Основная статистика
| LEI | 5493009H0BU736IRCR38 |
| CIK | 1045425 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to RAIT Financial Trust
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2020 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| March 27, 2020 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE district of delaware Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE district of delaware In re: RAIT FUNDING, LLC, a Delaware limited liability company, et al.1 Debtors. Chapter 11 Case No. 19-11915 (BLS) (Jointly Administered) Re: D.I. 294 & 397 NOTICE OF (A) ENTRY OF FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER CONFIRMING CHAPTER 11 PLAN OF LIQUIDATION, (B) EFFECTIVE DATE, AND (C) RELATED BAR DATES PL |
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| March 27, 2020 |
RFT / RAIT Financial Trust 15-12B - - 15-12B 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-14760 RAIT Financial Trust (Exact name of registrant as specified |
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| March 27, 2020 |
Exhibit 10.2 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (the “Agreement”) is by and between Alfred J. Dilmore (“Dilmore” and/or “you”) and RAIT Financial Trust (“RAIT” and together with Dilmore, the “Parties”). As used in this Agreement, any reference to RAIT shall include its predecessors, successors, affiliates, parent or controlling corporations, part |
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| March 27, 2020 |
Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (the “Agreement”) is by and between John J. Reyle (“Reyle” and/or “you”) and RAIT Financial Trust (“RAIT” and together with Reyle, the “Parties”). As used in this Agreement, any reference to RAIT shall include its predecessors, successors, affiliates, parent or controlling corporations, partners, di |
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| March 25, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2020 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| March 25, 2020 |
UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE Case 19-11915-BLS Doc 489 Filed 03/23/20 Page 1 of 16 EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE X In re : : Chapter 11 RAIT FUNDING, LLC, : Case No. 19-11915 (BLS) a Delaware limited liability company, et. al. (1) : : Debtors. : Jointly Administered X Monthly Operating Report For the Period From February 1, 2020, to February 29, 2020 DEBTORS' ADDRESS: Two Logan Square 10 |
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| March 4, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2020 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| March 4, 2020 |
X Monthly Operating Report For the Period From January 1, 2020, to January 31, 2020 Case 19-11915-BLS Doc 459 Filed 02/28/20 Page 1 of 16 Exhibit 99.1 X In re : Chapter 11 RAIT FUNDING, LLC, a Delaware limited liability company, et. al. (1) : : Case No. 19-11915 (BLS) UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE : : Debtors.: Jointly Administered X Monthly Operating Report For the Period From January 1, 2020, to January 31, 2020 DEBTORS' ADDRESS: Two Logan Square 100 N |
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| January 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 30, 2020 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| January 31, 2020 |
Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: RAIT FUNDING, LLC, a Delaware limited liability company, et al.1 Debtors. Chapter 11 Case No. 19-11915 (BLS) (Jointly Administered) DEBTORS’ JOINT CHAPTER 11 PLAN Patrick A. Jackson (Del. Bar No. 4976) Joseph N. Argentina, Jr. (Del. Bar No. 5453) DRINKER BIDDLE & REATH LLP 222 Delaware Avenue, Suite 1410 Wilmingt |
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| January 31, 2020 |
UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE Case 19-11915-BLS Doc 395 Filed 01/30/20 Page 1 of 16 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE X In re : : Chapter 11 RAIT FUNDING, LLC, : Case No. 19-11915 (BLS) a Delaware limited liability company, et. al. (1) : : Debtors. : Jointly Administered X Monthly Operating Report For the Period From December 1, 2019, to December 31, 2019 DEBTORS' ADDRESS: Two Logan Square 10 |
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| January 31, 2020 |
Exhibit 2.3 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: RAIT FUNDING, LLC, a Delaware limited liability company, et al.,1 Debtors. Chapter 11 Case No. 19-11915 (BLS) (Jointly Administered) Ref. Docket No. 294 FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER CONFIRMING THE DEBTORS’ JOINT CHAPTER 11 PLAN Upon consideration of the Debtors’ Joint Chapter 11 Plan dated Dece |
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| January 31, 2020 |
Exhibit 2.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: RAIT FUNDING, LLC, a Delaware limited liability company, et al.1, Debtors. Chapter 11 Case No. 19-11915 (BLS) (Jointly Administered) Ref. Docket. No. 294 NOTICE OF FILING PLAN SUPPLEMENT PLEASE TAKE NOTICE that, in connection with the Debtors’ Joint Chapter 11 Plan dated December 17, 2019 [D.I. 294] (as may be am |
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| January 3, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 30, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| January 3, 2020 |
UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE Case 19-11915-BLS Doc 309 Filed 12/30/19 Page 1 of 16 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE X In re : : Chapter 11 RAIT FUNDING, LLC, : Case No. 19-11915 (BLS) a Delaware limited liability company, et. al. (1) : : Debtors. : Jointly Administered X Monthly Operating Report For the Period From November 1, 2019 to November 30, 2019 DEBTORS' ADDRESS: Two Logan Square 100 |
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| December 26, 2019 |
Completion of Acquisition or Disposition of Assets Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 23, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| December 13, 2019 |
RFT / RAIT Financial Trust S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 (333-151627) Post-Effective Amendment No. 1 to Form S-8 (333-151627) As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. 333-218983 Registration No. 333-182094 Registration No. 333-151627 Registration No. 333-125480 Registration No. 333-100766 Registration No. 333-67452 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 |
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| December 13, 2019 |
RFT / RAIT Financial Trust S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 (333-67452) Post-Effective Amendment No. 1 to Form S-8 (333-67452) As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. 333-218983 Registration No. 333-182094 Registration No. 333-151627 Registration No. 333-125480 Registration No. 333-100766 Registration No. 333-67452 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 T |
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| December 13, 2019 |
RFT / RAIT Financial Trust S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 (333-182094) Post-Effective Amendment No. 1 to Form S-8 (333-182094) As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. 333-218983 Registration No. 333-182094 Registration No. 333-151627 Registration No. 333-125480 Registration No. 333-100766 Registration No. 333-67452 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 |
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| December 13, 2019 |
RFT / RAIT Financial Trust POS AM - - POS AM POS AM AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 13, 2019 REGISTRATION NO. |
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| December 13, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 10, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| December 13, 2019 |
RFT / RAIT Financial Trust S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 (333-100766) Post-Effective Amendment No. 1 to Form S-8 (333-100766) As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. 333-218983 Registration No. 333-182094 Registration No. 333-151627 Registration No. 333-125480 Registration No. 333-100766 Registration No. 333-67452 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 |
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| December 13, 2019 |
RFT / RAIT Financial Trust S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 (333-218983) Post-Effective Amendment No. 1 to Form S-8 (333-218983) As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. 333-218983 Registration No. 333-182094 Registration No. 333-151627 Registration No. 333-125480 Registration No. 333-100766 Registration No. 333-67452 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 |
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| December 13, 2019 |
RFT / RAIT Financial Trust S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 (333-125480) Post-Effective Amendment No. 1 to Form S-8 (333-125480) As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. 333-218983 Registration No. 333-182094 Registration No. 333-151627 Registration No. 333-125480 Registration No. 333-100766 Registration No. 333-67452 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 |
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| December 11, 2019 |
EX-99.1 Exhibit 99.1 Case 19-11915-BLS Doc 268 Filed 12/06/19 Page 1 of 31 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: Chapter 11 RAIT FUNDING, LLC, Case No. 19-11915 (BLS) a Delaware limited liability company, et al.,1 Debtors. (Jointly Administered) Re: Docket No. 53 ORDER (I) AUTHORIZING AND APPROVING EQUITY AND ASSET PURCHASE AGREEMENT; (II) APPROVING SALE OF SUBS |
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| December 11, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 6, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| December 2, 2019 |
UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE Case 19-11915-BLS Doc 232 Filed 12/02/19 Page 1 of 16 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE X In re : : Chapter 11 RAIT FUNDING, LLC, : Case No. 19-11915 (BLS) a Delaware limited liability company, et. al. (1) : : Debtors. : Jointly Administered X Monthly Operating Report For the Period October 1, 2019 to October 31, 2019 DEBTORS' ADDRESS: Two Logan Square 100 N. 18t |
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| December 2, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 2, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| November 19, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 19, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| November 19, 2019 |
