Основная статистика
| LEI | 549300BOTHGGT8D81659 |
| CIK | 1596946 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Quotient Ltd
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36415 QUOTIENT LIMITED (Exact name of registrant as specified in its cha |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 P As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 (June 9, 2023) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of i |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 (April 25, 2023) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands (State or other jurisdiction of incorporation) 001-3641 |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definit |
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| February 27, 2023 |
JE:QTNT / Quotient Ltd / Quotient Holdings GP, LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Manuel O. Méndez Quotient Holdings GP, LLC 1209 Orange Street Wilmington, DE 19801 (917) 720-70181 with copies to: Sam Badawi R |
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| February 27, 2023 |
EX-99.1 CUSIP No. G73268149 Page 1 3 of 13 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, nil par value (the “Ordinary Shares”) of Quotient Limited |
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| February 22, 2023 |
EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant ☐ Check the appropriate box: Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit |
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| February 22, 2023 |
CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). |
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| February 22, 2023 |
JE:QTNT / Quotient Ltd / Bracebridge Capital, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) John N. Spinney, Jr Bracebridge Capital, LLC 888 Boylston Street, Suite 1500 Boston, MA 02199 (617) 497-3500 with copies to: |
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| February 22, 2023 |
EX-99.6 EXHIBIT 99.6 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). BUSINESS AND ASSET TRANSFER AGREEMENT by and among Quotient Limited, Quotient Holdings Newco, LP and Qu |
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| February 22, 2023 |
EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). |
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| February 22, 2023 |
UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 ) QUOTIENT LIMITED, ) Case No. |
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| February 22, 2023 |
EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). |
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| February 22, 2023 |
EX-99.5 EXHIBIT 99.5 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). MASTER TRANSACTION AGREEMENT This MASTER TRANSACTION AGREEMENT (this “Agreement”) is entered into as of |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 (February 16, 2023) quotient limited (Exact name of registrant as specified in its charter) Jersey, Channel Islands (State or other jurisdiction of incorporation) 00 |
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| February 22, 2023 |
EXECUTION VERSION TENTH SUPPLEMENTAL INDENTURE This Tenth Supplemental Indenture (this “Supplemental Indenture”), is entered into as of February 16, 2023, among Quotient Limited, a public limited liability no par value company formed under the laws of Jersey, Channel Islands (the “Issuer”), the Guarantors party hereto, Quotient Holdings Finance Company Limited, as the sole holder of the Notes issued and outstanding under the Indenture (the “Holder”) and U. |
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| February 21, 2023 |
EX-99.I Page 2 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, nil par value (the “Ordinary Shares”) of Quotient Limited and further agree that this |
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| February 21, 2023 |
JE:QTNT / Quotient Ltd / AMERIPRISE FINANCIAL INC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment #1 Under the Securities Exchange Act of 1934 QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Columbia Management Investment Advisers, LLC Attn: Matthew Rich 290 Congress Street Boston, MA 02210 Tel: (617) 385-9572 (Name, Ad |
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| February 21, 2023 |
EX-99.5 Exhibit 99.5 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). MASTER TRANSACTION AGREEMENT This MASTER TRANSACTION AGREEMENT (this “Agreement”) is entered into as of |
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| February 21, 2023 |
EX-99.5 Exhibit 99.5 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). BUSINESS AND ASSET TRANSFER AGREEMENT by and among Quotient Limited, Quotient Holdings Newco, LP and Qu |
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| February 21, 2023 |
JE:QTNT / Quotient Ltd / WHITEBOX ADVISORS LLC - SC 13D/A Activist Investment SC 13D/A 1 d441108dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Jaime McPhee Whitebox Advisors LLC 3033 Excelsior Boulevard Suite 500 Minneapolis, MN 55416 (61 |
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| February 21, 2023 |
EX-99.6 Table of Contents Exhibit 99.6 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). BUSINESS AND ASSET TRANSFER AGREEMENT by and among Quotient Limited, Quotient Holding |
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| February 21, 2023 |
EX-99.4 Exhibit 99.4 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). MASTER TRANSACTION AGREEMENT This MASTER TRANSACTION AGREEMENT (this “Agreement”) is entered into as of |
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| February 21, 2023 |
JE:QTNT / Quotient Ltd / HONEYWELL CAPITAL MANAGEMENT LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Dominick DeAlto Honeywell Capital Management LLC 115 Tabor Road Morris Plains, NJ 07950 (973) 975-8496 with copies to: Sam Ba |
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| February 21, 2023 |
EX-99.6 Exhibit 99.6 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). BUSINESS AND ASSET TRANSFER AGREEMENT by and among Quotient Limited, Quotient Holdings Newco, LP and Qu |
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| February 21, 2023 |
JE:QTNT / Quotient Ltd / HIGHBRIDGE CAPITAL MANAGEMENT LLC - QUOTIENT LTD Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Highbridge Capital Management, LLC 277 Park Avenue, 23rd Floor New York, New York 10172 Attention: Kirk Rule (212) 287-2500 Eleazer Klein, Esq. A |
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| February 21, 2023 |
EX-99.5 Exhibit 99.5 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). MASTER TRANSACTION AGREEMENT This MASTER TRANSACTION AGREEMENT (this “Agreement”) is entered into as of |
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| February 21, 2023 |
JE:QTNT / Quotient Ltd / CI INVESTMENTS INC. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Elsa Li CI Investments Inc. 15 York Street, 2nd Floor Toronto, ON M5J 0A3 (416) 681 7071 with copies to: Sam Badawi Ropes & G |
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| February 14, 2023 |
QTNT / Quotient Ltd / Polar Capital Holdings Plc Passive Investment SC 13G/A 1 polar-qtnt123122a5.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIEN |
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| January 10, 2023 |
EX-10.2 Exhibit 10.2 CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). OMNIBUS TRANSACTION AGREEMENT This OMNIBUS TRANSACTION AGREEMENT (this “Agreement”) is entered into as of January 9, 2023 |
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| January 10, 2023 |
EX-10.1 2 d165499dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(B)(10). AMENDED AND RESTATED TRANSACTION SUPPORT AGREEMENT This AMENDED AND RESTATE |
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| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 (January 9, 2023) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdictio |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2023 (January 4, 2023) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction |
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| January 9, 2023 |
