Основная статистика
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| CIK | 1740332 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Resideo Technologies, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 14, 2025 |
EX-99.1 Exhibit 99.1 Resideo Announces Completion of Transaction with Honeywell To Accelerate Payment of All Potential Monetary Obligations Under Indemnification and Reimbursement Agreement SCOTTSDALE, Ariz., August 13, 2025 — Resideo Technologies, Inc. (NYSE: REZI), a leading global manufacturer, developer, and distributor of technology-driven sensing and controls products and solutions for resid |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commiss |
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| August 14, 2025 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of August 13, 2025 (this “Amendment”), among Resideo Funding Inc., a Delaware corporation (the “Borrower”), Resideo Technologies, Inc., a Delaware corporation (“Holdings”), Resideo Holding Inc., a Delaware corporation (“U.S. Holdco 1”), Resideo Intermediate Holding Inc., a Delaware corporation |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| August 5, 2025 |
Resideo Technologies, Inc. Severance Plan For Designated Officers as amended on July 31, 2025 Exhibit 10.2 RESIDEO TECHNOLOGIES, INC. SEVERANCE PLAN FOR DESIGNATED OFFICERS Effective as of July 31, 2025 GENERAL PROVISIONS 1.Purpose and Scope The purpose of the Resideo Technologies, Inc. Severance Plan for Designated Officers (the “Plan”) is to provide severance related benefits to select eligible employees of Resideo Technologies, Inc. and its participating divisions, subsidiaries and affi |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissio |
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| August 5, 2025 |
Jay Geldmacher dated July 31, 2025 Exhibit 10.3 AMENDED AND RESTATED 2018 STOCK INCENTIVE PLAN OF RESIDEO TECHNOLOGIES, INC. AND ITS AFFILIATES AMENDMENT TO STOCK OPTION AWARD AGREEMENT This amendment (the “Amendment”) to the STOCK OPTION AWARD AGREEMENT entered into as of the 28th day of May, 2020 (the “Option Award Agreement”) between Resideo Technologies, Inc. (the “Company”) and Jay Geldmacher (“Participant”) is effective July |
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| August 5, 2025 |
Exhibit 99 Resideo Announces Record Second Quarter 2025 Financial Results; Raises 2025 Outlook; Initiates Third Quarter 2025 Outlook •Record high second quarter net revenue of $1. |
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| July 30, 2025 |
EX-99.1 Exhibit 99.1 Resideo Signs Agreement To Accelerate Payment of All Potential Monetary Obligations Under Indemnification and Reimbursement Agreement with Honeywell and Eliminate All Future Payments $1.59 Billion To Be Paid to Honeywell in the Third Quarter of 2025 SCOTTSDALE, Ariz., July 30, 2025 — Resideo Technologies, Inc. (NYSE: REZI), a leading global manufacturer, developer, and distrib |
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| July 30, 2025 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION TERMINATION AGREEMENT This Termination Agreement (this “Agreement”), dated as of July 30, 2025, is made by and among (i) Honeywell International Inc., a corporation organized under the Laws of the State of Delaware (“Honeywell”), (ii) Resideo Technologies, Inc., a corporation organized under the Laws of the State of Delaware (“Resideo Parent”), (iii) Resideo |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissio |
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| July 30, 2025 |
EX-99.2 Exhibit 99.2 Resideo Announces Intention To Separate ADI Business, Creating Two Independent Public Companies Separation Designed To Unlock Value and Enhance Operational Performance and Strategic Flexibility with Focused Business Models; Both Companies To Offer Distinct and Compelling Investment Profiles Tax-Free Spin-Off Expected To Be Completed in Second Half of 2026 Expects Second Quarte |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissio |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Resideo Technologies, Inc. (Exact Name of the Registrant as Specified in Charter) Delaware 001-38635 82-5318796 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 16100 N 71st Street, Suite 550 Scottsdale, Arizona 85254 (Address of Pri |
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| May 30, 2025 |
Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 Exhibit 1.01 Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 This report for the year ended December 31, 2024, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Rule). The Rule was adopted by the Securities and Exchange Commission (the SEC) to implement reporting and disclosure requirements related to conflict |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2025 |
Resideo Announces First Quarter 2025 Financial Results; Reaffirms 2025 Outlook Exhibit 99 Resideo Announces First Quarter 2025 Financial Results; Reaffirms 2025 Outlook •Net revenue was $1. |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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| April 23, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| February 20, 2025 |
Exhibit 4.9 Execution Version SIXTH SUPPLEMENTAL INDENTURE Sixth Supplemental Indenture (this “Supplemental Indenture”), dated as of December 20, 2024, among Resideo Inc., a Delaware corporation (the “Guaranteeing Subsidiary”), Resideo Funding Inc. (the “Issuer”), and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (the “Truste |
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| February 20, 2025 |
List of subsidiaries of the registrant (filed herewith) Exhibit 21.1 Resideo Technologies, Inc. Subsidiaries of the Registrant as of December 31, 2024 Subsidiary Name Country of Incorporation Ackermann Limited United Kingdom Ademco (Pty) Ltd South Africa Ademco 1 B.V. Netherlands Ademco 1 GmbH Germany ADEMCO 1 LIMITED United Kingdom Ademco 2 GmbH Germany ADEMCO 2 LIMITED United Kingdom ADEMCO 4 LIMITED United Kingdom Ademco Adi Global Distribution, S.L |
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| February 20, 2025 |
Powers of Attorney ‡ (filed herewith) Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned, as a director of Resideo Technologies, Inc. (the “Company”), a Delaware corporation, hereby appoints Jay Geldmacher and Jeannine J. Lane, each with power to act without the other and with power of substitution and resubstitution, as my attorney-in-fact and agent for me and in my name, place and stead in any and all capacities, (i) to sign the |
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| February 20, 2025 |
Exhibit 4.11 Execution Version FIRST SUPPLEMENTAL INDENTURE Supplemental Indenture (this “Supplemental Indenture”), dated as of December 20, 2024, among Resideo Inc. (the “Guaranteeing Subsidiary”), a subsidiary of Resideo Technologies Inc., a Delaware corporation (the “Issuer”), Resideo Funding Inc. (the “Issuer”), and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”). W I |
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| February 20, 2025 |
Strategic Advisor Agreement with Fradin Consulting LLC dated November Exhibit 10.26 STRATEGIC ADVISOR AGREEMENT This Strategic Advisor Agreement (the “Agreement”) is made effective as of November 8, 2024 (the “Effective Date”) by Resideo Technologies, Inc. a Delaware corporation (the “Company”), and Fradin Consulting LLC (the “Advisor”). RECITALS WHEREAS, the principal owner of the Advisor, Roger Fradin ("Principal Owner"), served as a member of the Company’s Board |
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| February 20, 2025 |
Resideo Announces Full Year and Fourth Quarter 2024 Financial Results and Initiates 2025 Outlook Exhibit 99 Resideo Announces Full Year and Fourth Quarter 2024 Financial Results and Initiates 2025 Outlook •Full year 2024 net revenue was $6. |
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| February 20, 2025 |
Amendment to Restricted Stock Unit Agreement with Roger Fradin dated November Exhibit 10.27 2018 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS OF RESIDEO TECHNOLOGIES, INC. Amendment to Restricted Stock Unit Agreement This Amendment (the “Amendment”), made and entered into as of November 8, 2024, by and between Resideo Technologies, Inc. (the “Company”) and Roger Fradin (the "Participant"), amends the terms and conditions of a certain award agreement governing the terms of restrict |
