s officers and Trustees, the investment adviser’s officers and directors, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of the Fund’s Common Shares to file reports of ownership and changes in ownership with the SEC and the NYSE and to furnish the Fund with copies of all Section 16(a) forms they file. |
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| December 23, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 finalnsarletter.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Principal Real Estate Income Fund In planning and performing our audit of the financial statements of Principal Real Estate Income Fund (the “Fund”), as of and for the year ended October 31, 2014, in accordance with the standards of the Public Company Accou |
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| September 22, 2014 |
Principal Real Estate Income Fund - PRINCIPAL REAL ESTATE INCOME FUND Principal Real Estate Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 22, 2014 |
Certifications Exhibit 99.Cert CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
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| March 26, 2014 |
Certifications Exhibit 99.Cert CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
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| March 26, 2014 |
Quarterly Schedule of Portfolio Holdings - PRINCIPAL REAL ESTATE INCOME FUND Principal Real Estate Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2014 |
- PRINCIPAL REAL ESTATE INCOME FUND Principal Real Estate Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2013 |
PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT ADVISORY AGREEMENT EX-99.77Q1 OTHR EXHB 3 exh77q1epgzinvestmentadvisor.htm PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 22nd day of May, 2013, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Principal Real Estate Income Fund (formerly known as Principal Commercial Mortgage Backe |
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| December 30, 2013 |
Converted by EDGARwiz |
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| December 30, 2013 |
PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT SUB-ADVISORY AGREEMENT Converted by EDGARwiz PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of May 22, 2013, by and between ALPS Advisors, Inc. |
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| September 27, 2013 |
Certifications Exhibit 99.Cert CERTIFICATION I, Thomas A. Carter, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Principal Real Estate Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
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| September 27, 2013 |
Quarterly Schedule of Portfolio Holdings - PRINCIPLE REAL ESTATE INCOME FUND Principle Real Estate Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 24, 2013 |
Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 21, 2013 |
Wells Fargo Securities, LLC 375 Park Avenue New York, NY 10152 VIA EDGAR June 21, 2013 Securities and Exchange Commission 100 F Street N. |
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| June 21, 2013 |
Principal Real Estate Income Fund 1290 Broadway, Suite 1100 Denver, CO 80203 June 21, 2013 VIA EDGAR U. |
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| March 19, 2013 |
Mayer Brown LLP 71 South Wacker Drive Chicago, Illinois 60606-4637 March 19, 2013 Main Tel +1 312 782 0600 Main Fax +1 312 701 7711 www. |
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| September 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
