Основная статистика
| LEI | 549300GD1MB4D8FTBL08 |
| CIK | 1401112 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Paragon Shipping Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| April 20, 2018 |
PRGN / Paragon Shipping, Inc. 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33655 PARAGON SHIPPING INC. (Exact name of registrant as specified in it |
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| April 10, 2018 |
PRGN / Paragon Shipping, Inc. 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2018 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mar |
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| February 14, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G/A filed herewith (and any amendments thereto), relating to the Class A common shares of Paragon Shipping Inc. is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, on behalf of each of the undersigned. This |
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| February 14, 2018 |
EX-99.2 3 tv485219ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Guy Miller as the undersigned's true and lawful authorized representative and attorney-in-fact to execute for and on behalf of the undersigned and to file with the United States Securities and Exchange Commission and any other authority: (1) any Forms 3, 4 and 5 in accordance wi |
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| February 14, 2018 |
PRGN / Paragon Shipping, Inc. / CITADEL SECURITIES LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Paragon Shipping Inc. (Name of Issuer) Class A common shares, par value $0.001 per share (Title of Class of Securities) Y6728Q202 (CUSIP Number) December 31, 2017 Date of Event Which |
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| October 10, 2017 |
PRGN / Paragon Shipping, Inc. / KCG AMERICAS LLC - SC 13G/A PRGNF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 1) Paragon Shipping, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) Y6728Q202 (CUSIP Number) September 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| September 11, 2017 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the shares of common stock of Paragon Shipping Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act of |
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| September 11, 2017 |
PRGN / Paragon Shipping, Inc. / Calc Iii Lp - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 19341 Paragon Shipping Inc. |
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| September 8, 2017 |
PRGN / Paragon Shipping, Inc. / KCG AMERICAS LLC - SC 13G PRGNF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 Paragon Shipping, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) Y6728Q202 (CUSIP Number) August 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| July 31, 2017 |
EX-3.01 2 s106965ex3-01.htm EXHIBIT 3.01 Exhibit 3.01 |
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| July 31, 2017 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1069656k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2017 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office |
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| June 15, 2017 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2017 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mark |
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| May 31, 2017 |
Paragon Shipping Inc. Announces Adjournment of Annual Meeting of Shareholders Exhibit 99.1 Paragon Shipping Inc. Announces Adjournment of Annual Meeting of Shareholders ATHENS, Greece, May 31, 2017 ? Paragon Shipping Inc. (the ?Company?) announced that the Annual Meeting of Shareholders (the ?Annual Meeting?) of the Company held today has been adjourned until June 15, 2017 to allow additional time for the solicitation of proxies. The meeting will re-convene at the premises |
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| May 31, 2017 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2017 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mark |
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| May 24, 2017 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2017 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mark |
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| May 12, 2017 |
Exhibit 99.1 EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is made and entered into as of May 4, 2017, by and between Paragon Shipping Inc., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the ?Company?), and , a (the ?Holder?). RECITALS WHEREAS, the Holder currently holds an aggregate of $409,675.00 principal amount of 8.375% Senior |
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| May 12, 2017 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1061146k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2017 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) |
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| May 12, 2017 |
PARAGON SHIPPING INC. Convertible Note Exhibit 99.2 PARAGON SHIPPING INC. Convertible Note Issuance Date: May 4, 2017 Original Principal Amount: U.S. $275,000 FOR VALUE RECEIVED, PARAGON SHIPPING INC., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the ?Company?), hereby promises to pay to the order of or its registered assigns (?Holder?) the amount set out above as the Original Principa |
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| May 2, 2017 |
Exhibit 99.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of April 27, 2017, is by and among Paragon Shipping Inc., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the ?Company?), and , a company incorporated under the laws of (the ?Investor?). RECITALS A. The Company and the Investor are executing and |
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| May 2, 2017 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2017 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mark |
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| May 2, 2017 |
EX-99.2 3 s106030ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CONVERTIBLE NOTE THESE SECURITIES WERE ISSUED IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATIONS UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”). ACCORDINGLY, NONE OF THE SECURITIES TO WHICH THIS CERTIFICATE RELATES NOR THE SECURITIES INTO WHICH THESE SECURITIES |
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| April 19, 2017 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1059136k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2017 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 19, 2017 |
Exhibit 99.2 PARAGON SHIPPING INC. ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 31, 2017 PROXY STATEMENT TIME, DATE AND PLACE OF ANNUAL MEETING This Proxy Statement is furnished in connection with the solicitation by the Board of Directors (the ?Board?) of Paragon Shipping Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the ?Company? or ?Paragon?), of prox |
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| April 19, 2017 |
Exhibit 99.3 PROXY PARAGON SHIPPING INC. PROXY FOR ANNUAL MEETING OF STOCKHOLDERS TO BE HELD MAY 31, 2017 THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED The undersigned shareholder hereby appoints Michael Bodouroglou and Aikaterini Stoupa, and each of them individually, as attorneys and proxies for the undersigned, with the power to |
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| April 19, 2017 |
Exhibit 99.1 PARAGON SHIPPING INC. 15 Karamanli Ave. 166 73, Voula, Greece NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 31, 2017 To the Shareholders of Paragon Shipping Inc.: The 2017 Annual Meeting of Shareholders (the “Annual Meeting”) of Paragon Shipping Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company” or “Paragon”) will be held o |
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| April 10, 2017 |
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| April 10, 2017 |
Exhibit 13.2 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the “Company”) on Form 20-F for the year ended December 31, 2016 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Michael Bodouroglou, Interim Chief Financial Officer of the Company, |
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| April 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to OR ¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report: Not applicable Commission file number 001-33655 PARAGON SHIPPING INC. |
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| April 10, 2017 |
Rule 13a-14(a)/15d-14(a) Certification of Interim Principal Financial Officer Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| April 10, 2017 |
Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the “Company”) on Form 20-F for the year ended December 31, 2016 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Michael Bodouroglou, Chief Executive Officer of the Company, certify, |
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| November 16, 2016 |
EX-99.1 2 s104717ex99-1.htm EXHIBIT 99-1 Exhibit 99.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 11, 2016, is by and among Paragon Shipping Inc., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the “Company”), and , a company incorporated under the laws of the British Vir |
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| November 16, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1047176k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| November 16, 2016 |
Exhibit 99.2 CONVERTIBLE NOTE THESE SECURITIES WERE ISSUED IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATIONS UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?). ACCORDINGLY, NONE OF THE SECURITIES TO WHICH THIS CERTIFICATE RELATES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UND |