X Monthly Operating Report For the Period August 30, 2019 to September 30, 2019 Case 19-11915-BLS Doc 168 Filed 10/30/19 Page 1 of 16 Exhibit 99.1 X In re : Chapter 11 RAIT FUNDING, LLC, a Delaware limited liability company, et. al. (1) : : Case No. 19-11915 (BLS) UNITED STATES BANKRUPTCY COURT THE DISTRICT OF DELAWARE : : Debtors. : Jointly Administered X Monthly Operating Report For the Period August 30, 2019 to September 30, 2019 DEBTORS' ADDRESS: Two Logan Square 100 N. 1 |
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| November 15, 2019 |
RFT / RAIT Financial Trust NT 10-Q - - NT 10-Q NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition |
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| November 7, 2019 |
Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: RAIT FUNDING, LLC, a Delaware limited liability company, et al.1 Debtors. Chapter 11 Case No. 19-11915 (BLS) (Jointly Administered) DEBTORS’ JOINT CHAPTER 11 PLAN Patrick A. Jackson (Del. Bar No. 4976) Joseph N. Argentina, Jr. (Del. Bar No. 5453) DRINKER BIDDLE & REATH LLP 222 Delaware Avenue, Suite 1410 Wilmingt |
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| November 7, 2019 |
Exhibit 2.3 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: RAIT FUNDING, LLC, a Delaware limited liability company, et al.,1 Debtors. Chapter 11 Case No. 19-11915 (BLS) (Jointly Administered) Re: Docket No. 53 ORDER (I) ESTABLISHING THE BIDDING PROCEDURES, INCLUDING APPROVAL OF A BREAK-UP FEE AND EXPENSE REIMBURSEMENT, AND (II) GRANTING RELATED RELIEF Upon the motion (th |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14760 RAIT FINANCI |
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| November 7, 2019 |
Exhibit 10.1.1 EQUITY AND ASSET PURCHASE AGREEMENT by and among RAIT FINANCIAL TRUST, RAIT General, Inc., RAIT Limited, Inc., Taberna Realty Finance Trust, as Sellers and CF RFP Holdings LLC as Buyer Dated as of August 30, 2019 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS2 Section 1.1 Specific Definitions2 Section 1.2 Other Terms16 Section 1.3 Other Definitional Provisions16 ARTICLE II THE PURCHAS |
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| November 7, 2019 |
Exhibit 10.1.2 AMENDMENT NO. 1 TO THE EQUITY AND ASSET PURCHASE AGREEMENT AMENDMENT NO. 1 TO THE EQUITY AND ASSET PURCHASE AGREEMENT (this “Amendment”), dated as of October 4, 2019 (the “Amendment Effective Date”), by and among (a) RAIT Financial Trust, a Maryland real estate investment trust (“RAIT Parent”), RAIT General, Inc., a Maryland corporation (“RAIT General”), RAIT Limited, Inc., a Maryla |
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| November 7, 2019 |
Exhibit 10.2.2 Confidential RESTRUCTURING AND PLAN SUPPORT AGREEMENT (Amortized Cost Junior Subordinated Note) This RESTRUCTURING AND PLAN SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of August 31, 2019 (the “Execution Date”) by and among (i) RAIT Financial Trust (“RAIT”) and its indirect wholly-owned subsidiary RAIT Funding, LLC f/k/a Taberna Funding LLC (“Funding” and togethe |
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| November 7, 2019 |
Exhibit 2.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: RAIT FUNDING, LLC, a Delaware limited liability company, et al.1 Debtors. Chapter 11 Case No. 19-11915 (BLS) (Jointly Administered) DISCLOSURE STATEMENT FOR DEBTORS’ JOINT CHAPTER 11 PLAN PLEASE NOTE THAT THIS PROPOSED DRAFT DISCLOSURE STATEMENT HAS NOT YET BEEN APPROVED BY THE BANKRUPTCY COURT AS CONTAINING “ADE |
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| November 7, 2019 |
Exhibit 10.2.1 Confidential RESTRUCTURING AND PLAN SUPPORT AGREEMENT (Fair Value Junior Subordinated Note) This RESTRUCTURING AND PLAN SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of August 29, 2019 (the “Execution Date”) by and among (i) RAIT Financial Trust (“RAIT”) and its wholly-owned subsidiary Taberna Realty Finance Trust (“Taberna” and together with RAIT collectively, th |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14760 RAIT FINANCIA |
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| October 9, 2019 |
Entry into a Material Definitive Agreement, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 3, 2019 Date of Report (Date of earliest event reported) RAIT Financial Trust (Exact name of Registrant as specified in its charter) Commission File Number 1-14760 Maryland 23-2919819 (State or other jurisdiction of |
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| October 4, 2019 |
RAS / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. 6) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Nu |
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| September 3, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 27, 2019 Date of Report (Date of earliest event reported) RAIT Financial Trust (Exact name of Registrant as specified in its charter) Commission File Number 1-14760 Maryland 23-2919819 (State or other jurisdiction of |
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| September 3, 2019 |
EX-99.1 Exhibit 99.1 RAIT Enters into a Stalking Horse Purchase Agreement to Sell Substantially All of its Assets; Files Voluntary Chapter 11 Petitions to Facilitate Sale Process PHILADELPHIA—August 30, 2019—RAIT Financial Trust (OTC Pink: RASF) (“RAIT”) today announced that it has into entered into an Equity and Asset Purchase Agreement (the “Purchase Agreement”) to sell substantially all of its |
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| August 26, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 20, 2019 Date of Report (Date of earliest event reported) RAIT Financial Trust (Exact name of Registrant as specified in its charter) Commission File Number 1-14760 Maryland 23-2919819 (State or other jurisdiction of |
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| August 15, 2019 |
RFT / RAIT Financial Trust NT 10-Q - - NT 10-Q NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Repor |
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| June 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I. |
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| May 16, 2019 |
RFT / RAIT Financial Trust NT 10-Q NT 10-Q NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Repo |
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| April 30, 2019 |
RFT / RAIT Financial Trust 10-K/A Annual Report 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-147 |
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| March 26, 2019 |
RFT / RAIT Financial Trust 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14760 RAIT FINANCIAL TR |
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| March 26, 2019 |
EXECUTION VERSION Exhibit 4.8 INDENTURE RAIT 2017-FL8 TRUST, as Issuer WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee, Paying Agent, Calculation Agent, Transfer Agent, Custodian, Backup Advancing Agent and Note Registrar RAIT PARTNERSHIP, L.P., as Advancing Agent Dated November 29, 2017 USActive 37579766.24 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION Section 1.1 D |
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| March 26, 2019 |
Material U.S. Federal Income Tax Considerations. Filed herewith. Exhibit 99.1 MATERIAL U.S. FEDERAL INCOME TAX CONSIDERATIONS The following is a summary of the material U.S. federal income tax considerations relating to RAIT’s and the REIT affiliates’ qualification and taxation as real estate investment trusts, or REITs, and the acquisition, holding, and disposition of RAIT shares of beneficial interest. For purposes of this Exhibit, we refer to “we,” “us,” and |
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| March 26, 2019 |
List of Subsidiaries. Filed herewith. Exhibit 21.1 RAIT Financial Trust Subsidiaries Entity Name Domestic Jurisdiction DBA Names Beachcomber Beach Resort Florida, LLC Delaware Bluemound CDO Preferred Member, LLC Delaware Bluemound Preferred Member, LLC Delaware Boca Yamato, LLC Delaware Brandywine Cherry Hill, Inc. New Jersey Brandywine Willow Grove, Inc. Pennsylvania Broadstone I Preferred, LLC Delaware Coles Crossing GP, LLC Delawar |
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| March 26, 2019 |
EXECUTION VERSION Exhibit 4.7 INDENTURE RAIT 2017-FL7 TRUST, as Issuer WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee, Paying Agent, Calculation Agent, Transfer Agent, Custodian, Backup Advancing Agent and Note Registrar RAIT PARTNERSHIP, L.P., as Advancing Agent Dated June 23, 2017 OHSUSA:766738685.12 TABLE OF CONTENTS Page ARTICLE I Definitions and Interpretation Section 1.1 Defini |
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| February 14, 2019 |
RAS / RAIT Financial Trust / HIGHLAND CAPITAL MANAGEMENT LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.03d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.03d-2 (Amendment No. 1 ) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $1.50 par value per share (Title of Class of Securities) 749227609 ( |
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| February 14, 2019 |
RAS / RAIT Financial Trust / Mcgraner Matt - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.03d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.03d-2 (Amendment No. 1 )* RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $1.50 par value per share (Title of Class of Securities) 749227609 |
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| January 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 18, 2019 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| December 31, 2018 |
RAS / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. 5) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Nu |
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| December 28, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 21, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Comm |
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| December 28, 2018 |
EX-10.1 Exhibit 10.1 SETTLEMENT AGREEMENT AND GENERAL RELEASE THIS SETTLEMENT AGREEMENT AND GENERAL RELEASE (the “Agreement”) is by and between Claimant Scott Davidson (“Davidson”) and Respondents RAIT Financial Trust (“RAIT”), Michael Malter (“Malter”), Frank A. Farnesi (“Farnesi”), Justin P. Klein (“Klein”), Jon C. Sarkisian (“Sarkisian”), Murray Stempel III (“Stempel”), Andrew M. Batinovich (“B |
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| December 6, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 4, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| December 6, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange LLC ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Common Shares of Beneficial Interest (the 'common shares'), the 7. |
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| December 6, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange LLC ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Common Shares of Beneficial Interest (the 'common shares'), the 7. |
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| December 6, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange LLC ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Common Shares of Beneficial Interest (the 'common shares'), the 7.75% Series A Cumulative Redeemab |