EX-4.1 2 d370479dex41.htm EX-4.1 Exhibit 4.1 [Execution Version] FOURTH SUPPLEMENTAL INDENTURE THIS FOURTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”) dated as of January 4, 2023, among Quotient Limited (or its successor), a limited liability no par value company incorporated under the laws of Jersey, Channel Islands (the “Company”), the Guarantors party hereto, and Wilmington Savings F |
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| December 22, 2022 |
25 OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response 1. |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2022 (December 15, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdic |
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| December 19, 2022 |
EX-4.1 Exhibit 4.1 [Execution version] NINTH SUPPLEMENTAL INDENTURE This Ninth Supplemental Indenture (this “Supplemental Indenture”), is entered into as of December 15, 2022, among Quotient Limited, a public limited liability no par value company formed under the laws of Jersey, Channel Islands (the “Issuer”), the Guarantors party hereto, and U.S. Bank Trust Company, National Association, as trus |
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| December 15, 2022 |
EX-99.1 CUSIP No. G73268149 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, nil par value (the “Ordinary Shares”) of Quotient Limited and further ag |
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| December 15, 2022 |
QTNT / Quotient Ltd / CI INVESTMENTS INC. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Elsa Li CI Investments Inc. 15 York Street, 2nd Floor Toronto, ON M5J 0A3 (416) 681-7071 with copies to: Sam Badawi Ropes & Gra |
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| December 15, 2022 |
EX-99.I Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, nil par value (the “Ordinary Shares”) of Quotient Limited and further agree that this Joint |
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| December 15, 2022 |
EX-99.1 CUSIP No. G73268149 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, nil par value (the “Ordinary Shares”) of Quotient Limited and further ag |
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| December 15, 2022 |
QTNT / Quotient Ltd / Bracebridge Capital, LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) John N. Spinney, Jr Bracebridge Capital, LLC 888 Boylston Street, Suite 1500 Boston, MA 02199 (617) 497-3500 with copies to: Sa |
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| December 15, 2022 |
QTNT / Quotient Ltd / HONEYWELL CAPITAL MANAGEMENT LLC - SC 13D Activist Investment SC 13D 1 d425723dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Dominick DeAlto Honeywell Capital Management LLC 115 Tabor Road Morris Plains, NJ 07950 (973) 975-84 |
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| December 15, 2022 |
EX-99.1 CUSIP No. G73268149 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, nil par value (the “Ordinary Shares”) of Quotient Limited and further ag |
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| December 15, 2022 |
QTNT / Quotient Ltd / WHITEBOX ADVISORS LLC - SC 13D Activist Investment SC 13D 1 d418635dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Jaime McPhee Whitebox Advisors LLC 3033 Excelsior Boulevard Suite 300 Minneapolis, MN 55416 (612) 25 |
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| December 15, 2022 |
EX-99.1 CUSIP No. G73268149 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, nil par value (the “Ordinary Shares”) of Quotient Limited and further ag |
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| December 15, 2022 |
QTNT / Quotient Ltd / AMERIPRISE FINANCIAL INC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Columbia Management Investment Advisers, LLC Attn: Matthew Rich 290 Congress Street Boston, MA 02210 Tel: (617) 385-9572 (Name, Address and Telep |
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| December 13, 2022 |
QTNT / Quotient Ltd / HIGHBRIDGE CAPITAL MANAGEMENT LLC - QUOTIENT LIMITED Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268149 (CUSIP Number) Highbridge Capital Management, LLC 277 Park Avenue, 23rd Floor New York, New York 10172 Attention: Kirk Rule (212) 287-2500 Eleazer Klein, Esq. Adri |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 (December 6, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdict |
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| December 12, 2022 |
Quotient Limited Announces Intent to Voluntary Delist from the Nasdaq Global Market EX-99.1 Exhibit 99.1 Quotient Limited Announces Intent to Voluntary Delist from the Nasdaq Global Market JERSEY, Channel Islands, December 12, 2022 (GLOBE NEWSWIRE) — Quotient Limited (Nasdaq: QTNT) (the “Company”) today announced that it has given formal notice to the Nasdaq Stock Market LLC (“Nasdaq”) of its intention to voluntarily delist its ordinary shares from the Nasdaq Global Market. In or |
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| December 8, 2022 |
EX-10.1 Exhibit 10.1 Execution Version CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(b)(10). TRANSACTION SUPPORT AGREEMENT This TRANSACTION SUPPORT AGREEMENT (as amended, this “Agreement”) dated a |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2022 (December 5, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdicti |
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| November 22, 2022 |
EX-4.1 Exhibit 4.1 [Execution Version] EIGHTH SUPPLEMENTAL INDENTURE This Eighth Supplemental Indenture (this “Supplemental Indenture”), is entered into as of November 21, 2022, among Quotient Limited, a public limited liability no par value company formed under the laws of Jersey, Channel Islands (the “Issuer”), the Guarantors party hereto, and U.S. Bank Trust Company, National Association, as tr |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2022 (November 21, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdic |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ls UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUO |
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| November 14, 2022 |
Employment Agreement, dated October 1, between the Company and Mohammad El Khoury Exhibit 10.1 EMPLOYMENT AGREEMENT This Agreement is made on 1 October 2022 BETWEEN: Quotient Middle-East and Africa FZ LLC, whose registered address is No. 211, 2nd Floor, A/P 26, Dubai Healthcare City, Dubai, UAE (the “Employer”); and Mohammad El Khoury (the “Executive”) (individually, a “Party” or collectively the “Parties”) AND WHEREAS 1. The Employer wishes to employ the Executive and the Exec |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2022 (October 31, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdicti |
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| November 4, 2022 |
Quotient Limited Announces Reverse Stock Split Effective Today EX-99.2 Exhibit 99.2 Quotient Limited Announces Reverse Stock Split Effective Today JERSEY, Channel Islands, November 2, 2022 (GLOBE NEWSWIRE) — Quotient Limited (Nasdaq: QTNT) (the “Company”), a commercial-stage diagnostics company, today announced that a reverse split of its ordinary shares, nil par value (“Ordinary Shares”), at a ratio of 1-for-40 became effective following close of trading on |
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| November 4, 2022 |
Quotient Limited Announces Intent to Effect Reverse Stock Split EX-99.1 Exhibit 99.1 Quotient Limited Announces Intent to Effect Reverse Stock Split JERSEY, Channel Islands, October 31, 2022 (GLOBE NEWSWIRE) — Quotient Limited (Nasdaq: QTNT) (the “Company”), a commercial-stage diagnostics company, today announced that it will effect a one-for-40 reverse stock split (“Reverse Stock Split”) of its ordinary shares, nil par value (“Ordinary Shares”) that will beco |
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| November 3, 2022 |
QTNT / Quotient Ltd / PERCEPTIVE ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268 10 7 (CUSIP Number) October 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 3, 2022 |
EXHIBIT 1 AGREEMENT The persons below hereby agree that the Schedule 13G to which this agreement is attached as an exhibit, as well as all future amendments to such Schedule 13G, shall be filed on behalf of each of them. |