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| November 1, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1044936k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2016 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address o |
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| November 1, 2016 |
Exhibit 99.1 Paragon Shipping Inc. Announces Expiration of the Exchange Offer to Retire All of the Outstanding 8.375% Senior Notes due 2021 ATHENS, Greece, November 1, 2016 - Paragon Shipping Inc. (the "Company") today announced the expiration of its previously announced offer to exchange all properly delivered and accepted 8.375% senior notes due 2021 issued in $25.00 denominations with CUSIP num |
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| October 17, 2016 |
Paragon Shipping FORM 6-K (Current Report of Foreign Issuer) 6-K 1 s1043386k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executiv |
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| October 17, 2016 |
Exhibit 99.1 Paragon Shipping Inc. Announces Extension of the Exchange Offer to Retire All of the Outstanding 8.375% Senior Notes due 2021 October 17, 2016 – Athens, Greece – Paragon Shipping Inc. (the “Company”) today announced the extension of its previously announced offer to exchange all properly delivered and accepted 8.375% senior notes due 2021 issued in $25.00 denominations with CUSIP numb |
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| October 3, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1042696k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive off |
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| September 7, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1040506k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 7, 2016 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Addre |
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| September 7, 2016 |
Exhibit 99.2 Paragon Shipping Inc. Announces Exchange Offer to Retire All of the Outstanding 8.375% Senior Notes due 2021 September 7, 2016 – Athens, Greece – Paragon Shipping Inc. (the “Company”) today announced it has commenced an offer to exchange all properly delivered and accepted 8.375% senior notes due 2021 issued in $25.00 denominations with CUSIP number 69913R-507 (each a “Paragon Note” a |
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| September 7, 2016 |
Exhibit 99.1 Paragon Shipping Inc. Exchange Offer and Consent Solicitation Relating to 8.375% Senior Notes due 2021 September 7, 2016 THE EXCHANGE OFFER AND THE CONSENT SOLICITATION WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON OCTOBER 14, 2016, UNLESS EXTENDED (SUCH TIME AND DATE, AS IT MAY BE EXTENDED, THE "EXPIRATION DATE"). Paragon Shipping Inc. ("Paragon" or the "Company") is offering to |
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| July 11, 2016 |
PARAGON SHIPPING ISSUES LETTER TO SHAREHOLDERS Exhibit 99.1 PARAGON SHIPPING ISSUES LETTER TO SHAREHOLDERS ATHENS, Greece (July 11, 2016) - Paragon Shipping Inc. (OTCQB: PRGNF) an international shipping company incorporated under the laws of the Republic of the Marshall Islands with executive offices in Athens, Greece, specializing in the transportation of drybulk cargoes, today released a letter to shareholders. To our shareholders: Now that |
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| July 11, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mark |
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| June 22, 2016 |
Exhibit 99.2 CONVERTIBLE NOTE THESE SECURITIES WERE ISSUED IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATIONS UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”). ACCORDINGLY, NONE OF THE SECURITIES TO WHICH THIS CERTIFICATE RELATES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UND |
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| June 22, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1035436k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office |
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| June 22, 2016 |
EX-99.1 2 s103543ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Execution Copy SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 17, 2016, is by and among Paragon Shipping Inc., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the “Company”), and , a company incorporated under the laws of the British Virgin Isl |
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| June 16, 2016 |
PARAGON SHIPPING ANNOUNCES WAIVER OF DEBT Exhibit 99.1 PARAGON SHIPPING ANNOUNCES WAIVER OF DEBT ATHENS, Greece (June 16, 2016) - Paragon Shipping Inc. (OTCQB: PRGNF) (the ?Company?) announced today that it has entered into an agreement with the last of its credit lenders, Unicredit Bank AG, pursuant to which, the Company was discharged from all of its obligations under the loan agreement, including a waiver of the outstanding debt amount |
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| June 16, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mark |
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| June 6, 2016 |
Exhibit 99.1 MAIN AGREEMENT This Agreement (“Agreement”), dated …….., 2016 is made by and between PARAGON SHIPPING INC., a corporation organized under the laws of the Republic of the Marshall Islands ( “Paragon”), and ALLSEAS MARINE S.A. a corporation organized under the laws of the Republic of Liberia (“Allseas”) (collectively, the “Parties”). RECITALS WHEREAS, Paragon has outstanding obligations |
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| June 6, 2016 |
Exhibit 99.2 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (?Agreement?), dated as of ??.., 2016 is made by and between PARAGON SHIPPING INC., a corporation organized under the laws of the Republic of the Marshall Islands (the ?Seller?), and ??.., a corporation organized under the laws of the Republic of Liberia (the ?Buyer?) (collectively, the ?Parties?). RECITALS WHEREAS, the Seller dir |
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| June 6, 2016 |
Paragon Shipping FORM 6-K (Current Report of Foreign Issuer) 6-K 1 s1034296k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| June 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33655 Issuer: Paragon Shipping Inc. Exchange: The NASDAQ Global Market (Exact name of Issuer as specified in its charter and name of Exchange where security is listed and/or re |
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| June 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33655 Issuer: Paragon Shipping Inc. Exchange: The NASDAQ Capital Market (Exact name of Issuer as specified in its charter and name of Exchange where security is listed and/or r |
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| May 25, 2016 |
Exhibit 99.1 PARAGON SHIPPING ANNOUNCES RECEIPT OF NOTICE OF NON-COMPLIANCE FROM NASDAQ, TRANSFER OF LISTING TO THE OTC MARKETS AND DEVELOPMENTS ON NEWBUILDING CONTRACTS ATHENS, Greece (May 25, 2016) - Paragon Shipping Inc. (NASDAQ: PRGN) (the ?Company?) announced today that it has received written notification from The NASDAQ Stock Market (?NASDAQ?) dated May 19, 2016, indicating that because the |
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| May 25, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1033466k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) |
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| May 13, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1032566k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) |
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| May 13, 2016 |
PARAGON SHIPPING ANNOUNCES AVAILABILITY OF ITS ANNUAL REPORT ON FORM 20-F Exhibit 99.1 PARAGON SHIPPING ANNOUNCES AVAILABILITY OF ITS ANNUAL REPORT ON FORM 20-F ATHENS, Greece (May 13, 2016) - Paragon Shipping Inc. (NASDAQ: PRGN) (?Paragon Shipping? or the ?Company?), today announced that it has filed its Annual Report on Form 20-F for the fiscal year ended December 31, 2015 (the ?Annual Report?) with the Securities and Exchange Commission. The Annual Report may be acce |
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| May 12, 2016 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the “Company”) on Form 20-F for the year ended December 31, 2015 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Michael Bodouroglou, Chief Executive Officer of the Company, certify, |
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| May 12, 2016 |
Exhibit 4.22 ADDENDUM NO.2 TO SHIPBUILDING CONTRACT NO.: 2013NYZ353GR FOR CONSTRUCTION OF ONE 82,000DWT BULK CARRIER (HULL NO.YZJ2013-1144) THIS ADDENDUM NO. 2 is made on 29th May, 2015. BETWEEN: (1) DOLPHIN SUNRISE LIMITED, a company organized and existing under the Laws of the Republic of Marshall Islands with a registered office at, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH969 |
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| May 12, 2016 |
Exhibit 4.24 ADDENDUM NO.2 TO SHIPBUILDING CONTRACT NO.: 2013NYZ351GR FOR CONSTRUCTION OF ONE 82,000DWT BULK CARRIER (HULL NO.YZJ2013-1142) THIS ADDENDUM NO. 2 is made on 29th May, 2015. BETWEEN: (1) OCEANUS INVESTMENTS LIMITED , a company organized and existing under the Laws of the Republic of Marshall Islands with a registered office at, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands |
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| May 12, 2016 |
AMENDED AND RESTATED EXECUTIVE SERVICES AGREEMENT EX-4.27 13 s103236ex4-27.htm EXHIBIT 4.27 Exhibit 4.27 AMENDED AND RESTATED EXECUTIVE SERVICES AGREEMENT This Amended and Restated Executive Services Agreement (the Agreement") is made as of the 18th May 2015, by and between Paragon Shipping Inc., a Marshall Islands corporation (the "Company" or "Paragon”), and Allseas Marine S.A., a Liberian corporation ("Allseas"). WITNESSETH: WHEREAS, the Compa |
