RAVN / Raven Industries, Inc. - Документы SEC, Годовой отчет, Доверенное заявление

Рэйвен Индастриз, Инк.
US ˙ NASDAQ ˙ US7542121089
ЭТОТ СИМВОЛ БОЛЬШЕ НЕ АКТИВЕН

Основная статистика
LEI ZN4TZXB8X0VUOSZJ5442
CIK 82166
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Raven Industries, Inc.
SEC Filings (Chronological Order)
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February 14, 2022 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Numbers: 001-07982 333-189009 Raven Industries, Inc. 401(k) Plan (Exact name of reg

December 10, 2021 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13

15-12B 1 form152021.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name

December 3, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 29, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 30, 2021 EX-3.2

Amended and Restated Bylaws of the Surviving Corporation.

Exhibit 3.2 BYLAWS OF CNH Industrial south dakota, inc. ARTICLE I Stockholders Section 1.1. Annual Meetings. An annual meeting of stockholders of CNH Industrial South Dakota, Inc. (the ?Corporation?) for the election of directors and for the transaction of any other proper business shall be held at such date, time and place (either within or without the State of South Dakota) or may not be held at

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 30, 2021 EX-99.25

EX-99.25

Form 25

November 30, 2021 EX-99.1

CNH Industrial completes the acquisition of Raven Industries

Exhibit 99.1 Corporate Communications CNH Industrial completes the acquisition of Raven Industries London, November 30, 2021 CNH Industrial N.V. (NYSE: CNHI / MI: CNHI) today announced that it has completed its acquisition of Raven Industries, Inc., a U.S.-based leader in precision agriculture technology. The acquisition builds upon a long partnership and is an important milestone in CNH Industria

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

S-8 POS 1 dp162663s8pos-38614.htm FORM S-8 POS As filed with the Securities and Exchange Commission on November 30, 2021 Registration No. 333-231815 Registration No. 333-204796 Registration No. 333-189009 Registration No. 333-182051 Registration No. 333-167290 Registration No. 333-139063 Registration No. 333-41352 Registration No. 33-38614 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washingto

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 30, 2021 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 30, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

November 30, 2021 EX-3.1

Amended and Restated Articles of Incorporation of the Surviving Corporation.

Exhibit 3.1 RESTATED ARTICLES OF INCORPORATION OF RAVEN INDUSTRIES, INC. ARTICLE I The name of the Corporation is RAVEN INDUSTRIES, INC. ARTICLE IA The purpose of this Corporation is to engage in any lawful act or activity for which corporations may be organized under the South Dakota Business Corporation Act. ARTICLE II The number of shares the Corporation is authorized to issue is 1,000, par val

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 30, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 19, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 19, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

October 26, 2021 SC 13G

RAVN / Raven Industries, Inc. / GLAZER CAPITAL, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Raven Industries Inc (Name of Issuer) Common Stock, $1 par value (Title of Class of Securities) 754212108 (CUSIP Number) October 18, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

October 15, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 October 14, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File N

September 17, 2021 EX-99.1

Raven Industries Shareholders Approve Transaction With CNH Industrial September 15, 2021 SIOUX FALLS, S.D.--(BUSINESS WIRE)--Sep. 15, 2021-- Raven Industries, Inc. (the Company; NASDAQ:RAVN) announced that, at a special meeting held on September 15,

Raven Industries Shareholders Approve Transaction With CNH Industrial September 15, 2021 SIOUX FALLS, S.

September 17, 2021 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 September 15, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

September 7, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 September 3, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

September 7, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

August 25, 2021 EX-99.1

Raven Industries Reports Second Quarter Fiscal 2022 Results

Exhibit 99.1 Raven Industries Reports Second Quarter Fiscal 2022 Results Sioux Falls, S.D. - August 25, 2021 - Raven Industries, Inc. (the Company; NASDAQ:RAVN) today reported financial results for the second quarter that ended July 31, 2021. Second Quarter Fiscal 2022 Noteworthy Items: ?Company entered into an agreement to be acquired by CNH Industrial N.V. in an all-cash transaction that values

August 25, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 25, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Nu

August 25, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

August 16, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 16, 2021 (August 11, 2021) Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (

August 6, 2021 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit

July 19, 2021 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101)

PREM14A 1 dp154446prem14a.htm FORM PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (

July 9, 2021 SC 13D

RAVN / Raven Industries, Inc. / Magnetar Financial LLC - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* RAVEN INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $1.00 (Title of Class of Securities) 754212108 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name,

July 9, 2021 EX-99.1

Joint Filing Agreement, dated as of July 9, 2021, among the Reporting Persons.

Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of RAVEN INDUSTRIES, INC., and further agree that this Joint Filing Agreement be included as

June 24, 2021 EX-2.1

Agreement and Plan of Merger by and among Raven Industries, Inc., CNH Industrial N.V. and CNH Industrial South Dakota, Inc., dated as of June 20, 2021.*

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of June 20, 2021 among Raven Industries, Inc., CNH Industrial N.V. and CNH Industrial South Dakota, Inc. TABLE OF CONTENTS Page Article 1 Definitions Section 1.01 . Definitions 1 Section 1.02 . Other Definitional and Interpretative Provisions 10 Article 2 The Merger Section 2.01 . The Merger 11 Section 2.02 . Conversion of Shares

June 24, 2021 EX-10.4

Form of retention bonus award agreement by and between Raven Industries, Inc. and the applicable participant.

Exhibit 10.4 June 20, 2021 Dear Employee Name: As you are aware, Raven Industries, Inc. (the ?Company?) anticipates entering into an Agreement and Plan of Merger (the ?Merger Agreement?) with CNH Industrial America, LLC (?Parent?), pursuant to which the Company will merge with an acquisition subsidiary of Parent (the ?Merger?), with the Company surviving the Merger as a wholly-owned subsidiary of

June 24, 2021 EX-10.1

Form of Amended and Restated Change in Control Agreement by and between Raven Industries, Inc. and the applicable participant.

Exhibit 10.1 AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT THIS AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT (?Agreement?) is made as of June 20, 2021 (the ?Effective Date?), between RAVEN INDUSTRIES, INC., a South Dakota corporation (the ?Company?); and (?Executive?). BACKGROUND AND CERTAIN DEFINITIONS A. Executive and the Company entered into a written Change in Control Agreement dated as

June 24, 2021 EX-10.3

Second Amended and Restated Employment Agreement by and between Raven Industries, Inc. and Steven E. Brazones, dated as of June 20, 2021.

Exhibit 10.3 RAVEN INDUSTRIES, INC. SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Second Amended and Restated Employment Agreement (?Agreement?), effective as of June 20, 2021 (the ?Effective Date?), is made by and between Raven Industries, Inc., a South Dakota corporation (the ?Company?) and STEVEN E. BRAZONES (?Executive?). Recitals A. Executive and the Company are parties to that certai

June 24, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 June 24, 2021 (June 20, 2021) Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Comm

June 24, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 June 24, 2021 (June 20, 2021) Date of Report (Date of earliest event reported) RAVE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 June 24, 2021 (June 20, 2021) Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Comm

June 24, 2021 EX-10.2

Second Amended and Restated Employment Agreement by and between Raven Industries, Inc. and Daniel A. Rykhus, dated as of June 20, 2021.

Exhibit 10.2 RAVEN INDUSTRIES, INC. SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Second Amended and Restated Employment Agreement (?Agreement?), effective as of June 20, 2021 (the ?Effective Date?), is made by and between Raven Industries, Inc., a South Dakota corporation (the ?Company?) and DANIEL A. RYKHUS (?Executive?). Recitals A. Executive and the Company are parties to that certain

June 24, 2021 EX-2.1

Agreement and Plan of Merger by and among Raven Industries, Inc., CNH Industrial N.V. and CNH Industrial South Dakota, Inc., dated as of June 20, 2021.*

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of June 20, 2021 among Raven Industries, Inc., CNH Industrial N.V. and CNH Industrial South Dakota, Inc. TABLE OF CONTENTS Page Article 1 Definitions Section 1.01 . Definitions 1 Section 1.02 . Other Definitional and Interpretative Provisions 10 Article 2 The Merger Section 2.01 . The Merger 11 Section 2.02 . Conversion of Shares

June 24, 2021 EX-10.3

Second Amended and Restated Employment Agreement by and between Raven Industries, Inc. and Steven E. Brazones, dated as of June 20, 2021.

