Основная статистика
CIK | 867840 |
SEC Filings
SEC Filings (Chronological Order)
June 3, 2025 |
Exhibit 10.1 LEASE OF PREMISES 550 KING STREET BUILDING A LITTLETON, MA FROM 550 KING STREET, LLC TO PRECISION OPTICS CORPORATION, INC. LEASE SUMMARY LESSOR/LANDLORD: 550 King Street, LLC LESSEE/TENANT: Precision Optics Corporation, Inc. LOCATION: 550 King Street, Building A, Suite 100, Littleton, Massachusetts PREMISES AREA: 19,590 +/- Rentable Square Feet TERM: Seven (7) Years TERM COMMENCEMENT |
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June 3, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2025 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I.R. |
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May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2025 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2025 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I.R. |
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May 20, 2025 |
Exhibit 10.1 L E A S E THIS LEASE ("Lease") entered into as of May 14, 2025, by and between 400 Southborough, LLC, having an office address of P.O. Box 6039, Falmouth, Maine 04105 (“Landlord”), and Precision Optics Corporation, Inc., having an address of 22 East Broadway, Gardner, Massachusetts 01440 (“Tenant”). W I T N E S S E T H: (1) DEMISE. For the rent and term and upon the terms, conditions, |
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May 19, 2025 |
FIRST LEASE EXTENSION AGREEMENT Exhibit 10.1 FIRST LEASE EXTENSION AGREEMENT This FIRST LEASE EXTENSION AGREEMENT (the "Agreement") is entered into this 13 day of May, 2025, by and among Texzona Industries, Inc., ("Landlord"), and Precision Optics Corporation, Inc., ("Tenant") collectively the “Parties”, or individually a “Party”). RECITALS A. Landlord, and Tenant and are parties to that certain Lease Agreement dated July 1, 201 |
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May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2025 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I.R. |
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May 15, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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April 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 Precision Optics Corporation, Inc. |
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April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material under Rule 14a-12 Precision Optics Corporation, Inc. |
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March 20, 2025 |
Precision Optics Appoints Joseph P. Pellegrino, Jr. to Board of Directors Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC25-0009 FOR IMMEDIATE RELEASE March 20, 2025 Precision Optics Appoints Joseph P. Pellegrino, Jr. to Board of Directors GARDNER, MA, March 20, 2025. Precision Optics Corporation, Inc. (NASDAQ: POCI), a leading designer and manufacturer of advan |
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March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 15, 2025 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IR |
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March 19, 2025 |
EX-FILING FEES 4 pociex107.htm CALCULATION OF FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) PRECISION OPTICS CORPORATION, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering |
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March 19, 2025 |
As filed with the Securities and Exchange Commission on March 19, 2025 As filed with the Securities and Exchange Commission on March 19, 2025 Registration No. |
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March 4, 2025 |
Precision Optics Appoints Buell Duncan to Board of Directors; Dr. Richard Miles Retires from Board. Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC25-0007 FOR IMMEDIATE RELEASE March 4, 2025 Precision Optics Appoints Buell Duncan to Board of Directors; Dr. Richard Miles Retires from Board. GARDNER, MA, March 4, 2025. Precision Optics Corporation, Inc. (NASDAQ: POCI), a leading designer a |
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March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2025 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission |
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February 24, 2025 |
Schedule A Transactions in the Securities of the Issuer During the Past 60 Days EX-99.1 2 ef20044221ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Schedule A Transactions in the Securities of the Issuer During the Past 60 Days Shares of Common Stock Bought Price Per Share ($) Date of Purchase Norman H. Pessin 125,000 4.00 02/21/25 Brian L. Pessin 100,000 4.00 02/21/25 |
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February 20, 2025 |
Precision Optics Announces $5.1 Million Pricing of Common Stock to Fund Business Expansion Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC25-0005 FOR IMMEDIATE RELEASE Thursday, February 20, 2025 Precision Optics Announces $5.1 Million Pricing of Common Stock to Fund Business Expansion GARDNER, MA, February 20, 2025. Precision Optics Corporation, Inc. (NASDAQ: POCI), a leading d |
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February 20, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 14, 2025 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission |
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February 20, 2025 |
Waiver Letter from Main Street Bank dated February 14, 2025 Exhibit 10.2 February 14, 2025 Attn: Joseph N. Forkey Precision Optics Corporation, Inc. 22 East Broadway Gardner MA, 01440 RE: FY 6/30/2025 Covenant Waiver - 6180851, 6180861 & 630006379 Dear Mr. Forkey, Precision Optics Corporation, Inc has relayed its projecting it will not meet its minimum annual debt service coverage covenant of 1.20x for the future reporting period ending June 30, 2025, as d |
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February 20, 2025 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February19, 2025, between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the t |
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February 20, 2025 |
Precision Optics Corporation, Inc. 1,272,500 Shares of Common Stock Precision Optics Corporation, Inc. S-3 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280047 Prospectus Supplement (to Prospectus dated June 14, 2024) Precision Optics Corporation, Inc. 1,272,500 Shares of Common Stock We are offering 1,272,500 shares of our common stock, par value $0.01 per share, at a price of $4.00 per share, to investors pursuant to this prospectus sup |
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February 13, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 |
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November 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-1064 |
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November 13, 2024 |
POCI / Precision Optics Corporation, Inc. / NEEDHAM INVESTMENT MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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October 28, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil |
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October 1, 2024 |
Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC24-0016 FOR IMMEDIATE RELEASE Monday, September 30, 2024 Precision Optics Reports Fourth Quarter and Fiscal Year 2024 Financial Results Conference Call Scheduled for today, September 30, 2024, at 5:00pm ET. GARDNER, MA, September 26, 2024. Pre |
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October 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2024 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission |
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September 30, 2024 |
Form of Common Stock Certificate Exhibit 4.1 THIS CERTIFIES THAT is the owner of DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, FULLY - PAID AND NON - ASSESSABLE SHARES OF THE POST - SPLIT COMMON STOCK, PAR VALUE $0.01 PER SHARE, OF Precision Optics Corporation, Inc. transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Cer |
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September 30, 2024 |
Exhibit 10.31 MODIFICATION AND AMENDMENT OF PROMISSORY NOTE WITNESS this Modification and Amendment of Promissory Note made on September 30, 2024 by and between Main Street Bank, a banking corporation duly organized according to law with a usual place of business at 81 Granger Blvd., Marlborough, Massachusetts (hereinafter the "Lender") and Precision Optics Corporation, Inc., a Massachusetts Corpo |
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September 30, 2024 |
Exhibit 10.30 MODIFICATION AND AMENDMENT OF TERM NOTE WITNESS this Modification and Amendment of Term Note made on September 30, 2024 by and between Main Street Bank, a banking corporation duly organized according to law with a usual place of business at 81 Granger Blvd., Marlborough, Massachusetts (hereinafter the "Lender") and Precision Optics Corporation, Inc., a Massachusetts Corporation estab |
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September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 P |