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| September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2022 (September 28, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisd |
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| September 7, 2022 |
Quotient Limited Business Park Terre Bonne Route de Crassier 13 1262 Eysins, Switzerland Quotient Limited Business Park Terre Bonne Route de Crassier 13 1262 Eysins, Switzerland September 7, 2022 VIA EDGAR Margaret Schwartz United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 31, 2022 |
As filed with the Securities and Exchange Commission on August 31, 2022 Table of Contents As filed with the Securities and Exchange Commission on August 31, 2022 Registration No. |
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| August 31, 2022 |
Exhibit 4.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made and entered into as of July 6, 2022, by and between Quotient Limited, a public limited liability company formed under the laws of Jersey, Channel Islands (the ?Company?) and each other Person identified in the signature pages hereto (each a ?Holder? and collectively, the ?Holders?). This Agreeme |
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| August 31, 2022 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Quotient Limited Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Ordinary shares of no par value(2) Other(3) 8,494,595 shares $0. |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| August 11, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 (August 9, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 8-K ????????? CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 (August 9, 2022) ????????? QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable |
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| August 9, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248235 PROSPECTUS SUPPLEMENT (To Prospectus dated September 4, 2020) $16,000,000 Ordinary Shares We have entered into a sales agreement with Cowen and Company, LLC, or Cowen, relating to our ordinary shares offered by this prospectus supplement and the accompanying prospectus. In accordance with the terms of the sales agreemen |
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| August 9, 2022 |
Exhibit 4.1 SIXTH SUPPLEMENTAL INDENTURE This Sixth Supplemental Indenture (this ?Supplemental Indenture?), is entered into as of July 6, 2022, among Quotient Limited, a public limited liability no par value company formed under the laws of Jersey, Channel Islands (the ?Issuer?), the Guarantors party hereto, and U.S. Bank Trust Company, National Association, as trustee (the ?Trustee?) and as colla |
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| August 9, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 (August 9, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction o |
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| August 9, 2022 |
Quotient Limited Provides First Quarter Fiscal 2023 Results and Business Update Exhibit 99.1 Quotient Limited Provides First Quarter Fiscal 2023 Results and Business Update ? MosaiQ? Solution o Commercial Execution: ? Extended IH Launch: $1.4 million MosaiQ bookings completed with $0.4 million in revenue in the first quarter ? Distribution Network: Ten agreements signed with more in process; First distributor network meeting held in Switzerland with 12 participants ? Tenders: |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q s UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIENT |
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| August 9, 2022 |
Sales Agreement, dated as of August 9, 2022, between Quotient Limited and Cowen and Company, LLC. Exhibit 1.1 QUOTIENT LIMITED $16,000,000 ORDINARY SHARES AT THE MARKET OFFERING SALES AGREEMENT August 9, 2022 Cowen and Company, LLC 599 Lexington Avenue New York, NY 10022 Ladies and Gentlemen: Quotient Limited, a company organized under the laws of Jersey (the ?Company?), confirms its agreement (this ?Agreement?) with Cowen and Company, LLC (?Cowen?), as follows: 1. Issuance and Sale of Shares. |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 (July 26, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Amendment n?1 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| July 6, 2022 |
QTNT / Quotient Ltd / Maven Investment Partners US Ltd - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G73268 107 (CUSIP Number) Alexander Donnelly Maven Investment Partners US Ltd 6 Bevis Marks London, United Kingdom, EC3A 7BA +44 20 3763 2003 (Name, Address a |
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| July 6, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be |
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| July 6, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be |
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| July 6, 2022 |
QTNT / Quotient Ltd / Maven Investment Partners US Ltd - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G73268 107 (CUSIP Number) Alexander Donnelly Maven Investment Partners US Ltd 6 Bevis Marks London, United Kingdom, EC3A 7BA +44 20 3763 2003 (Name, Address and Telephone Number |
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| July 6, 2022 |
QTNT / Quotient Ltd / Maven Investment Partners US Ltd - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 QUOTIENT LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G73268 107 (CUSIP Number) Alexander Donnelly Maven Investment Partners US Ltd 6 Bevis Marks London, United Kingdom, EC3A 7BA +44 20 3763 2003 (Name, Address and Telephone Number |
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| June 30, 2022 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) Quotient Limited Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Ordinary shares of no par value Other(3) 769,585 shares(4) $0. |
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| June 30, 2022 |
As filed with the Securities and Exchange Commission on June 30, 2022 S-8 1 d305294ds8.htm S-8 As filed with the Securities and Exchange Commission on June 30, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands Not applicable (State or other jurisdiction of inc |
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| June 28, 2022 |
Change of Control Agreement, dated November 1, 2021, between the Company and Ali Kiboro Exhibit 10.60 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this 1st day of November, 2021, by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and Ali Kiboro (the "Employee"). WHEREAS, the Employee serves as an employee |
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| June 28, 2022 |
Exhibit 4.1 QUOTIENT LIMITED PRE-FUNDED WARRANT TO PURCHASE ORDINARY SHARES Number of Ordinary Shares: [?] (subject to adjustment) Warrant No. [?] Original Issue Date: June 28, 2022 Quotient Limited, a public limited liability no par value company formed under the laws of Jersey, Channel Islands (the ?Company?), hereby certifies that, for good and valuable consideration, the receipt and sufficienc |
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| June 28, 2022 |
Exhibit 10.43 CERTAIN IDENTIFIED CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [?] HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL, IN COMPLIANCE WITH REGULATION S-K ITEM 601(b)(10). 3rd AMENDMENT TO SUPPLY AND MANUFACTURING AGREEMENT and 6th AMENDMENT TO DEVELOPMENT AGREEMENT This Amendment to the Supply and Ma |
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| June 28, 2022 |
Employment Agreement, dated September 23, 2021, between the Company and Mohammad El Khoury. Exhibit 10.57 EMPLOYMENT AGREEMENT This Employment Agreement ("Employment Agreement") is entered into as of September 23, 2021, by and between Quotient Limited ("Employer"), or such affiliate of Employer as its Chairman of the Board of Directors of the Employer (the "Board") may designate, and Mohammad El Khoury ("Executive") (collectively, the "Parties"). A. Employer desires assurance of the asso |
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| June 28, 2022 |
Exhibit 10.61 < Translated from the original/official document in French > Lease for commercial surfaces Main tenancy agreement reference no.: 02810.01.1001.04 Type of object: Office Start of rental: 01-April-2022 Subject to VAT Building: Business Park Terre Bonne, A2, 1262 Eysins, Switzerland Owner / Lessor CS Funds AG, handelnd f?r [acting for] CS REF Green Property Uetlibergstrasse 231 8045 Z?r |