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| December 6, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange LLC ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Common Shares of Beneficial Interest (the 'common shares'), the 7. |
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| December 6, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange LLC ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Common Shares of Beneficial Interest (the 'common shares'), the 7. |
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| December 6, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange LLC ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the Common Shares of Beneficial Interest (the 'common shares'), the 7. |
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| November 8, 2018 |
RFT / RAIT Financial Trust 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14760 RAIT FIN |
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| October 11, 2018 |
Letter Agreement dated as of October 5, 2018 from the Investors to RAIT and Ledgewood, P.C. Exhibit 10.2 The Investors identified in this Letter c/o Steven D. Lebowitz 1333 2nd Street, Suite 650 Santa Monica, CA 90401-4103 October 5, 2018 RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA 19103 Ledgewood, P.C. Two Commerce Square 2001 Market Street, Suite 3400 Philadelphia, PA 19103 Dear Investors: Steven D. Lebowitz (“Mr. Lebowitz”), the following memb |
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| October 11, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 5, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of in |
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| October 11, 2018 |
Exhibit 10.1 COOPERATION AGREEMENT October 5, 2018 THIS COOPERATION AGREEMENT (this “Agreement”), is made and entered into as of date first set forth above, by and among RAIT Financial Trust, a real estate investment trust formed and existing under the laws of the State of Maryland (the “Company”), Steven D. Lebowitz, Deborah Lebowitz, Paul Lebowitz, Kathryn Lebowitz Silverberg, Lauren Lebowitz Sa |
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| October 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 1, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of in |
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| October 2, 2018 |
RAS / RAIT Financial Trust / Frischer Charles Activist Investment CUSIP No. 749227609 13D Page 1 of 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. 4) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 9 |
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| September 12, 2018 |
RAS / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. 3) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Nu |
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| August 16, 2018 |
RFT / RAIT Financial Trust / TIPTREE FINANCIAL INC. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) RAIT Financial Trust (Name of Issuer) Common shares of beneficial interest, par value $0.03 per share (Title of Class of Securities) 749227864 (CUSIP Number of Class of Securities) Neil C. Rifkind General Counsel Tiptree Inc. 780 Third Avenue, 21st Floo |
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| August 14, 2018 |
EX-10.1 Exhibit 10.1 COOPERATION AGREEMENT August 13, 2018 THIS COOPERATION AGREEMENT (this “Agreement”), is made and entered into as of date first set forth above, by and among RAIT Financial Trust, a real estate investment trust formed and existing under the laws of the State of Maryland (the “Company”), Pleasant Lake Apartments Limited Partnership, Laughlin Holdings LLC and Ramat Securities Ltd |
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| August 14, 2018 |
Entry into a Material Definitive Agreement Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 14, 2018 |
EX-10.2 Exhibit 10.2 Howard Amster 23811 Chagrin Blvd, Suite 200 Beachwood, Ohio 44122 August 13, 2018 RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA 19103 Ledgewood, P.C. Two Commerce Square 2001 Market Street, Suite 3400 Philadelphia, PA 19103 Dear Sirs: Howard Amster, for himself and on behalf of Pleasant Lake Apartments Limited Partnership, Laughlin Holdi |
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| August 13, 2018 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 13, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Commis |
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| August 13, 2018 |
Form of Certificate for Common Shares of Beneficial Interest. EX-4.1 2 d555377dex41.htm EX-4.1 EXHIBIT 4.1 Number RA Shares The common shares represented by this certificate are subject to restrictions on transfer for the purpose of the trust’s maintenance of its status as a real estate investment trust under the internal revenue code of 1986, as amended (the “code”). Subject to certain further restrictions and except as provided in the amended and restated |
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| August 9, 2018 |
Statements regarding computation of ratios as of June 30, 2018. Filed herewith. Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Our ratio of earnings to fixed charges and our ratio of earnings to fixed charges and preferred share dividends for the periods indicated are set forth below. For purposes of calculating the ratios set forth below, earnings represent net income (loss) from our consolidated statements of operations, as adjusted for fixed |
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| August 9, 2018 |
Exhibit 3.1.18 RAIT FINANCIAL TRUST ARTICLES OF AMENDMENT RAIT Financial Trust, a Maryland real estate investment trust (the “Trust”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Declaration of Trust of the Trust (the “Declaration of Trust”) is hereby amended to provide that, upon the Effective Time (as defined herein), every fifty (50) common |
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| August 9, 2018 |
RFT / RAIT Financial Trust 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14760 RAIT FINANCIA |
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| July 20, 2018 |
EX-10.2 Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), is entered into and executed on July 19, 2018, and effective as of June 27, 2018 (the “Effective Date”), by and between RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), with a principal office in Philadelphia, Pennsylvania, and Alfred J. Di |
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| July 20, 2018 |
EX-10.1 Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), is entered into and executed on July 19, 2018, and effective as of June 27, 2018 (the “Effective Date”), by and between RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), with a principal office in Philadelphia, Pennsylvania, and John J. Reyl |
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| July 20, 2018 |
U.S. Federal Income Tax Consequences of the Reverse Share Split EX-99.1 Exhibit 99.1 U.S. Federal Income Tax Consequences of the Reverse Share Split The following discussion summarizes the material U.S. federal income tax consequences of the proposed reverse share split. The discussion is based upon current federal income tax laws. We cannot assure you that new laws, interpretations of law or court decisions, any of which may take effect retroactively, will no |
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| July 20, 2018 |
EX-10.3 Exhibit 10.3 AMENDED AND RESTATED NON-EXECUTIVE CHAIRMAN AGREEMENT THIS AMENDED AND RESTATED NON-EXECUTIVE CHAIRMAN AGREEMENT (this “Agreement”) is made as of the 19th day of July, 2018, by and between RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), and Michael J. Malter (the “Chairman”). WHEREAS, the Chairman has served as the independent non-executive Chair |
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| July 20, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 19, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Commissi |
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| July 20, 2018 |
EX-99.2 Exhibit 99.2 Item 6. Selected Financial Data We revised our historical selected financial data to give effect to the reverse stock split of our common shares that will be effective at 4:10 PM Eastern time on August 13, 2018. The reverse stock split had no effect on our reported net income or net income available for common shareholders; however, it did affect our weighted average common sh |
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| June 28, 2018 |
Exhibit 10.2 Termination Agreement This TERMINATION AGREEMENT (this “Agreement”) is effective as of the 27th day of June 2018, by and among RAIT Financial Trust, a real estate investment trust formed and existing under the laws of the State of Maryland (“RAIT”), RAIT Partnership, L.P., a limited partnership formed and existing under the laws of the State of Delaware (“RAIT Partnership”), Taberna R |
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| June 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 27, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| June 28, 2018 |
Articles Supplementary dated June 27, 2018 filed June 28, 2018. Exhibit 3.1 ARTICLES SUPPLEMENTARY RAIT FINANCIAL TRUST Redesignation and Reclassification of 4,000,000 Series D and 4,000,000 Series E Cumulative Redeemable Preferred Shares of Beneficial Interest as Unclassified Preferred Shares RAIT Financial Trust, a Maryland real estate investment trust (the “Trust”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) th |
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| June 28, 2018 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS EX-99.1 5 ras-ex9916.htm EX-99.1 Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Introduction The following unaudited pro forma condensed consolidated financial statements are based on RAIT’s historical consolidated financial statements incorporated by reference. The unaudited pro forma condensed consolidated statements of income for the three months ended March 31, 20 |
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| June 28, 2018 |
RAIT Financial Trust Announces Progress on Its Strategic Steps EX-99.2 6 ras-ex99260.htm EX-99.2 Exhibit 99.2 RAIT Financial Trust Announces Progress on Its Strategic Steps PHILADELPHIA, PA – June 28, 2018 – RAIT Financial Trust (OTCQB: RASF) (“RAIT”) is pleased to provide an update on its previously announced strategy of taking steps to increase liquidity and better position RAIT to meet its financial obligations as they come due. These steps are referred to |
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| June 28, 2018 |