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September 30, 2024 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Precision Optics Corporation, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. In this Exhibit 4.1, when we refer to “POCI,” the “Company,” “we,” “us” or “our”, we mean Precision Optics Corp |
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September 30, 2024 |
Exhibit 19.1 Precision Optics Corporation Insider Trading Policy Effective: June 2015 At POC, we value highly our reputation for integrity and ethical conduct. The purpose of this Insider Trading Policy is to provide assistance in preventing inadvertent violations of securities laws, as well as to avoid even the appearance of improper conduct on the part of anyone employed by our organization. All |
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September 30, 2024 |
Precision Optics, Corporation, Inc. Restatement Recoupment Policy Exhibit 97.1 PRECISION OPTICS CORPORATION, INC. CLAWBACK POLICY Introduction Under applicable rules of the Securities and Exchange Commission (“SEC”) and an applicable listing standard of The Nasdaq Stock Market LLC (“Nasdaq”), listed companies must adopt policies to recover financial-metric based compensation paid to current and former executive officers if the company later is required to adjust |
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August 15, 2024 |
Precision Optics Corporation, Inc. 265,868 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280047 Prospectus Supplement (to Prospectus dated June 14, 2024) Precision Optics Corporation, Inc. 265,868 Shares of Common Stock We are offering 265,868 shares of our common stock, par value $0.01 per share, at a price of $5.25 per share, to investors pursuant to this prospectus supplement and the accompanying prospectus, an |
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August 14, 2024 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 13, 2024, between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the te |
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August 14, 2024 |
Precision Optics Announces Pricing of $1.4 Million Registered Direct Offering of Common Stock Exhibit 99.1 Precision Optics Announces Pricing of $1.4 Million Registered Direct Offering of Common Stock GARDNER, Mass., August 14, 2024 /PRNewswire/ - Precision Optics Corporation, Inc. (NASDAQ: POCI) (the “Company”), a leading designer and manufacturer of advanced optical instruments for the medical and defense industries, today announced that it has entered into securities purchase agreements |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 13, 2024 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I |
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August 14, 2024 |
Exhibit 10.2 August 13, 2024 Precision Optics Corporation, Inc. Attn: Joseph N. Forkey, President and Treasurer 22 East Broadway Gardner, Massachusetts 01440-3338 Dear Mr. Forkey: This letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners (the “Placement Agent”) and Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), that the Placem |
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July 3, 2024 |
Exhibit 10.1 MODIFICATION TO EMPLOYMENT AGREEMENT This MODIFICATION TO EMPLOYMENT AGREEMENT (“Modification”) is entered into as of the 29th day of June, 2024, by and between Precision Optics Corporation, a Massachusetts company (hereinafter called the “Company”), and Jeffrey L. DiRubio (hereinafter called “Employee” or “DiRubio”). WITNESSETH WHEREAS, the Company and Employee currently are parties |
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July 3, 2024 |
Exhibit 10.2 CONSULTANT AGREEMENT This Consultant Agreement (this “Agreement”) is entered into as of the 29th day of June, 2024, by and between Precision Optics Corporation, a Massachusetts company (hereinafter called the “Company”), and Jeffrey L. DiRubio, a resident of Southampton, NY (hereinafter called “Consultant” or “DiRubio”) (hereinafter collectively called the “Parties”). WHEREAS, DiRubio |
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July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2024 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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June 12, 2024 |
Precision Optics Corporation, Inc. 2 East Broadway Gardner, Massachusetts 01440 June 12, 2024 Precision Optics Corporation, Inc. 2 East Broadway Gardner, Massachusetts 01440 June 12, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Attention: Conlon Danberg Re: Precision Optics Corporation, Inc. Registration Statement on Form S-3 Registration No. 333-280047 Ladies and Gentlemen: Pursuant to Rule 461 of the Securities Act of 1933, as |
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June 11, 2024 |
As filed with the Securities and Exchange Commission on June 11, 2024 Registration No. |
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June 7, 2024 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) Precision Optics Corporation, Inc. |
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June 7, 2024 |
Form of Subordinated Indenture Exhibit 4.2 PRECISION OPTICS CORPORATION, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 8 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 9 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND |
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June 7, 2024 |
Form of Unsubordinated Indenture Exhibit 4.1 PRECISION OPTICS CORPORATION, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 7 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 8 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND COMPA |
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June 7, 2024 |
As filed with the Securities and Exchange Commission on June 7, 2024 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 17, 2024 |
POCI / Precision Optics Corporation, Inc. / NEEDHAM INVESTMENT MANAGEMENT LLC Passive Investment SC 13G 1 d1105340613g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 740294400 (CUSIP Number) May 9, 2024 (Date of Event Which Requires Filing of this Statement) Check the approp |
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May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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February 28, 2024 |
February 28, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, NE Washington, D. |
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February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 |
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February 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 |
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February 8, 2024 |
February 8, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, NE Washington, D. |
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December 5, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 1, 2023 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission ( |
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November 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-1064 |
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October 26, 2023 |
2022 Equity Incentive Plan of the Registrant. Exhibit 10.1 PRECISION OPTICS CORPORATION, INC. 2022 EQUITY INCENTIVE PLAN 1. Purpose; Eligibility. 1.1General Purpose. The name of this plan is the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan (the "Plan"). The purposes of the Plan are to (a) enable Precision Optics Corporation, Inc., a Massachusetts corporation (the "Company"), and any Affiliate to attract and retain the types o |
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October 26, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) Precision Optics Corporation, Inc. |
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October 26, 2023 |
As filed with the Securities and Exchange Commission on October 26, 2023 As filed with the Securities and Exchange Commission on October 26, 2023 Registration No. |
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October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 Precision Optics Corporation, Inc. |
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October 16, 2023 |
October 16, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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October 11, 2023 |
As filed with the Securities and Exchange Commission on October 11, 2023. Table of Contents As filed with the Securities and Exchange Commission on October 11, 2023. |
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September 28, 2023 |
Restated Articles of Organization of Precision Optics Corporation, Inc. Exhibit 3.1 Restated Articles of Organization (General Laws Chapter 156D, Section 10.07; 950 CMR 113.35) (1) Exact name of corporation: PRECISION OPTICS CORPORATION, INC. (2) Registered office address: 22 East Broadway, Gardner, MA 01440 (3) Date adopted: September 20, 2023 (4) Approved by: (check appropriate box) ☒ the directors without shareholder approval and shareholder approval was not requir |