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| May 12, 2016 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| May 12, 2016 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the “Company”) on Form 20-F for the year ended December 31, 2015 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Michael Bodouroglou, Interim Chief Financial Officer of the Company, |
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| May 12, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement (Form F-3 No. 333-192517, as amended) of Paragon Shipping Inc. and in the related Prospectus of our report dated May 12, 2016, with respect to the consolidated financial statements of Paragon Shipping Inc., included in this Annual Report (Form 20-F) for t |
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| May 12, 2016 |
Exhibit 4.30 Dated January 2016 PARAGON SHIPPING INC. as Borrower -and- THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders -and- THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 2 as Swap Banks -and- THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND as Arranger, Agent and Security Trustee FIFTH SUPPLEMENTAL AGREEMENT in relation to a Loan Agreement dated 30 March 2009 (as am |
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| May 12, 2016 |
Exhibit 4.16 SHIPBUILDING CONTRACT CONTRACT NO. 2013NYZ353GR FOR CONSTRUCTION OF ONE 82,000 DWT BULK CARRIER (HULL NO. YZJ2013-1144) BETWEEN DOLPHIN SUNRISE LIMITED as BUYER AND Jiangsu Tianchen Marine Import & Export Co., Ltd. And Jiangsu New Yangzi Shipbuilding Co., Ltd. And Jiangsu Yangzijiang Shipbuilding Co., Ltd. Collectively as SELLER Shipbuilding Contract For Construction of One 82,000 DWT |
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| May 12, 2016 |
Exhibit 4.18 SHIPBUILDING CONTRACT CONTRACT NO. 2013NYZ351GR FOR CONSTRUCTION OF ONE 82,000 DWT BULK CARRIER (HULL NO. YZJ2013-1142) BETWEEN OCEANUS INVESTMENTS LIMITED as BUYER AND Jiangsu Tianchen Marine Import & Export Co., Ltd. And Jiangsu New Yangzi Shipbuilding Co., Ltd. And Jiangsu Yangzijiang Shipbuilding Co., Ltd. Collectively as SELLER Shipbuilding Contract For Construction of One 82,000 |
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| May 12, 2016 |
Exhibit 4.37 Date 25 April 2016 (1) THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND as Security Trustee in favour of (2) PARAGON SHIPPING INC. as Borrower -and- (3) FAIRPLAY MARITIME LTD. as Owner -and- (4) ALLSEAS MARINE S.A. as Approved Manager DEED OF RELEASE AND REASSIGNMENT m.v. “KIND SEAS” CONSTANT & CONSTANT 149 Karaiskou Street 185 38 Piraeus Greece INDEX Clause Page 1 INTERPRETATION 2 2 r |
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| May 12, 2016 |
Exhibit 4.29 Dated 8 December 2015 PARAGON SHIPPING INC. as Borrower and READING NAVIGATION CO. DONNA MARINE CO. and PROTEA INTERNATIONAL INC. as Owners and THE BANKS AND FINANCIAL INSTITUTIONS listed in the Schedule as Lenders and COMMERZBANK AG as Agent, as Arranger and as Security Trustee and COMMERZBANK AG as Swap Bank SETTLEMENT AGREEMENT Index Clause Page 1 Interpretation 2 2 Undertakings 2 |
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| May 12, 2016 |
EX-4.25 11 s103236ex4-25.htm EXHIBIT 4.25 Exhibit 4.25 ADDENDUM NO.3 TO (1) SHIPBUILDING CONTRACT NO.: 2013NYZ353GR FOR CONSTRUCTION OF ONE 82,000DWT BULK CARRIER (HULL NO.YZJ2013-1144) (the “1144 Contract”) (2) SHIPBUILDING CONTRACT NO.: 2013NYZ354GR FOR CONSTRUCTION OF ONE 82,000DWT BULK CARRIER (HULL NO.YZJ2013-1145) (the “1145 Contract”); and (3) SHIPBUILDING CONTRACT NO.: 2013NYZ351GR FOR CON |
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| May 12, 2016 |
Exhibit 4.17 SHIPBUILDING CONTRACT CONTRACT NO. 2013NYZ354GR FOR CONSTRUCTION OF ONE 82,000 DWT BULK CARRIER (HULL NO. YZJ2013-1144) BETWEEN NAUTILUS INVESTMENT LIMITED as BUYER AND Jiangsu Tianchen Marine Import & Export Co., Ltd. And Jiangsu New Yangzi Shipbuilding Co., Ltd. And Jiangsu Yangzijiang Shipbuilding Co., Ltd. Collectively as SELLER Shipbuilding Contract For Construction of One 82,000 |
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| May 12, 2016 |
20-F 1 s10323620f.htm FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) |
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| May 12, 2016 |
Exhibit 4.23 ADDENDUM NO.2 TO SHIPBUILDING CONTRACT NO.: 2013NYZ354GR FOR CONSTRUCTION OF ONE 82,000DWT BULK CARRIER (HULL NO.YZJ2013-1145) THIS ADDENDUM NO. 2 is made on 29th May, 2015. BETWEEN: (1) NAUTILUS INVESTMENT LIMITED, a company organized and existing under the Laws of the Republic of Marshall Islands with a registered office at, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands M |
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| May 12, 2016 |
Exhibit 4.21 ADDENDUM NO.1 TO THE SHIPBUILDING CONTRACT NO. 2013NYZ351GR ADDENDUM NO. 1 TO SHIPBUILDING CONTRACT NO.: 2013NYZ351GR (“Contract”) Between Oceanus Investments Limited (“Buyer”) And Jiangsu Tianchen Marine Import & Export Co., Ltd. And Jiangsu New Yangzi Shipbuilding Co.,Ltd. And Jiangsu Yangzijiang Shipbuilding Co., Ltd. (“SELLER”) THIS ADDENDUM NO. 1 to the Shipbuilding Contract for |
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| May 12, 2016 |
EX-4.34 17 s103236ex4-34.htm EXHIBIT 4.34 Exhibit 4.34 SETTLEMENT AGREEMENT This Agreement is made on 9th March 2016 BETWEEN: (1) PARAGON SHIPPING INC. (the “Borrower”), a company organised and existing under the laws of the Republic of the Marshall Islands, having its registered office at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH 96960; (2) CORAL VENTURES |
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| May 12, 2016 |
Re: Notice of Cancellation re PIK Note Certificate No. 1 dated 8 January 2016. Exhibit 4.36 To: Paragon Shipping Inc. 2 Burlington Plaza 15 Karamanli Avenue Burlington Road GR 16673 Dublin 4, Ireland Voula Tel + 353(0)766244400 Athens Fax +353(0)766244655 Greece www.bankofireland.com/corporatebanking Dear Sirs, 11 April 2016. Re: Notice of Cancellation re PIK Note Certificate No. 1 dated 8 January 2016. We refer to: (a) the Fifth Supplemental Agreement dated 7 January 2016 s |
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| May 12, 2016 |
Exhibit 4.19 ADDENDUM NO.1 TO THE SHIPBUILDING CONTRACT NO. 2013NYZ353GR ADDENDUM NO. 1 TO SHIPBUILDING CONTRACT NO.: 2013NYZ353GR (“Contract”) Between Dolphin Sunrise Limited (“Buyer”) And Jiangsu Tianchen Marine Import & Export Co., Ltd. And Jiangsu New Yangzi Shipbuilding Co.,Ltd. And Jiangsu Yangzijiang Shipbuilding Co., Ltd. (“SELLER”) THIS ADDENDUM NO. 1 to the Shipbuilding Contract for Cons |
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| May 12, 2016 |
Exhibit 4.20 ADDENDUM NO.1 TO THE SHIPBUILDING CONTRACT NO. 2013NYZ354GR ADDENDUM NO. 1 TO SHIPBUILDING CONTRACT NO.: 2013NYZ354GR (“Contract”) Between Nautilus Investment Limited (“Buyer”) And Jiangsu Tianchen Marine Import & Export Co., Ltd. And Jiangsu New Yangzi Shipbuilding Co.,Ltd. And Jiangsu Yangzijiang Shipbuilding Co., Ltd. (“SELLER”) THIS ADDENDUM NO. 1 to the Shipbuilding Contract for |
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| May 12, 2016 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| May 12, 2016 |
AMENDED AND RESTATED ACCOUNTING AGREEMENT EX-4.26 12 s103236ex4-26.htm EXHIBIT 4.26 Exhibit 4.26 AMENDED AND RESTATED ACCOUNTING AGREEMENT This Amended and Restated Accounting Agreement (the Agreement") is made as of the 18th May 2015, by and between Paragon Shipping Inc., a Marshall Islands corporation (the "Company" or "Paragon”), and Allseas Marine S.A., a Liberian corporation ("Allseas"). WITNESSETH: WHEREAS, the Company and Allseas p |
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| May 12, 2016 |
EX-4.28 14 s103236ex4-28.htm EXHIBIT 4.28 Exhibit 4.28 Dated 30 July 2015 THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders and HSH NORDBANK AG as Agent, Mandated Lead Arranger, Swap Bank and Security Trustee and ALCYONE INTERNATIONAL MARINE INC. NEPTUNE INTERNATIONAL SHIPPING AND TRADING S.A. and PALOMA MARINE S.A. as joint and several Borrowers DEED OF RELEASE OF SECURITY rela |
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| May 2, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 001-33655 NOTIFICATION OF LATE FILING ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2015 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition |
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| April 28, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1030986k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 28, 2016 |
Exhibit 99.1 Paragon Shipping Inc. Announces Recent Developments on its Debt Agreements, Newbuilding Contracts and Other Corporate Actions April 28, 2016 ? Athens, Greece ? Paragon Shipping Inc. (?Paragon? or the ?Company?) today announced the following updates on its debt agreements, newbuilding contracts and other corporate actions: Newbuilding Contracts The Company has entered into an agreement |
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| April 7, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1029776k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 7, 2016 |
Exhibit 99.1 Execution Copy EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is made and entered into as of April 6, 2016, by and between Paragon Shipping Inc., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the ?Company?), and , an exempted company organized and existing under the laws of Bermuda (the ?Holder?). RECITALS WHEREAS, the H |
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| March 21, 2016 |