Exhibit 10.3 RAVEN INDUSTRIES, INC. SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Second Amended and Restated Employment Agreement (?Agreement?), effective as of June 20, 2021 (the ?Effective Date?), is made by and between Raven Industries, Inc., a South Dakota corporation (the ?Company?) and STEVEN E. BRAZONES (?Executive?). Recitals A. Executive and the Company are parties to that certai

June 24, 2021 EX-10.1

Form of Amended and Restated Change in Control Agreement by and between Raven Industries, Inc. and the applicable participant.

Exhibit 10.1 AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT THIS AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT (?Agreement?) is made as of June 20, 2021 (the ?Effective Date?), between RAVEN INDUSTRIES, INC., a South Dakota corporation (the ?Company?); and (?Executive?). BACKGROUND AND CERTAIN DEFINITIONS A. Executive and the Company entered into a written Change in Control Agreement dated as

June 24, 2021 EX-10.2

Second Amended and Restated Employment Agreement by and between Raven Industries, Inc. and Daniel A. Rykhus, dated as of June 20, 2021.

Exhibit 10.2 RAVEN INDUSTRIES, INC. SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Second Amended and Restated Employment Agreement (?Agreement?), effective as of June 20, 2021 (the ?Effective Date?), is made by and between Raven Industries, Inc., a South Dakota corporation (the ?Company?) and DANIEL A. RYKHUS (?Executive?). Recitals A. Executive and the Company are parties to that certain

June 24, 2021 EX-10.4

Form of retention bonus award agreement by and between Raven Industries, Inc. and the applicable participant.

Exhibit 10.4 June 20, 2021 Dear Employee Name: As you are aware, Raven Industries, Inc. (the ?Company?) anticipates entering into an Agreement and Plan of Merger (the ?Merger Agreement?) with CNH Industrial America, LLC (?Parent?), pursuant to which the Company will merge with an acquisition subsidiary of Parent (the ?Merger?), with the Company surviving the Merger as a wholly-owned subsidiary of

June 21, 2021 EX-99.1

CNH Industrial N.V. 25 St. James’s Street London, SW1A 1HA United Kingdom CNH Industrial to acquire Raven Industries, enhancing precision agriculture capabilities and scale London/Sioux Falls, June 21, 2021 CNH Industrial N.V. (NYSE: CNHI / MI: CNHI)

CNH Industrial N.V. 25 St. James?s Street London, SW1A 1HA United Kingdom CNH Industrial to acquire Raven Industries, enhancing precision agriculture capabilities and scale London/Sioux Falls, June 21, 2021 CNH Industrial N.V. (NYSE: CNHI / MI: CNHI) today announced that it has entered into an agreement to acquire 100% of the capital stock of Raven Industries, Inc. (NASDAQ: RAVN), a US-based leade

June 21, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 June 21, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Numb

June 21, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini

June 11, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 A. Full title of the

May 26, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 25, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Numbe

May 25, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN IND

May 17, 2021 EX-99.1

Raven Industries Reports Strong First Quarter Fiscal 2022 Results Applied Technology Division Sets Record Quarterly Revenue

Exhibit 99.1 Raven Industries Reports Strong First Quarter Fiscal 2022 Results Applied Technology Division Sets Record Quarterly Revenue Sioux Falls, S.D. - May 17, 2021 - Raven Industries, Inc. (the Company; NASDAQ:RAVN) today reported financial results for the first quarter that ended April 30, 2021. First Quarter Fiscal 2022 Noteworthy Items: ?Consolidated net sales were $112.5 million, an incr

May 17, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 17, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Numbe

May 5, 2021 EX-1.01

Exhibit 1.01

Exhibit 1.01 Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2020 This is the Conflict Minerals Report of Raven Industries, Inc. (the Company or Raven) for the Calendar Year ended December 31, 2020 (Reporting Period). This Report is submitted to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Securities and Exchange Commissi

May 5, 2021 SD

- FORM SD MAY 2021

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246171 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 205 East 6th Street, P.O. Box 5107, Sioux Falls, SD 57117

April 9, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini

March 24, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDUSTRIE

March 24, 2021 EX-21.1

RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Technical Solutions, Inc. California, USA Dot Technology Corp.(a) Saskatchewan, Canada Raven Engineered Film

Exhibit 21 RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Technical Solutions, Inc. California, USA Dot Technology Corp.(a) Saskatchewan, Canada Raven Engineered Films, Inc. South Dakota, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven International Holding Company B.V. Amsterdam, Netherlands

March 22, 2021 EX-99.1

Raven Industries Reports Fourth Quarter Fiscal 2021 Results

Exhibit 99.1 Raven Industries Reports Fourth Quarter Fiscal 2021 Results Sioux Falls, S.D. - March 22, 2021 - Raven Industries, Inc. (the Company;NASDAQ:RAVN) today reported financial results for the fourth quarter that ended January 31, 2021. Fourth Quarter Fiscal 2021 Noteworthy Items: •Net sales in Applied Technology increased 6 percent versus the prior year on a reported basis; •Company invest

March 22, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 22, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Num

February 26, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 24, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

February 26, 2021 EX-99.1

RAVEN INDUSTRIES ANNOUNCES NEW CHIEF FINANCIAL OFFICER TAIMUR SHARIH NAMED VICE PRESIDENT & CFO

Exhibit 99.1 RAVEN INDUSTRIES ANNOUNCES NEW CHIEF FINANCIAL OFFICER TAIMUR SHARIH NAMED VICE PRESIDENT & CFO SIOUX FALLS, S.D., (February 24, 2021) — Raven Industries, Inc. (the Company; NASDAQ:RAVN), a diversified technology leader in agriculture, high-performance specialty films, and aerospace and defense solutions, announced the appointment of Taimur Sharih as Chief Financial Officer, effective

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Raven Industries Inc. Title of Class of Securities: Common Stock CUSIP Number: 754212108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed

February 8, 2021 CORRESP

-

February 8, 2021 Ms. SiSi Cheng Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E Washington, D.C. 20549 Re: RAVEN INDUSTRIES INC Form 10-K For the Year Ended December 31, 2019 Filed March 26, 2020 Form 8-K Filed November 24, 2020 File No. 001-07982 Dear Ms. SiSi Cheng This letter is a response on behalf of Raven Industries, Inc. (the Comp

February 2, 2021 CORRESP

-

February 2, 2021 Ms. SiSi Cheng Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E Washington, D.C. 20549 Re: RAVEN INDUSTRIES INC Form 10-K For the Year Ended December 31, 2019 Filed March 26, 2020 Form 8-K Filed November 24, 2020 File No. 001-07982 Dear Ms. SiSi Cheng This letter is a response on behalf of Raven Industries, Inc (the Compa

January 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 January 5, 2021 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Nu

November 24, 2020 EX-99.1

Raven Industries Reports Strong Third Quarter Fiscal 2021 Results

Exhibit 99.1 Raven Industries Reports Strong Third Quarter Fiscal 2021 Results Sioux Falls, S.D. - November 24, 2020 - Raven Industries, Inc. (the Company;NASDAQ:RAVN) today reported financial results for the third quarter that ended October 31, 2020. Third Quarter Fiscal 2021 Noteworthy Items: •Company reported earnings of $0.24 per share while investing in Raven Autonomy™, Raven Composites™ and

November 24, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN I

November 24, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 24, 2020 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

October 8, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 October 6, 2020 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Nu

October 8, 2020 EX-99.1

RAVEN ANNOUNCES LEADERSHIP CHANGES TO ACCELERATE EXECUTION OF COMPANY'S GROWTH LEADERSHIP STRUCTURE TO ENHANCE STRATEGIC CONTINUITY AND EXECUTION