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September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 P |
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August 18, 2023 |
As filed with the Securities and Exchange Commission on August 18, 2023. Table of Contents As filed with the Securities and Exchange Commission on August 18, 2023. |
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August 18, 2023 |
Exhibit 24.1 LIMITED POWER OF ATTORNEY We, the undersigned directors of Precision Optics Corporation, Inc. (the “Company”) hereby severally constitute and appoint Joseph N. Forkey and Wayne M. Coll, and both or either one of them, our true and lawful attorneys-in-fact and agents, with full power of substitution and re-substitution for him and in his name, place, and stead, and in any and all capac |
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July 24, 2023 |
PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 July 24, 2023 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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July 20, 2023 |
Exhibit 10.31 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of the 9th day of June 2023, by and between Precision Optics Corporation, a Massachusetts company (hereinafter called “POC” or “Company”), and Wayne Coll (hereinafter called “Employee” or “Coll”). WITNESSETH: WHEREAS, the Company is a designer and manufacturer of medical, defense and industrial use device |
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July 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) Precision Optics Corporation, Inc. |
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July 20, 2023 |
Exhibit 10.30 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT ("Agreement") is entered into as of the 30th day of 2023, by and between Precision Optics Corporation, a Massachusetts company (hereinafter called “POC” or "Company"), and Mahesh Lawande (hereinafter called "Employee"). WITNESSETH: WHEREAS, the Company is a designer and manufacturer of medical, defense and industrial use devices; and WHE |
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July 20, 2023 |
As filed with the Securities and Exchange Commission on July 20, 2023. Table of Contents As filed with the Securities and Exchange Commission on July 20, 2023. |
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June 20, 2023 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 15, 2023 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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June 20, 2023 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 15, 2023, between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Sec |
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June 20, 2023 |
Precision Optics Announces $2.52 Million Private Placement of Common Stock Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 POC 23-0039 Precision Optics Announces $2.52 Million Private Placement of Common Stock GARDNER, Mass, June 15, 2023 /PRNewswire/ - Precision Optics Corporation, Inc. (NASDAQ: POCI) (the “Company”), a leading designer and manufacturer of advanced optical instr |
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June 20, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 15, 2023, between Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the term |
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June 20, 2023 |
Exhibit 10.3 June 15, 2023 Precision Optics Corporation, Inc. Attn: Joseph N. Forkey, President and Treasurer 22 East Broadway Gardner, Massachusetts 01440-3338 Dear Mr. Forkey: This letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners (the “Placement Agent”) and Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), that the Placemen |
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June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 11, 2023 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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June 15, 2023 |
Precision Optics Appoints Wayne Coll as Chief Financial Officer Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC23-0038 FOR IMMEDIATE RELEASE Tuesday, June 12, 2023 Precision Optics Appoints Wayne Coll as Chief Financial Officer GARDNER, MA, June 12, 2023. Precision Optics Corporation, Inc. (NASDAQ: POCI), a leading designer and manufacturer of advanced |
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June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2023 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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June 7, 2023 |
$750,000 Promissory Note dated June 2, 2023 Exhibit 10.2 PROMISSORY NOTE (Permanent Working Capital Loan Maturity Date: June 15, 2028) $750,000 June 2, 2023 Gardner, MA FOR VALUE RECEIVED, PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the “Borrower”), promises to pay to MAIN STREET BANK, a Massachusetts bank with its principal place of |
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June 7, 2023 |
EX-10.1 2 pociex1001.htm SECOND AMENDMENT TO LOAN AGREEMENT Exhibit 10.1 SECOND AMENDMENT TO LOAN AGREEMENT This Second Amendment is made as of June 2, 2023 by and between PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the “Borrower”) and MAIN STREET BANK, a Massachusetts bank with a principal |
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June 7, 2023 |
Exhibit 10.3 SECOND AMENDMENT TO DEMAND REVOLVING LINE OF CREDIT NOTE This Second Amendment is made as of June 2, 2023 by and between PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the “Borrower”) and MAIN STREET BANK, a Massachusetts bank with a place of business at 81 Granger Boulevard, Marlb |
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June 7, 2023 |
Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC23-0035 FOR IMMEDIATE RELEASE Tuesday, June 7, 2023 Precision Optics Announces New Term Loan and Line of Credit Expansion Totaling $1.5 Million with Main Street Bank GARDNER, MA, June 7, 2023. Precision Optics Corporation, Inc. (NASDAQ: POCI), |
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May 15, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2023 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IR |
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May 9, 2023 |
Precision Optics Appoints Mahesh Lawande as Chief Operating Officer Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC23-0027 FOR IMMEDIATE RELEASE Monday, April 17, 2023 Precision Optics Appoints Mahesh Lawande as Chief Operating Officer GARDNER, MA, April 17, 2023. Precision Optics Corporation, Inc. (NASDAQ: POCI), a leading designer and manufacturer of adv |
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April 17, 2023 |
POCI / Precision Optics Corp., Inc. / Anania Peter V. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* PRECISION OPTICS CORPORATION, INC. (Name of Issuer) Common Stock; $0.01 par value (Title of Class of Securities) 740294400 (CUSIP Number) Peter V. Anania 2 Portland Fish Pier, Suite 214 Portland, ME 04101 207-518-6791 Name, Address and Telephone Number of |
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April 17, 2023 |
EX-1 2 pociex0100.htm JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, Peter V. Anania and Anania & Associates Investment Company, LLC (collectively, the “Filing Persons”), hereby agree to file jointly a Schedule 13D and any amendments thereto with respect to the shares of common stock, par v |
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March 30, 2023 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2023 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IR |
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February 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 |
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January 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 5, 2023 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I |
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January 5, 2023 |
Exhibit 10.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 POC 23-0002 Kevin Dahill 137 Hollow Tree Ridge Road Darien, CT 06820 Dear Kevin: We are very pleased to offer you employment at Precision Optics Corporation, Inc. (?POC? or the ?Company? or ?we?). Your employment is subject to the terms and conditions set for |
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January 5, 2023 |
Exhibit 10.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 POC23-0001 Daniel Habhegger 8 Jericho Road Pelham, NH 03076 Dear Dan: This letter summarizes the terms we have agreed upon for an interim arrangement by which Precision Optics Corporation will retain your services as Senior Vice President Finance at least unt |
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November 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-1064 |
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November 10, 2022 |
8-A12B 1 precision8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 04-2795294 (State or other jurisdiction (IRS Employer of |
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November 2, 2022 |