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| June 28, 2022 |
Change of Control Agreement, dated October 5, 2021, between the Company and Mohammad El Khoury Exhibit 10.58 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this 5th day of October 2021 by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and Mohammad El Khoury (the "Employee"). WHEREAS, the Employee serves as an empl |
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| June 28, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incorporation) ( |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIENT LIMITED ( |
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| June 28, 2022 |
Exhibit 1.1 Execution Version QUOTIENT LIMITED 32,458,336 Ordinary Shares (no par value per Share) Pre-Funded Warrants to Purchase 34,208,331 Ordinary Shares UNDERWRITING AGREEMENT June 24, 2022 UNDERWRITING AGREEMENT June 24, 2022 Jefferies LLC Cowen and Company, LLC As Representatives of the several Underwriters c/o Jefferies LLC 520 Madison Avenue New York, New York 10022 c/o Cowen and Company, |
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| June 27, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248235 PROSPECTUS SUPPLEMENT (To Prospectus dated September 4, 2020) 32,458,336 ORDINARY SHARES PRE-FUNDED WARRANTS TO PURCHASE 34,208,331 ORDINARY SHARES Ordinary Shares and Pre-Funded Warrants We are offering 32,458,336 of our ordinary shares of no par value per share and, in lieu of ordinary shares to certain investors, pre |
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| June 24, 2022 |
Quotient Limited Provides Fourth Quarter Fiscal 2022 Results and Business Update Exhibit 99.1 Quotient Limited Provides Fourth Quarter Fiscal 2022 Results and Business Update ? Financial Position o Amended Secured Notes: Reduces the Company?s cash obligations by approximately $93 million over the next 36 months o Announces Public Equity Offering: Improving liquidity runway o FY 2022 Revenue of $38.5 Million o $83.2 million in cash and investments as of March 31, 2022 ? MosaiQ? |
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| June 24, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 8-K ????????? CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 (June 24, 2022) ????????? QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (S |
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| June 23, 2022 |
SUBJECT TO COMPLETION, DATED JUNE 23, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248235 The information contained in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to the securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sel |
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| May 31, 2022 |
Conflict Minerals Report for the reporting period January 1, 2021 to December 31, 2021. Exhibit 1.01 Quotient Limited Conflict Minerals Report For The Year Ended December 31, 2021 This Conflict Minerals Report (?Report?) is provided by Quotient Limited (together with its consolidated subsidiaries, the ?Company,? ?we,? ?us? and ?our?) pursuant to Rule 13p-1 under the Securities and Exchange Act of 1934, as amended, and related guidance published by the Securities and Exchange Commissi |
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| May 31, 2022 |
SD 1 d362169dsd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands (State or other jurisdiction of incorporation) 001-36415 (Commission File Number) Not Applicable (IRS Employer Identification No.) Business Park Terre Bonne, Route de |
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| May 24, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2022 (May 20, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of in |
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| May 20, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 (May 17, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of in |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2022 (March 30, 2022) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of |
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| February 15, 2022 |
EX-99.1 EXHIBIT 1 AGREEMENT The persons below hereby agree that the Schedule 13G to which this agreement is attached as an exhibit, as well as all future amendments to such Schedule 13G, shall be filed on behalf of each of them. This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934. Date: February 14, 2022 PERCEPTIVE ADVISORS LLC |
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| February 15, 2022 |
QTNT / Quotient Ltd / PERCEPTIVE ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268 10 7 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 14, 2022 |
QTNT / Quotient Ltd / CREDIT SUISSE AG/ - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Quotient Ltd (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 14, 2022 |
QTNT / Quotient Ltd / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Quotient Limited (Name of Issuer) Common Stock (Title of Class of Securities) G73268107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Thi |
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| February 14, 2022 |
Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 14, 2022 |
In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the Swiss Universal Bank, Asia Pacific, International Wealth Management, Global Markets, Investment Banking & Capital Markets and the Strategic Resolutio |
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| February 14, 2022 |
QTNT / Quotient Ltd / Polar Capital Holdings Plc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
to Schedule 13G Joint Filing Agreement Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2022 in connection with their beneficial ownership of Quotient Limited. |
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| February 11, 2022 |
QTNT / Quotient Ltd / HIGHBRIDGE CAPITAL MANAGEMENT LLC - QUOTIENT LTD Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268107 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 8, 2022 |
Quotient Limited Reports Third Quarter Fiscal 2022 Results and Provides Business Update EX-99.1 2 qtnt-ex991.htm EX-99.1 Exhibit 99.1 Quotient Limited Reports Third Quarter Fiscal 2022 Results and Provides Business Update • MosaiQ™ Solution: o Transfusion Diagnostics: The Notified Body completed the assessment of the Company’s technical dossier and has advised that it will recommend the MosaiQ Expanded Immunohematology (IH) microarray for CE marking approval; o Commercial Execution: |
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| February 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 8-K ????????? CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 (February 8, 2022) ????????? QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001?36415 Not Applica |
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| February 8, 2022 |
Form of Share Option Agreement Exhibit 10.1 QUOTIENT LIMITED Option AWARD AGREEMENT AGREEMENT by and between Quotient Limited, a public no par value limited liability company incorporated in Jersey, Channel Islands (the "Company") and [?] (the "Optionee"), dated as of the date of acceptance of this Agreement by the Optionee [WHEREAS, the Company maintains the Quotient Limited 2014 Stock Incentive Plan (the "Plan") (capitalized |
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| February 8, 2022 |
Form of Restricted Share Award Agreement Exhibit 10.2 QUOTIENT LIMITED RESTRICTED STOCK UNIT AWARD AGREEMENT AGREEMENT by and between Quotient Limited, a public no par value limited liability company incorporated in Jersey, Channel Islands (the "Company") and [?] (the "Grantee"), dated as of the date of acceptance of this Agreement by the Grantee. [WHEREAS, the Company maintains the Quotient Limited 2014 Stock Incentive Plan (the "Plan") |
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| February 8, 2022 |