Exhibit 10.1 REDEMPTION AND EXCHANGE AGREEMENT This Redemption and Exchange Agreement (this “Agreement”) is made and entered into as of June 27, 2018, by and among RAIT Financial Trust, a real estate investment trust formed and existing under the laws of the State of Maryland (the “Company”), RAIT Asset Holdings IV, LLC, a limited liability company formed and existing under the laws of the State o |
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| June 15, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 14, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Commissi |
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| June 15, 2018 |
EX-10.1 Exhibit 10.1 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made as of the 14th day of June, 2018 (the “Effective Date”) by and between RAIT ASSET HOLDINGS IV, LLC, a Delaware limited liability company, as seller (the “Seller”), and MELODY RE II, LLC, a Delaware limited liability company, as purchaser (“Purchaser”). W I T N E S S E T H: WHEREAS, Seller i |
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| June 12, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 12, 2018 |
EX-10.1 2 d581452dex101.htm EX-10.1 Exhibit 10.1 CONSENT AND ACKNOWLEDGMENT DATED AS OF JUNE 12, 2018 RE EXTENSION AGREEMENT DATED AS OF MARCH 12, 2018 ARS VI INVESTOR I, LP, a limited partnership formed and existing under the laws of the State of Delaware formerly known as ARS VI Investor I, LLC (the “Investor”), RAIT FINANCIAL TRUST, a real estate investment trust formed and existing under the l |
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| June 8, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 8, 2018 |
EX-10.1 Exhibit 10.1 ARS VI Investor I, LP c/o Almanac Realty Investors, LLC 1140 Avenue of the Americas, 17th Floor New York, New York 10036 June 8, 2018 RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA Attention: Jamie Reyle Dear Jamie: Reference is made to the Extension Agreement dated as of March 12, 2018 (the “Agreement”), by and among ARS VI Investor I, L |
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| June 6, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 ras-8k20180605.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commiss |
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| May 29, 2018 |
RFT / RAIT Financial Trust DEF 14A g UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Sta |
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| May 24, 2018 |
RFT / RAIT Financial Trust PRER14A g UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
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| May 18, 2018 |
RFT / RAIT Financial Trust PRE 14A g UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Sta |
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| May 15, 2018 |
RAS / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. 2) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Nu |
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| May 14, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 11, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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| May 11, 2018 |
EX-10.1 2 d552308dex101.htm EX-10.1 Exhibit 10.1 LIBBY FRISCHER FAMILY PARTNERSHIP May 11, 2018 RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA 19103 Ledgewood, P.C. Two Commerce Square 2001 Market Street, Suite 3400 Philadelphia, PA 19103 Dear Sirs: The Libby Frischer Family Partnership (the “Investor”) is a party to that certain letter agreement dated as of |
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| May 11, 2018 |
8-K 1 d552308d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 11, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorpora |
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| May 10, 2018 |
RFT / RAIT Financial Trust RAS-Q1-3/31/2018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-14760 RAIT FINANCI |
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| May 10, 2018 |
Statements regarding computation of ratios as of March 31, 2018, filed herewith. Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Our ratio of earnings to fixed charges and our ratio of earnings to fixed charges and preferred share dividends for the periods indicated are set forth below. For purposes of calculating the ratios set forth below, earnings represent net income (loss) from our consolidated statements of operations, as adjusted for fixed |
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| April 30, 2018 |
RFT / RAIT Financial Trust 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-147 |
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| April 24, 2018 |
RFT / RAIT Financial Trust CORRESP RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA 19103 April 24, 2018 VIA EDGAR AND OVERNIGHT MAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-0405 Attn: Jennifer Monick, Assistant Chief Accountant Office of Real Estate and Commodities Re: RAIT Financial Trust Form 10-K for the year ended December |
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| April 9, 2018 |
EX-10.1 Exhibit 10.1 COOPERATION AGREEMENT April 6, 2018 THIS COOPERATION AGREEMENT (this “Agreement”), is made and entered into as of date first set forth above, by and among RAIT Financial Trust, a real estate investment trust formed and existing under the laws of the State of Maryland (the “Company”), the Libby Frischer Family Partnership (“Investor”) and Charles Frischer (“CF”). RECITALS WHERE |
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| April 9, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 6, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 9, 2018 |
Letter dated as of April 6, 2018 from the Investor and Mr. Frischer to RAIT and Ledgewood, P.C. EX-10.2 Exhibit 10.2 LIBBY FRISCHER FAMILY PARTNERSHIP April 6, 2018 RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA 19103 Ledgewood, P.C. Two Commerce Square 2001 Market Street, Suite 3400 Philadelphia, PA 19103 Dear Sirs: The Libby Frischer Family Partnership (the “Investor”) is a party to that certain letter agreement dated as of March 30, 2018, which permi |
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| April 5, 2018 |
RAS / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. 1) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Nu |
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| April 2, 2018 |
EX-10.1 Exhibit 10.1 LIBBY FRISCHER FAMILY PARTNERSHIP as of March 30, 2018 RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA 19103 Ledgewood, P.C. Two Commerce Square 2001 Market Street, Suite 3400 Philadelphia, PA 19103 Dear Sirs: The Libby Frischer Family Partnership (the “Investor”) has expressed an interest in purchasing common shares of beneficial interest |
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| April 2, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of incorporation) (Commiss |
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| March 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 16, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| March 16, 2018 |
RAIT Financial Trust December 31, 2017 Exhibit 99.1 Fourth Quarter 2017 Supplemental Information 1 TABLE OF CONTENTS Company Information 3 Financial Highlights 5 Balance Sheets Consolidated by quarter 6 Statements of Operations, FFO & CORE FFO Consolidated 7 Consolidated – Trailing 5 Quarters 8 Adjusted EBITDA and Coverage Ratios 9 Portfolio Data: Loan Portfolio Data 10 Real Estate Portfolio Data 11 Real Estate Portfolio, Changes in th |
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| March 16, 2018 |
Exhibit 10.24 NON-EXECUTIVE CHAIRMAN AGREEMENT THIS NON-EXECUTIVE CHAIRMAN AGREEMENT (this “Agreement”) is made as of the 27th day of February, 2018, by and between RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), and Michael J. Malter (the “Chairman”). WHEREAS, the Chairman was appointed by the Board of Trustees of the Company (the “Board”) to serve as the independen |
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| March 16, 2018 |
RFT / RAIT Financial Trust 10-K 12/31/2017 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14760 RAIT FINANCIAL TR |
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| March 16, 2018 |
List of Subsidiaries. Filed herewith Exhibit 21.1 RAIT Financial Trust Subsidiaries Entity Name Domestic Jurisdiction DBA Names 1437 7th Street Preferred Member, LLC Delaware 1901 Newport Investor, LLC Delaware 100 East Lancaster Owner, LLC Delaware 100 East Lancaster Member, LLC Delaware 2622 Lake, LLC Delaware 3575 Moreau, LLC Delaware 444 Cedar Tower Member, LLC Delaware 444 Cedar Tower Owner, LLC Delaware 6930 Gettysburg, LLC Del |
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| March 16, 2018 |
Material U.S. Federal Income Tax Considerations. Filed herewith. Exhibit 99.1 MATERIAL U.S. FEDERAL INCOME TAX CONSIDERATIONS The following is a summary of the material U.S. federal income tax considerations relating to RAIT’s and the REIT affiliates’ qualification and taxation as real estate investment trusts, or REITs, and the acquisition, holding, and disposition of RAIT shares of beneficial interest. For purposes of this Exhibit, we refer to “we,” “us,” and |
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| March 16, 2018 |
Letter Agreement dated February 27, 2018 between RAIT and John J. Reyle. Filed herewith. Exhibit 10.20.2 To:John J. Reyle Date:February 27, 2018 Re:Appointment as Interim Chief Executive Officer and Interim President of RAIT Financial Trust This letter agreement (this “Letter Agreement”) is entered into as of the date set forth above by and between RAIT Financial Trust (the “Company”) and John J. Reyle (“Executive”). Capitalized terms used, but not defined, herein shall have their res |
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| March 16, 2018 |
Exhibit 10.21.2 March 13, 2018 Personal and Confidential Mr. Glenn Riis [Address Omitted] Dear Glenn: As discussed with you yesterday, I write to: confirm your desire to terminate your employment with RAIT Financial Trust (“RAIT”); provide information about your salary, benefits, and other administrative matters; and set forth a separation agreement and general release of claims for your considera |
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| March 16, 2018 |
Statements regarding computation of ratios as of December 31, 2017. Filed herewith Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Our ratio of earnings to fixed charges and our ratio of earnings to fixed charges and preferred share dividends for the periods indicated are set forth below. For purposes of calculating the ratios set forth below, earnings represent net income (loss) from our consolidated statements of operations, as adjusted for fixed |
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| March 16, 2018 |