PEYE / Precision Optics Corporation Inc / PESSIN NORMAN H - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.3)* Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 740294301 Cusip Number Norman H. Pessin Sandra F. Pessin Brian L. Pessin 400 E.51st Street PH 31 New York, NY 10022 917-887-1982 (Name, Add |
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November 2, 2022 |
Exhibit 99.3 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 POC22-0114 Precision Optics Announces Updated Implementation Date of 1-for-3 Reverse Stock Split in Preparation for Planned Uplisting to Nasdaq GARDNER, MA, November 2, 2022. Precision Optics Corporation, Inc. (OTCQB: PEYE) (the ?Company?) announced today tha |
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November 2, 2022 |
Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 POC22-0108 Precision Optics Announces Implementation of 1-for-3 Reverse Stock Split in Preparation for Planned Uplisting to Nasdaq GARDNER, MA, October 26, 2022. Precision Optics Corporation, Inc. (OTCQB: PEYE) (the ?Company?) announced today that it will aff |
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November 2, 2022 |
Exhibit 3.2 MA SOC Filing Number: 202250824120 Date: 10/27/2022 4:21:00 PM 1 Nick Anania POTSmodem4 (3/5) 10/27/2022 04:18:39 PM - 0400 TO change the number of shares and the par value,+ if any, of any type, or to designate a class or series, of stock, or change a designation of class or series of stock, which the corporation is authorized rn issue, complete the following: TOral authorized prior t |
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November 2, 2022 |
Exhibit 3.1 MA SOC Filing Number: 202249772830 Amber Orman POTSmodem4 Date: 10/24/2022 8:35:00 AM (2/5) 10/24/2022 08:32:20 AM - 0400 D PC The Commonwealth of Massachusetts William Francis Galvin Secretary of the Commonwealth One Ashburton Place, Boston, Massachusetts 02108 - 1512 Articles of Amendment (General Laws Chapter 156D, Section 10.06; 950 CMR 113.34) (1) Exacc name of corporacion: Pre c |
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November 2, 2022 |
Precision Optics Announces Delay in Effective Date of Reverse Split Exhibit 99.2 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 POC22-0110 Precision Optics Announces Delay in Effective Date of Reverse Split GARDNER, MA, October 27, 2022. Precision Optics Corporation, Inc. (OTCQB: PEYE) (the ?Company?) announced today that the Company is amending the date for its reverse stock split, d |
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November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2022 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission ( |
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October 20, 2022 |
Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC22-0109 FOR IMMEDIATE RELEASE Thursday, October 20, 2022 Precision Optics Reports Preliminary First Quarter Fiscal Year 2023 Revenue Company expects record Q1 2023 revenue of approximately $5.1 million Company to Implement Reverse Stock Split |
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October 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 20, 2022 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission ( |
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September 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 P |
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July 18, 2022 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 2,500,000 SHARES OF COMMON STOCK 424B3 1 poci424b3-063022.htm PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-265564 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 2,500,000 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 2,500,000 shares of our common stock by selling stockholders. We are not selling any securities in this offering and therefore, w |
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July 12, 2022 |
July 12, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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June 23, 2022 |
EX-FILING FEES 4 pociex107.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) Precision Optics Corporation, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregat |
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June 23, 2022 |
As filed with the Securities and Exchange Commission on June 23, 2022. Table of Contents As filed with the Securities and Exchange Commission on June 23, 2022. |
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June 13, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on June 13, 2022. |
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June 13, 2022 |
EX-FILING FEES 3 pociex107.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) Precision Optics Corporation, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregat |
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May 16, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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May 16, 2022 |
Exhibit 3.5 AMENDED AND RESTATED BY-LAWS of PRECISION OPTICS CORPORATION, INC. Section 1. ARTICLES OF ORGANIZATION The name and purposes of the corporation shall be as set forth in the Articles of Organization. These By-laws, the powers of the corporation and of its directors and stockholders, or of any class of stockholders if there shall be more than one class of stock, and all matters concernin |
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April 12, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 8, 2022 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 25, 2022 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission |
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February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 Precision Optics Corporation, Inc. |
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February 15, 2022 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 937,500 SHARES OF COMMON STOCK 424B3 1 poci424b3.htm PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)3 Registration Statement No. 333-262427 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 937,500 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 937,500 shares of our common stock by selling stockholders. We are not selling any securities in this offering and therefo |
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February 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 |
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February 14, 2022 |
PRE 14A 1 pocipre14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Perm |
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February 9, 2022 |
CORRESP 1 filename1.htm PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 February 9, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 3030 Washington, DC 20549 Attn: Mr. Jason Drory Re: Precision Optics Corporation, Inc. Registration Statement |
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February 7, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) Precision Optics Corporation, Inc. |
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February 7, 2022 |
As filed with the Securities and Exchange Commission on February 7, 2022. Table of Contents As filed with the Securities and Exchange Commission on February 7, 2022. |
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January 31, 2022 |
EX-FILING FEES Calculation of Filing Fee Tables S-1 (Form Type) Precision Optics Corporation, Inc. |
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January 31, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on January 31, 2022. |
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December 20, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 4, 2021 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission |
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December 20, 2021 |
Lighthouse Imaging LLC Balance Sheets September 30, 2021 Exhibit 99.2 Lighthouse Imaging LLC Balance Sheets September 30, 2021 (Unaudited) September 30, 2021 December 31, 2020 ASSETS Current Assets: Cash $ 323,391 $ 151,831 Accounts receivable (net of allowance for doubtful accounts of $0 at September 31, 2021 and $12,578 at December 31, 2020) 794,824 365,001 Inventories 456,008 414,563 Prepaid Expense 73,125 67,584 Total current assets 1,647,348 998,97 |
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December 20, 2021 |
EX-99.3 5 pociex9903.htm UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION OF PRECISION OPTICS CORPORATION, INC. AS OF JUNE 30, 2021 FOR THE YEAR ENDED JUNE 30, 2021 AND FOR THE THREE-MONTH PERIOD ENDED SEPTEMBER 20, 2021 Exhibit 99.3 PRECISION OPTICS CORPORATION, INC. Pro forma Financial Information (Unaudited) Reflecting the acquisition of certain assets and liabilities of Lightho |
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December 20, 2021 |
Financial Statements For the Years Ended December 31, 2020 and 2019 Table of Contents Exhibit 99.1 Financial Statements For the Years Ended December 31, 2020 and 2019 Table of Contents Independent Auditors? Report 1 Balance Sheets 2 Statement of Operations 3 Statement of Changes in Members? Deficit 4 Statements of Cash Flows 5 Notes to Financial Statements 6-10 i INDEPENDENT AUDITORS? REPORT To the Member Lighthouse Imaging LLC Windham, Maine We have audited the accompanying financ |