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| February 20, 2025 |
Exhibit 10.25 November 6, 2024 Jay Geldmacher Re: Terms and Conditions of Employment Dear Jay: As discussed, you have notified the Board of Directors (the "Board") of Resideo Technologies, Inc. ("Resideo" or the "Company") of your intention to retire from the Company, and the Board has begun the process of conducting a search for a new President and Chief Executive Officer. In order to effectuate |
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| February 20, 2025 |
Description of Securities of Registrant ( Exhibit 4.1 DESCRIPTION OF SECURITIES The summary of the general terms and provisions of the capital stock of Resideo Technologies, Inc. (“we”, “us”, “our” or the “Company”) set forth below does not purport to be complete and is subject to and qualified by reference to the Company’s Amended and Restated Certificate of Incorporation (our “Certificate”) and Amended and Restated By-laws (our “By-laws |
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| February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-386 |
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| February 20, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| February 20, 2025 |
Resideo Insider Trading Policy (filed herewith) Exhibit 19.1 Insider Trading Policy Issue Date: October 30, 2024 Date Revised: October 30, 2024 document owner/contact: Jeannine Lane functions: All Geography: Global SUMMARY Federal, state and foreign securities laws prohibit trading in the equity or debt securities of a company while aware of material non-public information about the company. In order to take an active role in promoting complian |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| December 18, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| December 18, 2024 |
Exhibit 10.1 Execution Version FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of December 16, 2024 (this “Fifth Amendment”), to the Amended and Restated Credit Agreement dated as of February 12, 2021 (as amended by that certain First Amendment to Amended and Restated Credit Agreement dated as of March 28, 2022, that certain Second Amendment to Amended and Restated Credit Agreem |
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| November 27, 2024 |
EX-99.8 3 d840516dex998.htm EX-99.8 Exhibit 99.8 EXECUTION VERSION FIRST AMENDMENT TO TERM LOAN CREDIT AGREEMENT This FIRST AMENDMENT TO TERM LOAN CREDIT AGREEMENT (this “Amendment”), dated as of October 16, 2024, is entered into by and among CD&R Channel Holdings, L.P., a Cayman Islands exempted limited partnership, acting at all times by its general partner, CD&R Investment Associates XII, Ltd., |
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| November 27, 2024 |
REZI / Resideo Technologies, Inc. / CD&R Channel Holdings II, L.P. - SC 13D/A Activist Investment SC 13D/A 1 d840516dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Resideo Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 76118Y104 (CUSIP Number) CD&R Channel Holdings, L.P. c/o Clayton, Dubilier & Rice, LLC Attention: Rima Simson |
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| November 27, 2024 |
EX-99.7 2 d840516dex997.htm EX-99.7 Exhibit 99.7 JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Common Stock, $0.001 par value, of Resideo Technologies, Inc. (this “Agreement”), is being |
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| November 27, 2024 |
EX-99.9 4 d840516dex999.htm EX-99.9 Exhibit 99.9 Execution Version November 27, 2024 To: CD&R Channel Holdings II, L.P. c/o Clayton, Dubilier & Rice, LLC 375 Park Avenue, 18th Floor New York, NY 10152 Attention: Andrew Campelli Email: [email protected] From: UBS AG, London Branch c/o UBS Securities LLC 1285 Avenue of the Americas, 8th Floor New York, NY 10019 Attention: Strategic Equity Solutions |
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| November 14, 2024 |
REZI / Resideo Technologies, Inc. / Boston Partners - BOSTON PARTNERS Passive Investment SC 13G/A 1 rezia3111424.htm BOSTON PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* RESIDEO TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 76118Y104 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| November 7, 2024 |
Employment Agreement Letter with Dana Huth, dated August 8, 2024 (filed herewith) Exhibit 10.3 August 8, 2024 Dana Huth Re: Terms and Conditions of Employment Dear Dana: Per our discussion, below is a summary of the terms and conditions of your employment related to your new role as Senior Vice President, Chief Revenue Officer, P&S, effective August 9, 2024, reporting directly to Tom Surran, President P&S. COMPENSATION Base Salary: Your annual base salary remains unchanged at $ |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| November 7, 2024 |
Anthony Trunzo, dated August 8, 2024 (filed herewith) Exhibit 10.2 August 8, 2024 Tony Trunzo Re: Terms and Conditions of Employment Dear Tony: I am pleased to confirm your role as Senior Vice President, Executive Advisor, effective August 9, 2024 (the "Effective Date"), reporting directly to Jay Geldmacher, President & CEO. This letter represents the agreement between you and Resideo regarding your continued employment following the Effective Date. |
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| November 7, 2024 |
Employment Agreement Letter with Michael Carlet, Exhibit 10.1 August 8, 2024 Michael Carlet Re: Offer Dear Mike: I am pleased to extend to you this offer to become Executive Vice President, Chief Financial Officer for Resideo Technologies, Inc. ("Resideo" or "Company") based in Charlotte, North Carolina. This offer letter (“Offer Letter”) contains the terms of your offer of employment as of August 9, 2024 (the "Effective Date"). This offer is co |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 7, 2024 |
Resideo Announces Third Quarter 2024 Financial Results Exhibit 99 Resideo Announces Third Quarter 2024 Financial Results •Net revenue growth of 18% year-over-year; mid-single-digit organic revenue growth at both ADI and Products and Solutions •Products and Solutions gross margin of 42. |
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| October 31, 2024 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Resideo Technologies Inc (Name of Issuer) Common Stock (Title of Class of Securities) 76118Y104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| August 9, 2024 |
Fifth Supplemental Indenture dated July 17, 2024 Exhibit 4.2 Execution Version FIFTH SUPPLEMENTAL INDENTURE Fifth Supplemental Indenture (this “Supplemental Indenture”), dated as of July 17, 2024, among Snap One Holdings Corp., a Delaware corporation, Crackle Purchaser LLC, a Delaware limited liability company, Wirepath LLC, a Delaware limited liability company, Snap One, LLC, a North Carolina limited liability company, SunBrite Holding Corporat |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| August 8, 2024 |
Exhibit 99 Resideo Announces Second Quarter 2024 Financial Results Second quarter net income of $30 million; Adjusted EBITDA of $175 million, above the high end of outlook range Products and Solutions second quarter gross margin of 41. |
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| July 19, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Resideo Technologies, Inc. |
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| July 19, 2024 |
As filed with the Securities and Exchange Commission on July 19, 2024 Table of Contents As filed with the Securities and Exchange Commission on July 19, 2024 Registration No. |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissio |
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| July 17, 2024 |
Exhibit 4.1 SENIOR NOTES INDENTURE Dated as of July 17, 2024 Among RESIDEO FUNDING INC. THE GUARANTORS LISTED ON THE SIGNATURE PAGES HERETO and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee 6.500% SENIOR NOTES DUE 2032 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitions 21 Section 1.03 Rules of Construct |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissio |
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| July 10, 2024 |