Paragon Shipping (Current Report of Foreign Issuer) 6-K 1 d70882366-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2016 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of pri |
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| March 15, 2016 |
Paragon Shipping Inc. Regains Compliance with NASDAQ’s Minimum Closing Bid Price Exhibit 99.1 Paragon Shipping Inc. Regains Compliance with NASDAQ’s Minimum Closing Bid Price March 15, 2016 – Athens, Greece – Paragon Shipping Inc. (“Paragon” or the “Company”) announced today that it has received a letter from NASDAQ, indicating that the Company has regained compliance with the $1.00 per share minimum closing bid price requirement for continued listing on the NASDAQ Capital Mar |
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| March 15, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mar |
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| March 10, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check mar |
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| March 10, 2016 |
Paragon Shipping Inc. Announces Recent Developments on its Debt Agreements and Newbuilding Contracts Exhibit 99.1 Paragon Shipping Inc. Announces Recent Developments on its Debt Agreements and Newbuilding Contracts March 9, 2016 ? Athens, Greece ? Paragon Shipping Inc. (?Paragon? or the ?Company?) today announced the following updates on its debt agreements and newbuilding contracts: Syndicated Loan Facility dated May 6, 2014 On March 9, 2016, the Company agreed with the syndicated banks, subject |
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| March 8, 2016 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2016 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| February 29, 2016 |
Exhibit 3.01 ARTICLES OF AMENDMENT OF PARAGON SHIPPING INC. Reg. No. 18649 REPUBLIC OF THE MARSHALL ISLANDS REGISTRAR OF CORPORATIONS DUPLICATE COPY The original of this Document was filed in accordance with Section 5 of the Business Corporations Act on NON RESIDENT February 22, 2016 /s/ Elizabeth Caswell Deputy Registrar ARTICLES OF AMENDMENT OF AMENDED AND RESTATED ARTICLES OF INCORPORATION OF P |
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| February 29, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1027246k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| February 29, 2016 |
Paragon Shipping Inc. Announces Reverse Stock Split EX-99.01 3 s102724ex99-01.htm EXHIBIT 99.01 Exhibit 99.01 Paragon Shipping Inc. Announces Reverse Stock Split February 29, 2016 – Athens, Greece – Paragon Shipping Inc. (NASDAQ: PRGN) (“Paragon” or the “Company”) today announced that its Amended and Restated Articles of Incorporation are being further amended to effect a reverse stock split of the Company’s issued and outstanding Class A common sh |
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| February 16, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check |
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| February 12, 2016 |
Paragon Shipping (Current Report of Foreign Issuer) 6-K 1 d70454106-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2016 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of |
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| February 12, 2016 |
Exhibit 99.1 Paragon Shipping Inc. Exchange Offer and Consent Solicitation Relating to 8.375% Senior Notes due 2021 February 12, 2016 THE EXCHANGE OFFER AND THE CONSENT SOLICITATION WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON MARCH 14, 2016, UNLESS EXTENDED (SUCH TIME AND DATE, AS IT MAY BE EXTENDED, THE "EXPIRATION DATE"). Paragon Shipping Inc. ("Paragon" or the "Company") is offering to ex |
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| February 12, 2016 |
Exhibit 99.2 Paragon Shipping Inc. Announces Exchange Offer to Retire All of the Outstanding 8.375% Senior Notes due 2021 February 12, 2016 ? Athens, Greece ? Paragon Shipping Inc. (the "Company") today announced it has commenced an offer to exchange all properly delivered and accepted 8.375% senior notes due 2021 issued in $25.00 denominations with CUSIP number 69913R-507 (each a "Paragon Note" a |
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| February 9, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check |
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| February 2, 2016 |
PRGN / Paragon Shipping, Inc. / Miller Lloyd I III - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* Paragon Shipping Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69913R408 (CUSIP Number) December 31, 2015 (Date of Event which Requ |
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| January 28, 2016 |
Exhibit 99.1 Execution Copy SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 27, 2016, is by and among Paragon Shipping Inc., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the “Company”), and , a company incorporated under the laws of the British Virgin Islands (the “Investor”). RECITALS A. The |
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| January 28, 2016 |
Exhibit 99.2 CONVERTIBLE NOTE THESE SECURITIES WERE ISSUED IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATIONS UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?). ACCORDINGLY, NONE OF THE SECURITIES TO WHICH THIS CERTIFICATE RELATES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UND |
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| January 28, 2016 |
Exhibit 99.3 Execution Copy EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is made and entered into as of January 27, 2016, by and between Paragon Shipping Inc., a corporation incorporated and existing under the laws of the Republic of the Marshall Islands (the ?Company?), and , an exempted company organized and existing under the laws of Bermuda (the ?Holder?). RECITALS WHEREAS, th |
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| January 28, 2016 |
Paragon Shipping FORM 6-K (Current Report of Foreign Issuer) 6-K 1 s1025676k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executiv |
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| January 26, 2016 |
PARAGON SHIPPING INC. REPORTS THIRD QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2015 RESULTS EX-99.1 2 s102534ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PARAGON SHIPPING INC. REPORTS THIRD QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2015 RESULTS ATHENS, Greece, January 26, 2016 - Paragon Shipping Inc. (NASDAQ: PRGN) (“Paragon Shipping” or the “Company”), a global shipping transportation company specializing in drybulk cargoes, announced today its results for the third quarter and nine months en |
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| January 26, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check m |
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| January 26, 2016 |
Paragon Shipping FORM 6-K (Current Report of Foreign Issuer) 6-K 1 s1025156k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2016 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant’s name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Addre |
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| January 14, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check m |
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| January 14, 2016 |
EX-99.2 3 s102489ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 PARAGON SHIPPING INC. SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 12, 2016 AMENDED AND RESTATED PROXY STATEMENT TIME, DATE AND PLACE OF SPECIAL MEETING This Proxy Statement is furnished in connection with the solicitation by the Board of Directors of Paragon Shipping Inc., a corporation organized under the laws of the Republic of the |
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| January 14, 2016 |
Exhibit 99.1 PARAGON SHIPPING INC. 15 Karamanli Ave. 166 73, Voula, Greece AMENDED AND RESTATED NOTICE OF SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 12, 2016 To the Shareholders of Paragon Shipping Inc.: A Special Meeting of Shareholders (the ?Special Meeting?) of Paragon Shipping Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the ?Company? or ?Pa |
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| January 11, 2016 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2016 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) Indicate by check m |
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| January 11, 2016 |
PARAGON SHIPPING ANNOUNCES THE SALE OF M/V KIND SEAS AND AN AGREEMENT WITH ONE OF ITS LENDERS Exhibit 99.1 PARAGON SHIPPING ANNOUNCES THE SALE OF M/V KIND SEAS AND AN AGREEMENT WITH ONE OF ITS LENDERS January 11, 2016 - Athens, Greece ? Paragon Shipping Inc. (the ?Company?) announced that it has entered into an agreement to sell M/V Kind Seas for a cash consideration of $3.5 million to an unaffiliated third party and the delivery of the vessel was concluded on January 8, 2016. The Company |
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| December 24, 2015 |
Exhibit 99.1 PARAGON SHIPPING INC. 15 Karamanli Ave. 166 73, Voula, Greece NOTICE OF SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JANUARY 26, 2016 To the Shareholders of Paragon Shipping Inc.: A Special Meeting of Shareholders (the “Special Meeting”) of Paragon Shipping Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company” or “Paragon”) will be held o |
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| December 24, 2015 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1023926k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2015 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| December 24, 2015 |