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December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 1, 2021 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission ( |
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November 15, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-1064 |
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October 8, 2021 |
$250,000 Revolving Line of Credit Note dated October 4, 2021 EX-10.5 6 precisionex1005.htm DEMAND REVOLVING LINE OF CREDIT NOTE Exhibit 10.5 DEMAND REVOLVING LINE OF CREDIT NOTE $250,000 October 4, 2021 Gardner, Massachusetts FOR VALUE RECEIVED, PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the “Borrower”), promises to pay to MAIN STREET BANK, a Massach |
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October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 4, 2021 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I |
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October 8, 2021 |
Exhibit 10.4 LOAN AGREEMENT THIS AGREEMENT dated as of October 4, 2021 is by and between PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the ?Borrower?) and MAIN STREET BANK, a Massachusetts bank with its principal place of business at 81 Granger Boulevard, Marlborough, Massachusetts 01752 (the |
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October 8, 2021 |
EX-10.2 3 precisionex1002.htm SECURITIES PURCHASE AGREEMENT Exhibit 10.2 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made as of the 4th day of October, 2021 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the Investors set forth on the signature pages affixed hereto (each, an “Investor” and collectively, the “I |
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October 8, 2021 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the ?Agreement?) is made and entered into as of this 4th day of October, 2021, by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the ?Company?), and the ?Investors? named in that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Investors (th |
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October 8, 2021 |
Exhibit 10.7 SECURITY AGREEMENT (All Assets) SECURITY AGREEMENT, dated as of October 4, 2021, between PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the ?Company?) and MAIN STREET BANK, a Massachusetts bank with its principal place of business at 81 Granger Boulevard, Marlborough, Massachusetts |
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October 8, 2021 |
Exhibit 10.8 October 4, 2021 Lighthouse Imaging, LLC 2 Portland Fish Pier, Suite 214 Portland, ME 04101 Ladies and Gentlemen: This letter agreement (the ?Letter Agreement?) reflects certain understandings and arrangements between Precision Optics Corporation, Inc. (the ?Company?), Lighthouse Imaging, LLC (the ?Target?), and Anania & Associates Investment Company, LLC (the ?Majority Member?) in con |
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October 8, 2021 |
Exhibit 10.1 [Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed.] ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this ?Agreement?) is made and entered into as of October 4, 2021 by and among Precision Optics Corporation, Inc. a Massachusetts corporation (the ?Purchaser?), and |
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October 8, 2021 |
Exhibit 10.6 TERM NOTE (Term Loan Maturity Date: (October 15, 2028) $2,600,000 October 4, 2021 Gardner, MA FOR VALUE RECEIVED, PRECISION OPTICS CORPORATION, INC., a Massachusetts corporation with its principal place of business at 22 East Broadway, Gardner, Massachusetts 01440 (the ?Borrower?), promises to pay to MAIN STREET BANK, a Massachusetts bank with its principal place of business at 81 Gra |
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October 6, 2021 |
PEYE / Precision Optics Corporation Inc / PESSIN NORMAN H - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 740294301 Cusip Number Norman H. Pessin Sandra F. Pessin Brian L. Pessin 400 E.51st Street PH 31 New York, NY 10022 917-887-1982 (Name, Add |
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September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 poci10q-063021.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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June 10, 2021 |
8-K 1 poci8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2021 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other juri |
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June 3, 2021 |
Table of Contents Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 04-2795294 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 22 East |
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June 3, 2021 |
Precision Optics Corporation, Inc. 2021 Equity Incentive Plan Exhibit 10.1 PRECISION OPTICS CORPORATION, INC. 2021 EQUITY INCENTIVE PLAN 1. Purpose; Eligibility. 1.1 General Purpose. The name of this plan is the Precision Optics Corporation, Inc. 2021 Equity Incentive Plan (the "Plan"). The purposes of the Plan are to (a) enable Precision Optics Corporation, Inc., a Massachusetts corporation (the "Company"), and any Affiliate to attract and retain the types |
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May 13, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No. 3) PRECISION OPTICS CORPORATION, INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 740294301 (CUSIP Number) December 13, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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February 16, 2021 |
Quarterly Report - QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 |
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November 16, 2020 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 200,000 SHARES OF COMMON STOCK Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-246315 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 200,000 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 200,000 shares of our common stock by selling stockholders. We are not selling any securities in this offering and therefore, we will not receive any proceeds from |
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November 12, 2020 |
10-Q 1 precision10q-093020.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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November 10, 2020 |
PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 November 10, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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November 4, 2020 |
- AMENDMENT NO. 1 TO THE FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on November 4, 2020 Registration Statement No. |
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November 4, 2020 |
1314 Main Street, Suite 102 Louisville, CO 80027 Phone: 617-243-0060 Fax: 617-243-0066 November 4, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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October 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) (Amendment No. ) 1. Name of the Registrant: PRECISION OPTICS CORPORATION, INC. CIK: 0000867840 Tax ID: 04-2795294 2. Name of Person Relying on Exemption: Scott Klarquist 3. Address of Person Relying on the Exemption: 20 Pine Street, New York NY 10005 4. Written |
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September 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 precoptics10k-063020.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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August 14, 2020 |
Registration Statement - REGISTRATION STATEMENT S-1 1 precisions1.htm REGISTRATION STATEMENT Table of Contents As filed with the Securities and Exchange Commission on August 14, 2020 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massac |
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May 14, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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May 7, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2020 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS E |
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May 7, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made as of the 14th day of April, 2020 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the Investors set forth on the signature pages affixed hereto (each, an “Investor” and collectively, the “Investors”). RECITALS A. The Company and the Investors are exe |
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May 7, 2020 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 14th day of April, 2020, by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the “Investors” named in that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Investors (the |
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February 13, 2020 |