RESIDEO ANNOUNCES UPSIZE AND PRICING OF 6.500% SENIOR NOTES DUE 2032 Exhibit 99.1 RESIDEO ANNOUNCES UPSIZE AND PRICING OF 6.500% SENIOR NOTES DUE 2032 SCOTTSDALE, Arizona, July 10, 2024 – Resideo Technologies, Inc. (NYSE:REZI) (the “Company” or “Resideo”) today announced that Resideo Funding Inc. (the “Issuer”), a direct wholly-owned subsidiary of the Company, has priced its private offering of $600 million aggregate principal amount of 6.500% Senior Notes due 2032 |
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| June 24, 2024 |
EX-99.5 3 d857888dex995.htm EX-99.5 Exhibit 99.5 EXECUTION VERSION $400,000,000 TERM LOAN AGREEMENT dated as of June 14, 2024 by and among CD&R CHANNEL HOLDINGS, L.P. and any Additional Borrowers as Borrowers, THE LENDERS FROM TIME TO TIME PARTY HERETO and WELLS FARGO BANK, N.A. as Administrative Agent and Collateral Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; CONSTRUCTION 1 Section 1.1 De |
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| June 24, 2024 |
REZI / Resideo Technologies, Inc. / CD&R Channel Holdings, L.P. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Resideo Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 76118Y104 (CUSIP Number) CD&R Channel Holdings, L.P. c/o Clayton, Dubilier & Rice, LLC Attention: Rima Simson 375 Park Ave, New York NY 10152 |
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| June 24, 2024 |
EX-99.1 2 d857888dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Common Stock, $0.001 par value, of Resideo Technologies, Inc. (this “Agreement”), is being |
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| June 18, 2024 |
Exhibit 99.1 Resideo Completes Acquisition of Snap One NEWS PROVIDED BY Resideo Technologies, Inc. ® Jun 14, 2024, 10:18 ET Expands Presence in Smart Living Products and Distribution Enhances Resideo’s growth and margin profile and accretive to non-GAAP Adjusted EPS in first full year of ownership Welcomes Nate Sleeper and John Stroup of Clayton, Dubilier & Rice LLC to Board of Directors SCOTTSDAL |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissio |
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| June 18, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION OF RESIDEO AND SNAP ONE Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION OF RESIDEO AND SNAP ONE On June 14, 2024 (the “Merger Date”), Resideo Technologies, Inc. (“Resideo” or the “Company”) and, Pop Acquisition Inc. a wholly-owned subsidiary of Resideo (“Merger Sub”), completed the previously announced acquisition of Snap One Holdings Corp. (“Snap One”), pursuant to an Agreement and Plan of Merg |
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| June 18, 2024 |
Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT of RESIDEO TECHNOLOGIES, INC. dated as of June 14, 2024 TABLE OF CONTENTS Page 1. Definitions 1 2. Registration Rights 5 (a) Shelf Registration 5 (b) Shelf Takedowns 5 (c) Cooperation with Shelf Takedowns 6 (d) Automatic Shelf Registration Statements 6 (e) Demand Rights 6 (f) Effectiveness of Demand Registration 7 (g) Continued Effective |
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| June 18, 2024 |
Exhibit 10.3 Execution Version FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 14, 2024 (this “Amendment”), among Resideo Funding Inc., a Delaware corporation (the “Borrower”), Resideo Technologies, Inc., a Delaware corporation (“Holdings”), Resideo Holding Inc., a Delaware corporation (“U.S. Holdco 1”), Resideo Intermediate Holding Inc., a Delaware corporation (“U.S. H |
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| June 18, 2024 |
Exhibit 10.4 Execution Version AMENDED AND RESTATED FIFTH AMENDMENT TO INDEMNIFICATION AND REIMBURSEMENT AGREEMENT This Amended and Restated Fifth Amendment to INDEMNIFICATION AND REIMBURSEMENT AGREEMENT (this “Amendment”), dated as of June 14, 2024, by and between (i) Honeywell International Inc., a corporation organized under the Laws of the State of Delaware (“Indemnitee” or “Honeywell”), and ( |
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| June 18, 2024 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A CUMULATIVE CONVERTIBLE PARTICIPATING PREFERRED STOCK OF RESIDEO TECHNOLOGIES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned, pursuant to the provisions of Section 151 of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify that, pursua |
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| June 18, 2024 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO INVESTMENT AGREEMENT This AMENDMENT NO. 1 TO INVESTMENT AGREEMENT (this “Amendment”) is entered into as of June 14, 2024, by and among Resideo Technologies, Inc., a Delaware corporation (the “Company”), CD&R Channel Holdings, L.P., a Cayman Islands exempted limited partnership (the “Purchaser”), and Clayton, Dubilier & Rice Fund XII, L.P., a Cayman |
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| June 14, 2024 |
As filed with the Securities and Exchange Commission on June 14, 2024 As filed with the Securities and Exchange Commission on June 14, 2024 Registration Statement No. |
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| June 14, 2024 |
Exhibit 4.2 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A CUMULATIVE CONVERTIBLE PARTICIPATING PREFERRED STOCK OF RESIDEO TECHNOLOGIES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned, pursuant to the provisions of Section 151 of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify that, pursua |
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| June 14, 2024 |
Exhibit 10.1 AMENDED AND RESTATED 2018 STOCK INCENTIVE PLAN OF RESIDEO TECHNOLOGIES, INC. AND ITS AFFILIATES ARTICLE I ESTABLISHMENT AND PURPOSE 1.1 Purpose. The purpose of this Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates (as amended and restated, the “Plan”) is to enable the Company to achieve superior financial performance, as reflected in the |
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| June 14, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Resideo Technologies, Inc. |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| June 4, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| June 4, 2024 |
Exhibit 99 RESIDEO TECHNOLOGIES, INC. ANNUAL REPORT ON FORM 10-K RECLASSIFIED PORTIONS For the Year Ended December 31, 2023 PART II. Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations (In millions, except per share amounts) The following Management’s Discussion and Analysis of Financial Condition and Results of Operations is intended to help you understan |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Resideo Technologies, Inc. (Exact Name of the Registrant as Specified in Charter) Delaware 001-38635 (State or Other Jurisdiction of Incorporation) (Commission File No.) 16100 N 71st Street, Suite 550 Scottsdale, Arizona 85254 (Address of Principal Executive Offices) (Zip Code) Jeannine J. |
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| May 31, 2024 |
Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 Exhibit 1.01 Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 This report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Rule). The Rule was adopted by the Securities and Exchange Commission (the SEC) to implement reporting and disclosure requirements related to conflict |
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| May 28, 2024 |
EX-10.1 Exhibit 10.1 Execution Version THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of May 24, 2024 (this “Third Amendment”), to the Amended and Restated Credit Agreement dated as of February 12, 2021 (as amended by that certain First Amendment to Amended and Restated Credit Agreement dated as of March 28, 2022, that certain Second Amendment to Amended and Restated Credit Agr |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 2, 2024 |
Exhibit 99 Resideo Announces First Quarter 2024 Financial Results Products and Solutions first quarter gross margin of 39. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| May 2, 2024 |
Restricted Stock Unit Agreement with Robert B. Aarnes dated February 15, 2024 (filed herewith) Exhibit 10.1 AMENDED AND RESTATED 2018 STOCK INCENTIVE PLAN OF RESIDEO TECHNOLOGIES, INC. AND ITS AFFILIATES RESTRICTED STOCK UNIT AGREEMENT Participant: ROBERT AARNES Award Date: FEBRUARY 15, 2024 Number of Restricted Units Granted: 248,632 RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) as of the Award Date between Resideo Technologies, Inc. (the “Company”) and the Participant. 1.Grant of Awa |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| April 15, 2024 |