Exhibit 99.2 PARAGON SHIPPING INC. SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JANUARY 26, 2016 PROXY STATEMENT TIME, DATE AND PLACE OF SPECIAL MEETING This Proxy Statement is furnished in connection with the solicitation by the Board of Directors of Paragon Shipping Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the ?Company? or ?Paragon?), of proxies from |
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| December 24, 2015 |
Exhibit 99.3 PROXY PARAGON SHIPPING INC. PROXY FOR SPECIAL MEETING OF STOCKHOLDERS TO BE HELD JANUARY 26, 2016 THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED The undersigned shareholder hereby appoints Nikolaos Arachovas and Aikaterini Stoupa, and each of them individually, as attorneys and proxies for the undersigned, with the power |
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| December 8, 2015 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1023266k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2015 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| December 8, 2015 |
PARAGON SHIPPING ANNOUNCES SIGNING OF AN AGREEMENT WITH ONE OF ITS LENDERS Exhibit 99.1 PARAGON SHIPPING ANNOUNCES SIGNING OF AN AGREEMENT WITH ONE OF ITS LENDERS December 8, 2015 – Athens, Greece - On 8 December 2015, Paragon Shipping Inc. entered into an agreement with Commerzbank AG for the full and final satisfaction of all amounts outstanding under a US$57,000,000 facility, of which approximately US$38,237,500 is currently outstanding, in exchange for the net sale p |
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| December 2, 2015 |
Paragon Shipping 6-K (Current Report of Foreign Issuer) 6-K 1 s1022976k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2015 Commission File Number: 001-33655 PARAGON SHIPPING INC. (Name of Registrant) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| December 2, 2015 |
PARAGON SHIPPING ANNOUNCES THE APPOINTMENT OF CHIEF FINANCIAL OFFICER Exhibit 99.1 PARAGON SHIPPING ANNOUNCES THE APPOINTMENT OF CHIEF FINANCIAL OFFICER December 2, 2015 ? Athens, Greece - Paragon Shipping Inc. (the ?Company?) (NASDAQ: PRGN) a global shipping company specializing in the transportation of dry bulk cargoes, announced today that the Board of Directors has appointed Mr. Nikolas Arachovas as the Chief Financial Officer of the Company, with immediate effe |
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| September 22, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| September 10, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| September 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| September 4, 2015 |
$4,000,000 Common Shares Paragon Shipping Inc. Filed Pursuant to Rule 424(b)5 Registration No. 333-192517 PROSPECTUS SUPPLEMENT (To Prospectus dated January 8, 2014) $4,000,000 Common Shares Paragon Shipping Inc. This prospectus supplement relates to the issuance and sale of our Class A common shares, par value $0.001 per share, or the common shares, having an aggregate offering price of up to $4,000,000, from time to time solely through Maxim |
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| September 1, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| August 25, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offi |
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| July 17, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office |
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| June 9, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office |
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| May 26, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) |
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| May 19, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) |
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| May 12, 2015 |
TEU / Box Ships Inc. / Paragon Shipping Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under The Securities Exchange Act of 1934 (Amendment No. |
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| April 30, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 24, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 20, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 17, 2015 |
EX-4.71 9 d6474569ex4-71.htm Exhibit 4.71 Private & Confidential Dated 30 September 2014 SIXTH SUPPLEMENTAL AGREEMENT relating to a secured credit facility of up to US$90,000,000 to PARAGON SHIPPING INC. as Borrower provided by THE BANKS AND FINANCIAL INSTITUTIONS listed in schedule 1 as Lenders Arranger, Agent and Security Trustee UNICREDIT BANK AG (formerly known as BAYERISCHE HYPO- UND VEREINSB |
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| April 17, 2015 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the "Company") on Form 20-F for the year ended December 31, 2014 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Michael Bodouroglou, Chief Executive Officer of the Company, certify, |
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| April 17, 2015 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| April 17, 2015 |
PARAGON SHIPPING INC. NEW 2014 EQUITY INCENTIVE PLAN MARCH 26, 2014 EX-4.62 3 d1454733ex4-62.htm Exhibit 4.62 PARAGON SHIPPING INC. NEW 2014 EQUITY INCENTIVE PLAN MARCH 26, 2014 Paragon Shipping Inc., a Marshall Islands corporation (the "Company"), initially adopted the Paragon Shipping Inc. 2006 Equity Incentive Plan (the "Original Plan") in 2006, under which an aggregate of 1,500,000 shares of Class A common stock of the Company, par value $0.001 per share ("Com |
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| April 17, 2015 |
EX-4.72 10 d6474570ex4-72.htm Exhibit 4.72 Private & Confidential Dated 27 March 2015 SEVENTH SUPPLEMENTAL AGREEMENT relating to a secured credit facility of up to US$90,000,000 to PARAGON SHIPPING INC. as Borrower provided by THE BANKS AND FINANCIAL INSTITUTIONS listed in schedule 1 as Lenders Arranger, Agent and Security Trustee UNICREDIT BANK AG (formerly known as BAYERISCHE HYPO- UND VEREINSBA |
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| April 17, 2015 |
Execution version Exhibit 4.70 Dated 6 May 2014 PARAGON SHIPPING INC. as Borrower and THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 Part A as Lenders and THE BANKS AND FINANCIAL INSTITUTIONS Listed in Schedule 1 Part B as Lead Arrangers and Swap Banks and NORDEA BANK FINLAND PLC London Branch as Agent, Bookrunner and as Security Trustee LOAN AGREEMENT relating to a US$160,000,000 facil |
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| April 17, 2015 |
Exhibit 4.69 Dated 4 April 2014 ALCYONE INTERNATIONAL MARINE INC. NEPTUNE INTERNATIONAL SHIPPING AND TRADING S.A. and PALOMA MARINE S.A. as joint and several Borrowers and THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders and HSH NORDBANK AG as Agent, Mandated Lead Arranger, Swap Bank and Security Trustee LOAN AGREEMENT relating to a senior secured post-delivery term loan facili |
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| April 17, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement (Form F-3 No. 333-192517, as amended) of Paragon Shipping Inc. and in the related Prospectus of our reports dated April 17, 2015, with respect to the consolidated financial statements of Paragon Shipping Inc. and the effectiveness of internal control over |
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| April 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to OR ☐ SHELL COMPANY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report. |
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| April 17, 2015 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| April 17, 2015 |
S&P AND CHARTER BROKERAGE SERVICES AGREEMENT EX-4.64 5 d6472547ex4-64.htm Exhibit 4.64 S&P AND CHARTER BROKERAGE SERVICES AGREEMENT This S&P AND CHARTER BROKERAGE SERVICES AGREEMENT (the "Agreement") is made effective as of January 2nd, 2015 among SEACOMMERCIAL SHIPPING SERVICES S.A., a Liberian company (the "Broker") and [ ], a [ ] company ("Owner"). WHEREAS, the Owner is the registered owner of [ ] registered under the flag of [ ] (the "Ve |
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| April 17, 2015 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the "Company") on Form 20-F for the year ended December 31, 2014 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Michael Bodouroglou, Interim Chief Financial Officer of the Company, |
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| April 17, 2015 |
AMENDED AND RESTATED MANAGEMENT AGREEMENT EX-4.63 4 d6472519ex4-63.htm Exhibit 4.63 AMENDED AND RESTATED MANAGEMENT AGREEMENT This AMENDED AND RESTATED MANAGEMENT AGREEMENT (the "Agreement") is made effective as of January 2nd, 2015 among ALLSEAS MARINE S.A., a Liberian company (the "Manager") and [ ], a [ ] company ("Owner"). WHEREAS, the Owner and the Manager have entered into a Management Agreement dated [ ] as amended from time to tim |
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| April 17, 2015 |
Exhibit 4.73 Dated 30 September 2014 PARAGON SHIPPING INC. as Borrower -and- THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders -and- THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 2 as Swap Banks -and- THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND as Arranger, Agent and Security Trustee THIRD SUPPLEMENTAL AGREEMENT in relation to a Loan Agreement dated 30 March 2009 ( |
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| April 17, 2015 |
EX-4.66 2 d6472527ex4-66.htm Exhibit 4.66 COMPENSATION AGREEMENT This Compensation Agreement (the "Agreement") is made as of the 2nd day of January 2015, by and between Paragon Shipping Inc., a Marshall Islands corporation (the "Company"), and Seacommercial Shipping Services S.A., a Liberian corporation ("Seacommercial"). W I T N E S S E T H: WHEREAS, the Company is engaged directly and/or through |