Employment Offer Letter Daniel S. Habhegger, dated December 2, 2019 Exhibit 10.18 Precision Optics Corporation CONFIDENTIAL Memo To: Dan Habhegger From: Joe Forkey Date: November 27, 2019 POC: 19-0062 Subject: Promotion to CFO In recognition of the quality and extent of the work you have done in the roughly three months since you started at Precision Optics, I am pleased to offer you the position of Precision Optics Corporation’s Chief Financial Officer, effective |
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February 13, 2020 |
PEYE / Precision Optics Corp, Inc. 10-Q - Quarterly Report - FORM 10-Q 10-Q 1 poci10q-12312019.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
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February 5, 2020 |
PEYE / Precision Optics Corp, Inc. / Sternberg Stuart - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No. 2) PRECISION OPTICS CORPORATION, INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 740294301 (CUSIP Number) February 5, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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December 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2019 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission ( |
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November 27, 2019 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 760,000 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(3) Registration No. 333-234364 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 760,000 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 760,000 shares of our common stock by selling stockholders. We are not selling any securities in this offering and therefore, we will not receive any proceeds from this offering or |
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November 25, 2019 |
PEYE / Precision Optics Corp, Inc. CORRESP - - CORRESP 1 filename1.htm PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 November 25, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 3030 Washington, DC 20549 Attn: Ms. Ada Sarmento Re: Precision Optics Corporation, Inc. Registration Statemen |
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November 22, 2019 |
PEYE / Precision Optics Corp, Inc. S-1/A - - FORM S-1/A AMENDMENT 1 Table of Contents As filed with the Securities and Exchange Commission on November 22, 2019 Registration Statement No. |
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November 22, 2019 |
PEYE / Precision Optics Corp, Inc. CORRESP - - 1314 Main Street, Suite 102 Louisville, CO 80027 Phone: 617-243-0060 Fax: 617-243-0066 November 22, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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November 14, 2019 |
PEYE / Precision Optics Corp, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-1064 |
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October 29, 2019 |
PEYE / Precision Optics Corp, Inc. S-1 - Registration Statement - FORM S-1 S-1 1 peyes1.htm FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on October 29, 2019 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 3845 04-27 |
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October 3, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 3, 2019 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I |
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October 3, 2019 |
Corporate Presentation October 2019 OTCQB: PEYE Exhibit 99.1 Corporate Presentation October 2019 OTCQB: PEYE Forward - Looking Statements This presentation contains forward - looking statements. Forward - looking statements include, but are not limited to, statements th at express the Company’s intentions, beliefs, expectations, strategies, predictions or any other statements related to the Co mpa ny’s future activities or future events or cond |
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September 26, 2019 |
Exhibit 10.16 [Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed] April 25, 2019 POC 19-0017 Mr. Jeff DiRubio Dear Jeff: I am pleased to offer you the employee position of Vice President, Sales & Marketing with Precision Optics Corporation. Acceptance of this offer will constitute term |
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September 26, 2019 |
Exhibit 10.17 LEASE AGREEMENT THIS LEASE AGREEMENT (“Lease” or “Agreement”) is made this 1st day of July, 2019 (“Effective Date”) between Texzona Industries, Ltd. (“Landlord”), and the Tenant named below. Key Definitions: Tenant: Precision Optics Corporation, Inc. Tenant’s Representative, Divi Mangadu Address, and Telephone: 1410 Gail Borden, Suite A-3 El Paso, TX 79935 Phone: Email: Premises: Lan |
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September 26, 2019 |
PEYE / Precision Optics Corp, Inc. 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 P |
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September 6, 2019 |
Exhibit 10.1 PRECISION OPTICS CORPORATION, INC. 2011 EQUITY INCENTIVE PLAN Adopted by the Board on October 13, 2011 Amended by the Board on April 16, 2015, and May 1, 2019 1. ESTABLISHMENT AND PURPOSE The Plan was adopted by the Board of Directors on October 13, 2011 and shall be effective as of the date of the initial offering of Stock to the public pursuant to a registration statement filed by t |
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September 6, 2019 |
PEYE / Precision Optics Corp, Inc. S-8 - - FORM S-8 S-8 1 pocis8.htm FORM S-8 Table of Contents Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 04-2795294 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Id |
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August 15, 2019 |
EX-99.1 3 pociex9901.htm AUDITED FINANCIAL STATEMENTS OF ROSS OPTICAL INDUSTRIES, INC. Exhibit 99.1 ROSS OPITCAL INDUSTRIES, INC. Financial Statements For the Years Ended December 31, 2018 and 2017 Table of Contents Independent Auditor’s Report 3 Balance Sheets 4 Income Statements 5 Statement of Stockholders’ Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 2 INDEPENDENT AUDITOR |
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August 15, 2019 |
EX-99.3 5 pociex9903.htm UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.3 PRECISION OPTICS CORPORATION, INC. Pro forma Financial Information (Unaudited) Reflecting the acquisition of certain assets and liabilities of Ross Optical Industries, Inc. As of March 31, 2019 and For the Fiscal Year Ended June 30, 2018 and the Nine Months ended March 31, 2019 1 Pro Forma Balanc |
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August 15, 2019 |
Exhibit 99.2 ROSS OPTICAL INDUSTRIES, INC. Financial Statements (Unaudited) For the Three Months Ended March 31, 2019 and 2018 ROSS OPTICAL INDUSTRIES, INC. Balance Sheets (Unaudited) March 31, 2019 December 31, 2018 ASSETS Current Assets: Cash and cash equivalents $ 267,422 $ 133,746 Accounts receivable, net 499,072 616,211 Inventories, net 615,534 713,208 Prepaid expenses 2,978 – Total current a |
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August 15, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 1, 2019 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IR |
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July 11, 2019 |
PEYE / Precision Optics Corp, Inc. / Sternberg Stuart - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No. 1) PRECISION OPTICS CORPORATION, INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 740294301 (CUSIP Number) July 1, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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July 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 1, 2019 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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July 8, 2019 |
EX-10.3 4 poci8k-ex1003.htm FORM OF REGISTRATION AGREEMENT Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 1st day of July, 2019, by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the “Investors” named in that certain Securities Purchase Agreement, dated as of the dat |
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July 8, 2019 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made as of the 1st day of July, 2019 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the Investors set forth on the signature pages affixed hereto (each, an “Investor” and collectively, the “Investors”). RECITALS A. The Company and the Investors are execu |
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July 8, 2019 |
Exhibit 10.1 [Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed] ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”), dated as of July 1, 2019, is between ROSS OPTICAL INDUSTRIES, INC. (“Seller”) and EDWARD ROSS ("Ross"), DIVAKER MANGADU ("Mangadu"), and STEELE JO |
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July 8, 2019 |
Exhibit 99.1 ROSS OPITCAL INDUSTRIES, INC. Financial Statements For the Years Ended December 31, 2018 and 2017 Table of Contents Independent Auditor’s Report 4 Balance Sheets 4 Income Statements 5 Statement of Stockholders’ Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 2 INDEPENDENT AUDITORS’ REPORT To the Stockholders of Ross Optical Industries, Inc. El Paso, Texas Opinion o |
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July 8, 2019 |