Exhibit 99.1 RAVEN ANNOUNCES LEADERSHIP CHANGES TO ACCELERATE EXECUTION OF COMPANY'S GROWTH STRATEGY LEADERSHIP STRUCTURE TO ENHANCE STRATEGIC CONTINUITY AND EXECUTION Sioux Falls, S.D. (October 6, 2020) — Raven Industries, Inc. (the Company; NASDAQ:RAVN) announced today it is making key leadership changes as part of the Company’s continued strategy to drive greater growth and to further position

August 27, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

August 27, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 26, 2020 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Nu

August 27, 2020 EX-99.1

RAVEN INDUSTRIES BOARD ANNOUNCES REALLOCATION OF CAPITAL TO BOLDLY INVEST FOR GROWTH COMPANY'S QUARTERLY DIVIDEND INDEFINITELY SUSPENDED

Exhibit 99.1 RAVEN INDUSTRIES BOARD ANNOUNCES REALLOCATION OF CAPITAL TO BOLDLY INVEST FOR GROWTH COMPANY'S QUARTERLY DIVIDEND INDEFINITELY SUSPENDED Sioux Falls, S.D. (August 26, 2020) — Raven Industries, Inc. (the Company; NASDAQ:RAVN), announced today that its board of directors has indefinitely suspended the Company’s regular quarterly cash dividend on its common stock. By suspending the divid

August 27, 2020 EX-99.1

Raven Industries Reports Second Quarter Fiscal 2021 Results

Exhibit 99.1 Raven Industries Reports Second Quarter Fiscal 2021 Results Sioux Falls, S.D. - August 26, 2020 - Raven Industries, Inc. (the Company); (NASDAQ:RAVN) today reported financial results for the second quarter that ended July 31, 2020. Second Quarter Fiscal 2021 Noteworthy Items: •Net sales in Applied Technology increased nearly 30 percent versus the prior year, leading to an increase in

August 27, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 26, 2020 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Nu

June 10, 2020 11-K

- FORM 11-K

11-K 1 a11-kdecember312019.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi

May 28, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN IND

May 21, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 20, 2020 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Numbe

May 20, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 19, 2020 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Numbe

May 20, 2020 EX-99.1

Raven Industries Reports First Quarter Fiscal 2021 Results

Exhibit 99.1 Raven Industries Reports First Quarter Fiscal 2021 Results Sioux Falls, S.D. - May 19, 2020 - Raven Industries, Inc. (the Company); (NASDAQ:RAVN) today reported financial results for the first quarter that ended April 30, 2020. First Quarter Fiscal 2021 Noteworthy Items: •Economic decline from the pandemic adversely impacted sales in all three operating divisions, with Engineered Film

May 7, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini

May 5, 2020 EX-1.01

Exhibit 1.01

Exhibit 1.01 Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2019 This is the Conflict Minerals Report of Raven Industries, Inc. (the Company or Raven) for the Calendar Year ended December 31, 2019 (Reporting Period). This Report is submitted to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Securities and Exchange Commissi

May 5, 2020 SD

- FORM SD MAY 2020

SD 1 fy21formsd.htm FORM SD MAY 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246171 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 205 East 6th Street,

April 8, 2020 DEF 14A

RAVN / Raven Industries, Inc. DEF 14A - - DEF 14A

DEF 14A 1 fy20proxydef14a052620.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only

March 26, 2020 EX-21

RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Technical Solutions, Inc. California, USA Dot Technology Corp.(a) Saskatchewan, Canada Raven Engineered Film

EX-21 6 exh21jan3120.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21 RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Technical Solutions, Inc. California, USA Dot Technology Corp.(a) Saskatchewan, Canada Raven Engineered Films, Inc. South Dakota, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven I

March 26, 2020 EX-4.1

RAVEN INDUSTRIES, INC. DESCRIPTION OF CAPITAL STOCK

EX-4.1 2 exh41jan3120.htm DESCRIPTION OF COMMON STOCK Exhibit 4.1 RAVEN INDUSTRIES, INC. DESCRIPTION OF CAPITAL STOCK The following is a summary of the terms of the common stock, par value $1.00 (the “Common Stock”), of Raven Industries, Inc. It is based upon our Restated Articles of Incorporation (the “Articles”) and our Amended and Restated Bylaws (the “Bylaws”) currently in effect. This summary

March 26, 2020 EX-10.2

RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement

EX-10.2 4 exh102psu2.htm EX-10.2 Exhibit 10.2 RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement Raven Industries, Inc. (the “Company”), pursuant to its 2019 Equity Incentive Plan (the “Plan”), hereby grants an award of Performance Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Performance Stock Unit Agr

March 26, 2020 EX-10.3

RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Restricted Stock Unit Award Agreement

EX-10.3 5 exh103rsu.htm EX-10.3 Exhibit 10.3 RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Restricted Stock Unit Award Agreement Raven Industries, Inc. (the “Company”), pursuant to its 2019 Equity Incentive Plan (the “Plan”), hereby grants an award of Restricted Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit A

March 26, 2020 EX-10.1

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 8, 2019 RAVEN INDUSTRIES, INC., as the Borrower, CERTAIN SUBSIDIARIES OF THE COMPANY, as Designated Borrowers, CERTAIN SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF AM

EX-10.1 3 exh101credit.htm EX-10.1 Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 8, 2019 among RAVEN INDUSTRIES, INC., as the Borrower, CERTAIN SUBSIDIARIES OF THE COMPANY, as Designated Borrowers, CERTAIN SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and L/C Issuer, and THE LENDERS PARTY HER

March 26, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDUSTRIE

March 23, 2020 EX-99.1

Raven Industries Reports Fourth Quarter Fiscal 2020 Results Strategic Growth Platforms Launched: Raven Autonomy™, Raven Composites™

EX-99.1 2 ravnerngsrel032320.htm EX-99.1 Exhibit 99.1 Raven Industries Reports Fourth Quarter Fiscal 2020 Results Strategic Growth Platforms Launched: Raven Autonomy™, Raven Composites™ Sioux Falls, S.D. - March 23, 2020 - Raven Industries, Inc. (the Company); (NASDAQ:RAVN) today reported financial results for the fourth quarter that ended January 31, 2020. Fourth Quarter Fiscal 2020 Noteworthy It

March 23, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 23, 2020 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Num

March 17, 2020 PRE 14A

RAVN / Raven Industries, Inc. PRE 14A - - PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini

March 16, 2020 DEF 14A

RAVN / Raven Industries, Inc. DEF 14A - - 2020 PRELIM PROXY STATEMENT

DEF 14A 1 fy20proxydef14a052620.htm 2020 PRELIM PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of

February 12, 2020 SC 13G/A

RAVN / Raven Industries, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Raven Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 754212108 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

November 27, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN I

November 27, 2019 EX-10.1

RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement

EX-10.1 2 psuagreement.htm PSU AGREEMENT Exhibit 10.1 RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement Raven Industries, Inc. (the “Company”), pursuant to its 2019 Equity Incentive Plan (the “Plan”), hereby grants an award of Performance Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Performance Stock

November 27, 2019 EX-10.2

RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Restricted Stock Unit Award Agreement

EX-10.2 3 rsuagreement.htm RSU AGREEMENT Exhibit 10.2 RAVEN INDUSTRIES, INC. 2019 EQUITY INCENTIVE PLAN Restricted Stock Unit Award Agreement Raven Industries, Inc. (the “Company”), pursuant to its 2019 Equity Incentive Plan (the “Plan”), hereby grants an award of Restricted Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Sto

November 26, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 26, 2019 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

November 26, 2019 EX-99.99.1

Raven Industries Reports Third Quarter Fiscal 2020 Results

Exhibit 99.1 Raven Industries Reports Third Quarter Fiscal 2020 Results Sioux Falls, S.D. - November 26, 2019 - Raven Industries, Inc. (the Company; (NASDAQ:RAVN) today reported financial results for the third quarter that ended October 31, 2019. Noteworthy Items Occurring During the Third Quarter: •The Company unveiled Raven Autonomy™ and Raven Composites™ as strategic growth platforms to drive a

November 5, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 5, 2019 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File N