Exhibit 10.14.5 EXECUTION COPY EXTENSION AGREEMENT This EXTENSION AGREEMENT, made and entered into as of March 12, 2018 (this “Agreement”) by and among ARS VI INVESTOR I, LP, a limited partnership formed and existing under the laws of the State of Delaware formerly known as ARS VI Investor I, LLC (the “Investor”), RAIT FINANCIAL TRUST, a real estate investment trust formed and existing under the l |
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| March 16, 2018 |
Exhibit 10.4.4 SEPARATION AGREEMENT This Separation Agreement (“Agreement”) is entered into as of February 27, 2018, by and between Scott L.N. Davidson (“Davidson”) and RAIT Financial Trust (“RAIT”). WHEREAS, RAIT employed Davidson as its Chief Executive Officer and President pursuant to an Employment Agreement entered into as of October 31, 2016 (the “Employment Agreement”); WHEREAS, on February |
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| March 12, 2018 |
RAS / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. ) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Num |
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| March 2, 2018 |
RFT / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. ) RAIT FINANCIAL TRUST (Name of Issuer) 8.875% Series C Cumulative Redeemable Preferred Stock (Title of Class of Securities) 749227500 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Number of Pe |
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| March 2, 2018 |
RFT / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. ) RAIT FINANCIAL TRUST (Name of Issuer) 8.375% Series B Cumulative Redeemable Preferred Stock (Title of Class of Securities) 749227302 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Number of Pe |
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| March 2, 2018 |
RFT / RAIT Financial Trust / Frischer Charles Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 (Amendment No. ) RAIT FINANCIAL TRUST (Name of Issuer) 7.75% Series A Cumulative Redeemable Preferred Stock (Title of Class of Securities) 749227880 (CUSIP Number of Class of Securities) Charles L. Frischer 4404 52nd Avenue NE Seattle, WA 98105 (Name, Address and Telephone Number of Per |
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| February 27, 2018 |
8-K 1 d545194d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 21, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (C |
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| February 20, 2018 |
Financial Statements and Exhibits, Other Events 8-K 1 d541942d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 20, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction of |
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| February 20, 2018 |
EX-99.1 Exhibit 99.1 RAIT Financial Trust Announces Conclusion of Strategic and Financial Alternative Review Process, Next Steps and Other Items PHILADELPHIA, PA ? February 20, 2018 ? RAIT Financial Trust (NYSE: RAS) (?RAIT?) today announced that a special committee of RAIT?s independent trustees (the ?Special Committee?) delegated the authority by RAIT?s Board of Trustees (the ?Board?) to manage |
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| February 13, 2018 |
Exhibit 99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including any and all amendments thereto) with respect to the common shares of beneficial interest of RAIT Financial Trust, and further agree that this Joint Filing Agreement |
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| February 13, 2018 |
RAS / RAIT Financial Trust / HIGHLAND CAPITAL MANAGEMENT LP - SCHEDULE 13G Passive Investment Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per share (Title of Class of Securities) 749227609 ( |
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| February 2, 2018 |
RAS / RAIT Financial Trust / VANGUARD SPECIALIZED FUNDS Passive Investment raitfinancialtrust.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:4 )* Name of issuer: RAIT Financial Trust Title of Class of Securities: REIT CUSIP Number: 749227609 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to de |
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| January 24, 2018 |
EX-10.1 2 ras-ex1017.htm EX-10.1 Exhibit 10.1 AMENDMENT NO. 7 TO MASTER REPURCHASE AGREEMENT Amendment No. 7 to Master Repurchase Agreement, dated as of January 19, 2018 (this “Amendment”), among UBS AG, by and through its branch office at 1285 Avenue of the Americas, New York, New York (the “Buyer”), RAIT CRE Conduit II, LLC (the “Seller”) and RAIT Financial Trust (“Guarantor”). RECITALS The Buye |
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| January 24, 2018 |
ras-8k20180125.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 19, 2018 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I |
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| December 20, 2017 |
ras-8k20171220.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 18, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission ( |
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| December 20, 2017 |
ras-ex1016.htm Exhibit 10.1 SECOND AMENDMENT TO MASTER REPURCHASE AGREEMENT THIS SECOND AMENDMENT TO MASTER REPURCHASE AGREEMENT, dated December 18, 2017 (the ?Effective Date?) (this ?Second Amendment?), is entered into by and among RAIT CRE CONDUIT IV, LLC, a Delaware limited liability company, as seller (together with its permitted successors and assigns in such capacity, ?Seller?), BARCLAYS BAN |
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| December 11, 2017 |
RAS / RAIT Financial Trust / VANGUARD GROUP INC Passive Investment raitfinancialtrust.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: RAIT Financial Trust Title of Class of Securities: REIT CUSIP Number: 749227609 Date of Event Which Requires Filing of this Statement: November 30, 2017 Check the appropriate box to d |
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| November 29, 2017 |
ras-ex9916.htm Exhibit 99.1 RAIT Financial Trust Closes its Eighth Non-Recourse, Floating-Rate CMBS Transaction Totaling $259.8 Million PHILADELPHIA, PA ? November 29, 2017 ? RAIT Financial Trust (NYSE: RAS) ("RAIT") announced today the closing, on November 29, 2017, of its eighth non-recourse, floating-rate CMBS transaction, the underlying assets of which consist of twenty-one floating-rate comme |
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| November 29, 2017 |
Financial Statements and Exhibits, Other Events ras-8k20171129.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 29, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission ( |
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| November 13, 2017 |
Exhibit 10.21 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”), is entered into and executed on November 6, 2017, effective as of August 22, 2017 (the “Effective Date”), by and between RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), with a principal office in Philadelphia, Pennsylvania, and Alfred J. Dilmore (“Executive”). WHEREAS, the Executive has |
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| November 13, 2017 |
RFT / RAIT Financial Trust 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-14760 RAIT FIN |
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| November 13, 2017 |
Third Quarter 2017 Supplemental Information. Filed herewith. EX-99.1 8 ras-ex9911136.htm EX-99.1 Exhibit 99.1 Third Quarter 2017 Supplemental Information 1 TABLE OF CONTENTS Company Information 3 Forward-Looking Statements 5 Earnings Release Text 6 Financial Highlights 11 Balance Sheets Consolidated by quarter 12 Statements of Operations, FFO & CORE FFO Consolidated 13 Consolidated – Trailing 5 Quarters 14 Fee and Other Income 15 Adjusted EBITDA and Coverag |
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| November 13, 2017 |
Statements regarding computation of ratios as of September 30, 2017. Filed herewith. Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Our ratio of earnings to fixed charges and our ratio of earnings to fixed charges and preferred share dividends for the periods indicated are set forth below. For purposes of calculating the ratios set forth below, earnings represent net income (loss) from our consolidated statements of operations, as adjusted for fixed |
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| November 10, 2017 |
RFT / RAIT Financial Trust NT 10-Q ras-nt10q20170930.htm OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response 2.50 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2017 ? Transition Report o |
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| November 2, 2017 |
RAIT Financial Trust September 30, 2017 Exhibit 99.2 Third Quarter 2017 Supplemental Information 1 TABLE OF CONTENTS Company Information 3 Forward-Looking Statements 5 Earnings Release Text 6 Financial Highlights 11 Balance Sheets Consolidated by quarter 12 Statements of Operations, FFO & CORE FFO Consolidated 13 Consolidated ? Trailing 5 Quarters 14 Fee and Other Income 15 Adjusted EBITDA and Coverage Ratios 16 Portfolio Data: Loan Por |
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| November 2, 2017 |
EX-99.1 2 ras-ex9916.htm EX-99.1 Exhibit 99.1 RAIT Financial Trust Announces Third Quarter 2017 Financial Results RAIT continues making progress with its strategic transformation into a more focused, cost-efficient, pure play commercial real estate lender PHILADELPHIA, PA — November 2, 2017 — RAIT Financial Trust (“RAIT”) (NYSE: RAS) — today announced its financial results for the third quarter of |
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| November 2, 2017 |
8-K 1 ras-8k20171102.htm 8-K EARNINGS SUPPLEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 2, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or oth |
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| October 17, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 ras-8k20171017.htm RAS-10/17/17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 11, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdic |
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| October 17, 2017 |
ras-ex418.htm Exhibit 4.1 93658691v1 ARS VI Investor I, LP c/o Almanac Realty Investors, LLC 1140 Avenue of the Americas, 17th Floor New York, New York 10036 October 10, 2017 RAIT Financial Trust Two Logan Square 100 N. 18th St., 23rd Floor Philadelphia, Pennsylvania 19103 Attention: Chief Financial Officer RE:Exercise of Warrant and Common Share Appreciation Right Put Rights Ladies and Gentlemen: |
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| October 13, 2017 |
RAS / RAIT Financial Trust / ARS VI Investor I, LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 27, 2017 |
EX-99.1 3 ras-ex9916.htm EX-99.1 Exhibit 99.1 RAIT Financial Trust Receives a Continued Listing Standard Notice from the NYSE PHILADELPHIA, PA – September 27, 2017 – RAIT Financial Trust (NYSE: RAS) (“RAIT”) today announced that effective September 21, 2017 it received written notification (the “Notice”) from the New York Stock Exchange (the “NYSE”) that RAIT is not in compliance with the continue |