Exhibit 99.1 Resideo to Acquire Snap One to Expand Presence in Smart Living Products and Distribution Creates strong position in security, audio visual, and smart living technology distribution for residential and commercial markets Highly complementary capabilities offer professional integrators an expanded selection of proprietary products, extensive third-party supplier relationships, and prove |
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| April 15, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated as of April 14, 2024, among RESIDEO TECHNOLOGIES, INC., POP ACQUISITION INC. and SNAP ONE HOLDINGS CORP. TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 SECTION 1.01. The Merger 2 SECTION 1.02. Closing 2 SECTION 1.03. Effective Time 2 SECTION 1.04. Effects of Merger 2 SECTION 1.05. Certificate of Incorporation; Bylaws 2 SECTION 1.06. D |
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| April 15, 2024 |
Exhibit 10.1 EXECUTION VERSION INVESTMENT AGREEMENT dated as of April 14, 2024 by and among Resideo Technologies, Inc., CD&R Channel Holdings, L.P. and Clayton, Dubilier & Rice Fund XII, L.P. (solely for purposes of Section 4.10) Table of Contents Page ARTICLE I PURCHASE; CLOSING Section 1.1. Purchase 1 Section 1.2. Closing 2 Section 1.3. Closing Conditions 2 ARTICLE II REPRESENTATIONS AND WARRANT |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 14, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 15, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-38635 (Commission File |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-386 |
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| February 14, 2024 |
Exhibit 10.29 December 5, 2023 Phillip Theodore [email protected] Re: Terms and Conditions of Employment Dear Phil: Per our discussion, below is a summary of the terms and conditions of your employment related to your newly created role as Senior Vice President, Executive Advisor, effective Tuesday, December 5, 2023. COMPENSATION Base Salary: Your annual base salary remains unchanged at |
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| February 14, 2024 |
Policy Concerning Recoupment of Incentive Based Compensation from Officers (filed herewith) Exhibit 97 RESIDEO TECHNOLOGIES, INC. POLICY CONCERNING RECOUPMENT OF INCENTIVE BASED COMPENSATION FROM OFFICERS Adopted November 3, 2023 Policy The Board of Directors (the “Board”) of Resideo Technologies, Inc. (the “Company”) has adopted this Policy Concerning Recoupment of Incentive Based Compensation from Officers (this “Policy”) pursuant to Rule 10D-1 of the Securities and Exchange Act of 193 |
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| February 14, 2024 |
Powers of Attorney ‡ (filed herewith) Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned, as a director of Resideo Technologies, Inc. (the “Company”), a Delaware corporation, hereby appoints Jay Geldmacher and Jeannine J. Lane, each with power to act without the other and with power of substitution and resubstitution, as my attorney-in-fact and agent for me and in my name, place and stead in any and all capacities, (i) to sign the |
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| February 14, 2024 |
List of subsidiaries of the registrant (filed herewith) Exhibit 21.1 Resideo Technologies, Inc. Subsidiaries of the Registrant as of December 31, 2023 Subsidiary Name Country of Incorporation Ackermann Limited United Kingdom Ademco (Pty) Ltd South Africa Ademco 1 B.V. Netherlands Ademco 1 GmbH Germany ADEMCO 1 LIMITED United Kingdom Ademco 2 GmbH Germany ADEMCO 2 LIMITED United Kingdom ADEMCO 4 LIMITED United Kingdom Ademco ADI Global Distribution, S.L |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| February 13, 2024 |
SC 13G/A 1 rezia221324.htm ROBECO INVESTMENT MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* RESIDEO TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 76118Y104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check th |
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| February 13, 2024 |
Exhibit 99 Resideo Announces Fourth Quarter and Full Year 2023 Financial Results Products and Solutions fourth quarter gross margin of 39. |
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| February 13, 2024 |
REZI / Resideo Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01813-resideotechnologiesi.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Resideo Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 76118Y104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box t |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 4, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-38635 (Commission File N |
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| November 1, 2023 |
Exhibit 99 Resideo Announces Third Quarter 2023 Financial Results Sharpened focus on portfolio optimization with sale of Genesis Cable and purchase of Sfty, a Norwegian provider of life safety monitoring technology Expanded partnerships with leading national insurance providers, USAA and Nationwide Identified and executed on further cost cutting initiatives Repurchased 1. |
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| November 1, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Resideo Technologies, Inc. |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Reside |
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| November 1, 2023 |
As filed with the Securities and Exchange Commission on November 1, 2023 As filed with the Securities and Exchange Commission on November 1, 2023 Registration No. |
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| November 1, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| August 4, 2023 |
Exhibit 10.2 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 30, 2023 (this “Amendment”), among Resideo Funding Inc., a Delaware corporation (the “Borrower”), Resideo Technologies, Inc., a Delaware corporation (“Holdings”), Resideo Holding Inc., a Delaware corporation (“U.S. Holdco 1”), Resideo Intermediate Holdi |
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| August 4, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Resideo Technologies, Inc. |
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| August 4, 2023 |
As filed with the Securities and Exchange Commission on August 3, 2023 As filed with the Securities and Exchange Commission on August 3, 2023 Registration Statement No. |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Tech |
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| August 3, 2023 |
Resideo Announces Second Quarter 2023 Financial Results Exhibit 99 Resideo Announces Second Quarter 2023 Financial Results SCOTTSDALE, Ariz. |
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| August 3, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 31, 2023 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Resideo Technologies, Inc. (Exact Name of the Registrant as Specified in Charter) Delaware 001-38635 (State or Other Jurisdiction (Commission File No.) of Incorporation) 16100 N 71st Street, Suite 550 Scottsdale, Arizona 85254 (Address of Principal Executive Offices) (Zip Code) Jeannine |
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| May 31, 2023 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. EX-1.01 Exhibit 1.01 Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Rule). The Rule was adopted by the Securities and Exchange Commission (the SEC) to implement reporting and disclosure requirements related to c |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Tec |
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| May 3, 2023 |
Resideo Announces First Quarter 2023 Financial Results Exhibit 99 Resideo Announces First Quarter 2023 Financial Results SCOTTSDALE, Ariz. |
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| May 3, 2023 |
Exhibit 4.1 FOURTH SUPPLEMENTAL INDENTURE Fourth Supplemental Indenture (this “Supplemental Indenture”), dated as of April 11, 2023, among BTX Technologies, Inc., a New York corporation (the “Guaranteeing Subsidiary”), Resideo Funding Inc. (the “Issuer”), and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (the “Trustee”). The |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| April 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| April 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| February 21, 2023 |