Form of Performance Share Award Agreement Exhibit 10.3 QUOTIENT LIMITED RESTRICTED STOCK UNIT AWARD AGREEMENT AGREEMENT by and between Quotient Limited, a public no par value limited liability company incorporated in Jersey, Channel Islands (the "Company") and [?] (the "Grantee"), dated as of the date of acceptance of this Agreement by the Grantee. [WHEREAS, the Company maintains the Quotient Limited 2014 Stock Incentive Plan (the "Plan") |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIEN |
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| January 27, 2022 |
As filed with the Securities and Exchange Commission on January 27, 2022 S-8 1 d291087ds8.htm S-8 As filed with the Securities and Exchange Commission on January 27, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands Not applicable (State or other jurisdiction of |
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| January 14, 2022 |
Exhibit 10.4 January 12, 2022 Manuel O. M?ndez Chief Executive Officer Dear Manuel: Reference is made to the Employment Agreement between you and Quotient Limited (the ?Company?), dated as of February 23, 2021 and as amended June 7, 2021 and October 5, 2021. This will confirm that with the approval of the Company?s Board of Directors, you and the Company have agreed to amend the Employment Agreeme |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2022 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incorporation |
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| December 2, 2021 |
Quotient Limited B1, Business Park Terre Bonne Route de Crassier 13 1262 Eysins, Switzerland Quotient Limited B1, Business Park Terre Bonne Route de Crassier 13 1262 Eysins, Switzerland December 2, 2021 VIA EDGAR Alan Campbell United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| November 24, 2021 |
As filed with the Securities and Exchange Commission on November 24, 2021 Table of Contents As filed with the Securities and Exchange Commission on November 24, 2021 Registration No. |
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| November 18, 2021 |
As filed with the Securities and Exchange Commission on November 18, 2021 As filed with the Securities and Exchange Commission on November 18, 2021 Registration No. |
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| November 16, 2021 |
Quotient Limited Provides Second Quarter Fiscal 2022 Results Exhibit 99.1 Quotient Limited Provides Second Quarter Fiscal 2022 Results ? Alba by Quotient: Revenues exceeded guidance; Achieved year-over year growth in Q2 FY 2022 of 15.9% ? Financial Position: Available cash & short-term investments of $141.8 million ? Business Update: Communication issued on November 9, 2021; providing a progress update on development and upcoming commercialization JERSEY, C |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIE |
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| November 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 8-K ????????? CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 (November 15, 2021) ????????? QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001?36415 Not Appli |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER 001-36415 NOTIFICATION OF LATE FILING CUSIP NUMBER G73268107 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 3 |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3641 |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0 |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2021 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incorporation |
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| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 (October 29, 2021) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdicti |
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| October 19, 2021 |
Exhibit 10.3 Attention Manuel O. M?ndez, Chief Executive Officer October 15, 2021 Dear Manuel: Reference is made to that certain Employment Agreement between you and Quotient Limited (the ?Company?), dated as of February 23, 2021 and amended June 7 and October 5, 2021(the ?Employment Agreement?). The ?Sign-On Equity Grant? provided by your Employment Agreement in Sections 5(a) and 5(b) of Schedule |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2021 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incorporation |
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| October 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2021 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incor |
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| October 14, 2021 |
EX-99.1 4 d232022dex991.htm EX-99.1 Exhibit 99.1 Quotient Limited Announces Receipt of Note Holders Consents to Indenture Amendments That Extend Maturity, Defer Principal Payments on 12% Senior Secured Notes • Notes holders unanimously consent to amendments • Company’s near-term cash obligations reduced by approximately $60 million • Transaction extends liquidity runway through commercial launch a |
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| October 14, 2021 |
EX-4.1 2 d232022dex41.htm EX-4.1 Exhibit 4.1 FOURTH SUPPLEMENTAL INDENTURE This Fourth Supplemental Indenture (this “Supplemental Indenture”), is entered into as of October 13, 2021, among Quotient Limited, a public limited liability no par value company formed under the laws of Jersey, Channel Islands (the “Issuer”), the Guarantors party hereto, and U.S. Bank National Association, as trustee (the |
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| October 14, 2021 |
EX-4.2 3 d232022dex42.htm EX-4.2 Exhibit 4.2 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of October 13, 2021, by and between Quotient Limited, a public limited liability company formed under the laws of Jersey, Channel Islands (the “Company”) and each other Person identified in the signature pages hereto (each a |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2021 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incorporation) |
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| October 12, 2021 |
EX-10.1 2 d401899dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION EMPLOYMENT AGREEMENT This Employment Agreement (“Employment Agreement”) is entered into as of October 9, 2021, by and between Quotient Limited (“Employer”) and Ali Kiboro (“Executive”) (collectively, the “Parties”). A. Employer desires assurance of the association and services of Executive in order to retain Executive’s experience, |
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| October 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2021 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incorporation) |
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| October 6, 2021 |
Exhibit 10.2 Attention Manuel O. M?ndez, Chief Executive Officer October 5, 2021 Dear Manuel: Reference is made to that certain Employment Agreement between you and Quotient Limited (the ?Company?), dated as of February 23, 2021 and amended June 7, 2021 (the ?Employment Agreement?). Your Employment Agreement provides for a ?Discretionary Bonus? and further provides that for the Company?s fiscal ye |
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| September 30, 2021 |
As filed with the Securities and Exchange Commission on September 30, 2021 As filed with the Securities and Exchange Commission on September 30, 2021 Registration No. |
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| August 31, 2021 |
As filed with the Securities and Exchange Commission on August 31, 2021 As filed with the Securities and Exchange Commission on August 31, 2021 Registration No. |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 (August 6, 2021) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction |
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| August 11, 2021 |
Quotient Limited Announces Departure of Chief Commercial Officer, Jeremy Stackawitz Exhibit 99.1 Quotient Limited Announces Departure of Chief Commercial Officer, Jeremy Stackawitz JERSEY, Channel Islands, 11 August 2021 (GLOBE NEWSWIRE) ? Quotient Limited (NASDAQ:QTNT), a commercial-stage diagnostics company (the Company), announced that Jeremy Stackawitz has notified the Company that he is resigning from his position as Chief Commercial Officer. ?I would like to thank Jeremy fo |
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| August 5, 2021 |