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| September 27, 2017 |
ras-8k20170921.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 21, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission |
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| September 27, 2017 |
ras-ex101131.htm Exhibit 10.1 SETTLEMENT AGREEMENT AND GENERAL RELEASE This Settlement Agreement and General Release (this ?Agreement?) is made and entered into by and between Paul W. Kopsky, Jr. (?Mr. Kopsky?) and RAIT Financial Trust, a Maryland real estate investment trust (?RAIT?). WHEREAS, Mr. Kopsky was previously employed by RAIT pursuant to the Employment Agreement between RAIT and Mr. Kop |
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| September 19, 2017 |
RAS / RAIT Financial Trust / TIPTREE FINANCIAL INC. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) RAIT Financial Trust (Name of Issuer) Common shares of beneficial interest, par value $0.03 per share (Title of Class of Securities) 749227609 (CUSIP Number of Class of Securities) Neil C. Rifkind General Counsel Tiptree Inc. 780 Third Avenue, 21st Floo |
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| September 19, 2017 |
Execution Copy RAIT FINANCIAL TRUST Two Logan Square 100 N. 18th Street, 23rd Floor Philadelphia, PA 19103 Tel: (215) 207-2100 TIPTREE INC. 780 Third Avenue, 21st Floor New York, New York 10017 Tel: (212) 446-1400 MUTUAL CONFIDENTIALITY AGREEMENT September 18, 2017 This Mutual Confidentiality Agreement (this “Agreement”) is made between Tiptree Inc. (together with its controlled affiliates and sub |
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| September 7, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 ras-8k20170907.htm 8-K 09-07-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 7, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other juris |
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| September 7, 2017 |
ras-ex9918.htm Exhibit 99.1 RAIT Financial Trust Forms Special Committee to Explore Strategic Alternatives PHILADELPHIA, PA ? September 7, 2017 ? RAIT Financial Trust (NYSE: RAS) (?RAIT?) today announced that the Board of Trustees of RAIT (the ?Board?) has formed a committee of independent members (the ?Special Committee?) to explore and evaluate strategic and financial alternatives to enhance sha |
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| August 24, 2017 |
ras-8k20170820.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 24, 2017 (August 20, 2017) RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdicti |
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| August 9, 2017 |
Exhibit 10.17 RAIT FINANCIAL TRUST 2017 INCENTIVE AWARD PLAN Share Award Grant Agreement for Non-Employee Trustees This is a Share Award dated as of June 28, 2017 (the “Date of Grant”) from RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), to [INSERT NAME] (“Participant”) a Non-Employee Trustee, (together with the Company, the “Parties”), under the terms of the RAIT Fi |
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| August 9, 2017 |
Exhibit 10.14 RAIT FINANCIAL TRUST 2015 LONG TERM INCENTIVE PLAN 2017 PERFORMANCE SHARE UNIT AWARD GRANT AGREEMENT To: [] Attached as Appendix A hereto is the RAIT Financial Trust (“RAIT”) 2015 Long Term Incentive Plan (“Long Term Equity Plan”) adopted and amended for 2017 pursuant to Article IV the RAIT 2012 Incentive Award Plan (the “Plan”). You have been granted a 2017 Performance Share Unit Aw |
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| August 9, 2017 |
Exhibit 10.15 RAIT FINANCIAL TRUST 2012 INCENTIVE AWARD PLAN Share Award Grant Agreement This is a Share Award dated as of April 26, 2017 (the “Date of Grant”) from RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), to [INSERT NAME] (“Participant” and, together with the Company, the “Parties”), under the terms of the RAIT Financial Trust 2012 Incentive Award Plan (the “ |
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| August 9, 2017 |
Exhibit 10.19 NOTICE OF AMENDMENT of Outstanding Grants under the RAIT Plans Effective as of June 28, 2017 At RAIT Financial Trust’s (“RAIT”) 2017 annual meeting of shareholders, held on June 22, 2017, the shareholders of RAIT approved a proposal to amend and restate the RAIT Financial Trust 2012 Incentive Award Plan (the “2012 Plan”), including renaming the plan as the RAIT Financial Trust 2017 I |
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| August 9, 2017 |
Exhibit 10.18 RAIT FINANCIAL TRUST 2017 INCENTIVE AWARD PLAN Share Award Grant Agreement for the Chairman of the Board of Trustees This is a Share Award dated as of June 28, 2017 (the “Date of Grant”) from RAIT Financial Trust, a Maryland real estate investment trust (the “Company”), to Michael J. Malter (“Participant”) a Non-Employee Trustee serving as the Chairman of the Board, (together with th |
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| August 9, 2017 |
RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Our ratio of earnings to fixed charges and our ratio of earnings to fixed charges and preferred share dividends for the periods indicated are set forth below. For purposes of calculating the ratios set forth below, earnings represent net income (loss) from our consolidated statements of operations, as adjusted for fixed |
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| August 9, 2017 |
Exhibit 10.16 RAIT FINANCIAL TRUST ANNUAL INCENTIVE COMPENSATION PLAN 2017 Target Cash Bonus Award Grant Agreement To: [] Attached as Appendix A hereto is the RAIT Financial Trust (‘RAIT”) 2015 Annual Incentive Compensation Plan (the “Annual Cash Bonus Plan”) as adopted and amended for 2017 pursuant to Article VIII of the RAIT 2012 Incentive Award Plan (the “Plan”). You have been granted a cash aw |
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| August 9, 2017 |
RFT / RAIT Financial Trust 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-14760 RAIT FINANCIA |
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| August 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 2, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| August 8, 2017 |
Exhibit 99.1 RAIT Financial Trust Announces Final Second Quarter 2017 Financial Results and Non-Cash Impairment Charges Consistent with Previously Announced Preliminary Results and Estimates Second quarter 2017 senior loan originations increased to $154.7 million CRE loan originations increased to $274.7 million during the first six-months of 2017 Compensation and G&A expense declined by 18.0% fro |
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| August 8, 2017 |
Exhibit 3.1 SECOND AMENDMENT TO THE BYLAWS OF RAIT FINANCIAL TRUST This Second Amendment (the “Second Amendment”) to the Amended and Restated Bylaws dated as of November 16, 2016 and as further amended pursuant to that certain First Amendment dated June 26, 2017 (collectively, the “Bylaws”) of RAIT Financial Trust has been duly approved and adopted in accordance with Article XIII of the Bylaws. 1. |
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| August 8, 2017 |
RAIT Financial Trust June 30, 2017 EX-99.2 4 ras-ex9927.htm EX-99.2 Exhibit 99.2 Second Quarter 2017 Supplemental Information 1 TABLE OF CONTENTS Company Information 3 Forward-Looking Statements 5 Earnings Release Text 6 Financial Highlights 11 Balance Sheets Consolidated by quarter 12 Statements of Operations, FFO & CORE FFO Consolidated 13 Consolidated – Trailing 5 Quarters 14 Fee and Other Income 15 Adjusted EBITDA and Coverage |
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| August 3, 2017 |
ras-ex9916.htm Exhibit 99.1 RAIT Financial Trust Announces Preliminary Second Quarter 2017 Financial Results, Expected Non-Cash Impairment Charges for Second Quarter 2017 and Declares Common and Preferred Dividends Second quarter 2017 senior loan originations increased to $154.7 million CRE loan originations increased to $274.7 million during the first six-months of 2017 Compensation and G&A expen |
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| August 3, 2017 |
8-K 1 ras-8k20170803.htm 8-K - PRE-EARNINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 3, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other juri |
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| June 30, 2017 |
ras-ex1016.htm Exhibit 10.1 FIRST AMENDMENT TO GUARANTY FIRST AMENDMENT TO GUARANTY, dated June 26, 2017 (this ?Amendment?), by and between Barclays Bank PLC, a public limited company organized under the laws of England and Wales (together with its successors and assigns, ?Purchaser?), and RAIT Financial Trust, a Maryland real estate investment trust (together with its successors and permitted ass |
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| June 30, 2017 |
EX-10.3 4 ras-ex10356.htm EX-10.3 Exhibit 10.3 SECOND AMENDMENT TO AMENDED AND RESTATED GUARANTY THIS SECOND AMENDMENT TO AMENDED AND RESTATED GUARANTY (this “Amendment”), dated as of June 29, 2017 (the “Effective Date”), is made by RAIT FINANCIAL TRUST., a Maryland real estate investment trust, whose address is Two Logan Square, 100 N. 18th Street, 23rd Floor, Philadelphia, Pennsylvania 19103 (“G |
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| June 30, 2017 |
ras-8k20170626.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 26, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R. |
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| June 30, 2017 |
ras-ex1027.htm Exhibit 10.2 THIRD AMENDMENT TO GUARANTY THIRD AMENDMENT TO GUARANTY, dated June 26, 2017 (this ?Amendment?), by and between Barclays Bank PLC, a public limited company organized under the laws of England and Wales (together with its successors and assigns, ?Purchaser?), and RAIT Financial Trust, a Maryland real estate investment trust (together with its successors and permitted ass |
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| June 28, 2017 |
ras-ex992_6.htm Exhibit 99.2 RAIT Financial Trust Closes its Seventh Non-Recourse, Floating-Rate CMBS Transaction Totaling $342.4 Million PHILADELPHIA, PA — June 26, 2017 — RAIT Financial Trust (NYSE: RAS) ("RAIT") announced today the closing, on June 23, 2017, of its seventh non-recourse, floating-rate CMBS transaction the underlying assets of which consist of twenty-two floating-rate commercial |
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| June 28, 2017 |
RAIT Financial Trust 8-K JUNE 28 (Current Report/Significant Event) ras-8k20170622.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 22, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R. |
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| June 28, 2017 |