Exhibit 10.4 [Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed] DIVAKER MANGADU EMPLOYMENT AGREEMENT This Agreement is made between Precision Optics Corporation, Inc. ("POC" or the “Company”) and Divaker Mangadu ("Employee"). 1. Employment. (a) POC hereby employs the Employee, and Emp |
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July 8, 2019 |
PEYE / Precision Optics Corp, Inc. / PESSIN NORMAN H - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 740294301 Cusip Number Norman H. Pessin Sandra F. Pessin 500 Fifth Avenue, Suite 2240 New York, NY 10110 212-808-4333 (Name, Address and Te |
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June 12, 2019 |
PEYE / Precision Optics Corp, Inc. 10-K/A - Annual Report - FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 PRECISION OPTICS |
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June 12, 2019 |
PEYE / Precision Optics Corp, Inc. CORRESP - - 1314 Main Street, Suite 102 Louisville, CO 80027 Phone: 617-243-0060 Fax: 617-243-0066 June 12, 2019 United States Securities and Exchange Commission Division of Corporate Finance Office of Electronics and Machinery 100 F Street, N. |
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May 15, 2019 |
PEYE / Precision Optics Corp, Inc. 10-Q Quarterly Report FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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February 20, 2019 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 3,670,675 SHARES OF COMMON STOCK Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-229119 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 3,670,675 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 3,670,675 shares of our common stock by selling stockholders. We are not selling any securities in this offering and therefore, we will not receive any proceeds |
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February 12, 2019 |
PEYE / Precision Optics Corp, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 poci10q-123118.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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January 16, 2019 |
PEYE / Precision Optics Corp, Inc. FORM S-1 AMENDMENT Table of Contents As filed with the Securities and Exchange Commission on January 16, 2019 Registration Statement No. |
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January 3, 2019 |
PEYE / Precision Optics Corp, Inc. FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on January 3, 2019 Registration Statement No. |
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November 14, 2018 |
PEYE / Precision Optics Corp, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 poci10q-093018.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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October 26, 2018 |
PEYE / Precision Optics Corp, Inc. / PESSIN NORMAN H - SC 13D Activist Investment SC 13D 1 formsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 740294301 Cusip Number Norman H. Pessin Sandra F. Pessin 500 Fifth Avenue, Suite 2240 New York, NY 10110 212-808 |
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October 18, 2018 |
EX-10.1 2 pociex1001.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made as of the 16th day of October, 2018 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the Investors set forth on the signature pages affixed hereto (each, an “Investor” and collectively, th |
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October 18, 2018 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 16th day of October, 2018, by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the “Investors” named in that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Investors (t |
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October 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 16, 2018 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission ( |
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September 27, 2018 |
PEYE / Precision Optics Corp, Inc. FORM 10-K (Annual Report) 10-K 1 poci10k-063018.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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September 27, 2018 |
Offer letter by and between the Company and Donald A. Major, dated August 2, 2018 Exhibit 10.9 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978/630-1800 Telefax 978/630-1487 August 2, 2018 POC 18-0068 Mr. Donald A. Major Dear Don: I am pleased to offer you the employee position of Chief Financial Officer with Precision Optics Corporation. Acceptance of this offer will constitute termination of the Consulting Agreement POC #16-0150 en |
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August 8, 2018 |
Exhibit 99.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 NEWS RELEASE POC18-0063 FOR IMMEDIATE RELEASE Tuesday, July 31, 2018 Precision Optics Corporation, Inc. Announces Fourth Quarter 2018 Preliminary Revenue of $1.4 - $1.5 Million GARDNER, MA, July 18, 2018. Precision Optics Corporation, Inc. (OTCQB: PEYE) (the |
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August 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 poci8k-073118.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2018 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or ot |
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August 3, 2018 |
Compensation Agreement, by and between the Company and Joseph N. Forkey, dated August 2, 2018 Exhibit 10.1 COMPENSATION AGREEMENT This Compensation Arrangement (this “Agreement”) is made and entered into as of this 2nd day of August, 2018, by and between Precision Optics Corporation, Inc., a Massachusetts corporation (together with its successors and assigns, the “Company”), and Joseph N. Forkey (the “Executive”). WHEREAS, the Company is currently employing the Executive as the Company’s P |
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August 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 1, 2018 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IR |
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May 15, 2018 |
10-Q 1 poci10q-033118.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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February 14, 2018 |
PEYE / Precision Optics Corp, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 |
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December 15, 2017 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 555,556 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(3) Registration No. 333-221673 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 555,556 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 555,556 shares of our common stock by selling stockholders. We are not selling any securities in this offering and therefore, we will not receive any proceeds from this offering or |
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December 12, 2017 |
PEYE / Precision Optics Corp, Inc. ESP PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 December 12, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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December 5, 2017 |
As filed with the Securities and Exchange Commission on December 5, 2017 As filed with the Securities and Exchange Commission on December 5, 2017 Registration Statement No. |
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November 20, 2017 |
As filed with the Securities and Exchange Commission on November 20, 2017 As filed with the Securities and Exchange Commission on November 20, 2017 Registration Statement No. |
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November 14, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-1064 |
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October 13, 2017 |
PEYE / Precision Optics Corp, Inc. / DOLPHIN OFFSHORE PARTNERS LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 740294301 (CUSIP Number) Peter E. Salas P.O. Box 16867, Fernandina Beach, FL 32035 (904) 491-5003 (Name, Address and Telephone Num |
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October 10, 2017 |
PEYE / Precision Optics Corp, Inc. / HERSHEY MANAGEMENT I, LLC. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 740294301 (CUSIP Number) John Shin, Esq. Silverman Shin & Byrne PLLC 88 Pine Street, 22nd Fl. New York, NY 10005 (212) 779-8600 (Nam |
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September 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 P |
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August 25, 2017 |
Form of Securities Purchase Agreement, by and the Company and the Investors, dated August 22, 2017 EX-10.1 2 pociex1001.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made as of the 22nd day of August, 2017 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the Investors set forth on the signature pages affixed hereto (each, an “Investor” and collectively, the |
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August 25, 2017 |
Precision Optics Corp FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 22, 2017 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (I |
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August 25, 2017 |