Exhibit 10.1 EXECUTION VERSION EMPLOYMENT AGREEMENT This Employment Agreement ("Employment Agreement") is entered into as of February 23, 2021, by and between Quotient Limited ("Employer") and Manuel O. M?ndez ("Executive") (collectively, the "Parties"). A. Employer desires assurance of the association and services of Executive in order to retain Executive's experience, abilities, and knowledge, a |
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| August 5, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 8-K ????????? CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 (August 5, 2021) ????????? QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001?36415 Not Applicable |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIENT LI |
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| August 5, 2021 |
Quotient Limited Provides First Quarter Fiscal 2022 Results and Business Update Exhibit 99.1 Quotient Limited Provides First Quarter Fiscal 2022 Results and Business Update ? MosaiQ? Solution o Transfusion Dx: Latest data confirms performance of MosaiQ Expanded IH; Expanded SDS microarray demonstrates excellent performance o Commercial Execution: Significant progress made with several customer evaluations scheduled; 25 separate distributor contacts established o New Market Se |
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| July 30, 2021 |
As filed with the Securities and Exchange Commission on July 30, 2021 As filed with the Securities and Exchange Commission on July 30, 2021 Registration No. |
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| July 23, 2021 |
DEF 14A 1 qtnt-def14a20211029.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use |
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| July 13, 2021 |
Quotient Limited B1, Business Park Terre Bonne Route de Crassier 13 1262 Eysins, Switzerland CORRESP 1 filename1.htm Quotient Limited B1, Business Park Terre Bonne Route de Crassier 13 1262 Eysins, Switzerland July 13, 2021 VIA EDGAR Irene Paik United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-0404 Re: Request for Acceleration of Effectiveness Quotient Limited Registration Statement on Form S-3, Filed July 8, 2021 (F |
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| July 8, 2021 |
As filed with the Securities and Exchange Commission on July 8, 2021 Table of Contents As filed with the Securities and Exchange Commission on July 8, 2021 Registration No. |
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| July 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2021 (June 30, 2021) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of i |
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| July 2, 2021 |
Quotient Limited Announces Departure of Chief Financial Officer, Peter Buhler EX-99.1 2 d193521dex991.htm EX-99.1 Exhibit 99.1 Quotient Limited Announces Departure of Chief Financial Officer, Peter Buhler JERSEY, Channel Islands, 02 July 2021 (GLOBE NEWSWIRE) — Quotient Limited (NASDAQ:QTNT), a commercial-stage diagnostics company (the Company), announced that Peter Buhler has notified the Company that he is resigning from his position as Chief Financial Officer to take a p |
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| June 8, 2021 |
As filed with the Securities and Exchange Commission on June 8, 2021 As filed with the Securities and Exchange Commission on June 8, 2021 Registration No. |
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| June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIENT LIMITED ( |
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| June 3, 2021 |
Change of Control Agreement, dated April 1, 2021, between the Company and Manuel Mendez EX-10.67 3 qtnt-ex1067513.htm EX-10.67 Exhibit 10.67 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this 1st day of April, 2021, by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and Manuel O. Méndez (the "Employee"). WH |
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| June 3, 2021 |
Form of Change of Control Agreement (Switzerland) Exhibit 10.68 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this []th day of [], 20[], by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and [ ] (the "Employee"). WHEREAS, the Employee serves as an employee of the Compa |
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| June 3, 2021 |
Form of Change of Control Agreement (Ireland) EX-10.72 8 qtnt-ex1072509.htm EX-10.72 Exhibit 10.72 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this []th day of [], 20[], by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and [ ] (the "Employee"). WHEREAS, the Empl |
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| June 3, 2021 |
Exhibit 4.19 DESCRIPTION OF SHARE CAPITAL General Quotient Limited was originally formed as a private limited liability, no par value company named QBDG (Newco) Limited, on January 18, 2012 under the Companies (Jersey) Law 1991 (referred to below, as amended, as the "Jersey Companies Law") with the registered number 109886. The company changed its name to Quotient Biodiagnostics Holdings Limited o |
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| June 3, 2021 |
Form of Change of Control Agreement (Scotland) EX-10.71 7 qtnt-ex1071510.htm EX-10.71 Exhibit 10.71 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this []th day of [], 20[], by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and [] (the "Employee"). WHEREAS, the Emplo |
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| June 3, 2021 |
Form of Change of Control Agreement (England) EX-10.70 6 qtnt-ex1070512.htm EX-10.70 Exhibit 10.70 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this []th day of [], 20[], by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and [ ] (the "Employee"). WHEREAS, the Empl |
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| June 3, 2021 |
EX-21.1 9 qtnt-ex211550.htm EX-21.1 Exhibit 21.1 List of Subsidiaries of Quotient Limited Name Place of Incorporation Alba Bioscience Limited Scotland QBD (QS IP) Limited Jersey, Channel Islands Quotient Biodiagnostics, Inc. Delaware, USA Quotient Biocampus Limited Scotland Quotient Iberia, S.L. Spain Quotient Suisse SA Switzerland |
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| June 3, 2021 |
Form of Change of Control Agreement (United States) EX-10.69 5 qtnt-ex1069511.htm EX-10.69 Exhibit 10.69 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this []th day of [], 20[], by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and [ ] (the "Employee"). WHEREAS, the Empl |
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| June 1, 2021 |
EX-99.1 2 qtnt-ex9916.htm EX-99.1 Exhibit 99.1 Quotient Limited Provides Fourth Quarter and Full Year Fiscal 2021 Results and provides Business Update • New Chief Technology Officer (CTO) appointed to accelerate innovation and further strengthen organizational capabilities • Continuing robust progress in advancing the MosaiQ transfusion diagnostics menu • Actively preparing for commercialization o |
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| June 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 8-K ????????? CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 (June 1, 2021) ????????? QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (Sta |
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| June 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 8-K/A ????????? CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 (June 1, 2021) ????????? QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (S |
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| June 1, 2021 |
EX-99.1 2 qtnt-ex99155.htm EX-99.1 Exhibit 99.1 Quotient Limited Provides Fourth Quarter and Full Year Fiscal 2021 Results and provides Business Update • New Chief Technology Officer (CTO) appointed to accelerate innovation and further strengthen organizational capabilities • Continuing robust progress in advancing the MosaiQ transfusion diagnostics menu • Actively preparing for commercialization |
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| May 27, 2021 |
Quotient Limited Announces New $95 Million Financing Led by Highbridge Exhibit 99.1 Quotient Limited Announces New $95 Million Financing Led by Highbridge ? Transaction proceeds will be used to fund the further development of the MosaiQ platform beyond the Donor Lab and the commercial launch of MosaiQ JERSEY, Channel Islands, May 24, 2021 (GLOBE NEWSWIRE) ? Quotient Limited (?Quotient?) (NASDAQ: QTNT), a commercial-stage diagnostics company, today announced that it h |