ras-ex10210.htm Exhibit 10.2 RAIT FINANCIAL TRUST 2017 INCENTIVE AWARD PLAN (As Amended and Restated as of June 22, 2017) ARTICLE I GENERAL 1.1 Purpose. The purposes of this Plan are to: (a) closely associate the interests of the management and trustees of the Company with the shareholders of RAIT by reinforcing the relationship between compensation and shareholder gains; (b) provide senior manage |
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| June 28, 2017 |
RAIT Financial Trust Appoints Two Independent Trustees to its Board ras-ex9919.htm Exhibit 99.1 RAIT Financial Trust Appoints Two Independent Trustees to its Board New independent trustees add substantial legal, governance, banking, finance, capital markets and strategy expertise to further support RAIT’s strategic transition to concentrate primarily on its commercial lending business Philadelphia, PA – June 27, 2017 – RAIT Financial Trust (“RAIT”) (NYSE: RAS), a |
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| June 28, 2017 |
ras-ex1018.htm Exhibit 10.1 SECURITIES REPURCHASE AGREEMENT This SECURITIES REPURCHASE AGREEMENT (the ?Securities Repurchase Agreement?), is made and entered into as of June 22, 2017 by and among ARS VI INVESTOR I, LP, a limited partnership formed and existing under the laws of the State of Delaware formerly known as ARS VI Investor I, LLC (the ?Investor?), RAIT FINANCIAL TRUST, a real estate inve |
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| June 28, 2017 |
ras-ex3111.htm Exhibit 3.1 FIRST AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF RAIT FINANCIAL TRUST (a Maryland real estate investment trust) The undersigned, being the duly elected and acting Secretary of RAIT Financial Trust, a Maryland real estate investment trust (?RAIT?), does hereby certify that: 1.The Board of Trustees of RAIT, at a duly held meeting thereof on June 26, 2017, approved and |
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| June 26, 2017 |
RAIT FINANCIAL TRUST POWER OF ATTORNEY EX-24.1 Exhibit 24.1 RAIT FINANCIAL TRUST POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS that the undersigned trustees and officers of RAIT FINANCIAL TRUST (?RAIT?) hereby constitute and appoint Paul W. Kopsky, Jr. as the true and lawful agent and attorney-in-fact of the undersigned with full power and authority in said agent and the attorney-in-fact to sign for the undersigned and in their resp |
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| June 26, 2017 |
S-8 1 d377797ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on June 26, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RAIT FINANCIAL TRUST (Exact name of registrant as specified in its charter) MARYLAND 23-2919819 (State or other jurisdiction of incorporation |
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| June 12, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 ras-8k20170612.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commis |
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| June 12, 2017 |
DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN 1,000,000 Common Shares of Beneficial Interest 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-217776 PROSPECTUS SUPPLEMENT DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN 1,000,000 Common Shares of Beneficial Interest We are pleased to offer you the opportunity to participate in the RAIT Financial Trust Dividend Reinvestment and Share Purchase Plan, or the plan. The plan has two components: a dividend reinvestment |
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| June 7, 2017 |
CORRESP RAIT Financial Trust Two Logan Square 100 N. 18th Street, 23rd Floor, Philadelphia, PA 19103 June 7, 2017 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-0405 Attn: Tom Kluck, Legal Branch Chief Re: RAIT Financial Trust (the ?Company?) Registration Statement on Form S-3 Filed May 8, 2017 File No. 333-217776 Dear Mr |
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| June 2, 2017 |
DEFR14A 1 d406473ddefr14a.htm DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as p |
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| May 30, 2017 |
Schedule 13D (Amendment No. 6) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per |
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| May 26, 2017 |
RAIT REACHES AGREEMENT WITH HIGHLAND CAPITAL MANAGEMENT, L.P. EX-99.1 3 d384586dex991.htm EX-99.1 Exhibit 99.1 RAIT REACHES AGREEMENT WITH HIGHLAND CAPITAL MANAGEMENT, L.P. PHILADELPHIA, PA – May 26, 2017 – RAIT Financial Trust (“RAIT”) (NYSE: RAS), a national direct lender to owners of commercial real estate and an internally-managed real estate investment trust, today announced that it has entered into a cooperation agreement with Highland Capital Manageme |
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| May 26, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 d384586d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2017 (May 25, 2017) RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or Other Juris |
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| May 26, 2017 |
EX-10.1 Exhibit 10.1 EXECUTION COPY COOPERATION AGREEMENT This AGREEMENT, dated as of May 25, 2017 (this ?Agreement?), is made and entered into by RAIT Financial Trust, a Maryland real estate investment trust (the ?Company?), and each of the persons set forth on the signature page hereto (each, an ?Investor? and collectively, the ?Investors? or the ?Investor Group?); WHEREAS, the Investor Group is |
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| May 26, 2017 |
EX-10.1 Exhibit 10.1 EXECUTION COPY COOPERATION AGREEMENT This AGREEMENT, dated as of May 25, 2017 (this ?Agreement?), is made and entered into by RAIT Financial Trust, a Maryland real estate investment trust (the ?Company?), and each of the persons set forth on the signature page hereto (each, an ?Investor? and collectively, the ?Investors? or the ?Investor Group?); WHEREAS, the Investor Group is |
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| May 26, 2017 |
DEFA14A 1 d384586d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2017 (May 25, 2017) RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or Other J |
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| May 26, 2017 |
RAIT REACHES AGREEMENT WITH HIGHLAND CAPITAL MANAGEMENT, L.P. EX-99.1 3 d384586dex991.htm EX-99.1 Exhibit 99.1 RAIT REACHES AGREEMENT WITH HIGHLAND CAPITAL MANAGEMENT, L.P. PHILADELPHIA, PA – May 26, 2017 – RAIT Financial Trust (“RAIT”) (NYSE: RAS), a national direct lender to owners of commercial real estate and an internally-managed real estate investment trust, today announced that it has entered into a cooperation agreement with Highland Capital Manageme |
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| May 15, 2017 |
DEFC14A 1 d381391ddefc14a.htm DEFC14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
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| May 15, 2017 |
CORRESP RAIT Financial Trust Two Logan Square 100 N. 18th St., 23rd Floor Philadelphia, PA 19103 May 15, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-0405 Re: RAIT Financial Trust (?RAIT?) Definitive Proxy Statement on Schedule 14A filed on May 15, 2017 (the ?Proxy Statement?) To the Securities and Exchange Commission: |
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| May 9, 2017 |
PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 9, 2017 |
CORRESP Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel. |
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| May 8, 2017 |
S-3 1 d394465ds3.htm FORM S-3 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 8, 2017 REGISTRATION NO. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RAIT FINANCIAL TRUST (Exact name of registrant as specified in its charter) MARYLAND 23-2919819 (State or other jurisdiction of incorporation o |
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| May 5, 2017 |
RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Our ratio of earnings to fixed charges and our ratio of earnings to fixed charges and preferred share dividends for the periods indicated are set forth below. For purposes of calculating the ratios set forth below, earnings represent net income (loss) from our consolidated statements of operations, as adjusted for fixed |
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| May 5, 2017 |
Exhibit 10.7 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?), is entered into and executed on April 21, 2017, effective as of April 21, 2017 (the ?Effective Date?), by and between RAIT Financial Trust, a Maryland real estate investment trust (the ?Company?), with a principal office in Philadelphia, Pennsylvania, and Glenn M. Riis (?Executive?). WHEREAS, the Executive has been emp |
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| May 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| May 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-14760 RAIT FINANCI |
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| May 3, 2017 |
8-K 1 ras-8k20170503.htm 8-K EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other juris |
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| May 3, 2017 |
Exhibit 99.1 RAIT Financial Trust Announces First Quarter 2017 Financial Results and Declares First Quarter 2017 Dividend on RAIT’s Common Shares First quarter senior loan originations increased to $120 million Compensation and G&A expense declined 35.4% from the quarter ended December 31, 2016 Declared a first quarter 2017 dividend of $0.09 per common share PHILADELPHIA, PA — May 3, 2017 — RAIT F |
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| May 3, 2017 |
RAIT Financial Trust March 31, 2017 EX-99.2 3 ras-ex9927.htm EX-99.2 Exhibit 99.2 First Quarter 2017 Supplemental Information 1 TABLE OF CONTENTS Company Information 3 Forward-Looking Statements 5 Earnings Release Text 6 Financial Highlights 10 Balance Sheets Consolidated by quarter 11 Statements of Operations, FFO & CORE FFO Consolidated 12 Consolidated – Trailing 5 Quarters 13 Fee and Other Income 14 Adjusted EBITDA and Coverage R |
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| May 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-147 |
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| April 28, 2017 |
ras-prec14a20170505.htm \ \ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 26, 2017 |
ras-8k20170421.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 001-14760 23-2919819 (State or other jurisdiction (Commission (I |
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| April 26, 2017 |
ras-ex1016.htm Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?), is entered into and executed on April 21, 2017, effective as of April 21, 2017 (the ?Effective Date?), by and between RAIT Financial Trust, a Maryland real estate investment trust (the ?Company?), with a principal office in Philadelphia, Pennsylvania, and John J. Reyle (?Executive?). WHEREAS, the Executi |