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| April 17, 2015 |
AMENDED AND RESTATED COMPENSATION AGREEMENT EX-4.65 6 d6472520ex4-65.htm Exhibit 4.65 AMENDED AND RESTATED COMPENSATION AGREEMENT This Amended and Restated Compensation Agreement (the Agreement") is made as of the 2nd day of January 2015, by and between Paragon Shipping Inc., a Marshall islands corporation (the "Company" or "Paragon"), and Allseas Marine S.A., a Liberian corporation ("Allseas"). W I T N E S S E T H: WHEREAS, the Company and |
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| April 1, 2015 |
Paragon Shipping (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| February 11, 2015 |
PRGN / Paragon Shipping, Inc. / Oceanic Investment Management LTD Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Paragon Shipping Inc. (Name of Issuer) Class A common shares, par value of $0.001 per share (Title of Class of Securities) 69913R408 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the r |
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| February 5, 2015 |
PRGN / Paragon Shipping, Inc. / Miller Lloyd I III - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* Paragon Shipping Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69913R408 (CUSIP Number) December 31, 2014 (Date of Event which Requi |
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| January 23, 2015 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2015 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| November 5, 2014 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant’s name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| October 30, 2014 |
PRGN / Paragon Shipping, Inc. / Miller Lloyd I III - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* Paragon Shipping Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69913R408 (CUSIP Number) October 28, 2014 (Date of Event which Requires |
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| October 22, 2014 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive off |
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| October 2, 2014 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive off |
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| September 24, 2014 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| September 5, 2014 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| September 4, 2014 |
PRGN / Paragon Shipping, Inc. 8-A12B - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Paragon Shipping Inc. (Exact Name of Registrant as Specified in Its Charter) Republic of the Marshall Islands N/A (State of Incorporation or Organization) (IRS Employer Identification No.) 15 Karam |
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| September 2, 2014 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| August 22, 2014 |
PRGN / Paragon Shipping, Inc. CORRESP - - Seward & Kissel llp ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 WRITER'S DIRECT DIAL TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 WWW. |
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| August 12, 2014 |
PARAGON SHIPPING INC. ANNOUNCES PRICING OF $25 MILLION OF SENIOR NOTES DUE 2021 EX-99.2 Exhibit 99.2 PARAGON SHIPPING INC. ANNOUNCES PRICING OF $25 MILLION OF SENIOR NOTES DUE 2021 ATHENS, Greece (August 5, 2014) – Paragon Shipping Inc. (NASDAQ:PRGN) (“Paragon Shipping” or the “Company”) announced today that it has priced its previously announced public offering of senior unsecured notes due 2021 (the “Notes”). The Notes will bear interest at a rate of 8.375% per year, payabl |
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| August 12, 2014 |
ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE EX-4.2 Exhibit 4.2 This FIRST SUPPLEMENTAL INDENTURE (the First Supplemental Indenture), dated as of August 8, 2014, is entered into between PARAGON SHIPPING INC., a corporation duly organized and existing under the laws of the Republic of The Marshall Islands (the Company), and DEUTSCHE BANK TRUST COMPANY AMERICAS, a New York banking corporation, as trustee (the Trustee). RECITALS WHEREAS, |
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| August 12, 2014 |
EX-4.1 Exhibit 4.1 PARAGON SHIPPING INC. SENIOR INDENTURE Dated as of August 8, 2014 Deutsche Bank Trust Company Americas Trustee -i- TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01 Definitions. 1 SECTION 1.02 Other Definitions. 5 SECTION 1.03 Incorporation by Reference of Trust Indenture Act. 5 SECTION 1.04 Rules of Construction. 6 ARTICLE II THE SECURIT |
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| August 12, 2014 |
Paragon Shipping Inc. 8.375% Senior Notes due 2021 UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 Paragon Shipping Inc. $25,000,000 8.375% Senior Notes due 2021 UNDERWRITING AGREEMENT August 5, 2014 Deutsche Bank Securities Inc. Jefferies LLC As Representatives of the Several Underwriters c/o Deutsche Bank Securities Inc. 60 Wall Street, 4th Floor New York, New York 10005 c/o Jefferies LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Paragon Shipping Inc |
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| August 12, 2014 |
PRGN / Paragon Shipping, Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant’s name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal exec |
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| August 12, 2014 |
PARAGON SHIPPING INC. ANNOUNCES A PUBLIC OFFERING OF SENIOR NOTES DUE 2021 EX-99.1 Exhibit 99.1 PARAGON SHIPPING INC. ANNOUNCES A PUBLIC OFFERING OF SENIOR NOTES DUE 2021 ATHENS, Greece (August 5, 2014) – Paragon Shipping Inc. (NASDAQ:PRGN) (“Paragon Shipping” or the “Company”) announced today that it intends to offer senior unsecured notes due 2021 (the “Notes”) pursuant to its effective shelf registration statement. The Company expects to use the net proceeds of the of |
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| August 7, 2014 |
Paragon Shipping Inc. 8.375% Senior Notes due 2021 Final Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| August 7, 2014 |
$25,000,000 PARAGON SHIPPING INC. 8.375% SENIOR NOTES DUE 2021 FWP Issuer Free Writing Prospectus August 7, 2014 Filed Pursuant to Rule 433 Registration No. |
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| August 6, 2014 |
$25,000,000 PARAGON SHIPPING INC. 8.375% SENIOR NOTES DUE 2021 FWP Issuer Free Writing Prospectus August 5, 2014 Filed Pursuant to Rule 433 Registration No. |
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| August 5, 2014 |
SUBJECT TO COMPLETION, DATED AUGUST 5, 2014 Preliminary Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| June 10, 2014 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| May 19, 2014 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive office) |
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| March 27, 2014 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| March 27, 2014 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Robert Perri, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| March 27, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement (Form F-3 No. 333-192517, as amended) of Paragon Shipping Inc. and in the related Prospectus of our reports dated March 27, 2014, with respect to the consolidated financial statements of Paragon Shipping Inc. and the effectiveness of internal control over |
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| March 27, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No 333-192517 on Form F-3 of our report dated April 27, 2012 (April 3, 2013 as to the effects of the reverse stock split described in Notes 1 and 11), relating to the consolidated financial statements of Paragon Shipping Inc. and subsidiaries (the "Company") |
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| March 27, 2014 |
PARAGON SHIPPING INC. NEW 2014 EQUITY INCENTIVE PLAN MARCH 26, 2014 Exhibit 4.62 PARAGON SHIPPING INC. NEW 2014 EQUITY INCENTIVE PLAN MARCH 26, 2014 Paragon Shipping Inc., a Marshall Islands corporation (the "Company"), initially adopted the Paragon Shipping Inc. 2006 Equity Incentive Plan (the "Original Plan") in 2006, under which an aggregate of 1,500,000 shares of Class A common stock of the Company, par value $0.001 per share ("Common Stock"), were reserved fo |
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| March 27, 2014 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the "Company") on Form 20-F for the year ended December 31, 2013 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Michael Bodouroglou, Chief Executive Officer of the Company, certify, |
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| March 27, 2014 |
Exhibit 4.35 Eris Shipping S.A. (as Borrower) Paragon Shipping Inc (as Guarantor) c/o Paragon Shipping Inc 15 Karamanli Avenue GR 166 73 Voula Athens, Greece 14 March 2014 Dear Sirs Re: Secured Loan Facility Agreement Dated 2 July 2010 as amended Further to our recent discussions, we are pleased to advise you that HSBC BANK plc has approved on 10 February 2014 to amend the subject Agreement, and t |
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| March 27, 2014 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the "Company") on Form 20-F for the year ended December 31, 2013 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Robert Perri, Chief Financial Officer of the Company, certify, pursua |
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| March 27, 2014 |
ACCOUNTING AGREEMENT RENEWAL 2014 Exhibit 4.56 ACCOUNTING AGREEMENT RENEWAL 2014 This agreement is made this 19th day of February 2014 by and between Paragon Shinning Inc., a Marshall Islands corporation having its registered office at Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH 96960 (hereinafter the "Company" or "Paragon"), and Allseas Marine S.A., a Liberian corporation having its registered office at 80, Broad |