EX-10.2 3 pociex1002.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 22nd day of August, 2017, by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the “Company”), and the “Investors” named in that certain Securities Purchase Agreement, dated as of |
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May 15, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PR |
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March 3, 2017 |
PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 2,577,884 SHARES OF COMMON STOCK Table of Contents Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-215881 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 2,577,884 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 2,577,884 shares of our common stock and shares underlying warrants by selling stockholders. We are not selling any securities in this offering and the |
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March 1, 2017 |
PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 March 1, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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February 24, 2017 |
1314 Main Street, Suite 102 Louisville, CO 80027 Phone: 617-243-0060 Fax: 617-243-0066 February 24, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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February 24, 2017 |
As filed with the Securities and Exchange Commission on February 24, 2017 S-1/A 1 precisions1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on February 24, 2017 Registration Statement No. 333-215881 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO THE FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Ma |
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February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PRECISION OPTICS |
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February 3, 2017 |
As filed with the Securities and Exchange Commission on February 3, 2017 As filed with the Securities and Exchange Commission on February 3, 2017 Registration Statement No. |
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January 20, 2017 |
PEYE / Precision Optics Corp, Inc. / HERSHEY MANAGEMENT I, LLC. - SC 13D/A Activist Investment SC 13D/A 1 v457300sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 740294301 (CUSIP Number) John Shin, Esq. Silverman Shin & Byrne PLLC 88 Pine Street, 22nd Fl. |
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December 27, 2016 |
PEYE / Precision Optics Corp, Inc. / DOLPHIN OFFSHORE PARTNERS LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 740294301 (CUSIP Number) Peter E. Salas P.O. Box 16867, Fernandina Beach, FL 32035 (904) 491-5003 (Name, Address and Telephone Num |
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December 1, 2016 |
PEYE / Precision Optics Corp, Inc. / HERSHEY MANAGEMENT I, LLC. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 740294301 (CUSIP Number) John Shin, Esq. Silverman Shin & Byrne PLLC 88 Pine Street, 22nd Fl. New York, NY 10005 (212) 779-8600 (Nam |
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November 29, 2016 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (?Agreement?) is made as of the 22nd day of November, 2016 by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the ?Company?), and the Investors set forth on the signature pages affixed hereto (each, an ?Investor? and collectively, the ?Investors?). RECITALS A. The Company and the Investors are |
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November 29, 2016 |
Precision Optics Corp FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 22, 2016 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission |
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November 29, 2016 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the ?Agreement?) is made and entered into as of this 22nd day of November, 2016, by and among Precision Optics Corporation, Inc., a Massachusetts corporation (the ?Company?), and the ?Investors? named in that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Investors ( |
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November 29, 2016 |
Exhibit 10.3 THIS WARRANT AND THE COMMON STOCK ISSUABLE PURUSUANT TO THIS WARRANT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED F |
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November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PRECISION OPTICS |
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September 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-10647 PRECISION OPTICS CO |
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June 23, 2016 |
Precision Optics Corp FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 15, 2016 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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June 23, 2016 |
Consulting Agreement by and between the Company and Donald A. Major, dated June 15, 2016 Exhibit 10.1 PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 CONSULTING AGREEMENT POC #16-0150 This Consulting Agreement (hereinafter referred to as the "Agreement'') is entered into on this 15th day of June, 2016, between Precision Optics Corporation, Inc., a Massachusetts Corporation (hereinafter referred to as ?POCI |
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May 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PRECISION OPTICS COR |
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March 14, 2016 |
Exhibit 24 PRECISION OPTICS CORPORATION, INC. LIMITED POWER OF ATTORNEY FOR SECTION 13 AND SECTION 16 FILINGS I, Andrew Miclot, do hereby make, constitute and appoint Jack Dreimiller and Joseph Forkey, each of them acting individually, as my true and lawful attorneys for the purpose hereinafter set forth, effective as of this 8th day of March 2016. References in this limited power of attorney to ? |
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March 8, 2016 |
Precision Optics Corp CURRENT REPORT ON FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 2, 2016 PRECISION OPTICS CORPORATION, INC. (Exact name of registrant as specified in its charter) Massachusetts 001-10647 04-2795294 (State or other jurisdiction (Commission (IRS |
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February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-10647 PRECISION OPTICS |
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February 5, 2016 |
PEYE / Precision Optics Corp, Inc. / HERSHEY MANAGEMENT I, LLC. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 740294301 (CUSIP Number) John Shin, Esq. Silverman Shin Byrne & Gilchrest PLLC 381 Park Avenue South New York, NY 10016 (212) 779-86 |
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February 3, 2016 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 1,648,249 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-209032 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 1,648,249 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 1,648,249 shares of our common stock by selling stockholders. We are not selling any securities in this offering and therefore will not receive any proceeds from this of |
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February 1, 2016 |
As filed with the Securities and Exchange Commission on February 1, 2016 As filed with the Securities and Exchange Commission on February 1, 2016 Registration Statement No. |
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January 28, 2016 |
PRECISION OPTICS CORPORATION 22 EAST BROADWAY GARDNER, MASSACHUSETTS 01440-3338 Telephone 978 / 630-1800 Telefax 978 / 630-1487 January 28, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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January 19, 2016 |
As filed with the Securities and Exchange Commission on January 19, 2016 As filed with the Securities and Exchange Commission on January 19, 2016 Registration Statement No. |
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December 2, 2015 |
PEYE / Precision Optics Corp, Inc. / HERSHEY MANAGEMENT I, LLC. - SC 13D/A Activist Investment SC 13D/A 1 v426098sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Precision Optics Corporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 740294301 (CUSIP Number) John Shin, Esq. Silverman Shin Byrne & Gilchrest PLLC 381 Park Avenue |
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November 25, 2015 |
PEYE / Precision Optics Corp, Inc. / Sternberg Stuart - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PRECISION OPTICS CORPORATION, INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 740294301 (CUSIP Number) November 24, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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November 19, 2015 |
PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 5,730,547 SHARES OF COMMON STOCK Filed pursuant to Rule 424(b)(3) File No. 333-184618 PROSPECTUS PRECISION OPTICS CORPORATION, INC. OFFERING UP TO 5,730,547 SHARES OF COMMON STOCK This prospectus relates to the sale or other disposition of up to 5,730,547 shares of our common stock and shares underlying warrants by selling stockholders. We are not selling any securities in this offering and therefore will not receive any proceeds |