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| April 21, 2017 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2017 (April 21, 2017) RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or Other Jurisdiction of Incorp |
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| April 21, 2017 |
EX-99.1 Exhibit 99.1 April 21, 2017 VIA ELECTRONIC MAIL AND OVERNIGHT COURIER Highland Select Equity Master Fund, L.P. c/o Highland Capital Management, L.P. 300 Crescent Court, Suite 700 Dallas, TX 75201 Attention: Mr. James D. Dondero, President Re: Purported Notice of Nomination Submitted on February 23, 2017 Ladies and Gentlemen: On behalf of RAIT Financial Trust, a Maryland real estate investm |
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| April 21, 2017 |
EX-99.1 Exhibit 99.1 April 21, 2017 VIA ELECTRONIC MAIL AND OVERNIGHT COURIER Highland Select Equity Master Fund, L.P. c/o Highland Capital Management, L.P. 300 Crescent Court, Suite 700 Dallas, TX 75201 Attention: Mr. James D. Dondero, President Re: Purported Notice of Nomination Submitted on February 23, 2017 Ladies and Gentlemen: On behalf of RAIT Financial Trust, a Maryland real estate investm |
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| April 21, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2017 (April 21, 2017) RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or Other Jurisdiction of Incorp |
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| April 20, 2017 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2017 (April 20, 2017) RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or Other Jurisdiction of Incorp |
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| April 20, 2017 |
EX-99.1 Exhibit 99.1 RAIT BOARD UNANIMOUSLY REJECTS UNSOLICITED EXTERNALIZATION OF MANAGEMENT PROPOSAL FROM HIGHLAND CAPITAL MANAGEMENT, L.P. PHILADELPHIA, PA ? April 20, 2017 ? RAIT Financial Trust (?RAIT?) (NYSE: RAS), a national direct lender to owners of commercial real estate and an internally-managed real estate investment trust, today commented on Highland Capital Management, L.P.?s publicl |
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| April 20, 2017 |
EX-99.1 2 d384406dex991.htm EX-99.1 Exhibit 99.1 RAIT BOARD UNANIMOUSLY REJECTS UNSOLICITED EXTERNALIZATION OF MANAGEMENT PROPOSAL FROM HIGHLAND CAPITAL MANAGEMENT, L.P. PHILADELPHIA, PA – April 20, 2017 – RAIT Financial Trust (“RAIT”) (NYSE: RAS), a national direct lender to owners of commercial real estate and an internally-managed real estate investment trust, today commented on Highland Capita |
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| April 20, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2017 (April 20, 2017) RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or Other Jurisdiction of Incorp |
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| March 31, 2017 |
ras-8k20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 31, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 001-14760 23-2919819 (State or other jurisdiction (Commission (I |
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| March 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14760 RAIT FINANCIAL TR |
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| March 13, 2017 |
RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED SHARE DIVIDENDS Our ratio of earnings to fixed charges and our ratio of earnings to fixed charges and preferred share dividends for the years indicated are set forth below. For purposes of calculating the ratios set forth below, earnings represent net income (loss) from our consolidated statements of operations, as adjusted for fixed ch |
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| March 13, 2017 |
EX-21.1 4 ras-ex211476.htm EX-21.1 Exhibit 21.1 RAIT Financial Trust Subsidiaries Entity Name Domestic Jurisdiction DBA Names 1437 7th Street Preferred Member, LLC Delaware 1901 Newport Investor, LLC Delaware 100 East Lancaster Owner, LLC Delaware 100 East Lancaster Member, LLC Delaware 2622 Lake, LLC Delaware 3575 Moreau, LLC Delaware 444 Cedar Tower Member, LLC Delaware 444 Cedar Tower Owner, LL |
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| March 13, 2017 |
MATERIAL U.S. FEDERAL INCOME TAX CONSIDERATIONS Exhibit 99.1 MATERIAL U.S. FEDERAL INCOME TAX CONSIDERATIONS The following is a summary of the material U.S. federal income tax considerations relating to RAIT?s and the REIT affiliates? qualification and taxation as real estate investment trusts, or REITs, and the acquisition, holding, and disposition of RAIT shares of beneficial interest. For purposes of this Exhibit, we refer to ?we,? ?us,? and |
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| March 13, 2017 |
Exhibit 10.6.19 RAIT FINANCIAL TRUST 2012 INCENTIVE AWARD PLAN Share Award Grant Agreement This is a Share Award dated as of January 9, 2017 (the ?Date of Grant?) from RAIT Financial Trust, a Maryland real estate investment trust (the ?Company?), to Scott L. N. Davidson (?Participant? and, together with the Company, the ?Parties?), under the terms of the RAIT Financial Trust 2012 Incentive Award P |
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| February 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits ras-8k20170224.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 24, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission ( |
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| February 24, 2017 |
EX-99.1 2 ras-ex9917.htm EX-99.1 Investor Presentation February 2017 Exhibit 99.1 Disclosure Notices This presentation may contain certain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Such forward-looking statements can generally be identified by our use of forward-looking |
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| February 24, 2017 |
ras-ex9926.htm Exhibit 99.2 RAIT Financial Trust Provides Update on Comprehensive Strategy and Transformation Initiative to Enhance Shareholder Value PHILADELPHIA, PA ? February 24, 2017 ? RAIT Financial Trust (RAIT) (NYSE: RAS) today announced that its Board of Directors has approved a comprehensive strategy and transformation initiative to drive long-term revenue growth and enhance shareholder v |
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| February 24, 2017 |
DEFA14A 1 ras-defa14a20170224.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (a |
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| February 24, 2017 |
RAIT Financial Trust December 31, 2016 EX-99.2 3 ras-ex9927.htm EX-99.2 Exhibit 99.2 Fourth Quarter 2016 Supplemental Information TABLE OF CONTENTS Company Information 3 Forward-Looking Statements 5 Earnings Release Text 6 Financial Highlights 10 Balance Sheets Consolidated by quarter 11 Statements of Operations, FFO & CORE FFO Consolidated 12 Consolidated – Trailing 5 Quarters 13 Fee and Other Income 14 EBITDA and Coverage Ratios 15 P |
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| February 24, 2017 |
Exhibit 99.1 RAIT Financial Trust Announces Fourth Quarter and Fiscal 2016 Financial Results PHILADELPHIA, PA — February 24, 2017 — RAIT Financial Trust (“RAIT”) (NYSE: RAS) today announced fourth quarter and fiscal 2016 financial results. All per share results are reported on a diluted basis. Results for the Quarter - GAAP Earnings per share of $0.17 for the quarter ended December 31, 2016 compar |
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| February 24, 2017 |
Exhibit 99.1 RAIT Financial Trust Announces Fourth Quarter and Fiscal 2016 Financial Results PHILADELPHIA, PA — February 24, 2017 — RAIT Financial Trust (“RAIT”) (NYSE: RAS) today announced fourth quarter and fiscal 2016 financial results. All per share results are reported on a diluted basis. Results for the Quarter - GAAP Earnings per share of $0.17 for the quarter ended December 31, 2016 compar |
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| February 24, 2017 |
RAIT Financial Trust December 31, 2016 Exhibit 99.2 Fourth Quarter 2016 Supplemental Information TABLE OF CONTENTS Company Information 3 Forward-Looking Statements 5 Earnings Release Text 6 Financial Highlights 10 Balance Sheets Consolidated by quarter 11 Statements of Operations, FFO & CORE FFO Consolidated 12 Consolidated ? Trailing 5 Quarters 13 Fee and Other Income 14 EBITDA and Coverage Ratios 15 Portfolio Data: Lending 16 Real Es |
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| February 24, 2017 |
Schedule 13D (Amendment No. 5) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) RAIT FINANCIAL TRUST (Name of Issuer) Common Shares of Beneficial Interest, $.03 par value per |
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| February 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 24, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| February 24, 2017 |
[NexPoint Real Estate Advisors Logo] EX-99.7 3 d343040dex997.htm EX-99.7 Exhibit 99.7 [NexPoint Real Estate Advisors Logo] February 23, 2017 Re: RAIT Financial Trust Dear : Thank you for agreeing to serve as a nominee for election to the Board of Trustees of RAIT Financial Trust (the “Company”) in connection with the proxy solicitation that NexPoint Real Estate Advisors, L.P. and its affiliates (collectively, the “NexPoint Group”) is |
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| February 24, 2017 |
JOINDER TO JOINT FILING AGREEMENT EX-99.2 Exhibit 99.2 JOINDER TO JOINT FILING AGREEMENT This JOINDER AGREEMENT is dated as of February 23, 2017, by and among Highland Funds II, on behalf of its series Highland Global Allocation Fund, Highland Funds II, on behalf of its series Highland Small-Cap Equity Fund, Highland Capital Management Fund Advisors, L.P., Strand Advisors XVI, Inc., NexPoint Real Estate Strategies Fund, NexPoint A |
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| February 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 24, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 1-14760 23-2919819 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| February 23, 2017 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy statement ? Definitive additional materials ? Soliciting material pursuant to Sec. |
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| February 21, 2017 |
ras-8k20170217.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 17, 2017 RAIT Financial Trust (Exact name of registrant as specified in its charter) Maryland 001-14760 23-2919819 (State or other jurisdiction (Commission |
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| February 21, 2017 |
ras-ex1038.htm Exhibit 10.3 RAIT FINANCIAL TRUST 2012 INCENTIVE AWARD PLAN SHARE APPRECIATION RIGHTS AWARD AGREEMENT This SHARE APPRECIATION RIGHTS AWARD AGREEMENT, dated as of February 14, 2017 (the “Date of Grant”), is delivered by RAIT Financial Trust (“RAIT”), to [Name of Participant] (the “Participant”). RECITALS A.The RAIT Financial Trust 2012 Incentive Award Plan (the “Plan”) provides for t |