Powers of Attorney ‡ (filed herewith) Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned, as a director of Resideo Technologies, Inc. (the “Company”), a Delaware corporation, hereby appoints Jay Geldmacher and Jeannine J. Lane, each with power to act without the other and with power of substitution and resubstitution, as my attorney-in-fact and agent for me and in my name, place and stead in any and all capacities, (i) to sign the |
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| February 21, 2023 |
List of subsidiaries of the registrant (filed herewith) Exhibit 21.1 Resideo Technologies, Inc. Subsidiaries of the Registrant as of December 31, 2022 Subsidiary Name Country of Incorporation Ackermann Limited United Kingdom Ademco (Pty) Ltd South Africa Ademco 1 B.V. Netherlands Ademco 1 GmbH Germany ADEMCO 1 LIMITED United Kingdom Ademco 2 GmbH Germany ADEMCO 2 LIMITED United Kingdom ADEMCO 4 LIMITED United Kingdom Ademco ADI Global Distribution, S.L |
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| February 21, 2023 |
Exhibit 4.1 DESCRIPTION OF SECURITIES The summary of the general terms and provisions of the capital stock of Resideo Technologies, Inc. (“we”, “us”, “our” or the “Company”) set forth below does not purport to be complete and is subject to and qualified by reference to the Company’s Amended and Restated Certificate of Incorporation (our “Certificate”) and Amended and Restated By-laws (our “By-laws |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-386 |
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| February 21, 2023 |
Exhibit 2.14 AMENDMENT NO. 3 TO THE TRADEMARK LICENSE AGREEMENT BY AND BETWEEN HONEYWELL INTERNATIONAL INC. AND RESIDEO TECHNOLOGIES, INC. This Amendment No. 3 to the Trademark License Agreement dated October 19th, 2019, as amended (the “Agreement”), is entered into by and between Honeywell International Inc. (“Licensor”) and Resideo Technologies, Inc. (“Licensee”). This Amendment is effective as |
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| February 15, 2023 |
Resideo Announces Fourth Quarter and Full Year 2022 Financial Results Exhibit 99 Resideo Announces Fourth Quarter and Full Year 2022 Financial Results SCOTTSDALE, Ariz. |
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| February 15, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| February 13, 2023 |
SC 13G/A 1 rezia121323.htm ROBECO INVESTMENT MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* RESIDEO TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 76118Y104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check th |
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| February 9, 2023 |
REZI / Resideo Technologies Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01787-resideotechnologiesi.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Resideo Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 76118Y104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box |
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| February 6, 2023 |
Exhibit 3.2 RESIDEO TECHNOLOGIES, INC. AMENDED AND RESTATED BY-LAWS Effective as of February 6, 2023 ARTICLE I Offices SECTION 1.1 Registered Office. The registered office of Resideo Technologies, Inc. (hereinafter, the “Corporation”) in the State of Delaware shall be at 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808, and the registered agent shall be Corporation Service Com |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commiss |
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| November 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| November 1, 2022 |
Resideo Announces Third Quarter 2022 Financial Results Exhibit 99 Resideo Announces Third Quarter 2022 Financial Results SCOTTSDALE, Ariz. |
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| November 1, 2022 |
Exhibit 10.2 Execution Version AMENDED AND RESTATED 2018 STOCK INCENTIVE PLAN OF RESIDEO TECHNOLOGIES, INC. AND ITS AFFILIATES FORM OF PERFORMANCE STOCK UNIT AGREEMENT PERFORMANCE STOCK UNIT AGREEMENT (this ?Agreement?) as of the [DAY] day of [MONTH, YEAR] (the ?Award Date?) between Resideo Technologies, Inc. (the ?Company?) and [EMPLOYEE NAME] (the ?Participant?). 1. Grant of Performance Award. T |
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| November 1, 2022 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED 2018 STOCK INCENTIVE PLAN OF RESIDEO TECHNOLOGIES, INC. AND ITS AFFILIATES FORM OF RESTRICTED STOCK UNIT AGREEMENT RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?) as of the [DAY] day of [MONTH, YEAR] (the ?Award Date?) between Resideo Technologies, Inc. (the ?Company?) and [EMPLOYEE NAME] (the ?Participant?). 1. Grant of Award. The Company has |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo T |
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| November 1, 2022 |
Exhibit 4.1 Execution Version THIRD SUPPLEMENTAL INDENTURE Third Supplemental Indenture (this ?Supplemental Indenture?), dated as of September 26, 2022, among Electronic Custom Distributors, Inc., a Texas corporation (the ?Guaranteeing Subsidiary?), Resideo Funding Inc. (the ?Issuer?), and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), a |
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| November 1, 2022 |
Exhibit 10.3 Execution Version AMENDED AND RESTATED 2018 STOCK INCENTIVE PLAN OF RESIDEO TECHNOLOGIES, INC. AND ITS AFFILIATES OMNIBUS AMENDMENT TO PERFORMANCE STOCK UNIT AGREEMENTS This Amendment dated [DATE], 2022, amends the terms and conditions of the performance stock unit award agreements governing the terms of all performance stock units (PSUs) that have been granted under the Amended and R |
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| August 4, 2022 |
Exhibit 4.2 Execution Version SECOND SUPPLEMENTAL INDENTURE Second Supplemental Indenture (this ?Supplemental Indenture?), dated as of May 19, 2022, among Arrow Wire & Cable, Inc., a California corporation (the ?Guaranteeing Subsidiary?), Resideo Funding Inc. (the ?Issuer?), and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee ( |
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| August 4, 2022 |
Exhibit 10.1 RESIDEO TECHNOLOGIES, INC. BONUS PLAN AMENDED AS OF APRIL 28, 2022 1. Purpose The purpose of this amended Resideo Technologies, Inc. Bonus Plan (the ?Plan?) is to attract and retain highly qualified employees, to obtain from each the best possible performance, and to underscore the importance to such employees of achieving particular business objectives. 2. Definitions For the purpose |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| August 4, 2022 |
Resideo Announces Second Quarter 2022 Financial Results Exhibit 99 Resideo Announces Second Quarter 2022 Financial Results SCOTTSDALE, Ariz. |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Tech |
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| June 9, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Resideo Technologies, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38635 82-5318796 (State or Other Jurisdiction of Incorporation or Organization) (Commission File No.) (I.R.S. Employer Identification Number) 16100 N 71st Street, Suite 550 Scottsdale, Arizona 85254 |
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| May 26, 2022 |
Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 Exhibit 1.01 Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 This report for the year ended December 31, 2021, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Rule). The Rule was adopted by the Securities and Exchange Commission (the SEC) to implement reporting and disclosure requirements related to conflict |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 3, 2022 |
Resideo Announces First Quarter 2022 Financial Results Exhibit 99 Resideo Announces First Quarter 2022 Financial Results SCOTTSDALE, Ariz. |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Tec |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| April 26, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permi |
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| April 4, 2022 |
Resideo Completes Acquisition of First Alert, Inc. Exhibit 99.1 Resideo Completes Acquisition of First Alert, Inc. Scottsdale, Ariz., April 1, 2022 ? Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions and distributor of commercial and residential security and audio-visual products, today announced that it has completed the acquisition of First Alert, Inc., a leading provider of home safety pro |