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| March 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to OR o SHELL COMPANY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report. |
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| March 14, 2014 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| February 24, 2014 |
PRGN / Paragon Shipping, Inc. / Innovation Holdings, S.A. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 18, 2014 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2014 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| February 13, 2014 |
5,900,000 Shares Paragon Shipping Inc. Common Shares 424B5 1 d659888d424b5.htm FINAL PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-192517 PROSPECTUS SUPPLEMENT (to Prospectus dated January 8, 2014) 5,900,000 Shares Paragon Shipping Inc. Common Shares We are offering 5,900,000 shares of our Class A common shares, or the common shares, in this offering. Each common share sold in this offering includes a |
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| February 12, 2014 |
FWP Issuer Free Writing Prospectus February 12, 2014 Filed Pursuant to Rule 433 Registration No. |
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| February 11, 2014 |
Shares Paragon Shipping Inc. Common Shares 424B4 Table of Contents Filed Pursuant to Rule 424(b)4 Registration No. 333-192517 The information contained in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to the securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanyin |
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| January 6, 2014 |
Paragon Shipping Inc. 15, Karamanli Avenue Voula 16673 Athens, Greece January 6, 2014 BY EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Paragon Shipping Inc. Registration Statement on Form F-3 (No. 333-192517) Ladies and Gentlemen: The undersigned registrant hereby requests that the effectiveness of the above capti |
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| December 20, 2013 |
As filed with the Securities and Exchange Commission on December 19, 2013. Registration No. 333-192517 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PARAGON SHIPPING INC. (Exact name of Registrant as specified in its charter) The Republic of the Marshall Islands (State or other jurisdictio |
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| December 19, 2013 |
Seward & Kissel llp ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 WWW. |
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| December 17, 2013 |
SC 13G 1 p13-2108sc13g.htm PARAGON SHIPPING INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Paragon Shipping Inc. (Name of Issuer) Class A common shares, par value of $0.001 per share (Title of Class of Securities) 69913R408 (CUSIP Number) December 13, 2013 (Date of Event Which Requires Filing of This Statement) |
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| December 9, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| November 29, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| November 22, 2013 |
PARAGON SHIPPING INC. FORM OF SUBORDINATED INDENTURE Dated as of [ ], 20[ ] [ ] TABLE OF CONTENTS Exhibit 4.7 PARAGON SHIPPING INC. FORM OF SUBORDINATED INDENTURE Dated as of [ ], 20[ ] [ ] Trustee TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01. Definitions. 1 SECTION 1.02. Other Definitions. 5 SECTION 1.03. Incorporation by Reference of Trust Indenture Act. 5 SECTION 1.04. Rules of Construction. 6 ARTICLE II THE SECURITIES 6 SECTION 2.01. Issuable i |
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| November 22, 2013 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PARAGON SHIPPING INC. (Exact name of Registrant as specified in its charter) The Republic of the Marshall Islands (State or other jurisdiction of incorporation or organization) N/A (I.R.S. Employer Identification Number) Paragon Shipping Inc |
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| November 22, 2013 |
PARAGON SHIPPING INC. FORM OF SENIOR INDENTURE Dated as of [ ], 20[ ] [ ] TABLE OF CONTENTS Exhibit 4.6 PARAGON SHIPPING INC. FORM OF SENIOR INDENTURE Dated as of [ ], 20[ ] [ ] Trustee TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01. Definitions. 1 SECTION 1.02. Other Definitions. 5 SECTION 1.03. Incorporation by Reference of Trust Indenture Act. 5 SECTION 1.04. Rules of Construction. 6 ARTICLE II THE SECURITIES 6 SECTION 2.01. Issuable in Seri |
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| November 7, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive of |
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| October 22, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive off |
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| October 4, 2013 |
PRGN / Paragon Shipping, Inc. / Innovation Holdings, S.A. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| October 3, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive off |
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| September 27, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive |
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| September 25, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive |
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| September 24, 2013 |
$30,000,000 Paragon Shipping Inc. 424B4 1 d600503d424b4.htm 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-187996 and Registration No. 333-191327 PROSPECTUS $30,000,000 Paragon Shipping Inc. We are offering $30,000,000 of our Class A common shares, or the common shares, in this offering. Each common share sold in this offering includes a preferred share purchase right that trades with the common shar |
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| September 24, 2013 |
PARAGON SHIPPING INC. PRICES UPSIZED $30 MILLION PUBLIC OFFERING FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Press Release dated September 24, 2013 Registration No. |
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| September 24, 2013 |
F-1MEF As filed with the Securities and Exchange Commission on September 24, 2013 Registration No. |
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| September 20, 2013 |
Maxim Group LLC 405 Lexington Avenue New York, NY 10174 September 20, 2013 VIA EDGAR Mr. |
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| September 20, 2013 |
Paragon Shipping Inc. 15, Karamanli Avenue Voula 16673 Athens, Greece September 20, 2013 BY EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance One Station Place 100 F Street N.E. Washington, D.C. 20549 Attention: Max A. Webb, Ada Sarmento Re: Paragon Shipping Inc. Registration Statement on Form F-1 (No. 333-187996) Ladies and Gentlemen: The undersigned registrant hereby |
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| September 20, 2013 |
Paragon Shipping Inc. 15, Karamanli Avenue Voula 16673 Athens, Greece September 20, 2013 BY EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance One Station Place 100 F Street N.E. Washington, D.C. 20549 Attention: Max A. Webb, Ada Sarmento Re: Paragon Shipping Inc. Registration Statement on Form F-1 (No. 333-187996) Ladies and Gentlemen: The undersigned registrant hereby |
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| September 19, 2013 |
EX-10.64 Exhibit 10.64 ASSIGNMENT AGREEMENT This assignment agreement (this “Agreement”) is made effective as of September 19, 2013 by and between ALLSEAS MARINE S.A., a Liberian corporation (the “Assignor”), and PARAGON SHIPPING INC., a Marshall Islands corporation (the “Assignee” and together with the Assignor, the “Parties”). WHEREAS, the Parties are affiliated entities and are both engaged in |
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| September 19, 2013 |
Amendment No.2 to Form F-1 Table of Contents As filed with the Securities and Exchange Commission on September 19, 2013 Registration No. 333-187996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Paragon Shipping Inc. (Exact name of Registrant as specified in its charter) Republic of The Mar |
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| September 19, 2013 |
EX-10.19 Exhibit 10.19 To: Paragon Shipping Inc. 13 September 2013 Dear Sirs, $90,000,000 loan to Paragon Shipping Inc. 1 We refer to the Loan Agreement dated 19 November 2007 (the ‘‘Original Loan Agreement”) made between (1) yourselves as borrower, (2) the banks and financial institutions listed in schedule 1 thereto as lenders, (3) UniCredit Bank AG as agent, (4) UniCredit Bank AG as arranger, ( |
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| September 19, 2013 |
EX-1.1 Exhibit 1.1 PARAGON SHIPPING INC. Class A Common Shares, US$0.001 Par Value Per Share and Preferred Share Purchase Rights UNDERWRITING AGREEMENT September , 2013 Maxim Group LLC 405 Lexington Avenue New York, NY 10174 Acting severally on behalf of itself and as representative of the several Underwriters named in Schedule A annexed hereto. Ladies and Gentlemen: Paragon Shipping Inc., a Marsh |
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| September 10, 2013 |
Exhibit 10.42 Private & Confidential NORTON ROSE EXECUTION VERSION CONTRACT NO: 6410201301100000164 (for IRISES SHIPPING LTD.) CONTRACT NO: 6410201201100000165 (for NEREUS NAVIGATION LTD.) Dated 17 May 2013 On-delivery facility agreement for up to US$69,000,000 IRISES SHIPPING LTD. and NEREUS NAVIGATION LTD. as joint and several Borrowers arranged by CHINA DEVELOPMENT BANK CORPORATION as Mandated |
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| September 10, 2013 |
Seward & Kissel LLP ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 WWW. |
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| September 10, 2013 |