November 5, 2019 EX-99.2

RAVEN INDUSTRIES BOLDLY INVESTING FOR EXCEPTIONAL GROWTH Investor Day 2019 1 TODAY’S PRESENTERS RAVEN INDUSTRIES DAN RYKHUS STEVEN BRAZONES LON STROSCHEIN ANTHONY SCHMIDT President & Chief Vice President & Director of Corporate VP & General Manager,

EX-99.2 2 a2019invslides.htm EXH 99.2 INVESTOR DAY PRESENTATION RAVEN INDUSTRIES BOLDLY INVESTING FOR EXCEPTIONAL GROWTH Investor Day 2019 1 TODAY’S PRESENTERS RAVEN INDUSTRIES DAN RYKHUS STEVEN BRAZONES LON STROSCHEIN ANTHONY SCHMIDT President & Chief Vice President & Director of Corporate VP & General Manager, Executive Officer Chief Financial Officer Development Raven Engineered Films 2 TODAY’S

November 5, 2019 EX-99.1

TODAY RAVEN INDUSTRIES UNVEILS DETAILS OF RAVEN AUTONOMY™ & RAVEN COMPOSITES™ AT INVESTOR DAY

EX-99.1 3 investorpresentationpr.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 TODAY RAVEN INDUSTRIES UNVEILS DETAILS OF RAVEN AUTONOMY™ & RAVEN COMPOSITES™ AT INVESTOR DAY SIOUX FALLS, S.D., (November 5, 2019) — Raven Industries, Inc. (the Company; NASDAQ: RAVN) will host its 2019 Investor Day today in New York City. The event will provide an overview of the Company’s strategic plan, with specific

September 23, 2019 EX-10..1

CREDIT AGREEMENT Dated as of September 20, 2019 RAVEN INDUSTRIES, INC., as the Borrower, CERTAIN SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and an L/C Issuer, THE LEN

EX-10..1 3 exh10sept2019a.htm CREDIT FACILITY AGREEMENT CREDIT AGREEMENT Dated as of September 20, 2019 among RAVEN INDUSTRIES, INC., as the Borrower, CERTAIN SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and an L/C Issuer, and THE LENDERS PARTY HERETO BOFA SECURITIES, INC., as Sole Lead Arranger and Sole Bookrunner T

September 23, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 September 20, 2019 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES INC. (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File

September 23, 2019 EX-99.1

RAVEN INDUSTRIES ANNOUNCES REPLACEMENT OF CORPORATE CREDIT FACILITY

EX-99.1 2 exh991a190923.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES ANNOUNCES REPLACEMENT OF CORPORATE CREDIT FACILITY Sioux Falls, S.D., (September 23, 2019) - Raven Industries, Inc. (the Company) (NASDAQ: RAVN), announced today that it has entered a new, three-year, $100 million senior unsecured multi-currency revolving credit facility (the “Credit Facility”), with BofA Securiti

August 22, 2019 EX-99.1

Raven Industries Reports Second Quarter Fiscal 2020 Results

EX-99.1 2 ravnerngsrel082219.htm FORM 8-K PRESS RELEASE Exhibit 99.1 Raven Industries Reports Second Quarter Fiscal 2020 Results Sioux Falls, S.D. - August 22, 2019 - Raven Industries, Inc. (the Company) (NASDAQ: RAVN) today reported financial results for the second quarter that ended July 31, 2019. Noteworthy Items: • Longer than expected OEM plant shutdowns and limited field application activiti

August 22, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 22, 2019 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES INC (Exact name of registrant as specified in its charter) SD 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission File Numb

August 22, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

June 6, 2019 11-K

RAVN / Raven Industries, Inc. 11-K - - FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 A. Full title of the

May 30, 2019 S-8

RAVN / Raven Industries, Inc. S-8 - - S-8 2019 EQUITY INCENTIVE PLAN

As filed with the Securities and Exchange Commission on May 30, 2019. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota (State or other jurisdiction of incorporation or organization) 46-0246171 (I.R.S

May 30, 2019 EX-24.1

RAVEN INDUSTRIES, INC. Powers of Attorney

EX-24.1 5 exhibit241s82019.htm EXHIBIT 24.1 EXHIBIT 24.1 RAVEN INDUSTRIES, INC. Powers of Attorney Each of the undersigned directors of Raven Industries, Inc., a South Dakota corporation (the “Company”), does hereby make, constitute and appoint Daniel A. Rykhus and Lee A. Magnuson, and either of them, the undersigned’s true and lawful attorneys in fact, with power of substitution, for the undersig

May 30, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN IND

May 22, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 21, 2019 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission

May 20, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq12020.htm FORM 8K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 20, 2019 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or oth

May 20, 2019 EX-99.1

Raven Industries Reports First Quarter Fiscal 2020 Results

Exhibit 99.1 Raven Industries Reports First Quarter Fiscal 2020 Results Sioux Falls, S.D. - May 20, 2019 - Raven Industries, Inc. (the Company) (NASDAQ: RAVN) today reported financial results for the first quarter that ended April 30, 2019. Noteworthy Items: • Temporary conditions held down first quarter results; however, growth in sales and operating income are expected for the full year in each

May 20, 2019 SD

RAVN / Raven Industries, Inc. SD - - FORM SD MAY 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246171 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 205 East 6th Street, P.O. Box 5107, Sioux Falls, SD 57117

May 20, 2019 EX-1.01

Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2018

EX-1.01 2 fy20formsdexh-01.htm EXHIBIT 1.01 Exhibit 1.01 Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2018 This is the Conflict Minerals Report of Raven Industries, Inc. (the Company or Raven) for the Calendar Year ended December 31, 2018 (Reporting Period). This Report is submitted to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the

April 8, 2019 DEF 14A

RAVN / Raven Industries, Inc. 2019 PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defini

March 22, 2019 EX-3.1

EX-3.1

March 22, 2019 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact

March 22, 2019 EX-21

RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar Integrated Systems, LLC (a) Delaware, USA Aerostar International, Inc. South Dakota, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven Internatio

EX-21 3 exh21jan3119.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21 RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar Integrated Systems, LLC (a) Delaware, USA Aerostar International, Inc. South Dakota, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven International Holding Company B.V. Amsterdam, Netherlands Raven CLI Construction, Inc. South

March 20, 2019 EX-99.1

Raven Industries Reports Fourth Quarter and Fiscal Year 2019 Results Record Sales Achieved in Fiscal 2019

EX-99.1 2 ravnerngsrelease032019.htm EXHIBIT 99.1 Exhibit 99.1 Raven Industries Reports Fourth Quarter and Fiscal Year 2019 Results Record Sales Achieved in Fiscal 2019 Sioux Falls, S.D. - March 20, 2019 - Raven Industries, Inc. (the Company) (NASDAQ: RAVN) today reported financial results for the fourth quarter and fiscal year that ended January 31, 2019. Fourth Quarter Fiscal 2019 Noteworthy Ite

March 20, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq42019.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 20, 2019 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or

February 12, 2019 SC 13G/A

RAVN / Raven Industries, Inc. / VANGUARD GROUP INC Passive Investment

ravenindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8 )* Name of issuer: Raven Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 754212108 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate

November 28, 2018 EX-99.1

Raven Industries Reports Strong Third Quarter Fiscal 2019 Results Raven Achieves Record Sales and EPS on a Trailing Twelve-Month Basis

EX-99.1 2 ravnearningsrelease112818.htm EXHIBIT 99.1 Exhibit 99.1 Raven Industries Reports Strong Third Quarter Fiscal 2019 Results Raven Achieves Record Sales and EPS on a Trailing Twelve-Month Basis Sioux Falls, S.D. - November 28, 2018 - Raven Industries, Inc. (the Company) (NASDAQ: RAVN) today reported financial results for the third quarter that ended October 31, 2018. Noteworthy Items: • Con

November 28, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq32019.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 28, 2018 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State

November 28, 2018 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN I

October 10, 2018 SC 13G/A

RAVN / Raven Industries, Inc. / VANGUARD GROUP INC Passive Investment

ravenindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7 )* Name of issuer: Raven Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 754212108 Date of Event Which Requires Filing of this Statement: September 28, 2018 Check the appropriate

August 23, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq22019.htm FORM 8K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 22, 2018 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or