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| May 27, 2021 |
EX-4.4 4 d169971dex44.htm EX-4.4 Exhibit 4.4 EXECUTION VERSION THIRD SUPPLEMENTAL INDENTURE This Third Supplemental Indenture (this “Supplemental Indenture”), is entered into as of May 24, 2021, among Quotient Limited, a public limited liability no par value company formed under the laws of Jersey, Channel Islands (the “Issuer”), the Guarantors party hereto, and U.S. Bank National Association, as |
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| May 27, 2021 |
EX-4.3 3 d169971dex43.htm EX-4.3 Exhibit 4.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of May 26, 2021, by and between Quotient Limited, a public limited liability company formed under the laws of Jersey, Channel Islands (the “Company”) and each buyer identified in the signature pages hereto (individually, a “Buyer” and collecti |
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| May 27, 2021 |
EX-10.1 5 d169971dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION PURCHASE AGREEMENT dated May 23, 2021 among QUOTIENT LIMITED, THE GUARANTORS NAMED HEREIN and THE PURCHASERS NAMED HEREIN $95,000,000 4.75% CONVERTIBLE SENIOR NOTES DUE 2026 TABLE OF CONTENTS Page ARTICLE I INTRODUCTORY 1 Section 1.1. Introductory 1 Section 1.2. Transaction Documents 1 Section 1.3. Securities 1 ARTICLE II RULES OF |
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| May 27, 2021 |
Exhibit 4.1 EXECUTION VERSION QUOTIENT LIMITED, as the Issuer, THE GUARANTORS PARTY HERETO, AND WILMINGTON SAVINGS FUND SOCIETY, FSB, as Trustee INDENTURE Dated as of May 26, 2021 4.75% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 References to Interest 24 Section 1.03 Jersey Terms 25 Section 1.04 Scottish Terms 25 Section |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 (May 23, 2021) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of in |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) B1, Business Park Terre Bonne, Route de Crassier 13, 1262 Eysin |
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| May 25, 2021 |
Conflict Minerals Report for the reporting period January 1, 2020 to December 31, 2020. EX-1.01 2 d87596dex101.htm EX-1.01 Exhibit 1.01 Quotient Limited Conflict Minerals Report For The Year Ended December 31, 2020 This Conflict Minerals Report (“Report”) is provided by Quotient Limited (together with its consolidated subsidiaries, the “Company,” “we,” “us” and “our”) pursuant to Rule 13p-1 under the Securities and Exchange Act of 1934, as amended, and related guidance published by t |
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| March 30, 2021 |
As filed with the Securities and Exchange Commission on March 30, 2021 Registration No. |
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| March 30, 2021 |
Exhibit 4.2 QUOTIENT LIMITED RESTRICTED STOCK UNIT AWARD AGREEMENT AGREEMENT by and between Quotient Limited, a public no par value limited liability company incorporated in Jersey, Channel Islands (the “Company”) and [ ] (the “Grantee”), dated as of the [ ] (the “Award Date”). WHEREAS, the Company maintains the Quotient Limited 2014 Stock Incentive Plan (the “Plan”) (capitalized terms used but no |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2021 (March 12, 2021) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction o |
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| March 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2021 (March 5, 2021) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction of |
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| March 8, 2021 |
Exhibit 4.1 Execution Version SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE (this ?Supplemental Indenture?) dated as of March 5, 2021, is among Quotient Iberia, S.L. (the ?New Guarantor?), a limited liability company (?Sociedad de Responsabilidad Limitada?) formed under the laws of Spain and a new indirect subsidiary of Quotient Limited (the ?Issuer?), the Issuer, the existing g |
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| March 8, 2021 |
EX-99.1 Exhibit 99.1 QUOTIENT LIMITED 12% Senior Secured Notes due 2024 CUSIP: 74911TAA7, 74911TAC3 and 74911TAE9 Notice of Supplemental Indenture The following notice is hereby given by Quotient Limited (the “Company”) to the holders of its 12% Senior Secured Notes due 2024 (“Notes”) issued pursuant to the Indenture (the “Original Indenture”), dated as of October 14, 2016, among the Company, the |
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| March 8, 2021 |
EX-4.2 3 d147986dex42.htm EX-4.2 Exhibit 4.2 Execution Version SUPPLEMENT NO. 1 TO THE COLLATERAL AGREEMENT SUPPLEMENT NO. 1 dated as of March 5, 2021 (this “Supplement”), to the Collateral Agreement dated as of October 14, 2016 (the “Agreement”), among QUOTIENT LIMITED, a public limited liability no par value company incorporated in Jersey, Channel Islands, with registered number 109886 (the “Iss |
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| March 1, 2021 |
EX-10.1 2 d435501dex101.htm EX-10.1 Exhibit 10.1 February 23, 2021 Private & Confidential Mr. Franz Walt Via Cangina 12a 7014 Flims Dorf Switzerland Re: Transition, Separation & Consultancy Agreement Dear Mr. Walt: Thank you for your service to Quotient Limited (the “Company”). This letter agreement, when fully executed, will constitute the Transition, Separation & Consultancy Agreement (“Agreemen |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 (February 23, 2021) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdiction |
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| March 1, 2021 |
EX-10.2 3 d435501dex102.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION EMPLOYMENT AGREEMENT This Employment Agreement (“Employment Agreement”) is entered into as of February 23, 2021, by and between Quotient Limited (“Employer”) and Manuel Mendez (“Executive”) (collectively, the “Parties”). A. Employer desires assurance of the association and services of Executive in order to retain Executive’s experi |
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| February 16, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268 10 7 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 16, 2021 |
EX-99.1 2 d118035dex991.htm EX-99.1 EXHIBIT 1 AGREEMENT The persons below hereby agree that the Schedule 13G to which this agreement is attached as an exhibit, as well as all future amendments to such Schedule 13G, shall be filed on behalf of each of them. This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934. Date: February 16, 2 |
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| February 12, 2021 |
EX-99.1 2 ex991.htm EX-99.1 In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the Swiss Universal Bank, Asia Pacific, International Wealth Management, Global Markets, Investment Banking & Capital Markets |
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| February 12, 2021 |
to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Quotient Limited. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and ma |
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| February 12, 2021 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Quotient Limited (Name of Issuer) Common Stock (Title of Class of Securities) G73268107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Sche |
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| February 12, 2021 |
EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 12, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Quotient Ltd (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 9, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Quotient Limited (Name of Issuer) Ordinary Shares, nil par value (Title of Class of Securities) G73268107 (CUSIP Number) December 31, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 4, 2021 |