As filed with the Securities and Exchange Commission on September 10, 2013 Registration No. |
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| September 10, 2013 |
Exhibit 10.41 Execution Version Dated 18 June 2013 PARAGON SHIPPING INC. as Borrower and THE BANKS AND FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 1 as Lenders and THE BANKS AND FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 2 as Lead Arrangers and Swap Banks and NORDEA BANK FINLAND PLC, London Branch as Agent, Bookrunner and as Security Trustee and OVATION SERVICES INC., CORAL VENTURES INC., WINSELET SH |
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| September 6, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive o |
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| August 7, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offi |
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| April 26, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 18, 2013 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Michael Bodouroglou, certify that: 1. I have reviewed this annual report on Form 20-F/A of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
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| April 18, 2013 |
FORM RW Paragon Shipping Inc. 15 Karamanli Ave. GR 166 73, Voula Greece April 18, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Justin Dobbie Re: Paragon Shipping Inc. Rule 477 Application for Withdrawal Registration Statement on Form F-1 (File No. 333-185467) Dear Mr. Dobbie: Pursuant to Rule 477 promulgated under the Securities Act of 1933, |
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| April 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 20-F/A o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to OR o SHELL COMPANY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report. |
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| April 18, 2013 |
Exhibit 10.35 F23.119 DATED 30 November 2012 ERIS SHIPPING S.A. (as borrower) -and- PARAGON SHIPPING INC. (as guarantor) -and- HSBC BANK plc (as lender) FIRST SUPPLEMENTAL AGREEMENT TO A US$22,000,000 SECURED LOAN FACILITY AGREEMENT DATED 02 JULY 2010 CONTENTS Page 1 Interpretation 3 2 Conditions 4 3 Representations and Warranties 6 4 Amendments to the Loan Agreement and the Security Documents 6 5 |
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| April 18, 2013 |
Exhibit 10.18 Private & Confidential Dated 30 November 2012 FIFTH SUPPLEMENTAL AGREEMENT relating to a secured credit facility of up to US$90,000,000 to PARAGON SHIPPING INC. as Borrower provided by THE BANKS AND FINANCIAL INSTITUTIONS listed in schedule 1 as Lenders Arranger, Agent and Security Trustee UNICREDIT BANK AG (formerly known as BAYERISCHE HYPO- UND VEREINSBANK AG) Swap Bank UNICREDIT B |
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| April 18, 2013 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the "Company") on Form 20-F/A for the year ended December 31, 2012 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Robert Perri, Chief Financial Officer of the Company, certify, purs |
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| April 18, 2013 |
Exhibit 10.25 Dated 28 November 2012 PARAGON SHIPPING INC. as Borrower -and- THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders -and- THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 2 as Swap Banks -and- THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND as Arranger, Agent and Security Trustee SECOND SUPPLEMENTAL AGREEMENT in relation to a Loan Agreement dated 30 March 2009 |
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| April 18, 2013 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the "Company") on Form 20-F/A for the year ended December 31, 2012 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Michael Bodouroglou, Chairman, President and Chief Executive Office |
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| April 18, 2013 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Robert Perri, certify that: 1. I have reviewed this annual report on Form 20-F/A of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| April 18, 2013 |
Exhibit 10.21 Date 4 December 2007 as amended and restated by the First Amending and Restating Agreement dated 9 March 2010 and a Second Amending and Restating Agreement dated 30 November 2012 PARAGON SHIPPING INC. as Borrower - and - THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders - and - BANK OF SCOTLAND PLC. as Agent, Mandated Lead Arranger, Underwriter and as Security Trus |
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| April 18, 2013 |
As filed with the Securities and Exchange Commission on April 18, 2013 Registration No. |
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| April 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-33655 Paragon Shipping Inc. New York Stock Exchange (Exact name of Issuer as specified in its Charter, and name of Exchange where security is listed and/or registered) 15 Ka |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Paragon Shipping Inc. (Exact name of Issuer as specified in its charter) Republic of the Marshall Islands N/A (State of incorporation or organization) (IRS Employer Identification No.) 15 Karaman |
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| April 9, 2013 |
PRGN / Paragon Shipping, Inc. / Innovation Holdings, S.A. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| April 5, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 5, 2013 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2013 Commission File Number: 001-33655 Paragon Shipping Inc. (Translation of registrant's name into English) 15 Karamanli Ave., GR 166 73, Voula, Greece (Address of principal executive offic |
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| April 3, 2013 |
Exhibit 4.14 Dated 8 February 2013 PARAGON SHIPPING INC. as Borrower -and- READING NAVIGATION CO. DONNA MARINE CO. and PROTEA INTERNATIONAL INC. as Owners -and- THE BANKS AND FINANCIAL INSTITUTIONS listed in the Schedule as Lenders -and- COMMERZBANK AG as Agent, as Arranger and as Security Trustee -and- COMMERZBANK AG as Swap Bank AMENDING AND RESTATING AGREEMENT relating to an amended and restate |
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| April 3, 2013 |
Exhibit 4.59 ADDENDUM No. 1 to the Executive Services Agreement dated 27/01/2011 (the "Agreement") Between PARAGON SHIPPING INC. of Marshall Islands (the "Company") And ALLSEAS MARINE S.A. of Liberia ("Allseas") Notwithstanding the relevant provisions of the Executive Services Agreement, it is this, 5th day of February 2013, mutually agreed between the Company and Allseas that the clause 5 (a) of |
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| April 3, 2013 |
Exhibit 4.32 SUPPLEMENTAL LETTER To: Paragon Shipping Inc. Ajeltake Trust Company Complex Ajeltake Road Ajeltake Island Majuro Marshall Islands MH96960 17 July 2012 Dear Sirs Loan agreement (the "Loan Agreement") dated 31 July 2008 (as amended and supplemented by three supplemental agreements dated 3 April 2009, 16 April 2010 and 1 September 2011, respectively) made between (i) yourselves, Paragon |
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| April 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to OR o SHELL COMPANY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report. |
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| April 3, 2013 |
Exhibit 4.20 Date 26 April 2012 PARAGON SHIPPING INC. as Borrower - and - THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders and BANK OF SCOTLAND PLC. as Agent, Mandated Lead Arranger, Underwriter and Security Trustee and BANK OF SCOTLAND PLC as Swap Bank SUPPLEMENTAL AGREEMENT relating to a secured revolving credit facility of (originally) up to US$89,000,000 WATSON, FARLEY & WI |
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| April 3, 2013 |
Exhibit 4.57 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this "Agreement"), is entered into as of December 24, 2012, by and between Innovation Holdings, S.A., a Marshall Islands corporation (the "Investor"), and Paragon Shipping Inc., a Marshall Islands corporation (the "Company" and together with the Investor, the "Parties" and each a "Party"). W I T N E S S E T H: WHEREAS, |
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| April 3, 2013 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Paragon Shipping Inc. (the "Company") on Form 20-F for the year ended December 31, 2012 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Robert Perri, Chief Financial Officer of the Company, certify, pursua |
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| April 3, 2013 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Robert Perri, certify that: 1. I have reviewed this annual report on Form 20-F of Paragon Shipping Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| April 3, 2013 |
Exhibit 15.1 May 11, 2012 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read the Form 6-K of Paragon Shipping Inc, dated May 10, 2012, and have the following comments: 1. We agree with the statements made in the second and third paragraphs. 2. We have no basis on which to agree or disagree with the statements made in the first, fourth a |
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| April 3, 2013 |
Exhibit 4.47 Date March 11, 2013 FIRST SUPPLEMENTAL AGREEMENT Relating to a unsecured term loan facility of up to $30,000,000 to BOX SHIPS INC. as Borrower - provided by – PARAGON SHIPPING INC. as Lender THIS FIRST SUPPLEMENTAL AGREEMENT is made on March 11, 2013 BETWEEN (1) PARAGON SHIPPING INC. a corporation incorporated in the Marshall Islands whose registered office is at Trust Company Complex |