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| April 4, 2022 |
Exhibit 4.1 Execution Version FIRST SUPPLEMENTAL INDENTURE First Supplemental Indenture (this ?Supplemental Indenture?), dated as of April 1, 2022, among BRK Brands, Inc., a Delaware corporation, BRK FinCo LLC, a Delaware limited liability company, and THL-FA IP Corp., a Delaware corporation (each, a ?Guaranteeing Subsidiary?, and collectively, the ?Guaranteeing Subsidiaries?), Resideo Funding Inc |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| March 28, 2022 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of March 28, 2022 (this ?Amendment?), among Resideo Funding Inc., a Delaware corporation (the ?Borrower?), Resideo Technologies, Inc., a Delaware corporation (?Holdings?), Resideo Holding Inc., a Delaware corporation (?U.S. Holdco 1?), Resideo I |
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| February 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Technol |
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| February 15, 2022 |
Powers of Attorney ‡ (filed herewith) Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned, as a director of Resideo Technologies, Inc. (the ?Company?), a Delaware corporation, hereby appoints Jay Geldmacher and Jeannine J. Lane, each with power to act without the other and with power of substitution and resubstitution, as my attorney-in-fact and agent for me and in my name, place and stead in any and all capacities, (i) to sign the |
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| February 15, 2022 |
Resideo Announces Fourth Quarter and Full Year 2021 Financial Results Exhibit 99 Resideo Announces Fourth Quarter and Full Year 2021 Financial Results SCOTTSDALE, Ariz. |
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| February 15, 2022 |
List of subsidiaries of the registrant (filed herewith) Exhibit 21.1 Resideo Technologies, Inc. Subsidiaries of the Registrant Subsidiary Name Country of Incorporation Ackermann Limited United Kingdom Ademco (Pty) Ltd South Africa Ademco 1 B.V. Netherlands Ademco 1 GmbH Germany ADEMCO 1 LIMITED United Kingdom Ademco 2 B.V. Netherlands Ademco 2 GmbH Germany ADEMCO 2 LIMITED United Kingdom Ademco 2 S.r.l. Italy ADEMCO 4 LIMITED United Kingdom Ademco ADI |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 RESIDEO TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 76118Y104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 10, 2022 |
REZI / Resideo Technologies Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Resideo Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 76118Y104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 7, 2022 |
EX-2.1 2 d285776dex21.htm EX-2.1 Exhibit 2.1 EQUITY PURCHASE AGREEMENT BY AND BETWEEN NEWELL BRANDS INC. AND RESIDEO TECHNOLOGIES, INC. Dated as of February 6, 2022 ARTICLE I PURCHASE AND SALE OF PURCHASED EQUITY INTERESTS 1 Section 1.1 Purchase and Sale 1 Section 1.2 Amount and Form of Purchase Price 1 Section 1.3 Estimated Closing Adjustment Statement; Closing Payment 2 Section 1.4 Post-Closing |
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| February 7, 2022 |
EX-99.1 3 d285776dex991.htm EX-99.1 Exhibit 99.1 Resideo Announces Agreement to Acquire First Alert, Inc., a Leader in Home Safety Products, and Provides Preliminary Fourth Quarter Financial Results • Transaction expands and leverages Resideo’s footprint in the home with complementary fire and carbon monoxide detection and fire suppression products • Enhances presence across retail and professiona |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2022 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| November 26, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| November 4, 2021 |
Resideo Announces Third Quarter 2021 Financial Results EX-99 2 d149935dex99.htm EX-99 Exhibit 99 Resideo Announces Third Quarter 2021 Financial Results AUSTIN, Texas, November 4, 2021 – Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions and distributor of commercial and residential security and audio-visual products, today announced financial and operating results for the third quarter ended Octob |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo T |
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| August 27, 2021 |
Exhibit 4.1 EXECUTION VERSION SENIOR NOTES INDENTURE Dated as of August 26, 2021 Among RESIDEO FUNDING INC. THE GUARANTORS LISTED ON THE SIGNATURE PAGES HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee 4.000% SENIOR NOTES DUE 2029 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitions 21 Section 1.03 Rules of Cons |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commiss |
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| August 11, 2021 |
RESIDEO ANNOUNCES PRICING OF 4.000% SENIOR UNSECURED NOTES DUE 2029 Exhibit 99.1 RESIDEO ANNOUNCES PRICING OF 4.000% SENIOR UNSECURED NOTES DUE 2029 AUSTIN, Texas, August 10, 2021 ? Resideo Technologies, Inc. (NYSE:REZI) (the ?Company? or ?Resideo?) today announced that Resideo Funding Inc. (the ?Issuer?), a direct wholly-owned subsidiary of the Company, has priced its private offering of $300 million aggregate principal amount of 4.000% Senior Notes due 2029 (the |
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| August 11, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commiss |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| August 5, 2021 |
Exhibit 10.1 July 1, 2021 Jay Geldmacher [email protected] Re:Amendment to Employment Agreement Letter Dear Jay: As discussed, the Compensation and Human Capital Management Committee has approved an amendment to your relocation benefits. Upon your acceptance of this Amendment to Employment Agreement Letter, the following Relocation terms will be in place: RELOCATION (New Terms as of July |
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| August 5, 2021 |
Exhibit 99.2 Resideo Enters into Binding Agreement in Principle to Settle Class Action Litigation Company expects second quarter 2021 GAAP operating profit of $121 million, including $16 million settlement expense AUSTIN, Texas, August 3, 2021 / PRNewswire / ? Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions and distributor of commercial and |
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| August 5, 2021 |
Resideo Announces Second Quarter 2021 Financial Results Exhibit 99.1 Resideo Announces Second Quarter 2021 Financial Results AUSTIN, Texas, August 5, 2021 ? Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions and distributor of commercial and residential security and audio-visual products, today announced financial and operating results for the second quarter ended July 3, 2021. Second Quarter 2021 |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Tech |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 Resideo Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 76118Y104 (CUSIP Number) PRAESIDIUM INVESTMEN |
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| June 10, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Resideo Technologies, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38635 82-5318796 (State or Other Jurisdiction of Incorporation or Organization) (Commission File No.) (I.R.S. Employer Identification Number) 901 E 6th Street Austin, Texas 78702 (Full Mailing Addres |
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| May 27, 2021 |
Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 EX-1.01 2 d176536dex101.htm EX-1.01 Exhibit 1.01 Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 This report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Rule). The Rule was adopted by the Securities and Exchange Commission (the SEC) to implement reporting and disclosu |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Tec |
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| May 6, 2021 |
Resideo Announces First Quarter 2021 Financial Results EX-99 2 d239760dex99.htm EX-99 Exhibit 99 Resideo Announces First Quarter 2021 Financial Results AUSTIN, Texas, May 6, 2021 – Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions and distributor of commercial and residential security and audio-visual products, today announced financial and operating results for the first quarter ended April 3, 2 |