August 23, 2018 EX-99.1

Raven Industries Reports Strong Second Quarter Fiscal 2019 Results Sales Increased 19 Percent and EPS Increased 65 Percent Year-Over-Year

EX-99.1 2 ravenearningsrelease082218.htm EXHIBIT 99.1 Exhibit 99.1 Raven Industries Reports Strong Second Quarter Fiscal 2019 Results Sales Increased 19 Percent and EPS Increased 65 Percent Year-Over-Year Sioux Falls, S.D. - August 22, 2018 - Raven Industries, Inc. (the Company) (NASDAQ: RAVN) today reported financial results for the second quarter that ended July 31, 2018. Noteworthy Items: • Con

August 23, 2018 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

August 14, 2018 EX-99.1

RAVEN INDUSTRIES ANNOUNCES EXECUTIVE RETIREMENT JANET MATTHIESEN, VICE PRESIDENT OF HUMAN RESOURCE, WILL RETIRE IN APRIL

EX-99.1 2 exh991pressrelease81318.htm EXHIBIT 99.1 Exhibit 99.1 Immediate Release RAVEN INDUSTRIES ANNOUNCES EXECUTIVE RETIREMENT JANET MATTHIESEN, VICE PRESIDENT OF HUMAN RESOURCE, WILL RETIRE IN APRIL SIOUX FALLS, S.D., August 13, 2018 - Raven Industries (NASDAQ:RAVN) announced today that Janet Matthiesen, Vice President of Human Resources, will retire in April 2019. Throughout her time with the

August 14, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a8-k502execretire81318.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 13, 2018 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other juris

July 12, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a8-k502director71218.htm FORM 8K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 July 11, 2018 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State

July 12, 2018 EX-10.1

DEFERRED STOCK COMPENSATION PLAN FOR DIRECTORS OF RAVEN INDUSTRIES, INC. (As Amended and Restated Effective July 11, 2018)

EX-10.1 2 exh101deferredstockcompens.htm EXHIBIT 10.1 EXHIBT 10.1 DEFERRED STOCK COMPENSATION PLAN FOR DIRECTORS OF RAVEN INDUSTRIES, INC. (As Amended and Restated Effective July 11, 2018) THIS DEFERRED STOCK COMPENSATION PLAN FOR DIRECTORS OF RAVEN INDUSTRIES, INC., as Amended and Restated Effective July 11, 2018 (the "Plan"), is hereby adopted by Raven Industries, Inc., a South Dakota corporatio

July 12, 2018 EX-99.1

RAVEN INDUSTRIES ANNOUNCES APPOINTMENT OF TWO NEW DIRECTORS JAN HOLLOWAY AND LOIS MARTIN APPOINTED TO BOARD OF DIRECTORS

EX-99.1 3 exh991pressreleasedirector.htm EXHIBIT 99.1 Exhibit 99.1 Immediate Release RAVEN INDUSTRIES ANNOUNCES APPOINTMENT OF TWO NEW DIRECTORS JAN HOLLOWAY AND LOIS MARTIN APPOINTED TO BOARD OF DIRECTORS SIOUX FALLS, S.D., July 12, 2018 - Raven Industries (NASDAQ:RAVN) announced today that Janet Holloway and Lois Martin have been appointed to the Company’s Board of Directors. Ms. Holloway is for

June 20, 2018 11-K

RAVN / Raven Industries, Inc. FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 A. Full title of the

May 23, 2018 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 22, 2018 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission

May 23, 2018 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

May 17, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 17, 2018 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commission

May 17, 2018 EX-99.1

Raven Industries Reports Strong First Quarter Fiscal 2019 Results EPS Increased 80 Percent Year-Over-Year

EX-99.1 2 ravenearningsrelease0517.htm EXHIBIT 99.1 Exhibit 99.1 Raven Industries Reports Strong First Quarter Fiscal 2019 Results EPS Increased 80 Percent Year-Over-Year Sioux Falls, S.D. - May 17, 2018 - Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the first quarter that ended April 30, 2018. Noteworthy Items: • Consolidated net sales increased 19 percent year-over-

May 9, 2018 EX-1.01

Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2017

EX-1.01 2 fy19formsdexhibit-011.htm EXHIBIT 1.01 Exhibit 1.01 Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2017 This is the Conflict Minerals Report of Raven Industries, Inc. (the Company or Raven) for the Calendar Year ended December 31, 2017 (Reporting Period). This Report is submitted to comply with Rule 13p-1 under the Securities Exchange Act of 1934

May 9, 2018 SD/A

RAVN / Raven Industries, Inc. AMENDMENT FORM SD MAY 2018

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD/A Specialized Disclosure Report (Amendment No. 1) Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246171 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 205 East 6th Street, P.O. Box 5107, S

May 8, 2018 SD

RAVN / Raven Industries, Inc. FORM SD MAY 2018

SD 1 fy19formsd.htm FORM SD MAY 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246171 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 205 East 6th Street,

May 8, 2018 EX-1.01

Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2017

EX-1.01 2 fy19formsdexhibit-01.htm EXHIBIT 1.01 Exhibit 1.01 Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2017 This is the Conflict Minerals Report of Raven Industries, Inc. (the Company or Raven) for the Calendar Year ended December 31, 2017 (Reporting Period). This Report is submitted to comply with Rule 13p-1 under the Securities Exchange Act of 1934

April 5, 2018 DEF 14A

RAVN / Raven Industries, Inc. 2018 PROXY STATEMENT

DEF 14A 1 ravendef14a052218.htm 2018 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commis

March 23, 2018 EX-10.1

RAVEN INDUSTRIES, INC. NON-QUALIFIED DEFERRED COMPENSATION PLAN

Exhibit 10.1 RAVEN INDUSTRIES, INC. NON-QUALIFIED DEFERRED COMPENSATION PLAN Raven Industries, Inc. (the "Company") hereby establishes the Raven Industries, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"), effective on the Effective Date (as defined below). The purpose of the Plan is to attract and retain designated key employees by providing such persons with an opportunity to defer re

March 23, 2018 10-K

Annual Report - RAVEN INDUSTRIIES, INC. FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact

March 23, 2018 EX-21

RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar Integrated Systems, LLC (a) Delaware, USA Aerostar International, Inc. South Dakota, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven Internatio

EX-21 3 exh21jan3118.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21 RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar Integrated Systems, LLC (a) Delaware, USA Aerostar International, Inc. South Dakota, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven International Holding Company B.V. Amsterdam, Netherlands SBG Innovatie BV Middenmeer, Nether

March 23, 2018 EX-23..2

Consent of Independent Registered Public Accounting Firm

Exhibit 23.2 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-204796, 333-189009, 333-182051, 333-167290, 333-139063, 333-41352) of Raven Industries, Inc. of our report dated March 31, 2017 relating to the financial statements and financial statement schedules, which appears in this For

March 6, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq42018.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 6, 2018 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or o

March 6, 2018 EX-99.1

Raven Industries Reports Strong Fourth Quarter Fiscal 2018 Results Company Made Significant Progress on Long-Term Growth Initiatives

EX-99.1 2 ravenindearningsreldate030.htm EXHIBIT 99..1 Exhibit 99.1 Raven Industries Reports Strong Fourth Quarter Fiscal 2018 Results Company Made Significant Progress on Long-Term Growth Initiatives Sioux Falls, S.D. - March 6, 2018 - Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the fourth quarter that ended January 31, 2018. Noteworthy Items: • Consolidated net sal

February 15, 2018 SC 13G/A

RAVN / Raven Industries, Inc. / Neuberger Berman Group LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Raven Industries Inc (Name of Issuer) Common (Title of Class of Securities) 754212108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 12, 2018 SC 13G/A

RAVN / Raven Industries, Inc. / VANGUARD GROUP INC Passive Investment

ravenindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Raven Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 754212108 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate

December 7, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM

EX-99.1 2 exh991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Immediate Release Raven Announces Appointment of Director Rick Parod Appointed to Board of Directors SIOUX FALLS, S.D., December 5, 2017 - Raven Industries (NASDAQ:RAVN) announced today that Rick Parod has been appointed to the Company’s Board of Directors effective immediate

December 7, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a8-k502rickparod12417.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 December 4, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other juris

November 21, 2017 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN I

November 21, 2017 EX-2.1

ASSET PURCHASE AGREEMENT by and among COLORADO LINING INTERNATIONAL, INC., JOHN B. HEAP, PATRICK ELLIOTT, AND RAVEN INDUSTRIES, INC. Dated August 22, 2017

EX-2.1 2 a2018q3exh21.htm EXHIBIT 2.1 CONFIDENTIAL TREATMENT REQUESTED Exhibit 2.1 [*] Indicates confidential portions omitted pursuant to a request for confidential treatment filed separately with the Securities and Exchange Commission. ASSET PURCHASE AGREEMENT by and among COLORADO LINING INTERNATIONAL, INC., JOHN B. HEAP, PATRICK ELLIOTT, AND RAVEN INDUSTRIES, INC. Dated August 22, 2017 Exhibit

November 20, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq32018.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 20, 2017 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State

November 20, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong Third Quarter Fiscal 2018 Results

Exhibit Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong Third Quarter Fiscal 2018 Results Sioux Falls, S.D. - November 20, 2017 - Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the third quarter that ended October 31, 2017. Noteworthy Items: ? Consolidated net sales and earnings per share increased approximat

November 13, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 8, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC.

November 13, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM

EX-99.1 2 exhibit991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM FOR RELEASE AT 4 PM EASTERN TIME ON NOVEMBER 13, 2017 Raven Industries Announces Retirement of Director Mark Griffin SIOUX FALLS, S.D., (November 13, 2017) - Raven Industries, Inc. (NASDAQ:RAVN) announced today that Mark Griffin will retire from the company’s Board of Dir

August 24, 2017 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

August 24, 2017 EX-10.1

AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT

Exhibit 10.1 AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is made as of June 12, 2017, between RAVEN INDUSTRIES, INC., a South Dakota corporation (the "Company"); and Lee A. Magnuson ("Executive"). BACKGROUND AND CERTAIN DEFINITIONS A.Executive and the Company entered into a written Change in Control Agreement dated as of June 12, 2017. B.The Board of Directors of the Company (t

August 24, 2017 EX-10.2

FORM OF TO AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT SEPARATION AGREEMENT AND GENERAL RELEASE

EX-10.2 3 exh102exhibita.htm EXHIBIT 10.2 Exhibit 10.2 FORM OF EXHIBIT A TO AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT SEPARATION AGREEMENT AND GENERAL RELEASE Definitions. All the words used in this Separation Agreement and General Release (“Agreement”) have their plain meaning in ordinary English. Specific terms used in this Agreement have the following meanings: 1. Words such as “I” and “

August 23, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq22018.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 23, 2017 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or

August 23, 2017 EX-99..1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Second Quarter Fiscal 2018 Results STRONG GROWTH IN ALL THREE DIVISIONS DRIVES 75 PERCENT IMPROVEMENT IN OPERATING INCOME

EX-99..1 2 ravenindustriesincpressrel.htm EXHIBIT 99..1 Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Second Quarter Fiscal 2018 Results STRONG GROWTH IN ALL THREE DIVISIONS DRIVES 75 PERCENT IMPROVEMENT IN OPERATING INCOME Sioux Falls, S.D. - August 23, 2017 - Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the se

August 22, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 form8-kpressreleasea082217.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 22, 2017 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or

August 22, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Signs Agreement To Acquire Colorado Lining International

Exhibit Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Signs Agreement To Acquire Colorado Lining International SIOUX FALLS, S.D., (August 22, 2017) - Raven Industries, Inc. (NASDAQ:RAVN) today announced that it has signed an asset purchase agreement to acquire substantially all of the assets of Colorado Lining International, Inc., headquartered in P

June 20, 2017 11-K

Raven Industries FORM 11-K

11-K 1 ravenindustries11-kdecembr.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis

June 9, 2017 CORRESP

Raven Industries ESP

Document 205 E 6th Street, Sioux Falls, SD 57104 June 9, 2017 John Cash Branch Chief Office of Manufacturing and Construction Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

May 30, 2017 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 securityholdervote05252017.htm 2017 VOTE OF SECURITY HOLDERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 25, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-

May 23, 2017 SD

Raven Industries FORM SD MAY 17

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246171 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 205 East 6th Street, P.O. Box 5107, Sioux Falls, SD 57117

May 23, 2017 EX-1.01

Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2016

EX-1.01 2 fy18formsdexhibit-01.htm EXHIBIT 1.01 Exhibit 1.01 Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2016 This is the Conflict Minerals Report of Raven Industries, Inc. (the Company or Raven) for the Calendar Year ended December 31, 2016 (Reporting Period). This Report is submitted to comply with Rule 13p-1 under the Securities Exchange Act of 1934

May 23, 2017 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN IND

May 22, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq12018.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 22, 2017 Date of Report (Date of earliest event reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdicti

May 22, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong First Quarter Fiscal 2018 Results DILUTED EPS INCREASED MORE THAN 125 PERCENT YEAR-OVER-YEAR

EX-99.1 2 ravenindustriesincpressrel.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong First Quarter Fiscal 2018 Results DILUTED EPS INCREASED MORE THAN 125 PERCENT YEAR-OVER-YEAR Sioux Falls, S.D.-May 22, 2017-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the first quarter that

May 10, 2017 EX-99

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Announces Resignation of Heather Wilson from Board of Directors

EX-99 2 exhibit991pressreleasewils.htm EXHIBIT 99 Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Announces Resignation of Heather Wilson from Board of Directors SIOUX FALLS, S.D., May 09, 2017 (GLOBE NEWSWIRE) - Raven Industries (NASDAQ: RAVN) announced today that Heather Wilson has resigned from its board of directors effective immediately. Wilson w

May 10, 2017 8-K

Raven Industries 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 9, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC.

April 19, 2017 DEF 14A

Raven Industries 2017 PROXY STATEMENT

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)

April 6, 2017 EX-99.1

Raven Industries, Inc. Grants of Stock Options and Restricted Stock Units Under Long-Term Incentive Plan for 2017 Executive Officer Title Stock Options RSUs performance-based at Target Level RSUs time-based Daniel A. Rykhus President and Chief Execut

EX-99.1 2 ex-991x01ltipfor2017.htm EXHIBIT 99.1 Exhibit 99.1 Raven Industries, Inc. Grants of Stock Options and Restricted Stock Units Under Long-Term Incentive Plan for 2017 Executive Officer Title Stock Options RSUs performance-based at Target Level RSUs time-based Daniel A. Rykhus President and Chief Executive Officer 38,400 6,440 16,090 Steven E. Brazones Vice President and Chief Financial Off

April 6, 2017 8-K

Raven Industries 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 April 5, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC.

April 6, 2017 EX-16.1

April 6, 2017

EX-16.1 2 exhibit161.htm EXHIBIT 16.1 Exhibit 16.1 April 6, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Raven Industries, Inc. (copy attached) which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of Raven Industries, Inc. dated

April 6, 2017 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 31, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (

March 31, 2017 EX-10.1

RAVEN INDUSTRIES, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.1 2 exhibit101january312017.htm EXHIBIT 10.1 Exhibit 10.1 RAVEN INDUSTRIES, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (“Agreement”), effective as of March 29, 2017 (the “Effective Date”), is made by and between Raven Industries, Inc., a South Dakota corporation (the “Company”) and Daniel A. Rykhus (“Executive”). Recitals A. Executive and th

March 31, 2017 10-K

Annual Report - RAVEN INDUSTRIES, INC. FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact

March 31, 2017 EX-21

RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Integrated Systems, LLC (a) Delaware, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven Internatio

EX-21 5 exhibit21january312017.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21 RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Integrated Systems, LLC (a) Delaware, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven International Holding Company B.V. Amsterdam, Netherlands SBG Innovatie BV Middenme

March 31, 2017 EX-10.3

Schedule A POLICIES AND PROCEDURES DATE: 25 AUGUST 2015 (Revised 1 January 2016) SUBJECT: SENIOR MANAGEMENT BENEFITS PAGE 1 OF 1 NO. RS-01 SCHEDULE A

EX-10.3 4 exhibit103january312017.htm EXHIBIT 10.3 Exhibit 10.3 Schedule A POLICIES AND PROCEDURES DATE: 25 AUGUST 2015 (Revised 1 January 2016) SUBJECT: SENIOR MANAGEMENT BENEFITS PAGE 1 OF 1 NO. RS-01 SCHEDULE A In addition to all of the fringe benefits provided to salaried employees the Chief Financial Officer (hired after 12/1/14), Vice President of Human Resources, General Counsel and Vice Pr

March 31, 2017 EX-10.2

RAVEN INDUSTRIES, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.2 3 exhibit102january312017.htm EXHIBIT 10.2 Exhibit 10.2 RAVEN INDUSTRIES, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (“Agreement”), effective as of March 29, 2017 (the “Effective Date”), is made by and between Raven Industries, Inc., a South Dakota corporation (the “Company”) and STEVEN E. BRAZONES (“Executive”). Recitals A. Executive and

March 27, 2017 8-K

Raven Industries FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 27, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (

March 27, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong Fourth Quarter Fiscal 2017 Results YEAR-OVER-YEAR GROWTH IN SALES AND OPERATING INCOME ACCELERATED

EX-99.1 2 ravenindustriesincpressrel.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong Fourth Quarter Fiscal 2017 Results YEAR-OVER-YEAR GROWTH IN SALES AND OPERATING INCOME ACCELERATED Sioux Falls, S.D.-March 27, 2017-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the fourth quar

February 23, 2017 8-K

Raven Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 17, 2017 Raven Industries, Inc. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (C

February 23, 2017 EX-99.1

RAVEN INDUSTRIES EXECUTIVE NAMED UNIVERSITY PRESIDENT

EX-99.1 2 d352657dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE RAVEN INDUSTRIES EXECUTIVE NAMED UNIVERSITY PRESIDENT SIOUX FALLS, S.D., (February 22, 2017) — Raven Industries, Inc. (NASDAQ:RAVN) announced today that Stephanie Herseth Sandlin, General Counsel and Vice President of Corporate Development, has been named President of Augustana University, a private liberal arts college located

February 15, 2017 8-K

Raven Industries FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 15, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation

February 15, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong Third Quarter Fiscal 2017 Results YEAR-OVER-YEAR GROWTH IN SALES AND OPERATING INCOME IMPROVED

EX-99.1 2 ravenindustriesincpressrel.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Strong Third Quarter Fiscal 2017 Results YEAR-OVER-YEAR GROWTH IN SALES AND OPERATING INCOME IMPROVED Sioux Falls, S.D.-February 15, 2017-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the third quarte

February 15, 2017 SC 13G/A

RAVN / Raven Industries, Inc. / Neuberger Berman Group LLC - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 08)* Raven Industries Inc (Name of Issuer) Common (Title of Class of Securities) 754212108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

February 15, 2017 10-Q

Quarterly Report - FROM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN I

February 13, 2017 SC 13G/A

RAVN / Raven Industries, Inc. / VANGUARD GROUP INC Passive Investment

ravenindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Raven Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 754212108 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate

February 8, 2017 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

February 6, 2017 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

February 2, 2017 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM RAVEN INDUSTRIES PROVIDES UPDATE ON FILING TIMELINE

Exhibit Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM RAVEN INDUSTRIES PROVIDES UPDATE ON FILING TIMELINE Sioux Falls, S.D.-February 2, 2017-Raven Industries, Inc. (NASDAQ: RAVN) announced today that it has begun the process of filing its amended reports with the Securities and Exchange Commission (SEC) and expects to have all quarterly reports for fiscal year 2017

February 2, 2017 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 2, 2017 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation)

February 2, 2017 EX-21

RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Integrated Systems, LLC (a) Delaware, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven Internatio

EX-21 2 exhibit21january312016rest.htm EXHIBIT 21 Exhibit 21 RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Integrated Systems, LLC (a) Delaware, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven International Holding Company B.V. Amsterdam, Netherlands SBG Innovatie BV Middenmeer, Netherlands

February 2, 2017 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment 1) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2016 o TRANSITION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment 1) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDUSTR

February 2, 2017 10-Q/A

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe

December 21, 2016 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 December 21, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commis

December 21, 2016 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Receives Expected Notification of Deficiency from NASDAQ Related to Delayed Quarterly Report on Form 10-Q for the Third Quarter of Fiscal 2017

EX-99.1 2 ravenindustriesincpressrel.htm PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Receives Expected Notification of Deficiency from NASDAQ Related to Delayed Quarterly Report on Form 10-Q for the Third Quarter of Fiscal 2017 SIOUX FALLS, S.D., (December 21, 2016) - Raven Industries (NASDAQ:RAVN) announced today that as a result of

December 12, 2016 NT 10-Q

Raven Industries NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: October 31, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on

November 23, 2016 8-K

Raven Industries FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 17, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation

September 16, 2016 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Receives Expected Notification of Deficiency from NASDAQ related to delayed quarterly report on form 10-Q

EX-99.1 2 ravenindustriesincpressrel.htm PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Receives Expected Notification of Deficiency from NASDAQ related to delayed quarterly report on form 10-Q Sioux Falls, S.D.-September 16, 2016-Raven Industries, Inc. (NASDAQ: RAVN) announced today that as a result of being unable to timely file its Q

September 16, 2016 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

8-K 1 form8-kq22017nasdaqlisting.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 September 16, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State

September 12, 2016 NT 10-Q

Raven Industries NT 10-Q

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: July 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Rep

August 23, 2016 8-K

Raven Industries FORM 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 23, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation)

August 23, 2016 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Second Quarter Fiscal 2017 Results

EX-99.1 2 ravenindustriesincpressrel.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Second Quarter Fiscal 2017 Results Sioux Falls, S.D.-August 23, 2016-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the second quarter that ended July 31, 2016. Noteworthy Items: • Strong sales from ne

June 20, 2016 11-K

Raven Industries FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 A. Full title of the

May 27, 2016 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN IND

May 26, 2016 SD

Raven Industries FY17 FORM SD

SD 1 fy17formsd.htm FY17 FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246171 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) 205 East 6th Street, P.O

May 26, 2016 EX-1.01

Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2015

EX-1.01 2 fy17formsdexhibit-011.htm EXHIBIT 1.01 Exhibit 1.01 Raven Industries, Inc. Conflict Minerals Report for the Calendar Year Ended December 31, 2015 This is the Conflict Minerals Report of Raven Industries, Inc. (the Company or Raven) for the Calendar Year ended December 31, 2015 (Reporting Period). This Report is submitted to comply with Rule 13p-1 under the Securities Exchange Act of 1934

May 24, 2016 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 securityholdervote05242016.htm 2016 VOTE OF SHAREHOLDERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 24, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246

May 19, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kq12017.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 May 19, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdicti

May 19, 2016 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports First Quarter Fiscal 2017 Results

EX-99.1 2 ravenindustriesincpressrel.htm PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports First Quarter Fiscal 2017 Results Sioux Falls, S.D.-May 19, 2016-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the first quarter that ended April 30, 2016. Noteworthy Items: • Applied Technology’s sales declined 2

April 11, 2016 DEF 14A

Raven Industries DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 7, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 April 5, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC.

April 7, 2016 EX-99.1

Raven Industries, Inc. Grants of Stock Options and Restricted Stock Units Under Long-Term Incentive Plan for 2016 Executive Officer Title Stock Options RSUs performance-based at Target Level RSUs time-based Daniel A. Rykhus President and Chief Execut

Exhibit Exhibit 99.1 Raven Industries, Inc. Grants of Stock Options and Restricted Stock Units Under Long-Term Incentive Plan for 2016 Executive Officer Title Stock Options RSUs performance-based at Target Level RSUs time-based Daniel A. Rykhus President and Chief Executive Officer 102,300 22,810 14,250 Steven E. Brazones Vice President and Chief Financial Officer 32,800 7,300 4,570 Stephanie Hers

March 29, 2016 EX-10.1

FORM OF AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT

EX-10.1 2 exhibit101january312016.htm EXHIBIT 10.1 Exhibit 10.1 FORM OF AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is made as of March 28, 2016, between RAVEN INDUSTRIES, INC., a South Dakota corporation (the "Company"); and ("Executive"). BACKGROUND AND CERTAIN DEFINITIONS A.Executive and the Company entered into a written Change in Control Agreement dated as of , 201, which

March 29, 2016 10-K

Annual Report - RAVEN INDUSTRIES, INC. FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDUSTRIES, INC. (Exact

March 29, 2016 EX-21

RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Integrated Systems, LLC (a) Delaware, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven Internatio

EX-21 4 exhibit21january312016.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21 RAVEN INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT NAME OF SUBSIDIARY JURISDICTION Aerostar International, Inc. South Dakota, USA Aerostar Integrated Systems, LLC (a) Delaware, USA Raven Industries Canada, Inc. Nova Scotia, Canada Raven International Holding Company B.V. Amsterdam, Netherlands SBG Innovatie BV Middenme

March 29, 2016 EX-10.2

FORM OF TO AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT SEPARATION AGREEMENT AND GENERAL RELEASE

EX-10.2 3 exhibit102january312016.htm EXHIBIT 10.2 Exhibit 10.2 FORM OF EXHIBIT A TO AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT SEPARATION AGREEMENT AND GENERAL RELEASE Definitions. All the words used in this Separation Agreement and General Release (“Agreement”) have their plain meaning in ordinary English. Specific terms used in this Agreement have the following meanings: 1.Words such as “

March 23, 2016 8-K

Raven Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 21, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC.

March 22, 2016 EX-99

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Announces Retirement of Director Cynthia Milligan

EX-99 2 exhibit991pressrelease1.htm EXHIBIT 99 Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Announces Retirement of Director Cynthia Milligan SIOUX FALLS, S.D., (March 22, 2016) - Raven Industries (NASDAQ: RAVN) announced today that Cynthia Milligan will retire from the Company’s Board of Directors at the end of her current term, effective May 24,

March 22, 2016 8-K

Raven Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 22, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC.

March 10, 2016 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Fourth Quarter and Fiscal Year 2016 Results Fiscal Year 2016 Adjusted EPS of $0.401

Exhibit Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Fourth Quarter and Fiscal Year 2016 Results Fiscal Year 2016 Adjusted EPS of $0.40 1 Sioux Falls, S.D.-March 10, 2016-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the fourth quarter and fiscal year that ended January 31, 2016. Noteworthy Items: ? Restructurin

March 10, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 March 10, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Commi

February 24, 2016 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM HEATHER WILSON JOINS RAVEN INDUSTRIES' BOARD OF DIRECTORS

EX-99.1 2 exhibit991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM HEATHER WILSON JOINS RAVEN INDUSTRIES' BOARD OF DIRECTORS SIOUX FALLS, S.D., (February 23, 2016) - Raven Industries (NASDAQ: RAVN) announced today that Heather Wilson has joined the Company’s Board of Directors. The appointment is effective immediately. Dr. Wilson current

February 24, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a8-k502agreement012216.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 22, 2016 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jur

February 11, 2016 CORRESP

Raven Industries ESP

CORRESP 1 filename1.htm February 11, 2016 John Cash Branch Chief Office of Manufacturing and Construction Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E Washington, D.C. 20549 Re: Raven Industries, Inc. Form 10-K for the year ended January 31, 2015 Filed March 27, 2015 Form 10-Q for the quarter ended October 31, 2015 Filed December 4, 2015 File No. 1-7982 Dear

February 10, 2016 SC 13G/A

RAVN / Raven Industries, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 ravenindustriesinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Raven Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 754212108 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to designate the rule pursuan

February 10, 2016 SC 13G/A

RAVN / Raven Industries, Inc. / Neuberger Berman Group LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 07)* Raven Industries Inc (Name of Issuer) Common (Title of Class of Securities) 754212108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 11, 2016 SC 13G/A

RAVN / Raven Industries, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - RAVN AS OF 12/31/2015 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20) RAVEN INDUSTRIES INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 754212108 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedul

December 9, 2015 S-3/A

Raven Industries S-3/A

S-3/A 1 dec1016s-3a.htm S-3/A As filed with the Securities and Exchange Commission on December 9, 2015 Registration No. 333-200088 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 46-0246

December 4, 2015 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN I

November 24, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 November 24, 2015 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC. (Exact name of registrant as specified in its charter) South Dakota 001-07982 46-0246171 (State or other jurisdiction of incorporation) (Co

November 24, 2015 EX-99.2

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM RAVEN INDUSTRIES ANNOUNCES SENIOR LEADERSHIP CHANGES

Exhibit Exhibit 99.2 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM RAVEN INDUSTRIES ANNOUNCES SENIOR LEADERSHIP CHANGES Sioux Falls, S.D.-November 24, 2015-Raven Industries, Inc. (NASDAQ: RAVN) announced today two changes to its senior leadership team. Scott Wickersham has been named General Manager of the Company?s Aerostar Division, succeeding Lon Stroschein. ?Since his time a

November 24, 2015 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Third Quarter Fiscal 2016 Results Adjusted EPS of $0.13 1

Exhibit Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Third Quarter Fiscal 2016 Results Adjusted EPS of $0.131 Sioux Falls, S.D.-November 24, 2015-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the third quarter that ended October 31, 2015. Noteworthy Items: • Reduced forecast for Aerostar subsidiary Vista Researc

November 24, 2015 EX-99.2

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM RAVEN INDUSTRIES ANNOUNCES SENIOR LEADERSHIP CHANGES

Exhibit Exhibit 99.2 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM RAVEN INDUSTRIES ANNOUNCES SENIOR LEADERSHIP CHANGES Sioux Falls, S.D.-November 24, 2015-Raven Industries, Inc. (NASDAQ: RAVN) announced today two changes to its senior leadership team. Scott Wickersham has been named General Manager of the Company’s Aerostar Division, succeeding Lon Stroschein. “Since his time a

November 24, 2015 EX-99.1

RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Third Quarter Fiscal 2016 Results Adjusted EPS of $0.131

EX-99.1 2 ravenindustriesincpressrel.htm PRESS RELEASE Exhibit 99.1 RAVEN INDUSTRIES, INC. NASDAQ: RAVN SIOUX FALLS, SD RAVENIND.COM Raven Industries Reports Third Quarter Fiscal 2016 Results Adjusted EPS of $0.131 Sioux Falls, S.D.-November 24, 2015-Raven Industries, Inc. (NASDAQ: RAVN) today reported financial results for the third quarter that ended October 31, 2015. Noteworthy Items: • Reduced

August 31, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 Or 15(d) of The Securities Exchange Act of 1934 August 25, 2015 Date of Report (Date of Earliest Event Reported) RAVEN INDUSTRIES, INC.

August 31, 2015 EX-10.1

RAVEN INDUSTRIES, INC. EMPLOYMENT AGREEMENT FOR SENIOR MANAGEMENT

Exhibit Exhibit 10.1 RAVEN INDUSTRIES, INC. EMPLOYMENT AGREEMENT FOR SENIOR MANAGEMENT AGREEMENT dated as of August 25, 2015, between RAVEN INDUSTRIES, INC., a South Dakota corporation (the "Company"), and (the "Executive"). WITNESSETH: WHEREAS , the Board of Directors of the Company (the "Board") recognizes that Executive's contribution to the growth and success of the Company and its subsidiarie

August 31, 2015 EX-10.2

POLICIES AND PROCEDURES

EX-10.2 3 exhibit102082515.htm EXHIBIT 10.2 EXHIBIT 10.2 POLICIES AND PROCEDURES PAGE 1 OF 1 NO. RS-06-A DATE: 25 AUGUST 2015 SUBJECT: SENIOR MANAGEMENT BENEFITS SCHEDULE A In addition to all of the fringe benefits provided to salaried employees the Chief Financial Officer (hired after 12/1/14), Vice President of Human Resources, General Counsel and Vice President of Corporate Development, Divisio

August 28, 2015 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-07982 RAVEN INDU

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