Employment Agreement, dated December 18, 2020, between Quotient Suisse SA and Vittoria Bonasso EX-10.1 2 qtnt-ex101237.htm EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT BETWEEN QUOTIENT SUISSE SA Business Park Terre Bonne Route de Crassier 13 1262 Eysins Hereinafter “the Company” AND Vittoria Bonasso Chemin du Petit Penthalaz 7d 1306 Daillens Switzerland Hereinafter “the Executive” 1 Exhibit 10.1 INDEX 1. DEFINITIONS AND INTERPRETATION 3 2. APPOINTMENT 4 3. TERM 4 4. PROBATIONARY PERIOD 5 5. DU |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIEN |
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| February 4, 2021 |
Change of Control Agreement, dated February 1, 2021, between the Company and Vittoria Bonasso Exhibit 10.2 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this "Agreement"), is made on this 1st day of February, 2021, by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the "Company") and Vittoria Bonasso (the "Employee"). WHEREAS, the Employee serves as an empl |
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| February 4, 2021 |
144 OMB APPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1. |
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| February 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 8-K ————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2021 (February 1, 2021) ————————— QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applica |
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| February 1, 2021 |
Quotient Limited Reports Third Quarter Fiscal 2021 Results and Business Update EX-99.1 2 qtnt-ex99125.htm EX-99.1 Exhibit 99.1 Quotient Limited Reports Third Quarter Fiscal 2021 Results and Business Update • MosaiQ COVID-19 semi-quantitative antibody test CE marked • Expanded MosaiQ IH microarray EU launch planned for fourth quarter CY2021 • Sales of Alba by Quotient reagents exceed guidance • Strong cash position in place to carry us into commercialization JERSEY, Channel I |
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| December 22, 2020 |
Quotient Limited Announces Departure of Chief Operating Officer EX-99.1 Exhibit 99.1 Quotient Limited Announces Departure of Chief Operating Officer JERSEY, Channel Islands, 22 December 2020 (GLOBE NEWSWIRE) — Quotient Limited (NASDAQ:QTNT), a commercial-stage diagnostics company (the Company), today announced that on December 21, 2020, Ed Farrell delivered a notice of resignation from his position as the Company’s Chief Operating Officer. Under Mr. Farrell’s |
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| December 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2020 (December 21, 2020) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdic |
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| November 24, 2020 |
Change of Control Agreement, dated as of November 20, 2020, between the Company and Franz Walt EX-10.1 Exhibit 10.1 QUOTIENT LIMITED CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this “Agreement”), is made on this 20 day of November 2020, by and between QUOTIENT LIMITED, a public no par value limited liability company incorporated in Jersey, Channel Islands, with registered number 109886 (the “Company”) and Franz Walt (the “Employee”). WHEREAS, the Employee serves as an empl |
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| November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2020 (November 20, 2020) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicable (State or other jurisdic |
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| November 6, 2020 |
S-8 1 d817284ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on November 6, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands Not applicable (State or other jurisdictio |
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| November 6, 2020 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. TTP plc Melbourn Science Park Cambridge Road Melbourn Hertfordshire, England SG8 6EE 24th September 2020 QBD (QS IP) Limited 28 Esplanade St Helier Jersey JE2 3QA Channel Islands Attentio |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36415 QUOTIE |
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| November 6, 2020 |
Form of Termination of Letter of Appointment EX-10.1 2 qtnt-ex101363.htm EX-10.1 Exhibit 10.1 [] [], 2020 Subject: Non-executive director letter of appointment dated [] (the Letter) Dear [], This letter confirms our recent discussions in relation to your decision to not stand for re-election to the board of directors (Board) of Quotient Ltd (Company) at the next Annual General Meeting of the shareholders of the Company (AGM). The Letter will |
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| November 6, 2020 |
Form of Share Option Award Agreement EX-4.2 Exhibit 4.2 EXECUTION VERSION QUOTIENT LIMITED OPTION AWARD AGREEMENT AGREEMENT by and between Quotient Limited, a public no par value limited liability company incorporated in Jersey, Channel Islands (the “Company”) and [ ] (the “Optionee”), dated as of [ ], 2020. WHEREAS, the Company maintains the Quotient Limited 2014 Stock Incentive Plan (the “Plan”) (capitalized terms used but not defi |
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| November 6, 2020 |
Form S-8 As filed with the Securities and Exchange Commission on November 6, 2020 Registration No. |
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| November 2, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 8-K ————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 (November 2, 2020) ————————— QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001‑36415 Not Applica |
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| November 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 8-K ————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 (October 29, 2020) ————————— QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001‑36415 Not Applica |
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| November 2, 2020 |
EX-10.1 2 qtnt-ex10124.htm EX-10.1 Exhibit 10.1 QUOTIENT LIMITED 2014 STOCK INCENTIVE PLAN As adopted on March 31, 2014, amended and restated on October 28, 2016, further amended and restated on October 31, 2018, and further amended and restated on October 29, 2020 WHEREAS, on April 3, 2014, the shareholders of the Company approved the adoption of the 2014 Stock Incentive Plan (the "2014 Plan"), w |
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| November 2, 2020 |
Quotient Limited Reports Second Quarter Fiscal 2021 Results and Business Update EX-99.1 2 qtnt-ex9916.htm EX-99.1 Exhibit 99.1 Quotient Limited Reports Second Quarter Fiscal 2021 Results and Business Update • FDA Emergency Use Authorization for the MosaiQ COVID-19 antibody test received • FDA 510(k) clearance for Initial MosaiQ SDS microarray and MosaiQ instrument expected before the end of CY2020 • European field trial for Expanded MosaiQ IH microarray progressing; on track |
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| September 14, 2020 |
EX-1.1 Exhibit 1.1 Execution Version QUOTIENT LIMITED 17,647,059 Ordinary Shares (no par value per Share) UNDERWRITING AGREEMENT September 10, 2020 UNDERWRITING AGREEMENT September 10, 2020 Goldman Sachs & Co. LLC Cowen and Company, LLC As Representatives of the several Underwriters c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 c/o Cowen and Company, LLC 599 Lexington A |
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| September 14, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d17548d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2020 (September 10, 2020) QUOTIENT LIMITED (Exact name of registrant as specified in its charter) Jersey, Channel Islands 001-36415 Not Applicabl |
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| September 11, 2020 |
17,647,059 Shares ORDINARY SHARES 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248235 PROSPECTUS SUPPLEMENT (To Prospectus dated September 4, 2020) 17,647,059 Shares ORDINARY SHARES We are offering 17,647,059 of our ordinary shares of no par value per share. Our ordinary shares are listed on The Nasdaq Global Market under the symbol “QTNT.” Investing in our ordinary shares involves a high degree of |
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| September 9, 2020 |
SUBJECT TO COMPLETION, DATED SEPTEMBER 9, 2020 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248235 The information contained in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to the securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer |