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| April 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| April 23, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permi |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| March 11, 2021 |
EX-99.1 2 d160196dex991.htm EX-99.1 Exhibit 99.1Exhibit 99.1 Presenter Topic Time Jay Geldmacher, Resideo Overview 10 min President and Chief Executive Officer Rob Aarnes ADI Global Distribution 15 min President, ADI Global Distribution Phil Theodore Products & Solutions 20 min President, Products & Solutions Jeff Frank Product Innovation 15 min Senior Vice President, Product Innovation Tony Trunz |
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| March 11, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| February 25, 2021 |
List of subsidiaries of the registrant (filed herewith) EX-21.1 5 rezi-ex2113594.htm EX-21.1 Exhibit 21.1 Resideo Technologies, Inc. Subsidiaries of the Registrant Subsidiary Name Country of Incorporation Ackermann Limited United Kingdom Ademco (Pty) Ltd South Africa Ademco 1 B.V. Netherlands Ademco 1 GmbH Germany ADEMCO 1 LIMITED United Kingdom Ademco 2 B.V. Netherlands Ademco 2 GmbH Germany ADEMCO 2 LIMITED United Kingdom Ademco 2 S.r.l. Italy ADEMCO |
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| February 25, 2021 |
Exhibit 2.1 Execution Version INDEMNIFICATION AND REIMBURSEMENT AGREEMENT BY AND AMONG NEW HAPI INC. AND HONEYWELL INTERNATIONAL INC. Dated as of October 14, 2018 TABLE OF CONTENTS Page(s) ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II INDEMNIFICATION 13 Section 2.1 Indemnification and Reimbursement by Indemnitor 13 Section 2.2 Estimates; Statements; and Reports 13 Section 2.3 Paymen |
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| February 25, 2021 |
Powers of Attorney ‡ (filed herewith) EX-24.1 7 rezi-ex2413882.htm EX-24.1 Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned, as a director of Resideo Technologies, Inc. (the “Company”), a Delaware corporation, hereby appoints Jay Geldmacher and Jeannine J. Lane, each with power to act without the other and with power of substitution and resubstitution, as my attorney-in-fact and agent for me and in my name, place and stead in an |
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| February 25, 2021 |
Description of Securities of Registrant (filed herewith) Exhibit 4.1 DESCRIPTION OF SECURITIES The summary of the general terms and provisions of the capital stock of Resideo Technologies, Inc. (?we?, ?us?, ?our? or the ?Company?) set forth below does not purport to be complete and is subject to and qualified by reference to the Company?s Amended and Restated Certificate of Incorporation (our ?Certificate?) and Amended and Restated By-laws (our ?By-laws |
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| February 25, 2021 |
Resideo Announces Fourth Quarter and Full Year 2020 Financial Results EX-99 2 d109705dex99.htm EX-99 Exhibit 99 Resideo Announces Fourth Quarter and Full Year 2020 Financial Results AUSTIN, Texas, Feb. 25, 2021 – Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions, today announced financial and operating results for the fourth quarter and full year ended Dec. 31, 2020. Fourth Quarter 2020 Highlights • Net revenue |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo Technol |
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| February 25, 2021 |
Exhibit 2.11 AMENDMENT NO. 2 TO THE TRADEMARK LICENSE AGREEMENT BY AND BETWEEN HONEYWELL INTERNATIONAL INC. AND RESIDEO TECHNOLOGIES, INC. This Amendment No. 2 to the Trademark License Agreement dated October 19th, 2019, as amended (the ?Agreement?), is entered into by and between Honeywell International Inc. (?Licensor?) and Resideo Technologies, Inc. (?Licensee?). This Amendment is effective as |
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| February 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| February 19, 2021 |
Amended and Restated By-laws of Resideo Technologies, Inc. EX-3.1 2 d114381dex31.htm EX-3.1 Exhibit 3.1 RESIDEO TECHNOLOGIES, INC. AMENDED AND RESTATED BY-LAWS Effective as of February 18, 2021 ARTICLE I Offices SECTION 1.1 Registered Office. The registered office of Resideo Technologies, Inc. (hereinafter, the “Corporation”) in the State of Delaware shall be at 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808, and the registered agen |
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| February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| February 17, 2021 |
Resideo Announces Successful Completion of Debt Refinancing EX-99.1 Exhibit 99.1 Resideo Announces Successful Completion of Debt Refinancing AUSTIN, Texas, Feb. 17, 2021 – Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions, today announced that the company has completed the refinancing of its senior secured term loan A and term loan B with the net proceeds of a new 7-year, $950 million senior secured t |
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| February 17, 2021 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT AND RESTATEMENT AGREEMENT, dated as of February 12, 2021 (this ?Amendment and Restatement Agreement?), to the Credit Agreement dated as of October 25, 2018 (as amended by that certain First Amendment dated as of November 26, 2019 and that certain Second Amendment dated as of November 16, 2020 and as further amended, restated, supplemented or otherwise modif |
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| February 17, 2021 |
Exhibit 2.1 Execution Copy FOURTH AMENDMENT TO INDEMNIFICATION AND REIMBURSEMENT AGREEMENT This Fourth Amendment to INDEMNIFICATION AND REIMBURSEMENT AGREEMENT (this ?Amendment?), dated as of February 12, 2021, by and between (i) Honeywell International Inc., a corporation organized under the Laws of the State of Delaware (?Indemnitee? or ?Honeywell?), and (ii) Resideo Intermediate Holding Inc., a |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Resideo Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 76118Y104 Date of Event Which Requires Filing of this Statement: January 29, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Resideo Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 76118Y104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| January 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other (Commission File (IRS Employer jurisdi |
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| January 28, 2021 |
EX-99.1 2 r40559539b.htm PRESS RELEASE Resideo Announces Launch of Debt Refinancing Process and Preliminary Fourth Quarter 2020 Financial Results AUSTIN, Texas, Jan. 27, 2021 – Resideo Technologies, Inc. (NYSE: REZI), a leading global provider of home comfort and security solutions, today announced the company has launched a process to refinance its senior secured credit facilities. The strategic |
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| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| December 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| December 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| November 20, 2020 |
EX-1.1 Exhibit 1.1 FINAL VERSION 17,000,000 Shares RESIDEO TECHNOLOGIES, INC. COMMON STOCK (par value $0.001 per share) UNDERWRITING AGREEMENT November 17, 2020 November 17, 2020 Morgan Stanley & Co. LLC Evercore Group L.L.C. c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Evercore Group L.L.C. 55 East 52nd Street New York, NY 10055 Ladies and Gentlemen: Resideo Technologie |
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| November 20, 2020 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT (this “Amendment”), dated as of November 16, 2020, to the Credit Agreement dated as of October 25, 2018 (as amended by that certain First Amendment dated as of November 26, 2019 and as further amended, restated, supplemented or otherwise modified from time to time prior to the date hereof, the “Credit Agreement”) among RESIDEO TECHNOLOGIES, I |
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| November 20, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commi |
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| November 20, 2020 |
EX-99.1 Exhibit 99.1 Resideo Announces Public Offering of Common Stock AUSTIN, Texas, Nov. 16, 2020 — Resideo Technologies, Inc. (NYSE:REZI) (“Resideo”) today announced that it has commenced an underwritten public offering of 17,000,000 shares of its common stock. Resideo intends to use the net proceeds of this offering to repay borrowings under its revolving credit facility and for general corpor |
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| November 20, 2020 |
EX-99.2 Exhibit 99.2 Resideo Announces Pricing of Public Offering of Common Stock AUSTIN, Texas, Nov. 17, 2020 — Resideo Technologies, Inc. (NYSE:REZI) (“Resideo”) today announced the pricing of an underwritten public offering of 17,000,000 shares of its common stock at a price to the public of $15.00 per share, before underwriting discounts and commissions. The offering is expected to close on No |
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| November 20, 2020 |
EX-2.1 Exhibit 2.1 Execution Copy THIRD AMENDMENT TO INDEMNIFICATION AND REIMBURSEMENT AGREEMENT This Third Amendment to INDEMNIFICATION AND REIMBURSEMENT AGREEMENT (this “Amendment”), dated as of November 16th, 2020, by and between (i) Honeywell International Inc., a corporation organized under the Laws of the State of Delaware (“Indemnitee” or “Honeywell”), and (ii) Resideo Intermediate Holding |
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| November 19, 2020 |
424B5 1 d91305d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-250098 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be registered(1) Proposed maximum offering price per unit Proposed maximum offering price Amount of registration fee(2) Common stock, par value $0.001 per share 19,550,000 $15.00 $293,250,000 $31,9 |
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| November 16, 2020 |
SUBJECT TO COMPLETION, DATED NOVEMBER 16, 2020. 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-250098 The information contained in this preliminary prospectus supplement is not complete and may be changed. Neither this preliminary prospectus supplement nor the accompanying prospectus is an offer to sell nor does it seek an offer to buy the securities in any jurisdiction where the offer or sale is not permitted. SU |
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| November 16, 2020 |
Form of Indenture between Resideo Technologies, Inc. and the trustee to be named therein EX-4.1 Exhibit 4.1 RESIDEO TECHNOLOGIES, INC. and [], as Trustee INDENTURE Dated as of [] TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01. Definitions 1 SECTION 1.02. Incorporation by Reference of Trust Indenture Act 3 SECTION 1.03. Rules of Construction 3 ARTICLE II THE SECURITIES 4 SECTION 2.01. Form and Dating 4 SECTION 2.02. Amount Unlimited; Issuable in S |
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| November 16, 2020 |
S-3ASR Table of Contents As filed with the Securities and Exchange Commission on November 16, 2020 Registration No. |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| November 5, 2020 |
RESIDEO ANNOUNCES THIRD QUARTER 2020 FINANCIAL RESULTS EX-99 Exhibit 99 RESIDEO ANNOUNCES THIRD QUARTER 2020 FINANCIAL RESULTS AUSTIN, Texas, Nov. |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 26, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Reside |
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| October 13, 2020 |
Regulation FD Disclosure - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commis |
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| August 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissi |
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| August 4, 2020 |
S-8 As filed with the Securities and Exchange Commission on August 4, 2020 Registration No. |
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| August 4, 2020 |
RESIDEO ANNOUNCES SECOND QUARTER 2020 FINANCIAL AND OPERATING RESULTS EX-99 Exhibit 99 RESIDEO ANNOUNCES SECOND QUARTER 2020 FINANCIAL AND OPERATING RESULTS AUSTIN, Texas, August 4, 2020 – Resideo Technologies, Inc. |
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| August 4, 2020 |
fun UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38635 Resideo |
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| August 4, 2020 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned, as a director of Resideo Technologies, Inc. (the “Company”), a Delaware corporation, hereby appoints Jay Geldmacher, Anthony L. Trunzo and Jeannine J. Lane, each with power to act without the other and with power of substitution and resubstitution, as my attorney-in-fact to sign on my behalf in my capacity as a director of the Company |
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| July 31, 2020 |
EX-2.1 Exhibit 2.1 Execution Copy SECOND AMENDMENT TO INDEMNIFICATION AND REIMBURSEMENT AGREEMENT This Second Amendment to INDEMNIFICATION AND REIMBURSEMENT AGREEMENT (this “Amendment”), dated as of July 28, 2020, by and between (i) Honeywell International Inc., a corporation organized under the Laws of the State of Delaware (“Indemnitee” or “Honeywell”), and (ii) Resideo Intermediate Holding Inc. |
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| July 31, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commissio |
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| July 10, 2020 |
REZI / RESIDEO TECHNOLOGIES, INC. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Resideo Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 76118Y104 Date of Event Which Requires Filing of this Statement: June 30, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| June 10, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 29, 2020 |
EX-10.1 Exhibit 10.1 May 22, 2020 Anthony L. Trunzo Re: Offer Letter Dear Tony: I am pleased to confirm our offer to you to become Executive Vice President, Chief Financial Officer (Executive Band), based in Portland, OR, and reporting directly to the President and Chief Executive Officer. The effective date of your offer will be on a date mutually agreed between you and the company, but in no eve |
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| May 27, 2020 |
SD 1 d934142dsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Resideo Technologies, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38635 82-5318796 (State or Other Jurisdiction of Incorporation or Organization) (Commission File No.) (I.R.S. Employer Identification Number) 901 E 6th Street 78702 Austin, Tex |
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| May 27, 2020 |
Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2019 EX-1.01 Exhibit 1.01 Resideo Technologies, Inc. Conflict Minerals Report For the Year Ended December 31, 2019 This report for the year ended December 31, 2019 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Rule). The Rule was adopted by the Securities and Exchange Commission (the SEC) to implement reporting and disclosure requirements related to c |
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| May 19, 2020 |
EX-10.1 Exhibit 10.1 May 18, 2020 Jay Geldmacher Re: Employment Agreement Letter Dear Jay: I’ve enjoyed getting to know you through our search process and look forward to working together. Your experience and skills are strong complements to Resideo. And your personal style, directness and integrity will earn the respect of your team and all of our constituents. I am pleased to confirm our offer t |
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| May 19, 2020 |
Definitive Additional Materials DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2020 RESIDEO TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38635 82-5318796 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2020 |
May 18, 2020 Messers. Tony Watson and Bill Thompson Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 VIA EDGAR RE: Resideo Technologies, Inc. Form 8-K Filed February 26, 2020 File No. 1-38635 Dear Messers. Watson and Thompson: Set forth below is the response of Resideo Technologies, Inc. (the “Company”) to the comment raised by the staff (the “Staff”) |
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| May 7, 2020 |
Restricted Stock Unit Agreement with Andrew Teich dated December 2, 2019. ‡ (filed herewith) Exhibit 10.9 NONEMPLOYEE DIRECTORS OF RESIDEO TECHNOLOGIES, INC. RESTRICTED STOCK UNIT AGREEMENT RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) as of 02Dec2019 (the “Award Date”) between Resideo Technologies, Inc. (the “Company”) and Andrew Teich. 1. Grant of Award. The Company has granted you 14,000 Restricted Stock Units, subject to the terms of this Agreement and the terms of the 2018 Stock |
